EFTA Document EFTA01481113

Confidential Due Diligence Report Executive Summary On 02/04/2010, GS&I was requested by PCS Front Officeto conduct a background investigation. Media research was conducted on Jeffrey Epstein and Leslie Wexner. Throughout this search, the following records were researched: CSSS/FPS internal database search (JPMorgan Chase Fraud Prevention List Review), publications, regulatory sanctions and OFAC (Office of Foreign Asset Control). Please Note: All research is subject to the availability of electronic database resources. Our searches revealed the following: Jeffrey Epstein • Company records search revealed no records found. • Internal database search revealed the following: Reference the account(s) titled "Jeffrey Epstein , Forums LLC YHS LLC 739106, I Correct om LL , The 2007 Jeffrey E Epstein Insurance Trust 1 Dtd November 1 2007 " for previous research. The following information was previously reported to Mary C Casey on 09/21/2006 under the account YHS, LLC (DDR # ): Several newspaper articles were found that detail the indictment of Jeffrey Epstein in Florida on felony charges of soliciting underage prostitutes. Jeffrey Epstein served 13 months in jail. • Other databases (RDC/MIS/Factiva) revealed no records found. • Publications revealed nothing derogatory. • Regulatory sanctions search revealed no records. • A search of OFAC did not reveal any matches. Leslie Wexner • Company records search revealed no records found. • Internal database search revealed the followir Reference the account(s) titled "Lennox LLC and previous research. The following information was previous) reported to Vicki X Manocchio on April 11, 2005, under the Limited Brands Inc. (DDR # ): Based on the original document dated 09/27/2002 from USA TODAY the following Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 742010B.doc 2 for Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00003377 SDNY_GM_00272575 EFTA01481113