EFTA Document EFTA01595066

Print Form —Service Request Ticket 114:quolt Category Accourt Magitefiarice Request Type ornr417ax F,ekl Upcates Request Sub•Type Doen 5+ busiftess Initiated Date rop4/2011. Priurily NORMAL LOB Account T itle FINANCIAL TRI-ST COMPANY INC Sweep Fund Name DEPOSIT SWEEP 701 • 81.5INESS Money Manager Avcount v.235E0001 Account Type pAR rNER5H IP EC I ;707.38c806 Decision Maker 9710670708 Client NA me ii11.4tfiLtAl. invST COMPANY INC Relationship Name Region UNITED STATES ro6M- Markel r-LOSELY HELD el.f5triZ5S GR.OLO Cost Center cF4,36 InitiAtfir Ndime AREIr.;17.1)HP„!,flikcHF:R Approver Name _3rd Fa rl Approver Name Initiating Tinto! TAY. COMPLIANCE 3rd Party Approval Torn Phitse 3 Account MasterTrust (Yi N IfCN 80203,888500r, SPY 21913338 CAS ID 9707910s08 Holding Ory Holding C(JSIP Holding 1)euriptiiin St3tlis New Processing Team CR TAY MA:NI ENANcE Processing Team 2 Reaslln Resolution Stage Date ;:),.?4..;1:.i Datetrime Resolved True Resolved By Troy 1) DatciTime Resolved (Prot: Resolved By (1' roe 2) Current Owner 41.AREN G ROHREACHER Current feigns TAX CO"APLANCE ESliniatt'd Resolution Date Stage it-,1 ate Requtthi Error 1 untrul Number Complexity Accounts n Clients # Transactions Tax Lots Dollar Value (S) Print Form EFTA01595066 - Senice lienuot Attachments YIN N Comments/instructions US Lni tax status to kinited States. Other tax tode to Slank. Tax: vothtioldog Hata :0 5 type to 2. - Entered Oe - Mar 24 zon 2:22PM By KAREN G ROHRRACtiR itity type ;ti 27 -n :lr YY1 Rc.w. Numter C DOC CC 2: U Duc CO2c12 N.mber.s W23560001 Form Type = 'CITADEL" .ACCOU,n EFTA01595067