EFTA Document EFTA01595064

Li Print Form — Se 'Ticket 4 L 313.44133 Request Categor)' Act3urt Ma rRefie ice Rix:II:lest Type -ac F elc Uodates Request Sub -Type NA Initiated Date 09/0G,/ 200 1:53PM Printy NORMA_ LOB PB Account Title rintolciAt. TROT COMPANY INC Sweep Fund Name DEPOSIT SWEEP 701 • BUSINESS Money Manager Accoant Decision Maker 97.1.C6707011 I Client Name :-MANCtstil tRuSr COMPANY INC HeLationship Num Sole Owrer ;jolt LSPEI UHNW NE'W YCR.K. TRI SlAut itkGION Market usPn UI-4Nw CLOSELY HELD BUSINESS GROUP Cost Center CHEIG Phase 3 Account N) N SPN 2811138 CAS ID 97079aoscs Initiator Name Approver Name 3" Party Approver Name initiating Team REC,ULATORY RE 34 Pam Approval Team -IN F FLANAGAN NG Holding Qty Holding CDS!? Holding Description Status N•://0 Processing learn TAY. MA/INTENANCE Processing Team 2 Reason Resolution Stage Date /3/9,106;2012 2:53M Date: Time Resolved (Proc I) Resolved By (Proc I) D2 tertime Resolved (Prue 21 Resolved By (Proc 2) Current Owner Current Team -AX rAAIN-rra4r,c F Estimated Resolution Date Stage PTcess ReoLest Error Control Number Complexity 0 Accounts 4 Clients Transactions # Tax Lot5 Dollar Value EFTA01595064 Verify 1 Date Verifier Verify 2 Da Verifier 2 Print Form — Service Request Armaments N Comments/Instructions TRAM please setup the tax term ana TOF for thts acczon: sa, that it may receive a 2011 Mt. fl put In a sepe tame reaJest to sivttcl this account back over to ACCDUNT 1099 CODE 6 (101913 COV SCHEE)) and OTHER TAX CODE 8 (Combune/16099). - Entered On : Sep 08 2012 02:52PM By JOHN 1: FLANAGAN IMMEMMEMMEMEMOOOMMEMOMMOMMOMMIMMOM STr iiiIiilll t:ej 7y7. 113.n. I CLIDOCS EFTA01595065