EFTA Document EFTA01518729

CHISLAINE MAXWELL - OAP IHD ACCT. For the Period 7/1/13 to 7/31/13 TRADE ACTIVITY Note: S indicates Short Term Realized Gain/Loss Trade Date Type Quantity Per Unit Amount Proceeds Tax Cost Realized GaIn/Loss Settle Date Selection Method Description Settled Sales/Maturities/Redemptions 7/8 Sale COMPANHIA ENERGET1CA DE MINAS GERAIS SPONS ADR 7/11 High Cost REP NON VOTING PFD 0 8.9563 4,908.05 BROKERAGE 16.44 TAX 8/OR SEC .09 ESI SECURITIES COMPANY (ID: 204409-60-1) (548.000) 8.926 4,891.52 (5,444.64) (553.12) S 7/9 Sale COMPANHIA ENERGETICA DE MINAS GERAIS SPONS ADR 7 12 High Cost REP NON VOTING PFD 0 8.8442 4032.96 BROKERAGE 13.68 TAX 8/OR SEC .08 ESI SECURITIES COMPANY (ID- 204409-60-1) (456.000) 8.814 4.01920 (4,530.57) (511.37) S Total Settled Sale stritaturities/Redemptions 66.910.72 (69,97621) ($1,064.49) S Trade Date Type Description Quantity Per Unit Amount Market Cost Settle Date Settled Securities Purchased 7/12 Purchase ABB LTD SPONS ADR 0 22.4047 6,049.27 BROKERAGE 270.000 22.445 (6.060.07) 7117 10.80 ESI SECURITIES COMPANY (ID: 000375-20-4) 7/12 Purchase ASTRAZENECA PLC SPONS ADR 0 49.4017 3,458.12 70.000 49.442 (3.460.92) 7/17 BROKERAGE 2.80 ESI SECURITIES COMPANY (ID: 046353-10-8) 7/12 Purchase ME SYSTEMS PLC SPONS ADR . 25.81 2,988.15 115.000 25.85 (2,972.75) 7/17 BROKERAGE 4.60 ESI SECURITIES COMPANY (ID: 05523R-10-7) 7/12 Purchase BAYER A G SPONS ADR 0 110.5458 3,316.37 30.000 110.586 (3.317.57) 7/17 BROKERAGE 1.20 ESI SECURITIES COMPANY (ID: 072730-30-2) J.P. Morgan Account Page 14 of 18 Consolidated Statement Page 56 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00045975 SDNY_GM_00315173 EFTA01518729