EFTA Document EFTA01654380

FinCEN I Financial Crimes Enforcement Network Unitoi Stan Depot moan et the Tteroury FBAR Transcript BSA: 31000044848896 and DCN: 20131789591660 Filing Information Filing Type(s) Initial Report Filing Date 06/26/2013 Received Date 06/28/2013 Entry Date 04/18/2014 Report for Calendar Year 2012 Submission Method Paper filing Filer Information Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Filer First Name JEFFREY Filer Middle Name E Filer Date of Birth 01/20/1953 Filer Address Address Type Foreign account filer address Street Address 6100 RED HOOK QUARTER B3 6100 RED HOOK QUARTER B3 - Enhanced City ST THOMAS ST THOMAS - Enhanced State VI VI - Enhanced ZIP Code 00802 00802 - Enhanced Country US US - Enhanced Financial Interest in 25 or More Accounts No Information on Financial Account(s) Owned Separately Account 1 of 2 Report For Calendar Year 2012 Filer Role Foreign account filer Filer TIN Identification Type I SSN/ITIN Identification Number Page 1 The enclosed information was collected and disseminated under provision: of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regaations implementing the BSA. See 31 U.S.C. 5311. et :eq.; 31 CFR Chapter X. The mformation is sensitive rt nature and is to be treats accadingly. The information may be used only fa a purpose convent with a crrnmat. tax. or regulatory investigation or proceeding.... in the conduct of mtelligence or countermtelligence activities. incluchw analysis. to protect against mtemational terrorism. See 31 U S.C. 5311. The information cannot be further released, assenunated. disclosed. or transmitted without prior approval of the Director of Financial Crimes Enforcement Network or he authorized delegate. Suspicious activity reports feed under the OSA must be treatedwith particular care given that they contain unsubstantiated allegations of paystle criminal activity. akin to confidential informant tips. Unauthorized release of information collected ender the OSA may result in criminal or civil :wens:. 9688P814/0000 LC VS9 EFTA01654380 FinCEN I Financial Crimes Enforcement Network United ',cites peps malt tit the ricbuty FBAR Transcript BSA: 31000044848896 and DCN:20131789591660 Information on Financial Account(s) Owned Separately Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 0293300030061444 Maximum value of Account During Calendar Year Reported $111,223 Name of Financial Institution in which the Account is Held BNP PARIBAS Financial Institution Address Address Type Foreign account financial institution address Street Address 16 BOULEVARD DES ITALIANS 16 BOULEVARD DES ITALIANS - Enhanced City PARIS PARIS - Enhanced ZIP Code 75009 75009 - Enhanced Country FR FR - Enhanced Account 2 of 2 Report For Calendar Year 2012 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number I Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 0293300000062351 Maximum value of Account During Calendar Year Reported $68,007 Name of Financial Institution in which the Account is Held BNP PARIBAS Financial Institution Address Address Type Foreign account financial institution address Street Address 16 BOULEVARD DES ITALIANS 16 BOULEVARD DES ITALIANS - Enhanced City PARIS PARIS - Enhanced ZIP Code 75009 Page 2 The enclosed information was collected and disseminated under provisions oldie Bank Secrecy Act (the SSA) and U.S. Department of the Treasury reguLations implementing the BSA. See 31 U.S.C. 5311. et :eq.; 31 CFR Chapter X. The mformation a sensitive el nature and is to be treats accocdingly. The information may be used only fa a purpose con ustent with a crrnmat. tax. or regulatory investigation or proceeding. Of in the conduct of mtelligence or countermtelligence activities. incluchlg analysis. to protect against mtemational terrorism. See 31 U S.C. 5311. The information cannot be further released, tisseminated. disclosed. or transmitted without prior approval of the Director of Financial Crames Enforcement Netwakor his authorized delegate. Suspicious activity reports filed under the OSA must be heated velh particular care given that they contain unsubstantiated allegations of paystale criminal activity. akin to confidential informant tips. Unauthorized release of information collected under the OSA may result in criminal or civil sanction:. 968848440000 L£ VS9 EFTA01654381 FinCEN Financial Crimes Enforcement Network United Sao Dcpar man of the Treasury FBAR Transcript BSA: 31000044848896 and DCN:20131789591660 Information on Financial Account(s) Owned Separately 75009 - Enhanced Country FR FR - Enhanced Information on Financial Account(s) Where Filer has Signature Authority but No Financial Interest in the Account(s) Report For Calendar Year 2012 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Securities Account Number or Other Designation 303258 Maximum value of Account During Calendar Year Reported $3,867,645 Name of Financial Institution in which the Account is Held VALARTIS BANK AG Financial Institution Address Address Type Foreign account financial institution address Street Address SIHLSTRASSE 24 SIHLSTRASSE 24 - Enhanced City ZURICH ZURICH - Enhanced ZIP Code 8021 8021 - Enhanced Country SZ CH - Enhanced Role of Owner Foreign account owner (other than filer) TIN of Account Owner Identification Type EIN Identification Number 660567418 Owner Last Name or Organization Name FINANCIAL TRUST COMPANY INC Owner Address Address Type Foreign account owner address Street Address 6100 RED HOOK QUARTER B3 6100 RED HOOK QUARTER B3 - Enhanced City ST THOMAS ST THOMAS - Enhanced Page 3 The enclosed nformaticet was collected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regdations implementing the BSA. See 31 U.S.C. 5311, et :eq.; 31 CFR Chapter X. The nformation a sensitive n nature and is to be treats accordingly. The information may be used only foe a purpose consistent with aern-na, tax. or regulatory investigation 0 proceeding. sir in the conduct of ntelligence or counterntelligence activities. inclutfwg analysis. to protect against ntemational terrorism. See 31 U.S.C. 5311. The information cannot be further released, tisseminated. disco-e. or transmitted without prior approval of the Director of Fnancial Crates Enforcement Network or his authorized delegate. Suspicious activity reports filed under the OSA must be treated with particular care given that they contain unsubstantiated allegations of paystle criminal activity. akin to confidential informant tips. Unauthorized release of information collected inder the OSA may result in criminal or civil sanctions. 9688t78”0000 LE VS9 EFTA01654382 FinCEN I Financial Crimes Enforcement Network United SI AO papa:mai( a the Treasury FBAR Transcript BSA: 31000044848896 and DCN:20131789591660 Information on Financial Account(s) Where Filer has Signature Authority but No Financial Interest in the Account(s) State VI VI - Enhanced ZIP Code 00802 00802 - Enhanced Country US US - Enhanced Filers Title with this Owner OFFICER SHAREHOLDER Signature Signature Yes Signature Date 06/26/2013 Third Party Preparer Use Only No Third Party Preparer Use Only Information Available Page 4 The enclosed nformaticet was collected and disseminated under provisions of the Bank Secrecy Act Otte SSA) and U.S. Department of the Treasury regdations implementing the BSA. See 31 U S C. 5311. et :eq.; 31 CFR Chapter X. The nformation a sensitive ti nature and is to be treats accadingly. The information may be used only fa a purpose consistent with acrmna tax. or regulatory investigation or proceeding. or in the conduct of intelligence or counterntelligence activities. indueLlg analysis. to protect against nternational terrorism. See 31 U S.C. 5311. The information cannot be further released, tisseminated. disclosed. or transmitted without prior approval of the Director of Friancial Craws Enforcement Network or he authorized delegate. Suspicious activity reports ftled under the GSA must be treated •Alth particular care given that they contain unsubstantiated allegations of paystle criminal activity. akin to confidential informant tips. Unauthorized release of information collected rude' the BSA may result in criminal or civil sanctions. 9688V8IrP0000 LC VSEI EFTA01654383