EFTA Document EFTA01480795

Ticket* Client Name ECI LOG 105258636 Account* MORT INC. 0241873788 PS Account Title Account Type Initiated Date 07/1342013 07:22 AM Initiator JUSTIN D NELSON Initiating Team P8 FRONT OFFICE Verify & Confirm for MORT INC. Final Risk Rating High Initial Risk Rating High GCS Report Requested Full Presence of Potential High Risk Indicators No Comments Summary of Risk Attributes Convicted Felon - Several newspaper articles were found that detail the indictment of Jeffrey Epstein in Florida on felony charges of soliciting underage prostitutes. Jeffrey Epsten served 13 months in jail. Numerous articles detail various law enforcement agencies investigating Jeffrey Epstein for allegedly participating in child trafficking and molesting underage girls. Jeffrey Epstein is required to register as a sex offender. Jeffrey Epsten has settled a dozen civil lawsuits out of court from his victims regarding solicitation for an undisclosed amount. Please summarize any material changes which have occurred with the client within the past 12 months: There have been no changes. Risk Updated History Creation Date ANS Entered by Updated Risk Previous Risk Comment HHH rid Search Type Security Service Details Further Review Required Company Information Information not confirmed for 'MORT INC' (Tax ID and Address): details included in the attachment. Yes Co orate Records Not a cable. No Other Database Searches (RDC/MIS/Factiva) No records were found. No Internal Database Search (CSSS/FPS) Internal database search revealed prior GS81 research for JEFFREY E EPSTEIN: and the following derogatory information was reported. RE0007: Several newspaper articles wore found that detail the indictment of Jeffrey Epstein n Florida on felony charges of soliciting underage prostitutes. Jeffrey Epstein served 13 months in jail. Numerous articles detail various law enforcement agencies investigating Jeffrey Epstein for allegedly participating in child trafficking and molesting underage girls. Jeffrey Epstein is required to register as a sex offender. Jeffrey Epstein has settled a dozen ova lawsuits out of court from his victims regarding solicitation for an undisclosed amount. Reference the account titled '116 EAST 65TH ST LLC' (attached document labeled 8168599138) for previous research. Yea State Court Searches Not a cable. No Federal Court Searches Not applicable. No Personal Particulars No additional research necessary. No Publications Nothing derogatory found. No Regulatory Sanctions No records were found. No OFAC]Contrita List Search A search of OFAC did not reveal any matches. No Negative or Inconsistent Information Yes GCS Red Dot N • Information Found No Yes Banker Attestation Details You are about to approve a high risk client. Have you included sufficient information to satisfy High Risk Enhanced Due Diligence regulatory requirements (Section 312 of the USA Patriot Act ? Ycs Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00003017 SDNY_GM_00272215 EFTA01480795