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efta-efta01512429DOJ Data Set 10Correspondence

EFTA Document EFTA01512429

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DOJ Data Set 10
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efta-efta01512429
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
JPMorgan n Private Bank FINANCIAL TRUST COMPANY, INC. ACCT For the Period INI/OS to 10/31/08 IMPORTANT INFORMA TON A BOO T YOUR MIMS! MARGIN ACCOUNT Please review your account statement and promptly report any Inaccuracy or discrepancy meluChne passida unauthorized trading Iethlty. unrecorded Modena payments. and unaccounted cash positions fl writing. Any oral commumcatton should be ra cords! mad in Val Ong ro further protect your rights, including your ogles under the Securities Investor Protection Act (SIPA). It you have any questions, please contact your Meal Account RepeennlarNe Or JPMSI Compliance Department at (212) 4812311 Pkeaso keep 5» forOn.no in mod when Mang this stMement to ~CA your JAWS! brokeragoacIycy Th4 ZIrdl~f it comb rot >Cur genera:inn,/ avant with the meow memorandum ~mot remind by Seaco 220 0 Repulsion T M enured by Regulation T. • Pormanentleeerd of lam sepamteaoccont~~~~pon your request Important Informition about AlcMg and VahiatIonS. Caftan assets ~Acting but not tented to pooled ~Me Investments non-putgoy traded and of requmby traded mambos der ~Pees. ~tnershp interests and tangible assets we gonnyagy nOo od the valued whit mey have been movded to us by ~0 ~het who may not be independent at the worm manage Such ofonnaton is reflected as or due last deteproydadto us flue nor udependenty vetted PrKeli 30~ Or MAO MO ~del by perCmg tans Cf OWN S0NLYSS :Worn we ClOOn, 'OM* ae not guaranteed for ~sty a fs realm!~ values Feeecred4 balances vi your account are not segregated and may be used in Ilie operation of JPMMs bussess subyeol to the ~Mons or SEC Mile 15c3-3 Unison otherwise rot:toted JPMSI a it agents and depopIcoes a,a hold your :cooties Upon your demand JAMS? mil pay to you the annum of your freeend. balance and me ~Marto you futy-pad maven» hetl on your banal lowest red be charged On anydedt ~On» the ineflOd of MkulMtgwtaaslg dersOted in a IS tent 1> alrenegonCoalfOners You shouU here recenedsepatateJPMS1 conlemebons for eachsecuntes fransechon AV franstestoos are ~teed lo die turns and condecos staged on the reyeraesde ot such colvmstons end ore subect to the Constrtyhon by-laws custom: end mterprehitonscr, the mattotatoca whet. ebecu»,/ and goMneby aha construed in accordancewan the tana or the Stale of New Yak and as goplcadolodearroors and regusnons Fortner maymetco net, respect to convorwons and orb o • tidiges related to :no e.eculion or Yensoacn. ~being ~tons Yana:2,2n; has been included in confrmeacna that were mcwoushdurnahed to you Upon ~So request JPMSI wen prorrptly supply j~ with the blest Surlf inearnebOn de partal madeere/I respect» an osue of senisfwl ttaWedm }our Itarg.n Account we wit ~ale the all by a ~Mod we Oxan far and agudSe You must promptly adoseJPIISIc maistalchange o lour inwestnontayoceves cc Maned, whiat~ <Mans treorroMMS0 °endows* JPMSI ~it consider re intorenettournondy,n ols nos to be complete and acavafe JPMSI s Ma a ~MI and b a sate legal tote,' han As ~Sather aims ~dog JPMCLI The seCuribes YON daled a Mo~smded by JPMSI (I) Are not wowed by:MrFederal Dopnit Insurance Corporabon or any other goarmenta) agency. (2) Are not deposits or other obliabons d Mears bank a that &Males (unics, otherwise sndc~1) and ere not guaranteed by m the responsetity deny such of fireles(unbss exotic* staled ~woe) and (3) Mech. ovest~ntrisks, inchcfmg ~ado loss or the pinopal invested JPAISM ~hog ~Mee may be lenders to «ono sewn« That JPItst underentes, ma whOn case ~Clods d"onus undenwaten by ~SI ney be used ke the nnottyrnOnf Of such ~~ and ya 3,10utl ,del to ene deWS~iie documents rasing 10 paracuSe ~Ss ke discussion al any such tending miatOoshos The FedinalRosconsiequres that JPMsl obtanyour consent beeped can obtain ~tam ~mina« Worn ds bank or ~It sift...m.(0:10d~ thee ~de ~~afronol you We w,v assu~ mat gat confoong to ~wed busoess web JPMSI waYConstelhe >asmascot to the staring or sod; olconston by JAMS, end its banka Wit et Males to the eirk•etparnslled by law JPMorgan ~Me Bank is me marketng name fa the pewee banking bushes conducted by J P Morgan Chase & Co through As substrates saldwde. anducling JPMergan Chase Bank. NA and J P Macon Securities Inc Account Page 6 of 6 Page 18 of 18 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00038276 SDNY_GM_00307474 EFTA01512429

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