EFTA Document EFTA01481688

Confidential Due Diligence Report Due Diligence Report DARREN K INDYKE PLLC JP Morgan Chase Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 7864595136 EFTA01481688 Confidential Due Diligence Report Executive Summary On 08/19/2013, GS&I was requested by JUSTIN NELSON to conduct a background investigation. Darren Indyke was researched through available New Jersey databases. DARREN K INDYKE PLLC was researched through available New York databases. Media research was conducted on HBRK Associates Inc. and New York Strategy Group. Throughout this search, the following records were researched: Company and corporate records, RDC (Regulatory Data Corp), MIS (McDonald Information Services), Worldcheck, Dow Jones Watchlist, Google, SPEADD/FPS internal database search (JPMorgan Chase Fraud Prevention List Review), federal court searches, personal particulars, publications, regulatory sanctions, FINRA/NFA and OFAC (Office of Foreign Asset Control). Please Note: All research is subject to the availability of electronic database resources. Our searches revealed the following: Darren Indyke • Company records search revealed no records found. • Corporate records search revealed no records found. • Other databases (RDC/MIS/ Worldcheck/Google/Dow Jones Watch List/SEX OFFENDER) revealed no records found. • Internal database search revealed no records. • Federal court searches revealed no records found. • Personal Particulars: Social security number: was issued in NY between 1974 -1975. Date of birth: Current Address: • Publications revealed nothing derogatory. • Regulatory sanctions search revealed no records found. • A search of OFAC did not reveal any matches. Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 7864595138 2 EFTA01481689 Confidential Due Diligence Report DARREN K INDYKE PLLC • Company records search revealed records found. • Corporate records search revealed records found. • Other databases (RDC/MIS/Worldcheck/Google) revealed no records found. • Internal database search revealed no records. • Federal court searches revealed no records found. • Publications revealed nothing derogatory. • Regulatory sanctions search revealed no records found. • A search of OFAC did not reveal any matches. HBRK Associates Inc. • Other databases (RDC/MIS/Worldcheck/Google) revealed no records found. • Internal database search revealed no records. • Publications revealed nothing derogatory. • Regulatory sanctions search revealed no records found. • A search of OFAC did not reveal any matches. New York Strategy Group • Other databases (RDC/MIS/Worldcheck/Google) revealed no records found. • Internal database search revealed no records. • Publications revealed nothing derogatory. • Regulatory sanctions search revealed no records found. • A search of OFAC did not reveal any matches. Jeffrey Edward Epstein • Internal database search revealed prior GS&I research for Jeffrey Edward Epstein and the following derogatory information was reported: Several newspaper articles were found that detail the indictment of Jeffrey Epstein in Florida on felony charges of soliciting underage prostitutes. Jeffrey Epstein served 13 months in jail. Numerous articles detail various law enforcement agencies investigating Jeffrey Epstein for allegedly participating in child trafficking and molesting underage girls. Jeffrey Epstein is required to register as a sex offender. Jeffrey Epstein has settled a dozen civil lawsuits out of court from his victims regarding solicitation for an undisclosed amount. Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 786459513B 3 EFTA01481690 Confidential Due Diligence Report TABLE OF CONTENTS COMPANY INFORMATION 5 CORPORATE RECORDS 6 PERSONAL PARTICULARS 7 OFAC/CONTROL LIST SEARCH 26 Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 786459513B 4 EFTA01481691 Confidential Due Diligence Report COMPANY INFORMATION Subject Summary Name Address Executives - 1 records found # Name I. BRITSCH, DAVID N Dates Phone None Listed County/FIPS County MSA NEW YORK NEW YORK New York, NY - 5600 New York, NY - 5600 Titles CONTACT Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 786459513B 5 EFTA01481692 Confidential Due Diligence Report CORPORATE RECORDS New York Secretary of State Corporate Filing Business Information Filing Number: Ill= Name: DARREN K. INDYKE PLLC Name Type: LEGAL STANDARD PROCESS ADDRESS: ORIGINAL PROCESS ADDRESS: Business Type: DOMESTIC PROFESSIONAL SERVICE LIMITED LIABILITY COMPANY Status: ACTIVE Place Incorporated: NEW YORK County Incorporated: NEW YORK Date Incorporated: 09/05/2008 Terms: PERPETUAL Status Comment: RIGHT TO TRANSACT BUSINESS: FRANCHISE TAX ENDED Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 786459513B 6 EFTA01481693 Confidential Due Diligence Report PERSONAL PARTICULARS Person Summary Name Indyke, Darren K Address Phone (Wireless) (Residential) (Phone number and zip code combination is invalid) LexID At a Glance Real Property Personal Property Professional Licenses Business Connections Address Summary (5 current, 10 prior) No. Address 1. (Residential) 5 1 1 Criminal/Arrest Bankruptcy 12 Status Current Judgments/Liens Notice of Default EFTA01481694 To-From 9/2011-8/2013 (Current Residence) Phone (Most Recent Listing) (Residential) ne area code is changing) Neighborhood Profile 2. (Residential) Name Associated with Address Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 7864595136 7 Current 11/2008-8/2013 (Current Residence) (Pho 0 0 0 EFTA01481695 Confidential Due Diligence Report Maxwell, Ghislaine Noelle (Residential) Possible Household Members Benowitz, Danielle N Indyke, Bernard W Indyke, Sharon E Saipher, Michelle F Name Associated with Address Redmond, Pye Ilene Redmond, Ilene F Redmond, Matthew P Pye, Thomas F Becker, Brian K Neighborhood Profile Average Age: 39 Median Household Income: $182,847 Median Home Value: $684,590 Average Years of Education: 16 4. Current 9/2004-6/2009 (Current Residence) (Most Recent Listing) (Residential m 5. Saipher, Michelle F Neighborhood Profile 6. Neighborhood Profile Average Age: 51 Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 7864595138 8 EFTA01481696 Prior 6/1994-8/2013 Current (Current Residence) Current 8/2003-8/2013 Current Residence) EFTA01481697 Confidential Due Diligence Report Median Household Income: $71,102 Median Home Value: $585,558 Average Years of Education: 14 7. Neighborhood Profile 8. 9. Essex County (Residential) Name Associated with Address Redmond, Pye Ilene Redmond, Ilene F Redmond, Rebecca R Redmond, Matthew P Pye, Thomas F Neighborhood Profile Average Age: 38 Median Household Income: $127,315 Median Home Value: $477,632 Avers e Years of Education: 15 10. New York, NY 10022-6843 New York County (Business) Neighborhood Profile Average Age: 51 Median Household Income: $111,607 Median Home Value: $475,000 Average Years of Education: 14 (Residential, High-rise) Prior 3/1993-7/2003 Prior 2002-10/2005 Prior Prior 12/2002-3/2010 EFTA01481698 8/2006-3/2009 973-535-1002 Prior 3/2000-11/2011 Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 7864595136 9 EFTA01481699 Confidential Due Diligence Report Neighborhood Profile Average Age: 38 Median Household Income: $105,460 Median Home Value: $965,278 Averiiiiirars of Education: 15 12. New York, NY 10002 Neighborhood Profile esiaentiaL, ig -rise Possible Household Members Shears, Therese 3 Neighborhood Profile (Residential, High-rise) Neighborhood Profile (Shipping agent) Neighborhood Profile on i'entia is report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 7864595136 10 Prior Prior Prior 8/1988-4/1994 EFTA01481700 Prior 9/1998 EFTA01481701 Confidential Due Diligence Report Licenses/Voter - 2 licenses Other Licenses - 2 licenses No. 1. 2. Type Voter Professional Real Property (5 current, 0 prior) No. Address Palm Beach CountySource: A Owner Info Indyke, Darren Sai her, Michelle F Legal Info Parcel Number: 00-42-47-21-28-000-0500 Sale Date: 09/15/2011 Assessment Year: 2012 Sale Price: $460,000.00 Recording Date: 09/21/2011 Document Type: Assessor Assessed Value: $355,606.00 Total Market Value: $355,606.00 Type of Address: Sfr Loan Amount: $345,000 Mortgage Lender Name: WELLS FARGO BK NA Mortgage Info 1 Loan Amount: $345,000.00 Description: Mortgage Lender Name: WELLS FARGO BK NA Loan Type: Conventional Recording Date: 09/21/2011 Contract Date: 09/15/2011 Transaction Type: Resale Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 786459513B 11 Status Current Purchase Price EFTA01481702 $460,000.00 Sale Price Status Active Issued/Expired Last Voted: 2001 Party: Republican Location NY NY State FL EFTA01481703 Confidential Due Diligence Report 2. Palm Beach CountySource: B Owner Info Indyke, Darren Legal Info Parcel Number: 00-42-47-21-28-000-0500 Assessment Year: 2012 Sale Price: $460,000.00 Recording Date: 09/15/2011 Document Type: Assessor Assessed Value: $355,606.00 Total Market Value: $355,606.00 Type of Address: Zero Lot Line Mortgage Info 1 Loan Amount: $345,000.00 Lender Name: WELLS FARGO BANK NA Loan Type: New Conventional Recording Date: 09/21/2011 Contract Date: 09/21/2011 Mortgage Info 2 Loan Amount: $345,000.00 Lender Name: WELLS FARGO BANK NA Loan Type: New Conventional Recording Date: 09/21/2011 Contract Date: 09/15/2011 3. Source: B Owner Info Indyke, Darren Sai her, Michelle Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 786459513B 12 Current $415,000.00 Current $460,000.00 FL EFTA01481704 EFTA01481705 Confidential Due Diligence Report Legal Info Parcel Number: 10 00107-0000-00007-0001-C3205 Assessment Year: 2011 Sale Price: $415,000.00 Recording Date: 06/30/2006 Document Type: Assessor Assessed Value: $388,700.00 Type of Address: Condominium 4. Essex CountySource: A Owner Info Indyke, Darren Sai her, Michelle Legal Info Parcel Number: 10-00107-0000-00007-01-C3205 Sale Date: 06/30/2006 Assessment Year: 2011 Sale Price: $415,000.00 Recording Date: 07/21/2006 Document Type: Assessor Assessed Value: $388,700.00 Market Land Value: $210,000.00 Total Market Value: $388,700.00 Type of Address: Condominium Loan Amount: $332,000 Mortgage Lender Name: FIRST MAGNUS FIN'L CORP 5. New York CountySource: A Owner Info Indyke, Darren Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 7864595136 13 Current $4,950,000.00 NY Current EFTA01481706 5415,000.00 NJ EFTA01481707 Confidential Due Dili ence Report Legal Info Parcel Number: 1399-0065 Sale Date: 07/06/2000 Assessment Year: 2003 Sale Price: $4,950,000.00 Recording Date: 10/18/2000 Document Type: Assessor Total Market Value: $6,660,000.00 Type of Address: Duplex Personal Property (1 current, 0 prior) N o. Type 1. MVR Status Year/Make Current 2012 Lincoln Vehicle Information VIN: Year: 2012 Make: Lincoln Model: MKX Class/Type: Passenger Car/Light Truck Base Price: $39,415.00 Registrant 1 Indyke, Darren K Plate Number: License Plate State: FL License Plate Type: Private Latest Registration Date: 04/02/2013 Expiration Date: 02/19/2015 Possible Criminal/Arrest (0 filings) Bankruptcy (0 active, 0 closed) Judgment / Liens (0 active, 0 closed) UCC Filings (0 debtor, 0 creditor) Associates Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 786459513B 14 Model VIN MKX, 4 Dr Wagon Sport Utility EFTA01481708 Jurisdi ction FL EFTA01481709 Confidential Due Diligence Report Possible Relatives - 1st Degree: 7, 2nd Degree: 23, 3rd Degree: 34 No. First Degree Relatives 1 Address Saipher, Michelle F(Possible Wife) Second Degree Relatives Saipher, H Edward • Deceased Saipher, Anne • Deceased Saipher, Jacob Third Degree Relatives Saipher, Renee • • Second Degree Relatives Shears, Lisa Kay • EFTA01481710 Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 7864595136 15 EFTA01481711 Confidential Due Diligence Report • inira uegree Relatives Green, Jennifer Lynn • 1 Midland Rd • • Newville, PA 17241-9407 Third Degree Relatives Green, Lisa K • • Third Degree Relatives Green, Eric Wesley Third Degree Relatives Green, Jon M • Third Degree Relatives Green, Eric W • Howard, Therese Jean Confidential - This report is not to be disseminated or photocopied to any third party without the EFTA01481712 express consent of Global Security & Investigations. 7864595136 16 EFTA01481713 Confidential Due Diligence Report Third Degree Relatives Shears, Barbara Jean • • Third Degree Relatives Howard, David J • Deceased Third Degree Relatives Shears, Randall Kenneth Third Degree Relatives Shears, Brittany Jean Third Degree Relatives Shears, Randi Kay EFTA01481714 arrer, Brian • Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 7864595136 17 EFTA01481715 Confidential Due Diligence Report • Third egree Relatives Shafer, Bryan E Third egree Relatives Shaffer, Harold 0 Deceased Third Degree Relatives Shafer, Michael E Third Degree Relatives Shaffer, Brian Shaffer, Harold Francis EFTA01481716 Third Degree Relatives Mcneal, Tegwen Marie Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 7864595136 18 EFTA01481717 Confidential Due Diligence Report Shaffer, Tha E Shears, Richard C Shears, Therese J Third Degree Relatives Falco, Joseph A Deceased Shaffer, Brian Stev 3. EFTA01481718 Indyke, Bernard W Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 786459513B 19 EFTA01481719 Confidential Due Diligence Report Benowitz, Gordon • • • Third Degree Relatives Benowitz, Gr B Third Degree Relatives Benowitz, Cory Scott Third Degree Relatives Benowitz, Corinne 3 • • enowitz, Corinne Joan • • • Deceased Benowitz, Lance Edward Indyke, Fredric 3 EFTA01481720 Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 7864595136 20 EFTA01481721 Confidential Due Diligence Report • • Third Degree Relatives Indyke, Rick Third Degree Relatives Indyke, Joan R Third Degree Relatives Indyke, Joan R Third Degree Relatives Indyke, Hilary A Third Degree Relatives Indyke, Rick • • Third Degree Relatives Indyke, Curtis M Confidential - This report is not to be disseminated or photocopied to any EFTA01481722 third party without the express consent of Global Security & Investigations. 7864595136 21 EFTA01481723 Confidential Due Diligence Report 4. econ' 'egree •e Benowitz, Daniel • 5. 6. Indyke, Sharon E(Possible Mother) Second Degree Relatives Bernstein, George • Bernstein, Elise S Third Degree Relatives Bernstein, George B • Deceased Third Degree Relatives Bernstein, George B • Third Degree Relatives Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 786459513B EFTA01481724 22 EFTA01481725 Confidential Due Diligence Report Bernstein, Michael K Third Degree Relatives Korn, Michael S Inirq uegree Relatives Korn, Michael David Inirtl uegree Relatives Korn, Bela Deceased Third Degree Relatives Korn, Michael S Bernstein, Elise S Indyke, Beth R EFTA01481726 Indyke, Tobi T Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 7864595136 23 EFTA01481727 Confidential Due Diligence Report Indyke, Scott S 7. Indyke, Scott Edward(Possible Brother) Business Connections - 12 records found No. Name 1. THE FLORIDA SCIENCE FOUNDATION, INC. 2. MAX HOTEL SERVICES CORP. 3 4. 5 6. 7 LYN AND J030 LLC 457 E MANAGEMENT NEW YORK LLC 457 Madison Ave Fl 4TH ZORRO DEVELOPMENT CORP. NEW YORK STRATEGY GROUP, LLC KCAC LLC 8. MAX HOTEL SERVICES CORP. 9. 10. 11. L.A.W. PLANTATION MANAGEMENT EFTA01481728 CORP. L.A.W. PLANTATION MANAGEMENT CORP. L.A.W. PLANTATION MANAGEMENT CORP. 12. NEH YORK STRATEGY GROUP LLC Possible Employers - 15 records found. No. Name 1. SLK DESIGNS LLC Address Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 7864595136 24 Contact Secretary Attorney Authorized Representative Chief Executive Officer Secretary Secretary Secretary Owner Phone Contact EFTA01481729 Confidential Due Diligence Report 2 3 4 5. 6 THE FLORIDA SCIENCE FOUNDATION, INC. THE C.O.U.Q. FOUNDATION, INC. L.A.W. PLANTATION MANAGEMENT CORP. LYN AND JOJO LLC 7. MAX HOTEL SERVICES CORP. 8 9 515 Abigail Plantation Rd Albany, GA 31721-8114 E MANAGEMENT NEW YORK LLC 457 Madison Ave Fl 4TH J EPSTEIN & COMPANY INC 11. NEH YORK STRATEGY GROUP LLC CORPORATION 13. DKI GRAPHICS, INC. 14. DKI GRAPHICS, INC. 15. SJ I CORPORATION Confidential - This report is not to be disseminated or photocopied to any EFTA01481730 third party without the express consent of Global Security & Investigations. 7864595136 25 EFTA01481731 Confidential Due Diligence Report OFAC/CONTROL LIST SEARCH Office of Foreign Assets Control: Search Results The Search Results Page displays records based on your search criteria. If the individual or organization is in the OFAC database, their name will be displayed in the Search Results Page. No records were found that meet your search criteria: Indyke, Darren Office of Foreign Assets Control: Search Results The Search Results Page displays records based on your search criteria. If the individual or organization is in the OFAC database, their name will be displayed in the Search Results Page. No records were found that meet your search criteria: DARREN K INDYKE PLLC Office of Foreign Assets Control: Search Results The Search Results Page displays records based on your search criteria. If the individual or organization is in the OFAC database, their name will be displayed in the Search Results Page. No records were found that meet your search criteria: HBRK Associates Inc. Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 786459513B 26 EFTA01481732 Confidential Due Diligence Report Office of Foreign Assets Control: Search Results The Search Results Page displays records based on your search criteria. If the individual or organization is in the OFAC database, their name will be displayed in the Search Results Page. No records were found that meet your search criteria: New York Strategy Group Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 7864595136 27 EFTA01481733