EFTA Document EFTA01493330

FINANCIAL TRUST COMPANY INC ACCT For the Period 8/1/12 to 8131/12 TRADE ACTIVITY Note: L indicates Long Term Realized Gain/Loss 0 indicates Ordinary Income Realized Gain • Settled transaction was initiated in prior statement period and settled in current statement period Trade Date Type Description Quantity Per Unk Amount Proceeds Tax Cost Realized Gain/Loss Settle Date Selection Method Settled Sales/Maturities/Redemptions 7/27 Sale TRUST PFD 7 3/4% a 21= (38,833.000) 25.118 925,184.04 (920,825.00) 4,359.04 Se 8/1 FIFO INW LODGING ILERAGE 1,841.65 TAX Et/OR SEC 20. N SECURITIES LLC (ID: 8/7 Redemption DB CONT BUFF EQ MS 08/07/12 25% CONTIN BARRIER- (1,000,000.000) 61.80 617,828.35 (1,000,000.00) (382,171.65) L 8/7 Pro Rata 13%CPN 30% CAP INITIAL LEVEL-07/15/11 MS:21.09 TO REDEMPTION (ID: 8/2 Sale BOARDWALK PIPELINE PARTNERS (1D (2,500.000) 27.207 68,016.47 (69.500.00) (1,483.53) S 8/7 FIFO BROKERAGE 125.00 TAX 6/OR SEC 1.53 J.P. MORGAN SECURITIES LLC (ID 8/2 8/7 Sale FIFO IDENIX PHARMACEUTICALS INC BROKERAGE 787.50 TAX 8/OR SEC 2.83 J.P. MORGAN (15,750.000) 7.986 125,463.09 (128,000.00) (536.91) S SECURITIES LLC (I 8/3 Sale FACEBOOK INC-A a.60 BROKERAGE (17,500.000) 19.966 349,402.75 (685,000.00) (315,597.25) S 8/8 FIFO 875.00 TM WOR SEC 7.85 J.P. MORGAN SECURITIES LLC (ID 8/3 Sale VANTV INC - CL A ell.IIIIIIMI3ROKERAGE (2,500.000) 22.013 55,031.78 (54,750.00) 281.76 S 8/8 FIFO 125.00 TAX 8/OR SEC 1.24 J.P. MORGAN SECURITIES LLC (ID: 8/2 Sale ELOQUA INC ROKERAGE 100.00 (2,000.000) 12.988 25.975.41 (23,000.00) 2,975.41 S 8/8 FIFO TAX 8/OR SEC .59 J.P. MORGAN SECURITIES LLC (ID 8/6 Sale AMERICAN INTERNATIONAL GROUP INC NEW (8,300.000) 31.684 199,608 50 (192,150.00) 7,458.50 S 8/9 FIFO 3ROKERAGE 315.00 TAX 8/OR SEC 4.48 J.P. MORGAN SECURITIES LLC (ID S indicates Short Term Realized Gain/Loss JP Morgan Accct age 24 of 36 Consolidated Statement Page 27 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00016177 SDNY_GM_00285375 EFTA01493330