EFTA Document EFTA01504320

JPMorgan Chase Bank, N.A. 270 Park Avenue, New York, NY 10017-2014 DARREN K. INDYKE IRA ROLLOVER ACCT- For the Period 9/1/13 to 9130/13 Asset Account J.P. Morgan Team William Sheridan Justin Nelson Paul Barrett Janet Young Gina Magliocco Jason Grosse Online access Banker Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.ipmorganontine.com Table of Content' Page Account Summary Holdings Cash 8 Fixed Income 80016341318 Portfolio Activity 2 4 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30, 2013. JPMS LLC's net capital of $13.8 bilkon 6 exceeded the minimum regulatory net capital requirement of $1.8 billion by $12.0 billion. JPMCC's net capital of $6.7 billion was approximately 7.9% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.7 billion by $5.0 billion. Please see disclosures located at the end of this statement package for important Information relating to each J P Morgan account(s). Complete copies of the JPMS LLC's and JPMCC's individual unaudited Statement of Financial Condition may be obtained, at no cost, by accessing: httplfinvestor.shareholder.comipmorganchaseifinancial- condition:elm J.P. Morgan Additionally, you may call 1.866.576.1300 to request a hard copy of the statement. C002073207 ISO. IS 0000I INDYK00 20131002 Page 1 of 6 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00029164 SDNY_GM_00298362 EFTA01504320