EFTA Document EFTA01654284

10 1999 Morgan Guaranty Trust Company of New York 345 Park Avenue, New York, NY 10154-1002 JPMorgan Account Number. 5-00-1 Confidential Page 1 of 7 FINANCIAL TRUST COMPANY, INC. Gift Processing The holiday season will soon be here. If you plan to make securities gifts this year, please notify us before December 1, 1999. This will provide us with sufficient time to process your request and meet the year-end deadline. Asset Account Portfolio October I - October 3 I, 1999 Table of Contents Page Portfolio Summary 2 Cash and Short Term 3 Trade Activity 4 Account Transactions 5 Account Officers Service Specialist. SCOTT/DENCKER FINANCIAL TRUST COMPANY, INC. C/O AMERICAN YACHT HARBOR 6100 RED HOOK, QUARTERS #2 ST THOMAS US VIRGIN ISLDS 00802 GOVERNMENT EXHIBIT SOS 52 20 Cr. 330 (AJN) Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00036863 EFTA01654284 1 0 I 1999 Account Number 5-00-1 FINANCIAL TRUST COMPANY, INC. October 01, 1999 - October 31, 1999 Morgan Guaranty Trust Company of New York 345 Park Avenue, New York, NY 10154-1002 Asset Account Portfolio JPMorgan Page 2 of 7 Overview Portfolio Summary Cash & Short Term Mark« Value USO Oct 31 6,700,000.00 Tax Cost USD 6,700,000.00 Estimated Annual Income USC 361,800.00 Veld % 5.4 Total Accrued Income 6,700,000.00 75,196.71 6,700,000.00 361,800.00 5.4 Total Portfolio Value 6,775,196.71 Asset Allocation 100% Cash and Short Term EUR Conversion Rates as of January 1, 1999 Currency Exchange Rate AST 13.7603 BEF 40.3399 OEM 1.9558 ESP 166.386 FIM 5.9457 FRF 6.5596 I EP 0.7875 ITL 1,936.2700 LUF 40.3399 NLG 2.2037 PTE 200.4820 Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00036864 EFTA01654285 10 1999 Account Number 5-00-1 FINANCIAL TRUST COMPANY, INC. October 01, 1999 - October 31 1999 Morgan Guaranty Trust Company of New York 345 Park Avenue, New York, NY 10154-1002 JPMorgan Asset Account Portfolio Page 3 of 7 Cash and Short Term Summary by Maturity Less Than 3 Months Total Current Market Value Esemaled Annual income USD Lisa 6,700,000.00 361,800.00 6,700,000.00 361,800.00 Current yield is displayed for instruments with no maturity and YTM on market is displayed for instruments that mature. Cash and Short Term by Type Ural Cost Tax Cost Current Eatirnaled Current Doscaption Adjusted Mario: Aceusted reamer Value USD Unto:idea Annual Yield/ CustorS8Paloody's Rating Currency QuaritrtY Ondtnal Price Onginai SICCIVOCI interest USD Cantors USD AMMO USD YTM % Short Term by Maturity J P MORGAN INSTITUTIONAL PRIME MONEY USD 6,700,000 1.00 1.00 6,700,000 00 MARKET FUND 7 Day Annuaand Yield: 5.34% 616918 20 7 Total Cash and Short Term Important Information about Aherne and Valuations Aces some of wined are provided by P'^079 SCVVICeS o oPler saran which n deem tett*" are net guaranteed tor accuracyce as reatuade values 6,700,000.00 6,700,000 00 76196 71 361.880.80 5.40 6,700,000.00 75,196.71 0.00 361,800.00 5.40 Confidential Treatment Requested by JPMorgan JPM-SDNY-00036865 Chase EFTA01654286 10 1999 Account Number. [i5-00.1 FINANCIAL TRUST COMPANY, INC. October 01, 1999 - October 31, 1999 Morgan Guaranty Trust Company of New York 345 Park Avenue, New York, NY 10154-1002 JPMorgan Asset Account Portfolio Page 4 of 7 Trade Activity Realized Gain/Loss Summary Short Term Gain/Loss Long Term Gain/Loss Note: S indicates Short Term Realized Gain/Loss indicates Long Term Realized Gain/Loss Amount USD 0.00 0.00 Trade Activity by Type Ttade Settlement Date Date Type Description Currency Quantity PriedUnit Markel CosvPmeeeds Realized Tax Cost Gain/Loss (GO Settled Oct 1 Oct 1 Purchase J P MORGAN INSTITUTIONAL PRIME MONEY USD 20,000,000 1.00 - 20,000,000.00 MARKET FUND Oct 4 Oct 4 Purchase J P MORGAN INSTITUTIONAL PRIME MONEY USD 5,000,000 1.00 - 5,000,000.00 MARKET FUND Oct 19 Oct 19 Sale J P MORGAN INSTITUTIONAL PRIME MONEY USD - 18,300,000 1.00 18,300,000.00 - 18,300,000.00 MARKET FUND Confidential Treatment Requested by JPMorgan JPM-SDNY-00036866 Chase EFTA01654287 10 1999 Account Number: 5-00-1 FINANCIAL TRUST COMPANY, INC. October 01, 1999 - October 31, 1999 Morgan Guaranty Trust Company of New York 345 Park Avenue, New York, NY 10154-1002 JPMorgan Asset Account Portfolio Page 5 of 7 Account Transactions Cash Activity Summary Amount OWs Period USD Amount Yee, to DAN USD' Beginning Balance Credits .00 Sales, Maturities, Redemptions 18,300,000.00 18,300,000.00 Miscellaneous Receipts 25,000,000.00 25,000,000.00 Debits Purchases of Securities - 25,000,000.00 - 25,000,000.00 Miscellaneous Disbursements - 18,300,000.00 - 18,300,000.00 Ending Balance .00 'Year to date information is calculated on a calendar year basis. Activity by Date Sottlomonr ano Type Quantity °nun:Aron Amount USO Oct 1 Purchase 20,000,000 J P MORGAN INSTITUTIONAL PRIME MONEY - 20,000,000.00 MARKET FUND J.P.MORGAN SECURITIES INC AS AGENT (22 1.00 TRADE DATE 10/01/99 Oct 1 Misc. Receipt FUNDS TRANSFERRED TO BRKRG 20,000,000 00 ACP 5001 (PRN) FROM BRKRG ACP 9006 (PRN) Confidential Treatment Requested by JPMorgan JPM-SDNY-00036867 Chase EFTA01654288 10 1999 Account Number. FINANCIAL TRUST COMPANY, INC. October 01, 1999 - October 31, 1999 Morgan Guaranty Trust Company of New York 345 Park Avenue, New York, NY 10154-1002 JPMorgan Asset Account Portfolio Page 6 of 7 Activity by Date Settlement Date Type continued OwnDry Description Amount USD Oct 4 Purchase 5,000,000 J P MORGAN INSTITUTIONAL PRIME MONEY MARKET FUND J.P.MORGAN SECURITIES INC AS AGENT 1.00 TRADE DATE 10/04/99 - 5,000,000.00 Oct 4 Misc. Receipt FUNDS TRANSFERRED TO BRKRG 5,000,000.00 AC# 5001 (PRN) FROM BRKRG AC# 9008 (PRN) Oct 19 Sale - 18,300,000 J P MORGAN INSTITUTIONAL PRIME MONEY 18,300,000.00 MARKET FUND J.P.MORGAN SECURITIES INC AS AGENT 1.00 TRADE DATE 10/19(99 Oct 19 Misc. Disbursement TRANSFERRED BY Vv1RE TO - 18,300,000.00 BEAR STEARNS FAO GHISLAINE MAXWELL Confidential Treatment Requested by JPMorgan JPM-SDNY-00036868 Chase EFTA01654289 10 1999 Account Number. 5-00.1 FINANCIAL TRUST COMPANY, INC. October 01, 1999 - October 31, 1999 Morgan Guaranty Trust Company of New York 345 Park Avenue, New York, NY 10154-1002 JPMorgan Asset Account Portfolio Page 7 of 7 to Case of Errors orOuestions About Your Seekonk Transfers. T400noce us at I (8001576-6221 ante us .1500 Stanton GAMMA, Sled. OCOS. Nave& OE Ign 3-210? eS 8000 a you can. N you tank you, Stalemeal is wrong Os a sOu saNd saSseisaOssaaliOna000flasslies Oa Me 3Nlesneal We mustier from you no AO Men COday$ Off PAO 8601 yOW MERV statement on ANC., NB en 0 r p€0040m *Vann (I) rea us pm one and OCOGval Atimter (2)0eSaan Me Wear me freaSka you iiin.ua$40? 00%.. end a+ Iona8 SNaNY ea YOU Can nhY YO0 Masa AO A SAN" Or sat )0u And more onicsananCa PIO QS Me 00/Sas amount WON SuSpeCS64 era II $00 (porta us creasy. you most send us your coniplavil onwesficin m nMWJ wane) to wayless clays made' to pawns your rights We walmvsyboah. yow -GompAwil end wet compel any paw promptly If we ISO Mr. VW 10 bul.r.99 014 to do ties (20000 kie plat:IWO nag VISA Cheek Carder et maw noon), trans,xsorts). wB Si5 Gredd saw aCCOunS to the anneal jou !neat U on prat so Mat you AWN have Me 400 Of ms%y Chifog me NINA Wei IN to compote our Nse3SSNKA to ease &agars or questions about your statement, Induceng you r fine of credit. If you think that your statement u incorrect or 4 you need mote informer:ton about a transacboncn your statement awarding a Ave of stead transaction, you must wn .1/4•• bus on a sante sheet descnbusg me error and send t to J P Mown PnveteChent Services. 345 Para Avenue, New Yoh NY 10154-1002 Wemust hoar from you no btee Than 60days after Me statement on which Me are or ptotOem appreed is sent You can Ittphone us at 1400-5764221 but clang so men°, pavane your ripts In yOrIfANVe. plea& prOvKle the fatvong ongermatiOn (I) your remearKteCCOunt number. CV MOCIOW e amain! 0 the auS.00C160 (VW. AM (3) a doses/Was a Me area and exoSanabon Pt jou °so. why you MAN/a there is en error it you need more informafron you must descnbe the Ilan you are unsure about The J.P. Morgan Funds or The J.P. Morgan Institutional Funds or The Amen can Century funds The JP Morgan JP Morgan mato:tonal and Amman Cent urymotual funds we &Unbolt.' by Funds astnboke Inc JP Morgan Westmont Manaenent Inc and Anancan Century Investmcmt Management seveas imestmentadvrsors to Plea temectivelund onto Shares of the funds are no: baM depost and arena guaranteed by anybenk govemmentenaty, or the PDC Return and shaeorrcewdl hactusteand tedemphon value may be meteor bss than onginalcost Moat° money mantat Surds mek to mambos stab* net asset vakse0S St 00 P4a SAVO. :WON AS assusassseThat morass coNvaue to 00 30 rheesumnedennuatiroxneenddevandoekiNtresfonnoruairoVs eepreserme funds' most eaceguircome0vgiendennoele0 Confidential Treatment Requested by JPMorgan JPM-SDNY-00036869 Chase EFTA01654290