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efta-efta01481136DOJ Data Set 10CorrespondenceEFTA Document EFTA01481136
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DOJ Data Set 10
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
3:P. Morgan Entity Account Application 4,1-7g.iio 2.4
5
C/(191600
Morgan
SP
A. Entity Information
Typeof Business CONSULTING
Date of Incorporation/Organization 11/18/2011 Country of IncorpOration/-
Organization ST THOMAS, VIRGIN ISLANDS
Primary Authcwiied.Contact P
RICHARD
KAHN phone 212 971
1.306
.1,1001ephoee. 917 414 7584
Mailing Acldreas 4
61100
p3
City 11104 4
3
country
1.45
0060A-13'15
zip
Email Address
B. Account In ormation
Title of account/Name of business: SOUTHERN TRUST COMPANY, INC.
Corporation 0 Partnership CI PIC/PHC 0 Sole Proprietorship 0 Endowment
Cl FOundatiOn d limited Liability 0 Limited iiPibility
Is the entity Non Profit? la
Yes
Company Part:nership
I have applied to Open the following accounts:
Chetiting Account 0 MoneY Market DepotitAccount/Savinga 0 Investment
Management/Third Party Manager/
Asset/Brokerag C AsSfitXustOdy 3.P, Morgan Alpha Program
(discretionary).
I hereby apply fora Line of Credit linked to my Asset-Aozount 0 Yes* (U-1
form will. tie tequired) pries
*Please be advised that if you have another account with the same feature,
this is not applicable
Automat Sweep (Applicable only to Asset or Asset With Brokerage AcCounts):
As further.described in the Asset Account Agreement;
uninvested: Cash belanCes and new cash deposits will be transferred
eutomatically to a Deposit Sweep. =
Account Tax Cost Methodology: la High Cost CI Long Term fHigh Cost 0 FIFO CI
EFTA01481136
Low Cost Cl Average Cost
if,the Account Tax Cost Methodology is not Average Cost, you may.: still
have Average Cost applied to the following by
Selecting one of the options: 0 Mutual Funds Only 0 Dividend ReinveStment
Plan (DRP) Only C) Mutual Funds & DRP 0 None
Each account I open, and each subaccount opened under such account from time
to time, are subject to the security interest
provisions in the Agreement (as defined below In "D. Agreement") and are
pledged as Collateral for all my Obligations.
(-ea, .41XVigOign0
Is this a privately held operating company in which any one persOn Or entity
has
25%0
=mot owneiship interest?
X Yes (complete owner Information below c) 0 No
Controlling Owner (Primary) Li d' key C.
e
lib sia% of Owners hip /0079
Date of
Birth:
Passport Number
ucfyyyy
Controlling
Owner
of OWnerShip
410.1001,
Date of Birth:
0-
E
Passport Number
M
ddYYYY
Controlling Owner % of Oilinerahip
Date of Bid
DE.
. Upon NoMber
0-1-11E0
m rn d d
Y Y Y
Controlling
Owner
% of Ownership
Date of
EFTA01481137
Birth:
YYY
Passport Number.
Ili in
Agromment
I . .have: ready understand and agree to thitiPplAatiOn and either the
General TermifOr Accounts and ServiCatancithetipplicable or, for
Commercial Checking only, the Account Terms (inoach caGeiour "Agreement"),
The AgreaMent, with amendments from time to time,
generally will apply to any future account, product-et-sem/tee:that we agree
upon orally, eleetrOnically or otherwise, although certain
accounts, products or services may require additional documentation. This
Agreement (including this application) is a security agreement
under Article 9 of the Uniform Commercial Code, as amended from time to
time. I have read and consent to the terms of 3.P, Morgan's'
Priyete Bank and Private Wealth ManegeMent Privacy Notice, including the
manner in which my Inforrnation is received and used, and that
uporytipenint anoocouit with 3.P. MOrgan!a:.PriVate Barkor PrivatatWealth
ManageMent (together:OS*6140.as the "Private aUsinete in the Notice)::my
informatiokwili be used by-one or more 'Members of the Private Banking
Business' family Of companies (as
listed in the Notice) in order to make available to me the products and
services available through the Private Banking Business,
3.P. Morgan Use Only Title SPN CAS
1 of 2 Banker/Investor 8/12 1060
3.P. Morgan Entity Account Application
IPMorgan
E. Signature
AU authorized signers are required to sign below unless the entity's
governing documents permit otherwise. Please note: any changes
not initialed by you, or any information that remains miaiiiilOwilhese forms
will cause rielay in opening your account and may
require us to send the application back to you.
DARREN K. INDYKE
Print Name
JEFFREY E. EPSTEIN
Print Nan*
EFTA01481138
Signature
Date Print Name
Signature
Date Print Name
EFTA01481139
).P. Morgan Use Only Title SPN CAS
2 of 2 Sankerfirniestor Bill 1060
EFTA01481140
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