EFTA Document EFTA01565547

GHISLAINE MAXWELL EFTA01565547 EFTA01565548 For the Period 4/1/13 to 4/30/13 Account Summary Account Number Investment Account(s) GHISLAINE MAXWELL GHISLAINE MAXWELL GHISLAINE MAXWELL - OAP IHD GHISLAINE MAXWELL - TAP DYS GHISLAINE MAXWELL - TAP ARFI Total Value i Beginning Net Market Value 4,369,709.43 430.00 1,005,301.15 1,010,659.70 1,000,478.34 $7,386,578.62 Ending Net Market Value 10,618,191.17 430.00 1,559,621.45 1,024,348.47 1,007,691.20 $14,210,282.29 This account summary is provided for informational purposes and includes assets at different entities. (1) Assets held at JPMorgan Chase Bank, N.A., member Federal Deposit Insurance Corporation ("FDIC"), except for exchangelisted options, which are held at 3PMorgan Clearing Corporation ("JPMCC"). The Asset Account Statement reflects brokerage transactions executed through J.P. Morgan Securities LLC ("JPMS"), see "Portfolio Activity Detail". Equity securities, fixed income securities, and listed options transactions are generally cleared through JPMCC, a wholly owned subsidiary of 3PMS. Please see "Additional Information About Your Accounts" at the end of the Asset Account Statement. (2) Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS, see "Portfolio Activity Detail". Such transactions are cleared and carried through JPMCC. Please see disclosures located at the end of this statement package for important information relating to each 3.P.Morgan account(s). 1 EFTA01565549 Change In Value 6,248,481.74 0.00 554,320.30 13,688.77 7,212.86 $6,823,703 67 Start on Page 4 36 41 59 73 0000002510.00.0.9E.00001.MAXWE04.20130506 Consolidated Statement Page 1 EFTA01565550 THIS PAGE INTENTIONALLY LEFT BLANK EFTA01565551 For the Period 4/1/13 to 4/30/13 Consolidated Summary INVESTMENT ACCOUNTS Asset Allocation Equity Alternative Assets Cash & Fixed Income Other Market Value Accruals Market Value with Accruals Beginning Market Value 1,800,753.87 651,406.33 4,750,603.43 150,570.76 $7,353,334.39 33,244.23 $7,386,578.62 Ending Market Value 2,357,094.16 649,357.66 11,012,714.00 157,864.00 $14,177,029.82 33,252.47 $14,210,282.29 Change In Value 556,340.29 (2,048.67) 6,262,110.57 7,293.24 $6,823,695.43 8.24 $6,823,703.67 Estimated 100,181.02 12,364.96 99,183.48 Current Annual Income Allocation 17% 5% 77% 1% $211,729.46 100% Alternative EFTA01565552 Assets Cash & Fixed Income Equity Asset Allocation Other Current Portfolio Activity Beginning Market Value Net Contributions/Withdrawals Income & Distributions Change in Investment Value Ending Market Value Accruals Market Value with Accruals Period Value 7,353,334.39 55,127.54 27,968.97 6,740,598.92 $14,177,029.82 33,252.47 $14,210,282.29 Year-to-Date Value 8,349,688.16 (1,060,858.41) 52,984.47 6,835,215.60 $14,177,029.82 33,252.47 $14,210,282.29 This Consolidated Summary shows all of your investments at J.P. Morgan other than investments we hold in trust for you. These investments may be held in custody or investment management account at JPMorgan Chase Bank, N.A. (the "Bank") or in a brokerage or margin account at J.P. Morgan Clearing Corp. ("JPMCC"). Brokerage and margin accounts are non-discretionary and all investment decisions are made by the client. J.P. Morgan Securities LLC ("JPMS") does not provide advice on asset allocation or investment management services, nor do its personnel take discretion over any client accounts. Such advice and services are provided exclusively by the Bank. Consolidated Statement Page 2 EFTA01565553 For the Period 4/1/13 to 4/30/13 Consolidated Summary INVESTMENT ACCOUNT(S) YEAR-TO-DATE Portfolio Activity GHISLAINE MAXWELL GHISLAINE MAXWELL GHISLAINE MAXWELL - OAP IHD GHISLAINE MAXWELL - TAP DYS GHISLAINE MAXWELL - TAP ARFI Total Value Tax Summary GHISLAINE MAXWELL GHISLAINE MAXWELL - OAP IHD GHISLAINE MAXWELL - TAP DYS GHISLAINE MAXWELL - TAP ARFI Total Value Account Number Account Number i Beginning Market Value 8,349,258.16 430.00 0.00 0.00 0.00 $8,349,688.16 Taxable Income 30,582.83 7,746.69 7,096.59 4,595.39 $50,021.50 Net Contributions/ Withdrawals (4,555,759.98) 1,497,298.11 998,715.45 998,888.01 ($1,060,858.41) EFTA01565554 Tax-Exempt Income 2,962.97 (287.64) 51.73 $2,962.97 'Unrealized Gain/Loss represents data from the time of account inception to the current statement period. ($235.91) ($53,822.40) Other Income & Receipts Income & Distributions 33,545.80 7,746.69 7,096.59 4,595.39 $52,984.47 Change in Investment Value 6,766,054.50 47,455.70 18,246.96 3,458.44 $6,835,215.60 Realized Gain/Loss Short-term Long-term (53,822.40) Ending Market Value with Accruals 10,618,191.17 430.00 1,559,621.45 1,024,348.47 1,007,691.20 $14,210,282.29 Unrealized Gain/Loss' 6,218,951.54 47,743.34 18,195.23 3,458.44 $6,288,348.55 CONTINUED Consolidated Statement Page 3 EFTA01565555 JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL 270 Park Avenue, New York, NY 10017-2014 ACCT. For the Period 4/1/13 to 4/30/13 Asset Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Table of Contents Account Summary Holdings Equity Alternative Assets Cash & Fixed Income Other Assets Portfolio Activity Page 2 5 8 9 15 17 Account Page 1 of 32 Consolidated Statement Page 4 EFTA01565556 GHISLAINE MAXWELL Account Summary Asset Allocation Equity Alternative Assets Cash & Fixed Income Other Market Value Accruals Market Value with Accruals Beginning Market Value 721,249.14 76,257.14 3,394,779.18 150,570.76 $4,342,856.22 26,853.21 $4,369,709.43 Ending Market Value 723,327.40 70,310.77 9,641,596.31 157,864.00 $10,593,098.48 25,092.69 $10,618,191.17 Current Portfolio Activity Beginning Market Value Withdrawals & Fees Securities Transferred In Securities Transferred Out Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals Period Value 4,342,856.22 (244.40) 867,776.73 (1,307,351.47) ($439,819.14) 16,558.75 6,673,502.65 $10,593,098.48 25,092.69 $10,618,191.17 EFTA01565557 Change In Value 2,078.26 (5,946.37) 6,246,817.13 7,293.24 $6,250,242.26 (1,760.52) $6,248,481.74 Year-to-Date Value 8,349,258.16 (4,000,888.10) 4,991,684.25 (5,546,556.13) ($4,555,759.98) 33,545.80 6,766,054.50 $10,593,098.48 25,092.69 $10,618,191.17 44,985.86 $90,707.69 Estimated 45,721.83 Current Annual Income Allocation 9% 1% 89% 1% 100% Other Alternative Assets Equity Cash & Fixed Income Asset Allocation ACCT. For the Period 4/1/13 to 4/30/13 Account Page 2 of 32 Consolidated Statement Page 5 EFTA01565558 GHISLAINE MAXWELL Account Summary Tax Summary Domestic Dividends/Distributions Foreign Dividends Currency Gain/Loss Interest Income Taxable Income Tax-Exempt Income Bond Premium Amortization Tax-Exempt Income CONTINUED Current Period Value 5,925.00 2,246.16 7,678.65 $15,849.81 1,250.00 (541.06) $708.94 Year-to-Date Value 6,547.92 4,123.30 (68.11) 19,979.72 $30,582.83 5,000.00 (2,037.03) $2,962.97 Unrealized Gain/Loss LT Realized Gain/Loss Realized Gain/Loss Current Period Value Year-to-Date Value (53,822.40) ($53,822.40) ACCT. For the Period 4/1/13 to 4/30/13 To-Date Value $6,218,951.54 Note: * This summary is for informational purposes only and is not to be used for any financial or tax purposes. This summary does not include securities which are taxable at the federal level but are state exempt. This summary may not include all income derived from Municipal Securities; Please consult your tax advisor for tax implications. 1 Other category combines all the remaining Tax Exempt Income generated by EFTA01565559 securities in the account which may not have a state affiliation. Tax-Exempt Income Summary by State* MA MI Current Period Value 708.94 Year-to-Date Value 710.14 708.94 Tax-Exempt Income Summary by State* TX Tax-Exempt Income $708.94 Current Period Value Year-to-Date Value 1,543.89 $2,962.97 Account Page 3 of 32 Consolidated Statement Page 6 EFTA01565560 GHISLAINE MAXWELL ACCT. For the Period 4/1/13 to 4/30/13 Account Summary Cost Summary Equity Cash & Fixed Income Other Total CONTINUED Cost 693,954.39 3,449,525.03 92,027.29 $4,235,506.71 Account Page 4 of 32 Consolidated Statement Page 7 EFTA01565561 GHISLAINE MAXWELL Equity Summary Asset Categories US Large Cap Equity US Small/Mid Cap Equity Non-US Equity Preferred Stocks Concentrated & Other Equity Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Dividends Yield Beginning Market Value 43,128.61 3,210.00 140.53 457,935.00 216,835.00 $721,249.14 Ending Market Value 43,754.11 3,510.00 136.29 455,201.00 220,726.00 $723,327.40 Current Period Value 723,327.40 693,954.39 29,373.01 45,721.83 1,856.50 6.29% US Large Cap Equity Concentrated & Other Equity Change In Value 625.50 300.00 (4.24) (2,734.00) 3,891.00 $2,078.26 Current EFTA01565562 Allocation 1% 1% 1% 4% 2% Non-US Equity 9% US Small/Mid Cap Equity Preferred Stocks Asset Cate ories ACCT. For the Period 4/1/13 to 4/30/13 Equity as a percentage of your portfolio - 9 % Account Page 5 of 32 Consolidated Statement Page 8 EFTA01565563 GHISLAINE MAXWELL ACCT. For the Period 4/1/13 to 4/30/13 Equity Detail Price US Large Cap Equity APACHE CORP 037411-10-5 APA BANK OF AMERICA CORP CITIGROUP INC NEW SCHLUMBERGER LTD Total US Large Cap Equity 060505-10-4 BAC 46.66 172967-42-4 C 74.43 806857-10-8 SLB $43,754.11 $45,124.71 ($1,370.60) $269.33 $19.00 US Small/Mid Cap Equity GERON CORP 374163-10-3 GERN Non-US Equity RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 766994-90-9 GBP 0.62% 113.000 8,410.59 9,524.04 (1,113.45) 141.25 1.68% 358.000 16,704.28 14,048.52 2,655.76 14.32 0.09% 12.31 944.000 11,620.64 10,148.85 1,471.79 Quantity Value Adjusted Tax Cost Original Cost EFTA01565564 Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 73.88 95.000 7,018.60 11,403.30 (4,384.70) 76.00 19.00 37.76 1.08% 0.32% 1.17 3,000.000 3,510.00 18,129.32 (14,619.32) 45.43 3.000 136.29 212.23 (75.94) Account Page 6 of 32 Consolidated Statement Page 9 EFTA01565565 GHISLAINE MAXWELL ACCT. For the Period 4/1/13 to 4/30/13 Price Preferred Stocks CITIGROUP CAPITAL XIII 7 7/8% PFD 173080-20-1 C PNNA /BA1 COUNTRYWIDE CAPITAL V 7% PFD 222388-20-9 CFC PB 3PM CHASE CAPITAL XXIX 6.7% PFD 48125E-20-7 3PM PC Total Preferred Stocks 26.65 2,500.000 66,625.00 $455,201.00 62,500.00 $422,578.96 4,125.00 $32,622.04 4,187.50 $31,227.50 $1,837.50 Concentrated & Other Equity GENERAL MOTORS CO CV PFD B 37045V-20-9 GM PB JPMORGAN CHASE & CO 7.9% PFD STK APR 30 2049 DTD 04/23/2008 46625H-HA-1 BBB /BA1 Total Concentrated & Other Equity $220,726.00 $207,909.17 $12,816.83 $14,225.00 6.37% 116.16 150,000.000 174,246.00 157,909.17 16,336.83 11,850.00 6.70% 6.29% 6.86% 25.28 4,200.000 106,176.00 EFTA01565566 98,778.96 7,397.04 7,350.00 1,837.50 6.92% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 28.24 10,000.000 282,400.00 261,300.00 21,100.00 19,690.00 6.97% 46.48 1,000.000 46,480.00 50,000.00 (3,520.00) 2,375.00 5.11% Account Page 7 of 32 Consolidated Statement Page 10 EFTA01565567 GHISLAINE MAXWELL ACCT. For the Period 4/1/13 to 4/30/13 Alternative Assets Summary Beginning Asset Categories Hard Assets Estimated Value 76,257.14 Alternative Assets Detail Price Hard Assets ETFS METAL SECURITIES LTD ISIN JE0081VS3770 SEDOL BlVS377 131994-91-5 SPDR GOLD TRUST Total Hard Assets 78463V-10-7 GLD $70,310.77 $76,999.78 142.77 190.000 27,126.30 31,931.40 143.47 301.000 43,184.47 45,068.38 Quantity Estimated Value Cost Ending Estimated Value 70,310.77 Change In Value (5,946.37) Current Allocation 1% Account Page 8 of 32 Consolidated Statement Page 11 EFTA01565568 GHISLAINE MAXWELL ACCT. For the Period 4/1/13 to 4/30/13 Cash & Fixed Income Summary Beginning Asset Categories Cash Non-USD Cash Non-USD Short Term US Fixed Income Non-US Fixed Income Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Interest Yield Market Value 1,894,083.03 348,305.54 227,307.58 628,763.80 296,319.23 $3,394,779.18 Ending Market Value 1,908,727.91 138,204.60 6,660,683.61 633,182.76 300,797.43 $9,641,596.31 Current Period Value 9,641,596.31 3,449,525.03 6,192,071.28 44,985.86 23,236.19 4.08% Change In Value 14,644.88 (210,100.94) 6,433,376.03 4,418.96 4,478.20 $6,246,817.13 Current Allocation EFTA01565569 18% 1% 61% 6% 3% 89% US Fixed Income Non-US Fixed Income Non-USD Cash Non-USD Short Term Asset Categories Cash Cash & Fixed Income as a percentage of your portfolio - 89 % Account Page 9 of 32 Consolidated Statement Page 12 EFTA01565570 GHISLAINE MAXWELL ACCT. For the Period 4/1/13 to 4/30/13 SUMMARY BY MATURITY 1 Cash & Fixed Income 0-6 months 6-12 months, 1-5 years' 10+ years' Total Value 1 SUMMARY BY TYPE Market Value 2,638,374.31 6,332,840.00 445,419.00 224,963.00 $9,641,596.31 % of Bond Portfolio 27% 67% 4% 2% 100% The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Note: A - Bonds purchased at a premium show amortization. 1 Cash & Fixed Income Detail Price Cash US DOLLAR 3PM NY MUNI MM FD - MORGAN Total Cash FUND 3 $1,908,727.91 $1,908,727.91 $0.00 $190.87 $15.30 0.01% 1.00 1.00 1,908,726.91 1.00 1,908,726.91 1.00 EFTA01565571 1,908,726.91 1.00 190.87 15.30 0.01% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Cash & Fixed Income Cash NON USD Cash Corporate Bonds Municipal Bonds International Bonds Mutual Funds Total Value Market Value 1,908,727.91 138,204.60 309,829.00 224,963.00 7,037,973.25 21,898.55 $9,641,596.31 % of Bond Portfolio 19% 1% 3% 2% 74% 1% 100% This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Account Page 10 of 32 Consolidated Statement Page 13 EFTA01565572 GHISLAINE MAXWELL ACCT. For the Period 4/1/13 to 4/30/13 Price Non-USD Cash AUSTRALIAN DOLLAR POUND STERLING HONG KONG DOLLAR TURKISH LIRA NEW PRINCIPAL CURRENCY JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 04/24/2013 MATURITY 05/02/2013 HELD BY LONDON TREASURY SERVICES Total Non-USD Cash $138,204.60 $136,543.12 $1,661.48 $714.65 $13.83 Non-USD Short Term JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.0000% DATED 04/26/2013 MATURITY 05/03/2013 HELD BY LONDON TREASURY SERVICES Bearer 2534Y9-9X-9 NOK KFW - TRY MTN 9 3/4% JUL 16 2013 DTD 02/10/2010 HELD BY EUROCLEAR ISIN XS0484842470 SEDOL B637YV8 14085A-9A-6 AAA /AAA TRY 56.32 200,000.00 112,643.23 135,555.56 (22,912.33) 10,872.89 8,608.88 4.65% 0.55% 99.42 115,942.07 115,267.75 113,547.64 1,720.11 714.65 13.83 0.66% 1.04 1.56 EFTA01565573 0.13 0.56 100.00 7,605.86 950.00 19,500.00 103.80 11,837.75 122.41 10,872.89 103.25 12,005.82 122.44 10,763.97 0.55 (168.07) (0.03) 108.92 Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 17.37 1,238,919.37 215,200.38 209,121.05 6,079.33 2,152.00 29.69 1.02% Account Page 11 of 32 Consolidated Statement Page 14 EFTA01565574 GHISLAINE MAXWELL ACCT. For the Period 4/1/13 to 4/30/13 Price Non-USD Short Term INTER AMERICAN DEVELOPMENT BANK- INR MEDIUM TERM NOTE 3% MAR 25 2014 DTD 03/25/2010 HELD BY EUROCLEAR ISIN XS0495010562 SEDOL B5114T3 U45818-9G-5 AAA /AAA INR Total Non-USD Short Term $6,660,683.61 $487,908.78 $6,172,774.83 $16,755.74 $9,016.75 US Fixed Income 3PM MANAGED RESERVES C (DIST) - GBP (HEDGED) 051398-91-5 GBP ISHARES MARKIT IBOXX CORPORATE BOND ISIN IE00B00FV011 SEDOL BOOFV01 461278-91-3 GBP HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 40429X-YB-6 A /BAA GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 36962G-2V-5 AA+ /A1 BANK OF AMERICA CORP MEDIUM TERM NOTE 3.6% NOV 15 2016 DTD 11/04/2010 06050W-DW-2 A- /BAA Account Page 12 of 32 Consolidated Statement Page 15 104.64 150,000.00 156,960.00 150,000.00 6,960.00 5,400.00 2,490.00 2.23% 99.45 50,000.00 49,723.00 45,394.50 4,328.50 EFTA01565575 333.42 73.15 0.85% 103.15 100,000.00 103,146.00 100,000.00 3,146.00 2,900.00 128.80 1.59% 208.56 105.00 21,898.55 19,023.08 2,875.47 10,002.90 7.65 76,492.21 80,157.26 (3,665.05) 5.58% 94.52 6,700,000.00 6,332,840.00 143,232.17 6,189,607.83 3,730.85 378.18 5.75% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield EFTA01565576 GHISLAINE MAXWELL ACCT. For the Period 4/1/13 to 4/30/13 Price US Fixed Income A MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD 5% OCT 01 2026 DTD 11/02/2006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 @ 100 59455T-PF-3 AAA /AAA A BIRDVILLE TEXAS INDEPENDENT SCHOOL DIST PERM SCH GTD FUND UNLIMITED TAX 5% FEB 15 2029 DTD 01/15/2007 HELD BY DTC BOOK ENTRY ONLY PAR CALL 02/15/2017 @ 100 090874-FV-5 AAA /AAA A MA ST HLTH & EDUCTNL FACS AUTH REVENUE HARVARD UNIV 5% B JUL 15 2032 DTD 08/03/2005 HELD BY DTC BOOK ENTRY ONLY PAR CALL 07/15/2015 @ 100 57586C-FW-0 AAA /AAA Total US Fixed Income $633,182.76 $608,727.79 $614,541.84 Non-US Fixed Income BLUEBAY HIGH YIELD BD FD GBP HDG-DB ISIN LU0222772518 G13289-92-4 GBP ISHARES BARCLAYS EURO INDEX-LINK ISIN IE00B1FZSD53 SEDOL B1G52V0 46578W-92-2 GBP 22.09 5,790.00 127,873.97 118,212.32 9,661.65 1,616.95 198.69 187.90 37,333.46 39,293.00 (1,959.54) $24,454.97 $18,633.42 $4,691.85 2.27% 108.22 50,000.00 EFTA01565577 54,108.00 52,503.33 54,040.00 1,604.67 2,500.00 736.10 4.36% 113.92 100,000.00 113,923.00 107,748.37 110,503.00 6,174.63 5,000.00 1,055.50 3.82% 113.86 50,000.00 56,932.00 53,901.25 55,424.00 3,030.75 2,500.00 208.30 3.68% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Account Page 13 of 32 Consolidated Statement Page 16 EFTA01565578 GHISLAINE MAXWELL ACCT. For the Period 4/1/13 to 4/30/13 Price Non-US Fixed Income INTER AMERICAN DEVEL BK - IDR MEDIUM TERM NOTE 6.50% JUN 04 2014 DTD 06/04/2010 HELD BY EUROCLEAR ISIN XS0513770957 SEDOL B4YWHCO 45818W-9K-4 AAA /AAA IDR Total Non-US Fixed Income $300,797.43 $307,617.43 ($6,820.00) $8,691.18 $9,498.46 2.44% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 0.01 1,300,000,000.00 135,590.00 150,112.11 (14,522.11) 8,691.18 7,881.51 5.41% Account Page 14 of 32 Consolidated Statement Page 17 EFTA01565579 GHISLAINE MAXWELL ACCT. For the Period 4/1/13 to 4/30/13 Other Summary Asset Categories Balanced Beginning Estimated Value 150,570.76 Ending Estimated Value 157,864.00 Change In Value 7,293.24 Current Allocation 1% Current Market Value/Cost Estimated Value Tax Cost Estimated Gain/Loss Note: ** Period Value 157,864.00 92,027.29 4,196.26 Unrealized Gain/Loss is shown as "N/A" in cases where we do not have appropriate cost information for all tax lots comprising the position. Please contact your J.P. Morgan team for additional information. Other Detail Price Balanced JPM INC OPP - GBP - A - DIST(HEDGED) ISIN LU0323456201 287991-93-9 GBP 140.59 450.272 63,303.56 1,663.11 ** N/A Quantity Value Adjusted Cost Original Cost Unrealized Gain/Loss Accruals Account Page 15 of 32 EFTA01565580 Consolidated Statement Page 18 EFTA01565581 GHISLAINE MAXWELL ACCT. For the Period 4/1/13 to 4/30/13 Price Balanced PIMCO FUNDS GLOBAL INVESTORS SERIES - GLOBAL INVESTMENT GRADE CREDIT FUND ISIN IE00B3BMD843 SEDOL B3BMD84 695421-91-7 GBP Total Balanced $157,864.00 $92,027.29 $4,196.26 21.68 4,361.513 94,560.44 90,364.18 4,196.26 Quantity Value Adjusted Cost Original Cost Unrealized Gain/Loss Accruals Account Page 16 of 32 Consolidated Statement Page 19 EFTA01565582 GHISLAINE MAXWELL ACCT. For the Period 4/1/13 to 4/30/13 Portfolio Activity Summary - U S Dollar Beginning Cash Balance PRINCIPAL Current Transactions INFLOWS Total Inflows Income OUTFLOWS ** Total Outflows Withdrawals $0.00 TRADE ACTIVITY Total Trade Activity Settled Sales/Maturities/Redemptions $0.00 Ending Cash Balance $1,908,726.91 Period Value 1,894,082.03 14,644.88 $14,644.88 Year-To-Date Value* -30,727.28 $30,727.28 (4,000,000.00) ($4,000,000.00) 17,190.60 $17,190.60 -INCOME Current Period Value 0.00 Year-To-Date Value* -$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 -Current Cost Adjustments Amortization Total Cost Adjustments EFTA01565583 Period Value (541.06) ($541.06) Year-To-Date Value* (2,037.03) ($2,037.03) * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your osition Account Page 17 of 32 Consolidated Statement Page 20 EFTA01565584 GHISLAINE MAXWELL ACCT. For the Period 4/1/13 to 4/30/13 Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Type Settle Date Selection Method 4/1 Municipal Interest Description MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD 5% OCT 01 2026 DTD 11/02/2006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 @ 100 (ID: 59455T-PF-3) 4/1 4/2 4/12 4/15 4/30 4/30 Interest Income Interest Income Foreign Dividend Corporate Interest Interest Income Div Domest Total Inflows & Outflows DEPOSIT SWEEP INTEREST FOR 03/01/13 - 03/31/13 @ .01% RATE ON AVG COLLECTED BALANCE OF $1,891,209.39 AS OF 04/01/13 3PM CHASE CAPITAL XXIX 6.7% PFD @ 0.41875 PER SHARE (ID: 48125E-20-7) SCHLUMBERGER LTD @ 0.3125 PER SHARE (ID: 806857-10-8) HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 (ID: 40429X-YB-6) CITIGROUP CAPITAL XIII 7 7/8% PFD @ 0.492188 PER SHARE (ID: 173080-20-1) JPMORGAN CHASE & CO 7.9% PFD STK APR 30 2049 DTD 04/23/2008 AS OF 04/30/13 (ID: 46625H-HA-1) 2,500.000 113.000 100,000.000 10,000.000 150,000.000 0.419 0.312 0.015 0.492 0.04 1,046.88 35.31 EFTA01565585 1,450.00 4,921.88 5,925.00 $14,644.88 15.81 Quantity Cost 50,000.000 Per Unit Amount 0.025 PRINCIPAL Amount 1,250.00 INCOME Amount Account Page 18 of 32 Consolidated Statement Page 21 EFTA01565586 GHISLAINE MAXWELL ACCT. For the Period 4/1/13 to 4/30/13 COST ADJUSTMENTS Settle Date 4/1 Type Amortization Description MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD 5% OCT 01 2026 DTD 11/02/2006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 @ 100 MUNICIPAL BOND PREMIUM AMORTIZATIO (ID: 59455T-PF-3) Quantity 50,000.000 Cost Basis Adjustments (541.06) Account Page 19 of 32 Consolidated Statement Page 22 EFTA01565587 GHISLAINE MAXWELL ACCT. For the Period 4/1/13 to 4/30/13 Portfolio Activity Summary - Canadian Dollar PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance INFLOWS Total Inflows Income OUTFLOWS ** Total Outflows Withdrawals Ending Cash Balance Period Value -62.11 $62.11 (62.11) ($62.11) -Year-To-Date Value* -217.23 $217.23 (217.23) ($217.23) -Local Value Current Period Value 0.00 63.45 63.45 (63.45) (63.45) 0.00 INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 EFTA01565588 Year-To-Date Value* --Year-To-Date Value* -219.72 219.72 (219.72) (219.72) -Account Page 20 of 32 Consolidated Statement Page 23 EFTA01565589 GHISLAINE MAXWELL ACCT. For the Period 4/1/13 to 4/30/13 Portfolio Activity Summary - Canadian Dollar Current Securities Transferred In/Out Securities Transferred In Securities Transferred Out Period Value 227,236.45 (453,886.78) Year-To-Date Value* 1,491,572.79 (1,833,987.78) * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Canadian Dollar INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 4/2 Foreign Interest Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 03/22/2013 MATURITY 04/02/2013 HELD BY LONDON TREASURY SERVICES (ID: 2534M9-9D-6) 4/2 4/9 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 04/02/2013 MATURITY 04/09/2013 HELD BY LONDON TREASURY SERVICES (ID: 2534Q9-9D-2) 4/9 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) (13.970) (13.70) (13.97) Account Page 21 of 32 Consolidated Statement Page 24 (21.950) 115,900.570 (21.62) (21.95) EFTA01565590 13.70 13.97 Quantity 115,878.620 Amount USD Local Value PRINCIPAL Amount USD Local Value 21.62 21.95 INCOME Amount USD Local Value Currency Gain/Loss USD EFTA01565591 GHISLAINE MAXWELL ACCT. For the Period 4/1/13 to 4/30/13 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 4/17 Foreign Interest Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 04/09/2013 MATURITY 04/17/2013 HELD BY LONDON TREASURY SERVICES (ID: 2534S9-9N-8) 4/17 4/24 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 04/17/2013 MATURITY 04/24/2013 HELD BY LONDON TREASURY SERVICES (ID: 2534U9-9U-9) 4/24 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Total Inflows & Outflows SECURITIES TRANSFERRED IN/OUT Notes: Settle Date Selection Method Securities Transferred In 4/2 Receipt of Assets Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 04/02/2013 MATURITY 04/09/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2534Q9-9D-2) (12.850) (12.51) (12.85) $0.00 (14.680) 115,929.220 (14.28) (14.68) 12.51 12.85 Quantity 115,914.540 Amount USD Local Value EFTA01565592 PRINCIPAL Amount USD Local Value 14.28 14.68 INCOME Amount USD Local Value Currency Gain/Loss USD * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Cost 115,900.570 113,507.15 Transaction Market Value * 113,985.61 Account Page 22 of 32 Consolidated Statement Page 25 EFTA01565593 GHISLAINE MAXWELL ACCT. For the Period 4/1/13 to 4/30/13 Notes: * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Settle Date Selection Method Securities Transferred In 4/9 Receipt of Assets Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 04/09/2013 MATURITY 04/17/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2534S9-9N-8) 4/17 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 04/17/2013 MATURITY 04/24/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2534U9-9U-9) 4/24 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 04/24/2013 MATURITY 05/02/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2534X9-9H-5) Total Securities Transferred In Securities Transferred Out 4/2 Free Delivery $227,236.45 115,942.070 113,547.64 115,929.220 113,535.13 113,250.84 Quantity Cost 115,914.540 113,520.85 Transaction Market Value * JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 03/22/2013 MATURITY 04/02/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2534M9-9D-6) 4/9 Free Delivery EFTA01565594 JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 04/02/2013 MATURITY 04/09/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2534Q9-9D-2) (115,900.570) 113,507.15 (113,689.31) (115,878.620) 113,485.53 (113,964.02) Account Page 23 of 32 Consolidated Statement Page 26 EFTA01565595 GHISLAINE MAXWELL ACCT. For the Period 4/1/13 to 4/30/13 Notes: * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Settle Date Selection Method Securities Transferred Out 4/17 Free Delivery Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 04/09/2013 MATURITY 04/17/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2534S9-9N-8) 4/24 Free Delivery JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 04/17/2013 MATURITY 04/24/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2534U9-9U-9) Total Securities Transferred Out ($453,886.78) (115,929.220) 113,535.13 (112,996.95) Quantity Cost (115,914.540) 113,520.85 Transaction Market Value * (113,236.50) Account Page 24 of 32 Consolidated Statement Page 27 EFTA01565596 GHISLAINE MAXWELL ACCT. For the Period 4/1/13 to 4/30/13 Portfolio Activity Summary - Norwegian Krone PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance INFLOWS Total Inflows Income OUTFLOWS ** Total Outflows Withdrawals Ending Cash Balance Period Value -181.97 $181.97 (181.97) ($181.97) -Year-To-Date Value* -649.52 $649.52 (649.52) ($649.52) -Local Value Current Period Value 0.00 1,055.95 1,055.95 (1,055.95) (1,055.95) 0.00 INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 EFTA01565597 Year-To-Date Value* --Year-To-Date Value* -3,683.40 3,683.40 (3,683.40) (3,683.40) -Account Page 25 of 32 Consolidated Statement Page 28 EFTA01565598 GHISLAINE MAXWELL ACCT. For the Period 4/1/13 to 4/30/13 Portfolio Activity Summary - Norwegian Krone Current Securities Transferred In/Out Securities Transferred In Securities Transferred Out Period Value 640,540.28 (853,464.69) Year-To-Date Value* 3,500,111.46 (3,712,568.35) * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Norwegian Krone INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 4/3 Foreign Interest Description HELD BY LONDON TREASURY SERVICES (ID: 2534N9-9Y-9) 4/3 4/10 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Foreign Interest HELD BY LONDON TREASURY SERVICES (ID: 2534R9-9J-8) 4/10 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) (252.780) (44.20) (252.78) Account Page 26 of 32 Consolidated Statement Page 29 (252.730) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,238,116.150 1.0500% DATED 04/03/2013 MATURITY 04/10/2013 (43.50) (252.73) 44.20 252.78 Quantity EFTA01565599 JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,237,863.420 1.0500% DATED 03/27/2013 MATURITY 04/03/2013 Amount USD Local Value PRINCIPAL Amount USD Local Value 43.50 252.73 INCOME Amount USD Local Value Currency Gain/Loss USD EFTA01565600 GHISLAINE MAXWELL ACCT. For the Period 4/1/13 to 4/30/13 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 4/19 Foreign Interest Description HELD BY LONDON TREASURY SERVICES (ID: 2534T9-9P-2) 4/19 4/26 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Foreign Interest HELD BY LONDON TREASURY SERVICES (ID: 2534W9-9M-5) 4/26 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Total Inflows & Outflows SECURITIES TRANSFERRED IN/OUT Notes: Settle Date Selection Method Securities Transferred In 4/3 Receipt of Assets Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.0500% DATED 04/03/2013 MATURITY 04/10/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2534R9-9J-8) (240.850) (40.97) (240.85) $0.00 (309.590) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,238,678.520 1.0000% DATED 04/19/2013 MATURITY 04/26/2013 (53.30) (309.59) 40.97 240.85 Quantity JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,238,368.930 1.0000% DATED 04/10/2013 MATURITY 04/19/2013 Amount USD Local Value PRINCIPAL Amount USD EFTA01565601 Local Value 53.30 309.59 INCOME Amount USD Local Value Currency Gain/Loss USD * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Cost 1,238,116.150 208,982.58 Transaction Market Value * Account Page 27 of 32 Consolidated Statement Page 30 EFTA01565602 GHISLAINE MAXWELL ACCT. For the Period 4/1/13 to 4/30/13 Notes: * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Settle Date Selection Method Securities Transferred In 4/10 Receipt of Assets Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.0000% DATED 04/10/2013 MATURITY 04/19/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2534T9-9P-2) 4/19 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.0000% DATED 04/19/2013 MATURITY 04/26/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2534W9-9M-5) 4/26 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.0000% DATED 04/26/2013 MATURITY 05/03/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2534Y9-9X-9) Total Securities Transferred In Securities Transferred Out 4/3 Free Delivery $640,540.28 1,238,919.370 209,121.05 210,725.65 1,238,678.520 209,080.08 213,269.25 Quantity Cost 1,238,368.930 209,026.78 Transaction Market Value * 216,545.38 JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.0500% DATED 03/27/2013 MATURITY 04/03/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2534N9-9Y-9) EFTA01565603 4/10 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.0500% DATED 04/03/2013 MATURITY 04/10/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2534R9-9J-8) (1,238,116.150 ) 208,982.58 (216,501.17) (1,237,863.420 ) 208,939.08 (213,062.88) Account Page 28 of 32 Consolidated Statement Page 31 EFTA01565604 GHISLAINE MAXWELL ACCT. For the Period 4/1/13 to 4/30/13 Notes: * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Settle Date Selection Method Securities Transferred Out 4/19 Free Delivery Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.0000% DATED 04/10/2013 MATURITY 04/19/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2534T9-9P-2) 4/26 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.0000% DATED 04/19/2013 MATURITY 04/26/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2534W9-9M-5) Total Securities Transferred Out ($853,464.69) (1,238,678.520 ) 209,080.08 (210,684.69) Quantity Cost (1,238,368.930 ) 209,026.78 Transaction Market Value * (213,215.95) Account Page 29 of 32 Consolidated Statement Page 32 EFTA01565605 GHISLAINE MAXWELL ACCT. For the Period 4/1/13 to 4/30/13 Portfolio Activity Summary - Pound Sterling PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance INFLOWS Total Inflows Income OUTFLOWS ** Total Outflows Tax Payments TRADE ACTIVITY Total Trade Activity Settled Securities Purchased Ending Cash Balance Period Value -2,210.85 $2,210.85 (0.32) ($0.32) (1,663.11) ($1,663.11) -Year-To-Date Value* -4,056.91 $4,056.91 (21.35) ($21.35) (1,663.11) ($1,663.11) -Local Value Current Period Value 7,249.26 1,452.07 1,452.07 (0.20) (0.20) (1,095.27) (1,095.27) 7,605.86 INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance EFTA01565606 Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Year-To-Date Value* -2,645.23 2,645.23 (13.37) (13.37) (1,095.27) (1,095.27) -Account Page 30 of 32 Consolidated Statement Page 33 EFTA01565607 GHISLAINE MAXWELL ACCT. For the Period 4/1/13 to 4/30/13 Portfolio Activity Summary - Pound Sterling * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Pound Sterling INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 4/8 4/8 4/11 4/11 Foreign Dividend Foreign Dividend Foreign Dividend FGN Tax Withheld Total Inflows & Outflows Description 3PM INC OPP - GBP - A - DIST(HEDGED) ISIN LU0323456201 AS OF 03/28/13 (ID: 287991-93-9) BLUEBAY HIGH YIELD BD FD GBP HDG-DB ISIN LU0222772518 @ 1.8882 PER SHARE CONY. @ "CONV RATE" (ID: G13289-92-4) RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 @ 0.670444 PER SHARE (ID: 766994-90-9) RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 TAX WITHHELD NETHERLANDS 10.00% (ID: OGBPPR-AA-9) $2,210.53 $0.00 3.000 (0.200) 1.027 0.67 3.08 2.01 (0.32) (0.20) Quantity 438.110 187.898 Amount USD Local Value 3.796 2.50 2.899 1.888 EFTA01565608 PRINCIPAL Amount USD Local Value 1,663.11 1,095.27 544.66 354.79 INCOME Amount USD Local Value Currency Gain/Loss USD Account Page 31 of 32 Consolidated Statement Page 34 EFTA01565609 GHISLAINE MAXWELL ACCT. For the Period 4/1/13 to 4/30/13 TRADE ACTIVITY - Pound Sterling Note: Trade Date Settle Date Type Settled Securities Purchased 3/28 Purchase 4/8 * Settled transaction was initiated in prior statement period and settled in current statement period Per Unit Description 3PM INC OPP - GBP - A - DIST(HEDGED) ISIN LU0323456201 AS OF 03/28/13 (ID: 287991-93-9) Quantity 12.163 Amount USD Local Value 136.735 90.05 Market Cost USD Local Value (1,663.11) (1,095.27) Currency Gain/Loss USD (68.11) * Account Page 32 of 32 Consolidated Statement Page 35 EFTA01565610 J.P. Morgan Securities LLC GHISLAINE MAXWELL 383 Madison Avenue, New York, NY 10179 ACCT. For the Period 4/1/13 to 4/30/13 Margin Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Transactions cleared and carried through J.P. Morgan Clearing Corp. Three Chase Metrotech Center, Brooklyn, NY 11245-0001, Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Table of Contents Account Summary Holdings Cash & Fixed Income Portfolio Activity 3 5 Page 2 Account Page 1 of 5 Consolidated Statement Page 36 EFTA01565611 GHISLAINE MAXWELL Account Summary MARGIN Cash Asset Allocation Cash & Fixed Income Market Value Market Value 0.00 $0.00 Margin Market Value 430.00 $430.00 Current Portfolio Activity Beginning Market Value Ending Market Value Cost Summary Cash & Fixed Income Total Period Value 430.00 $430.00 Short Market Value 0.00 $0.00 Year-to-Date Value 430.00 $430.00 430.00 Cost $430.00 Investment Objectives Speculation Permitted Capital Appreciation Total 430.00 $430.00 Estimated $0.00 Current Market Value Annual Income Allocation 100% 100% ACCT. For the Period 4/1/13 to 4/30/13 Yes Yes EFTA01565612 Account Page 2 of 5 Consolidated Statement Page 37 EFTA01565613 GHISLAINE MAXWELL Cash & Fixed Income Summary Beginning Asset Categories Cash Market Value 430.00 ACCT. For the Period 4/1/13 to 4/30/13 Ending Market Value 430.00 Change In Value 0.00 Current Allocation 100% Current Market Value/Cost Market Value Tax Cost SUMMARY BY MATURITY 1 Cash & Fixed Income 0-6 months 1 Period Value 430.00 430.00 SUMMARY BY TYPE Market Value 430.00 % of Bond Portfolio 100% The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Cash & Fixed Income Cash Market Value 430.00 % of Bond Portfolio 100% Account Page 3 of 5 Consolidated Statement Page 38 EFTA01565614 EFTA01565615 GHISLAINE MAXWELL ACCT. For the Period 4/1/13 to 4/30/13 Cash & Fixed Income Detail Quantity Price Cash US DOLLAR 1.00 430.00 Margin 430.00 430.00 Account Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Account Page 4 of 5 Consolidated Statement Page 39 EFTA01565616 GHISLAINE MAXWELL ACCT. For the Period 4/1/13 to 4/30/13 Portfolio Activity Summary PRINCIPAL Current Transactions Portfolio Activity Detail Beginning Cash Balance Ending Cash Balance Period Value 430.00 $430.00 Year-To-Date Value --INCOME Current Period Value 0.00 $0.00 Year-To-Date Value --No Activity This Period Account Page 5 of 5 Consolidated Statement Page 40 EFTA01565617 THIS PAGE INTENTIONALLY LEFT BLANK EFTA01565618 JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL - OAP IHD 270 Park Avenue, New York, NY 10017-2014 ACCT. For the Period 4/1/13 to 4/30/13 Investment Management Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Table of Contents Account Summary Page 2 Holdings Equity Portfolio Activity 4 10 Account Page 1 of 18 Consolidated Statement Page 41 EFTA01565619 GHISLAINE MAXWELL - OAP IHD Account Summary Asset Allocation Equity Market Value Accruals Market Value with Accruals Beginning Market Value 1,000,915.40 $1,000,915.40 4,385.75 $1,005,301.15 Ending Market Value 1,552,500.50 $1,552,500.50 7,120.95 $1,559,621.45 Current Portfolio Activity Beginning Market Value Contributions Withdrawals & Fees Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals Period Value 1,000,915.40 500,000.00 (2,656.78) $497,343.22 6,156.49 48,085.39 $1,552,500.50 7,120.95 $1,559,621.45 Change In Value 551,585.10 $551,585.10 2,735.20 $554,320.30 Year-to-Date Value 0.00 1,500,000.00 (2,701.89) EFTA01565620 $1,497,298.11 7,746.69 47,455.70 $1,552,500.50 7,120.95 $1,559,621.45 Estimated 52,134.82 $52,134.82 Current Annual Income Allocation 100% 100% ACCT. For the Period 4/1/13 to 4/30/13 Account Page 2 of 18 Consolidated Statement Page 42 EFTA01565621 GHISLAINE MAXWELL OAP IHD Account Summary Tax Summary Foreign Dividends Interest Income Taxable Income CONTINUED Current Period Value 6,156.18 0.31 $6,156.49 Year-to-Date Value 7,745.02 1.67 $7,746.69 Unrealized Gain/Loss To-Date Value $47,743.34 ST Realized Gain/Loss Realized Gain/Loss Current Period Value 87.03 $87.03 Year-to-Date Value (287.64) ($287.64) ACCT. For the Period 4/1/13 to 4/30/13 Cost Summary Equity Total 1,504,757.16 Cost $1,504,757.16 Account Page 3 of 18 Consolidated Statement Page 43 EFTA01565622 GHISLAINE MAXWELL - OAP IHD Equity Summary Asset Categories EAFE Equity Beginning Market Value 1,000,915.40 Ending Market Value 1,552,500.50 Change In Value 551,585.10 Current Allocation 100% ACCT. For the Period 4/1/13 to 4/30/13 Current Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Dividends Yield Period Value 1,552,500.50 1,504,757.16 47,743.34 52,134.82 7,120.95 3.35% Account Page 4 of 18 Consolidated Statement Page 44 EFTA01565623 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 4/1/13 to 4/30/13 Note: P indicates position adjusted for Pending Trade Activity. This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account Equity Detail Price EAFE Equity ABB LTD SPONS ADR 000375-20-4 ABB ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN BAE SYSTEMS PLC SPONS ADR 05523R-10-7 BAES Y BAYER A G SPONS ADR 072730-30-2 BAYR Y BHP LTD SPONS ADR 088606-10-8 BHP BOC HONG KONG HOLDINGS LTD SPONS ADR 096813-20-9 BHKL Y BRITISH AMERICAN TOBACCO PLC SPONS ADR 110448-10-7 BTI 111.02 490.000 54,399.80 51,491.86 2,907.94 2,041.83 861.58 3.75% 68.81 620.000 42,661.58 42,424.80 236.78 1,953.62 4.58% 67.22 EFTA01565624 350.000 23,527.00 27,042.45 (3,515.45) 23.38 104.44 1,620.000 295.000 37,870.74 30,810.69 36,304.63 29,579.20 1,566.11 1,231.49 1,901.88 706.82 532.47 389.27 798.00 5.02% 1.73% 3.39% 51.92 295.000 15,316.40 14,890.83 425.57 826.00 5.39% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 22.57 1,930.000 43,560.10 41,400.85 2,159.25 1,385.74 1,177.48 3.18% Account Page 5 of 18 Consolidated Statement Page 45 EFTA01565625 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 4/1/13 to 4/30/13 Price EAFE Equity COMPANHIA ENERGETICA DE MINAS GERAIS SPONS ADR REP NON VOTING PFD 204409-60-1 CIG AAA /P-2 COST OF PENDING PURCHASES DEUTSCHE POST AG SPONS ADR 25157Y-20-2 DPSG Y P DIAGEO P L C SPONS ADR NEW 25243Q-20-5 DEO GDF SUEZ SPONS ADR 361608-10-5 GDFZ Y GLAXOSMITHKLINE PLC SPONS ADR 37733W-10-5 GSK HSBC HOLDINGS PLC SPONS ADR 404280-40-6 HBC P IMPERIAL TOBACCO PLC ADR 453142-10-1 ITYB Y ISRAEL CHEMICALS LTD ADR 465036-20-0 ISCH Y KIRIN HOLDINGS COMPANY LTD SPONS ADR 497350-30-6 KNBW Y Account Page 6 of 18 Consolidated Statement Page 46 17.52 1,850.000 32,419.40 30,013.50 2,405.90 492.10 1.52% 11.90 3,750.000 44,621.25 48,666.96 (4,045.71) 2,073.75 178.17 4.65% EFTA01565626 71.59 435.000 31,143.39 30,800.85 342.54 1,423.32 4.57% 54.86 1,000.000 54,860.00 54,849.63 10.37 2,250.00 461.70 4.10% 51.64 895.000 46,217.80 42,063.88 4,153.92 2,100.56 4.54% 21.49 1,100.000 23,639.00 22,910.32 728.68 1,457.50 671.32 6.17% 122.20 0.00 2.31% 1.00 23.76 (26,547.340) 1,980.000 (26,547.34) 47,038.86 (26,547.34) 46,372.75 666.11 12.83 890.000 11,418.70 9,975.21 1,443.49 611.43 5.35% Quantity Value EFTA01565627 Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield EFTA01565628 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 4/1/13 to 4/30/13 Price EAFE Equity LUKOIL OAO SPONS ADR MTN GROUP LTD 677862-10-4 LUKO Y 18.01 SPONS ADR 62474M-10-8 MTNO Y MUENCHENER RUECKVERSICHERUNGS - GESELLSCHAFT ADR 626188-10-6 MURG Y NESTLE S A SPONS ADR REPSTG REG SH 641069-40-6 NSRG Y NOVARTIS A G ADR 66987V-10-9 NVS PETROCHINA CO LTD ADR 71646E-10-0 PTR PROCEEDS FROM PENDING SALES RECKITT BENCKISER GROUP PLC SPONSORED ADR 756255-20-4 RBGL Y ROCHE HOLDINGS LTD SPONS ADR 771195-10-4 RHHB Y ROYAL DUTCH SHELL PLC ADR 780259-10-7 RDS B Account Page 7 of 18 Consolidated Statement Page 47 69.79 515.000 35,941.85 36,534.71 (592.86) 1,771.60 4.93% 62.54 740.000 46,282.56 41,801.23 4,481.33 1.00 14.62 4,815.420 3,100.000 EFTA01565629 4,815.42 45,315.80 4,815.42 42,444.00 2,871.80 1,218.30 535.99 1,201.76 2.69% 2.60% 127.86 245.000 31,325.70 33,346.03 (2,020.33) 988.08 3.15% 73.76 830.000 61,220.80 57,450.63 3,770.17 20.02 2,300.000 46,046.00 42,865.73 3,180.27 1,426.00 1,042.74 71.48 860.000 61,471.94 60,267.42 1,204.52 1,571.22 885.28 1,707.31 3.10% 2,250.000 40,524.75 42,762.90 (2,238.15) 1,689.75 4.17% 63.71 880.000 56,061.28 55,350.56 710.72 2,687.52 4.79% EFTA01565630 Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 2.56% 2.79% EFTA01565631 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 4/1/13 to 4/30/13 Price EAFE Equity SANOFI 80105N-10-5 SNY SIEMENS A G SPONS ADR 826197-50-1 SI SINGAPORE TELECOMMUNICATIONS LTD ADR 82929R-30-4 SGAP Y SMITHS GROUP PLC SPONSORED ADR 83238P-20-3 SMGZ Y STATOIL ASA SPONS ADR 85771P-10-2 STO TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD SPONS ADR 874039-10-0 TSM TELEKOMUNIKASI IND SPONS ADR 715684-10-6 TLK TESCO PLC SPONS ADR 881575-30-2 TSCD Y TOTAL SA SPONS ADR 89151E-10-9 TOT UNILEVER N V 904784-70-9 UN 42.48 1,375.000 58,410.00 55,943.06 Account Page 8 of 18 2,466.94 1,498.75 2.57% Consolidated Statement Page 48 17.10 50.24 1,800.000 970.000 30,772.80 48,732.80 30,886.57 49,000.74 (113.77) EFTA01565632 (267.94) 1,173.60 2,446.34 3.81% 5.02% 47.87 780.000 37,338.60 30,953.42 6,385.18 1,847.04 4.95% 19.08 800.000 15,264.00 14,240.00 1,024.00 318.40 2.09% 24.50 1,120.000 27,440.00 28,904.96 (1,464.96) 31.91 19.46 1,500.000 1,600.000 47,862.00 31,128.00 43,076.75 31,248.55 4,785.25 (120.55) 1,851.00 947.20 209.47 1,012.48 3.87% 3.04% 3.69% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 53.35 EFTA01565633 104.51 995.000 53,083.25 450.000 47,029.50 49,583.61 47,554.34 3,499.64 (524.84) 1,297.48 1,323.90 2.44% 2.82% EFTA01565634 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 4/1/13 to 4/30/13 Price EAFE Equity UNITED OVERSEAS BANK LTD SPONS ADR 911271-30-2 UOVE Y US DOLLAR VODAFONE GROUP PLC SPONS ADR 92857W-20-9 VOD ZURICH INSURANCE GROUP-ADR Total EAFE Equity 989825-10-4 ZURV Y $1,552,500.50 $1,504,757.16 $47,743.34 $52,134.82 $7,120.95 3.36% 27.95 1,735.000 48,486.31 47,875.71 610.60 34.67 1.00 30.59 1,340.000 57,353.310 2,000.000 46,456.46 57,353.31 61,180.00 42,222.66 57,353.31 56,034.47 5,145.53 4,233.80 1,305.16 5.73 1.13 2,998.00 2.81% 0.01% 4.90% Quantity Value Adjusted Tax Cost Original Cost Unrealized EFTA01565635 Gain/Loss Est. Annual Inc. Accrued Div. Yield Account Page 9 of 18 Consolidated Statement Page 49 EFTA01565636 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 4/1/13 to 4/30/13 Portfolio Activity Summary Beginning Cash Balance Transactions INFLOWS Income Contributions Total Inflows OUTFLOWS ** Withdrawals Fees & Commissions Tax Payments Total Outflows TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance 15,298.95 (487,810.56) ($472,511.61) $57,353.31 * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position 32,544.87 (1,480,236.36) ($1,447,691.49) -Current Period Value 26,365.21 6,156.49 500,000.00 $506,156.49 (70.08) (1,971.64) (615.06) ($2,656.78) Year-To-Date Value* -7,746.69 1,500,000.00 $1,507,746.69 (70.08) (1,971.64) (660.17) ($2,701.89) Current EFTA01565637 Cost Adjustments Cost Adjustments Total Cost Adjustments Period Value 1,652.99 $1,652.99 Year-To-Date Value* 1,652.99 $1,652.99 Account Page 10 of 18 Consolidated Statement Page 50 EFTA01565638 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 4/1/13 to 4/30/13 Portfolio Activity Detail INFLOWS & OUTFLOWS Type Settle Date Selection Method 4/1 4/5 4/5 4/9 4/11 4/11 4/11 4/11 4/11 4/11 4/12 4/12 Interest Income Foreign Dividend FGN Tax Withheld Expenses Foreign Dividend Foreign Dividend FGN Tax Withheld Foreign Dividend Expenses FGN Tax Withheld Foreign Dividend Foreign Dividend Description DEPOSIT SWEEP INTEREST FOR 03/01/13 - 03/31/13 @ .01% RATE ON AVG COLLECTED BALANCE OF $25,583.73 AS OF 04/01/13 NOVARTIS A G ADR @ 2.42647 PER SHARE (ID: 66987V-10-9) NOVARTIS A G ADR TAX WITHHELD SWITZERLAND 15.00% (ID: 66987V-10-9) NOVARTIS A G ADR .005 DSC FEE FOR 04/05/2013 PAYMEN T AS OF 04/05/13 (ID: 66987V-10-9) GLAXOSMITHKLINE PLC SPONS ADR @ 0.68948 PER SHARE (ID: 37733W-10-5) TOTAL SA SPONS ADR @ 0.76036 PER SHARE (ID: 89151E-10-9) TOTAL SA SPONS ADR TAX WITHHELD FRANCE 30.00% (ID: 89151E-10-9) ROCHE HOLDINGS LTD SPONS ADR GROSS RATE 1.9388 (ID: 771195-10-4) ROCHE HOLDINGS LTD SPONS ADR REPRESENTS @ .023 DEPOSITORY FEE (ID: 771195-10-4) ROCHE HOLDINGS LTD SPONS ADR TAX WITHHELD EFTA01565639 SWITZERLAND 15.00% (ID: 771195-10-4) DIAGEO P L C SPONS ADR NEW @ 1.104679 PER SHARE (ID: 25243Q-20-5) MTN GROUP LTD SPONS ADR @ 0.54393 PER SHARE (ID: 62474M-10-8) 590.000 590.000 590.000 650.000 460.000 460.000 550.000 550.000 550.000 40.000 1,660.000 1.105 0.544 1.939 0.689 0.76 2.426 1,431.62 (214.74) (2.95) 448.16 349.77 (104.93) 1,066.34 (12.93) (159.95) 44.19 902.92 Quantity Cost Per Unit Amount Amount 0.31 Account Page 11 of 18 Consolidated Statement Page 51 EFTA01565640 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 4/1/13 to 4/30/13 INFLOWS & OUTFLOWS Type Settle Date Selection Method 4/12 4/12 4/18 4/18 4/19 4/22 4/22 Expenses FGN Tax Withheld Description MTN GROUP LTD SPONS ADR REPRESENTS @ .020 DEPOSITORY FEE (ID: 62474M-10-8) MTN GROUP LTD SPONS ADR TAX WITHHELD SOUTH AFRICA 15.00% (ID: 62474M-10-8) Fees & Commissions JPMORGAN CHASE INVESTMENT MANAGEMENT FEE FOR THE PERIOD 01-28-2013 TO 03-31-2013 Fees & Commissions SCHAFER CULLEN CAPITAL MANAGEMENT MANAGEMENT FEE FOR 01-29-2013 TO 03-31-2013 Misc Receipt Foreign Dividend Expenses Total Inflows & Outflows TRANSFER FROM MMIA A/C TO INVESTMENT MANAGEMENT A/C. ZURICH INSURANCE GROUP-ADR @ 1.822079 PER SHARE (ID: 989825-10-4) ZURICH INSURANCE GROUP-ADR REPRESENTS @ .020 DEPOSITORY FEE (ID: 989825-10-4) 1,050.000 1,050.000 1.822 Quantity Cost Per Unit Amount 1,660.000 1,660.000 Amount (33.20) (135.44) (1,279.10) (692.54) 500,000.00 1,913.18 (21.00) $503,499.71 EFTA01565641 Account Page 12 of 18 Consolidated Statement Page 52 EFTA01565642 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 4/1/13 to 4/30/13 TRADE ACTIVITY Note: Trade Date Settle Date 4/3 4/8 4/4 4/9 4/4 4/9 4/5 4/10 S indicates Short Term Realized Gain/Loss Type Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost Sale High Cost Sale High Cost Sale High Cost PETROCHINA CO LTD ADR @ 129.6562 4,537.97 BROKERAGE 1.40 TAX &/OR SEC .11 ESI SECURITIES COMPANY WASH SALE ADJUSTMENT 04/25/13 (ID: 71646E-10-0) PETROCHINA CO LTD ADR @ 129.576 2,591.52 BROKERAGE 0.80 TAX &/OR SEC .06 ESI SECURITIES COMPANY WASH SALE ADJUSTMENT 04/25/13 (ID: 71646E-10-0) STATOIL ASA SPONS ADR @ 24.0834 4,937.10 BROKERAGE 8.20 TAX &/OR SEC .12 ESI SECURITIES COMPANY WASH SALE ADJUSTMENT 04/25/13 (ID: 85771P-10-2) STATOIL ASA SPONS ADR @ 24.0632 3,248.53 BROKERAGE 5.40 TAX &/OR SEC .08 ESI SECURITIES COMPANY WASH SALE ADJUSTMENT 04/25/13 (ID: 85771P-10-2) Total Settled Sales/Maturities/Redemptions $15,298.95 ($15,298.95) $0.00 (135.000) 24.023 3,243.05 (3,243.05) (205.000) EFTA01565643 24.043 4,928.78 (4,928.78) (20.000) 129.533 2,590.66 (2,590.66) Quantity (35.000) Per Unit Amount 129.613 Proceeds 4,536.46 Tax Cost (4,536.46) Realized Gain/Loss Trade Date Settle Date Type Description Settled Securities Purchased 4/3 Purchase 4/8 KIRIN HOLDINGS COMPANY LTD SPONS ADR @ 16.1472 20,184.00 BROKERAGE 37.50 ESI SECURITIES COMPANY (ID: 497350-30-6) Account Page 13 of 18 Consolidated Statement Page 53 Quantity 1,250.000 Per Unit Amount 16.177 Market Cost (20,221.50) EFTA01565644 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 4/1/13 to 4/30/13 Trade Date Settle Date Type Settled Securities Purchased 4/22 Purchase 4/25 4/22 4/25 4/22 4/25 4/22 4/25 4/22 4/25 4/22 4/25 4/22 4/25 4/22 4/25 4/22 4/25 4/22 4/25 Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Description ABB LTD SPONS ADR @ 21 171 13,761.15 BROKERAGE 26.00 ESI SECURITIES COMPANY (ID: 000375-20-4) ASTRAZENECA PLC SPONS ADR @ 51.2956 4,360.13 BROKERAGE 3.40 ESI SECURITIES COMPANY (ID: 046353-10-8) BAE SYSTEMS PLC SPONS ADR @ 22.9474 11,244.23 BROKERAGE 19.60 ESI SECURITIES COMPANY (ID: 05523R-10-7) BAYER A G SPONS ADR @ 101.72 9,663.40 BROKERAGE 3.80 ESI SECURITIES COMPANY (ID: 072730-30-2) BHP LTD SPONS ADR @ 63.825 1,914.75 BROKERAGE 1.20 ESI SECURITIES COMPANY (ID: 088606-10-8) BOC HONG KONG HOLDINGS LTD SPONS ADR @ 66.3638 14,600.04 BROKERAGE 8.80 ESI SECURITIES COMPANY EFTA01565645 (ID: 096813-20-9) BRITISH AMERICAN TOBACCO PLC SPONS ADR @ 107.2852 16,092.78 BROKERAGE 6.00 ESI SECURITIES COMPANY (ID: 110448-10-7) DEUTSCHE POST AG SPONS ADR @ 22.5416 16,229.95 BROKERAGE 28.80 ESI SECURITIES COMPANY (ID: 25157Y-20-2) GDF SUEZ SPONS ADR @ 20.8377 7,918.33 BROKERAGE 15.20 TAX &/OR SEC 15.84 ESI SECURITIES COMPANY (ID: 36160B-10-5) GLAXOSMITHKLINE PLC SPONS ADR @ 50.5905 12,394.67 BROKERAGE 9.80 ESI SECURITIES COMPANY (ID: 37733W-10-5) 245.000 50.63 (12,404.47) 380.000 20.919 (7,949.37) 720.000 22.582 (16,258.75) 150.000 107.325 (16,098.78) 95.000 30.000 220.000 101.76 63.865 66.404 (9,667.20) (1,915.95) (14,608.84) 490.000 22.987 (11,263.83) Quantity 650.000 85.000 Per Unit Amount 21.211 51.336 Market Cost (13,787.15) (4,363.53) Account Page 14 of 18 Consolidated Statement Page 54 EFTA01565646 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 4/1/13 to 4/30/13 Trade Date Settle Date Type Settled Securities Purchased 4/22 Purchase 4/25 4/22 4/25 4/22 4/25 4/22 4/25 4/22 4/25 4/22 4/25 4/22 4/25 4/22 4/25 4/22 4/25 4/22 4/25 Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Description HSBC HOLDINGS PLC SPONS ADR @ 52.0803 22,394.53 BROKERAGE 17.20 ESI SECURITIES COMPANY (ID: 404280-40-6) ISRAEL CHEMICALS LTD ADR @ 12.2857 18,858.55 BROKERAGE 46.05 ESI SECURITIES COMPANY (ID: 465036-20-0) KIRIN HOLDINGS COMPANY LTD SPONS ADR @ 16.29 9,774.00 BROKERAGE 18.00 ESI SECURITIES COMPANY (ID: 497350-30-6) MTN GROUP LTD SPONS ADR @ 17.36 10,242.40 BROKERAGE 17.70 ESI SECURITIES COMPANY (ID: 62474M-10-8) MUENCHENER RUECKVERSICHERUNGS - GESELLSCHAFT ADR @ 19.5142 12,684.23 BROKERAGE 19.50 ESI EFTA01565647 SECURITIES COMPANY (ID: 626188-10-6) NESTLE S A SPONS ADR REPSTG REG SH @ 69.878 20,264.62 BROKERAGE 11.60 ESI SECURITIES COMPANY (ID: 641069-40-6) NOVARTIS A G ADR @ 72.4726 17,393.42 BROKERAGE 9.60 ESI SECURITIES COMPANY (ID: 66987V-10-9) LUKOIL OAO SPONS ADR @ 58.6381 25,507.57 BROKERAGE 17.40 ESI SECURITIES COMPANY (ID: 677862-10-4) TELEKOMUNIKASI IND SPONS ADR @ 48.82 976.40 BROKERAGE 0.80 ESI SECURITIES COMPANY (ID: 715684-10-6) PETROCHINA CO LTD ADR @ 122.7321 15,955.17 BROKERAGE 5.20 ESI SECURITIES COMPANY (ID: 71646E-10-0) Account Page 15 of 18 Consolidated Statement Page 55 130.000 122.772 (15,960.37) 20.000 48.86 (977.20) 240.000 435.000 72.513 58.678 (17,403.02) (25,524.97) 290.000 69.918 (20,276 22) 650.000 19.544 (12,703 73) 590.000 17.39 (10,260 10) 600.000 16.32 (9,792.00) 1,535.000 12.316 (18,904.60) Quantity 430.000 Per Unit Amount 52.12 Market Cost (22,411.73) EFTA01565648 EFTA01565649 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 4/1/13 to 4/30/13 Trade Date Settle Date Type Settled Securities Purchased 4/22 Purchase 4/25 4/22 4/25 4/22 4/25 4/22 4/25 4/22 4/25 4/22 4/25 4/22 4/25 4/22 4/25 4/22 4/25 4/22 4/25 Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Description RECKITT BENCKISER GROUP PLC SPONSORED ADR @ 14.33 7,308.30 BROKERAGE 15.30 ESI SECURITIES COMPANY (ID: 756255-20-4) ROCHE HOLDINGS LTD SPONS ADR @ 60.4954 11,494.13 BROKERAGE 7.60 ESI SECURITIES COMPANY (ID: 771195-10-4) ROYAL DUTCH SHELL PLC ADR @ 65.8161 14,150.46 BROKERAGE 8.60 ESI SECURITIES COMPANY (ID: 780259-10-7) SIEMENS A G SPONS ADR @ 100.0942 20,018.84 BROKERAGE 8.00 ESI SECURITIES COMPANY (ID: 826197-50-1) SINGAPORE TELECOMMUNICATIONS LTD ADR @ 29.7808 13,103.55 BROKERAGE 17.60 ESI SECURITIES EFTA01565650 COMPANY (ID: 82929R-30-4) SMITHS GROUP PLC SPONSORED ADR @ 18.655 6,156.15 BROKERAGE 9.90 ESI SECURITIES COMPANY (ID: 83238P-20-3) STATOIL ASA SPONS ADR @ 23.2348 11,849.75 BROKERAGE 20.40 ESI SECURITIES COMPANY (ID: 85771P-10-2) TESCO PLC SPONS ADR @ 16.88 11,140.80 BROKERAGE 19.80 ESI SECURITIES COMPANY (ID: 881575-30-2) TOTAL SA SPONS ADR @ 46.7463 23,840.61 BROKERAGE 20.40 TAX &/OR SEC 47.69 ESI SECURITIES COMPANY (ID: 89151E-10-9) UNILEVER N V @ 41.0343 18,260.26 BROKERAGE 17.80 ESI SECURITIES COMPANY (ID: 904784-70-9) 445.000 41.074 (18,278.06) 660.000 510.000 16.91 46.88 (11,160.60) (23,908.70) 510.000 23.275 (11,870.15) 330.000 18.685 (6,166.05) 440.000 29.821 (13,121 15) 200.000 100.134 (20,026 84) 215.000 65.856 (14,159 06) 190.000 60.535 (11,501.73) Quantity 510.000 Per Unit Amount 14.36 Market Cost (7,323.60) Account Page 16 of 18 Consolidated Statement Page 56 EFTA01565651 EFTA01565652 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 4/1/13 to 4/30/13 Trade Date Settle Date Type Settled Securities Purchased 4/22 Purchase 4/25 4/22 4/25 4/22 4/25 4/22 4/26 4/25 4/30 Purchase Purchase Purchase Purchase Total Settled Securities Purchased Trade Date Type Est. Settle Date Selection Method Description Pending Sales, Maturities, Redemptions Sale 4/26 5/1 DIAGEO P L C SPONS ADR NEW (ID: 25243Q-20-5) Quantity (40.000) Per Unit Amount 120.428 Description UNITED OVERSEAS BANK LTD SPONS ADR @ 33.4524 14,719.06 BROKERAGE 17.60 ESI SECURITIES COMPANY (ID: 911271-30-2) VODAFONE GROUP PLC SPONS ADR @ 29.7542 16,067.27 BROKERAGE 21.60 ESI SECURITIES COMPANY (ID: 92857W-20-9) ZURICH INSURANCE GROUP-ADR @ 26.2114 17,954.81 BROKERAGE 27.40 ESI SECURITIES COMPANY (ID: 989825-10-4) SANOFI @ 52.5097 14,440.17 BROKERAGE 11.00 TAX &/OR SEC 28.89 ESI SECURITIES COMPANY (ID: 80105N-10-5) IMPERIAL TOBACCO PLC ADR @ 70.8518 4,251.11 BROKERAGE 2.40 ESI SECURITIES COMPANY (ID: 453142-10-1) EFTA01565653 ($487,810.56) Proceeds 4,815.42 Tax Cost (4,728.39) Realized Gain/Loss 87.03 S 60.000 70.892 (4,253.51) 275.000 52.655 (14,480 06) 685.000 26.251 (17,982 21) 540.000 29.794 (16,088.87) Quantity 440.000 Per Unit Amount 33.492 Market Cost (14,736.66) Account Page 17 of 18 Consolidated Statement Page 57 EFTA01565654 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 4/1/13 to 4/30/13 Trade Date Est. Settle Date Type Pending Securities Purchased 4/26 Purchase 5/1 Description IMPERIAL TOBACCO Quantity 375.000 Per Unit Amount 70.752 Market Cost (26,547.34) COST ADJUSTMENTS Settle Date 4/26 4/26 4/26 4/26 Type Wash Sale Adj Wash Sale Adj Wash Sale Adj Wash Sale Adj Total Cost Adjustments Description PETROCHINA CO LTD ADR TRADE 04/03/13 TRADE DATE OF SALE (ID: 71646E-10-0) STATOIL ASA SPONS ADR TRADE 04/04/13 TRADE DATE OF SALE (ID: 85771P-10-2) PETROCHINA CO LTD ADR STATOIL ASA SPONS ADR 245.000 1,120.000 (6,752.46) (7,913.43) $1,652.99 1,120.000 8,762.93 Quantity 245.000 Cost Basis Adjustments 7,555.95 Account PLC ADR (ID: 453142-10-1) DATE OF SALE : 04/04/13 DATE OF SALE : 04/05/13 (ID: 71646E-10-0) (ID: 85771P-10-2) Page 18 of 18 EFTA01565655 Consolidated Statement Page 58 EFTA01565656 JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL - TAP DYS 270 Park Avenue, New York, NY 10017-2014 ACCT. For the Period 4/1/13 to 4/30/13 Investment Management Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Table of Contents Account Summary Page 2 Holdings Equity Alternative Assets Cash & Fixed Income Portfolio Activity 4 6 9 12 Account Page 1 of 14 Consolidated Statement Page 59 EFTA01565657 GHISLAINE MAXWELL - TAP DYS Account Summary Asset Allocation Equity Alternative Assets Cash & Fixed Income Market Value Accruals Market Value with Accruals Beginning Market Value 78,589.33 228,397.34 702,810.97 $1,009,797.64 862.06 $1,010,659.70 Ending Market Value 81,266.26 230,915.10 711,877.64 $1,024,059.00 289.47 $1,024,348.47 Current Portfolio Activity Beginning Market Value Contributions Withdrawals & Fees Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals (1,284.55) ($1,284.55) 3,330.53 12,215.38 $1,024,059.00 289.47 $1,024,348.47 Period Value 1,009,797.64 Change In Value 2,676.93 2,517.76 9,066.67 $14,261.36 EFTA01565658 (572.59) $13,688.77 Alternative Assets Year-to-Date Value 0.00 1,000,000.00 (1,284.55) $998,715.45 7,096.59 18,246.96 $1,024,059.00 289.47 $1,024,348.47 Estimated 2,324.37 6,380.95 32,188.00 Current Annual Income Allocation 8% 22% 70% $40,893.32 100% Equity Cash & Fixed Income Asset Allocation ACCT. For the Period 4/1/13 to 4/30/13 Account Page 2 of 14 Consolidated Statement Page 60 EFTA01565659 GHISLAINE MAXWELL - TAP DYS Account Summary Tax Summary Domestic Dividends/Distributions Interest Income Taxable Income CONTINUED Current Period Value 3,330.22 0.31 $3,330.53 Year-to-Date Value 7,095.54 1.05 $7,096.59 Unrealized Gain/Loss To-Date Value $18,195.23 ST Realized Gain/Loss Realized Gain/Loss Current Period Value Year-to-Date Value 51.73 $51.73 ACCT. For the Period 4/1/13 to 4/30/13 Cost Summary Equity Cash & Fixed Income Total 706,166.42 Cost 75,227.00 $781,393.42 Account Page 3 of 14 Consolidated Statement Page 61 EFTA01565660 GHISLAINE MAXWELL - TAP DYS Equity Summary Asset Categories US Large Cap Equity Asia ex-Japan Equity Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Yield Beginning Market Value 37,668.03 40,921.30 $78,589.33 Ending Market Value 38,181.48 43,084.78 $81,266.26 Current Period Value 81,266.26 75,227.00 6,039.26 2,324.37 2.86% Asia ex-Japan Equity Change In Value 513.45 2,163.48 $2,676.93 Current Allocation 4% 4% 8% US Large Cap Equity Asset Categories ACCT. For the Period 4/1/13 to 4/30/13 Equity as a percentage of your portfolio - 8 % Account Page 4 of 14 Consolidated Statement Page 62 EFTA01565661 GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 4/1/13 to 4/30/13 Equity Detail Price US Large Cap Equity SIT MUT FDS INC DIVIDEND GRWTH 82980D-70-7 SDVG X Asia ex-Japan Equity MATTHEWS ASIA DIVIDEND INSTITUTIONAL 577130-75-0 MIPI X 16.33 2,638.382 43,084.78 39,286.00 3,798.78 1,717.58 3.99% 16.36 2,333.831 38,181.48 35,941.00 2,240.48 606.79 1.59% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield Account Page 5 of 14 Consolidated Statement Page 63 EFTA01565662 GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 4/1/13 to 4/30/13 Alternative Assets Summary Beginning Asset Categories Hedge Funds Real Estate & Infrastructure Total Value Estimated Value 174,725.22 53,672.12 $228,397.34 Ending Estimated Value 175,333.12 55,581.98 $230,915.10 Change In Value 607.90 1,909.86 $2,517.76 Current Allocation 17% 5% 22% Asset Categories Real Estate & Infrastructure Hedge Funds Alternative Assets Detail Alternative Assets as a percentage of your portfolio 22 % Price Hedge Funds EATON VANCE FLOATING-RATE ADVANTAGE I 277923-63-7 EIFA X GATEWAY FUND - Y 367829-88-4 GTEY X 28.22 1,810.685 51,097.53 49,938.70 11.25 7,524.150 84,646.69 84,120.00 Quantity Estimated Value Cost EFTA01565663 Account Page 6 of 14 Consolidated Statement Page 64 EFTA01565664 GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 4/1/13 to 4/30/13 Price Hedge Funds HSBC FDS TOTAL RETURN I 40428X-15-6 HTRI X Total Hedge Funds $175,333.12 $173,763.35 Quantity Estimated Value Cost 10.26 3,858.567 39,588.90 39,704.65 Quantity/Original Commitment Amount Real Estate & Infrastructure MANAGED PORTFOLIO SER TORTOIS INSTL 56166Y-40-4 TORI X Cost/Net Capital Called Since Inception Net Distributions Since Inception Estimated Value Est. Annual Inc. Accrued Div. Yield 2,296.77 30,616.00 33,992.26 206.70 0.61% Account Page 7 of 14 Consolidated Statement Page 65 EFTA01565665 GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 4/1/13 to 4/30/13 Quantity/Original Commitment Amount Real Estate & Infrastructure NUVEEN INVT FDS INC GLOB INFRAST I 670690-51-0 FGIY X Total Real Estate & Infrastructure $50,707.00 $0.00 $55,581.98 $642.13 Amounts shown above under "Estimated Value" for private equity funds are estimates based on the latest fund values received from each underlying fund, which value may be as of a date (underlying fund value date) prior to the period covered by this statement. The values provided by the underlying fund have been adjusted for any cash flows between your account and such fund that have occurred subsequent to the underlying fund value date to derive the "Estimated Value". Therefore, such "Estimated Value" may not reflect the value of your interest shown on any fund's actual books and records as of the date of this statement. For additional information, please contact your J.P. Morgan representative. For private equity funds, Estimated Values are based on estimates provided by the underlying funds that are generally presented on a US GAAP basis, which records investments at fair value, or "marked-to-market". Most of these underlying funds also present their audited financial statements on a US GAAP basis (i.e., "marked-to- market"). However, some of these underlying funds present their audited financial statements using the Income Tax Basis of Accounting, which records investments "at cost" based on the accrual basis of accounting for Federal income taxes. Where the underlying fund provides periodic estimates on a "marked-to-market" basis but reflects investments "at cost" in its audited financial statements, the marked-to-market Estimated Value shown herein for a private equity fund may be materially different from the value reflected on such fund's audited financial statements (which are also based on the audited financial statements of the underlying fund). Cost/Net Capital Called Since Inception Net Distributions Since Inception Estimated Value Est. Annual Inc. Accrued Div. Yield 2,025.30 EFTA01565666 20,091.00 21,589.72 435.43 2.02% Account Page 8 of 14 Consolidated Statement Page 66 EFTA01565667 GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 4/1/13 to 4/30/13 Cash & Fixed Income Summary Beginning Asset Categories Cash US Fixed Income Non-US Fixed Income Foreign Exchange & Non-USD Fixed Income Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Interest Yield SUMMARY BY MATURITY 1 Cash & Fixed Income 0-6 months 1 Market Value 23,858.06 619,442.42 30,026.47 29,484.02 $702,810.97 Ending Market Value 25,904.04 625,394.86 30,224.34 30,354.40 $711,877.64 Current Period Value 711,877.64 706,166.42 5,711.22 32,188.00 289.47 4.52% SUMMARY BY TYPE Market Value 711,877.64 % of Bond Portfolio 100% The years indicate the number of years until the bond is scheduled to mature EFTA01565668 based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Cash & Fixed Income Cash International Bonds Mutual Funds Other Total Value Market Value 25,904.04 114,649.78 500,384.85 70,938.97 $711,877.64 % of Bond Portfolio 3% 16% 72% 9% 100% US Fixed Income Change In Value 2,045.98 5,952.44 197.87 870.38 $9,066.67 Current Allocation 3% 61% 3% 3% 70% Foreign Exchange & Non-USD Fixed Income Non-US Fixed Income Cash Asset Categories Cash & Fixed Income as a percentage of your portfolio 70 % Account Page 9 of 14 Consolidated Statement Page 67 EFTA01565669 GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 4/1/13 to 4/30/13 Note: This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Cash & Fixed Income Detail Price Cash US DOLLAR 1.00 25,904.04 25,904.04 25,904.04 2.59 0.30 US Fixed Income HARBOR HIGH YIELD BOND FUND - INS COHEN & STEERS PREFERRED SECURITIES 411511-55-3 13.74 AND INCOME FUND INC 19248X-30-7 HARBOR CONVERTIBLE SEC FD-IS 3PM STR INC OPP FD 411512-73-4 11.97 FUND 3844 4812A4-35-1 PRUDENTIAL TOTAL RETURN BD F CL Z 74440B-40-5 DOUBLELINE FDS TR TTL RTN BD I 258620-10-3 11.41 12,498.16 142,603.95 142,229.00 374.95 7,923.83 5.56% 14.77 5,318.18 78,549.46 77,539.00 1,010.46 3,015.90 36,100.32 EFTA01565670 36,040.00 60.32 1,209.37 87.46 2,818.63 3.35% 3.59% 10.42 1,872.78 19,514.37 19,196.00 318.37 473.81 2.43% 3,742.69 51,424.60 50,602.00 822.60 3,188.77 6.20% 11.38 4,547.24 51,747.61 51,111.00 636.61 2,901.14 5.61% 0.01% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Account Page 10 of 14 Consolidated Statement Page 68 EFTA01565671 GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 4/1/13 to 4/30/13 Price US Fixed Income 3PM TR I MLT SC INCM SL RIDGEWORTH FDS 48121A-29-0 9.09 SEIX FLRT HI I 76628T-67-8 T. ROWE PRICE INSTL INCOME FDS FLTG RATE FD F 77958B-10-5 BLACKROCK HIGH YIELD BOND Total US Fixed Income 091929-63-8 $625,394.86 $619,886.38 $5,508.48 $29,775.75 $289.17 Non-US Fixed Income PIMCO EMERGING MARKETS CORPORATE BOND FUND 72201W-85-7 Foreign Exchange & Non-USD Fixed Income PIMCO EMERGING LOCAL BOND FUND - P 72201M-39-6 12.22 2,473.35 30,224.34 30,348.00 (123.66) 1,120.42 3.71% 4.76% 8.33 6,023.17 50,173.01 49,390.00 783.01 3,023.63 6.03% 10.33 5,394.06 55,720.64 55,397.00 323.64 2,562.17 4.60% 6,502.66 EFTA01565672 59,109.13 58,784.00 325.13 10.37 7,758.13 80,451.77 79,598.38 853.39 2,878.26 201.71 2,796.14 3.58% 4.73% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 11.16 2,719.93 30,354.40 30,028.00 326.40 1,289.24 4.25% Account Page 11 of 14 Consolidated Statement Page 69 EFTA01565673 GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 4/1/13 to 4/30/13 Portfolio Activity Summary Beginning Cash Balance Transactions INFLOWS Income Contributions Total Inflows OUTFLOWS ** Total Outflows Fees & Commissions TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance $0.00 $25,904.04 * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position 39,139.00 (1,019,047.00) ($979,908.00) -Current Period Value 23,858.06 3,330.53 $3,330.53 (1,284.55) ($1,284.55) Year-To-Date Value* -7,096.59 1,000,000.00 $1,007,096.59 (1,284.55) ($1,284.55) Account Page 12 of 14 Consolidated Statement Page 70 EFTA01565674 GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 4/1/13 to 4/30/13 Portfolio Activity Detail INFLOWS & OUTFLOWS Type Settle Date Selection Method 4/1 4/1 4/1 4/1 4/1 4/1 4/1 4/2 4/2 Interest Income Div Domest Div Domest Div Domest Div Domest Div Domest Div Domest Div Domest Div Domest Description DEPOSIT SWEEP INTEREST FOR 03/01/13 - 03/31/13 @ .01% RATE ON AVG COLLECTED BALANCE OF $23,485.12 AS OF 04/01/13 3PM STR INC OPP FD FUND 3844 @ 0.028 PER SHARE (ID: 4812A4-35-1) 3PM TR I MLT SC INCM SL @ 0.023 PER SHARE (ID: 48121A-29-0) BLACKROCK HIGH YIELD BOND 03/28/13 INCOME DIVIDEND @ 0.043 PER SHARE AS OF 03/28/13 (ID: 091929-63-8) EATON VANCE FLOATING-RATE ADVANTAGE I 03/28/13 INCOME DIVIDEND @ 0.046 PER SHARE AS OF 03/28/13 (ID: 277923-63-7) HSBC FDS TOTAL RETURN I 04/01/13 INCOME DIVIDEND @ 0.005 PER SHARE (ID: 40428X-15-6) PRUDENTIAL TOTAL RETURN BD F CL Z 03/28/13 INCOME DIVIDEND @ 0.045 PER SHARE AS OF 03/28/13 (ID: 74440B-40-5) COHEN & STEERS PREFERRED SECURITIES AND INCOME FUND INC 03/28/13 INCOME DIVIDEND @ 0.071 PER SHARE AS OF 03/28/13 (ID: 19248X-30-7) DOUBLELINE FDS TR TTL RTN BD I 03/28/13 INCOME DIVIDEND @ 0.044 PER SHARE AS OF 03/28/13 (ID: 258620-10-3) 12,498.155 0.044 EFTA01565675 550.85 3,742.693 0.071 265.73 3,858.567 5,318.176 0.005 0.045 19.30 236.76 7,524.150 0.046 342.80 3,015.900 7,758.126 6,023.171 0.028 0.023 0.043 84.45 178.44 257.51 Quantity Cost Per Unit Amount Amount 0.31 Account Page 13 of 14 Consolidated Statement Page 71 EFTA01565676 GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 4/1/13 to 4/30/13 INFLOWS & OUTFLOWS Type Settle Date Selection Method 4/2 4/2 4/2 4/2 4/2 4/2 4/11 4/18 Div Domest Div Domest Div Domest Div Domest Div Domest Div Domest Div Domest Description HARBOR HIGH YIELD BOND FUND - INS 03/28/13 INCOME DIVIDEND @ 0.123 PER SHARE AS OF 03/28/13 (ID: 411511-55-3) HARBOR CONVERTIBLE SEC FD-IS 03/28/13 INCOME DIVIDEND @ 0.038 PER SHARE AS OF 03/28/13 (ID: 411512-73-4) PIMCO EMERGING LOCAL BOND FUND - P 03/28/13 INCOME DIVIDEND @ 0.043 PER SHARE AS OF 03/28/13 (ID: 72201M-39-6) PIMCO EMERGING MARKETS CORPORATE BOND FUND 03/28/13 INCOME DIVIDEND @ 0.036 PER SHARE AS OF 03/28/13 (ID: 72201W-85-7) RIDGEWORTH FDS SEIX FLRT HI I 04/01/13 INCOME DIVIDEND @ 0.035 PER SHARE AS OF 04/01/13 (ID: 76628T-67-8) T. ROWE PRICE INSTL INCOME FDS FLTG RATE FD F 03/28/13 INCOME DIVIDEND @ 0.035 PER SHARE AS OF 03/28/13 (ID: 77958B-10-5) SIT MUT FDS INC DIVIDEND GRWTH 04/10/13 INCOME DIVIDEND @ 0.061 PER SHARE AS OF 04/10/13 (ID: 82980D-70-7) Fees & Commissions JPMORGAN CHASE INVESTMENT MANAGEMENT FEE FOR THE PERIOD 01-28-2013 TO 03-31-2013 Total Inflows & Outflows (1,284.55) $2,045.98 2,333.831 0.061 143.25 5,394.060 EFTA01565677 0.035 190.02 6,502.655 0.035 227.95 2,473.350 0.036 87.99 2,719.928 0.043 117.80 1,872.780 0.038 70.29 Quantity Cost Per Unit Amount 4,547.242 0.123 Amount 557.08 Account Page 14 of 14 Consolidated Statement Page 72 EFTA01565678 JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL - TAP ARFI 270 Park Avenue, New York, NY 10017-2014 ACCT. For the Period 4/1/13 to 4/30/13 Investment Management Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Table of Contents Account Summary Page 2 Holdings Alternative Assets Cash & Fixed Income Portfolio Activity 4 5 7 Account Page 1 of 9 Consolidated Statement Page 73 EFTA01565679 GHISLAINE MAXWELL - TAP ARFI Account Summary Asset Allocation Alternative Assets Cash & Fixed Income Market Value Accruals Market Value with Accruals Beginning Market Value 346,751.85 652,583.28 $999,335.13 1,143.21 $1,000,478.34 Ending Market Value 348,131.79 658,810.05 $1,006,941.84 749.36 $1,007,691.20 Current Portfolio Activity Beginning Market Value Contributions Withdrawals & Fees Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals (1,111.99) ($1,111.99) 1,923.20 6,795.50 $1,006,941.84 749.36 $1,007,691.20 Period Value 999,335.13 Change In Value 1,379.94 6,226.77 $7,606.71 (393.85) $7,212.86 Year-to-Date Value EFTA01565680 0.00 1,000,000.00 (1,111.99) $998,888.01 4,595.39 3,458.44 $1,006,941.84 749.36 $1,007,691.20 Alternative Assets Estimated 5,984.01 22,009.62 Current Annual Income Allocation 35% 65% $27,993.63 100% Cash & Fixed Income Asset Allocation ACCT. For the Period 4/1/13 to 4/30/13 Account Page 2 of 9 Consolidated Statement Page 74 EFTA01565681 GHISLAINE MAXWELL - TAP ARFI Account Summary Tax Summary Domestic Dividends/Distributions Interest Income Taxable Income CONTINUED Current Period Value 1,922.89 0.31 $1,923.20 Year-to-Date Value 4,594.28 1.11 $4,595.39 Unrealized Gain/Loss ACCT. For the Period 4/1/13 to 4/30/13 To-Date Value $3,458.44 Cost Summary Cash & Fixed Income 656,404.40 Cost Total $656,404.40 Account Page 3 of 9 Consolidated Statement Page 75 EFTA01565682 GHISLAINE MAXWELL - TAP ARFI Alternative Assets Summary Beginning Asset Categories Hedge Funds Estimated Value 346,751.85 Alternative Assets Detail Price Hedge Funds HSBC FDS TOTAL RETURN I 40428X-15-6 HTRI X PIMCO FDS UNCONSTR BD 72201M-45-3 PUCP X PRUDENTIAL INVT PORTFOLIOS 9 PRU ABRTN FD Z 74441J-82-9 PADZ X Total Hedge Funds $348,131.79 $347,079.00 10.05 9,986.070 100,360.00 100,360.00 11.59 17,107.465 198,275.52 197,078.00 Quantity Estimated Value Cost ACCT. For the Period 4/1/13 to 4/30/13 Ending Estimated Value 348,131.79 Change In Value 1,379.94 Current Allocation 35% 10.26 4,824.198 49,496.27 49,641.00 Account Page 4 of 9 Consolidated Statement Page 76 EFTA01565683 EFTA01565684 GHISLAINE MAXWELL - TAP ARFI Cash & Fixed Income Summary Beginning Asset Categories Cash US Fixed Income Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Interest Yield SUMMARY BY MATURITY 1 Cash & Fixed Income 0-6 months 1 Market Value 22,510.19 630,073.09 $652,583.28 ACCT. For the Period 4/1/13 to 4/30/13 Ending Market Value 23,321.40 635,488.65 $658,810.05 Current Period Value 658,810.05 656,404.40 2,405.65 22,009.62 749.36 3.34% SUMMARY BY TYPE Market Value 658,810.05 % of Bond Portfolio 100% The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Cash & Fixed Income Cash International Bonds EFTA01565685 Mutual Funds Total Value Market Value 23,321.40 151,753.55 483,735.10 $658,810.05 % of Bond Portfolio 3% 23% 74% 100% US Fixed Income Change In Value 811.21 5,415.56 $6,226.77 Current Allocation 2% 63% 65% Cash Asset Categories Cash & Fixed Income as a percentage of your portfolio 65 % Account Page 5 of 9 Consolidated Statement Page 77 EFTA01565686 GHISLAINE MAXWELL - TAP ARFI ACCT. For the Period 4/1/13 to 4/30/13 Note: This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Cash & Fixed Income Detail Price Cash US DOLLAR 1.00 23,321.40 23,321.40 23,321.40 2.33 0.30 US Fixed Income 3PM STR INC OPP FD FUND 3844 4812A4-35-1 DOUBLELINE FDS TR TTL RTN BD I 258620-10-3 EATON VANCE FLOATING RATE I 3PM TR I MLT SC INCM SL RBC FDS TR 277911-49-1 10.37 48121A-29-0 10.16 BLUBAY ABRTR I 74926P-34-0 Total US Fixed Income $635,488.65 $633,083.00 $2,405.65 $22,007.29 $749.06 3.46% 12,911.80 131,183.88 131,313.00 (129.12) 14,669.40 152,121.64 150,508.00 1,613.64 5,442.34 381.40 EFTA01565687 955.47 3.58% 0.73% 9.23 5,463.94 50,432.19 50,159.00 273.19 2,191.04 4.34% 11.41 13,146.13 149,997.39 149,603.00 394.39 0.01% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 11.97 12,677.82 151,753.55 151,500.00 253.55 5,083.80 367.66 8,334.64 3.35% 5.56% Account Page 6 of 9 Consolidated Statement Page 78 EFTA01565688 GHISLAINE MAXWELL - TAP ARFI ACCT. For the Period 4/1/13 to 4/30/13 Portfolio Activity Summary Beginning Cash Balance Transactions INFLOWS Income Contributions Total Inflows OUTFLOWS ** Total Outflows Fees & Commissions TRADE ACTIVITY Total Trade Activity Current Period Value 22,510.19 1,923.20 $1,923.20 (1,111.99) ($1,111.99) Settled Securities Purchased $0.00 Ending Cash Balance $23,321.40 * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Year-To-Date Value* -4,595.39 1,000,000.00 $1,004,595.39 (1,111.99) ($1,111.99) (980,162.00) ($980,162.00) -Account Page 7 of 9 Consolidated Statement Page 79 EFTA01565689 GHISLAINE MAXWELL - TAP ARFI ACCT. For the Period 4/1/13 to 4/30/13 Portfolio Activity Detail INFLOWS & OUTFLOWS Type Settle Date Selection Method 4/1 4/1 4/1 4/1 4/1 4/1 4/2 4/2 4/2 Interest Income Div Domest Div Domest Div Domest Div Domest Div Domest Div Domest Div Domest Div Domest Description DEPOSIT SWEEP INTEREST FOR 03/01/13 - 03/31/13 @ .01% RATE ON AVG COLLECTED BALANCE OF $22,507.85 AS OF 04/01/13 3PM STR INC OPP FD FUND 3844 @ 0.028 PER SHARE (ID: 4812A4-35-1) 3PM TR I MLT SC INCM SL @ 0.023 PER SHARE (ID: 48121A-29-0) EATON VANCE FLOATING RATE I 03/28/13 INCOME DIVIDEND @ 0.031 PER SHARE AS OF 03/28/13 (ID: 277911-49-1) HSBC FDS TOTAL RETURN I 04/01/13 INCOME DIVIDEND @ 0.005 PER SHARE (ID: 40428X-15-6) PRUDENTIAL INVT PORTFOLIOS 9 PRU ABRTN FD Z 03/28/13 INCOME DIVIDEND @ 0.026 PER SHARE AS OF 03/28/13 (ID: 744413-82-9) DOUBLELINE FDS TR TTL RTN BD I 03/28/13 INCOME DIVIDEND @ 0.044 PER SHARE AS OF 03/28/13 (ID: 258620-10-3) PIMCO FDS UNCONSTR BD 03/28/13 INCOME DIVIDEND @ 0.004 PER SHARE AS OF 03/28/13 (ID: 72201M-45-3) RBC FDS TR BLUBAY ABRTR I 03/28/13 INCOME DIVIDEND @ 0.004 PER SHARE AS OF 03/28/13 (ID: 74926P-34-0) 12,911.799 0.004 EFTA01565690 57.19 17,107.465 0.008 143.39 13,146.134 0.044 579.41 4,824.198 9,986.070 0.005 0.026 24.13 259.22 12,677.824 14,669.396 5,463.943 0.028 0.023 0.031 354.98 337.40 167.17 Quantity Cost Per Unit Amount Amount 0.31 Account Page 8 of 9 Consolidated Statement Page 80 EFTA01565691 GHISLAINE MAXWELL - TAP ARFI ACCT. For the Period 4/1/13 to 4/30/13 INFLOWS & OUTFLOWS Type Settle Date Selection Method 4/18 Description Fees & Commissions JPMORGAN CHASE INVESTMENT MANAGEMENT FEE FOR THE PERIOD 01-28-2013 TO 03-31-2013 Total Inflows & Outflows Quantity Cost Per Unit Amount Amount (1,111.99) $811.21 Account Page 9 of 9 Consolidated Statement Page 81 EFTA01565692 THIS PAGE INTENTIONALLY LEFT BLANK EFTA01565693 For the Period 4/1/13 to 4/30/13 For your convenience we have combined statement(s) for activity you conduct through J.P. Morgan in one package. Below are important disclosures relating to these different accounts. These statements may relate to various account types. Some of the disclosures are applicable to all of your accounts. For ease of reference the disclosures applicable to a particular type of account have been grouped together by descriptive headers. IMPORTANT GENERAL INFORMATION APPLICABLE TO ALL OF YOUR ACCOUNT(S) Important Information about Pricing ,Valuations, Estimated Annual Income, and Estimated Yield Market value information (including without limitation, prices, exchange rates, accrued income and bond ratings) furnished herein, some of which has been provided by pricing sources that J.P. Morgan believes to be reliable, is not guaranteed for accuracy but provided for informational purposes and is furnished for the exclusive use of the client. The current price is the value of the financial asset share, unit or contract as priced at the close of the market on the last day of the statement period or the last available price. All values provided for structured yield deposits (for example, JPMorgan London Time Deposits) reflect the original deposit amount only. The value for Real Estate, Mineral Interests and Miscellaneous Assets may not reflect the most current value of the asset. Important information regarding Auction Rate Securities (ARS). ARS are debt or preferred securities with an interest or dividend rate reset periodically in an auction. Although there may be daily, weekly and monthly resets, there is no guarantee that there will be liquidity. If there are not enough bids at an auction to redeem the securities available for sale, the result may be a failed auction. In the event of a failed auction, there is no assurance that a secondary market will develop or that the security will trade at par or any other price reflected on statements and online. Accordingly, investors should not rely on pricing information appearing in their statements or online with respect to ARS. When J.P. Morgan is unable to obtain a price from an internal or outside source for a particular ARS, the price column on your statement will indicate "unpriced". Valuations of over-the-counter derivative transactions, including certain derivatives-related deposit products, have been prepared on a mid-market basis. These valuations are sourced from the various issuers of the securities or they are sourced from a third party valuation provider. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the models or estimates used in deriving the valuations, (2) any errors or omissions in computing or disseminating the valuations, and (3) any uses to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. Please refer to the trade confirmation for details of each transaction. Certain assets, including but not limited to, pooled and private investments, non-publicly traded and infrequently traded securities, derivatives, partnership interests and tangible assets are generally illiquid, the value of such asset may have been provided to us by third EFTA01565694 parties who may or may not be independent of the issuer or manager. Such information is reflected as of the last date provided to us, and is not independently verified. In cases where we are unable to obtain a current market value from an internal or outside source for a particular security, the price column on your statement will indicate "unpriced". Although such securities may have value, please note that the value of a security indicated as "unpriced" will not be included in your overall current market value as reflected on the statement. J.P. Morgan makes no representation, warranty or guarantee, express or implied, that any quoted value represents the actual terms at which securities could be bought or sold or new transactions could be entered into, or the actual terms on which existing transactions or securities could be liquidated. Such values may only be indicative. When we are unable to obtain a current value from an internal or outside source for a particular security, the price column on your statement will indicate "unpriced". If a partial call is made with respect to an issue of securities included in your Accounts we will allocate the call by a method we deem fair and equitable. To the extent applicable, please note the following regarding estimated annual income (EAI) and estimated yield (EY): EAI and EY for certain types of securities could include a return of principal or capital gains in which case the EAI and EY would be overstated. EAI and EY are estimates and the actual income and yield might be lower or higher than the estimated amounts. EY reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. Offshore Deposits - London and Nassau Disclosures Page 1 of 5 EFTA01565695 For the Period 4/1/13 to 4/30/13 Deposits in Foreign Branches are not insured by the FDIC or any other Agency of the Federal Government; amounts in such foreign accounts do not have the benefit of any domestic preference applicable to U.S Banks; certain Foreign accounts are considered reportable to the Internal Revenue Service on a Report of Foreign Bank and Financial Accounts (TD F 90-22.1). Bank products and services are offered through JPMorgan Chase Bank, N.A. ("JPMCB") and its banking affiliates. Securities are offered by J.P.Morgan Securities LLC ("JPMS") and, to the extent noted below, cleared through J.P. Morgan Clearing Corp. ("JPMCC"). Neither JPMS, nor JPMCC is a bank and are each separate legal entities from its bank or thrift affiliates. Investment Products: Not FDIC Insured -No Bank Guarantee -May Lose Value Fund manager disclosure information available upon request If you have an investment account that is managed by an SEC-Registered Investment Advisor, J.P. Morgan will provide a copy of the advisor's Form ADV II or brochure upon written request. These statements are not official documents for income tax reporting purposes and should not be relied upon for such purposes, including determination of income, cost basis, amortization or accretion, or gain/loss. Such information, which may be inaccurate, incomplete or subject to updating, should be confirmed with your records and your tax advisor. Please take the steps indicated below if you think statement(s) are incorrect or contact your J.P.Morgan team if you require additional information about a transaction on your statement(s). IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR ASSET ACCOUNT(S) (LINKED TO JPMS) Your Asset Account consists of a bank account that custodies assets linked to a brokerage account through which securities transactions are executed. As a result, the Asset Account statement(s) reflect brokerage transactions executed through JPMS but (except for exchange listed options) held in custody at JPMCB. Securities purchased or sold through JPMS in U.S. markets (other then mutual funds) are cleared through an affiliate of JPMS, in non-U.S. markets securities are cleared through JPMS. Positions in exchange-listed options are held by JPMCC. For your convenience, however, positions in exchange-listed options are presented in Asset Account statement(s) together with other assets held in such account(s). All pertinent information about your settled and pending purchases and sales effected through your JPMS account during the period covered by these statement(s), is summarized in the "Trade Activity" portion of the statement(s). In Case of Other Errors or Questions About Your Asset Account Statement(s) Please review your statement(s) and promptly report any inaccuracy or discrepancy including possible unauthorized trading activity, unrecorded dividend payments, unaccounted cash positions, EFTA01565696 improper payments or transfers in writing to both the introducing broker, JPMS and the clearing firm, JPMCC at the addresses shown on your statement(s). Any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act (SIPA). If you have any questions please contact your J.P.Morgan team. In your written communication, please provide the following information: (1) your name and account number; (2) the dollar amount of the suspected error; and (3) a description of the error and explanation, if you can, why you believe there is an error. If you need more information, you must describe the item you are unsure about. We must receive your written communication no later than 30 days after the statement on which the error or problem appeared is sent or made available. If you do not so notify us, you agree that the statement activity and account balance(s) are correct. JPMCC and JPMS are members of the Securities Investor Protection Corp ("SIPC"), a not-for-profit membership corporation funded by broker-dealers registered with the Securities and Exchange Commission. Securities and cash held for a customer at JPMCC are protected by SIPC up to $500,000 per customer, which includes up to $250,000 of protection for cash. SIPC does not protect against losses from fluctuations in the value of the securities. Assets held in custody by JPMCB are not subject to SIPC. You may obtain information about SIPC, including the SIPC Brochure, on their website, at "www.sipc.org" or by contacting them at In Case of Errors or Questions About Your Electronic Transfers. Disclosures Page 2 of 5 EFTA01565697 For the Period 4/1/13 to 4/30/13 Contact your J.P. Morgan Team at one of the telephone numbers on the front of your statements or write us at J.P. Morgan, 500 Stanton Christiana Road, 1/OPS3, Newark, DE 19713-2107 as soon as you can, if you think your statement is wrong or if you need more information about a transfer on the statement. We must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared. (1) Tell us your name and account number. (2) Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe it is an error or why you need more information. (3) Tell us the dollar amount of the suspected error. We will investigate your complaint and will correct any error promptly. If we take more than 10 business days (or 20 business days for new accounts) to do this, we will credit your account for the amount you think is in error, so that you will have the use of the money during the time it takes us to complete our investigation. In Case of Errors or Questions About Non-Electronic Transfers (Checks or Deposits) Contact JPMorgan Chase Bank, N.A. ("JPMCB") Member FDIC immediately if a statement is incorrect or if you need more information about any non- electronic transactions (checks or deposits) on this statement. If any such error appears, you must notify the bank in writing as soon as possible after your statement was made available to you. For more complete details, see the applicable account agreements and appendices that govern your account. Deposit products and services are offered by JPMCB Member FDIC. You must promptly advise your J.P.Morgan representative of material changes in your investment objectives or financial situation or if you wish to modify the management of your account. Unless you inform otherwise, your J.P.Morgan representative will consider the information currently in its files to be complete and accurate. IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR INVESTMENT MANAGEMENT ACCOUNT(S) WHICH REFLECT ASSETS HELD AT JPMORGAN CHASE BANK, N.A. In case of other errors or questions about other account statement(s) Please review your account statement(s) and promptly report any inaccuracy or discrepancy including possible unauthorized trading activity, unrecorded dividend payments, unaccounted cash positions, improper payments or transfers in writing to JPMCB at the addresses shown on your statement(s). Any oral communication should be re-confirmed in writing to further protect your rights. If you have any questions please contact your J.P. Morgan team. In your written communication, please provide the following information: (1) your name and account number; (2) the dollar amount of the suspected error; and (3) a description of the error and explanation, if you can, why you believe there is an error. If you need more information, you must describe the item you are unsure about. We must receive your written communication no later than 30 days after the statement on which the error or problem appeared is sent or made available. If you do not so notify us, you agree that the statement activity and account balance(s) are correct. EFTA01565698 You must promptly advise your J.P.Morgan representative of material changes in your investment objectives or financial situation or if you wish to modify the management of your account. Unless you inform otherwise, your J.P.Morgan representative will consider the information currently in its files to be complete and accurate. With reference to JPMS and JPMCC: A financial statement of this organization is available to you for personal inspection at its offices, or a copy will be mailed to you upon written request. You should have received (or have made available to you) separate confirmations for each securities transaction. All transactions are subject to the terms and conditions stated on the reverse side of such confirmations and are subject to the constitution, by-laws, customs and interpretations of the marketplace where executed and governed by and construed in accordance with the laws of the State of New York and all applicable federal laws and regulations. Further information with respect to commissions and other charges related to the execution of transactions, including options transactions, has been included in confirmations that were previously furnished or have made available to you. Upon written request, JPMS will promptly supply you with the latest information. IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR MARGIN ACCOUNT(S) All positions in your Margin Account Portfolio(s) are held in custody at J.P. Morgan Clearing Cor . ("JPMCC"), Three Chase Metrotech Center, Brooklyn, NY 11245-001, If you have a margin account as permitted by law we may use certain securities in such account for, among other things, settling short sales and lending the securities for short sales, and as a result may receive compensation in connection therewith. Disclosures Page 3 of 5 EFTA01565699 For the Period 4/1/13 to 4/30/13 Please keep the following in mind when using a statement to track your brokerage activity in a margin account: The statement combines your general margin account with the special memorandum account required by Section 220.6 Regulation T. As required by Regulation T, a permanent record of your separate account is available upon your request. Free credit balances in your margin account(s) are not segregated and may be used in the operation of JPMCCs business, subject to the limitations of SEC Rule 15c3-3. Unless otherwise noted, JPMCC or its agents and depositories will hold your securities. Upon your demand, JPMCC will pay to you the amount of your free credit balance, and will deliver to you fully-paid securities held on your behalf. Interest will be charged on any debit balance; the method of calculating interest is described in a letter sent to all margin customers. You must promptly advise your J.P.Morgan representative of material changes in your investment objectives or financial situation or if you wish to modify the management of your account. Unless you inform otherwise, your J.P.Morgan representative will consider the information currently in its files to be complete and accurate. PRODUCT RELATED DISCLOSURE: IMPORTANT INFORMATION ABOUT ALTERNATIVE INVESTMENTS: FOOTNOTES 1 - 4 Private Equity, Hedge Funds, Exchange Funds, Real Estate and Other Alternative Assets 1. Direct private equity investments and pooled private investments (e.g., interests in limited partnerships and limited liability companies) are generally illiquid securities. Values are estimates only and are not warranted for accuracy or completeness. Values do not represent the actual terms at which transactions or securities could be bought or sold or new transactions could be entered into or the actual terms on which existing transactions could be liquidated as of the date of this statement. Direct private equity investments are generally valued at cost, unless there is an active secondary trading market in the securities, in which case, direct private equity investments are valued using market prices as of the close of the last business day for this statement period Pooled private equity investments are valued according to the General Partner's or Manager's stated methodology. Please refer to the limited partnership agreement, limited liability company agreement or other operative documentation for each investment for the specific valuation methodology used by the General Partner or Manager for that investment or for your Investment Management or Trust account contact your J.P. Morgan team. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the information and the methodology used by the General Partner or Manager in deriving valuations, (2) any errors or omissions in compiling or disseminating the valuations, and (3) any use to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. Hedge funds generally calculate the price (the "Net Asset Value" or " NAV"), 10-15 business days following the last business day of the month. For that reason, hedge fund NAVs shown will generally be EFTA01565700 the NAV of the month preceding this statement period. In general, the NAV is stated net of management and incentive fees. The NAV is calculated according to the General Partner's or Manager's stated methodology. Please refer to the limited partnership agreement, limited liability company agreement or other operative documentation for each hedge fund for the specific methodology used by the General Partner or Manager for that hedge fund or for your Investment Management or Trust account contact your J.P. Morgan team. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the information and the methodology used by the General Partner or Manager in deriving valuations, (2) any errors or omissions in compiling or disseminating the valuations, and (3) any use to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. These statements do not provide tax reporting on private investments. Please continue to rely upon the General Partner or Manager of the investment vehicle for this information or for your Investment Management or Trust account contact your J.P. Morgan team. 2. The 'Capital Called Since Inception USD' and 'Cash/Security distributions Since Inception USD' columns are updated monthly to reflect activity (capital calls and distributions), if any. 3. Hedge funds generally allow subscriptions on a monthly or quarterly basis. An interest in a hedge fund or hedge fund of funds is generally as of the first business day of the subscription period. Due to early funding requirements by the applicable fund, your account may be debited for the subscription amount prior to the subscription date. Please refer to the applicable hedge fund's operative documentation for further details or for your Investment Management or Trust account contact your J.P. Morgan team. Hedge fund redemptions are generally on a monthly, quarterly or annual basis but can sometimes be subject to a multi-year lockup before a redemption is permitted. For redemptions, there is generally a notification period that can be a long interval before the actual redemption date. Redemption proceeds are generally paid 15 calendar days after the final NAV is issued, but can be subject to a holdback of a portion of the proceeds until an annual audit of the Fund has been completed. Please refer to the applicable hedge fund's operative documentation for further details or for your Investment Management or Trust account contact your J.P. Morgan team. Disclosures Page 4 of 5 EFTA01565701 For the Period 4/1/13 to 4/30/13 Global Access Portfolios share certain characteristics with hedge funds. In particular, an investor who withdraws from a Global Access Portfolio will not receive the withdrawal proceeds in their entirety until 30-60 days after completion of the Portfolio's audit, which may be 18 months or longer after the redemption date. Interest might not be paid on any proceeds pending distribution. These restrictions apply even if the investor's account at JPMorgan is closed. The Confidential Private Placement Memorandum and applicable Supplements contain other important information about the Global Access Portfolios and are available upon request or for your Investment Management or Trust account contact your J.P. Morgan team. 4. Alternative assets may include publicly available mutual funds that utilize non-traditional investment management strategies, for example, strategies commonly employed by hedge funds. Mutual funds generally calculate the price (the "Net Asset Value" or "NAV") on a daily basis and mutual fund NAVs shown on your statement generally will be the NAV as of the close of the last business day for this statement period. Please refer to the applicable mutual fund prospectus for further details. If the applicable mutual fund is a JPMorgan Fund, please refer to disclosures on this statement concerning JPMorgan Funds for other important information. PRODUCT RELATED DISCLOSURE: THE JPMORGAN FUNDS OR THIRD PARTIES Shares of the funds referenced above are not bank deposits and are not guaranteed by any bank, government entity, or the FDIC. Return and share price will fluctuate and redemption value may be more or less than original cost. While the money market funds seek to maintain a stable net asset value of $1.00 per share, there is no assurance that they will continue to do so. The estimated annual income and dividend yield figures for mutual funds represent the funds' most recent income dividend annualized. Prospectuses and other fund information for JPMorgan funds may be obtained by calling your J.P. Morgan team or JPMorgan Distribution Services, Inc. at . You also may view and order materials online for JPMorgan funds at www.jpmorganfunds.com. J.P. Morgan affiliates may receive compensation from the JPMorgan funds for providing investment advisory services to the funds. J.P. Morgan affiliates may also provide administrative, custodial, sales, distribution, shareholder or other services to the JPMorgan Funds or funds established, sponsored, advised, or managed by third parties, and J.P. Morgan affiliates may be compensated for such services as allowed by applicable law. The distributor of the JPMorgan Funds is JPMorgan Distribution Services, Inc., which is an affiliate of 3PMCB. Assets may be reflected herein even though they may be held by a third party unaffiliated with J.P. Morgan. In such cases, unless J.P. Morgan otherwise agrees, J.P. Morgan has no responsibility for the verification, valuation, safekeeping or management of those assets. Disclosures Page 5 of 5 EFTA01565702 EFTA01565703