EFTA Document EFTA01521412

GHISLAINE MAXWELL ACCT. For the Period 10/1/12 to 10/31/12 Price Quantity Value Adjusted Tax Cost Unrealized Gain/Loss Est. Annual Income Yield Original Cost Acaued Interest Non-USD Short Term KFW -TRY MTN 9 3/4% JUL 16 2013 DTD 02/10/2010 HELD BY EUROCLEAR ISIN X$0484842470 SEDOL B637YV8 14085A-9A-6 AM /AAA TRY 57.12 200,000.00 114,237.95 135,555.56 (21,317.61) 10,866.53 3,215.26 5.97% Total Non.USD Short Term US Fixed Income JPM MANAGED RESERVES C (01ST) - GBP (HEDGED) 051398-91-5 GBP 10,321 30 7.65 $445,969.02 78,927.01 $466,962.13 80,157.26 ($10,983.11) (1,230.25) $13,362.34 $3,227.14 2.10% ISHARES MARKIT IBOXX CORPORATE BOND ISIN lE00800FV011 SEDOL BOOFV01 461278-91-3 GBP 209.10 105.00 21,955.31 19,023.06 2,932.23 HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 40429X-YB-13 A /BM 101.45 100,000.00 101,448.00 100,000.00 1,448.00 2,900.00 128.80 2.39% GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 OTD 05/11/2007 36962G-2V-5 M. /A1 97.69 50,000.00 48,842.50 45,394.50 3,448.00 333.42 75.90 1.34% BANK OF AMERICA CORP MEDIUM TERM NOTE 3.6% NOV 15 2016 DTD 11/04/2010 08050W-DW-2 A- IBM 103.19 150,000.00 154,786.50 150,000.00 4,786.50 5,400.00 2,490.00 2.76% IP Morgan Page 12 of 35 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00048793 SDNY_GM_00317991 EFTA01521412