EFTA Document EFTA01479390

Subject: Re: Trade Report - 1/10/2014 [C] From: Paul Morris a> Date: Fri, 10 Jan 2014 17:24:55 -0500 To: Vahe Stepanian Cc: Classification: Confidential cool have a good weekend, nice work today Tazia, let's coordinate on Third Lake, I spoke with Caroline and Chip Paul Morris Managing Director Deutsche Bank Private Bank From: Vahe Ste anianiIIIIIIIITo: Paul Morris Cc: Date: 01/10/2014 05:19 PM Subject: Re: Trade Report - 1/10/2014 [C] Classification: Confidential Yup - CC'ing Tazia here. She thought it made more sense to send on Monday morning so its fresh in his inbox (vs. Friday afternoon)... Thank you, Vahe Vahe Stepanian Associate I Wealth Investment Coverage EFTA01479390 Deutsche Bank Securities Inc. Deutsche Asset & Wealth Mana'ement From: Paul Morris/db/dbcom To: Vahe Stepanian 01/10/2014 05:17 PM Subject: Re: Trade Report - 1/10/2014 C Classification: Confidential i think he wanted to see chart on the venezuelan investment Paul Morris Managing Director Deutsche Bank Private Bank From: Vahe Stepanian/db/dbcom To: , Cc: , Paul Morris Date: 01/10/2014 05:14 PM Subject: ra e eport - 0/2014 [C] Date: EFTA01479391 Classification: Confidential Jeffrey, Thank you again for your time this morning. We look forward to hearing your thoughts about the existing positions and following up next week with additional trade ideas. Per our conversation, today you executed the following: S 1.4mm GE 5.25% fixed-float at 94 1/16 S 750k JPM 6% fixed to float at 96 5/8 S 20k Bombardier at 4.0828 USD Redeemed —$2.2mm of JP Morgan Value Advantage Mutual fund (JVAIX) will follow up with final NAV on Monday Have a great weekend. Thank you, Vahe Vahe Stepanian Associate I Wealth Investment Coverage Deutsche Bank Securities Inc. Deutsche Asset & Wealth Mana.ement EFTA01479392