EFTA Document EFTA01518944

CHISLAINE MAXWELL - OAP IHD ACCT. For the Period 9/1/13 to 9(30/13 Portfolio Activity Detail INFLOWS & OUTFLOWS Settle Date Type Description Quantity Per tine Amount Amount Selection Method Cost 9/3 Interest Income Foreign Dividend FGN Tax Withheld DEPOSIT SWEEP INTEREST FOR 08/01/13 08/31/13 © .01% RATE ON AVG COLLECTED BALANCE OF $53,444.64 AS OF 09101113 0.49 9/11 UNILEVER N V e 0.354471 PER SHARE (ID: 904784-70-9) 1,630.030 0.354 577.79 9/11 UNILEVER N V TAX WITHHELD NETHERLANDS 15.00% (ID: 90478470-9) 1,830.000 (8os) 9/12 Foreign Dividend KIRIN HOLDINGS COMPANY LTD SPONS ADR 0.180072 PER SHARE (ID: 497350304) 1,850.030 0.18 333.13 9/12 Expenses KIRIN HOLDINGS COMPANY LTD SPONS ADR REPRESENTS .022 DEPOSITORY FEE (ID: 497350-304) 1,850.000 (40.70) 9/12 FGN Tax Withheld KIRIN HOLDINGS COMPANY LTD SPONS ADR TAX WITHHELD JAPAN 7.10% (ID: 497350-30-6) 1,850.000 (23.81) 9/16 Foreign Dividend ASTRAZENECA PLC SPONS ADR 60.90 PER SHARE (ID: 046353-10-8) 365.000 0.90 328.50 9/16 Foreign Dividend UNITED OVERSEAS BANK LTD SPONS ADR at 0.312573 PER SHARE (ID: 91127130-2) 1,590.000 0.313 496.99 9/19 Foreign Dividend MTN GROUP LTD SPONS ADR @ 0.368104 PER SHARE (ID: 62474M-10-8) 2,625.000 0.368 966.27 9/19 Expenses MTN GROUP LTD SPONS ADR REPRESENTS .020 DEPOSITORY FEE (ID: 62474M-10.8) 2,625.000 (52.50) 9/19 FGN Tax Withheld MTN GROUP LTD SPONS ADR TAX WITHHELD SOUTH AFRICA 15.00% (ID: 62474M-10-8) 2,625.000 I.18 (144.94) 9/25 Foreign Dividend BHP LTD SPONS ADR (12 1.18 PER SHARE (ID: 088606-10-8) 435.000 513.30 J. P. Morgan Account Page 11 of 13 Consolidated Statement Page 53 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00046202 SDNY_GM_003 15400 EFTA01518944