EFTA Document EFTA01656376

FinCEN I Financial Crimes Enforcement Network United Saks Depaantau ct the Tie:busy SAR-DI Transcript BSA: 30000028385122 and DCN:20033170003610 Filing Information Type of Report Initial Report Filing Date 10/31/2003 Received Date 11/13/2003 Entry Date 11/24/2003 Submission Method Paper filing Subject Information Subject 1 of 2 EPSTEIN Role Subject Individual/Organization Individual Last(or Entity) Name EPSTEIN First Name JEFFREY Middle Name E Date of Birth 01/20/1953 SSN/ITIN 090443348 Form(s) of Identification Identification Type Driver's license/State ID Identification Number 090443348 Issuing State Code VI Issuing State Virgin Islands Address(es) Address Type Subject permanent/mailing address Street Address 358 EL BRILLO WAY 358 EL BRILLO WAY - Enhanced City PALM BEACH PALM BEACH - Enhanced State FL FL - Enhanced ZIP Code 33480 33480-4730 - Enhanced Country US - Enhanced Phone Number(s) Phone Number 1 of 2 Type Residence Number Phone Number 2 of 2 Type Work Number Page 1 The enclosed nformatico was collected and disseminated under provision: of the Bank Secrecy Act (Me SSA) and U.S. Department of the Treasury regOations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The nformation is sensitive ri nature and is to be treated accadingty. The information may be used only fa a purpose con ustent with a crrnmat. tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. incluttn analysis. to protect against nternational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Friancial Grins Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of paystle criminal activity. akin to confidential inform ant tips. Unauthorized release of information collected older the BSA may rezult in criminal or civil sanclicnr.. 33L58E8Z00000E.VSO EFTA01656376 ) FinCEN I Financial Crimes Enforcement Network United States Depattotatt chill Lawn? SAR-DI Transcript BSA: 30000028385122 and DCN:20033170003610 Subject Information Occupation/Type of Business MONEY MANAGER Corroborative Statement to Filer No Relationship to Reporting Institution(s) Institution TIN 630015320 Relationship of Subject Customer. Yes Insider No Continuing Relationship to Reporting Institution No Su jeer 2 • . Role Subject Individual/Organization Individual Last(or Entity) Name EPSTEIN First Name JEFFREY Middle Name E Date of Birth SSN/ITIN Form(s) of Identification Identification Type Driver's license/State ID Identification Number Issuing State Code VI Issuing State Virgin Islands Address(es) Address Type Subject permanent/mailing address Street Address 457 MADISON AVE 4TH FLOOR 457 MADISON AVE FL 4 - Enhanced City NEW YORK NEW YORK - Enhanced State NY NY - Enhanced ZIP Code 10020 10022-6843 - Enhanced Country US - Enhanced Phone Number(s) Phone Number 1 of 2 Type Residence Number Phone Number 2 of 2 Type Work Number Occupation/Type of Business MONEY MANAGER Page 2 The enclosed reformation was caected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Department of the Treasury regttations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The mformation a sensitive m nature and is to be treats accadingly. The information may be used only fa a purpose consistent with acrtninal, tax. or regulatory investigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. incluctIg analysis. to protect against mtemational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crimes Enforcement Netwakor his authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of paystle aiminal activity. akin to ccolldential informant tips. Unauthorized release of information collected wider the BSA may result in aiminal or civil :webs:. ZZL98£8Z00000£ VS9 EFTA01656377 FinCEN I Financial Crimes Enforcement Network United Sacs peps malt EA the Ttaauty SAR-DI Transcript BSA: 30000028385122 and DCN:20033170003610 Subject Information Corroborative Statement to Filer No Relationship to Reporting Institution(s) Institution TIN 630015320 Relationship of Subject Customer. Yes Insider No Continuing Relationship to Reporting Institution No Suspicious Activity Information Amount Involved $69,500 Date or Date Range of Activity 06/06/2003 - 08/28/2003 Money laundering Money laundering/Structuring Bonding Company Notified No Affected Financial Soundness No Activity Location Financial Institution Locatior Primary Regulator 1 of 1 0CC Legal Name COLONIAL BK EIN 630015320 Address Address Type Address where transaction occurred Street Address ONE COMMERCE STREET 1 COMMERCE ST - Enhanced City MONTGOMERY MONTGOMERY - Enhanced State AL AL - Enhanced ZIP Code 3610 36104-3510 - Enhanced Country US US - Enhanced Filer Information Primary Regulator OCC Filer Name COLONIAL BK EIN 630015320 Address Address Type Reporting party address Street Address ONE COMMERCE STREET Page 3 The enclosed mformatico was caected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury regOations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The mformation a sensitive n nature and is to be treated accadingty. The information may be used only for a purpose consistent with acrmnal, tax. or regulatory mvestigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. inclueng analysis. to protect against mtemational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crates Enforcement Network or his authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of paystle criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanctions. ZZLSB£8Z00000£ VS8 EFTA01656378 FinCEN I Financial Crimes Enforcement Network Ailed Nale% i)(p.4 mem of the Ticbuty k.(f.„ SAR-DI Transcript BSA: 30000028385122 and DCN:20033170003610 Filer Information 1 COMMERCE ST - Enhanced City MONTGOMERY MONTGOMERY - Enhanced State AL AL - Enhanced ZIP Code 3610 36104-3510 - Enhanced Country US US - Enhanced Affected Account(s) Account Number 110003094 Closed No Contact for Assistance Full Name HARPER/LISA/D Title CORPORATE BSA OFFICER Last Name HARPER Middle Name D First Name LISA Phone Number Phone Type Work Law Enforcement Information No Law Enforcement Information Available Narrative A) SUPPORTING DOCUMENTATION INCLUDES ACCOND ANALYSIS REPORT FOR JUNE 2003 THROUGH AUGUST 2003. B) JEFFREY EPSTEIN BENEFITED FROM 9 CASH WITHDRAWALS TOTALING $69,500.00 OVER A 3-MONTH PERIOD. OF THE 9 WITHDRAWALS 5 WERE FOR $9,900.00, 1 FOR $9,000.00, 2 FOR $3,000.00 AND 1 FOR $5000.00. IT APPEARS MR. EPSTEIN MAY HAVE BEEN STRUCTURING TO KEEP FROM HAVING CURRENCY TRANSACTION REPORTS TO THE IRS. DATE DETECTED WAS 09/25/03. C) MR. EPSTEIN IS A MONEY MANAGER FOR WEALTHY INDIVIDUALS AND CORPORATIONS SUCH AS THE ROCKERFELLER FAMILY AND THE LIMITED STORES. BASED ON THE CONVERSATIONS BRANCH MANAGER BENEDICTE MORA HAD WITH MR. EPSTEIN, THE FUNDS WERE USED FOR LAVISH CATERED DINNER PARTIES ON THE ISLAND OF PALM BEACH, FLOWERS AT THE DINNER PARTIES, DINNER WITH FRIENDS, FUEL FOR HIS JET, PAYMENTS TO STAFF AND MAINTENANCE PEOPLE WHO MADE REPAIRS AND PERFORMED ODD JOBS AT HIS HOME IN PALM BEACH, AS WELL AS CASH ON HAND FOR PERSONAL USE. THE CASH WITHDRAWALS WERE DEEMED TO BE STRUCTURING AFTER REVIEW BY THE REGIONAL BSA Page 4 The enclosed reformation was collected and disseminated under provisions of the Bank Secrecy Act (Ihe SSA) and U.S. Depatment of the Treasury regOations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The mformation is sensitive m nature and is. to be treated accordingly. The information may be used only for a purpose con ustent with acrmns, tax. or regulatory mvestigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. inclueng analysis. to protect against mtemational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fmancial Crates Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of paystle criminal activity. akin to confidential informant tips. Unauthorized release of information collected older the BSA may rezult in criminal or civil sanction:. ZZLSKU00000C:VS8 EFTA01656379 FinCEN Financial Crimes Enforcement Network United Scams Department of the itaauty SAR-DI Transcript BSA: 30000028385122 and DCN:20033170003610 Narrative OFFICER ON 09/25/03. D) NONE E) NONE F) COLONIAL BANK'S WORTH AVENUE BRACNH, 125 WORTH AVENUE, SUITE 100, PALM BEACH, FLORIDA 33480. G) RELATES TO SARS PREVIOUSLY FILED FROM SAME TYPE STRUCTURED CASH ACTIVITY NOTED IN DECEMBER 2002 AND IN 1ST QUARTER 2003. H) NONE I) NONE J) NONE K) NONE L) CURRENCY TOTALING $69,500.00. M) 110003094. Page The enclosed mformaticm was colected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regaations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The mformation is sensitive m nature and is to be treated accadingly. The information may be used only fa a purpose con ustent with a cranmat. tax. or regulatory mvestigation or proceeding. Of in the conduct of mtelligence a countermtelligence activitiesoncludeg analysis. to protect against mternabonsl terrorism. See 31 U S.C. 5311. The information camel be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fmancial Cranes Enforcement Netwakor his authorized delegate. Suspicious activity reports fed under the GSA must be treated with particular care given that they curtain unsubstantiated allegations of passtle criminal actmty. akin to ccofidentml informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanctions. ZZ158£8Z00000£:\SB EFTA01656380 FinCEN I Financial Crimes Enforcement Network United States Department of the ricsauty SAR-DI Transcript BSA: 30000027950492 and DCN:20023570013310 Filing Information Type of Report Initial Report Filing Date 12/16/2002 Received Date 12/23/2002 Entry Date 01/07/2003 Submission Method Paper filing Subject Information Subject 1 of 2 . BELLER Role Subject Individual/Organization Individual Last(or Entity) Name BELLER First Name HARRY Date of Birth SSN/ITIN Form(s) of Identification Identification Type Driver's license/State ID Identification Numbe Issuing State Code NY Issuing State New York Address(es) Address Type Sub ect • ermanent/mailin • address Street Addres Ci Stat ZIP Cod Country US - Enhanced Phone Number(s) Type Work Number Occupation/Type of Business LAWYER Corroborative Statement to Filer No Relationship to Reporting Institution(s) Institution TIN 134994650 Relationship of Subject Customer. Yes Insider No Page 1 The enclosed mformation was collected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Depatment of the Treasury regaations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The mformation is sensitive m nature and is to be treats accordingly. The information may be used only fa a purpose con ustent with acr.-int tax. or regulatory myestigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. inclucfng analysis. to protect against mtemational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crates Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of coastle aiminal activity. akin to confidential informant tips. Unauthorized release of information collected older the BSA may result in aiminal or civil sanctions. Z6V0S6LZ00000£ VS9 EFTA01656381 FinCEN I Financial Crimes Enforcement Network Ualtoi Sows ()cps (nano t.c Lcauty SAR-DI Transcript BSA: 30000027950492 and DCN:20023570013310 Subject Information Continuing Relationship to Reporting Institution No Subject 2 of 2 NLS LLC Role Subject Individual/Organization Organization Last(or Entity) Name NES LLC EIN 090443348 Address(es) Address Type Subject permanent/mailing address Street Address 457 MADISON AVENUE 4TH FLOOR 457 MADISON AVE FL 4 - Enhanced City NEW YORK NEW YORK - Enhanced State NY NY - Enhanced ZIP Code 100226809 10022-6843 - Enhanced Country US - Enhanced Phone Number(s) Type Work Number Occupation/Type of Business LAW FIRM Corroborative Statement to Filer No Relationship to Reporting Insfitution(s) Institution TIN 134994650 Relationship of Subject Customer. Yes Insider No Continuing Relationship to Reporting Institution No Suspicious Activity Information Amount Involved $1,925,000 Date or Date Range of Activity 09/12/2002 - 12/16/2002 Money laundering Money laundering/Structuring Bonding Company Notified No Affected Financial Soundness No Activity Location Financial Institution Location 1 of 1 Page 2 The enclosed reformation was caected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regdations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The reformation a sensitive m nature and is to be heated accadingty. The information may be used only fa a purpose con ustent with acrmnal, tax. or regulatory investigation or proceeding. or in the conduct of mlelligence or countermtelligence activities. incluttn analysis, to protect against mtemational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fmancial ernes Enforcement Netwakor he authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passtle criminal activity. akin to confidential informant tips. Unauthorized release of information collected wider the BSA may recult in criminal or civil sanctions. Z6V096LZ00000£ VS9 EFTA01656382 FinCEN I Financial Crimes Enforcement Network Vatted State. Dcpxmicnr ul the rtirbuty SAR-DI Transcript BSA: 30000027950492 and DCN:20023570013310 Activity Location Primary Regulator Federal Reserve Legal Name JP MORGAN CHASE BK EIN 134994650 Address Address Type Address where transaction occurred Street Address 270 PARK AVENUE 270 PARK AVE - Enhanced City NEW YORK NEW YORK - Enhanced State NY NY - Enhanced ZIP Code 10017 10017-2014 - Enhanced Country US US - Enhanced Filer Information Primary Regulator Federal Reserve Filer Name JP MORGAN CHASE BK EIN 134994650 Address Address Type Reporting party address Street Address 270 PARK AVENUE 270 PARK AVE - Enhanced City NEW YORK NEW YORK - Enhanced State NY NY - Enhanced ZIP Code 10017 10017-2014 - Enhanced Country US US - Enhanced Affected Account(s) Account Number 921502127165 Closed No Contact for Assistance Full Name BOWEN/KATHLEEN Title VICE PRESIDENT Last Name BOWEN First Name KATHLEEN Phone Number Page 3 The enclosed mformatico was caected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Depatment of the Treasury regdations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The mformation is sensitive m nature and is to be treats accadingly. The information may be used only for a purpose consistent with a crrnmat. tax. or regulatory investigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. incluctn analysis, to protect against mtemational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crimes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of pass.ble criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanclicns. Z647096LZ00000C:VS9 EFTA01656383 , 0 ,.) FinCEN Financial Crimes Enforcement Network I. Aired Scares Di:pa:men' of dye Traouty .4.'"f„ ... `..> SAR-DI Transcript BSA: 30000027950492 and DCN:20023570013310 Filer Information Phone Type Work Law Enforcement Information No Law Enforcement Information Available Narrative THE FOLLOWING IS A LIST OF CHECKS THAT HAVE BEEN CASHED AGAINST AN ACCOUNT AT JP MORGAN CHASE BANK IN THE NAME OF NES LLC: DATE AMOUNT DATE AMOUNT 09/12/02 $9,800.00 10/24/02 $9,800.00 09/18/02 $9,800.00 10/30/02 $9,800.00 09/19/02 59,800.00 11/07/02 $9,800.00 09/20/02 $9,800.00 11/13/02 $7,000.00 09/23/02 $9,800.00 11/15/02 $9,800.00 09/27/02 59,800.00 11/18/02 $9,800.00 09/30/02 $9,800.00 11/25/02 $9,800.00 10/01/02 $9,800.00 11/26/02 $9,800.00 10/03/02 59,800.00 11/27/02 $9,800.00 10/07/02 $7,000.00 12/02/02 $9,800.00 10/15/02 $9,800.00 12/03/02 $9,800.00 10/16/02 59,800.00 12/05/02 $9,800.00 10/17/02 $9,800.00 12/11/02 $9,800.00 10/21/02 $9,800.00 12/11/02 $9,800.00 10/21/02 $9,800.00 12/16/02 $9,800.00 10/23/02 $9,800.00 THE ACCOUNT IS BEING FUNDED BY WIRES RECEIVED FROM COLONIAL BANK, BIRMINGHAM AL FROM AN ACCOUNT IN THE NAME OF JEFFREY E EPSTEIN. THE ACCOUNT HAS BEEN CREDITED 11 TIMES BETWEEN 9/12/02 AND 12/06/02 FROM MR. EPSTEIN'S ACCOUNT. THE DOLLAR VALUE OF THOSE WIRES WERE $1,925,000.00 Page 4 The enclosed mformation was caected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Deportment of the Treasury regttations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The mformation a sensitive m nature and is to be treated accadingly. The information may be used only for a purpose con ustent with a crammat. tax. or regulatory mvestigation or proceeding. or in the conduct of intelligence or countermtelligence activities. incluctIg analysis. to protect against mtemational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fmancial Craws Enforcement Network or h's authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passtle criminal activity. akin to confidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanctions. Z6POS6LZ00000£:VSB EFTA01656384 FinCEN I Financial Crimes Enforcement Network United kaa ()optimal( of the Ticbuty SAR-DI Transcript BSA: 30000028091513 and DCN:20031080032110 Filing Information Type of Report Initial Report Filing Date 04/15/2003 Received Date 04/18/2003 Entry Date 04/28/2003 Submission Method Paper filing Subject Information Subject 1 of 2 : BELLER Role Subject Individual/Organization Individual Last(or Entity) Name BELLER First Name HARRY Middle Name L Date of Birth SSN/ITIN Form(s) of Identification Identification Type Drivers license/State ID Identification Number NY Issuing State Code Issuing State New York Address(es) Address Type Subject permanent/mailing address Street Addre Ci Sta' ZIP C.. Country US - Enhanced Phone Number(s) Type Work Number Occupation/Type of Business LAWYER Corroborative Statement to Filer No Relationship to Reporting Institution(s) Institution TIN 134994650 Relationship of Subject Customer. Yes Page 1 The enclosed mformatico was colected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regttations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The mformation a sensitive m nature and is to be treated accadingly. The information may be used only fa a purpose consistent with acrmna tax. or regulatory investigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. inclucYm analysis. to protect against mtemational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without via approval of the Director of Financial Crnes Enforcement Netwaken he authorized delegate. Suspicious activity reports fled under the BSA must be treated with particular care given that they contain unsubstantiated allegations of posstle criminal activity. akin to confidential informant tips. Unauthorized release of information collected wider the OSA may recult in criminal or civil sanction:. £1.91.608Z00000E.VSO EFTA01656385 FinCEN I Financial Crimes Enforcement Network Unita! Sows Depaantait of the ricabuty SAR-DI Transcript BSA: 30000028091513 and DCN:20031080032110 Subject Information Insider No Continuing Relationship to Reporting Institution No Subject 2 of 2 : NES LLC Role Subject Individual/Organization Organization Last(or Entity) Name NES LLC EIN 090443348 Address(es) Address Type Subject permanent/mailing address Street Address 457 MADISON AVE 4TH FLOOR 457 MADISON AVE FL 4 - Enhanced City NEW YORK NEW YORK - Enhanced State NY NY - Enhanced ZIP Code 100226809 10022-6843 - Enhanced Country US - Enhanced Occupation/Type of Business LAW FIRM Corroborative Statement to Filer No Relationship to Reporting Institutions) Institution TIN 134994650 Relationship of Subject Customer. Yes Insider No Continuing Relationship to Reporting Institution No Suspicious Activity Information Amount Involved $166,600 Date or Date Range of Activity 02/02/2003 - 03/14/2003 Money laundering Money laundering/Structuring Bonding Company Notified No Affected Financial Soundness No Activity Location Financial Institution Location 1 of 1 Primary Regulator I Federal Reserve Page 2 The enclosed .1(i:drubs was caected and disseminated under provision: of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury reguLations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The nformation is sensitive ri nature and is to be treats accadingly. The information may be used only fa a purpose con ustent with acrmoa tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. incluctn analysis, to protect against nternational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Friancial Grins Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of pciasiale criminal activity. akin to confidential informant tips. Unauthorized release of information collected wider the GSA may rezult in criminal or civil :webs:. £151608Z00000£ VS9 EFTA01656386 FinCEN Financial Crimes Enforcement Network UMW Stan Di:pa:num of Mc rica+uty SAR-DI Transcript BSA: 30000028091513 and DCN:20031080032110 Activity Location Legal Name JP MORGAN CHASE BK EIN 134994650 Address Address Type Address where transaction occurred Street Address 270 PARK AVENUE 270 PARK AVE - Enhanced City NEW YORK NEW YORK - Enhanced State NY NY - Enhanced ZIP Code 10017 10017-2014 - Enhanced Country US US - Enhanced Filer Information Primary Regulator Federal Reserve Filer Name JP MORGAN CHASE BK EIN 134994650 Address Address Type Reporting party address Street Address 270 PARK AVENUE 270 PARK AVE - Enhanced City NEW YORK NEW YORK - Enhanced State NY NY - Enhanced ZIP Code 10017 10017-2014 - Enhanced Country US US - Enhanced Affected Account(s) Account Number 921502127165 Closed No Contact for Assistance Full Name BOWEN/KATHY Title VICE PRESIDENT Last Name BOWEN First Name KATHY Phone Number Phone Type Work Page 3 The enclosed mformation was caected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Depatment of the Treasury regaations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The mformation is sensitive m nature and is to be treats accadingly. The information may be used only fa a purpose con ustent with acrmnal, tax. or regulatory mvestigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. incluctn analysis, to protect against mtemational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fmancial Crimes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of peastle criminal *away. akin to ccolldential informant tips. Unauthorized release of information collected wider the BSA may recult in criminal or civil sanctions. £151608Z00000£:\SB EFTA01656387 FinCEN I Financial Crimes Enforcement Network Limed sura Dcps mum of the ricasuty '(F „ SAR-DI Transcript BSA: 30000028091513 and DCN:20031080032110 Law Enforcement Information No Law Enforcement Information Available Narrative THE FOLLOWING IS A LIST OF CHECKS CASHED AGAINST AN ACCOUNT AT JP MORGAN CHASE BANK IN THE NAME OF NES LLC. DATE AMOUNT 01/02/03 $9,800.00 01/06/03 59,800.00 01/14/03 $9,800.00 01/17/03 59,800.00 01/29/03 $9,800.00 01/30/03 $9,800.00 02/04/03 59,800.00 02/10/03 $9,800.00 02/20/03 $9,800.0002/21/03 $9,800.00 02/24/03 $9,800.00 02/25/03 $9,800.0002/27/03 59,800.00 03/04/03 $9,800.00 03/05/03 $9,800.00 03/12/03 $9,800.00 03/14/03 $9,800.00 NOTE: ALL THE CHECKS ARE PAYABLE TO CASH WITH MEMO PETTY CASH AND SIGNED BY HARRY BELLER. MAJORITY OF THE CHECKS ARE CASHED BY HARRY BELLER AND BELLA TSUKERMAN. A SAR WAS FILED ON 03/29/02 AND 12/17/02. AUTHORIZED SIGNERS: JEFFREY EPSTEIN--MEMBER GHISLAINE MAXWELL AUTHORIZED TOCASH CHECKS: BELLA TSUKERMAN (NYS DL 115 846 425) Page 4 The enclosed reformation was collected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regdations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The mformation is sensitive m nature and is to be treats accadingly. The information may be used only fa a purpose consistent with a crrnmat. tax. or regulatory investigation a proceeding. Of in the conduct of mtelligence a countermtelligence activities. includeg analysts. to protect against mternalionsl terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Critics Enforcement Netwakor hi:authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of psyssble criminal activity. akin to confidential informant tips. Unauthorized release of information collected older the BSA may result in criminsi or civil :webs:. 8191608Z00000£:\SB EFTA01656388 FinCEN I Financial Crimes Enforcement Network United Sena Depattmatt d the Ttanuty SAR-DI Transcript BSA: 30000028216574 and DCN:20032060024410 Filing Information Type of Report Initial Report Filing Date 06/17/2003 Received Date 07/25/2003 Entry Date 08/07/2003 Submission Method Paper filing Subject Information Subject Information Unavailable Yes Subject Information Subject 1 of 2 • EPSTEIN Role Subject Individual/Organization Individual Last(or Entity) Name EPSTEIN First Name JEFFREY Middle Name E Date of Bi SSN/ITS Form(s) of Identification Identification Type Driver's license/State ID Identification Number 090443348 Address(es) Address Type Subject permanent/mailing address Street Address 457 MADISON AVENUE 4TH FLOOR 457 MADISON AVE FL 4 - Enhanced City NEW YORK NEW YORK - Enhanced State NY NY - Enhanced ZIP Code 10020 10022-6843 - Enhanced Country US US - Enhanced Phone Number(s) Phone Number 1 of 2 Type Residence Number Phone Number 2 of 2 Type Work Page 1 The enclosed nformatico was caected and disseminated under provisions of the Bank Secrecy ie USA) and U.S. Depatment of the Treasury regttations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The nformation is sensitive ri nature and is to be heated accordrogly The information may be used only for a purpose con ustent with acrmna tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. incluckig analysis, to protect against nternational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Friancial Grins Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of psastle criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanctions. VL99LZ8Z00000C.VSO EFTA01656389 FinCEN I Financial Crimes Enforcement Network Vaunt Scuts Depatunau of the fi asco), SAR-DI Transcript BSA: 30000028216574 and DCN:20032060024410 Subject Information Number Occupation/Type of Business MONEY MANAGER Corroborative Statement to Filer No Relationship to Reporting Institution(s) Institution TIN 630015320 Relationship of Subject Customer. Yes Insider No Continuing Relationship to Reporting Institution No Subject 2 of 2 . EPSTEIN Role Subject Individual/Organization Individual Last(or Entity) Name EPSTEIN First Name JEFFREY Middle Name E Date of Bi M SSN/ITI Form(s) of Identification Identification Type Driver's license/State ID Identification Number 090443348 Address(es) Address Type Subject permanent/mailing address Street Address 358 EL BRILLO WAY 358 EL BRILLO WAY - Enhanced City PALM BEACH PALM BEACH - Enhanced State FL FL - Enhanced ZIP Code 33480 33480-4730 - Enhanced Country US US - Enhanced Phone Number(s) Phone Number 1 of 2 Type Residence Number Phone Number 2 of 2 Type Work Number Occupation/Type of Business MONEY MANAGER Corroborative Statement to No Page 2 The enclosed nformatico was cSected and disseminated under provisions of the Bank Secrecy Act Otte SSA) and U.S. Department of the Treasury regOations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The nformation a sensitive n nature and is to be treats accadingly. The information may be used only fa a purpose consistent with a crtnnal. tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. inclucYlg analysis. to protect against ntemational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fnancial Craws Enforcement Network or his authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of paystle criminal activity. akin to confidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanctions. VL99LZ8Z00000C.VSO EFTA01656390 FinCEN I Financial Crimes Enforcement Network United Sates Depattmait of the Ticbuty SAR-DI Transcript BSA: 30000028216574 and DCN:20032060024410 Subject Information Filer Relationship to Reporting Institution(s) Institution TIN 630015320 Relationship of Subject Customer. Yes Insider No Continuing Relationship to Reporting Institution No Suspicious Activity Information Amount Involved $100,500 Date or Date Range of Activity 01/03/2003 - 03/27/2003 Money laundering Money laundering/Structuring Bonding Company Notified No Affected Financial Soundness No Activity Location Financial Institution Locatiol 1 of 1 Primary Regulator Federal Reserve Legal Name COLONIAL BK EIN 630015320 Address Address Type Address where transaction occurred Street Address ONE COMMERCE STREET 1 COMMERCE ST - Enhanced City MONTGOMERY MONTGOMERY - Enhanced State AL AL - Enhanced ZIP Code 36104 36104-3510 - Enhanced Country US US - Enhanced Filer Information Primary Regulator Federal Reserve Filer Name COLONIAL BK EIN 630015320 Address Address Type Reporting party address Street Address ONE COMMERCE STREET 1 COMMERCE ST - Enhanced Page 3 The enclosed nformatis was collected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Deportment of the Treasury regOations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The reformation a sensitive ti nature and is to be treats accadingly The information may be used only for a purpose consistent with a crtnnal. tax. or regulatory nvestigation or proceeding. or in the conduct of ntelligence or counterntelligence activities. includen analysis. to protect against nternational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Friancial Crates Enforcement Network or his authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of paystale criminal activity. akin to confidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanctions. VL99LZ8Z00000C.VSO EFTA01656391 FinCEN I Financial Crimes Enforcement Network Unita' Sags Department ache Treasury SAR-DI Transcript BSA: 30000028216574 and DCN:20032060024410 Filer Information City MONTGOMERY MONTGOMERY - Enhanced State AL AL - Enhanced ZIP Code 36104 36104-3510 - Enhanced Country US US - Enhanced Affected Account(s) Account Number 110003094 Closed No Contact for Assistance Full Name HARPER/LISA/D Title CORPORATE BSA OFFICER Last Name HARPER Middle Name D First Name LISA Phone Number Phone Type Work Law Enforcement Information No Law Enforcement Information Available Narrative A CASHTRAN REPORT FOR 1ST QUARTER 2003. & COPIES OF ALL CHECKS THAT APPEAR TO BE STRUCTURED ON THAT REPORT. B CUSTOMER JEFFREY E. EPPTEIN, A MONEY MANGER FOR WEALTHY INDIVIDUALS AND CORPORATIONS SUCH AS THE ROCKFELLER FAMILY AND WITHDRAWALS WERE CASHED CHECKS RANGING FROM 1 CHECK FOR $3,500 TO 5 CHECKS FOR $9,900. BASED ON CONVERSATIONS BRANCH MANAGER BENEDICTE MORA HAD WITH MR. EPSTEIN, THE FUNDS WERE USED FOR LAVISH CATERED DINNER PARTIES ON THE ISLAND OF PALM BEACH, FLOWERS AT THE DINNER PARTIES, DINNER WITH FRIENDS, FUEL FOR HIS JET, PAYMENTS TO STAFF AND MAINTENANCE PEOPLE WHO MADE REPAIRS AND PERFORMED ODD JOBS AT HIS HOME IN PALM BEACH, AS WELL CASH ON HAND FOR PERSONAL USE. THE CASH WITHDRAWALS WERE DEEMED TO BE STRUCTURING ON 06/17/2003 AFTER FURTHER REVIEW BY THE REGIONAL BSA OFFICER. C REFER TO B. D NONE E NONE F COLONIAL BANK'S WORTH AVENUE BRANCH, 125 WORTH AVENUE, SUITE 100, PALM BEACH, FLORIDA 33480. G MAY POSSIBLY RELATE TO TWO $9,000 CASH WITHDRAWALS (CASHED CHECKS) BY MR. EPSTEIN, WHICH OCCURRED ON 12/18/2002 AND 12/23/2002. H NONE I NONE J NONE K N/A L REFER TO B. M 110003094 Page 4 The enclosed reformation was colected and disseminated under provisions of the Bank Secrecy Ac! (me BSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311. et seg.: 31 CFR Chwter X. The eformation is sensitive it nature and is to be treated accccdirtgly. The information may be used only for a purpose consistent with a crineal. tax. or regulatory eveztigation or proceeding. or in the conduct of etelligence or counteretelligence activities. inducreg analysis, to protect against etemational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. dixlosed. or transmitted without prior approval of the Director of Feancial Crates Enforcement Network or his authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of pasuble criminal activity. akin to ccnklenbal informant tips- Unauthorized release of information collected trader the BSA may result in criminal or civil sanctions. PLS91Z8Z00000£:VSB EFTA01656392 FinCEN I Financial Crimes Enforcement Network United Scan Dips bunt of the ricouty SAR-DI Transcript BSA: 30000027752905 and DCN:20021120056910 Filing Information Type of Report Initial Report Filing Date 04/18/2002 Received Date 04/22/2002 Entry Date 04/30/2002 Submission Method Paper filing Subject Information Subject 1 of 2 : BELLER Role Subject Individual/Organization Individual Last(or Entity) Name BELLER First Name HARRY Middle Name I Date of Bi . SSN/ITI Form(s) of Identification Identification Type Drivers license/State ID Identification Number Issuing State Code NY Issuing State New York Address(es) Address Type Subject permanent/maiting address Street Address City State ZIP Code Country US - Enhanced Phone Number(s) Type Work Number Occupation/Type of Business LAWYER Corroborative Statement to Filer No Relationship to Reporting Institution(s) Institution TIN 134994650 Relationship of Subject Customer. Yes Page 1 The enclosed nformatico was collected and disseminated under provisions of the Dank Secrecy Act (the SSA) and U.S. Department of the Treasury regaations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The nformation a sensitive ti nature and is to be treats accadingly The information may be used only for a purpose consistent with acr.-mat tax. or regulatory nvestigation or proceeding. or in the conduct of ntelligence or counteretelligence activities. inclucren analysis. to protect against nternational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Frnancial Crates Enforcement Network or he authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passtle criminal activity. akin to confidential informant tips. Unauthorized release of information collected older the BSA may result in criminal or civil :webs:. S06ZSLLZ00000£ VSO EFTA01656393 FinCEN I Financial Crimes Enforcement Network United States Dcps °nem of the Ttaauty SAR-DI Transcript BSA: 30000027752905 and DCN:20021120056910 Subject Information Insider I No Continuing Relationship to Reporting Institution Subject 2 of 2 : NES LLC Role No Subject Individual/Organization Organization Last(or Entity) Name NES LLC EIN 090443348 Address(es) Address Type Subject permanent/mailing address Street Address 457 MADISON AVENUE 4TH 457 MADISON AVE # 4TH - Enhanced City NEW YORK NEW YORK - Enhanced State NY NY - Enhanced ZIP Code 100226809 10022-6843 - Enhanced Country US - Enhanced Phone Number(s) Type Work Number Occupation/Type of Business LAW FIRM Corroborative Statement to Filer No Relationship to Reporting Institution(s) Institution TIN 134994650 Relationship of Subject Customer. Yes Insider No Continuing Relationship to Reporting Institution No Suspicious Activity Information Amount Involved $194,300 Date or Date Range of Activity 01/11/2002 - 03/26/2002 Money laundering Money laundering/Structuring Bonding Company Notified No Affected Financial Soundness No Activity Location Page 2 The enclosed nformatis was caected and disseminated under provisions of the Bank Secrecy Act One SSA) and U.S. Department of the Treasury regOations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The reformation is sensitive n nature and is to be treats accordingly. The information may be used only for a purpose consistent with acr.-mat tax. or regulatory nvestigation or proceeding. or in the conduct of ntelligence or counterntelligence activities. indueng analysis. to protect against ntemational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fnancial Cranes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated inth particular care given that they contain unsubstantiated allegations of paystale criminal activity. akin to confidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil :webs:. SO6ZSLLZ00000£ VSO EFTA01656394 FinCEN I Financial Crimes Enforcement Network United Slaws Departinait ti the rteuty SAR-DI Transcript BSA: 30000027752905 and DCN:20021120056910 Activity Location Primary Regulator Federal Reserve Legal Name JP MORGAN CHASE BK EIN 134994650 Address Address Type Address where transaction occurred Street Address 270 PARK AVENUE 270 PARK AVE - Enhanced City NEW YORK NEW YORK - Enhanced State NY NY - Enhanced ZIP Code 10017 10017-2014 - Enhanced Country US US - Enhanced Filer Information Primary Regulator Federal Reserve Filer Name JP MORGAN CHASE BK EIN 134994650 Address Address Type Reporting party address Street Address 270 PARK AVENUE 270 PARK AVE - Enhanced City NEW YORK NEW YORK - Enhanced State NY NY - Enhanced ZIP Code 10017 10017-2014 - Enhanced Country US US - Enhanced Affected Account(s) Account Number 921 5021 271 65 Closed No Contact for Assistance Full Name BOWEN/KATHLEEN Title VICE PRESIDENT Last Name BOWEN First Name KATHLEEN Page 3 The enclosed nformatico was collected and disseminated under provisions of the Bank Secrecy hr.! , yir BSA) and U.S. Depatment of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The nformation is sensitive n nature and is to be treated accadetgly The information may be used only for a purpose consistent with acr.-mat. tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. includeg analysis. to protect against nternational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Friancial Crates Enforcement Network or he authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of paystle criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanclicns. 906ZSLL100000£ VS9 EFTA01656395 l FinCEN I Financial Crimes Enforcement Network ye l and N(4O Dcps intent of the Ttmury SAR-DI Transcript BSA: 30000027752905 and DCN:20021120056910 Filer Information Phone Number Phone Type Work Law Enforcement Information No Law Enforcement Information Available Narrative THE FOLLOWING IS A LIST OF CHECKS THAT WERE CASHED AGAINST AN ACCOUNT AT JP MORGAN CHASE BANK IN THE NAME OF NES LLC: DATE AMOUNT 01/11/02 $9,800.00 01/16/02 $9,800.00 01/23/02 $9,800.00 01/24/02 $9,800.00 01/29/02 $9,800.00 02/06/02 $9,800.00 02/11/02 $9,800.00 02/13/02 $9,800.00 02/26/02 $9,800.00 03/06/02 $ 9,000.00 03/11/02 $ 9,500.00 03/14/02 S 9,500.00 03/15/02 $ 9,800.00 03/18/02 $ 9,500.00 03/20/02 $ 9,800.00 03/22/02 $ 9,000.00 03/26/02 $at:my:am MOST OF THE CHECKS WERE CASHED BY AN EMPLOYEE WITH THE EXCEPTION OF THE $40,000.00 CHECK CASH ON 03/26/02 THAT WAS CASHED BY HARRY BELLER BECAUSE THE AUTHORIZATION ON FILE FOR EMPLOYEES HAS A DOLLAR LIMIT OF 510,000.00. THE ACCOUNT IS BEING FUNDED BY WIRE TRANSFERS FROM AN ACCOUNT IN THE NAME OF JEFFREY E. EPSTEIN AT PLAM BEACH NATIONAL BANK, NORTH PALM BEACH, FL. THE ACCOUNT HAS RECEIVED 10 WIRES TOTALING $550,000.00 SINCE 1/18/02. Page 4 The enclosed reformation was collected and disseminated under provision: of the Bank Secrecy Act (lbe BSA) and U.S. Department of Ube Treasury regOations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The mformation a sensitive m nature and is to be treated accordingly. The information may be used only for a purpose con ustent with acrmns, tax. or regulatory mvestigation OC proceeding. of in the conduct of mtelligence of countermtelligence activitiesoncludeg analysis. to protect against mternahonal terrorism. See 31 U.S.C. 5311. The information carnal be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Cranes Enforcement Netwakor he authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of passtle criminal activity. akin to confidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanction:. 506Z9LLZ00000£:\SB EFTA01656396 FinCEN I Financial Crimes Enforcement Network United Sum Depaantau of the Torouly SAR-DI Transcript BSA: 30000028236307 and DCN:20032200008810 Filing Information Type of Report Initial Report Filing Date 07/11/2003 Received Date 08/08/2003 Entry Date 08/27/2003 Submission Method Paper filing Subject Information Subject 1 of 2 EPSTEIN Role Subject Individual/Organization Individual Last(or Entity) Name EPSTEIN First Name JEFFREY Middle Name E Date of Birth SSN/ITIN Form(s) of Identification cation Type Driver's license/State ID Identification Number Address(es) Address Type Subject permanent/mailing address Street Address 358 EL BRILLO WAY 358 EL BRILLO WAY - Enhanced City PALM BEACH PALM BEACH - Enhanced State FL FL - Enhanced ZIP Code 33480 33480-4730 - Enhanced Country US - Enhanced Phone Number(s) Phone Number 1 of 2 Type Residence Number Phone Number 2 of 2 Type Work Number Occupation/Type of Business MONEY MANAGER Corroborative Statement to Filer No Page 1 The enclosed nformatico was speeded and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regttations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The reformation a sensitive n nature and is to be treats accadingly. The information may be used only fa a purpose con ustent with acr.-mat. tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. inclueng analysis. to protect against nternational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Frnancial Crnies Enforcement Network or his authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of pays.ble criminal activity. akin to confidential inform ant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil :miens:. LO£9£Z8Z00000£ Val EFTA01656397 FinCEN I Financial Crimes Enforcement Network United Sacs Deparuitent of the rtaauty SAR-DI Transcript BSA: 30000028236307 and DCN:20032200008810 Subject Information Relationship to Reporting Institution(s) Institution TIN 630015320 Relationship of Subject Customer. Yes Insider No Continuing Relationship to Reporting Institution No Subject 2 of 2 : EPSTEIN Role Subject Individual/Organization Individual Last(or Entity) Name EPSTEIN First Name JEFFREY Middle Name E Date of Birth SSN/ITIN Form(s) of Identification Identification Type Driver's license/State ID Identification Numb Address(es) Address Type Subject permanent/mailing address Street Address 457 MADISON AVENUE 4TH FLOOR 457 MADISON AVE FL 4 - Enhanced City NEW YORK NEW YORK - Enhanced State NY NY - Enhanced ZIP Code 10020 10022-6843 - Enhanced Country US - Enhanced Phone Number(s) Phone Number 1 of 2 Type Residence Number Phone Number 2 of 2 Type Work Number Occupation/Type of Business MONEY MANAGER Corroborative Statement to Filer No Relationship to Reporting Institution(s) Institution TIN 630015320 Relationship of Subject Customer. Yes Insider No Page 2 The enclosed nformatico was corrected and disseminated under provisions of the Bank Secrecy Act (Me BSA) and U.S. Department of the Treasury regOations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The information is sensitive n nature and is to be treats accadingly. The information may be used only for a purpose consistent with acr.-mat tax. or regulatory investigation or proceeding. or in the conduct of ntelligence or counterntelligence activities. inclucran analysis. to protect against ntemational terrorism. See 31 U.S.C. 5311. The information carnet be further released. disseminated. di:err-ed. or transmitted without prior approval of the Director of Fnancial Cranes Enforcement Network or he authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of pass.ble criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil :webs:. LO£9£Z8Z00000£ VS9 EFTA01656398 Fin E CEN I Financial Crimes cp.onait a it fOr ricas ccumsy n Network United Scams D SAR-DI Transcript BSA: 30000028236307 and DCN:20032200008810 Subject Information Continuing Relationship to Reporting Institution No Suspicious Activity Information Amount Involved $22,800 Date or Date Range of Activity 05/01/2003 - 05/29/2003 Money laundering Money laundering/Structuring Bonding Company Notified No Affected Financial Soundness No Activity Location Financial Institution Locatioi 1 of 1 Primary Regulator Federal Reserve Legal Name COLONIAL BK EIN 630015320 Address Address Type Address where transaction occurred Street Address ONE COMMERCE STREET 1 COMMERCE ST - Enhanced City MONTGOMERY MONTGOMERY - Enhanced State AL AL - Enhanced ZIP Code 36104 36104-3510 - Enhanced Country US US - Enhanced Filer Information Primary Regulator Federal Reserve Filer Name COLONIAL BK EIN 630015320 Address Address Type Reporting party address Street Address ONE COMMERCE STREET 1 COMMERCE ST - Enhanced City MONTGOMERY MONTGOMERY - Enhanced State AL AL - Enhanced Page 3 The enclosed nformatico was cSected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regdations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The nformation a sensitive ti nature and is to be treats accadingly. The information may be used only fa a purpose con ustent with a crtnnal. tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. incluctIg analysis. to protect against nternational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Frnancial Craws Enforcement Network or he authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passable criminal activity. akin to confidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil :webs:. LOE9EZ8Z00000C VS9 EFTA01656399 FinCEN I Financial Crimes Enforcement Network Lanai Sate. ()Tatman of the Timmy SAR-DI Transcript BSA: 30000028236307 and DCN:20032200008810 Filer Information ZIP Code 36104 36104-3510 - Enhanced Country US US - Enhanced Affected Account(s) Account Number 110003094 Closed No Contact for Assistance Full Name HARPER/LISA/D Title CORPORATE BSA OFFICER Last Name HARPER Middle Name D First Name LISA Phone Number Phone Type Work Law Enforcement Information No Law Enforcement Information Available Narrative A CASHTRAN REPORT FOR MAY 2003. B CUSTOMER JEFFREY E EPSTEIN, A MONEY MANAGER FOR WEALTHY INDIVIDUALS AND CORPORATIONS SUCH AS THE ROCKFELLER FAMILY AND THE LIMITED STORES, MADE 3 CASH WITHDRAWALS FROM HIS PERSONAL ACCOUNT (#110003094) DURING MAY 2003. THE WITHDRAWALS WERE CASHED CHECKS AS FOLLOWS: S3,000 ON 05/12/2003; AND $9,900 EACH ON 05/01/2003 AND 05/29/2003. BASED ON CONVERSATIONS BRANCH MANAGER BENEDICTE MORA HAD WITH MR. EPSTEIN, THE FUNDS WERE USED FOR LAVISH CATERED DINNER PARTIES ON THE ISLAND OF PALM BEACH, FLOWERS AT THE DINNER PARTIES, DINNER WITH FRIENDS, FUEL FOR HIS JET, PAYMENTS TO STAFF AND MAINTENANCE PEOPLE WHO MADE REPAIRS AND PERFORMED ODD JOBS AT HIS HOME IN PALM BEACH, AS WELL AS CASHON HAND FOR PERSONAL USE. IT APPEARS JEFFREY EPSTEIN WAS STRUCTURING TO AVOID A CTR BEING FILER THE CASH WITHDRAWALS WERE DEEMED TO BE STRUCTURING AFTER C REVIEW BY THE REGIONAL BSA OFFICERON 07/19/2003. D REFER TO B. E NONE F NONE G COLONIAL BANK'S WORTH AVENUE BRANCH, 125 WORTH AVENUE, SUITE 100, PALM BEACH, FLORIDA 33480. H RELATES TO SARS PREVIOUSLY FILED FOR SAME-TYPE STRUCTURED CASH ACTIVITY NOTED IN DECEMBER 2002 AND IN 1ST QUARTER 2003. I NONE J NONE K NONE L N/A M REFER TO B. 110003094 Page 4 The enclosed mformatico was caected and disseminated under provisions of the Dank Secrecy Act (Me SSA) and U.S. Department of the Treasury regttations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The mformation a sensitive m nature and is to be treats accadingty. The information may be used only fa a purpose con ustent with 3cram-tat tax. or regulatory mvestigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. inclueng analysis. to protect against mtemational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Critics Enforcement Netwakon his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of paystale criminal activity. akin to confidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil :waist LO£9£Z8Z00000£:VSB EFTA01656400 FinCEN I Financial Crimes Enforcement Network United Sacs Diva:intent of the In:busy SAR-DI Transcript BSA: 30000033212365 and DCN:20082310209515 Filing Information Type of Report Initial Report Received Date 08/18/2008 Entry Date 08/19/2008 Submission Method Electronic discrete/batch filing Subject Information Subject 1 of 2 BELLER Role Subject Individual/Organization Individual Last(or Entity) Name BELLER First Name Date of Birth SSN/ITIN Form(s) of Identification Identification Type Driver's license/State ID Identification Number Issuing State Code NY Issuing State New York Corroborative Statement to Filer No Relationship to Reporting Institution(s) Institution TIN 134994650 Relationship of Subject Other. Yes POWER OF ATTORNEY ON ACCOUNT Insider No Continuing Relationship to Reporting Institution No Subject 2 of 2 EPSTEIN Role Subject Individual/Organization Individual Last(or Entity) Name EPSTEIN First Name JEFFERY Middle Name E Date of Birth SSN/ITIN Type Driver's license/State ID Fonn(s) of Identification Identification Identification Number Issuing State Code US Address(es) Address Type Subject permanent/mailing address Street Address NEW YORK STRATEGY GROUP LLC Page 1 The enclosed mformatis was caected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regaations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The mformation a sensitive m nature and is to be treats accadingly The information may be used only for a purpose consistent with acrmna tax. or regulatory mvestigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. inclucren analysis. to protect against mtemational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Cranes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the SSA must be treated with particular care given that they contain unsubstantiated allegations of paystale criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the SSA may result in criminal or civil :webs:. 998ZLZ££00000£ VS9 EFTA01656401 FinCEN I Financial Crimes Enforcement Network United !Ka,. Deciat (malt Li the lIentity SAR-DI Transcript BSA: 30000033212365 and DCN:20082310209515 Subject Information NEW YORK STRATEGY GROUP LLC - Enhanced City NEW YORK NEW YORK - Enhanced State NY NY - Enhanced ZIP Code 10022 10022 - Enhanced Country US US - Enhanced Phone Number(s) Type Residence Number Occupation/Type of Business MONEY MANAGER Corroborative Statement to Filer No Relationship to Reporting institution(s) Institution TIN 134994650 Relationship of Subject Customer. Yes Insider No Continuing Relationship to Reporting Institution No Suspicious Activity Information Amount Involved $800,000 Date or Date Range of Activity 01/18/2007 - 06/16/2008 Money laundering Money laundering/Structuring Bonding Company Notified No Affected Financial Soundness No Activity Location Financial Institution Location 1 of 1 Primary Regulator OCC Legal Name JPMORGAN CHASE BK NAT ASSOC EIN 134994650 Address Address Type Address where transaction occurred Street Address 1111 POLARIS PARKWAY 1111 POLARIS PKWY - Enhanced City COLUMBUS COLUMBUS - Enhanced State OH Page 2 The enclosed mformatis was coSected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury regOations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The information is sensitive m nature and is to be treats accadingly. The information may be used only fa a purpose con ustent with acrmna tax. or regulatory investigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. inductIg analysis. to protect against mtemational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crimes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated .nth particular care given that they contain unsubstantiated allegations of paystale aiminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the BSA may result in aiminal or civil :wens:. 998ZLZ££00000£ VS9 EFTA01656402 7 ' i %, n - FiCEN I Financial Crimes Enforcement Network United SUMS ()cps °man of the Ticbuty SAR-DI Transcript BSA: 30000033212365 and DCN:20082310209515 Activity Location OH - Enhanced ZIP Code 43240 43240-2031 - Enhanced Country US US - Enhanced Filer Information Primary Regulator OCC Filer Name JPMORGAN CHASE BK NAT ASSOC EIN 134994650 Address Address Type Reporting party address Street Address 1111 POLARIS PARKWAY 1111 POLARIS PKWY - Enhanced City COLUMBUS COLUMBUS - Enhanced State OH OH - Enhanced ZIP Code 43240 43240-2031 - Enhanced Country US US - Enhanced Affected Account(s) Account Number 739110438 Closed No Contact for Assistance Full Name DEWCA/PHILLIP/A Title COMPLIANCE DIRECTOR Last Name DELUCA Middle Name A First Name PHILLIP Phone Number Phone Type Work Law Enforcement Information No Law Enforcement Information Available Narrative SUPPORTING DOCUMENTATION ASSOCIATED WITH THIS REPORT SAR 122780 INCLUDES BUT MAY NOT BE LIMITED TO Page 3 The enclosed nformatis was ca ected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Depatment of the Treasury reguLations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The nformation is sensitive ri nature and is to be treats accadingly. The information may be used only for a purpose consistent with a crrnmat. tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. incluctn analysis. to protect against nternational terrorism. See 31 U S.C. 5311. The information carnet be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Friancial Grins Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passable criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil :wens:. 99831288000008 VS9 EFTA01656403 Fin '• ill I Financial Crimes Enforcement Network United Sows Depasonait of the Treasury SAR-DI Transcript BSA: 30000033212365 and DCN:20082310209515 Narrative DOCUMENTS MAINTAINED OR IDENTIFIED IN CASE FILE 197601 AND CAN BE RETRIEVED UPON REQUEST. UPON THE APPROPRIATE AND VALIDATED REQUEST OF A REGULATOR OR LAW ENFORCEMENT AGENCY SUPPORTING DOCUMENTATION WILL BE PROVIDED. SAR 122780 CASE 08 197601 JEFFREY E EPSTEIN REFERRAL SOURCE PRIVATE BANK LINE OF BUSINESS RISK GROUP REFERRAL SUMMARY CUSTOMER JEFFREY E. EPSTEIN CASHED AN UNUSUAL AMOUNT OF $40 000 CHECKS BETWEEN JANUARY 2007 AND JUNE 2008 AND LATER PLEADED GUILTY TO FELONY SOLICITATION OF PROSTITUTION ON JUNE 30 2008. KYC INFORMATION OCCUPATION MONEY MANAGER JEFFREY EPSTEIN HEADS A COMPANY THAT ADVISES PRIVATE CLIENTS WITH $1BILLION OR MORE IN ASSETS.ACCOUNT 739110438 REVIEW SUMMARY ACTIVITY IN A JPMORGAN CHASE BANK DEMAND DEPOSIT ACCOUNT IN THE NAME OF JEFFREY E. EPSTEIN INCLUDED NUMEROUS S40 000 CHECKS CASHED. THE TRANSACTIONS WERE DEEMED UNUSUAL DUE TO THE VOLUME AND FREQUENCY OF CASH WITHDRAWALS 20 FOR A TOTAL OF $800 000 FROM JANUARY 2007 THROUGH JUNE 2008. ALL TRANSACTIONS WERE CONDUCTED BY THE POWER OF ATTORNEY ON THE ACCOUNT HARRY BELLER. HARRY BELLER SSN NYS DRIVERS LICENSE ADDRESS THE FOLLOWING SHOWS THE DATES AND AMOUNTS OF CHECKS CASHED. 06/16/08 $40 000.00 05/21/08 $40 000.00 04/24/08 S40 000.00 04/01/08 $40 000.00 03/05/08 $40 000.00 02/13/08 $40 000.00 01/07/08 S40 000.00 12/14/07 $40 000.0011/27/07 S40 000.00 10/24/07 S40000.00 09/19/07 $40 000.00 09/04/07 $40 000.00 08/02/07 $40 000.00 07/10/07 $40 000.00 06/11/07 $40 000.00 05/02/07 $40 000.00 04/05/07 $40 000.00 03/01/07 $40 000.00 02/20/07 S40 000.00 01/18/07 $40 000.00 TOTAL $800 000 AN OVERALL REVIEW OF ACCOUNT 739110438 REFLECT CHECK DEPOSITS FROM INDIVIDUALS FUNDS TRANSFERS TO RELATED JPMC ACCOUNTS AND WIRE DEBITS TO BUSINESSES INVOLVED IN THE BUILDING AND CONSTRUCTION INDUSTRY. THE CUSTOMER IS IN THE PROCESS OF BUILDING A NEW ESTATE ON HIS PRIVATE ISLAND.DETERMINATION A SUSPICIOUS PATTERN OF CHECK CASHING OCCURRED IN THE CUSTOMERS ACCOUNT OVER A PERIOD OF 18 MONTHS FOLLOWED BY THE CUSTOMERS GUILTY PLEA OF SOLICITING PROSTITUTION. OUT OF AN ABUNDANCE OF CAUTION JPMORGAN CHASE IS FILING THIS SAR TO REPORT OUR RELATIONSHIP WITH THE CUSTOMER. ADDITIONAL ACCOUNTS JEFFREY EPSTEIN IS THE SOLE SIGNER ON ALL ACCOUNTS CHECKING 739470663 OMNI TRUST CHECKING 2679961001 COMMERCIAL LOAN 80184843 LETTER OF CREDIT 739110438 CREDIT CARD INFORMATION BARNES/JANICE/R PHONE CONTACT Page 4 The enclosed eformaticn was colected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The eformation is sensitive al nature and is to be treated accccdingty. The information may be used only la a purpose con ustent with a crime* tax. or regulatory evestigation a proceeding. Of in the conduct of etelligence or counteretelligence activitiesoncludeg analysis. to protect against eternabonal terrorism. See 31 U.S.C. 5311. The information camel be further released. disseminated. disclosed. or transmitted without vim approval of the Director of Feancial Crates Enforcement Network or his authorized delegate Suspicious activity reports fled under the BSA must be treated with particular care given that they contain unsubstantiated allegations of passible criminal activity. akin to cceklenbal inform ant tips- Unauthorized release of information collected wider the BSA may result in criminal or civil sanctions. 99£ZlZ££00000£:VS9 EFTA01656404 FinCEN I Financial Crimes Enforcement Network United Macs Depattntent d Me Ttanuty SAR-DI Transcript BSA: 30000028586838 and DCN: 20040760018010 Filing Information Type of Report Initial Report Filing Date 02/23/2003 Received Date 03/16/2004 Entry Date 03/26/2004 Submission Method Paper filing Subject Information Subject 1 of 1 EPSTEIN Role Subject Individual/Organization Individual Last(or Entity) Name EPSTEIN First Name JEFFREY Middle Name E Date of Birth SSN/ITIN Form(s) of Identification Identification Type Driver's license/State ID Identification Number Issuing State Code VI Issuing State Virgin Islands Address(es) Address Type Subject permanent/mailing address Street Address 358 EL BRILLO WAY 358 EL BRILLO WAY - Enhanced City PALM BEACH PALM BEACH - Enhanced State FL FL - Enhanced ZIP Code 33480 33480-4730 - Enhanced Country US US - Enhanced Phone Number(s) Phone Number 1 of 2 Type Residence Number Phone Number 2 of 2 Type Work Number Page 1 The enclosed mformation was collected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Department of the Treasury regdations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The mformation a sensitive m nature and is to be treated accadingly. The information may be used only for a purpose con ustent with a crrnmat. tax. or regulatory investigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. inclueng analysis. to protect against mtemational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crates Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of paystle criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected older the BSA may rezult in criminal or civil sanctions. 8£89898Z00000£ VS9 EFTA01656405 FinCEN I Financial Crimes Enforcement Network United Sacs pepsmatt of the ricbuty SAR-DI Transcript BSA: 30000028586838 and DCN:20040760018010 Subject Information Occupation/Type of Business MONEY MANAGER Corroborative Statement to Filer No Relationship to Reporting Institution(s) Institution TIN 630015320 Relationship of Subject Customer. Yes Insider No Continuing Relationship to Reporting Institution No Suspicious Activity Information Amount Involved $22,800 Date or Date Range of Activity 11/01/2003 - 12/31/2003 Money laundering Money laundering/Structuring Bonding Company Notified No Affected Financial Soundness No Activity Location Financial Institution Locatior 1 of 1 Primary Regulator OCC Legal Name COLONIAL BK EIN 630015320 Address Address Type Address where transaction occurred Street Address ONE COMMERCE STREET 1 COMMERCE ST - Enhanced City MONTGOMERY MONTGOMERY - Enhanced State AL AL - Enhanced ZIP Code 36104 36104-3510 - Enhanced Country US US - Enhanced Filer Information Primary Regulator OCC Filer Name COLONIAL BK EIN 630015320 Address Address Type I Reporting party address Page 2 The enclosed nformatico was caected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Depatment of the Treasury regaations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The reformation a sensitive n nature and is to be treated accadingly The information may be used only for a purpose con ustent with a crtnnal. tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. incluckig analysis, to protect against nternational terrorism. See 31 U. S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fnancial Crnies Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of paastle aiminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the SSA may recult in aiminal or civil sanclicns. 8£89898Z00000£ VSO EFTA01656406 En • CEM I Financial Crimes Enforcement Network Unitai Sows Department af the I tcautt SAR-DI Transcript BSA: 30000028586838 and DCN:20040760018010 Filer Information Street Address ONE COMMERCE STREET 1 COMMERCE ST - Enhanced City MONTGOMERY MONTGOMERY - Enhanced State AL AL - Enhanced ZIP Code 36104 36104-3510 - Enhanced Country US US - Enhanced Affected Account(s) Account Number 110003094 Closed No Contact for Assistance Full Name HARPER/LISA/D Title CORPORATE BSA OFFICER Last Name HARPER Middle Name D First Name LISA Phone Number Phone Type Work Law Enforcement Information No Law Enforcement Information Available Narrative A. CASH TRAN FOR OCTOBER THRU DECEMBER 2003 B. CUSTOMER, JEFFREY EPSTEIN, A MONEY MANAGER FOR WEALTHY INDIVIDUALS AND CORPORATIONS SUCH AS ROCKEFELLER FAMILY AND THE LIMITED STORES, MADE 5 CASH WITHDRAWALS FROM HIS PERSONAL ACCOUNT (#110003094) DURING NOVEMBER AND DECEMBER 2003. THE WITHDRAWALS WERE CASHED CHECKS AS FOLLOWS: S5,000 ON 11/24/2003; AND $5,000 ON 12/11 & 12/26/2003; $3,000 ON 12/24/2003; $4,000 ON 12/26/2003. THE CASH WITHDRAWALS WERE DEEMED TO BE STRUCTURING AFTER REVIEW BY THE REGIONAL BSA OFFICER ON 02/19/2004 C. BASED ON MY CONVERSATIONS WITH MR. EPSTEIN, THE FUNDS WERE USED FOR LAVISH CATERED DINNER PARTIES ON THE ISLAND OF PALM BEACH, FLOWERS AT THE DINNER PARTIES, DINNER WITH FRIENDS, FUELFOR HIS JET, PAYMENTS TO STAFF AND MAINTENANCE PEOPLE WHO MADE REPAIRS AND PERFORMED ODD JOBS AT HIS HOME IN PALM BEACH, AS WELL AS CASH ON HAND FOR PERSONAL USE. D. NONE E. NONE F. COLONIAL BANK'S WORTH AVE BRANCH, 125 Page 3 The enclosed eformatien was colected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chwter X. The eformation is sensitive it nature and is to be treated weeds:tingly. The information may be used only for a purpose conustent with a crime* tax. or regulatory evestigation or proceeding. or in the conduct of etelligence or counteretelligence activities. inclueng analysis. to protect against eternational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prof approval of the Director of Feancial Crates Enforcement Network or his authorized delegate Suspicious activity reports fled under the BSA must be treated with particular care given that they contain unsubstantiated allegations of pa:cable criminal activity. akin to cenklenbal informant tips- Unauthorized release of information collected trader the BSA may result in criminal or civil sanctions. 8689858Z00000C:VS0 EFTA01656407 Lanai SOILS Department the penury F nCEN Financial Crimes Enforcement Network SAR-DI Transcript BSA: 30000028586838 and DCN:20040760018010 Narrative WORTH AVE, SUITE 100, PALM BEACH FL. 33480 G. RELATES TO SARS PREVIOUSLY FILED FOR SAME-TYPE STRUCTURED ACTIVITY H. NONE I. NONE J. NONE K. N/A L. CURRENCY TOTALING $22,800.00 M. 110003094 Page 4 The enclosed mformaticm was caected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Department of the Treasury regdations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The mformation a sensitive m nature and is to be treated accadingty. The information may be used only fa a purpose consistent with a cr.-n.131. tax. or regulatory mvestigat.on OC proceeding. Of in the conduct of mtelligence a countermtelligence activities. includeg analysis. to protect against mternalionsl terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Craws Enforcement Netwakor his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passtle criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the BSA may rezult in criminal or civil sanctions. 8£89858Z00000£:VS9 EFTA01656408