EFTA Document EFTA01480912

Ticket* 104537517 Account** Account Title Account Type Client Name ECI LO6 JEFFREY E EPSTEIN 9710670708 PB Initiated Date 02/09/201310:43 AM Initiator JUSTIN D NELSON Initiating Team PS FRONT OFFICE Verify & Confirm for Jeffrey Epstein Final Risk Rating High Initial Risk Rating Standard GCS Report Requested Full Presence of Potential High Risk Indicators Yes Reason for Adjustment Convicted Felon Comments Summary of Risk Attributes Per bank policy, felons are considered high risk and require additional approval. Please summarize any material changes which have occurred with the client within the past 12 months: The account still has yearly monitoring as the client is sensitive. GCS Grid Search Type Security Service Details Further Review Required Company Information No additional research necessary. No Corporate Records No additional research necessary. No Other Database Searches (RDC/MlSlFactiva) No additional research necessary. No Internal Database Search (CSSS/FPS) Interne/ database search revealed prior GSSI research for The Financial Trust Company 8 J Epstein and Co and nothing derogatory to report. Internal database search revealed prior 6581 research for Jeffrey Edward Epstein and the following derogatory information was reported: Several newspaper articles were found that detail the indicbnent of Jeffrey Epsten n Florida on felony charges of soliciting underage prostitutes. Jeffrey Epstein served 13 months in jail Numerous article,. detail various law enforcement agencies investigating Jeffrey Epstein for allegedly participating in child trafficking and moiesting underage girls. Jeffrey Epstein it; required to register as a sex offender. Jeffrey Epstein has settled a dozen civil lawsuits out of court from his victims regarding solicitation for an undisclosed amount. Yes State Court Searches No additional research necessary. No Federal Court Searches No additional research necessary. No Personal Particulars No additional research necessary. No Publications No additional research necessary. No Regulatory Sanctions No additional research necessary. No OFAC/Control List Search No additional research necessary. No Negative or Inconsistent Information Yes GCS : Red Dot .,. Has this been Identified as Red Dot KYC? kied Dot (Derogatory Information ) Identified Security Service Details Include KYC names in which this was sreviousl resorted. if an . Yes Red Dot Information Negative Information Found Yes Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00003152 SDNY GM_00272350 EFTA01480912