EFTA Document EFTA01480916

Ukase Client Name ECI LOG Account" JEFFREY E Account Title EPSTEIN PB Account Type Initiated Dale 03110.02012 07:15 AM Initiator PAUL V MORRIS Initiating Team P8 FRONT OFFICE Verify & Confirm for Jeffrey Epstein Final Risk Rating High Initial Risk Rating Standard GCS Report Requested Full Presence of Potential High Risk Indicators Yes Reason for Adjustment Concocted Felon Comments Summary of Risk Attributes Please summarize any material changes which have occurred with the client within the past 12 months: ro material updates but relationship monitored closely. HHH Hr:Ci Search Type Security Service Details Further Review Required Company Information No addhonal research necessary. No Corporate Records No additional research necessary. No Other Database Searches (RDC/MIS/Factiva) No additional research necessary. No Internal Database Search (CSSWFPS) Internal database search revealed prior GS&I research for Jeffrey Edward Epstein and the following derogatory information was reported Several newspaper articles were found that detail the indictment of Jeffrey Epsteei n Florida on felony charges of soliciting underage prostitutes Jeffrey Epstein served 13 months in jail Numerous articles detail various law enforcement agencies investigating Jeffrey Epstein for allegedly participating in child traffickliv and molesting underage girls. Jeffrey Epstein is required to register as a sea offender. Jeffrey Epstein has settled a dozen civil lawsuits out of court from his victims regarding solicitation for an undisclosed amount Yes State Court Searches No additional research necessary. No Federal Court Searches No additional research necessary. No Personal Particulars No additional research necessary. No Publications No additional research necessary. No Regulatory Sanctions No additional research necessary. No OFAC/Control List Search No additional research necessary. No Negative or Inconsistent Information Yes GCS Red Dot Has this been identified as Red Dot KYC? Red Dot (Derogatory Information ) identified Yes Security Service Details Include KYC names In which this was ireviousl re.orted. if an . Red Dot Information Negative Information Found Banker Attestation Details Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00003158 SDNY_GM_00272356 EFTA01480916