EFTA Document EFTA01521407

GHISLAINE MAXWELL ACCT. For the Period 10/1/12 to 1 I/I Price Quantity Value Adjusted Tax Cost Unrealized Gain/Loss Est. Annual Inc. Yield 0nginal Cost Accrued Div. Preferred Stocks CITIGROUP CAPITAL XIII 27.81 10,000.00D 278,100.00 261,300.00 16,800.00 19,690.00 7.08% 7 7,6% PFD 173080-20-1 C PNNA /BA1 COUNTRYWIDE CAPITAL V 25.08 4,200.000 105,338.00 98,778.96 6,557.04 7,350.00 6.98% 7% PFD 1,837.50 222388-20-9 CFC PB JPM CHASE CAPITAL XXIX 28.31 2,500.000 65,775.00 62,500.00 3,275.00 4,187.50 6.37% 61% PFD 48125E-20.7 JPM PC Total Preferred Stocks $449,211.00 $422,679.94 $211,132.04 $31,227.60 6.96% S1.837.50 Concentrated & Other Equity GENERAL MOTORS CO 40.62 1,000.000 40,620.00 50,000.00 (9,380.00) 2 375 00 5 85% CV PFD B 37045V-20-9 GM PB JPI10FtGAN CHASE & CO 115.75 150.000.000 173.623.50 157,909.17 15,714.33 11$50 CO 6 746, 7.9% PFD STK APR 30 2049 DTD 04/23/2008 48625H-HA-1 BBB /BA1 Total Concentrated & Other Equity 3214,243.60 $207,909.17 66.334.33 $14,225.00 6.57% JP Morgan Page 7 of 35 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00048788 SDNY_GM_00317986 EFTA01521407