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EFTA Document EFTA01480000Case File
efta-efta01480000DOJ Data Set 10CorrespondenceEFTA Document EFTA01480000
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3.P. Morgan Derivatives
Account Application and Agreement:
Swaps and Other Contracts
JPMorgan
?a char s account at such OCO w0 be to/ the p.rales Of ;Chita one)
S Specular on
K man
late, fl eas may net use a %Ingle account for Don outposts
The chant mitts tnt account at nab Wee OCO to mane transaasnam at the forkaing curanOeS torte re c-nrenrias Isred
Ire comentri wanateal (Cheek all mat +pair )-
E use)
E eve
FL WY
hote: Not ail may snipe wawa d transacting in ah CarthhOtS and ).P Morgan toes
arttebate pr Ore« Cletereg
Straits in au curreneres, *tease correct Syr )PMS rerelteitatrie if you Nara any Ovatt.On
4
the cient understands anti agrees mat $i penal4K TranSattlOnS wt be emecteC in accordance with tera internal toes and Mara%
or ),P Megan, the aØ able Ras, veglot tiny, Coital% and usages d any arrange mare«, OCO a self•regulatory ergaisizaton,
and all addicatat fide al and state huts. tukt smøteeetaticrIs. III of ranch are tart:Ward ay rennet into evert Canniest
ttenweten tc the extant aposeaDit to such Ormattves transaction(
Ow Dodd-f taw Act nand rat:credo ea a' Der natives
tvansactens, when may coo«, **Mott %meatKn. the disclosure of traibe mOo, "lab*" kr0Alrelt
patty s Center :ay name, LEI or
orttervnwl to a smaa del tells:altars and relevant rag...Vitas. :1 Connectran alai any [Sanative executed or Cenci (Or or Wt behalf
or such Clern On arta St? or OCO, the clew consents to the )stsdpclen of such Set *swat DCO and breed to (Iran:»
Su
StF or
OCO. they news, and their sense, paean, access to kJ books and retOrdS, gaff and other trearrriacen 'ettsats tor montering
UK/ enforcement or SE r or OW rota C horn agrees re Ø
an seteknert, starva and related fees and charges aingtosed by
P. metgait or any SU Or OW ealeg en connection niter clarreathies transact ow
S
The dirt 'Armerts and warrant] to /
~San Ona vett! ntarf? bass (Whir,. la Øret
of do.a, senedis each lira that
).P Morgan teietitt a Cleat a' ittnetal trateittrOnl'
Ttre (ant (elerel that hWs..Yt is it "ehable contract procipare,' as that orri 4 defined in Me COmmodm EtChan).
Mt by tenon of the %W haming (Cheat cane
O In< shirt is an inonnodar acing fOr nes a he own aCount ran trirestable assets n etses Or (I) $)0.300,00,7. or (t)
$5.007,000 and who xxo be 'Minng into suC' tranetrans in Order to tnanarie the tin associated vat. an M.14I
0~1 0v 1401Ity awned w ntalOnatry sveiv to be aimed or none& by the city
X
The Client 4 a corporation. Partnering& PeOrxteorsno, orgardaten, trust et other entity fatting tar !San X(Cont
e,)Mal Ras total assets flawing $:0,000.0200: (a) that cots sot have rats assets exceeding $13.000.0011 cut as
obeattOnS under the s(stieet triniriOnS Pal be guanitetritOr Ottienfle Sign:OM/6 bya steer or tregt, sispoort. or
other attetatrit by an entry Mat tin Stalest contract partaare, a (lu) that (a) vs a nr meth exceetma
11,000.000. and to) wit. enter into transacts:1ra in connecter% henh the tartlet Of the iron ( ' twirriela or to manage
ow not ateocialed von an ~et Cr
owned or owned Or rtaSonatar Isselv re be owned or 'retuned by Mt
enter in the Cereduct Ca the entmt's Oldness
LI Tine Mtn a an erg:bete ~fit
plan Sublert to the gmberee ftettersent income Secorty Act of egla (tg ti S C
;00 3 et awl I a gaverrnentai employee hewn plar[ ar a 'Drag^ peter perfom'etg a semis row ea function skils/c<1
as sirdi to toter regiaren, each wow Sot its corn «court (dens has total assets exceednot5.000,000. or la;
the flaStmenr daemonic/ vønKh are made by (a) in interment *Prior Or cOnlniaty trading artier %%Mesa to
rag/anon under the )notstaut 4.4.5e4 S ha of 1940 (15 U S.C. Sob-: e sea ) or the Ccenrhadm, Exchange AC1. (b)
a 'Caton person aewarmma a sypilar rote a turdun wined as such to sarasoehr Or ".11d1 tit Itch an instance
Øy
K aher. eieete Gomm) ) Morgan tencemung addeenal Oocummtarion that sill be newel
(DI In the Orate:Mg 12 meats, the (sent has nest etteOste0 Outwit vas tranattionS in a TOSS fawn* arrtott greater than
1$ ptllgn, a, d the (tent his eanviea oenven,es traviewans n sari amount.
client don not II) hod itself out as
~is
DematereS,
maw a maniet .n De waves; Oh/ re9PletW triter Jet Dervatnera web SOunterpameS as M ordinary
<Nina o( Dana* ler es cam *errant, a Coe engage 4 wanly causing e TO Oa cOrrrrars, knOwn In tna trade asa dealer or
market milker .% Derivatives
(el The thee does not have marts% arrangements .viler its Damien/es ecultetairtte I that acme t to minim a total
untolleeraltseS exposure Or more than $100 nulton to eh to
coatataparem. and (tithe crent *Des not martian ndbObal
Dernatvel »Weans of more Than 12 amen in any nap category d Oerevateva. or mere then 14 WIC° in Elgteilatn
Derwativel
hag* i of
Confidential Treatment Requested by
JPMorgan Chase
CONFIDENTIAL
JPM-SDNY-00002034
SDNY_GM_00271232
EFTA01480000
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