EFTA Document EFTA01597399

4tUBS 085 Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 Resource Management Account January 2020 0070069260770120 Y1 0 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST UP Friendly account name: Mont I-Lsclge Fund BOSTON MA 02210-26913 Account number: Y l 45172 S5 Your financial Advisor: SCOTT STACK MANLYLE CASRIEL Questions about your statement? Call you Financial Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, account 029045172. on December 31 (3) on January 31 (3) Your assets 4,659,124.12 4,723,707.09 Visit our website: www ubs corn/ financialservices Your liabilities 0.00 0.00 Value of your account $4,659,124.12 $4,723,707.09 Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth wtvw.annuakreditreport.com. Tracking the value of your account during l020 WAR of your mount TI-*Lnands 4,659.1 4,723.7 1,000.0 Dec iOr Dec 1019 Ian 1020 at year end 2019 34,699,12412 Your investment return: Chance in market value 164,582.97 Value of your account on Jan 31.2020 14.723.707.09 SDNY GM 00009732 Member SIPC CW70310006926077 NP7000223318 03004 0120 031952383 Y145172550 C000C0 Page 1 of 6 CONFIDENTIAL EFTA01597399 UBS Resource Management Account 3dilwry 2020 Your account balance sheet Summary of your assets Value on January 31 (s) Percentage of your account A cash and money balances 0.01 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Frxed income 0.00 0 00% E Non-traditional 4,72 3,707.08 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets Account name: MONTPELIER TRUST Friendly account name: Mont Hedge Fund Account number: Yt 45172 55 44,723,707.09 100.00% Value of your account $4,723,707.09 Your current asset allocation A Eye on the markets Index Percentage change January 2020 Year to date SEP 500 -0.04% -0.O4% Russell 3000 411% 411% MSC I - Europe, Australia & Far East -2.08% -2.08% Barclays Capital U.S Aggregate Bond Index 1.92% 1.92% Your Fi modal Advisor: SCOTT STACKMANLYLE CASRIEL Interest rates on January 31, 2020 3-month Treasury bills: 1 50% One-month LIBOR: 1.66% C1•20010005926028 NP7000223310 00004 0120 031952303 Yi 45172550009ffitif_GM_0000912No 2 of 6 CONFIDENTIAL EFTA01597400 *UBS Resource Management Account January 2020 Change in the value of your account Account name: MONTPELIER TRUST Friendly account name:Mont Hedge Fund Account number: Y1 45172 55 January 2020 (I) Year to date 04 Opening account value 34,659,124.12 $4,659,124.12 Change in market value 64,582.97 64,582.7 Closing account value $4,723,707.09 34,723,707.09 Summary of gains and losses Ydues reported teicw exclude products for which grins and losses are not dassiied. Realized gains and losses unrealized January 2020 (I) Year to date (3) gains and losses (4) Long term 0.00 0.00 344,812 01 Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives. disagree with them, or wish to change them, please contact your Financial Adwsor or Branch Manager. You can find a full description of the alternative investment objectives in important Anformation about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Pnmary - Aggressive Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Your Nnandal Advisor: SCOTT STACK MANLYLE CASRIEL SDNY GM 00009734 ChP7001C006926079 NRACO223318 00034 0120 031952383 1114.5172550 CCO000 Page 3 of 6 CONFIDENTIAL EFTA01597401 *UBS Your notes CWNVC006926043 NIVE02233, COM, O12003I95fl$3rt AS, TAO LOW,%yGm0000,71jye 4 of 6 CONFIDENTIAL EFTA01597402 *UBS Resource Management Account January 2020 Your assets Account name: MONTPELIER TRUST Friendly account name: Mont Hedge Fund Account number: Y1 45172 55 Sane prices, income and current values shorn may be approkosale. As a result. gains and losses may not be accurately reflected. See Important information about your statement a the end of this document for more Information. Cash Cash and money balances Opening balenCe CIOSing balenCe Hcid no on Ian 1 (1) on Ian 31 (1) Cash Pact per share on Ian 31 (1) Average rate Your Finandal Advisor: SCOTT STACK MANLYLE CASRIEL CwidenClIntereSt Days in period period Non-traditional Private polity funds, Hedge funds, and Other invesvnents are held in your U8S Financia Services Inc. (UBS FS) brokerage account The positions reported below reflect the records of the issuers. and UBS FSIoes rot g.ialantee the accuracy of the informaton. The value ShOwn is not necessarily the value you would recewe fran the issuer if you sold the assets. Funds actively sold by UBS FS are subject toongoing due artist although the level performed may vary. A closed fund may be subject to no angst ng chkgence. A fund that you purr based elsewhere may never hate been subiect to UBS FS dirge nce. all hough 1185 FS may receive a fee from the fund's mans" which may constitute a maiodly of the managementrincenlive fee. Please contact your hnanoa Advisor with Questions • Est value per unit' is an estimate of value stcplied by an inclepend!nt valuation firm and reflects adjustments for lac tors such as the kquldty of the units. 0.01 0.01 Hedge funds Nurrber Had ng of shares Purchase puce/ Average pice Client per share (S) investment (1) Cost basn (1) Price per that on Ian 31 (5) Value on tan 31 (5) unrealized flal) gain or Ion (1) trirestment Holdrg return (5) period ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS A NO 12/392019 Trade date: Nov 24, 15 1,550,000.00 1,550,00000 1 000 1,695,747 00 145,747.00 LT ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS 8 NO 12/3112019 Trade date: Jan I, 19 82255.00 82,755.00 1.000 89,396.00 6,641.00 LT ALPHAKEYS MILLENNIUM FD II LLC CLASS B NO 12/31/2019 Trade date. Dec 18, 18 1,750,000.00 1,750,00000 1 000 1,882,14200 132,142.00 LT continued next page Estimate of value suppled by issuers of certain pogra-ns (which are generally 'net asset value' estimates) are shown as' issuer est value per unit' For Private equity funds, 'Est value pet unit' is a value updated quarterly, based on the Net Asset Value C NAY') in the fund as of the date sped lied adjusted by add ng captal cans and subtracting dstributions since the NAY date The NAV is primarily based on esti-nated part folio values provided by the un&rlying fund sponsor. These two values may vary because of differences in the way they were estimated and because the • Third party est. value del urn• may have been prepared on the basis of financial unforrrsal on other than yearend. Repcxted estimates may not reflect resale, liquidation or repurchase vat*, if any, and may rot reflect OSt Obut ons of cap4d until the next valuation is reported, genera& on an annual or sem-annual basis See important mtosmatton about gout statement at the end of the staement. SDNY GM 00009736 Ch,P7001C005926081 NP70CO22331800C04 0120 031952383 Y1:5172550000000 Page S of 6 CONFIDENTIAL EFTA01597403 UBS Resource Management Account January 2020 Your assets Non-traditional Hedge funds (continued) Hddng GRAHAM ABSOLUTE RETURN TRADING LTD. CLASS A NO 12131119 Trade date: Jan 28, 19 Account name: MONTPEUER TRUST Friendly account name: Mont Hedge Fund Account number VI 45172 55 Purchase price' Number Average price Client of shares per share (I) innstmenl (5) Cost Price per that basis (3) on Ian 31 (1) Your finaadd Advisor. SCOTT STACKMANLYLE CASRIEL Value on unrealized Gal Ian 31 (1) in or loss (1) Irwestrrent elddrog return (S) pedal 2.005220 496773 996,140.07 996,140.07 526.836 1,056,422.08 60.282.01 60282.01 LT Total Your total assets Cash Nontraditional $4.378.895.07 $4,378,895.07 Value on Jan 31 (5) Percentage d your account $4,723,707.08 $344,812.01 Cost basis (5) Blimated annual income (1) $60.282.01 Unrealized gin or loss ($) Cash and money balances Hedge funds 0.01 0.01 4723,707.08 100.00% 4,378,895.07 344,812.01 Total $4.723,707.09 100.00% $4,378,895.08 $344,812.01 CW70010006926082 NP7000223318 00004 0120 0319523R3 vlassi 72550 00/gbilPF_GM_000097Pigge 6 of 6 End of statement for account number YI 45172 55 CONFIDENTIAL EFTA01597404 Important information about your statement LBS Fiuncial kmices ex. (the Firma LBS Financial Services), is a member of all prixipi socvdy, corny* andoptions exchanges UBS Financial Services and LBS Bale USA are ifdirect stbskloies d LBS AG and affiliates of LBS Smuts LLC. The Firm's fru/nal statement is available upon request. The Firm's execute* Offices are at: UBS Financial Services ex. 1200 Harbor Boulevard Weehawken. N107086 This statement represents the ony official record of you' Les Financial Services accoura Other records, except °thetal tax drulternS, cantering callting data should rot be reed upon. If you beige, there ban error or motion, pleas* report it immediately in wring ea the Branch Manager of the office serving your account. Although all hams shown are intended to be accurate, sttement data shook' not be used for tar imposes. Rey sold, on yes-end lax totem go., loan 1099, 5498, 10425, etc.) when preparing your tax return. The Fern 6 moored by law to report to tie IRS all taxable dnidenok, reportable nal-taxable dividends and taxable interest earned on seas-nes held in your mask net proceeds on sale transactions, ad cost basis an omen cowed securities COmmUtliCatiOna with the Firm • Please re-confer., any Oral (Orrirrunicatictis n veiling to further protect your reps, including your rights under the Secuities Mesta Protection Act OSA). • I the Brune itl inttution on the top left of the front of this statement isnot Les Financial Services, LBS Financial Services caries you account a clearing broker by arrangement with the indicated intedion We Wormedyou of this relationshb when you opened this Accent In this raw, your finds and secuties are located at UBS Financial Sweets and rot the Mak" rg broker, ad you crust make a report of ay tar te meson to both ferns. • As *sorbed n the accost ag-eements, you must notify us of any errors or fraud involving checks reflected on your statement beta) 30 days after it was mailed a made mettle. • Please direct arstonw carotenes or nouries to the Film's Client Relations Department at 201.352-1699 or toll-free at 800-354-9103, 8:00 A.M. to 600 P.M ET Monday through Friday, or in witio to WS Financial Services ls. , Client Relations Department, P.O. Box 766UnionC ity,11 07087. • All itatellentS shall be cleaned complete and accuse not objected to ri writing whit 60 days. • For TTY services: Cal 844-612-0986 a from outside the US Call201-332.1495 • h case of errors or cunt:xis about an electronic funds transfer (U1), bill parent or LIES Vise debt cad transactions, cal 800-262-1000, or carte to UBS F etanoial Services lx., 1000 Harbor Bed, 61h floor, Weehawken.. Ni 07086, Attn: b.INSSA Services. Call a write as soon as saran, 1 you think as statement a receipt is wag a e you need more information about a transfer on the sinner or rice's* The Fein or Card Issuer (as appkable) must hear from youno later than 60 clays after the Fern sent you the fist statement on which the error or pobtem *awed. — Provide you name ad accurst number Of any). — Desube the error or the transfer you re inure about. ad eiplat as clearly as you can why you beano it is an error a why you and MOM — Provide the dolt, amore of the suspected error. The Firm Or Cad Issuer will investigate you complaint and willcorrect dry error promptly For ahged errs nhgNng LOS Visa•debe cad transactions, 4 we take more than 10 business days tO do this, we will credit you accant fa the imam you thank is in mum, so that you will have the use of the money &rig the tine it takes us to complete as nestgatein. Please male all checks payable to the Firm or the financial ristituten indicated on the front of this statement. In addition to regular account fees, accounts may be .Meet to mantenarce lees charges for late payment for securities purchases and charges fa unpaid amounts n cash accents. Accounts that are transferred to other nstilutiten may be subject to a trader fee. UtS Sweep Options UBS offers options for sweepeg cash balances to bait deposit accanes at nanaffiated banks and abated banks and money make) mutuality:Is (Money funds). Deposit accounts at LBS Bark USA and non-affiated banks panicipaing tit a LBS FDICansured Deposit Program are FDIC-insured n accordance with FDIC rules. For more iltamaiian please visit veterfik.9:n. Deposit accounts at WSAG Stamford Branch and shares of Money Funds are not in-redby the FDIC. Bak deposits are not protected by SIPC. Money Fond dunes :re protected by SIPC See -1.)85 lnancie Services Account Protection' below. Upon your regain balances n the bank deposes may be wihdrann and shares of a Money Fund may be liaidated, end the proceeds returned to you or you martin accent. Futter nkonaton about available sweep options, reludig current interest rates and yields, is evadable at vieww.ubs comrsarepyields, from yore intend.' Advisor or by eating KO-7621000. US$ Financial Services account protection the Firms a inerrber of the Secretes bosh". Protection Corporation (Sip, witch protects securities custonwn o1 is rearben up to 1%0,000 (adding 5250.000 for clams for ratal0 bplanatory broth.", available upon request a at raw strorg. The SIK asset protection ferns apply to A accounts that you hold in a particular capacity- The Firm, together with carton athletes, has also Purchased supplemental inmate*. The maxims., Entttil payable to at eligbk chums, colectivey under tie protection is 5500 million as of Detester 10, 2016. Weed to the pale y conditions and inlet:as, cash a the Finn i hither protected fa up to 11.9 million in the aggregate for al you accounts held in a wieder capacity. A ful copy of the polio; sordeg is available Loon request. Neither the SIPC protection nor the supplemental protection apply to: • Certain financial assets antrolkd by (and ext.:led in you account value) but held away from UBS Financial Services. For burn* certain (0 insurance products. ixludrg vaiabl rates, and 6i) shares of mutual funds registered nthe name of the account holder on the books of the issuer Or Vander agerrJ; • hvestmmt contracts a rreestment Serest, {e.g. Imbed panne-etas and private placements) that se not registered under the Securities Act of 1933; • Commodities contracts (e.g., foreign exchange and precious metal contacts), nclaing fumes contracts and Calvvirry option Central% ad • Depose accounts (except certificates of deposit) at (BS Bak USA, LBS AG U.S. branches and barks in the FDIC erred Deposit Program. The 51K protection and the supplemental protection do not appy to these assets awn d they otherwise appear CC yds statements. The 51K protectionand the stoplemental protection do not protect against charges in the market value of you revetments (whether as a result of market movement. muer banknotcy otherwise) Dividend Reinvestment Program (DRIP) The pace reflected is an average prce. You may obtain the actual price km yam Financial Advisor. Only whole shires are purchased under DRIP; partial shares will be sold and the cash will be deposited in your account. We chodend reinvestment price :belied by to issur may deter from the market price a which the partial shares a-e sold Calvin-Feta Orly whole units maybe held in yam secondly:0 are meted to a partial unit as a result of a dividend payment • otherwise, the Firm will either sell grid tries at market vice a accept an anoint deterinned by a registered dea-rg agency, and freer yore account. Investment objectives The nvestment objecuros and risk profile are specific to each account and may vary between you. accounts. Please advise the Finnan:may in writing of an significant change in you lino eizA situation investment objectives_ For each account held, you choose are of the Ioeowing investrnme objectives: • Prorkce Current f name: Investments seeking the generation Of income Caly. • Achill,* °pea/Appreciation: Mestments seeking growth of or:ideal rather than the generation of ncome. • Produce Combination of income and Capital appreciation Investments seeking both the generation of income and growth of principal. Overall risk profiles • Connotive- Seeks to martin initial prix0al, with km risk and minify to the accost overall, even 0 that means the account does not generate income or rears and mayn't keep pace yeah inflation • Moderate: Waling to accept sane risk to pampa' and tolerate sane volatlity to seek hider returns • asgressne: Willing to matt hip risk to principal and high volatility to seek high teR over time. • mostowntiagibrity Consicloratan: d selected, a portion of the portfolio for that atom may include complex 'trawl:es, limited liguidty and greater sobriety. Statement "householdirer We may COnSOkiate A tetrad account statements with the same address in the same envelope. e g. because they have owners who also mantas ;ore account relationships wth other clients at the sane add-ess. If you peter to receive ndividual statements (tweed n separate /metopes, you may decline householdng by (tang your Fruncial Advisor Friendly moue name The Friendly account None 6 a customizable • 'withal** chosen by you to assist you with ye's' recordkeepio. It, no legal effect on your account, is not Mended to reflect any strategy, predict rearnmerdation, inestment objective a risk polite associated wth you- accunts. and is not a prance a gJaraxee that wealth, or any 1 inarxiA results. can et willbe achieved. All investments invoke to risk of loss, ex kdro the ritk of loss of the trait investment. You can change your Fria* accost names through Onine Services a by contacting your Finarcial Minor. Account overview • Value of tors wountIportfofio Net of assets and liabilities • Assets Includes available cash balances. vakes for restricted security (est), and Global Tine Deposits. unrealized marks to market and certain assets ibt held to. the Finn. Does not nckxle unpiced securities: assets at the end of the prior and oat statement prods. or private investments, invested nod options and ~deal, stock options. • Liable's. Voldes debit balances, *sundry margin bats, credit re, short account balances • Cashatoney balances Total of uninvested avalable cash balances, plus deposit balances at affiliated and nahallikated banks, and money market mortal had sweep balances. at the close of the statement period. Non•Corrrtirley bee credit balances in you account are not segregated from other balances and the Fern may use any these fords in the ordinay cane of its banns These finds are payable upon your Orland. 11-es total is ircbded in the anent period closing value. tending information Fa detailed information on the Finis lending practices ad disc bsures, refer to you Client Relationshp Agreement a Account Agreement and the General Terms and Ca-ditions LOS Statement of Credit Practices mailable n Agrtem ants andDiscbsures at lyvnv ohs eornlareconnAnclov•ws SDNY_GM_00009738 CONFIDENTIAL EFTA01597405 Important information about your statement (continued) Yin assets Your statement tamers seasites and other assets held in the accent a the end of the st*ement period. You may ask for delient of fulbr paid securities at ay time. You may receive acuities used as loan col*** after piryng any balance due on them. Any securities transferred to to Fin. &rig the statement period are listed at market value as of the end of the statement period. • Cost bane. In deterinning the cost basis of the securities included in this statement where in6c ated with the number • 1,• UBS Fin/viol Series has relied on information obtained from Steel other than LES Financial Strikes, musing Oloonslion from another Ire or that you mar haw lidded to yea Financial Advisor. The Filth does not indeperdenfi verily a garanwe the away a validity of ay kilometers provided by metes other dun LES Fironcial Services. h ackleico, although LES Financial SenMes genera* sextet's this reamatico as it is received, the Fern does riot peek any assurances hat the isforenation titer -Cost basis' and 'Unrealeed gad loss' is accurst as of the date of this statement. As such, Nesse do not rely on this formation so Mae purchase a sale decisions latar purposes a otherwise. Accounts transferred to the fin, rew relent girlies% Hamm On only for the period of tine they are her the FM. More historical infornatico can be added by your Financial Advisor. • Unturned geinsiloeses. When data is avaftle, estimated sneaked gardlosses n calculated fer ndividal security lots. The transaction data for ndivicbal lots may or mar not reflect canmesirm, charges ardor soc‘rity sectarian:to rents. Dividend and other reinvestment lots and sySternaliC oscl-ust et re each combined to display orw averaged lot. fi e 'Trade date' columnpresents the aiginel transaction wade date. • Callable ..ankles Bonds and preferred shod that the issuer can for embr redemption wilt selected impart:ilk by lot from among at wanes of that esse held aloof hare a n native nun. for err dents Call feature nfarnation is obtained from third patties and es accuracy is not garameed. Other call feakres may exist Mitch mold affect yield; complete information wit be provided upon request • Price/value. Pekes displayed fa secretes and other products maybe higher a lower than** peke that you would actually eons* m the market. Prices Me obtained from various thief party sources which we believe to be relable, tut we do not gLiararew the accuracy. — We genera/ use the tang price Mien available or the men of the bid and ask prices for listed securities and options achy bid prices fa OTC seosias. — Less actively traded securities maybe priced using a vakuton model a the most recent aka wo damned and may not reflect an actual market price or value. — <erten positions may appear withal a price and will show a make was not mailable' if we are unable to detain *price for a security. — Deposits or secretes denominated h currencies other than U.S. dotes are reflected a the exchange rate a of the statement date. — Fa certain wales trading in nonconforming denenhatelty are ad Cle* Pace value may have been adjusted to facilitate proper valuation. To obtain current quotations, when nettle. contact your Faurci.l Advisee. not recessmbi Wean the vs upon liquidation. — Thad party vitiates d vale are as of a certain date ad are supplied to UBSFina-oial Sakes on a roger basis by an inclemndart valuation firm — Issuer, general panne( or sponsor' estimated vales, if any, are applied to the Firm by the issuer, general prier or sponsor and may be calaated based on different information from that used by third parties to derive their esimased values. — You can obtain additional itarnation regard'rg the melholologr used to determine the estimate of yak, and the date of tie inlamalko that is the basis for the estimate by contactigyour Financial Adaor. — Third party estimated values may be reflected as 'ear priced' in sewn! iituatere: *shin al intupev,dast valuation fent has not supplied a is unable to assign a value when we Leta.* aware that a material event he ',tuned that may call a presirrn reported vale nio question, or when a yak* woad be highly speculative due to denature of the security. — When nester an issuer, general partner or sponsor estimated value nor a thedperty *stowed yaks. is provided, the vase of the security wit be ddierees from its ;utast Cake — 'De nteent to date' may ti lde rekrn of cape*, income ix both — 'Orkin* unit size' represents the anal offering Peke per nit at mat not ref len your cost basis — DPP and imbued REfr seuires re not lipid on a national securities exchange, and are generally illiquid and even i they can be sold, the price received may be less don the per share estimated value voided li the account statement. • Restricted securities. Restricted securities generally are not currently elgbk for pubic sale LOS F haricot Services uses the market ace of the tensioned stock of the same issuer as an imputed value for the restricted stock for purposes of (AU stermenronly. To he extent that restricted sectriles are eligble for sal, the vats received may be substantially less than the mimed vat* sheen. • Private invertrnenu and suucraired product. Private imestrient securities (robdrg Oren Partkaratian Orogen and real elate etainerrt trust senarkes) and struceured products are goner* Mg* Ai:pa Celli, SfruCtiadprOluds Kee not been registered wets the Securken and Eochans Cormiss ion or under ay state securities laws. We provide estimated values for prince inveltient wastes and *unwed products for reammional pu-wuscr9. Accuracy is not guaranteed. — 'we vales may dil erste ially Iran prices, any, at whch a prate nvesanent structured product maybe bougst a so aid do you may testae • Est (estimated) income, Current yields and rate. An emelt of area home is toed on current dividend and nterers rates. assuming the securities will be held foe at year from statement date or rail maturity. The estimate a only a 9ukfelent Matey and continued income are not guaranteed — Estimated rata mane and current yield for certain types of mashes could include a retail of airePal a repeal gains in Mich case the est. income (and current yiekg would be overstated. — Estimated anal name and current yield and the actual hare and yield Mgt* be lower a higher than the estrnated amounts. — An estimate, of arnualired income (dividend ardor interest) derided by the current marks vateraverage balance is based on the last dividend or owe* payment made by the issuer and assumes the sectsiiiesideposts will be hell for or. year from the statement date a unta maturity. Accuracy and calmed yield are not garanteed. • Assets not held by UPS Financial Services. Certan assets are not held by the Fin. ad not withn the Tim's possession or carol. These assets are displayed on your statement for rdormational purposes only. Positions and vales presented are provided by tie issurg fem. UBS f roncial Services is not respaeble for this irecernatico at does not guarantee its accuracy. Tense assets are not protected by SIP( or the f ens supplemernal Sat coverage. • R•WerVal sharing and additional compensation. ▪ h *Union to commissions on sales and 12b1 fees ...retied in connect co assay, the distress:ors of mutual funds to our clients we India* as affiLate receive reverse sharing pitmen, from disdbutors anchor advisors of the rasa, fads that we sell These amounts are based on two different correpcinents: ld the amount of sales by Uf3S of mutual fad f amity to our clients and GO the asset value of a patine, mutual tad larnilys shares held at the him. - We and our affiliate also receive net...akin ard =Maas processing lees in consideration for transfer agent services that we provide to the natal funds. These fees generals are paid Iran :tenor assets es the natal lard and are a fired dollar amours based on the number of aco:ums at the broker-dealer holding naual tuts ol tut fund lenity. - h addition to commissions received in correction with the sale or dierbuton of tenuity convects and istit investment trust tines to oss- dins, we anda as If ante receive evert* Sharing renpernation horn may of the insurance companies isiderwritrig the a-nuity contracts, athletes of the nuance companies or sponsors a the una nvestment hunt we diarbute. - h addition to commission received from the parches. and sale of ehartSI a es Krick we odor or affiliate receive an asset-based revenue sharing payment frays *afire distaxeon, as vale as faking for technology development, training and education. - Our affiliates also receive wading commissions at other compensation from mutual funds ad Marne companies whose prolacts We StriOute. - We receive COMpeaal kit from Les Bat USA, LBS AG Stanford Brach ad non-affiliated bras through our cash sweep progams. The compensation may be per aacunt fee a may be a percentage of average daik depose balances. Activity Wonnation regarding commission and other charges incurred n COrrottt 'XI with the elocution of trades, including option transactions has been iridudedon confirmation previously furnished to you and will be provided to you prOnalY on rerst. Short selling if you am engaged n short selling a sena*, you may incur a charm de to reran borrowing costs fa that prticuLysecLrky. Open orders Regarding open of pood.iScancelkd • ceders that were not armored by the statement dale, open buy and sea stop orders we reduced by the moult of chiderds or notes an an te. &adonis or errionis date wren inducted otherwise by you. You we response?* for orders that are executed the to ma laikre to cancel eating open cadet Privaq To obtain a copy of as current Cern Prelacy ebtke, please contact yrs Financial Adviser or visit as rebut at iswveues ratatrarvocare — 1.85 Financial Services is rot a bark. The RMA. Business Services Account BSA and IRMA are brokerage *counts which provide access to balking sakes and products ihtugh mangements with affiliated banks and other thidpany banks, arid pinkie' access to issuance and arm* products issued by unaffiliated eidparty 'wax* tonwnies trout insurance agency absidiaries of UBS Financial Services Inc. — twestnwnt, irsurana, and milky products: — Not FCC inswed • No bank guarantee. May lose vale — tents. Resource Management Account Business Service Account BSA, IRMA and nternatiorul Resorts Management Account are registered service marks of LEG Financial Stevie; Inc — VISA isa registered trademark owned by Visa International Service Association and used war kens.. The LBS Visa teed. cads and the LBS visa debit cads re issued by L65 Bat USA with memissen from Visa U.S.A. tic equated. All othei trademarks, registered trademarks, sense maks at registered service marks are of their respective corripanef. LBS Fauncial Services Iris. Rev. 201010 SDNY_GM_00009739 CONFIDENTIAL EFTA01597406 UBS 085 Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 0070068199070220 Y1 0 Account name: MONTPELIER TRUST Friendly account name: Mont l-bdge Fund Account number: `I 1 45172 SS Your 15 nancial Advisor. SCOTT STACr. MAN/LYLE CASRIEL Questions about your statement/ Call your Rnancial Advisor or the RMA ResourceLine at 800-RMA-1000, account 029045172. Value of your account Resource Management Account February 2020 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH LLP BOSTON MA 02210-2698 on January 31 (5) on February 28 (5) Your assets 4,723,707.09 4,732,037.76 Visit our website: Your liabilities www ubs cam/ financiakervices Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreport.com. 0.00 0.00 Value of your account $4,723,707.09 $4,732,037.76 Tracking the value of your account S Tho.u;ards 4,659.1 4,723.7 1000 0 _ ".00•00001000.0.049 4,732.0 Dec 2018 Dec 2019 Jan 2020 Feb 2020 Sources of your account growth during l020 Value of your xcount at year end 2019 Your investment return: Change in market value 54,699,124,12 372,913.64 Value of your account on Feb 28, 2020 14,732,037.76 SDNY GM 00009740 Member SIPC CW70310006819937 MOO:0214722 00004 0220 031952383 Y145172550 000300 Page 1 of 6 CONFIDENTIAL EFTA01597407 sUBS Resource Management Account February 2020 Your account balance sheet Summary of your assets Value on February 28(1) Percentage of you' account A Cash and money balances 0.01 0.00% B Cash alternatives 0.00 0.00% C Equines 0.00 0 00% D Fixed income 0.00 0 00% E Non-traditional 4,732,037.75 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets Value of your account 44,732,037.76 $4,732,037.76 100.00% Account name: MONTPELIER TRUST Your Financial Advisor: Friendly account name: Mont Hedge Fund SCOTT STACK MANTYLE CASRIEL Account number: YI 45172 55 2 Your current asset allocation A Eye on the markets Index Percentage change February 2020 Year to date S&P 500 -8.23% -8.27% Russell 3000 -8.19% -8.29% MSC I - Europe, Australia & Far East -9.03% -10.92% Barclays Capital U.S Aggregate Bond Index 1.80% 3.76% Interest rates on February 28, 2020 3-month Treasury bills: 1 23% One-month LIBOR: 1 52% CRP70010005819938 NrA300214722 0000I 0220 031952383 Y1 451 72550 oaigati_GM_00009749Sle 2 of 6 CONFIDENTIAL EFTA01597408 *DUBS Resource Management Account February 2020 Change in the value of your account Account name: MONTPELIER TRUST Your Anada Advisor: Friendly account name: Mont Hedge Fund SCOTT STACK MANLYLE CASRIEL Account number: Y1 45172 55 February 2020 (1) Year to date (1) Opening account value $4,723,707.09 $4,659,124.12 Change in market value 8,330.67 72,913.64 Closing account value $4,732,037.76 $4,732,037.76 Summary of gains and losses values reported below exclude products for which gains and losses are not dassiied. Realized gains and losses unrealized gains and losses(1) February 2020 (1) Year to date (S) Long term 0.00 0.00 353,142.68 Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives. disagree with them, or wish to change them, please contact your Financial Adwsor of Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Pnmary - Aggressive Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00009742 C1, 70013005819909 Nr00O214722 00034 0220 031952383 Y145172550030300 Page 3 of 6 CONFIDENTIAL EFTA01597409 *UBS Your notes C. ,00.0.99 , 0 ,..12.MC00.01,003 , 952383, ./2.0,,,, G. °op.., 0 of G CONFIDENTIAL EFTA01597410 <S UBS Resource Management Account February 2020 Your assets Account name: MONTPELIER TRUST Friendly account name: Mont Hedge Fund Account number: vl 45172 55 Sone prices, income and current varies shorn, may be approximate As a result. gains and losses may not be accurately reflected. See important information about your statement a the end Of tNs documem for more informat on. Cash Cash and money balances Opering balance Closing bdeSICe Hddng on Feb I (I) on Feb 28 (1) Cash PEe per share on Feb 28 (1) Average rate Your Nnandal Advisor: SCOTT STACKMANLYLE CASR1EL Doidend interest Days rs period period Non-traditional Private equity funds, Hedge funds, and Other investments are held in your U8S Financia Services Inc. (UBS FS) brokerage account The positions reported below reflect the records of the issuers. and UBS FS does rot 9..ialantee the accuracy O1 the infonnaton. me value shown is nal necessarily the value you would receive fran the issuer if you 'dot th? assets. Funds actively sold by UBS FS are subject to ongoing due dBpence, dthough the level performed may vary. A dosed fund may be subject to no ongoing diligence. A fund that you purchased elsewhere may never have been sucked to UBS FS oligence. all hough UBS FS may receive a fee fromthe fund's manager, whc h may constitute a majority of the rnanagemenvincentive fee. Please Contact your A nano a Advisor with question • ER value per unit' is an eslimae of vane sscolled by an indepenCent valuation firm and reflects adjustments for 18O0fS such as the liquidity of the no's. 0.01 0.01 Hedge funds Nurrber Hddng of shares PultlOte pricer Average price Client per share (1) intestment (S) Cost basis (S) Price per share on Feb 28 (S) Value on Feb 28 a) unrealized Ciao) gain or 101/ (1) inrestment Hddng return (1) Period ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS A NO 93112020 Trade date: Nov 24, 15 1,550,000.00 1,550,00000 1 000 1,700,400 00 150,400.00 LT ALPHAKEYS MILLENNIUM FUND LLC BROK ERAGE CLASS I3 NO 1131/2020 Trade date: Jan 1, 19 82,755.00 82,755.00 1.000 89,623.00 6,868.00 LT ALPHAKEYS MILLENNIUM FD II LLC CLASS B NO 1131/2020 Trade date. Dec 18, 18 1,750,000.00 1,750,00000 I 000 I ,896,870 00 136,870.00 LT Contented neAt page Estimate of value suppled by issuers of certain programs (stlich are wne rally 'net asset vaue' estimates) are shown as issuer est velue per unit' for Private equity funds, 'Est value per unit' is a value updated quarterly, based on the Net ASSet Value (' NAV') in the fund as of the date spedriect adjusted by oozing coital calls and subtracting dstributions since the NAY date The NAV is primarily based on estenaled portfolio yaws provided by the uncerlying fund sponsor. These two values may vary because of differences in the way they were estimated and because the ' Third party est value per unit• may have been prepared on the basis of financial iMonnatron other than yearend. Reported estimates may not reflect resale, liquidation or repurchase value, if any, and may rot reflect OStnbutions of (meal snail the next valuation is reported, de nerdy on an annul or semiannual basis See important mtarmanco about yaw statement at the end of thsaaement. SDNY GM 00009744 ChP7001C00581991 I NFX0214722 COON 0220 031952383 111 45172s50 0x000 Page S of 6 CONFIDENTIAL EFTA01597411 UBS Resource Management Account February 2020 Your assets . Non-traditional . Hedge funds (continued) Nachos* once Number Averaw price Hddng of shares psi than ($) GRAHAM ABSOLUTE RETURN TRADING LTD. CLASS A A/001/31/20 Trade date: Jan 28,19 Total 54378295.07 34,378,895.07 Account name: MONTPELIER TRUST Your Pi mended Adelson Friendly account name: Mont Hedge Fund SCOTT STACK MAPILYLE CASRIEL Account number. Y1 45172 S5 Client imvstrnent (5) Cost Price per share bask (s) on Feb ?B($) Value on Unrealized 0a4 Irwestrrent Hddrg Feb 28 (5) coin or lost (S) *turn (5) puled 2.005220 496773 996,140.07 996,140.07 526.199 1,055,144.75 59.00468 59.004.68 LT Your total assets Cash Cash and money balances Non-traditional Hedge funds Total 34,732,037.75 3353,142.68 359,004.68 'Farman Feb 28(S) Percentage al your iCCOUllt Cost basis (S) Eli:rated Unrealized annual irrccrne (S) gin or loss ($) 0.01 0.01 4732,037.75 100.00% 4,378,895.07 353,142.68 $4,732,037.76 100.00% $4,378,895.08 $353,142.68 C W20010306819912 NP70002I4722 00004 0220 0319523g3 1145'72550 CC9gYAIY_GM_000091941 6 of 6 End of statement for account number VI 45172 55 CONFIDENTIAL EFTA01597412 Important information about your statement UE6 Financial Services inc. (the Firma (13S Financial Services), a a mutter of all principal storey, covirnacky andWires excha-ges UBS Manual Services and UBS Bark USA are i-direct absklaies of 1185 AG and affiliates of LEG Searkes U.C. The Firm's financial statement is available Won request. The Firm's execute* offices are at: UBS Marxist Strokes Sex. 1200 Hats Boulevard Weehawken NI 07086 This statement represents the onbr official record of you Les Financial Services account Other records, /wept official tat documents, cleaning coralkting data should not be refed moon. Ilyou beleve there ban error or °motion, please report it immediately in asking to the Branch Manager of the office serving you account. Altough all lions shown re intended to be accurate, statement data shouldnot be used for tat purposes. Rely sole* on yes-end lac kerns, 6.4., form 1099 1498, 10425, no) when preparing your tar return. The Fern is requited by law to report to the IRS all taxable thiclords. reartabb ma-taxable dividends and taxable Serest erred m secaties held n yotr octant net proceeds on sale turoadons, and corn basis on crun cowered seasilies Ccenmunications with the Firm • Neese re-col-Ann any oral cornrrunicaticets n writing to further protect your rights, including your rights under the Securities Mesta Protection Act *SA). • I the &lino irl iwaution on the top lett of the front of this statement isnot Les Financial Services. llIS Financial Services orris your account a clearing tn:ker by arrangement wt the indicated reasAion We Wormed you of this relationshb Met you opened this !Can. In this case your fads awl secuites are located at UBS Financial Services and rot the nrookxrg broker, rd you must make a report of wry error a mason to both f rms. • As descrbed n the account na re...coots. you must noddyus of any *liars or fraud involving checks reflected on your statement with:" 30days after it was mailed a made mutable. • Please direct customer carolers or rkuries to the Film's Client Relations Department at 201.352.1699 a toll-free at 800.354-9103, 8:00 A.M. to 600 P.M ET Monday through Friday. or in writig to 1.85 financial Services erx.. Client Relations Department, P.O. Box 766 Union City, M 07087. • All statements shall be deemed cow*e and atom 4 not objected to nulling within 60 days. • For TIT services: Cal 844412-0986 or from outside the US CO201-332.1495 • le ase of errors or cuestas about an electrak fads transfer (U1), bill payment or UM Visa* debit card transactions, cal 800-2621000 or write to UBS F Le-uncial Services lx., 1000 Harbor Bind, 6th floor. weeharAcon. NI 07086, Atm: RIANEGA Serva4. Call a write as soon as you can, if you think yas statement a recta 6 vra-g or a you need more information about a transfer on the statement a wept. The lam or Card Issue (as appkable) must hear from you no later than 60 days after the Firm sent you the fist statement on which the nor or pobtem appeared. — Provide your name ad accoun number nry. — Dew bete Oita or IS Wander you re inure about, ad eaplin as clearly as you can why you believe h is an error or why you need more information. — Provide the dolls. amount of the suspected error. The Firma Cad Issuer will investigate your complaint and will tarot wry error promptly for atoned errors reviving UBS Vaaedebe cad transactions. 4 we take more than 10 banns days to do this. we will credit your account for the /mount you think is in errs, so that you will have the use of the money during the tine it takes us to complete av rwentigeon. Please make all checks payable to the Finn or the financial onSUILOOrb indicated on the front of this statement. In addition to regular account fees, accounts may be se.bect to mantenerce feet changes for late payment for securities purchases and charges fa tread amounts n cash accosts. Accounts that are transferred to other nstautOnS may be subject to a translw fee. UtS Sweep Options UBS otters options for sweepng cash balances to bark deposit accounts at nernaHauted banks and *Mated banks and money maker moral finds (Money funds). Deposit accounts at IBS Bann USA and non-affiated banks panic:pang ruhe UBS FDIC-ensued Deposit Program are FDIC-inured in accordance with FDIC rubs. Fa net idanratior please vial awnv.fde.ese. Deposit accounts at UBS AG Stamford Branch and shares of Money funds we not re-red by the FDK. Bak deposits., not protected by WC. Money Fad shoves are protected by Slit See -UBS FnnciS Sakes Account Protector below. Upon you acmes, balances in the bark deposes may be wackarm ad shares of a Money Find may be liardated, and the proceeds returned to you or you secuites account. hither neomycin about available sweep options, roludng current interest rates and yields, a avelable* wwwas comes...Nay:Ms, hom you Fnncal Advises a by calIng KO-7621000. UN Financial Services account protection The Firm is a member of the Securcies hest.* Protection Corporation (sro, which protects securaies erosionen of is northern up to 1500,000 (nduding 1250.000 for dams for cash) baslanatory brochure makable upon request a at mew Nocorg. The SWC asset protection tires apply to al scouts that you hold in a particular capacity. The Firm, together will certaM artiates,has also pschawd supplemental insuwict the marirun arrant payable to al eligble dint collective& under this protection a SSOOmillian as of Detente( 10, 2019. Salmi to the potty conditions and lineations, cash a the Fern et further protected For up to 519 million in the aggregate for all your accounts held in a partnaar capacity. A ful copy of the polio; eating is available upon wit. Nether the SIPC protection nor the suoplememal protection appal to: • Certain financial assets controlled by (and ext.:led in you- account realist held away from UBSFintercist Services for example certain (0 insurance prodacts inducing variable aauites. and OD shares of mutual funds registered in the name of the axon holder on the books of the issuer a transfer agerrJ; • hvesunmt contracts or rwestment Swot W.g., Imbed partnerships and private placements) that are not registered under the Securities Act of 1933; • Commodities contracts (e.g., foreign exchange and precious metal contracts), includig futres contracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets wenifew othewise appear on you statements. The SiC prOliCtian and the supplemental protection do not protect again changes n the market value of you invert/Ms (whether as a result of market movement mean bankruptcy a otherwise). Dividend Reinvestment Programs (DRIP) Th. price rationed it an average price. You may obtain the actual price from you Financial Adviser. On/en/wee shies are purchased under DRIP; pallid shares will be std rd the cash will be deposited in you account. We dividend reiwestment price supplied by the issuer may differ from the mark* price at which the partial shares are sold. Cadvin4eu On& whole unis maybe held in you account. F you are MOS to a panial vat as a result of a dividend payment or otherwise, the Firm will ether sell patiel ranks at market pice or accept an anoint determined by a registered clearing agency, and credit you accost Inveslanent objection the Sestrnert objectives and risk profile are speak to each account and may ray between you- accuses. Please sense the FilbprOrray ih amino of arty significant change in your financial situation or investment objectives. Foe each account held. You choose ate of the following investment objectives: • Produce Current Income- Investments seeking the generation ce income only. • Achieve Capital Appreciation: hvestrnents seeing growth of woo Oatrather than the generation of income. • Produce Combination of Income and Capital Appreciation Investments seekirg both the generation of income and growth of principal. Overall risk profiles • ConsewaM'e. Seeks to nunta'n ntial prixpul, with low Sc and volatiry to We account overall, even if that men the account does not generate signifier* income or reams and may not keep pace wdn inflater. • Moderate: Wiling to accept sane risk to principal and tolerate some volatlity to se* higher returns • Aggressive: Willing to accept high risk to primeval and hit, KIM, to Seek highrelines over tine • Monotone fryibliey Coraidernen: If selected. a portion of the donor* for that asunt may include corrplex strategies, united liquidly and germ voleirky. Statement "household ince We may consoktate d1 tetrad account StateraintS with the same address in the same e.g. because they have owners who also maintain joint account relationships wth other clients at the same ackkess. ef you prefer to receive individual statement mated n separate envelopes, you !My decline householdrg by (Ong yes Financial Advisor Friendly account name The Friendly account name es a customizable 'to:knave' chosen by you to assist you with your recordkeepig. Ns no legal effect on your account, is not intended to reflect any strategy, product recommendation. inestment objective a risk pro/le associated with your accounts and a not a promise a garnet that we*, or any financial results. can or willbe achieved. All irt.Itriliglts involve the risk of loss, ex Lang the risk of loss of the retie investment. Toucan change your Friend& secant names through Online Services or by contacting your Financial Advisor. Account overview • Value of Oaf awoundporttafid Net of assets and liabilities • Assets Includes available cash balances, vakes for restricted security (est), and Global Time Deposes trrealized mats to market and certain assets riot held by the faro. Does not include unpiced securities( assets as the end of the priar and 0.intit statement paw ls. a private investments, invested stock option and wierciubb stock options. • Liable's Melees debit balances, cumandrg margin WM. Credit lie, short accent balances • Cashmoney balances Total 01 uninvested available cash betakes, plus deposit balances at affiliated and •orvallikated hanks, aid money market MAW fUld sweep balances, at the close of the statement period. Nori•CorrroOdry free credit balances in yos account are not segegwed from other balances and to Fern may use any rid these funds in the ordirtay cone of its bins those finds are payable upon your demand. Thes total is ircladed in the anent period closing value. Lending information For detailed iicrmation an the Fm's legeng practices and disclosures, refer to your Client Rolsoonshp Agreement or Account Agwrnent and the General Tams and Conditions Les Statement of Credit Practices available nAgmements and 0ath:cues a zetsw rib tom, men nfrliwkw go. SDNY_GM_00009746 CONFIDENTIAL EFTA01597413 Important information about your statement (continued) Yam assets Vow statement ermines securities and other assets held in the accant a the end of the sinners period. You may ask for delivery of fully pad seonties at any the. You may receive weenies used as loan cobtoal alter pining any balance due on them. Ary securities transferred to the fern during the statement period are listed at market value as of the end of the statement perfid. • Cost best. lu detennning the cost basis of the securities included in this statement where indicated wit the nurrbo UBS F narcial Sorkin has rebid on information obtained Irons sources oter than LES financial Strokes, eckxling blonnalion from another Ism or that you may have «aided to you Fnancial Advisor. The Finn does not indeperdoey nerdy a garnet the wry a validity of ay *lamalim provided by sofas other than LES Fisuoxial Services. ackliion, although LESS Financial Strikes genera* gmlates this reformation as it is received, the fem does rot provide ay assurarces tat the idormation under -Cost bases rd 'Unrealced gad loss' is accurate as of the date of this stammers. As such, please do not rely on this information to make purchase a sale decisions, for tar purposes « Mlles wir. Accounts transferred to the finn may ref tot gardloss information only for the period of tine they se held x the Fim. More historical information can be added by your Financial Advisor. • Uesealited gainsileases. When data is available, Sinned sneaked gandlosses re calculated for rdividal security lots. The transaction data for individual bh may or mynt reflect canmisstres. mages aria security norganintion ewers. Dividend and other ?investment lots and systematic purchase lois re each combined to display one averaged lot. The 'Trade date' coknin presents the original transaction trade date. • Callable markless Bonds and peel erred stock that the issuer calls for eery redemption wilt selected impanialy by lot from among al ware« of that ass* held in our none a in nominee name for ar clients. Call feature information is obtaned from third parties and es accuracy is not guaranteed. Odon all features may east which could affect yield; complete information will be provided upon request • Priem/value. Prkesdeplayed la securities and other prod ects maybe higher or lower than** price that you would actually receive in the market. Prims re obtained from various third party sources whit we believe to be reliable, an we do not guarantee thee accuracy. — We genera/ use he eking price when anibbk a he mean of the bd and ask prices fa listed securities td options «coy bid prices for OTC securities. — Less activeytrackd securities maybe priced using a what«. model a the most recent peke we obtaned and may not reflect an actual market price ale. — Certan potions may appear *Mae a price and will tow aspeke was not available if we are unable to obtain a price for a security. — Deposits a securities cknomiuted n currencies other than U.S. dollars re reflected at the excharge rate as of the statement date. — For certain sectsiies trading in non-conforming densamnehons, price and quantity (lace rake) may have been adjusted to facilitate proper valuation. To obtain current quotations, when 4,412>k. contact your hunch Advil«. n°1 necessary normers the va upon liquidation, — Thrd party estimbes of value are as of a certain date and are supplied to UBSFnaxial Sentes ona rears basis by an independent valuation firm — Bluer, general partner as spot« estimated vetoes, if sib are ~lied to fie Firnber the issuer, general partner or sponsor arid may be tabulated based on different information from tat used by third panes to derive *air etiolated yaks,. — You can etuin additional information regarding the melhodobigy used to determine the estimate of value and the date of tie information that is the basis for the estimate by contactigyour Financial Adios. — Third party estimated values may bereflected as 'Not priced' in several situations: when an • dent valuation lam has not supplied a is unable to assign a value when we become aware that a material cant has occvrod that may call a peennusy reported val.* into question, a when a value, would be highly spoulatme the to the nature of the security. — When nester an issuer, general partner or sponsor estertatod value nor a Owl-party estimated value is ponied, the vale of the searity wal be Mere« from as purchase Prins — tiarbutons to date' May «ludo rerun of capital, income or both — • Orgnal unit site represent the ntial offering Vice per unit ad may not ref ten your cot basis — DPP and unlisted RUT securities are rot listed on a national securities ndunge and are generally illiquid and even i they can be sold. the price tamed may be less tun the per spire estmaled value prodded in the scours statement. • Restricted securities. Restricted secuties generate)/ are not ansently elgbk fas pubk sale LOS Financial Services uses the market price of the urresOcted stod of the same issuer as an imputed value fa the restricted stock for purposes of this statement only. To he extent that restricted securities are ebgbk for sate the vats received may be substantially less than the maned value shorn. • Private inverrnenu end ~awed products. Private rivesVnerd securites (ixbdeng drect POTtiCkarias Program and real estate investment tat securers) and steamed products are genera/ay hgtry &cud Certain structuredproducts have not been registered wah the Securities and Exchange Commission or under ary state securities laws. We provide estimated values for prince imminent monies and structured products for attinaliceral = ordy. Acaracy is not guaranteed. vibes mgdiffer substantially from prices, any, at which a private nvestment secudyor structured product maybe bouisl or sold and do you may receive • Est (estimated) income, anent yields and rates. An a:Smarr of snot exam is bawd on staren drsidrid and nterest rates, assuming the securities will be held for cre yea from statement date or until matvy. This *agnate is only a guidekne; accuracy and continued income are not guaranteed. — Estimated taut *come wed care« yield for certain types of stashes could include a rename of Principal a capital gains in which case the est. income (aid can yieto would be overstated. — Estimated a-nual income and current yield and the actual inctme and yield milts be lower a higher than the estimated amounts. — An *sterns of a-nualized *come (dividend arda interest) derided by the current mate valoaraverage balance is based on the last dividend or merest payment made by the issuer and ormmes e deposes will be held for ore year from the statement date or unto maturity. Accuracy and corned yield are not guaranteed. • Assets not held by UN Finredd Services. Cenan assets are nor held by the Fin, and not within the lams possession or control. Then assets are displayed on you statement foe reformational purposes only. Positions and vales presented se provided by te isung UBS f nancial Services is not respatiale for this iretarnaton aid does not guarantee ils accuracy. Thew assets are not protected by SIPC or the fists sablernemal 51K coverage. • Ravarara sharing and additional compensation. - h ~ice to a:amiss:3ns on sales and 12b.l fees roared n connect on rah the destitution of mutual funds co as clients we ardor or atfiLate receive revere. tang ~ern frees disobuton sidor advisors of the maul funds that we sell These amounts se based on two drferem correpoents: CO the amen of sales by LES of a partoular enamel fund f amity X. our clients; and G0 the and vabe of a particular mutual fund family, shares held at the fern. - We and our affiliate also receive networking and cmnbus pransrg fees n consideration la transfer eager* services that we provide to the mutual furds. Rion fees antra* am paid from investor asset in the mutualfad and ere a feud dollar amount based on the number of amounts at the broker-dealer holding ~seal funds of tat Ind Insy. - h acKtion to commissions received inc.:motion with the sale or distrbuton of airway tontratt and unit rnestrnent trust snes to our diet, we ancla at affiliate receive untrue sharing compensation from nay of the monoe companies underwriting the a-nuity contracts, af illates o: the Maxim companies or spontan of he unit enestmers trusts we dimbute. - h eclInka to commissions received from the purchase and sale of NextShares lundk we ardor our affiliate receive an asset-based revenue sharing payment from ~Shares databulors, as wed as funding for technology development trainig ad education. — Our affiliates also receive trading CiaTtniSSiOrKand other compensation from mutual funds and Murano* companies whose products we &If bute. - We receive oxrcemai ion from vas Berk USA UM AO Stan( *id Branch and twirl dieted bras through our cash sweeP1207~. This angensatim may he per accoune fee a may be a percentage of average daily deposit balsas. Activity Irritation regarding cornmeal:re and Mhos Marrs (loured in «resection with the execution of trades, includng col ion transactions has been included on confirmations previously furnished lo you, and will be provided to you ~lb' on ~ I s Short setting If you ae engaged en short ailing a security. you may bout a charge due to anan barowng costs fa that palicula sienrity. Open orders Regarding open or socodlitcancellee ceders that were not execaed by the summers dar open buy and sea stop ceders se reduced by the mount of driedends or right on an ex.dnAlerit or ex-rights date unless instructed otherwise by you. You ae responsble for orders that ate executed cis to yaw lekte to cancel sating q:en atlas. Privacy To obtain a copy of ox anent Client Privacy Notice, please taxan sir Francis/ Advisor a mest as Mini% at "wive obs COAVDeiViCV004CV. — 1.85 Financial Stryker is rot a bark. The RMA, Business Services Account BSA and IRMA are brokerage scans which provide access to barking senates aid pedals IMaxjt arrangements with affiliated banks and other Ihrdparty barks, and provides access to insurance and annety goduns issued by unaffiliated thirdparty insurance companies trout instance seem subsidiaries of UM Financial Services tt. — hvesvnent, ruin*, ad arnuey predicts: — Not FDIC insured • No bark guarantee. May lose vale — IMA. Resat« Management Account Dulness Services Account BSA, IRMA and international Resource Management Account re registered service mats of LBS tumid Services INC — YTS/Size registered tedemalc owned by Vila htematianal Service Association and used under keno. The LES Via Creistl cads and the LES Visa debit cads se issued by LBS Bark USA with permission from Via U.S.A. Incorpraled. All other oedemata, registered trademarks, serrke mats ad registered service marks se of their respective ~pines. UN financial Services Inc Rev. 202002 SDNY_GM_00009747 CONFIDENTIAL EFTA01597414 SUBS U85 Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 Resource Management Account March 2020 0.7008C091850320X134Y1 0 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCCLENNEN & FISH Account name: MONTPELIER TRUST UP Friendly account name: Mont Ft.dge Fund BOSTON MA 02210-2698 Account number: Y 1 45172 SS Your Sartorial Advisor. SCOTT STACKMAN/LYLECASRIEL Value of your account Questions about your statement? Call your Financial Advisor or the RMA ResourceLine at 800-RMA-1000, account 02%45172. on February 28 (1) on March 31 (3) Your assets 4,732,037.76 4,7C6,646. 33 Iftsit our website: www.tabs.com/financialseiwes Your liabilities 0.00 0.00 Value of your account $4,732,037.76 $4,706,646.33 Items for your attention e Help protect yourself from fraud and review bank. credit card, and brokerage statements regularly. Also, get your free credit report annually from vvw.annuakreditreport.com. Tracking the value of your account 7hc usards 4.6591 eri vells..................a 1,000.0 4,732.0 4,706 6 Dec ?Ora Dec %19 Feb 7020 mar %20 Sources of your account growth during l020 Value of your account at year end 2019 Net deposits and withdrawals Ycur inwstment ream: Change in market value 14,699,12412 -$001 $47,522.22 Value of your account on Mar 31, 2020 5470664633 SDNY GM 00009748 Member SIPC Cra7COM008009185 NPR:10032850703004 LEGO 031952383 Y145172550 101100 Page 1 of 6 CONFIDENTIAL EFTA01597415 *UBS Resource Management Account March 2020 Your account balance sheet Summary of your assets Value on March 3119) Percentage of your account A Lasli drid money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Foxed income 0.00 0 00% E Non-traditional 4,706,646.33 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets Value of your account ¶4,706,646.33 $4,706,646.33 100.00% Account name: MONTPEUER TRUST Friendly account name:Mont Hedge Fund Account number Y1 45172 55 Your current asset allocation Eye on the markets Your M model Advisor. Karr STACKMANLYLECASRIEL Index Percentage change March 2020 Year to date SW 500 -12.35% -19.60% Russell 3000 -13.75% -20.90% MSC I - Europe, Australia & Far East -13.25% -22.72% Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2020 3-month Treasury bills: 0.10% One-month LIBOR: 0.99% -0.59% 3.15% C1,70010000C09166NP7000326507 00001 0320 031952363 Y145172550 lo bfikreGmcocog74*fie 2 of 6 CONFIDENTIAL EFTA01597416 SUBS Resource Management Account March 2020 Account name: MONTPELIER TRUST Friendly account name:Mont Hedge Fund Account number: Y1 45172 55 Your Nnandal Advisor: SCOTT STACK MANLYLE CASRIEL Change in the value of your account March 2020 (1) Year to date LS) Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, ix wish tochange them, please contact your Opening account value $4,732,037.76 $4,659,124.12 Financial Adwsor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Withdrawals and fees, including investments transferred out -0.01 -0.01 Your return objective: Change in market value -25,391.42 47,522.22 Capital appreciation Your risk profile: Closing account value 54,706,646.33 $4,706,646.33 Primary - Aggressive Investment eligibility consideration - None selected Summary of gains and losses vaues reported below exclude products for which grins and losses are not classified. Realized gains and losses March 2020(3) Year to date (5) Unrealized gains and losses(S) Long term 0 00 0.00 327,751 26 Cash activity summary See Account KW* this month tor &fa is. &lances in your Sweep options are inducted in the opening and dosing balances value. FDIC insurance adobes to deposits at u85 sank usA and in banks particIpahrq In the UBS F DK Insured Deposit krogam. It does not ary to deposits al U85 AG. Stamford Branch. SIPC protection agrees to money market sweep turd holdings but not bank deposits. seeimporrant inlormacon obOut your 'firemen, on the lint two pages d this document for ckitals. March 2020 (1) Year to date (1) Opening balances $0.01 $0.01 Subtractions Other funds debited -0.01 -0.01 Total subtractions -$0.01 -$0.01 Net cash flow -$0.01 -$0.01 Closing balances $0.00 $0.00 Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00009750 CW7001(O08009187 NF7000328507 000:a 0320 031952383 Yl 45172550 101100 Page 3 of 6 CONFIDENTIAL EFTA01597417 *ilF1S Your notes Of4,00,0O04.4,43,4, 0.3,66OrOOO. 0310.f .2343,,,4, "TS. 'Ott., G. ao°097.• 4 of 6 CONFIDENTIAL EFTA01597418 *UBS Resource Management Account March 2020 Your assets Account name: MONTPELIER TRUST Friendly account name: Mont Hedge Fund Account number. Y1 45172 55 Some prices, income and cutrent values shown may be approximate. As a result. gains and losses may not be accurately reflected. See important mformation about your statement a the end te this document for more information Cash Cash and money balances Hddng Cash gxring bales1Ce Closing balance on Mat 1 (S) on Mar 31 (S) Pace per share cc Mat 31 (1) Average rate Your Finandal Advisor: SCOTT STACK MANLYLE CASRIEL CfrodenClIntereSt Days in period period Non-traditional Privae cosily funds, Hedge funds, and Other investments are held in your U8S Fa-Lancia Services Inc. CUBS FS) bioltrage account The positions reported Iselcav reflect the records of the issuers. and U85 F5loes rot guarantee the accuracy of the iriormahOn. The *Jut shown is not necessarily the value you would receive fron ihe issuer if you sad the assets. Funds actively sold by UBS FS ate subject to oncring due dfigenct although the level performed may vary. A dosed fund may be subject to no ongong dkgence. A fundthat you pu ic based elsewhere may never have been sutiect to UBS FS dirgenee. although UBS FS may receive a fee from the fund's manage., whch may ccmtitute a majority of the managemenvincenlive fee. Please Contact your Finanoa Advisor with questions • ER value per wit' is an estimate of vane st(Plted be an incepenotnt valuation firm and reflects adjustments for factors such as the squictty of the units. 001 0.(')0 Estimate of value suppled by issuers of certain progra-ne (which are generally 'net asset value' estimates) are shown as issuer est value per unit' For Private egilty funds, 'Est value per unit' is a value updated quarterly, based on the Net ASSet Value (' NAV') in the fund as of the date sped Red adjusted by addrig capital calls and subtracting dstdbutions since the NAY date The NAV is primarily based on estimated part fold vanes provided by the uncerlying fund sponsor. These two values may vary because of differences in the way they were esemaled and because the ' Third party est value per unit* may have been prepared on the basis of financidinfonnation other than year.end. Reported eshmates may not reflect resde, liquidation or repurchase value, if any, and may not reflect Ost M100 ons of (meal until the next valuatOn is reported, general& on an annual or sent annual basis see important finfarmanon about pan statement at the end of ten staement. Hedge funds Number Had ng of shares Purchase price/ Average price Client per share (S) investment (5) Cost basis (S) Price per shale cn Mar 31 (5) Value on Mar 31 (I) Unrealired dad gain or lOSS (1) inrestment Holdrig return (S) period ALPHAKEYS MILLENNIUM FUND LLC BROX ERAGE CLASS A NO 21292020 Trade date: Nov 24, 15 1,550,000.00 1,550,00000 1.000 1 ,7C6,326.00 156,326.00 LT ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS 8 NO21292020 Trade date: Jan I, 19 82,755.00 82,755.00 LOCO 89,935.00 7,180.00 LT ALPHAKEYS MILLENNIUM FD II 11.0 CLASS B NO 2/2942020 Trade date Dec 18, 18 1,750,000.00 1,750,00000 1.000 I ,893,434.00 143,434.00 Li continued next page SDNY GM 00009752 CeB7001COOBC09189 NP2X0328507 00034 0320 03795238311145172550 101100 Page S of 6 CONFIDENTIAL EFTA01597419 *UBS Resource Management Account March 2020 Your assets Non-traditional Hedge funds (continued) Hddng GRAHAM ABSOLUTE RETURN TRADING LTD. CLASS A NO 02/29/20 Trade date: Jan 28, 19 Account name: MONTPEUER TRUST Friendly account name:Mont Hedge Fund Account number Y1 45172 S5 Purchase pixel Number Average price Client of shares per shale (s) investment (I) Cost Price per shae basis ($) on Mar 31 (1) Your Ili model Advisor. SCOTT STACKMa/LYLE CASRIEL VIIPILWWWIWIMPFRIO Value on Unrealized Rad Mat 31 (S) gain otioss (S) Irrrestrrent Hotting return (S) pedal 2.005220 496.773 996,140.07 996,140.07 507.152 Total Your total assets 54.378,695.07 $4,378,895.07 Value on Mar 31 (S) Percentage ce your racoon' 1,016,951.33 20,811.26 20,811.26 LT $4,706,646.33 $327,751.26 920.811.26 Cost bash (I) alienated annual I ncant (S) Unrealized gen or loss (5) Non-traditional Hedge funds 4,706,646.33 100.00% 4.378,895.07 327,751.26 Total $4,706,64633 Account activity this month The descriptions for dstnbution transactions ind uded in this section ale provided by the plan ristrator or plan trustee. UBS Financial Services Inc. does not Independently verify a guarantee the accutacy or veltrity of ttis information. Date Acthity Marti Transfer TO YI 45170 3200 Total other funds debited Description 100.00% $4,378,895.07 amount (5) Other funds debited -0.01 .$0.01 $327,751.26 C W20010008009190 NPe300328502 00004 CO20 031952383 Y145172550 tOotiy_Ghtoccogylive 6 of 6 End of statement for account number Y1 45172 55 CONFIDENTIAL EFTA01597420 Important information about your statement UE6 Financial Services inc. (the Firma (13S Financial Services), a a mutter of all principal storey, covirnacky andWires excha-ges UBS Manual Services and UBS Bark USA are i-direct absklaies of 1185 AG and affiliates of LEG Searkes U.C. The Firm's financial statement is available Won request. The Firm's execute* offices are at: UBS Marxist Strokes Sex. 1200 Hats Boulevard Weehawken NI 07086 This statement represents the onbr official record of you Les Financial Services account Other records, /wept official tat documents, cleaning coralkting data should not be refed moon. Ilyou beleve there ban error or °motion, please report it immediately in asking to the Branch Manager of the office serving you account. Altough all lions shown re intended to be accurate, statement data shouldnot be used for tat purposes. Rely sole* on yes-end lac kerns, 6.4., form 1099 1498, 10425, no) when preparing your tar return. The Fern is requited by law to report to the IRS all taxable thiclords. reartabb ma-taxable dividends and taxable Serest erred m secaties held n yotr octant net proceeds on sale turoadons, and corn basis on crun cowered seasilies Ccenmunications with the Firm • Neese re-col-Ann any oral cornrrunicaticets n writing to further protect your rights, including your rights under the Securities Mesta Protection Act *SA). • I the &lino irl iwaution on the top lett of the front of this statement isnot Les Financial Services. llIS Financial Services orris your account a clearing tn:ker by arrangement wt the indicated reasAion We Wormed you of this relationshb Met you opened this !Can. In this case your fads awl secuites are located at UBS Financial Services and rot the nrookxrg broker, rd you must make a report of wry error a mason to both f rms. • As descrbed n the account na re...coots. you must noddyus of any *liars or fraud involving checks reflected on your statement with:" 30days after it was mailed a made mutable. • Please direct customer carolers or rkuries to the Film's Client Relations Department at 201.352.1699 a toll-free at 800.354-9103, 8:00 A.M. to 600 P.M ET Monday through Friday. or in writig to 1.85 financial Services erx.. Client Relations Department, P.O. Box 766 Union City, M 07087. • All statements shall be deemed cow*e and atom 4 not objected to nulling within 60 days. • For TIT services: Cal 844412-0986 or from outside the US CO201-332.1495 • le ase of errors or cuestas about an electrak fads transfer (U1), bill payment or UM Visa* debit card transactions, cal 800-2621000 or write to UBS F Le-uncial Services lx., 1000 Harbor Bind, 6th floor. weeharAcon. NI 07086, Atm: RIANEGA Serva4. Call a write as soon as you can, if you think yas statement a recta 6 vra-g or a you need more information about a transfer on the statement a wept. The lam or Card Issue (as appkable) must hear from you no later than 60 days after the Firm sent you the fist statement on which the nor or pobtem appeared. — Provide your name ad accoun number nry. — Dew bete Oita or IS Wander you re inure about, ad eaplin as clearly as you can why you believe h is an error or why you need more information. — Provide the dolls. amount of the suspected error. The Firma Cad Issuer will investigate your complaint and will tarot wry error promptly for atoned errors reviving UBS Vaaedebe cad transactions. 4 we take more than 10 banns days to do this. we will credit your account for the /mount you think is in errs, so that you will have the use of the money during the tine it takes us to complete av rwentigeon. Please make all checks payable to the Finn or the financial onSUILOOrb indicated on the front of this statement. In addition to regular account fees, accounts may be se.bect to mantenerce feet changes for late payment for securities purchases and charges fa tread amounts n cash accosts. Accounts that are transferred to other nstautOnS may be subject to a translw fee. UtS Sweep Options UBS otters options for sweepng cash balances to bark deposit accounts at nernaHauted banks and *Mated banks and money maker moral finds (Money funds). Deposit accounts at IBS Bann USA and non-affiated banks panic:pang ruhe UBS FDIC-ensued Deposit Program are FDIC-inured in accordance with FDIC rubs. Fa net idanratior please vial awnv.fde.ese. Deposit accounts at UBS AG Stamford Branch and shares of Money funds we not re-red by the FDK. Bak deposits., not protected by WC. Money Fad shoves are protected by Slit See -UBS FnnciS Sakes Account Protector below. Upon you acmes, balances in the bark deposes may be wackarm ad shares of a Money Find may be liardated, and the proceeds returned to you or you secuites account. hither neomycin about available sweep options, roludng current interest rates and yields, a avelable* wwwas comes...Nay:Ms, hom you Fnncal Advises a by calIng KO-7621000. UN Financial Services account protection The Firm is a member of the Securcies hest.* Protection Corporation (sro, which protects securaies erosionen of is northern up to 1500,000 (nduding 1250.000 for dams for cash) baslanatory brochure makable upon request a at mew Nocorg. The SWC asset protection tires apply to al scouts that you hold in a particular capacity. The Firm, together will certaM artiates,has also pschawd supplemental insuwict the marirun arrant payable to al eligble dint collective& under this protection a SSOOmillian as of Detente( 10, 2019. Salmi to the potty conditions and lineations, cash a the Fern et further protected For up to 519 million in the aggregate for all your accounts held in a partnaar capacity. A ful copy of the polio; eating is available upon wit. Nether the SIPC protection nor the suoplememal protection appal to: • Certain financial assets controlled by (and ext.:led in you- account realist held away from UBSFintercist Services for example certain (0 insurance prodacts inducing variable aauites. and OD shares of mutual funds registered in the name of the axon holder on the books of the issuer a transfer agerrJ; • hvesunmt contracts or rwestment Swot W.g., Imbed partnerships and private placements) that are not registered under the Securities Act of 1933; • Commodities contracts (e.g., foreign exchange and precious metal contracts), includig futres contracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets wenifew othewise appear on you statements. The SiC prOliCtian and the supplemental protection do not protect again changes n the market value of you invert/Ms (whether as a result of market movement mean bankruptcy a otherwise). Dividend Reinvestment Programs (DRIP) Th. price rationed it an average price. You may obtain the actual price from you Financial Adviser. On/en/wee shies are purchased under DRIP; pallid shares will be std rd the cash will be deposited in you account. We dividend reiwestment price supplied by the issuer may differ from the mark* price at which the partial shares are sold. Cadvin4eu On& whole unis maybe held in you account. F you are MOS to a panial vat as a result of a dividend payment or otherwise, the Firm will ether sell patiel ranks at market pice or accept an anoint determined by a registered clearing agency, and credit you accost Inveslanent objection the Sestrnert objectives and risk profile are speak to each account and may ray between you- accuses. Please sense the FilbprOrray ih amino of arty significant change in your financial situation or investment objectives. Foe each account held. You choose ate of the following investment objectives: • Produce Current Income- Investments seeking the generation ce income only. • Achieve Capital Appreciation: hvestrnents seeing growth of woo Oatrather than the generation of income. • Produce Combination of Income and Capital Appreciation Investments seekirg both the generation of income and growth of principal. Overall risk profiles • ConsewaM'e. Seeks to nunta'n ntial prixpul, with low Sc and volatiry to We account overall, even if that men the account does not generate signifier* income or reams and may not keep pace wdn inflater. • Moderate: Wiling to accept sane risk to principal and tolerate some volatlity to se* higher returns • Aggressive: Willing to accept high risk to primeval and hit, KIM, to Seek highrelines over tine • Monotone fryibliey Coraidernen: If selected. a portion of the donor* for that asunt may include corrplex strategies, united liquidly and germ voleirky. Statement "household ince We may consoktate d1 tetrad account StateraintS with the same address in the same e.g. because they have owners who also maintain joint account relationships wth other clients at the same ackkess. ef you prefer to receive individual statement mated n separate envelopes, you !My decline householdrg by (Ong yes Financial Advisor Friendly account name The Friendly account name es a customizable 'to:knave' chosen by you to assist you with your recordkeepig. Ns no legal effect on your account, is not intended to reflect any strategy, product recommendation. inestment objective a risk pro/le associated with your accounts and a not a promise a garnet that we*, or any financial results. can or willbe achieved. All irt.Itriliglts involve the risk of loss, ex Lang the risk of loss of the retie investment. Toucan change your Friend& secant names through Online Services or by contacting your Financial Advisor. Account overview • Value of Oaf awoundporttafid Net of assets and liabilities • Assets Includes available cash balances, vakes for restricted security (est), and Global Time Deposes trrealized mats to market and certain assets riot held by the faro. Does not include unpiced securities( assets as the end of the priar and 0.intit statement paw ls. a private investments, invested stock option and wierciubb stock options. • Liable's Melees debit balances, cumandrg margin WM. Credit lie, short accent balances • Cashmoney balances Total 01 uninvested available cash betakes, plus deposit balances at affiliated and •orvallikated hanks, aid money market MAW fUld sweep balances, at the close of the statement period. Nori•CorrroOdry free credit balances in yos account are not segegwed from other balances and to Fern may use any rid these funds in the ordirtay cone of its bins those finds are payable upon your demand. Thes total is ircladed in the anent period closing value. Lending information For detailed iicrmation an the Fm's legeng practices and disclosures, refer to your Client Rolsoonshp Agreement or Account Agwrnent and the General Tams and Conditions Les Statement of Credit Practices available nAgmements and 0ath:cues a zetsw rib tom, men nfrliwkw go. SDNY_GM_00009754 CONFIDENTIAL EFTA01597421 Important information about your statement (continued) Yin assets Vow natement ermines securities and other assets held in the accant a the end of the statement period. You may ask for delneY of fully pad seaMties at anytime. You may receive wastes used as loan tetanal alter pang any balance <Le on them. Am securities ~erred to the film dreg the statement period are listed at market value as of the end of the statement perkd. • Cost bath, ludelmnnirg the cost basis of the se:train included in this statement, where indicated wit the number 'I,' UBS Enantal Senkos has relied on information obtained iron sources ester than LES Financial Strokes, irekxling inonnalion km another Ism or that you ma/hawprovided to you Fnancial Advisor. The Firm does no. indeperdotly verify or garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services h ackleco, although LESS Financial Strikes gents" testate, this reformation as it is received, the Fem does rot provide any assurances tat the information under -Cost base' ard -Urvealetd gallon' is accurate as of the date of this statement. As such, phase do not rely on tit information bake purchase a sale decisians, for tar purposes a rd nil...Q. Accounts cambered to the finn may ref beet %W West ire °tension only for the period of tine they se herb the Fim. More historical information can be added by year Financial Advisor. • neaten:ad gainsflesses. When data is available, Sensed In-raked ganntosses are cakubted for rdividul security lots. The transaction data for ndff deal bis may or may not reflect canmissims, doges ace security reorgandation tents Dividend and other ?investment lots and systematic PANKOW lots re each combined to dePlaY one averaged lot, The 'Trade date' totempresents the original transaction trade date. • Callable marithes Bonds and preferred stock that the issuer cats for ray redemption wit be selected imparbabe by lot from among al ware« of that 6SLe held in our rase or n nominee name for or clients. Call feature information is obtained from third patties and es accuracy is not guaranteed. Oder all features may exist Moth could affect yield; complete information wit be provided upon relent • Price/value. Pekesdeployed la securities and other produce maybe higher or lower tend* price that you would actually recent in the market. Prim re obtained from various third party sources which we believe to be reliable, but we do not guarantee thee accuracy. — We genera, use eve eking price when available a the mean of the hd and ask prices la listed securities and options «cob, bid prices for OTC sea/Mies. — Less activey traded securities maybe priced using a vabatun model a the most recent peke we aimed and may not reflect an actual market price o vabe. — Cotan positions may appear *Moe a price and will show aspeke was not available if we are unable to *tan a price for a security. — Deposits or searifies denominated n curroxies other tan U.S. dalas re reflected a the exchange rate as of te statement date. — For certain sectrees trading in nonconforming denemhatons. mice argil quantity (lace hake) may have been adjusted to facilitate proper valuation. To obtain current quasi:ens, when haltIe contact your 'mix id Advil«. not reCesa segment the va upon liquidation — Thrd party estimates of value are as of date and are supplied to UBSFinakeal Sentes on a regis basis by an independent valuation firm — issuer, general partnern sponsor estimated vales, il enl, are ~fed to the Firm by the issuer. general partner or sponsor arid may be calculated based on different information from tat used by third panes to derive thee estmaied values. — You can dxain additional infomation regardng the ~hobby& used to determine the estimate of value and te date of tie info-matkin that a the basis for the estimate by contactigyour Financial Ad tor. — Third party estimated makes may be reflected as 'Ng priced' in several etuatkre: when in • dent valuation fem has not supplied a is unable to assign a value when we become aware that a material event has occvrod that may call a presiausbe repotted vala into question, Cr when a value would be highly speculative the to the nature of the security. — When neither an issuer, general partner or sponsor metaled value nar a 0wd•paty estemated value is ponied, the vale of the searity wal be &Inert from as puthaw take — tgrbutcns to date may elude mum of capital, ixome or both — • Orgnal ink size represents the heel offering Price per ont ad may not ref led your cop basis — OPP and united REfr securers are not listed on a national securities octunge and are generally illiquid and even i they can be sold. the price received may be less tan the per spire estmaled value voided in the account statement. • Restricted securities. Restricted secrets genera»), are not orrently eighe la pubic sale UBSFinanoal Services uses the market price of the trrestricted stock of the same issuer a an 'reputed value for the restricted stork for swoons of this dormers only. To te count that restricted sectrities are eligible for sale, te vibe received may be tubstantially ins than the imputed vaks shown. • Private headmen and ~awed products. Private Mesa-nerd securities (exuding dreCt Paehdialen Inward and real estate nvestment trott teturited and structured products are generat' hgtity diceud Certain structeed products haw not been registered with the Securtin and Exchanges Commession or under ary state securities laws. We provide *alienated takes for pinto imminent wanes and structired products for ramnational = oat. Acancy is not guaranteed. valets may differ "-bum ially from prices, any, at which a private nvestment secudya structured product maybe bce4 4 or sold and do you may receive • Est. (estimated) income, current yields and rates. An ennuie of anal i come in bawd on anent divided and nterest rates, assuming the shanties will be hen for cre yea from statement date or until matuney. The estmate is ion bp a guideler; accuracy and continued income are not guaranteed. — Estimated arnual acre wed cement yield for certain types of mashes coed include a return of principal cr septa' gain in which caw the est. income (aid dirndl Welch would be overstated. — Estimated aria name and current yield ad the actual income and yield might be lower or higher than the %tented amounts — An Mims of arnualized income (dividend anda interest) derided by the current mate valearaverage balance is based on the last dividend or merest payment made by the isiver and MIMS* sectabies 1~ will be held for or.. year from the statement date or um' matuity. Accuracy and connued yield se not gavanteett • Assets not held by UBS Pinndal Sodas. Cenan assets are not held by the Fern and not withn the Fern's possession or control. These assels are displayed on you gateman' For reformational purposes only. Positions ad vales presented are provided by te issung fem. UBS f nancial Services is not respamble for this inkerriatm and does not guarantee els '<curry. Thew assets are not protected by SIPC or re Finn's supgernemal 51K coverage. • Rasserve sharing and additional oorrepensation. - h ~ice to recurrent on sales and 12b.l fees recent-O n connedco with the disobson of mutual fads to as clients we andlor or attikate receive revere. sharing ~eras from distrbuton anclor advisors of the nusal KOS Mat we sell. These manta are based on two deferent corriponents: CO the moue of sales by LES of a pancular initial fired f amity Se our clients; and G0 the asset vex of a particular mutual fad family's shares held at te lem. - We ad ow affiliate also receive network rig and melbas goosing fees n consideration for wander agera wares that we provide to the reseal funds Those fees genera/by am paid from investor assets in the ~tun fund and se a ficed dollar xenon based on the nunhood accomts at the bnaterdealer holdng maul funds of tat fund family. - h addition to commissions masked inane/notion with the tale or distrbutm of ~way convicts and emit rnestrnent trust urns to ou slier" we ardor as affiliate f«.?6, ream* sharing ~Madan from many of the nsurance companies underwriting the a-nuity contracts, afffiates o: the instance ~runes or sporron e he unit niestmerd trusts we ditnbute. — h addition to commissions received from the purchase and sale of NectShares hinds we ardor ar affiliate receive an asset-based revenue sharing payment from ~Rum disktmors. as ma as funding for technology development trainig and education. - Our affiliates also receive trading CPTIlliSSiOrd ad other compensation from mutual funds and mutant.* companies whose products we distrbute. - We receive cone ensal ion from UK Brie USA, UM AO Stmt ord Branch. nd nonaffiliated bares through our cash sweep brogans. This anwertialen may be a mean* per account foe or may be a percentage of average daily deposal batman. Activity Information regarding cornmeal:a and other charge incurred in wriest ion with te exoutiOn of trade, includng option transactions has been kluded on confirmations previously furnished lo you, and will be provided to you promptly on regent. Short selling If )CO ar• engaged in short selling a 'suety, you may hour a charge due to certainborrowing costs for that particular astray. Open orders Regarding open or egood.ticarxellecr orders that were not neared by the statement date open buy and tel stop orders re replaced by the mount of &Merck or nghts on an ex. Olden* ix ex-rights date Men instructed otherwise by you. You are reap:amble for orden that are executed due to your failure to cancel existing open orders. Privacy To obtain a copy of ox current Client Privacy Notice, phase corned yam Financial Advise «visit or webs.* at WWW SAS COTTeiVolCVDskv. - U3S Final-Kist Sink", is rot a bark. The RMA. Business Service, Account BSA and AMA are brokerage accounts wench provide access to baring services and products ihr~ avangements with affilifried banks and otter lined-pat, barks, and provides access to nominee and enmity produces issued by unaffiliated thirdparty estate companies trout instare agency subsidiaries of UBSfinancial Services hc. - hvestment, murnid, ad saucy products. - Not FIX insured • No bark guarantee* May base vela - IMA Inouye Management Account Dustless Services Account BSA. IRMA and intonational Resource Manzgemera Account are registered service mats of U3S Frundat Service Inc. - VISA is a registered trademark owned by V/S3 international Service Association and used under Ions., The LOS Via cede cards and te LES Visa debit cards are issued by Ungar* USA with permission from Via U.S.A. Incorpraled. All other oedemata, registered trademarks, service marks ad renewed service marks are of their respective ompanies. UN financial Services Inc Rev. 2O2OO2 SDNY_GM_OOOO9755 CONFIDENTIAL EFTA01597422 411 UBS IJBS Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 Resource Management Account April 2020 CNP7006955733 0420 Y1 0 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST UP Friendly account name: Mont l-bidge Fund BOSTON MA 02210-2698 Account number: rI 45172 SS Your Mnancial Advisor. SCOTT STACK MANILYLE CASRIEL Value of your account Questions about your statement? Cal your Financial Advisor or the RMA Resourceline at 800-RMA-1000, account 029045172. on March 31 (S) on April 30 (1) Your assets 4,706,646.33 4,576,966.05 Visit our website: www.ubs.com/linancialservices Your liabilities 0.00 0.00 Value of your account 54,706,646.33 54,576,966.05 Items for your attention Help protect yourself from fraud and review bank. credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreport.com. Tracking the value of your account Tlic.tnards Dec 2019 Mar 2020 Dec 2018 Apr 2020 Sources of your account growth during l020 Value of your account at year end 2019 Net deposits and withdraw* Your invesflnt return: Change in market yaw 14,693,l 24.12 -$001 -122,16806 Value of your account on Apr 30, 2020 $4576.966.05 SONY GM 00009756 Member SIPC CW70310006955733 NV070217012 00004 0420 031952383 Y145172550 000300 Page 1 of 6 CONFIDENTIAL EFTA01597423 (SUBS Resource Management Account April 2020 Your account balance sheet Summary of your assets Value on April 30 (1) Percentage of your account A Lasli arid money balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% G Fixed income 0.00 0 00% E Non-traditional 4,576,966.05 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets 44,576,966 05 100.00% Value of your account $4,576,966.05 Account name: MONTPEUER TRUST Friendly account name:Mont Hedge Fund Account number Y1 45172 55 Eye on the markets Your needed Advisor: SCOTT STACKMANLYLE CASRIEL Index Percentage change April 2020 Year to date SW 500 12.82% -9.29% Russell 3000 13.24% -10.42% MSC I - Europe, Australia & Far East 6.54% -17.66% Barclays Capital U.S Aggregate Bond Index Interest rates on April 30, 2020 3-month Treasury bills: 010% Otte-month LIBOR: 0.33% 1.78% 4.98% CW700103069%734 NP7000217017 00001 0420 031%2303 Y145172550 C°90illYGM000097INEK 2 of 6 CONFIDENTIAL EFTA01597424 *UBS Resource Management Account April 2020 Account name: MONTPELIER TRUST Your M naadal Advisor: Friendly account name: Mont Hedge Fund SCOTT STACK MANLYLE CASRIEL Account number: Y1 45172 55 IPPPOPPINIIIINAMPOPIPIAM Change in the value of your account Your investment objectives: April 2020 (1) Year to date a) Opening account value $4,706,646.33 $4,659,124.12 Withdrawals and fees, including investments transferred out 0.00 -0.01 Change in market value -129,680.28 -82,158.06 Closing account value $4,576,966.05 $4,576,966.05 Summary of gains and losses Vaues reported below exclude products (or which gem and losses are not dassiled Realized gains and losses Unrealized April 2020 (5) Year to date (3) gains and losses(S) Long term 0.00 0.00 198,070 98 Cash activity summary See ACCOunt activity this month for detals. &dances in your Sweep Opt ores are Ind uded in ttse Opening and closing balances value. FDIC insurance applies to deposits at UFO Bank USA and al banks pariolpanng In the U8S F DK Insured Deposit Progam. It ekes not apgy to deposes al U8S AG. gaorod Branch AK protection apoes to money market sweep fund hgdings but rot bank deposits See Important information etrout your 'firemen, on the Iasi two pages cl this cicc we'll for catais. April 2020(1) Year to date (l) Opening balances $0.00 $0.01 Subtractions Other funds debited 0.00 -0V Total subtractions $0.00 -$0.01 Net cash flow $0.00 -$0.01 Closing balances $0.00 $0.00 You have identified the following investment objectives for this account If you has* questions about these objectives, disagree with them, or wish tochange them, please contact your Financial Adwsor or Branch Manager. You can find a full descnption of the alternaove investment objectives in important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Primary- Aggressive Investment eligibility consideration None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00009758 04110310006955735 nIF23CO2I 7012 00004 0420 031952383 YI e.51 72550 CCC000 Page 3 of 6 CONFIDENTIAL EFTA01597425 *td-ls Your notes 000.74.• 4 of 6 CONFIDENTIAL EFTA01597426 *UBS Resource Management Account April 2020 Your assets Account name: MONTPELIER TRUST Friendly account name: Mont Hedge Fund Account number: Yl 45172 55 scare prices, income and current vdues shown may be marinemate. es a stink gains and losses ma; not be accurately reflected. See Important information aborn your statement a the end of this 0:cumem for nue informal on. Non-traditional Private ecnity funds, Hedge funds, and Other investrnems are held in your u8S Financial Se feces (UBS FS) brokerage account. The positions reported below reflect the meads of the issuers, and U8S FS does rot gJarantee the accuracy of the Information. The value shown is not necessarily the value you would receive from the issuer d you sdd the assets. Funds &0nly scid ty UBS FS ate subject to oncyang due dligence, although the revel performed may vary. A dated fund may be 'UAW to no ongcing diligence. A fund that you purchased elsentere may never have been sutyect to UBS FS diligence, although u8S FS may receive a fee hem the funds manager, wNch may cashlute a majority of the managemenVIncenlive lee. Fleas. contact your Fnancia Advisor with questions. • est value per wit' is an estimate of value supplied by an independent valuation firm and reflects adjustments for fa tort such a the fiquidty of the units. Hedge funds Hddng Number of shams Purchase pad Allege nice per shin 10 Client Investment (5) Cost basis ($) Price per share value on unrealized 0a4 imestment tacking on APE 30(0 Apr 30(1) gain Cle IOSS ($) return (S) Period ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS A NO 3f3 112020 Trade date: Nov 24, 15 1,550,000.00 1,550,000.00 1.000 1,702,548.00 152,548.00 LT ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS NO 3B112020 Trade date: Jan 1, 19 82,755.00 82,755.00 1.000 89,735.00 6,980.00 LT ALPHAKEYS MILLENNIUM FD II LLC CLASS B NO 313112020 Trade date: Dec 18. 18 1,750,000.00 1,750,000.00 1.000 1,889,228.00 139,228.00 LT GRAHAM ABSOLUTE RETURN TRADING LTD CLASS A NO 03131/20 Trade date: Jan 28, 19 2,005220 496.773 996,140.07 996,140.07 446.562 895,455.05 -100,685.02 • I C0,685.02 LT Total 54.378,895.07 $e78,895.07 54$76.966.05 8198,070.98 4100.685.02 SDNY GM 00009760 CW70010306955737 NP7000217012 000040420031952383Y145172550000000 Page 5 of 6 Your M sandal Advisor: SCOTT STACK MANLYLE CASRIEL Estimates Cl value supplied by issuers of rectal n cograms (which se generally 'no asset value estimates) are shown a 'issuer est. vim per unit'. for Private equity funck, 'Est. value per wit' is a value updated quantity, based on the Net Asset Value (' NAV') in the fund a of the date specified adjusted by ailing recital calls aid subtracting 0 stributons since tne NAV date. The NAY is primarily based on est:noted pontraro varies provided by the undedying fund spcmor. These two values may vary because d differences in the way they were estimated and because the 'Third party est. value per unit' may have been prepared on the basis of financial int onnell on other than year.end. Reported estimates may not renal resale, fequidation or repurchase value, if any, and may rot reflect dst ributions of sapid until the next valuation is reported, generely on an annual or seeri.annual basis See rmporrant information about your statement at the end of this stamen. CONFIDENTIAL EFTA01597427 UBS Resource Management Account April 2020 Your assets (continued) Your total assets Account name: MONTPEUER TRUST Your Pi needed Advisor: Friendly account name:Mont Hedge Fund SCOTT STACK MANLYLE CA SPIEL Account number Y1 45172 S5 /4148PISIMIMPWWWW0 Value on Apr 30(0 Percentage d Cost your account basis (s) Estimated annual intern? (5) Unrealized 9an or loss ($) Non-traditional Hedge funds 0,576,966.05 100.00% 0.378,895.07 198,070.98 Total $4,576,966.05 100.00% $4,378,895.07 $198,070.98 C 4100100069557313 NP70002I70I 200004 04 20 031952363\9 45172$5000WAY_GM_00009*Ige 6 of 6 End of statement for account number Y1 45172 55 CONFIDENTIAL EFTA01597428 Important information about your statement UE6 Financial Services he. (the Firma UBS Financial Services), is a minter of all prixipal unity, convixday andoptions exchanges UBS Financial Services and UBS Bark USA are indirect nedwies d LBS AG and affilaws of LEG Stosnes LLC. 71.*Firnis financial statemert s available rani request the Firm's execiain offices an at: UBS Cranial Services ex. 1200 Harbor Boulevard Weehawken NJ 07086 This statement represents the ort official record of you LBS Financial Services accoura Other records, except official ta•donnents, contaring cal Paten; data shoral not be relied taxa. Ilyou believe there is an error or omission, please capon it ineedUtely ii writing to the Branch Manager of the office serving you account. Alta* all figures shown are intended to be accurate, stement data *auk' not be used for tar purposes. Rely solt on yearend lax lams, lo o., Form 1099, $498, 10e2S, etc.) when preparing your tar return. the Fern 6 rewired by law to report to the IRS all taxable di iderds. reportable nor -taxable dividends ard wane interest end on secaties had n run octant net proceeds on sale transactions, and con basis on omen covered seas hies, Communications with the Firm • pease retorts-on any oral comrrunicaticers in writing to further protect your rghts, including your rgds under the Securities hvestot Protection Act (SSA). • Ithefinncia intkution on th• icp Mt oltefrct of this statement isnot Les Financial Services, LBS Financial Services canes yam account as clearing tacker by arrangement wan the edicated We irdormedyrou of this relationshb Mien you opened this atone. In the taw, your finds and seardies are located at UBS Financial Services and rot the I-wedging broker, ad you mast make a ripen of an, error a aeon 10 both ferns • As ckscrbed n the accent agreements, you mat moldy us of any errors or fraud involving checks reflected On )Our statement with:" 30 days after it was mailed a made nibble. • Please direct customer emplanes or intones to the Fin's Client Relations Cepartnwa at 201-32-1699 a toll-free at 800-354-9103, 8:00 A.M. to 600 P.M ET Monday through Friday. or in writing to LBS Financial Serviceable.. Client Relatiorn Department, P.O. Box 766 Union City, hi 07087. • All statement shall be darned carp** and accuse not objected to n visiting within 60 days. • For TTY services: Cal 844-612-0986 or from outside the US CO 201-3320495 • h case of errors rawest:xis about an ebony* fun* transfer (U1), bill payment a UM Visa* debit cad transactions, cal 800.762-1000. or write to UBS F runcial Services Pc., 1000 Harbor Bind, 6th floor, wee/wren M 07086, Ann: RMNSSA Services. Call or write as soon at you can, 1 yOu this yaw statement a nceipt 6 twang a dyrou need more information tool a transfer on the statement or recent. The Fern or Card Issuer (as appkable) must hear from yOuna later than 60 days after the Firm sent you the fist statement on *Inch the error or probkm mowed. — Provide you name and account number (if any). — Dente the error or the Pander you are insure about and explain as clearly as you can why you believe h is snorer or why you needone infarnatin. — Provide the dolly amount of the suspected error. the Firm or Cad Issuer will investigate you complaint ad will correct any error promptly For need errors innoWng 125 Visacidebd cad transactions 4 we take more than 10 business days tO do this, we will credit you secant for the amount you think is in error. so that gas will have the use of the moneyaxing the tine it takes us to complete as inwstgaton. Please mate all checks payable to the Firm or the financial nodular) indicated on the front of this statement. In addition to regular account fees, xcounts may be abject to mantenaxe leek charges tor late payment for securities purchases and charges fa unpad rants n cash account. Account that aro transferred to other nsfautans may be subject to a transter fee. UltS Sweep Options LBS otters options for sweeping cash balances to bark deposit accounts at neaffined barks and attained barks and money market rrutual knelt (Money hands). Deposit =Cut at Maack USA and nonaff dated banks panicipang in the UM FDIC-ensued Deposit Program are FDIC-insured in accordance with FDIC rules. For more informalOn, please vise wwwfda.g:m. Deposit accounts at UBS AG Stamford Branch and shares of Money Funds are not Paredby the FDIC. Bak deposits an not protected by 51K. Money Find slums in protected by SIPC See -U85 financial Servkes Account Protection' below. Open your request, balances in the bark deposes may be wanzkann, and shares of a Money Fund may be laudatcd, and the proceeds retuned to you or you seontinaccant hither nkrynation about aerobe* sweep options, :Nixing current interest rates and yields, 6 avertable a www.ubs comswoepekh, from yaw Financial Adviser Cr by baling 800-262-1000. UN Financial Services account protection the Finn is a miner of the Secures Investor Protection Corporation (see, oath protects secures custonwn of is mothers up to 1500,000 (including 1250.000 for clans for cash0 bplanatory brochure available noon request a at www sato% The SIC asset protection lints appl; to al accosts that you hold in a particuler capacay. The Firm, together with certan affkates, has also arrant weaved supernental insurance. The nuiirrun amain payable to at *lobeclients, colk-ctively under this protection is SSOO million as of December 10, 2019. Steed to the policy conditions and l tions, cash a the Can es luta protected for up *O $ 1. 9 ill the aggregate for al your acorns held in a patient capacity. A fug copy of the polio; acedirg is available won ralunt. Neither the SIPC protection nor the axplemental protection apply to: • Certain financial assets controlled by (and entitled in your account value) art held away from UBS Financial Services For exam* certain (0 insigne predsts. including variable rues. and 6i) shares of meal funds registered ndw name of the was holder on the books of the Mar a transfer agerA); • Investment contracts or vestment Interests (e.g.. imbed partnerships and private placements) that are not registered under the Securities Act of 1933; • Cawnodities contracts (e.g., foreign exchange and precious metal contracts), °clung fines contracts and cannoday °pica contracts, • Secirities in loan tot/BSF..01CW Smites; and • Depose accounts keep col auto of &Pond at U3S Bank USA, IRS AG U.S. branches and barks n the FDIC Insured Deposit Program. The 5IK protection and the supplemental protection do not apply to these assets even if trey otherwise appear on you elements. the SIK protection oaf the staptemental protection do not protect against changes n the melon yak* of inn investments (whether as a result of market movement issuer bankruptcy or otherwise). Dividend Reinvestment Programs (DRIP) The price rented it an average pro. you may obtain the actual price from you Fnarx lel Achim*. Ott v.hole shires are purchased under DRIP; pthial shares will be sold and thee cash wit be deposited in you account. TM dindendreimesement price supplied by the issuer may der from the market price at which the partial shares re sold. CasltrietrIeu Only whole mks maybe held in you account. B you are 'nada. a partial see an a result of a dividend payment a otherwise, the Firm will either sell panel akin at market price a accept an aeon detterrined by a registered deer.; agency, and credit you. account. Investment objective, The nwestrnent objectives and risk profile are speed k to each account and may vary between your accents. Please as the Firm parlay in taxing of any significant change in your financial situation a immanent objectives. For each account held, you choose one of the following investment objectives: • Produce Current Income- Investments seeking the generation of notme only. • Artier* Capital Appreciation: hvestments sating growth of pmt pal rather than the generation of income. • Produce Combinaton <diatom* and Capital Appreciation: Investments seeking both the generation of income and growth of princiPst Overall risk prof ilm • Conservative. Seeks to Mantles initial prixpia with low cork and rola day to We account overall, even if that mean the account does not generate signifier* income or (earns and myna teen pace vet inflation • Moderate: Waling to accept sane risk to princpal and tolerate some volatlity to seek higher returns • Aggressive: Wining to octal high risk to pampa' and high volatility to seek hip MIUM Over limn • fnv•Stesent Egibeiry ConaCtiratisn: II selected a portion of the portfolio for that account cry include complex serapes, limited liqudty and germ reeky. Statement "househeldnif We may cons iodate al related account statements with the same address in the same envelope. e 9. because they have owners who also maintain join account relatiOnsheaS waft other clients at the same adchns, ef you prefer to receive individual statements marled n separate envelopes, you rruy decline householdrg by caring you: Financial Advisor. Friendly account name TM Friendly account Nine is a customizable in:Marne chosen by you to assist you with yaw recordkeming. lt hat no legal effect on your erasure, is not intended to reflect any strategy, Product rearrimerdation. nvestment objective or risk polite associated with yaw mounts and is not a promise a gaarartee that wealth, or any financial resins. can cc willbe achieved. All investments involve the risk of lost. ex Ldng the risk of loss of the entie investment. You can change your Frienly amaze names tIvough Online Sonricet a by contacting yotr Finarcial Advisor. Account overview • Value of sat account/portfolio Net of assets and liabilities • Assets Includes available cash balances, values for restricted security (est 1, andGlobal Time POWS, Larealized mats to market and certain assets rot held by the Fim. Does not nag* unpiced securitielassets at the end of the pea and eruct statement mood& or private investments, invested stod options and merciuble stock options. • Liable's. Vrelides debit balances, cuntandng margin loam, treat Info short account balances • Cashratoney balances total of uninvested avalabk cash balances, plus deposit balances at affirmed and nonaffiliated banks. and money market mewl had sweep balances, at the close of the statement period. Non.Corrrrnday free credit balances in yam accord are not segregated from other balances and the Fan may use any of these fads in the ordinary cane of its buns Thaw funds the payable upon your amend Ths total is imbded in the anent period closing value. Lending information For detaded information on the Finis lending practices and disclosures refer to you Chet Relation:hp Agreement of Account Agreement and tine General Terris and Conditions LBS Statement of Credit Practices available nAgreemeaas and Disclosures at :theutis ronsurraneldrhermi SDNY_GM_00009762 CONFIDENTIAL EFTA01597429 Important information about your statement (continued) Yin assets Vow natement ermines securities and other assets held in the accant a the end of the statement period. You may ask for delneY of fully pad seaMties at anytime. You may receive wastes used as loan tetanal alter pang any balance <Le on them. Am securities ~erred to the film dreg the statement period are listed at market value as of the end of the statement perkd. • Cost bath, ludelmnnirg the cost basis of the se:train included in this statement, where indicated wit the number 'I,' UBS Enantal Senkos has relied on information obtained iron sources ester than LES Financial Strokes, irekxling inonnalion km another Ism or that you ma/hawprovided to you Fnancial Advisor. The Firm does no. indeperdotly verify or garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services h ackleco, although LESS Financial Strikes gents" testate, this reformation as it is received, the Fem does rot provide any assurances tat the information under -Cost base' ard -Urvealetd gallon' is accurate as of the date of this statement. As such, phase do not rely on tit information bake purchase a sale decisians, for tar purposes a rd nil...Q. Accounts cambered to the finn may ref beet %W West ire °tension only for the period of tine they se herb the Fim. More historical information can be added by year Financial Advisor. • neaten:ad gainsflesses. When data is available, Sensed In-raked ganntosses are cakubted for rdividul security lots. The transaction data for ndff deal bis may or may not reflect canmissims, doges ace security reorgandation tents Dividend and other ?investment lots and systematic PANKOW lots re each combined to dePlaY one averaged lot, The 'Trade date' totempresents the original transaction trade date. • Callable marithes Bonds and preferred stock that the issuer cats for ray redemption wit be selected imparbabe by lot from among al ware« of that 6SLe held in our rase or n nominee name for or clients. Call feature information is obtained from third patties and es accuracy is not guaranteed. Oder all features may exist Moth could affect yield; complete information wit be provided upon relent • Price/value. Pekesdeployed la securities and other produce maybe higher or lower tend* price that you would actually recent in the market. Prim re obtained from various third party sources which we believe to be reliable, but we do not guarantee thee accuracy. — We genera, use eve eking price when available a the mean of the hd and ask prices la listed securities and options «cob, bid prices for OTC sea/Mies. — Less activey traded securities maybe priced using a vabatun model a the most recent peke we aimed and may not reflect an actual market price o vabe. — Cotan positions may appear *Moe a price and will show aspeke was not available if we are unable to *tan a price for a security. — Deposits or searifies denominated n curroxies other tan U.S. dalas re reflected a the exchange rate as of te statement date. — For certain sectrees trading in nonconforming denemhatons. mice argil quantity (lace hake) may have been adjusted to facilitate proper valuation. To obtain current quasi:ens, when haltIe contact your 'mix id Advil«. not reCesa segment the va upon liquidation — Thrd party estimates of value are as of date and are supplied to UBSFinakeal Sentes on a regis basis by an independent valuation firm — issuer, general partnern sponsor estimated vales, il enl, are ~fed to the Firm by the issuer. general partner or sponsor arid may be calculated based on different information from tat used by third panes to derive thee estmaied values. — You can dxain additional infomation regardng the ~hobby& used to determine the estimate of value and te date of tie info-matkin that a the basis for the estimate by contactigyour Financial Ad tor. — Third party estimated makes may be reflected as 'Ng priced' in several etuatkre: when in • dent valuation fem has not supplied a is unable to assign a value when we become aware that a material event has occvrod that may call a presiausbe repotted vala into question, Cr when a value would be highly speculative the to the nature of the security. — When neither an issuer, general partner or sponsor metaled value nar a 0wd•paty estemated value is ponied, the vale of the searity wal be &Inert from as puthaw take — tgrbutcns to date may elude mum of capital, ixome or both — • Orgnal ink size represents the heel offering Price per ont ad may not ref led your cop basis — OPP and united REfr securers are not listed on a national securities octunge and are generally illiquid and even i they can be sold. the price received may be less tan the per spire estmaled value voided in the account statement. • Restricted securities. Restricted secrets genera»), are not orrently eighe la pubic sale UBSFinanoal Services uses the market price of the trrestricted stock of the same issuer a an 'reputed value for the restricted stork for swoons of this dormers only. To te count that restricted sectrities are eligible for sale, te vibe received may be tubstantially ins than the imputed vaks shown. • Private headmen and ~awed products. Private Mesa-nerd securities (exuding dreCt Paehdialen Inward and real estate nvestment trott teturited and structured products are generat' hgtity diceud Certain structeed products haw not been registered with the Securtin and Exchanges Commession or under ary state securities laws. We provide *alienated takes for pinto imminent wanes and structired products for ramnational = oat. Acancy is not guaranteed. valets may differ "-bum ially from prices, any, at which a private nvestment secudya structured product maybe bce4 4 or sold and do you may receive • Est. (estimated) income, current yields and rates. An ennuie of anal i come in bawd on anent divided and nterest rates, assuming the shanties will be hen for cre yea from statement date or until matuney. The estmate is ion bp a guideler; accuracy and continued income are not guaranteed. — Estimated arnual acre wed cement yield for certain types of mashes coed include a return of principal cr septa' gain in which caw the est. income (aid dirndl Welch would be overstated. — Estimated aria name and current yield ad the actual income and yield might be lower or higher than the %tented amounts — An Mims of arnualized income (dividend anda interest) derided by the current mate valearaverage balance is based on the last dividend or merest payment made by the isiver and MIMS* sectabies 1~ will be held for or.. year from the statement date or um' matuity. Accuracy and connued yield se not gavanteett • Assets not held by UBS Pinndal Sodas. Cenan assets are not held by the Fern and not withn the Fern's possession or control. These assels are displayed on you gateman' For reformational purposes only. Positions ad vales presented are provided by te issung fem. UBS f nancial Services is not respamble for this inkerriatm and does not guarantee els '<curry. Thew assets are not protected by SIPC or re Finn's supgernemal 51K coverage. • Rasserve sharing and additional oorrepensation. - h ~ice to recurrent on sales and 12b.l fees recent-O n connedco with the disobson of mutual fads to as clients we andlor or attikate receive revere. sharing ~eras from distrbuton anclor advisors of the nusal KOS Mat we sell. These manta are based on two deferent corriponents: CO the moue of sales by LES of a pancular initial fired f amity Se our clients; and G0 the asset vex of a particular mutual fad family's shares held at te lem. - We ad ow affiliate also receive network rig and melbas goosing fees n consideration for wander agera wares that we provide to the reseal funds Those fees genera/by am paid from investor assets in the ~tun fund and se a ficed dollar xenon based on the nunhood accomts at the bnaterdealer holdng maul funds of tat fund family. - h addition to commissions masked inane/notion with the tale or distrbutm of ~way convicts and emit rnestrnent trust urns to ou slier" we ardor as affiliate f«.?6, ream* sharing ~Madan from many of the nsurance companies underwriting the a-nuity contracts, afffiates o: the instance ~runes or sporron e he unit niestmerd trusts we ditnbute. — h addition to commissions received from the purchase and sale of NectShares hinds we ardor ar affiliate receive an asset-based revenue sharing payment from ~Rum disktmors. as ma as funding for technology development trainig and education. - Our affiliates also receive trading CPTIlliSSiOrd ad other compensation from mutual funds and mutant.* companies whose products we distrbute. - We receive cone ensal ion from UK Brie USA, UM AO Stmt ord Branch. nd nonaffiliated bares through our cash sweep brogans. This anwertialen may be a mean* per account foe or may be a percentage of average daily deposal batman. Activity Information regarding cornmeal:a and other charge incurred in wriest ion with te exoutiOn of trade, includng option transactions has been kluded on confirmations previously furnished lo you, and will be provided to you promptly on regent. Short selling If )CO ar• engaged in short selling a 'suety, you may hour a charge due to certainborrowing costs for that particular astray. Open orders Regarding open or egood.ticarxellecr orders that were not neared by the statement date open buy and tel stop orders re replaced by the mount of &Merck or nghts on an ex. Olden* ix ex-rights date Men instructed otherwise by you. You are reap:amble for orden that are executed due to your failure to cancel existing open orders. Privacy To obtain a copy of ox current Client Privacy Notice, phase corned yam Financial Advise «visit or webs.* at WWW SAS COTTeiVolCVDskv. - U3S Final-Kist Sink", is rot a bark. The RMA. Business Service, Account BSA and AMA are brokerage accounts wench provide access to baring services and products ihr~ avangements with affilifried banks and otter lined-pat, barks, and provides access to nominee and enmity produces issued by unaffiliated thirdparty estate companies trout instare agency subsidiaries of UBSfinancial Services hc. - hvestment, murnid, ad saucy products. - Not FIX insured • No bark guarantee* May base vela - IMA Inouye Management Account Dustless Services Account BSA. IRMA and intonational Resource Manzgemera Account are registered service mats of U3S Frundat Service Inc. - VISA is a registered trademark owned by V/S3 international Service Association and used under Ions., The LOS Via cede cards and te LES Visa debit cards are issued by Ungar* USA with permission from Via U.S.A. Incorpraled. All other oedemata, registered trademarks, service marks ad renewed service marks are of their respective ompanies. UN financial Services Inc Rev. 2O2OO2 SDNY_GM_OOOO9763 CONFIDENTIAL EFTA01597430 411 UBS U85 Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 CNe70067395450520 Y1 0 Resource Management Account May 2020 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST U.P Friendly account name: Mont Ftidge Fund BOSTON MA 02210-2698 Account number: Y I 45172 S5 Your Financial Advisor. SCOTT STAC sMACULYLE CASRIEL Questions about your statement? Cal your Financial Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, account 029005172. on April 30 (5) on May 29 (5) Your assets 4,576,966.05 4,703,195.71 Visit our website: www.ubs.corn/ financialservices Your liabilities 0.00 0.00 Value of your account $4,576,966.05 $4,703,195.71 Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditreport.com. Tracking the value of your account Thcusards during l020 Value of your x<ount at year end 2019 34,699,120,12 Net deposib and 4.659 I 4,577.0 4,703.2 • withdraw,* -$0.01 Your investment return: Change in market value $44,071.60 I000 0 Dec 2010 Dec 2019 Apr 2020 May 2020 Value of your account on May29, 2020 $4703.19511 SDNY GM 00009764 Member SIPC CW70310006739545 Ne7000203131 00004 0520 031952383 Y145172550 000000 Page 1 of 6 CONFIDENTIAL EFTA01597431 *URS Resource Management Account Your account balance sheet Summary of your assets Value on May 29 a) Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Frxed income 0.00 0 00% E Non-traditional 4,703,195.71 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets Value of your account 44,703,195.71 $4,703,195.71 100.00% Account name: MONTPELIER TRUST Friendly account name: Mont Hedge Fund Account number: Y1 45172 55 Your current asset allocation • Eye on the markets Index S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on May 29, 2020 3-month Treasury bills: 0 14% One-month LIBOR: 0.18% Your oi modal Advisor: SCOTT STAcKMAPRYIS CASRIFI Percentage change May 2020 Year to date 4.76% -4.97% 5.35% -5.63% 4.42% -14.03% 0.47% 5.47% CW70010006739546 HP7000209131 00004 0570031952383Y1451725S0 00904YGMOOCO9Agie 2 of 6 CONFIDENTIAL EFTA01597432 *DUBS Resource Management Account May 2020 Account name: MONTPELIER TRUST Friendly account name:Mont Hedge Fund Account number: Y1 45172 55 Change in the value of your account Your investment objectives: May 2020 (1) Year to date (1.) You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Opening account value $4,576,966.05 $4,659,124.12 Financial Adwsor or Branch Manager. You can find a full descnption of the alternative Withdrawals and fees, investment objectives in Important information about your statement at the end of this including investments transferred document. Out 0.00 -0.01 Your return objective: Change in market value 126,229.66 44,071.60 Capital appreciation Your risk profile: Closing account value $4,703,195.71 $4,703,195.71 Primary • Aggressive Investment eligibility consideration None selected Your Anadal Advisor: SCOTT STACK MANLYLE CASRIEL Summary of gains and losses values reponed below exclude products fed which gars and losses are not classified Realized gains and losses Unrealized May 2020 (1) Year to date (3) gains and losses (I) Long tern 0.00 0.00 324,300 64 Cash activity summary See Account athitythis monthS or decals. Bdances in your Sweep Options are InduCkd in the opening and closinga:lances vane. FDIC insurance appies to deposits at ues Bark USA and an banks panicipanng in the UBS F DK Insured Deposit Procyarn. it ozes not apply to deposers al IRS AG. StawfOid Branch. S1PC protection awes to money rnanti sweep fund nadinos but rot bank deposits see Important infamous° about your statement on the Itst two pages cl this document for ckitals. May 2020 (V Year to date (t) Opening balances $0.00 $0.01 Subtractions Other funds debited 0.00 -0.01 Total subtractions $0.00 -$0.01 Net cash flow $0.00 -$0.01 Closing balances $0.00 $0.00 Your account instructions • Your account cost basis default closing method is FIFO, Fkst In, First Out. SDNY GM 00009766 0•70011:005739547 Nf7X0209131 00034 0570 031952383 Ylf.5172550 CCC000 Page 3 of 6 CONFIDENTIAL EFTA01597433 *ilF1S Your notes 4 of 6 CONFIDENTIAL EFTA01597434 (*DUBS Resource Management Account May 2020 Your assets Account name: MONTPELIER TRUST Friendly account name:Mont Hedge Fund Account number: Y1 45172 55 Sone prKes, income and current values shown may be approximate As a result. gains and losses ttsair not be accurately reflected. See important information about your statement a the end of this occumem fa more information. Non-traditional Private tosity funds, Hedge funds, and Other inwstments are held in your V85 Financial Services Inc. (UBS FS) brokerage account. The positions reported below reflect the records of the issuers, and UBS FS does rot glarantet the accuracy of the Information. The value shown Is not necessarily the value you would receive iron the issue:if you scidthe assets. Funds &lively sold by UBSFS are subject to °owing due dligence. Sthough the level performed may vary A dated fund may be tut{ ect to no ongong dfigence. A fund that you purchased elsewhere may never hare been suttect to u BS FS dirgene. although trEIS FS may receive a lee from the funds manager, whch may constitute a masonry of the managementrincentivefee. Please contact your Financial Advisor with questions. ' Eq. value per unit• is an estimate of value supplied by an independent valuation firm and reflects adjustments for factors such as the fiquicity of the units. Hedge funds Had ng Number of notes Purchase pricer Average price per share (s) Client investment (S) ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS A NO 4/302020 Trade date: Nov 24, 15 1,550,000.00 ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS 8 NO 4/302020 Trade date: /an I, 19 82,755.00 ALPHAKEYS MILLENNIUM FD II LLC CLASS B NO 4/30/2020 Trade date: Dec 18, 18 1,750,000.00 GRAHAM ABSOLUTE RETURN TRADING LTD CLASS A NO 04(30/20 Trade date: Jan 28, 19 2,005_220 496.773 996,140.07 Total $4,378,895.07 Your N nada, Advisor: SCOTT STACK MANLYLE CASRIEL .14 OL I WV WV' -WV J11.1V Estimates of value supped by issuers of certain programs (which are generally 'net asset value• estimates) are shown as' issuer est value per unit' For Private ecnity f unds, 'Est value per unl' is a value updated quarterly, based on the Net Asset Value e NAV') in the fund as of the date specified. adjusted by acting Capital calls and subtracting dstributions since the NAY date. The NAV is primarily based on estinated podft:no values provided by the underlying fund sponsor. These two values may vary because of differences in the way they were estimated and because the ' Third party est. value per sent' may have been prepared on the basis of financial information other than year.end. Reputed estimates may not reflect resale, Gould:lion or repurchase value, if arry, and may not reflect dst dbutions of canal until the next valuation is reported generate on an annual or semi-annual basis See important information abworaour statement at the end of MS statement. Cost basis (3) Price per share on May 29 (1) Value on may 29 (g) unrealized (tar) gain orloss (S) ingestment return (S) Faking period 1,550,000.00 1.000 1,751,363.00 201,363.00 LT 82,755.00 1.000 92,322.00 9,567.00 LT 1,750,000 00 1 000 I $43,442.00 193,442,00 LT 996,140.07 456.842 916,068 71 -80,071.36 -80,071.36 LT $4,378,895.07 50703,195.71 $324300.64 -S80.071.36 SDNY GM 00009768 CftP7001C0057395e9 N1,73002(39131 0000c 0520 031952383 Y1451 72550 COCOCO Page 5 of 6 CONFIDENTIAL EFTA01597435 UBS Resource Management Account May 2020 Your assets (con timed) Your total assets Account name: MONTPEUER TRUST Friendly account name: Mont Hedge Fund Account number Y1 45172 S5 value on May 29(S) Percentage d Cost your account basis (S) Your fineedel Advison SCOTT STACKMAI/LYLE CASRIEL Estimated annual income (S) Unrealized 93n or loss (5) Nontraditional Hedge funds 4703,195.71 100.00% 0,378,895.07 324,300.64 Total $4,703,195.71 100.00% $4,378,895.07 $324,300.64 O,70010006739550 NP7000209131 0000a 0520 0319523R3 Y145172550 000gyfiliy_00_000097tege 6 of 6 End of statement for account number VI 45172 55 CONFIDENTIAL EFTA01597436 Important information about your statement UE6 Financial Services M. (the Firma UBS Financial Services), e a member of all prixipal wcurity, conirmay andoptions exchanges UBS Fhancsal Services ad UBS Bark USA are indirect abskloies of US$ AG and affiliates of LEG Stones U.C. The Finn's financial statement is available idea request. The Fivn's executes* Offices are at UBS Finarxial Serve's ax. 1200 Hato( Boulevard Weehawken 07086 This statement represents the onlyofficialrecord of you. LOS Financial Services account Other records, ecept official tor, documents, contanng confliong data should rot be retied toot. Ilyou believe there is an ma or amnion please report it immediately in wiling to the Branch Manager of the office serving your account. Altough all figres shown are Mended to be accurate, statement data should not be used for tat purposes. Rey sob& on reseed lax lawn, 6.o., form 1099, $498, 10425, etc.) whim preparing your tax return. The Fim 6 monad by law to report to the IRS all taxable decline* monabb nontaxable dividends and taxable keretl earned on washes held nyou octant net proceeds on sale tunsetcris, and con basis an alien covered secs hies Communications with the Fine. • Please recordirrn any oral cornrunkations in writing to further protect your eights, including your %MS inlet the Securities Mesta Protection Act GSA). • I the fiancitl Potaution on the icy le4t of the fat of this statement isnot LOS Finaxial Sevices. LOS Financial Services caries you account as clearing broker by ailangement web the indicated irobtiAas We Wormed you of this relationshb when you opened this atccisie h the cash your knots axe secasees are boated 31 UM Financial Sweets and rot the :wake rg braes, ail you mast make a upon Ce any error a arusson to both ferns. • As descrbed n the accost agreements. you must noddyis of any tiros or fraud involving checks reflected on your statement within 30days after it was mailed a made amiable. • Please direct customer a:reclaims or noires to the pin's Client Relations Department at 201.352-1699 a tollaree at 800.354-9103, 8:00 A.M. to 600 P.M ET Monday through Friday. or in writing to 1.85 Chantal Serviceable.. Client Relations Departenert, P.O. Bar 766Union City, Id 07087. • All statements shall be deemed complete and Kann 4 not objected to nsuting withal 60 days. • For TTY services: Cal 844412-0986 or from outside the US CA1201.352.1495 • in case of errors or quesikre about anelectronic herds transit* (Ent bill pentent or LOS Veuredebit cad transactions, ca 800-762-1000, or write to UBS F'nantialteeke5 IX., 1000 Barba Bind, 6th flOOr. Weehawken, M 07086, Attn: *MAU Serves. Call or write as soon as you can, 1 you think mai statement Cr RCM* 6 %TON or E you need more information Seoul a transfer on the slate em or recept. The arm or Card bluer (as appkablth must hear from youM. later than 60 days alter the Fim tent you the fist statement on which the error or problem appeaed. — Provide yaw name rd accost number (if any). — Dewar* the error or the transits you re insure about ad elate." as clearly as you can why you believe h is an error or why you needmom information. — Preside the dollar amount of the suspected error. The Firm or Card Issuer will investigate you complaint and will correct any error promptly For akged anon nuoling LISS Visa•debe cad transactions. 4 we take more than 10 business days to do this. we will credit you account for the amount you think is erra, so that you will have the use of the moneydaring the tine it takes us to complete or '8-megrim. Please mate all checks payable to the Fim or the financial nsinuen indicated on the front of this statement. In addition to regular account fees, accounts may be select to mantenarce leek charges for late payment for securities purchases and charges fa unpaid amounts n cash accounts. Accounts that re transferred to other nstilutOnt my be subject to a transfer tee. MS Sweep Options UBS oilers options for sweeping cash balrices to bark deposit accounts at ronallaated banks and affikated banks and money maker Motu/Mont (Meng Funds). Deposit accounts at MBank USA arid noneff toted banks panicipang nth* UBS FDICansved Deposit Program are FIX-insured in accordance with FDIC rules, For mare informal ent please vist www.fik.car. Deposit accounts at LOS AG Stamford Branch and shares of Money Funds we not nwred by the FDIC. Bark deposits ay not protected by WC. Money Find shares re protected by SIPC Sea -1185 Num it Serve's Account Protector below. LOW yes/ (boast, balances n the bark deposes may be wdokawn ad shares of a Money Fund may be liaidated and the proceeds returned to you or you sectritin account. Fader nkanseon tout available sweep options, ncludng current interest rates and yields. it eatable a www.ubs comrsweepyields, from you Financial Advise a by eating KO-7621000. UN Financial Services account protection the Finn is a mentor of the Secures Investor Protectim Corporation (sec), wench protects secured% custonwn of is ambers up to 1500,000 (adding 1250.000 for clams for twig explanatory brothse amiable moon request a al wwwselsoorg. The SWC asset protection lints apply to A accounts that you hold in a partkuler capacey. The Firm, together with ceriaM affiates,has also purchased supplemental insure*. The mariewn arnate payable to at eligb dims, collective& under this protection is 1500 million as of Detester 10, 2019. Weed to the potty carol ixes and linitahons, cash at the fish further protected fce wa to 11.9 million in se aggregate for at your accosts held in a particular capacity. A fug copy of the polio; wording is affable Mon Metellt Nether to SIPC protection nor the supplemental protection app to: • Certain financial assets controlled by (and ixbded it your account value but held away from UBS Financial Services. FM example cenain (0 insurance products. inducfrg variable amides and 60 shares of meat funds registered nthe name of the account holder on the books of the issuer a transfer agars); • Ingstrnml contracts or nest/net Menses (e.g minted partnerto and private placements) that are not registered under the Securities Act of 1933; • Carenoders contracts (e.g., foreign exchange and precious metal contracts). includig fibres Centreds and conmolty option contracts, • Securities at loan to VW Financial Services; and • Depose accounts (except certificates of depose) at ta5 Bank USA, IRS AG U.S. branches and bats in the FDIC Insured Deposit Program. The SIPC protection and the supplemental protection do rot ape* to these assets even if they otherwise appear on you ttalerrienn. The SiC protection and the supplemental protection do net protect against changes in the market rata of yaw investments (whether as a result of market movement issuer bankruptcy a otherwise). Dividend Reirrestment Program (DPW) Ti-,. owe reflected is an average rem You may obtain the actuad price tromps Financial Advisor. Only whole shares are purchased under DRIP: Pelial shares will be red and the cash wit be deposited in year account. The drviderdrenvestnent price supplied by the issuer may deer from the market price at which the partial theses are sold. Cadpin4eu Only wtole urns maybe held in you account. alma are entitled to a partial sod en a result *fad:ANS paymenl a otherwise, the Finn will ether sell paid sees at market price a accept an arctell detterrened by a registered cleating agency, and credit you accost. Inverlaneret objective, The nveanert objectives and risk profile are specific to each account and may vary between your accosts. Please three the Finn promo& in tatting of aaY significant change in year financial situation or investment objectives Foe each account held. you choose one of the bellowing invthtment objectives: • Produce Current frame- Investments seek iwg the generation of income Only. • Achieve Capital Appreciation: hvestrrients seeing "0%001 procipal olive than the generation of income. • Produce Coma:nation <diatom* and Capital Appreoabor. Investments seeking both the generation of 'neome and growth of principal. Overall risk profile, • Conservative. Seeks to rnasitaiwnitial ;Thep* with Sr bw and volatility to the amuse overall, even if that means the account does not gate sirdical income or reams and may not keep pace web inflation • Moderate; Waling tO accept some risk to principal and tolerate some volatiity to seek hgher returns • Appreaske: Willing to accept Ingti risk to primeval and hilt voatiltrtyy to seek high ghat% Over time • finiestewnt Consideration: If selected, a portion of the portfolio for that Atom May indocile complex strategies, limited liqedty and greater voletiky. Statement ahouseholdInge We may consoklate A Mad account statements with the same address in the same envekpe• e g. because they have owners who also maimain joint account relationships wit other clients at the same ackkess. of you prefer to receive ndirdual statements marled n separate envelopes, you Mydecline househoUrg by (Ong your Financial Advisor Friendly accord name The Friendly account named a customizable rrtallattle chosen by you to asset you with was recordkeeping. ha no legal effect on your account, is not Mended to reflect any strategy, prodact recarmerdation imestment objective a re* profile associated with your mounts aid is not a promee a garnet that wealth, or any linexial results. caner willbe achieved. All investments involve Iv risk of Ion, exkdrig the risk of loss of the erilie investment. You can change your Friendly room neon through Online Services a by contacting your Finarcial Advisor. Account overview • Value of tors woonttportiofia Net of assets and liabia in • Assets Include, available cash balances• values for restricted sooty (est ), and Global Time Dexisils, ',realized marks to market and certain assets rot held by the Fen. Does roe Tinge Urptted securities( assets as the end of the prior and nevem statement periods. or private nvestmerts, urwested stock option and mercisable stock options. • Liebakies atlas debit batances, *sundry margin loa-n, credit Int short account balances • Cash/money balances. Total of uninvested available cash balances, plus deposit balances at affiliated and ncreaff Rated banks, and money market mewl fund sweep balances, at the close of the statement period. Non.corrrnodity free o-edit balances in yaw accost re not segregated from other balances and the Fern may use any d these first in the ordiwy core of its busies Mew haidt are payable span your demand. lit total is added in the cement period closing value. landing information For detaged nformatien on the Finis lending predict, and disclosures, refer to you Client Relationshp Agreement of Account Agreement and the General Tams and Conditions Les Statement of Credit Practices acilabk niAgmements and Disclosures at www ubt torrinetOrrtilichunni SDNY_GM_00009770 CONFIDENTIAL EFTA01597437 Important information about your statement (continued) Yin assets Vow natement ermines securities and other assets held in the accant a the end of the statement period. You may ask for delneY of fully pad seaMties at anytime. You may receive wastes used as loan tetanal alter pang any balance <Le on them. Am securities ~erred to the film dreg the statement period are listed at market value as of the end of the statement perkd. • Cost bath, ludelmnnirg the cost basis of the se:train included in this statement, where indicated wit the number 'I,' UBS Enantal Senkos has relied on information obtained iron sources ester than LES Financial Strokes, irekxling inonnalion km another Ism or that you ma/hawprovided to you Fnancial Advisor. The Firm does no. indeperdotly verify or garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services h ackleco, although LESS Financial Strikes gents" testate, this reformation as it is received, the Fem does rot provide any assurances tat the information under -Cost base' ard -Urvealetd gallon' is accurate as of the date of this statement. As such, phase do not rely on tit information bake purchase a sale decisians, for tar purposes a rd nil...Q. Accounts cambered to the finn may ref beet %W West ire °tension only for the period of tine they se herb the Fim. More historical information can be added by year Financial Advisor. • neaten:ad gainsflesses. When data is available, Sensed In-raked ganntosses are cakubted for rdividul security lots. The transaction data for ndff deal bis may or may not reflect canmissims, doges ace security reorgandation tents Dividend and other ?investment lots and systematic PANKOW lots re each combined to dePlaY one averaged lot, The 'Trade date' totempresents the original transaction trade date. • Callable marithes Bonds and preferred stock that the issuer cats for ray redemption wit be selected imparbabe by lot from among al ware« of that 6SLe held in our rase or n nominee name for or clients. Call feature information is obtained from third patties and es accuracy is not guaranteed. Oder all features may exist Moth could affect yield; complete information wit be provided upon relent • Price/value. Pekesdeployed la securities and other produce maybe higher or lower tend* price that you would actually recent in the market. Prim re obtained from various third party sources which we believe to be reliable, but we do not guarantee thee accuracy. — We genera, use eve eking price when available a the mean of the hd and ask prices la listed securities and options «cob, bid prices for OTC sea/Mies. — Less activey traded securities maybe priced using a vabatun model a the most recent peke we aimed and may not reflect an actual market price o vabe. — Cotan positions may appear *Moe a price and will show aspeke was not available if we are unable to *tan a price for a security. — Deposits or searifies denominated n curroxies other tan U.S. dalas re reflected a the exchange rate as of te statement date. — For certain sectrees trading in nonconforming denemhatons. mice argil quantity (lace hake) may have been adjusted to facilitate proper valuation. To obtain current quasi:ens, when haltIe contact your 'mix id Advil«. not reCesa segment the va upon liquidation — Thrd party estimates of value are as of date and are supplied to UBSFinakeal Sentes on a regis basis by an independent valuation firm — issuer, general partnern sponsor estimated vales, il enl, are ~fed to the Firm by the issuer. general partner or sponsor arid may be calculated based on different information from tat used by third panes to derive thee estmaied values. — You can dxain additional infomation regardng the ~hobby& used to determine the estimate of value and te date of tie info-matkin that a the basis for the estimate by contactigyour Financial Ad tor. — Third party estimated makes may be reflected as 'Ng priced' in several etuatkre: when in • dent valuation fem has not supplied a is unable to assign a value when we become aware that a material event has occvrod that may call a presiausbe repotted vala into question, Cr when a value would be highly speculative the to the nature of the security. — When neither an issuer, general partner or sponsor metaled value nar a 0wd•paty estemated value is ponied, the vale of the searity wal be &Inert from as puthaw take — tgrbutcns to date may elude mum of capital, ixome or both — • Orgnal ink size represents the heel offering Price per ont ad may not ref led your cop basis — OPP and united REfr securers are not listed on a national securities octunge and are generally illiquid and even i they can be sold. the price received may be less tan the per spire estmaled value voided in the account statement. • Restricted securities. Restricted secrets genera»), are not orrently eighe la pubic sale UBSFinanoal Services uses the market price of the trrestricted stock of the same issuer a an 'reputed value for the restricted stork for swoons of this dormers only. To te count that restricted sectrities are eligible for sale, te vibe received may be tubstantially ins than the imputed vaks shown. • Private headmen and ~awed products. Private Mesa-nerd securities (exuding dreCt Paehdialen Inward and real estate nvestment trott teturited and structured products are generat' hgtity diceud Certain structeed products haw not been registered with the Securtin and Exchanges Commession or under ary state securities laws. We provide *alienated takes for pinto imminent wanes and structired products for ramnational = oat. Acancy is not guaranteed. valets may differ "-bum ially from prices, any, at which a private nvestment secudya structured product maybe bce4 4 or sold and do you may receive • Est. (estimated) income, current yields and rates. An ennuie of anal i come in bawd on anent divided and nterest rates, assuming the shanties will be hen for cre yea from statement date or until matuney. The estmate is ion bp a guideler; accuracy and continued income are not guaranteed. — Estimated arnual acre wed cement yield for certain types of mashes coed include a return of principal cr septa' gain in which caw the est. income (aid dirndl Welch would be overstated. — Estimated aria name and current yield ad the actual income and yield might be lower or higher than the %tented amounts — An Mims of arnualized income (dividend anda interest) derided by the current mate valearaverage balance is based on the last dividend or merest payment made by the isiver and MIMS* sectabies 1~ will be held for or.. year from the statement date or um' matuity. Accuracy and connued yield se not gavanteett • Assets not held by UBS Pinndal Sodas. Cenan assets are not held by the Fern and not withn the Fern's possession or control. These assels are displayed on you gateman' For reformational purposes only. Positions ad vales presented are provided by te issung fem. UBS f nancial Services is not respamble for this inkerriatm and does not guarantee els '<curry. Thew assets are not protected by SIPC or re Finn's supgernemal 51K coverage. • Rasserve sharing and additional oorrepensation. - h ~ice to recurrent on sales and 12b.l fees recent-O n connedco with the disobson of mutual fads to as clients we andlor or attikate receive revere. sharing ~eras from distrbuton anclor advisors of the nusal KOS Mat we sell. These manta are based on two deferent corriponents: CO the moue of sales by LES of a pancular initial fired f amity Se our clients; and G0 the asset vex of a particular mutual fad family's shares held at te lem. - We ad ow affiliate also receive network rig and melbas goosing fees n consideration for wander agera wares that we provide to the reseal funds Those fees genera/by am paid from investor assets in the ~tun fund and se a ficed dollar xenon based on the nunhood accomts at the bnaterdealer holdng maul funds of tat fund family. - h addition to commissions masked inane/notion with the tale or distrbutm of ~way convicts and emit rnestrnent trust urns to ou slier" we ardor as affiliate f«.?6, ream* sharing ~Madan from many of the nsurance companies underwriting the a-nuity contracts, afffiates o: the instance ~runes or sporron e he unit niestmerd trusts we ditnbute. — h addition to commissions received from the purchase and sale of NectShares hinds we ardor ar affiliate receive an asset-based revenue sharing payment from ~Rum disktmors. as ma as funding for technology development trainig and education. - Our affiliates also receive trading CPTIlliSSiOrd ad other compensation from mutual funds and mutant.* companies whose products we distrbute. - We receive cone ensal ion from UK Brie USA, UM AO Stmt ord Branch. nd nonaffiliated bares through our cash sweep brogans. This anwertialen may be a mean* per account foe or may be a percentage of average daily deposal batman. Activity Information regarding cornmeal:a and other charge incurred in wriest ion with te exoutiOn of trade, includng option transactions has been kluded on confirmations previously furnished lo you, and will be provided to you promptly on regent. Short selling If )CO ar• engaged in short selling a 'suety, you may hour a charge due to certainborrowing costs for that particular astray. Open orders Regarding open or egood.ticarxellecr orders that were not neared by the statement date open buy and tel stop orders re replaced by the mount of &Merck or nghts on an ex. Olden* ix ex-rights date Men instructed otherwise by you. You are reap:amble for orden that are executed due to your failure to cancel existing open orders. Privacy To obtain a copy of ox current Client Privacy Notice, phase corned yam Financial Advise «visit or webs.* at WWW SAS COTTeiVolCVDskv. - U3S Final-Kist Sink", is rot a bark. The RMA. Business Service, Account BSA and AMA are brokerage accounts wench provide access to baring services and products ihr~ avangements with affilifried banks and otter lined-pat, barks, and provides access to nominee and enmity produces issued by unaffiliated thirdparty estate companies trout instare agency subsidiaries of UBSfinancial Services hc. - hvestment, murnid, ad saucy products. - Not FIX insured • No bark guarantee* May base vela - IMA Inouye Management Account Dustless Services Account BSA. IRMA and intonational Resource Manzgemera Account are registered service mats of U3S Frundat Service Inc. - VISA is a registered trademark owned by V/S3 international Service Association and used under Ions., The LOS Via cede cards and te LES Visa debit cards are issued by Ungar* USA with permission from Via U.S.A. Incorpraled. All other oedemata, registered trademarks, service marks ad renewed service marks are of their respective ompanies. UN financial Services Inc Rev. 2O2OO2 SDNY_GM_OOOO9771 CONFIDENTIAL EFTA01597438 UBS UBS Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 Cr4e70076378570620 Xl 23 VI 0 Resource Management Account June 2020 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST LLP Friendly account name: Mont l-bdge Fund BOSTON MA 02210-2698 Account number: YI 45172 SS Your linancial Advisor: SCOTT STACK MANiLYLE CASRIEL Questions about your statement? Call you Financial AcIviy,r the Value of your account RMA Resourceline at 800-RMA-1000, account 02904 5172. on May 29 (5) on lune 30 (S) Your assets 4,703,195.71 4,841,81&09 limit our webeite: www.Liss.com/ financialservices Your liabilities 0.00 0.00 Value of your account $4,703,195.71 $4,841,818.09 Items for your attention kelp protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from sinvw.annuakreditreportcom. Tracking the value of your account Tho.vsands 41.ff,9 1 4,703.2 4,841.8 Dec 2018 Dec 2019 MB' 2020 /VI 2020 Sources of your account growth during l020 Value of your x<ount at year end 2019 Net deposits and withdrawal% Your imestrnent return: Change in market value 14,698,12412 -$0.01 $182,693.98 Value of your account on km 30, 2020 54841,810.09 SDNY GM 00009772 Member SIPC CW70310007637857 NIM00328666 00004 0620 031952383 Y145172550 111000 Page 1 of 6 CONFIDENTIAL EFTA01597439 *UBS Resource Management Account June 2020 Your account balance sheet Summary of your assets Value on lune 30 a) Percentage of you( account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0 00% E Non-traditional 4,841,818.09 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets $4,841,818.09 100.00% E Value of your account $4,841,818.09 Account name: MONTPELIER TRUST Friendly account name: Mont Hedge Fund Account number: Y1 45172 55 Eye on the markets Index S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2020 3-month Treasury bills: 0 14% One-month LIBOR: 0 16% Your financial Advisor: SCOTT STACK MANLYLE CASRIEL Percentage change lune 2020 Year to date 1.99% -3.08% 2.29% -3.48% 3.44% -11.07% 0.63% 6.14% CR870010002637858 NPT300378666 00001 C670 031952383 Y145172550 11 MilkiyGRA0000971)gle 2 of 6 CONFIDENTIAL EFTA01597440 *UBS Resource Management Account June 2020 Account name: MONTPELIER TRUST Your N nodal Advisor: Friendly account name: Mont Hedge Fund SCOTT STACK MANLYLE CASRIEL Account number: Y1 45172 55 Change in the value of your account Cash activity summary lune 2020 (1) Year to date (ii) see Account act/Wry this monthlot decals. Barlte1 in your Sweep Options are induced In the cpen no and closing [dances vdue. FDIC insurance applies to CPPOSitS at UBS Bank USA and at banks participatirg in the Opening account value $4,703,195.71 $4,659,124.12 UBS FDIC Insured Deposit Frogarn. It does not /prey to deposes al MS AG, Stamford Branch SIPC protection apples to money market sweep fund holdings but rot bank deposits. See lmpottant information about your statement on the tat two paws dI his document for detals. Withdrawals and fees, including investments transferred out 0.00 Change in market value 138,622. 38 Casing account value $4,841,818.09 Summary of gains and losses Yaues reported below exclude pioducis for which gem and losses are not dassied. Realized gains and losses Unrealized June 2020 (1) Year to date (1) -0.01 Opening balances $0.00 $0.01 182,693.98 Subtractions $4,841,818.09 Other funds debited 0.O) -0.01 Total subtractions $0.00 -$0.01 Net cash flow $0.00 -$0.01 Closing balances $0.00 $0.00 lune 2020 (1) Year to date (5) gains and losses(S) Short term 0 00 0.00 264,480 00 Long term 0.00 0.00 198,443.02 Total $0.00 $0.00 $462,923.02 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Primary - Aggressive Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00009774 ChP7001C007071359 Nr000328666 COCOS 0620 031952383 Yi a 517250711000 Page 3 of 6 CONFIDENTIAL EFTA01597441 *UBS Your notes Cf47COIC007637460 N4003326666 COON 062O 03, 952 Me Vt 4t)}SSO1 I k4Iti yGm00,001)•,) • 4 of 6 CONFIDENTIAL EFTA01597442 I UBS Resource Management Account June 2020 Your assets Account name: MONTPELIER TRUST Friendly account name:Mont Hedge Fund Account number: Y1 45172 55 Some prices, income and current values shorn may be apprommate As a result. gains and losses mai not be accurately reflected. See Smponanonformation about your statement a the end of this document for more Information. Non-traditional envile equty funds, Hedge funds, and other investments are held in your u85 Financial Services Inc (UBS FS) brokerage account The poPetions reported below reflect the records of the issuers, and U85 FS does rot glarantet the accuracy of the Information. The value shown is not necessarily the value you would receive from the issuer if you ad 0 the assets. Funds actively sold b7 UBS FS are subject to ongoing due dligenCe, although the level perform(' may vary A d need fund may be 'tided to no °noting cabgence. A fund that you purChaSed elsewhere may never hale been sutiect to UBS FS cfloence, although UBS FS may receive a lee from the fund's manager, which may constitute a ma)orily of the managemenvincentive lee. Please contact your Financial Advisor with questions. • Eq. value per unit• is an estimate of value supplied by an independent valuation firm and reflects adjustments for factors such as the bquidty of the urits. Hedge funds Had ng Number of shares Purchase pier Average vice per share (s) Client investment (3) ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS A NO 93112020 Trade date: May 29, 20 1,550,000.00 ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS 8 NO 93112020 Trade date: May 29, 20 82,75800 ALPHAKEYS MILLENNIUM FD II LLC CLASS B NO 93112020 Trade date: Dec 18, 18 1,750,003.00 GRAHAM ABSOLUTE RETURN TRADING LTD CLASS A NO0931/20 Trade date: Jan 28, 19 2,005220 496.773 996,140.07 Total $4,378,195.07 Your N needed Advisor: SCOTT STACK MANLYLE CASRIEL Estimates of value supped by issuers of certain programs (witch are generally 'net asset value' estimates) are shown as • issuer est value per unit' For Privae miry f und, 'Est value per urit• is a value updated quarterly, based on the Net Asset Value C NAV') in the fund as of the date specified. adjusted by acting capita calls and subtracting dstrlbutions since the NAY date. The NAV is primarily based on esunated port faro values provided by the underlying fund sponsor. These two values may vary because of differences in the way they were estimated and because the • Third party est. value per unit* fray have been prepared on the basis of financial information other than yearend. Reputed estimates may not reflect resale, liquidation a repurchase value, if any, and may rot reflect dst Moutons of canal until the next valuation is reported, viler*, on an annual or seal-annual basis See Important infatuation aboutyogi statement at the end or this statement. Cost bash (S) Price per share on Jun 30 (S) Value on tun 30 d) Unrealized OM cal n or losS truestment returnCP HOICIng period 1,550,00000 1.000 1,802,216.00 252,216.00 ST 82,755.00 1.000 95,019.00 12264.00 ST 1,750,00000 1 003 1999,942.00 249,942.00 LT 996,140.07 471 091 944,641.09 .61,498.98 .51,498 98 LT 59,378,895.07 $4,841,818.09 $462,923.02 -$51,498.98 SDNY GM 00009776 041001C0070 7851 nie7000328666 00034 0620 031952383 YI 451 72550 it 000 Page S of 6 CONFIDENTIAL EFTA01597443 (SUBS Resource Management Account June 2020 Your assets (con trued) Your total assets Account name: MON1PEUER TRUST Friendly account name:Mont Kedge Fund Account number Y1 45172 S5 Value on Jim 30 (5) Percentage d Cost your account basis (51 Your fi model Advisor. SCOTT STACK MANLYLE CASRIEL Ellrnated annual income (5) Unrealized 93n or loss (5) Non.traditional Hedge funds 4.841218.09 100.00% 4,378,895.07 462,923.02 Total $4,841,818.09 100.00% $4,378,895.07 $462,923.02 CW70010307637862 N87000328666 0000t 0620 031952383 YI 45172550 11 gyteGmopoggAgge 6 of 6 End of statement for account number VI 45172 55 CONFIDENTIAL EFTA01597444 Important information about your statement UE6 Financial Services ht. (the Firm or L€S Financial e a mutter of all prixipal snaky, convey* andoptions exchanges UBS Financial Services and UBS Bank USA are indirect absklaies of 1185 AG and affiliates of LEG Stones U.C. 71* f inn's financial statement is available eon request. the Fire's execute* Offices are at: UBS Finarxial Services Sex. 1200 Harbor Boulevard Weehawken NJ 07086 This statement represents the onbr officialrecord of you. Les Financial Services account. Critter records, /wept official lac documents, contanng confiding data should roe be relied upon. Ilyou be4eve there ban error a ornesion, please report it immediately in twin; to the Branch Manager of the office serving your account. Altough all lives shown re intended to be accurate, statement data shouldnot be used for to purposes. Rey sold/ on yearend lax kerns 6.4., form 1099, 5498, 10425, etc) when preparing your tat return. The Fern 6 redired by law to report to the IRS all taxable dnidords, reportable ma-taxable dividends and laxable interest end on secants hey rerun recant net proceeds on sale tunsactons, and cost basis on erten covered seasities Cconmunications with the Firm • Rene re-corium any oral communkations n writing to further primed your rights, including your rights under the Securities investor Protection Act OSA). • I the fmanc 41 intaution on the icy lett of the Had of this statement isnot Les Financial Services. tEl Financial Services carries your account as clearing baker by aerangement with the indicated Praeution We Wormed you of this relationshb when you opened this accost. In the cases your funds aid seasities are located at UBS Financial Services and rot the nvolaceg broker, rd you mist nuke a report of an/ error a mown to both fns. • As desorbed n the accornt evieents, you must realityus of any *nal or fraud involving checks reflected on put statement with:" 30 days after it was mailed or made mutable. • Please direct custom& carotenes or inzuries to the Finis Client Relations Department at 201.352-1699 a toll-free at 800-354-9103, 8:00 A.M. to 600 P.M. ET Monday through Friday. or in writing to 1.85 f inancul Service IN.. Client Relations Department P.O. Bar 766 Union City, ha 07067. • All statements shall be deemed comp** and accuse 4 not objected to itwaiirng within 60 days • For TFY services: Cal 844412-0986 or from outside the US Call201-352-1495 • In case of errors a cueslions about an electronic lords transfer (UM bill payment or UBS Vide debit cad transactions, cal 800-762-1000. or write to UBS F'nannal Streets Ix., 1000 Harbor Blvd. 61h flOOr. Weehawken, id 07086, Attn: RIMISSA Services. Call or write as Won as you can, 4 you think ma, statement a receipt is wag or e you need more information Seoul a transfer on the sinners a we've The Fern a Card bluer (as appkable) must hear from ycuno later than 60 days after the Firm tent you the fret statement on which the east or pobtem appeared. — Provide you- name ad account number (4 any). — Dew be Ow Of RN or IS trend., you se insure about, and avian as clearly as you can why you believe it is an error a why you MOO more information. — Provide the dolt. amount of the suspected error. The Firma Cad Issuer will investigate yam complaint and will correct ay error premptly for akged errors Solving UBS Visandebi cad transactions 4 we take more than 10 busiest days to do this, we will anti you accord la lho renoun you think is in error. so that you will have the use of the money during the tine it takes us to complete 02 inniligaton. Please make all checks payable lo the Firm or the financial rindul6n indicated on the front of this statement In addition to regular account fees, accounts may be selaret to mantenarce fees charges for late payment for securities purchases and charges fa tread amounts n cash accounts. Accounts that are transferred to other nStiluICOS my be subject to a transfer fee. MS Sweep Options UBS often options for sweepreg cash balances to bark deposit accants at nasal hated banks and affiliated banks and money market mutual funds (Money funds). Deposit accounts at IBS Bat USA and non-affiated banks panicipaing en the UBS FDIC-mused Deposit Program are FDIC-insured it accordance with FDIC rules. For mat Hamel km, plena visit nwm.fde.gay. Deposit accounts at UBS AG Stamford Branch and shares of Money Funds are not nand by the FDIC. Bak deposits ate not protected by WC. Money Find slums ate protected by SIPC See 'MS Filmed Seek*. Accord Protector below. t an you rapist, tames in the bark deposes may be wridrann. ad shares of a Money Fund may be liaidated• end the proceeds retuned to you or you- sectritin account. Father Samson about available sweep options, roludng current interest rates and yields. is avaeable* www.uas comrsweepyields, from yam P nand* Advisor a. by calIng 8C0-762-1000. UN Financial Services account protection The Finn is of the Securein investor Protection Corporation (sro, which protects sea:rein customen of is frherberS up to 1%4000 tindading 5250,000 for clams for cas0 explanatory brochure amiable upon request a at wwwstescorg. The SiC asset protection fires appli to al accounts that you hold in a partkular capathy. The Firm, together with certain athletes, has also purchased supplemental name. The marivsm eanassll payabk to at eligbk dins collective& under this protection is SSOO million as of December 10, 2019. Wane to the policy condiions and lititaicen, cash at the Finn es aster protected fa up to 11.9 minim in tie for at your account held in a particular capacity. A fug copy of the polio; wadng is availitile soon reams. Nether fie SIPC protection nor the supplemental protection appear to: • Certain financial assets controlled by (and ixbded in your account value) but held away from UBS TillterCig Services. For Nam* certain (0 insurance prodals. inducing variable ama(n. and 6i) shares of mie* funds registered in the name of the axon holder on the books of the issuer or transfer egad; • hvestment 0:Orates or mestment interests W.g., Imbed partnerships and private placements) that are not matured under the Securities Act of 1933; • Cannodities convects (e.g., foreign exchange and precious metal contracts). includig 'utast contracts and cornualty opal contracts, • Societies on loan to U85 Ft-uncial Services; and • Depose accounts (except owl if juges of &Pail) at 1.85 Bank USA, UM AG U.S. branches and barks in the FDIC Insured Deposit Progran. The SIPC protection and the suppler/mut protection do not apply to these assets even if they otherwise appear on you statements. The SiC WOLKtion and the supplemental protection do not protect against changes in the maket value of you investments (whether as a result of market movement issuer bankruptcy a otherwise). Dividend Reinvestment Programs (DRIP) Thi price reflected is an average prof You may °blew, the smut price from you Financial Adviser. Only whole shares are purchased under DRIP: Pantie' thaw will be std and the cash wit be deposited in you accost The dmidendreenestment price supplied by the issuer may differ from the mark* price at which Ow partial sham are sold. Cash•intieu Only whole unks maybe held in yaw account. F you are entitled a aomi* inil m a result of a dividend paymenl or otherwise, the Firm will ether sea panel Waif at market p-ice a accept an mart deterrrelvd by a registered <burg agency, and credit you account. Investanent objective, The i'westrnent objeclires and risk profile are specific to each account and may vary between you- accanh. Please arise the frill (WWI* in renting of ay significant change in your financial situation or investment objectives. For each account helot you choose one of the following invntment objectives: • Produce Current Income- Investments *Sig the generation of income only. • Achieve Capital Appreciation: Investments seeking growth of one Pal (Awe than the generation of income. • Procter* Combination of Income and Capital Appreciation Investments seeking both the generation of income and growth of principal. Overall risk prof ilea • Consenweve. Seeks to mantas nelal prin.* with Sc bw and wink to the account overall, even if that mum the secant does not generate signifiers income or reams and may not keep pace web inflation • Moderate: Waling to accept sane risk to principal and tolerate some volality to seek higher returns • Aggresske: Willing to except hit risk to primeval and bit, nob, to seek highMUTH Over time. • franostawnt Welly Conaeleration: If selected a portion of the portfolio for That acorn may include COrnplex strategies, limited liquidly and greater wish*. Statement "bouseltoldiror We may consoMiate d1 related account statements wFh the same address in the same eriveksw• e g. because they have owners who also mantas joie accent relarionships mth other clients at the same acidness. tf you prefer to receive ndividual statements mailed n separate envelopes, yo., May decline househokkg by Clang your Financial Advisor. Friendly account name The Friendly account fume is a customizable 'tn.:knave' chosen by you to assist you with your recordkeming. his no legal effect on your account, is not intended to felled ay strte9Y. Product recceemendanon. imatment objective a risk prof de associated virki you- rau -its. and is not a promise a garnet leat we*, or any I inancia results. can or MI6. achieved. All investment. extant the risk of Ion, nicking the risk of loss of the retie investment. You can change your Bendy account names through Online Services a by contacting your Financial Advisor. Apeman overview • Value of yeas wountIportiofica Net of assets and liabilities • Assets Includes available cash balances, values for restricted security test X and Global Time DIPOSPS, trstalinsi mats 10 market and certain assets rot held by the Fim. Does not nciacie °flatted securitieseassets at the end of the pea and turn stateerent periods. or private ilVOSITOMS, invested gock options and ...tut* stock options. • Saul Nelda debit balances, cutsundrg margin bas. credit lie, short *cant balances • Cashmoney balances Total of uninvested available cash balances, plus deposit balances at affiliated and napallikatecl banks, ad money market naval fund sweep balances, at the close of the statement period. NoniCorrrnOdey free credit balances in yaw *cart ate not segegated from other balances and the Fen may use any rid these funds in the ordinay passe of its tans Mow find, re payable upon your Bernard We total s irpiaded in the anent period closing value. Una* information For *take, information on the Finis lading practices tad disc Mutes refer to your Client Rolatromhp Agreement or Account Agreement and the General Terms and Condition; Les Statement of Credit Practices available in Apeements and Discbsures at www rib conslankarrstranchurros SDNY_GM_00009778 CONFIDENTIAL EFTA01597445 Important information about your statement (continued) Yin assets Vow natement ermines securities and other assets held in the accant a the end of the statement period. You may ask for delneY of fully pad seaMties at anytime. You may receive wastes used as loan tetanal alter pang any balance <Le on them. Am securities ~erred to the film dreg the statement period are listed at market value as of the end of the statement perkd. • Cost bath, ludelmnnirg the cost basis of the se:train included in this statement, where indicated wit the number 'I,' UBS Enantal Senkos has relied on information obtained iron sources ester than LES Financial Strokes, irekxling inonnalion km another Ism or that you ma/hawprovided to you Fnancial Advisor. The Firm does no. indeperdotly verify or garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services h ackleco, although LESS Financial Strikes gents" testate, this reformation as it is received, the Fem does rot provide any assurances tat the information under -Cost base' ard -Urvealetd gallon' is accurate as of the date of this statement. As such, phase do not rely on tit information bake purchase a sale decisians, for tar purposes a rd nil...Q. Accounts cambered to the finn may ref beet %W West ire °tension only for the period of tine they se herb the Fim. More historical information can be added by year Financial Advisor. • neaten:ad gainsflesses. When data is available, Sensed In-raked ganntosses are cakubted for rdividul security lots. The transaction data for ndff deal bis may or may not reflect canmissims, doges ace security reorgandation tents Dividend and other ?investment lots and systematic PANKOW lots re each combined to dePlaY one averaged lot, The 'Trade date' totempresents the original transaction trade date. • Callable marithes Bonds and preferred stock that the issuer cats for ray redemption wit be selected imparbabe by lot from among al ware« of that 6SLe held in our rase or n nominee name for or clients. Call feature information is obtained from third patties and es accuracy is not guaranteed. Oder all features may exist Moth could affect yield; complete information wit be provided upon relent • Price/value. Pekesdeployed la securities and other produce maybe higher or lower tend* price that you would actually recent in the market. Prim re obtained from various third party sources which we believe to be reliable, but we do not guarantee thee accuracy. — We genera, use eve eking price when available a the mean of the hd and ask prices la listed securities and options «cob, bid prices for OTC sea/Mies. — Less activey traded securities maybe priced using a vabatun model a the most recent peke we aimed and may not reflect an actual market price o vabe. — Cotan positions may appear *Moe a price and will show aspeke was not available if we are unable to *tan a price for a security. — Deposits or searifies denominated n curroxies other tan U.S. dalas re reflected a the exchange rate as of te statement date. — For certain sectrees trading in nonconforming denemhatons. mice argil quantity (lace hake) may have been adjusted to facilitate proper valuation. To obtain current quasi:ens, when haltIe contact your 'mix id Advil«. not reCesa segment the va upon liquidation — Thrd party estimates of value are as of date and are supplied to UBSFinakeal Sentes on a regis basis by an independent valuation firm — issuer, general partnern sponsor estimated vales, il enl, are ~fed to the Firm by the issuer. general partner or sponsor arid may be calculated based on different information from tat used by third panes to derive thee estmaied values. — You can dxain additional infomation regardng the ~hobby& used to determine the estimate of value and te date of tie info-matkin that a the basis for the estimate by contactigyour Financial Ad tor. — Third party estimated makes may be reflected as 'Ng priced' in several etuatkre: when in • dent valuation fem has not supplied a is unable to assign a value when we become aware that a material event has occvrod that may call a presiausbe repotted vala into question, Cr when a value would be highly speculative the to the nature of the security. — When neither an issuer, general partner or sponsor metaled value nar a 0wd•paty estemated value is ponied, the vale of the searity wal be &Inert from as puthaw take — tgrbutcns to date may elude mum of capital, ixome or both — • Orgnal ink size represents the heel offering Price per ont ad may not ref led your cop basis — OPP and united REfr securers are not listed on a national securities octunge and are generally illiquid and even i they can be sold. the price received may be less tan the per spire estmaled value voided in the account statement. • Restricted securities. Restricted secrets genera»), are not orrently eighe la pubic sale UBSFinanoal Services uses the market price of the trrestricted stock of the same issuer a an 'reputed value for the restricted stork for swoons of this dormers only. To te count that restricted sectrities are eligible for sale, te vibe received may be tubstantially ins than the imputed vaks shown. • Private headmen and ~awed products. Private Mesa-nerd securities (exuding dreCt Paehdialen Inward and real estate nvestment trott teturited and structured products are generat' hgtity diceud Certain structeed products haw not been registered with the Securtin and Exchanges Commession or under ary state securities laws. We provide *alienated takes for pinto imminent wanes and structired products for ramnational = oat. Acancy is not guaranteed. valets may differ "-bum ially from prices, any, at which a private nvestment secudya structured product maybe bce4 4 or sold and do you may receive • Est. (estimated) income, current yields and rates. An ennuie of anal i come in bawd on anent divided and nterest rates, assuming the shanties will be hen for cre yea from statement date or until matuney. The estmate is ion bp a guideler; accuracy and continued income are not guaranteed. — Estimated arnual acre wed cement yield for certain types of mashes coed include a return of principal cr septa' gain in which caw the est. income (aid dirndl Welch would be overstated. — Estimated aria name and current yield ad the actual income and yield might be lower or higher than the %tented amounts — An Mims of arnualized income (dividend anda interest) derided by the current mate valearaverage balance is based on the last dividend or merest payment made by the isiver and MIMS* sectabies 1~ will be held for or.. year from the statement date or um' matuity. Accuracy and connued yield se not gavanteett • Assets not held by UBS Pinndal Sodas. Cenan assets are not held by the Fern and not withn the Fern's possession or control. These assels are displayed on you gateman' For reformational purposes only. Positions ad vales presented are provided by te issung fem. UBS f nancial Services is not respamble for this inkerriatm and does not guarantee els '<curry. Thew assets are not protected by SIPC or re Finn's supgernemal 51K coverage. • Rasserve sharing and additional oorrepensation. - h ~ice to recurrent on sales and 12b.l fees recent-O n connedco with the disobson of mutual fads to as clients we andlor or attikate receive revere. sharing ~eras from distrbuton anclor advisors of the nusal KOS Mat we sell. These manta are based on two deferent corriponents: CO the moue of sales by LES of a pancular initial fired f amity Se our clients; and G0 the asset vex of a particular mutual fad family's shares held at te lem. - We ad ow affiliate also receive network rig and melbas goosing fees n consideration for wander agera wares that we provide to the reseal funds Those fees genera/by am paid from investor assets in the ~tun fund and se a ficed dollar xenon based on the nunhood accomts at the bnaterdealer holdng maul funds of tat fund family. - h addition to commissions masked inane/notion with the tale or distrbutm of ~way convicts and emit rnestrnent trust urns to ou slier" we ardor as affiliate f«.?6, ream* sharing ~Madan from many of the nsurance companies underwriting the a-nuity contracts, afffiates o: the instance ~runes or sporron e he unit niestmerd trusts we ditnbute. — h addition to commissions received from the purchase and sale of NectShares hinds we ardor ar affiliate receive an asset-based revenue sharing payment from ~Rum disktmors. as ma as funding for technology development trainig and education. - Our affiliates also receive trading CPTIlliSSiOrd ad other compensation from mutual funds and mutant.* companies whose products we distrbute. - We receive cone ensal ion from UK Brie USA, UM AO Stmt ord Branch. nd nonaffiliated bares through our cash sweep brogans. This anwertialen may be a mean* per account foe or may be a percentage of average daily deposal batman. Activity Information regarding cornmeal:a and other charge incurred in wriest ion with te exoutiOn of trade, includng option transactions has been kluded on confirmations previously furnished lo you, and will be provided to you promptly on regent. Short selling If )CO ar• engaged in short selling a 'suety, you may hour a charge due to certainborrowing costs for that particular astray. Open orders Regarding open or egood.ticarxellecr orders that were not neared by the statement date open buy and tel stop orders re replaced by the mount of &Merck or nghts on an ex. Olden* ix ex-rights date Men instructed otherwise by you. You are reap:amble for orden that are executed due to your failure to cancel existing open orders. Privacy To obtain a copy of ox current Client Privacy Notice, phase corned yam Financial Advise «visit or webs.* at WWW SAS COTTeiVolCVDskv. - U3S Final-Kist Sink", is rot a bark. The RMA. Business Service, Account BSA and AMA are brokerage accounts wench provide access to baring services and products ihr~ avangements with affilifried banks and otter lined-pat, barks, and provides access to nominee and enmity produces issued by unaffiliated thirdparty estate companies trout instare agency subsidiaries of UBSfinancial Services hc. - hvestment, murnid, ad saucy products. - Not FIX insured • No bark guarantee* May base vela - IMA Inouye Management Account Dustless Services Account BSA. IRMA and intonational Resource Manzgemera Account are registered service mats of U3S Frundat Service Inc. - VISA is a registered trademark owned by V/S3 international Service Association and used under Ions., The LOS Via cede cards and te LES Visa debit cards are issued by Ungar* USA with permission from Via U.S.A. Incorpraled. All other oedemata, registered trademarks, service marks ad renewed service marks are of their respective ompanies. UN financial Services Inc Rev. 2O2OO2 SDNY_GM_OOOO9779 CONFIDENTIAL EFTA01597446