EFTA Document EFTA01656576

FinCEN I Financial Crimes Enforcement Network Wuxi Scats Department dike Treasury FBAR Transcript BSA: 30000043055792 and DCN:20101910292960 Filing Information Filing Type(s) Initial Report Filing Date 04/14/2010 Received Date 07/10/2010 Entry Date 10/22/2010 Report for Calendar Year 2008 Submission Method Paper filing Filer Information Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Other Text T Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Filer First Name JEFFREY Filer Middle Name E Filer Date of Birth Filer Address Address Type Foreign account filer address Street Address 6100 RD HOOK QTR STE 3B 6100 RD HOOK QTR STE 3B - Enhanced City ST THOMAS ST THOMAS - Enhanced State VI VI - Enhanced ZIP Code 00802 00802 - Enhanced Country US US - Enhanced Financial Interest in 25 or More Accounts No Information on Financial Account(s) Owned Separately Account 1 of 6 Report For Calendar Year 2008 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Page 1 The enclosed information was collected and disseminated under provisions of the Bank Secrecy Act ime BSA) and U.S. Department of the Treasury regttations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter IC The nformation a sensitive ri nature and is to be treated accadingly. The information may be used only for a purpose consistent with acr.-mat. tax. or regulatory investigation or proceeding. or in the conduct of ntelligence or counterntelligence activities. including analysis. to protect against nternational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crates Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passtle criminal activity. akin to confidential informant tips. Unauthorized release of infamaton collected older the BSA may result in criminal or civil sanctions. Z6L550£400000£ VSO EFTA01656576 FinCEN I Financial Crimes Enforcement Network United Sows DWmmmr ti the Ftuty FBAR Transcript BSA: 30000043055792 and DCN:20101910292960 Information on Financial Account(s) Owned Separately Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Securities Account Number or Other Designation 4093 Maximum value of Account During Calendar Year Reported $3,765,045 Name of Financial Institution in which the Account is Held HSBC Financial Institution Address Address Type Foreign account financial institution address Street Address PO BOX 3580 PO BOX 3580 - Enhanced City GENEVA 3 GENEVA 3 - Enhanced ZIP Code CH1211 1211 - Enhanced Country SZ CH - Enhanced 'cc.unt Report For Calendar Year 2008 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Other Other Type of Account PVT INV FUND Maximum value of Account During Calendar Year Reported $16,206,527 Name of Financial Institution in which the Account is Held HB MULTI STRATEGY HOLDINGS LTD Financial Institution Address Address Type Foreign account financial institution address Street Address PO BOX 30554 GRAND CAYMAN PO BOX 30554 GRAND CAYMAN - Enhanced City CAYMAN ISLANDS BWI CAYMAN ISLANDS BWI - Enhanced Page 2 The enclosed mformation was collected and disseminated under provision: of the Bank Secrecy Act (Ine SSA) and U.S. Depatment of the Treasury regaations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The mformation a sensitive n nature and is to be treats accadingly The information may be used only fa a purpose consistent with acrminS, tax. or regulatory mvestigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. inclueng analysis. to protect against mtemational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crates Enforcement Network or h's authorized delegate. Suspicious activity reports Ned under the GSA must be treated with particular care given that they contain unsubstantiated allegations of covstle criminal activity. akin to confidential informant tips. Unauthorized release of information collected older the BSA may result in criminal or civil sanctions. Z6L550£400000£ ySO EFTA01656577 FinCEN Financial Crimes Enforcement Network United State, Depatunent of the rmousy FBAR Transcript BSA: 30000043055792 and DCN:20101910292960 Information on Financial Account(s) Owned Separately Account 3 of 6 Report For Calendar Year Country 2008 BW BW - Enhanced Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number I Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 00037331814 Maximum value of Account During Calendar Year Reported $30,030 Name of Financial Institution in which the Account is Held FORTIS BANQUE Financial Institution Address Account 4 of 6 Report For Calendar Year Address Type Foreign account financial institution address Street Address 80 AVENUE MARCEAU 80 AVENUE MARCEAU - Enhanced City PARIS PARIS - Enhanced ZIP Code 75008 75008 - Enhanced Country 2008 FR FR - Enhanced Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 00760011602 Maximum value of Account During Calendar Year Reported $19,773 Page 3 The enclosed nformatico was collected and disseminated under ccovisicos of the Bank Secrecy Act (Me SSA) and U.S. Department of Ube Treasury regaations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The nformation a sensitive ri nature and is to be treats accordingly. The information may be used only for a purpose con ustent with acrmnS, tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. inclueng analysis. to protect against nternational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Feancial Critics Enforcement Network or he authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of poi stle criminal activity. akin to confidential informant tips. Unauthorized release of information collected older the BSA may result in aiminal or civil 'miens:. Z6LSS0£V00000£ VS9 EFTA01656578 FinCEN I Financial Crimes Enforcement Network Unitai Soto Dcpat malt al the Ticasury FBAR Transcript BSA: 30000043055792 and DCN:20101910292960 Information on Financial Account(s) Owned Separately Name of Financial Institution in which the Account is Held HSBC PARIS Financial Institution Address Address Type Foreign account financial institution address Street Address 2 AVENUE FELIX FAURE 2 AVENUE FELIX FAURE - Enhanced City PARIS PARIS - Enhanced ZIP Code 75015 75015 - Enhanced Country FR FR - Enhanced Account 5 of 6 Report For Calendar Year 2008 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Securities Account Number or Other Designation 1207997 Maximum value of Account During Calendar Year Reported $994,511 Name of Financial Institution in which the Account is Held HSBC Financial Institution Address Address Type Foreign account financial institution address Street Address PO BOX 3580 PO BOX 3580 - Enhanced City GENEVA 3 GENEVA 3 - Enhanced ZIP Code CH1211 1211 - Enhanced Country SZ CH - Enhanced Account 6 of 6 Report For Calendar Year 2008 Filer Role Foreign account filer Filer TIN Identification Type I SSN/ITIN Page 4 The enclosed nformaticn was collected and disseminated under provision: of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury regaations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFA Chapter X. The nformation a sensitive n nature and is to be treated accadingly. The information may be used only fa a purpose consistent with acrmnal, tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. inclucYlg analysis. to protect against nternational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fnancial Crnes Enforcement Netwaken he authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of paystale criminal activity. akin to ccofidential informant tips. Unauthorised release of information collected wider the BSA may result in criminal or civil sanctions. Z6L550£400000£ VS9 EFTA01656579 FinCEN Financial Crimes Enforcement Network WW1 Stan De at own' of the Treasury FBAR Transcript BSA: 30000043055792 and DCN:20101910292960 Information on Financial Account(s) Owned Separately Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Other Other Type of Account PVT INV FUND Account Number or Other Designation SH214 Maximum value of Account During Calendar Year Reported $32,088,291 Name of Financial Institution in which the Account is Held HIGHBRIDGE CAPITAL CORPORATION Financial Institution Address Address Type Foreign account financial institution address Street Address PO BOX 30554 GRAND CAYMAN PO BOX 30554 GRAND CAYMAN - Enhanced City CAYMAN ISLANDS BWI CAYMAN ISLANDS BWI - Enhanced Country BW BW - Enhanced Signature I Signature Date 04/14/2010 Signature Yes Third Party Preparer Use Only No Third Party Preparer Use Only Information Available Page The enclosed reformation was collected and disseminated under ccovizicns of the Bank Secrecy Act (the BSA) and U.S. Depatment of the Treasury regaations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The reformation is sensitive m nature and is to be treats accadingly. The information may be used only for a purpose con ustent with a crrnmat. tax. or regulatory mvestigation or proceeding. or in the conduct of mtelligence or counteretelligence activities. inclueng analysis, to protect against mtemational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fmancial Cranes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of psastle criminal activity. akin to ccolldential informant tips. Unauthorized release of information collected older the BSA may recult in criminal or civil :webs:. Z6L550£400000£ VS9 EFTA01656580 FinCEN I Financial Crimes Enforcement Network United stag Department of the Timauty FBAR Transcript BSA: 30000042190866 and DCN:20091904478560 Filing Information Filing Type(s) Initial Report Filing Date 06/29/2009 Received Date 07/09/2009 Entry Date 01/14/2010 Report for Calendar Year 2008 Submission Method Paper filing Filer Information Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Other Text T Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Filer First Name JEFFREY Filer Middle Name E Filer Date of Birth Da= Filer Address Address Type Foreign account filer address Street Address 6100 RED HOOK QTR STE 3B 6100 RED HOOK QTRS STE 3B - Enhanced City ST THOMAS ST THOMAS - Enhanced State VI VI - Enhanced ZIP Code 00802 00802-1301 - Enhanced Country US US - Enhanced Financial Interest in 25 or More Accounts No Information on Financial Account(s) Owned Separately Account 1 of 2 Report For Calendar Year 2008 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Page 1 The enclosed nformatico was collected and disseminated under provisions of the Bank Secrecy Ac (rio BSA) and U.S. Department of the Treasury regOations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The nformation a sensitive n nature and is to be treats accccdingly. The information may be used only fa a purpose consistent with a crrnmat. tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. incluckn analysis. to protect against nternational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Friancial Grins Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of paystle criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected older the BSA may result in criminal or civil sanctions. 9980612400000C .VSO EFTA01656581 FinCEN I Financial Crimes Enforcement Network Iltd Sacs Dept malt 44 the Treasury FBAR Transcript BSA: 30000042190866 and DCN:20091904478560 Information on Financial Account(s) Owned Separately Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 00760011602 Maximum value of Account During Calendar Year Reported $19,773 Name of Financial Institution in which the Account is Held HSBC PARIS Financial Institution Address Address Type Foreign account financial institution address Street Address 2 AVENUE FELIX FAURE 2 AVENUE FELIX FAURE - Enhanced City PARIS PARIS - Enhanced ZIP Code 75015 75015 - Enhanced Country FR FR - Enhanced Account 2 of 2 Report For Calendar Year 2008 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 00037331814 Maximum value of Account During Calendar Year Reported $30,030 Name of Financial Institution in which the Account is Held FORTIS BANQUE Financial Institution Address Address Type Foreign account financial institution address Street Address 80 AVENUE MARCEAU 80 AVENUE MARCEAU - Enhanced City PARIS PARIS - Enhanced Page 2 The enclosed nformatico was caected and disseminated under provisions oldie Dank Secrecy Act (Me SSA) and U.S. Department of Ube Treasury regOations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The nformation a sensitive ri nature and is to be treats accordingly. The information may be used only for a purpose consistent with acrmns, tax. or regulatory investigation or proceeding. or in the conduct of ntelligence or counterntelligence activities. indueng analysis. to protect against nternational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Friancial Crates Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of paystle criminal activity. akin to confidential informant tips. Unauthorized release of information collected wider the 0SA may result in criminal or civil :webs:. 9980612400000C .VSO EFTA01656582 FinCEN Financial Crimes Enforcement Network United Stan Department of the I mousy FBAR Transcript BSA: 30000042190866 and DCN:20091904478560 Information on Financial Account(s) Owned Separately ZIP Code 75008 75008 - Enhanced Country FR FR - Enhanced Signature I Signature Yes Signature Date 06/29/2009 Third Party Preparer Use Only No Third Party Preparer Use Only Information Available Page 3 The enclosed reformation was collected and disseminated under provisions of the Dank Secrecy Act (Me SSA) and U.S. Department of the Treasury regaations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The reformation is sensitive ri nature and is to be treats accadingly. The information may be used only for a purpose consistent with a crnial. tax. or regulatory investigation or proceeding. or in the conduct of ntelligence or countermtelligence activities. inclucren analysis. to protect against nternational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Friancial Crates Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passtle criminal activity. akin to ccolldential informant tips. Unauthorized release of information collected older the GSA may recult in criminal or civil :webs:. 998062400000C VSO EFTA01656583 FinCEN I Financial Crimes Enforcement Network United Sates Dcpartmatt d the ricbuty FBAR Transcript BSA: 30000042934480 and DCN:20101821223560 Filing Information Filing Type(s) Initial Report Filing Date 06/20/2010 Received Date 07/01/2010 Entry Date 12/14/2010 Report for Calendar Year 2009 Submission Method Paper filing Filer Information Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Other Text T Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Filer First Name JEFFREY Filer Middle Name E Filer Date of Birth Da= Filer Address Address Type Foreign account filer address Street Address 6100 RED HOOK QTR STE 3B 6100 RED HOOK QTRS STE 3B - Enhanced City ST THOMAS ST THOMAS - Enhanced State VI VI - Enhanced ZIP Code 00802 00802-1301 - Enhanced County US US - Enhanced Financial Interest in 25 or More Accounts No Information on Financial Account(s) Owned Separately Account 1 of 3 Report For Calendar Year 2009 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Page 1 The enclosed nformatico was caected and disseminated under provision: of the Bank Secrecy Ac (Inc BSA) and U.S. Department of the Treasury regttations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The nformation a sensitive ti nature and is to be heated accactingly. The information may be used only for a purpose consistent with aarra-tat tax. or regulatory awe:ligation or proceeding. or in the conduct of ntelligence or counterntelligence activities. inclucran analysis. to protect against nternational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Friancial Crates Enforcement Network or h's authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passtle criminal activity. akin to ccofidenhal informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanction:. 084tE6ZVO0000£ VS9 EFTA01656584 FinCEN I Financial Crimes Enforcement Network United Sexes Depsunent ct the Loamy FBAR Transcript BSA: 30000042934480 and DCN:20101821223560 Information on Financial Account(s) Owned Separately Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Other Account Number or Other Designation 4093 Maximum value of Account During Calendar Year Reported $3,802,298 Name of Financial Institution in which the Account is Held HSBC PRIVATE BK SA Financial Institution Address Account 2 of 3 Report For Calendar Year Address Type Foreign account financial institution address Street Address PO BOX 3580 PO BOX 3580 - Enhanced City GENEVA 3 GENEVA 3 - Enhanced ZIP Code CH1211 1211 - Enhanced Country 2009 SZ CH - Enhanced Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 00037331814 Maximum value of Account During Calendar Year Reported $202,270 Name of Financial Institution in which the Account is Held FORTIS BANQUE Financial Institution Address Address Type Foreign account financial institution address Street Address 80 AVENUE MARCEAU 80 AVENUE MARCEAU - Enhanced City PARIS PARIS - Enhanced Page 2 The enclosed nformatico was caected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regttations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The nformation a sensitive ft nature and is to be treated accadingly. The information may be used only for a purpose con ustent with aarra-mt. tax. or regulatory nvestigation or proceeding. or in the conduct of ntelligence or counterntelligence activities. inclutfan analysis. to protect against ntemational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fnancial Crates Enforcement Network or he authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passiale criminal actmty. akin to confidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanctions. 0844£6Z400000E.VSe EFTA01656585 FinCEN I Financial Crimes Enforcement Network United Scan I/Turman cadre Treasury FBAR Transcript BSA: 30000042934480 and DCN:20101821223560 Information on Financial Account(s) Owned Separately ZIP Code 75008 75008 - Enhanced Country FR FR - Enhanced Account 3 of 3 Report For Calendar Year 2009 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Securities Account Number or Other Designation 1207997 Maximum value of Account During Calendar Year Reported $990,733 Name of Financial Institution in which the Account is Held HSBC PRIVATE BK SA Financial Institution Address Address Type Foreign account financial institution address Street Address PO BOX 3580 PO BOX 3580 - Enhanced City GENEVA 3 GENEVA 3 - Enhanced ZIP Code CH1211 1211 - Enhanced Country SZ CH - Enhanced Signature Signature Yes Signature Date 06/20/2010 Third Party Preparer Use Only No Third Party Preparer Use Only Information Available Page 3 The enclosed mformatico was caected and disseminated under provisions of the Dank Secrecy Act (the SSA) and U.S. Department of the Treasury regaations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The information is sensitive m nature and is to be treats accadingly. The information may be used only fa a purpose consistent with acrmnal, tax. or regulatory mvestigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. incluctn analysis. to protect against mtemational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Palencia Craws Enforcement Netwakor his authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of paystale criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil :webs:. 08M7E6n700000C VS9 EFTA01656586 FinCEN I Financial Crimes Enforcement Network United States Deps intent of the In:busy FBAR Transcript BSA: 31000131780703 and DCN: Filing Information Filing Type(s) Initial Report Filing Date 08/18/2018 Received Date 08/24/2018 Entry Date 08/27/2018 Report for Calendar Year 2017 Submission Method Electronic batch filing Submitted by Authorized Third Party Yes Filer Information Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Filer First Name JEFFREY Filer Middle Name E Filer Date of Birth Ma= Filer Address Address Type Foreign account filer address Street Address 6100 RED HOOK QUARTER B3 6100 RED HOOK QUARTER B3 - Enhanced City ST. THOMAS ST. THOMAS - Enhanced State VI VI - Enhanced ZIP Code 00802 00802 - Enhanced Country US US - Enhanced Financial Interest in 25 or More Accounts No Signature Authority in 25 or More Accounts No Information on Financial Account(s) Owned Separately Account 1 of 2 Report For Calendar Year 12017 Page 1 The enclosed mformation was cSected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury reguLations impementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The mformation is sensitive m nature and is to be treats accadingly. The information may be used only fa a purpose consistent with acrmnal, tax. or regulatory investigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. inclueng analysis. to protect against mtemational terrorism. See 31 U S.C. 5311. The information carnet be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Craws Enforcement Netwakor he authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of pass.ble criminal activity. akin to ccolldential informant tips. Unauthorized release of information collected wider the BSA may result in criminsi or civil :miens:. £OLO8LLEL000LE:VS9 EFTA01656587 FinCEN I Financial Crimes Enforcement Network United Sums pepsmalt of the Ttcbuty FBAR Transcript BSA: 31000131780703 and DCN: Information on Financial Account(s) Owned Separately Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 0293300000061444 Maximum value of Account During Calendar Year Reported $105,463 Name of Financial Institution in which the Account is Held BNP PARIBAS Financial Institution Address Address Type Foreign account financial institution address Street Address 16 BOULEVARD DES ITALIANS 16 BOULEVARD DES ITALIANS - Enhanced City PARIS PARIS - Enhanced ZIP Code 75009 75009 - Enhanced Country FR FR - Enhanced Account 2 of 2 Report For Calendar Year 2017 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 0293300000062351 Maximum value of Account During Calendar Year Reported $165,201 Name of Financial Institution in which the Account is Held BNP PARIBAS Financial Institution Address Address Type Foreign account financial institution address Street Address 16 BOULEVARD DES ITALIANS 16 BOULEVARD DES ITALIANS - Enhanced Page 2 The enclosed reformation was caected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Department of Ube Treasury reguLations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The reformation is sensitive ri nature and is to be treats accadingly. The information may be used only fa a purpose con ustent with a crennal. tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. incluctIg analysis. to protect against nternational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Palencia' Craws Enforcement Netwakor he authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passable criminal activity. akin to confidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil :webs:. £OLOBLL£L000L£ VS9 EFTA01656588 FinCEN I Financial Crimes Enforcement Network !Alexi Scam Department of the Tozotuy FBAR Transcript BSA: 31000131780703 and DCN: Information on Financial Account(s) Owned Separately City PARIS PARIS - Enhanced ZIP Code 75009 75009 - Enhanced Country FR FR - Enhanced Signature Signature Date 08/18/2018 Third Party Preparer Use Only Preparer's Last Name HASSON, CPA Preparer's First Name DAVID Preparer's MI M. Preparer's TIN Identification Type PTIN Identification Number Phone Number Preparing Firm's Name SECKENDORF HASSON AND REILLY CPA's Lit Preparing Firm's TIN Identification Type EIN Identification Number Address Type Third Party Preparer Firm Address Preparer's Address Street Address 3000 MARCUS AVE STE 1W5 3000 MARCUS AVE STE 1W5 - Enhanced City LAKE SUCCESS NEW HYDE PARK - Enhanced State NY NY - Enhanced ZIP Code 11042-1009 11042-1007 - Enhanced Country US US - Enhanced Page 3 The enclosed nformatico was collected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Department of the Treasury regttations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The reformation is sensitive n nature and is to be treated accadingly. The information may be used only fa a purpose consistent with a crtnnal. tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. incluctIg analysis. to protect against nternational terrorism. See 31 U S.C. 5311. The information carnet be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Friancial Crnies Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of psz:stle criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected older the OSA may result in criminal or civil sanctions. COLOOLLEWOOLC.VSO EFTA01656589 FinCEN I Financial Crimes Enforcement Network United Stales Chinaman d the rtabuty FBAR Transcript BSA: 31000049066241 and DCN: Filing Information Filing Type(s) Initial Report Filing Date 06/27/2014 Received Date 06/27/2014 Entry Date 06/29/2014 Report for Calendar Year 2013 Submission Method Electronic batch filing Submitted by Authorized Third Party Yes Filer Information Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Filer First Name JEFFREY Filer Date of Birth En Filer Address Address Type Foreign account filer address Street Address 6100 RED HOOK QUARTER B3 6100 RED HOOK QUARTER B3 - Enhanced City ST THOMAS ST THOMAS - Enhanced State VI VI - Enhanced ZIP Code 00802 00802 - Enhanced Country US US - Enhanced Financial Interest in 25 or More Accounts No Signature Authority in 25 or More Accounts No Information on Financial Account(s) Owned Separately Account 1 of 2 Report For Calendar Year 2013 Filer Role Foreign account filer Page 1 The enclosed nformatico was ca ected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury reguLstions implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The nformation is sensitive n nature and is to be treats accadingly. The information may be used only fa a purpose cona:tent with acrmna tax. or regulatory nyestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. incluttm analysis, to protect against nternational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Carnes Enforcement Netwaker his authorized delegate. Suspicious activity reports ftled under the GSA must be treated with particular care given that they contain unsubstantiated allegations of paystle criminal activity. akin to ccofidental informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanctions. LVZ990640000LE VSO EFTA01656590 FinCEN Financial Crimes Enforcement Network United NJICs peps bum of the rtabuty FBAR Transcript BSA: 31000049066241 and DCN: Information on Financial Account(s) Owned Separately Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 0293300000062351 Maximum value of Account During Calendar Year Reported $111,425 Name of Financial Institution in which the Account is Held BNP PARIBAS Financial Institution Address Address Type Foreign account financial institution address Street Address 16 BOULEVARD DES ITALIANS 16 BOULEVARD DES ITALIANS - Enhanced City PARIS PARIS - Enhanced ZIP Code 75009 75009 - Enhanced Country FR FR - Enhanced Accrau n 2 of 2 Report For Calendar Year 2013 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 0293300030061444 Maximum value of Account During Calendar Year Reported $76,651 Name of Financial Institution in which the Account is Held BNP PARIBAS Financial Institution Address Address Type Foreign account financial institution address Street Address 16 BOULEVARD DES ITALIANS 16 BOULEVARD DES ITALIANS - Enhanced City PARIS Page 2 The enclosed mformatico was caected and disseminated under provision: of the Bank Secrecy Act (Ine BSA) and U.S. Department of Ube Treasury reguLstions implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The mformation is sensitive m nature and is to be treats accordingly. The information may be used only for a purpose con ustent with acrrnma tax. or regulatory mvestigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. inclutfwg analysis. to protect against mtemational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crates Enforcement Network or he authorized delegate. Suspicious activity reports filed under the GSA must be treated mth particular care given that they contain unsubstantiated allegations of passtle criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil :webs:. 142990640000 is ySO EFTA01656591 FinCEN I Financial Crimes Enforcement Network Unitcd SUMS Department of the Treasury FBAR Transcript BSA: 31000049066241 and DCN: Information on Financial Account(s) Owned Separately PARIS - Enhanced ZIP Code 75009 75009 - Enhanced Country FR FR - Enhanced Signature Signature Date 106/27/2014 Third Party Preparer Use Only Preparer's Last Name CPA Preparer's First Name DAVID Preparer's TIN Identification Type PTIN Identification Number Phone Number Preparing Firm's Name SHR, CPA S LLC Preparing Firm's TIN Identification Type EIN Identification Number Preparer's Address Address Type Third Party Preparer Address Street Address 3000 MARCUS AVE STE 3w4 3000 MARCUS AVE STE 3W4 - Enhanced City LAKE SUCCESS NEW HYDE PARK - Enhanced State NY NY - Enhanced ZIP Code 11042-1009 11042-1009 - Enhanced Country US US - Enhanced Page 3 The enclosed eformaticn was colected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury reguLations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The eformation is sensitive e nature and is to be treated accordingly. The information may be used only for a purpose consistent with a cream* tax. or regulatory evestigation or proceeding. or in the conduct of etelligence or counterelelligence activities. including analysis, to protect against alternation,' terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclo--ed. or transmitted without per approval of the Director of refiners/ Crimes Enforcement Network or his authorized delegate_ Suspicious activity reports fled under the BSA must be treated with particular care given that they contain unsubstantiated allegations of passable criminal activity. akin to ccoklenbal informant tips- Unauthorized release of information collected trader the BSA may result in criminal or civil sanctions, ln990640000I.C.VS9 EFTA01656592 FinCEN I Financial Crimes Enforcement Network United Sties Dcpattntent tithe fi casury FBAR Transcript BSA: 31000131386239 and DCN: Filing Information Filing Type(s) Initial Report Filing Date 08/18/2018 Received Date 08/18/2018 Entry Date 08/20/2018 Report for Calendar Year 2017 Submission Method Electronic batch filing Submitted by Authorized Third Party Yes Filer Information Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Filer First Name JEFFREY Filer Middle Name E Filer Date of Birth REM Filer Address Address Type Foreign account filer address Street Address 6100 RED HOOK QUARTER B3 6100 RED HOOK QUARTER B3 - Enhanced City ST. THOMAS ST. THOMAS - Enhanced State VI VI - Enhanced ZIP Code 00802 00802 - Enhanced Country US US - Enhanced Financial Interest in 25 or More Accounts No Signature Authority in 25 or More Accounts No Information on Financial Account(s) Owned Separately Account 1 of 2 Report For Calendar Year 12017 Page 1 The enclosed mformation was collected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regOations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The mformation a sensitive m nature and is to be treats accordingly. The information may be used only for a purpose con ustent with a crrnmat. tax. or regulatory investigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. inclueng analysis, to protect against mtemational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crates Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated w'th particular care given that they contain unsubstantiated allegations of paystle criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected older the BSA may recult in criminal or civil :webs:. 68Z98ELELOOOLE:VS8 EFTA01656593 FinCEN I Financial Crimes Enforcement Network United NJICS Department of the rtmuty FBAR Transcript BSA: 31000131386239 and DCN: Information on Financial Account(s) Owned Separately Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 0293300000061444 Maximum value of Account During Calendar Year Reported $105,463 Name of Financial Institution in which the Account is Held BNP PARIBAS Financial Institution Address Account 2 of 2 Report For Calendar Year Address Type Foreign account financial institution address Street Address 16 BOULEVARD DES ITALIANS 16 BOULEVARD DES ITALIANS - Enhanced City PARIS PARIS - Enhanced ZIP Code 75009 75009 - Enhanced Country 2017 FR FR - Enhanced Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 0293300000062351 Maximum value of Account During Calendar Year Reported $165,201 Name of Financial Institution in which the Account is Held BNP PARIBAS Financial Institution Address Address Type Foreign account financial institution address Street Address 16 BOULEVARD DES ITALIANS 16 BOULEVARD DES ITALIANS - Enhanced Page 2 The enclosed mformatico was caected and disseminated under provision: of the Bank Secrecy Act (Ine BSA) and U.S. Depatment of the Treasury regOations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The mformation a sensitive m nature and is to be treats accadingly. The information may be used only for a purpose con ustent with a crrnmat. tax. or regulatory mvestigation or proceeding. or in the conduct of mlelligence or countermtelligence activities. inclucYm analysis. to protect against mtemational terrorism. See 31 U S.C. 5311. The information carnet be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crimes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of pcmstle criminal activity. akin to ccoftelential informant tips. Unauthorized release of information collected wider the BSA may recult in criminal or civil sancliss. 68Z98ELEWOOLC.VSO EFTA01656594 FinCEN I Financial Crimes Enforcement Network United urn Di:panne:en of Mc To:amity FBAR Transcript BSA: 31000131386239 and DCN: Information on Financial Account(s) Owned Separately City PARIS PARIS - Enhanced ZIP Code 75009 75009 - Enhanced Country FR FR - Enhanced Signature Signature Date 08/18/2018 Third Party Preparer Use Only Preparer's Last Name HASSON, CPA Preparer's First Name DAVID Preparer's MI M. Preparer's TIN Identification Type PTIN Identification Number Phone Number Preparing Firm's Name SECKENDORF HASSON AND REILLY CPA's Lit Preparing Firm's TIN Identification Type EIN Identification Number Preparer's Address Address Type Third Party Preparer Firm Address Street Address 3000 MARCUS AVE STE 1W5 3000 MARCUS AVE STE 1W5 - Enhanced City LAKE SUCCESS NEW HYDE PARK - Enhanced State NY NY - Enhanced ZIP Code 11042-1009 11042-1007 - Enhanced Country US US - Enhanced Page 3 The enclosed mformatis was caected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Department of the Treasury regttations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The mformation a sensitive m nature and is to be treats accordingly. The information may be used only for a purpose con ustent with a crrnmat. tax. or regulatory mvestigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. includen analysis. to protect against mtemational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crates Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passtle criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the GSA may result in aiminal or civil sanctions. 6EZ988I.81000IC VS8 EFTA01656595 FinCEN I Financial Crimes Enforcement Network United Saks Chinaman dike Treasury FBAR Transcript BSA: 30000043057149 and DCN:20101910428660 Filing Information Filing Type(s) Initial Report Filing Date 04/12/2010 Received Date 07/10/2010 Entry Date 10/22/2010 Report for Calendar Year 2007 Submission Method Paper filing Filer Information Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Filer First Name JEFFREY Filer Middle Name E Filer Date of Birth Ea= Filer Address Address Type Foreign account filer address Street Address 6100 RED HOOK QTR STE 3B 6100 RED HOOK QTRS STE 3B - Enhanced City ST THOMAS ST THOMAS - Enhanced State VI VI - Enhanced ZIP Code 00802 00802-1301 - Enhanced Country US US - Enhanced Total Number of Foreign Financial Accounts 4 Information on Financial Account(s) Owned Separately Account 1 of 4 Report For Calendar Year 2007 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Page 1 The enclosed eformation was colected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chwter X. The eformation is sensitive at nature and is to be treated accccdingty. The information may be used only for a purpose con ustent with a crimes{ tax. or regulatory evestigation or proceeding. or in the conduct of etelligence or counteretelligence activities. inclueng analysis. to protect against eternational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. dixlosed. or transmitted without pith approval of the Director of Feancial Cranes Enforcement Network or his authorized delegate- Suspicious activity reports fled under the BSA must be treated with particular care given that they contain unsubstantiated allegations of pa:cable criminal activity. akin to ccoklenbal informant tips_ Unauthorized release of information collected under the BSA may result in criminal or civil sanctions. 641L90£400000C VSO EFTA01656596 FinCEN I Financial Crimes Enforcement Network Wird Sacs Dq)artinalt al the ricbuty FBAR Transcript BSA: 30000043057149 and DCN:20101910428660 Information on Financial Account(s) Owned Separately Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Other Other Type of Account PVT INV FUND Account Number or Other Designation SH214 Maximum value of Account During Calendar Year Reported Over $1,000,000 Filer Has a Financial Interest in this Account Yes Name of Financial Institution in which the Account is Held HIGHBRIDGE CAPITAL CORPORATION Financial Institution Address Address Type Foreign account financial institution address County BW BW - Enhanced Account 2 of 4 Report For Calendar Year 2007 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 00760011602 Maximum value of Account During Calendar Year Reported $100,000 to $1,000,000 Filer Has a Financial Interest in this Account Yes Name of Financial Institution in which the Account is Held HSBC PARIS Financial Institution Address Address Type Foreign account financial institution address Country FR FR - Enhanced Account 3 of 4 Report For Calendar Year 2007 Filer Role Foreign account filer Filer TIN Identification Type I SSN/ITIN Page 2 The enclosed nformatico was caected and disseminated under provisions of the Bank Secrecy Act the BSA) and U.S. Department of the Treasury regaations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The nformation is sensitive n nature and is to be treated accadingly. The information may be used only for a purpose con ustent with acrmnS, tax. or regulatory nvestigation or proceeding. or in the conduct of ntelligence or counterntelligence activities. inclucfng analysis. to protect against ntemational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fnancial Crates Enforcement Network or he authorized delegate. Suspicious activity reports filed under the GSA must be treated mth particular care given that they contain unsubstantiated allegations of paastle criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the BSA may recult in criminal or civil sanclicns. 64LLSOEV00000C.VS9 EFTA01656597 FinCEN Financial Crimes Enforcement Network United Stab ()Tatman of the ricauty FBAR Transcript BSA: 30000043057149 and DCN:20101910428660 Information on Financial Account(s) Owned Separately Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Securities Account Number or Other Designation 1207997 Maximum value of Account During Calendar Year Reported $100,000 to $1,000,000 Filer Has a Financial Interest in this Account Yes Name of Financial Institution in which the Account is Held HSBC Financial Institution Address Address Type Foreign account financial institution address Country SZ CH - Enhanced Account 4 of 4 Report For Calendar Year 2007 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Securities Account Number or Other Designation 4093 Maximum value of Account During Calendar Year Reported Over $1,000,000 Filer Has a Financial Interest in this Account Yes Name of Financial Institution in which the Account is Held HSBC Financial Institution Address Address Type Foreign account financial institution address Country SZ CH - Enhanced Signature Signature Yes Signature Date 04/12/2010 Page 3 The enclosed nformatico was cSected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Department of the Treasury regaations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The reformation a sensitive n nature and is to be treats accadingly. The information may be used only fa a purpose con ustent with a crtnnal. tax. or regulatory nvestigation or proceeding. or in the conduct of ntelligence or counterntelligence activities. incluctIg analysis, to protect against ntemational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fnancial Crnies Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of pciastle criminal activity. akin to ccofidenhal informant tips. Unauthorized release of information collected wider the OSA may result in criminal or civil sanctions. 641LSO6400000£ Val EFTA01656598 e-A0)FinCEN Financial Crimes Enforcement Network Land Staica Dopmniair A the ricnuty FBAR Transcript BSA: 30000043057149 and DCN:20101910428660 Third Party Preparer Use Only No Third Party Preparer Use Only Information Available Page 4 The enclosed nformatico was caected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regOations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The nformation a sensitive ri nature and is to be treated accordingly. The information may be used only for a purpose consistent with acrmns, tax. or regulatory investigation OC proceeding. of in the conduct of ntelligence of counterntelligence activitiesoncludeg analysis. to protect against nternational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Friancial Crates Enforcement Network or his authorized delegate. Suspicious activity reports fed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passtle criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanction:. 611L506100000£:VSl EFTA01656599 FinCEN Financial Crimes Enforcement Network WS Saws De:primal' a the Ttabuty FBAR Transcript BSA: 30000038865172 and DCN:20031840465660 Filing Information Filing Type(s) Initial Report Filing Date 06/26/2003 Received Date 07/03/2003 Entry Date 08/08/2003 Report for Calendar Year 2002 Submission Method Paper filing Filer Information Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Filer First Name JEFFREY E Filer Date of Birth Ma= Filer Address Address Type Foreign account filer address Street Address 110 E 69TH STREET 28TH FLOOR 110 E 69TH STREET 28TH FLOOR - Enhanced Street Address 2 GEORGE V DELSON ASSOCIATES City NEW YORK NEW YORK - Enhanced State NY NY - Enhanced ZIP Code 10022 10022 - Enhanced Country US US - Enhanced Total Number of Foreign Financial Accounts 3 Accounts Jointly Owned No Information on Financial Account(s) Owned Separately Account 1 of 3 Report For Calendar Year 2002 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Page 1 The enclosed mformatico was caected and disseminated under provisions of the Bank Secrecy Ac (rte BSA) and U.S. Department of the Treasury regdations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The mformation a sensitive m nature and is to be heated accadirtgly. The information may be used only for a purpose consistent with a crrnmat. tax. or regulatory investigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. includen analysis. to protect against mtemational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crates Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passtle criminal activity. akin to ccofidenhal informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanctions. ZLL5988800000C VS9 EFTA01656600 FinCEN I Financial Crimes Enforcement Network Unita' States Department of. the Treasury FBAR Transcript BSA: 30000038865172 and DCN:20031840465660 Information on Financial Account(s) Owned Separately Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 11600132819 Maximum value of Account During Calendar Year Reported $100,000 to $1,000,000 Filer Has a Financial Interest in this Account Yes Name of Financial Institution in which the Account is Held CITIBANK Financial Institution Address Address Type Foreign account financial institution address Country FR FR - Enhanced Account 2 of 3 Report For Calendar Year 2002 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 11600132808 Maximum value of Account During Calendar Year Reported $100,000 to $1,000,000 Filer Has a Financial Interest in this Account Yes Name of Financial Institution in which the Account is Held CITIBANK Financial Institution Address Address Type Foreign account financial institution address Country FR FR - Enhanced Account 3 of 3 Report For Calendar Year 2002 Filer Role Foreign account filer Filer TIN Identification Type I SSN/ITIN Page 2 The enclosed mformation was collected and disseminated under provisions of the Bank Secrecy Act (the 65.4) and U.S. Department of the Treasury regttations impementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The mformation is sensitive m nature and is to be treats accadingly. The information may be used only for a purpose consistent with a crrnmat. tax. or regulatory investigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. inclucren analysis. to protect against mtemational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crates Enforcement Network or his authorized delegate. Suspicious activity reports ffrd under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passtle criminal activity. akin to confidential informant tips. Unauthorized release of information collected older the BSA may result in criminsi or civil :webs:. ZLI.99888000008.VSO EFTA01656601 FinCEN I Financial Crimes Enforcement Network United N310 Department of the ricaoury FBAR Transcript BSA: 30000038865172 and DCN:20031840465660 Information on Financial Account(s) Owned Separately Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Securities Account Number or Other Designation 02865250 Maximum value of Account During Calendar Year Reported Over $1,000,000 Filer Has a Financial Interest in this Account Yes Name of Financial Institution in which the Account is Held HSBC BANQUE UNIGESTION Financial Institution Address Address Type Foreign account financial institution address Country SZ CH - Enhanced Signature Signature Yes Signature Date 06/26/2003 Third Party Preparer Use Only No Third Party Preparer Use Only Information Available Page 3 The enclosed reformation was collected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regdations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The nformation a sensitive ti nature and is to be treated accadingly. The information may be used only fa a purpose consistent with a crtnnal. tax. or regulatory nveztigation or proceeding. or in the conduct of ntelligence or counterntelligence activities. inclueng analysis. to protect against nternational terrorism. See 31 U. S.C.5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Frnancial Crones Enforcement Netwakor he authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passtle criminal activity. akin to ccolldential informant tips. Unauthorized released information collected older the BSA may result in criminal or civil sanctions. U199888000008 .VSO EFTA01656602 FinCEN I Financial Crimes Enforcement Network Vatted Sums Dcpawnent d the Ticeuty FBAR Transcript BSA: 31000087159762 and DCN: Filing Information Filing Type(s) Initial Report Filing Date 06/13/2016 Received Date 06/13/2016 Entry Date 06/14/2016 Report for Calendar Year 2015 Submission Method Electronic batch filing Submitted by Authorized Third Party Yes Filer Information Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Filer First Name JEFFREY Filer Middle Name E Filer Date of Birth 111.= Filer Address Address Type Foreign account filer address Street Address 6100 RED HOOK QUARTER B3 6100 RED HOOK QUARTER B3 - Enhanced City ST THOMAS ST THOMAS - Enhanced State VI VI - Enhanced ZIP Code 00802 00802 - Enhanced Country US US - Enhanced Financial Interest in 25 or More Accounts No Signature Authority in 25 or More Accounts No Information on Financial Account(s) Owned Separately Account 1 of 2 Report For Calendar Year 12015 Page 1 The enclosed nformatico was colected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Department of the Treasury regdations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The information a sensitive n nature and is to be treats accadingty. The information may be used only for a purpose consistent with acrmns, tax. or regulatory nvestigation or proceeding. or in the conduct of ntelligence or counterntelligence activities. inclucran analysis. to protect against ntemational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fnancial Crates Enforcement Network his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of covstle criminal activity. akin to confidential informant tips. Unauthorized release of information collected wider the BSA may rezult in criminal or civil sanctions. 19L6S1L80000IC VSO EFTA01656603 FinCEN I Financial Crimes Enforcement Network United NJICS Department of the I tawny FBAR Transcript BSA: 31000087159762 and DCN: Information on Financial Account(s) Owned Separately Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 0293300000062351 Maximum value of Account During Calendar Year Reported $103,416 Name of Financial Institution in which the Account is Held BNP PARIBAS Financial Institution Address Address Type Foreign account financial institution address Street Address 16 BOULEVARD DES ITALIANS 16 BOULEVARD DES ITALIANS - Enhanced City PARIS PARIS - Enhanced ZIP Code 75009 75009 - Enhanced Country FR FR - Enhanced Account 2 of 2 Report For Calendar Year 2015 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 0293300000061444 Maximum value of Account During Calendar Year Reported $96,798 Name of Financial Institution in which the Account is Held BNP PARIBAS Financial Institution Address Address Type Foreign account financial institution address Street Address 16 BOULEVARD DES ITALIANS 16 BOULEVARD DES ITALIANS - Enhanced Page 2 The enclosed nformatico was caected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regdations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The nformation is sensitive ti nature and is to be treats accadingly. The information may be used only fa a purpose consistent with acr.-mat tax. or regulatory nvestigation or proceeding. or in the conduct of ntelligence or counterntelligence activities. incluctn analysis. to protect against nternational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Frnancial Crams Enforcement Netwakor his authorized delegate. Suspicious activity reports feed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of pass.ble criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the BSA may result in criminsi or civil :miens:. 191691180000 IC Val EFTA01656604 FinCEN I Financial Crimes Enforcement Network United SOLO Depattmcnt of due rtanuty FBAR Transcript BSA: 31000087159762 and DCN: Information on Financial Account(s) Owned Separately City PARIS PARIS - Enhanced ZIP Code 75009 75009 - Enhanced Country FR FR - Enhanced Signature Signature Date 06/13/2016 Third Party Preparer Use Only Preparer's Last Name HASSON Preparer's First Name DAVID Preparer's TIN Identification Type PTIN Identification Number Phone Number Preparing Firm% Name SHR, CPA S LLC Preparing Firm's TIN Identification Type EIN Identification Number Preparer's Address Address Type Third Party Preparer Address Street Address 3000 MARCUS AVE STE 3W4 3000 MARCUS AVE STE 3W4 - Enhanced City LAKE SUCCESS NEW HYDE PARK - Enhanced State NY NY - Enhanced ZIP Code 11042-1009 11042-1009 - Enhanced Country US US - Enhanced Page 3 The enclosed nformatico was collected and disseminated under provisions of the Bank Secrecy Act Otte SSA) and U.S. Department of the Treasury regaations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The reformation is sensitive n nature and is to be treats accadingly. The information may be used only fa a purpose con ustent with acrmna tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. incluctIg analysis, to protect against ntemational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fnancial Crnes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passtle criminal activity. akin to confidential informant tips. Unauthorized release of information collected older the OSA may result in criminsi or civil sanctions. Z9L691180000I.C.VSO EFTA01656605 FinCEN Financial Crimes Enforcement Network united Sums Department cif the Treasury FBAR Transcript BSA: 31000001301346 and DCN:20111950555360 Filing Information Filing Type(s) Initial Report Filing Date 06/29/2011 Received Date 07/15/2011 Entry Date 01/23/2012 Report for Calendar Year 2010 Submission Method Paper filing Filer Information Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Filer First Name JEFFREY Filer Middle Name E Filer Date of Birth Ea= Filer Address Address Type Foreign account filer address Street Address 6100 RED HOOK QTR STE 3B 6100 RED HOOK QTRS STE 3B - Enhanced City ST THOMAS ST THOMAS - Enhanced State VI VI - Enhanced ZIP Code 00802 00802-1301 - Enhanced Country US US - Enhanced Information on Financial Account 1 of 4 Account(s) Owned Separately Report For Calendar Year 2010 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or EPSTEIN Page 1 The enclosed nformatico Wa: caected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Depatment of the Treasury reguLstions implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The nformation a sensitive ti nature and is to be heated accordingly. The information may be used only for a purpose con ustent with acrmnS, tax. or regulatory nvestigation or proceeding. or in the conduct of ntelligence or counterntelligence activities. inclucrew analysis, to protect against nternational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Frnancial Cranes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantmted allegations of paastle criminal activity. akin to ccofidentral informant tips. Unauthorized release of information collected wider the BSA may recult in criminal or civil sanclicns. 9K 1.00000 IC VS9 EFTA01656606 FinCEN Financial Crimes Enforcement Network United Sows Dcps mum d the rtabuty FBAR Transcript BSA: 31000001301346 and DCN:20111950555360 Information on Financial Account(s) Owned Separately Organization Name Account Type Securities Account Number or Other Designation 1207997 Maximum value of Account During Calendar Year Reported $990,733 Name of Financial Institution in which the Account is Held HSBC PRIVATE BANK SA Financial Institution Address Address Type Foreign account financial institution address Street Address PO BOX 3580 PO BOX 3580 - Enhanced City GENEVA 3 GENEVA 3 - Enhanced ZIP Code CH1211 1211 - Enhanced Country SZ CH - Enhanced ' • •f , Report For Calendar Year 2010 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number I Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 029300000062351 Maximum value of Account During Calendar Year Reported $83,002 Name of Financial Institution in which the Account is Held BNP PARIBUS Financial Institution Address Address Type Foreign account financial institution address Street Address 16 BOULEVARD DES ITALIANS 16 BOULEVARD DES ITALIANS - Enhanced City PARIS PARIS - Enhanced ZIP Code 662042449 662042449 - Enhanced Page 2 The enclosed nformatico was caected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Depatment of the Treasury reguLstions implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The nformation is sensitive n nature and is to be treated accadingly. The information may be used only for a purpose con ustent with a crwrinal. tax. or regulatory nvestigation or proceeding. or in the conduct of ntelligence or counterntelligence activities. inclueng analysis, to protect against ntemational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fnancial Cranes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of paystle criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the OSA may recult in criminal or civil sanctions. 9K 1.00000 LE .VS9 EFTA01656607 FinCEN I Financial Crimes Enforcement Network United Sows Deparmait of the Tanury FBAR Transcript BSA: 31000001301346 and DCN:20111950555360 Information on Financial Account(s) Owned Separately Country FR FR - Enhanced Account 3 of 4 Report For Calendar Year 2010 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number I Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Securities Account Number or Other Designation 4093 Maximum value of Account During Calendar Year Reported $3,802,298 Name of Financial Institution in which the Account is Held HSBC PRIVATE BANK SA Financial Institution Address Address Type Foreign account financial institution address Street Address PO BOX 3580 PO BOX 3580 - Enhanced City GENEVA 3 GENEVA 3 - Enhanced ZIP Code CH1211 1211 - Enhanced Country SZ CH - Enhanced Account 4 of 4 Report For Calendar Year 2010 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 00037331814 Maximum value of Account During Calendar Year Reported $52,080 Page 3 The enclosed nformatico was collected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regaations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The nformation a sensitive ri nature and is to be treats accadingly. The information may be used only fa a purpose con ustent with a crennal. tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. incluctIg analysis. to protect against nternational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Friancial Craws Enforcement Network or he authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of paystale criminal activity. akin to confidential informant tips. Unauthorized release of information collected wider the BSA may result in criminsi or civil :webs:. 9b£10610000016 VSO EFTA01656608 FinCEN I Financial Crimes Enforcement Network Vatted Sums Department of. the Timor)? FBAR Transcript BSA: 31000001301346 and DCN:20111950555360 Information on Financial Account(s) Owned Separately Name of Financial Institution in which the Account is Held FORTIS BANQUE Financial Institution Address Address Type Foreign account financial institution address Street Address 80 AVENUE MARCEAU 80 AVENUE MARCEAU - Enhanced City PARIS PARIS - Enhanced ZIP Code 75008 75008 - Enhanced Country FR FR - Enhanced Information on Financial Account(s) Where Filer has Signature Authority but No Financial Interest in the Account(s) Report For Calendar Year 2010 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Securities Account Number or Other Designation 303258101 Maximum value of Account During Calendar Year Reported $5,165,119 Name of Financial Institution in which the Account is Held VALARTIS BANK AG Financial Institution Address Address Type Foreign account financial institution address Street Address SIHISTRASSE 24 SIHISTRASSE 24 - Enhanced City ZURICH ZURICH - Enhanced ZIP Code 8021 8021 - Enhanced Country SZ CH - Enhanced Role of Owner Foreign account owner (other than filer) TIN of Account Owner Identification Type EIN Page 4 The enclosed eformatico was connected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury regaations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The information is sensitive m nature and is to be treats accordingly. The information may be used only for a purpose consistent with a crrnmat. tax. or regulatory mvestigat.on or proceeding. or in the conduct of etelligence or counteretelligence activities. inclueng analysis. to protect against etemational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Feancial Crews Enforcement Network or he authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passable criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected Ceder the BSA may result in criminal or civil :webs:. 9K 1.00000 IC VS9 EFTA01656609 FinCEN Financial Crimes Enforcement Network United Stain Department of the Ticbuty FBAR Transcript BSA: 31000001301346 and DCN:20111950555360 Information on Financial Account(s) Where Filer has Signature Authority but No Financial Interest in the Account(s) Identification Number 660567418 Owner Last Name or Organization Name FINANCIAL TRUST COMPANY INC Owner Address Address Type Foreign account owner address Street Address 6100 RED HOOK QUARTERS 6100 RED HOOK QTRS - Enhanced City ST THOMAS ST THOMAS - Enhanced State VI VI - Enhanced ZIP Code 08802 00802-1301 - Enhanced Country US US - Enhanced Signature Signature Yes Signature Date 06/29/2011 Third Party Preparer Use Only No Third Party Preparer Use Only Information Available Page 5 The enclosed mformaticm was collected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Department of the Treasury regdations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The information a sensitive m nature and is. to be treats accadingty The information may be used only fa a purpose consistent with a crrnmal. tax. or regulatory investigation or proceeding. or in the conduct of intelligence or countermtelligence activities. incluctIg analysis. to protect against mtemational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fmancial Crimes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passtle criminal actnity. akin to confidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil :webs:. 94610610000018.VS9 EFTA01656610 FinCEN I Financial Crimes Enforcement Network United Specs Dcpattment a the rt.:amity FBAR Transcript BSA: 30000039795551 and DCN:20051740608460 Filing Information Filing Type(s) Initial Report Filing Date 06/07/2005 Received Date 06/23/2005 Entry Date 07/22/2005 Report for Calendar Year 2004 Submission Method Paper filing Filer Information Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Filer First Name JEFFREY E Filer Date of Birth En Filer Address Address Type Foreign account filer address Street Address 110 E 59TH STREET 28TH FLOOR 110 E 59TH STREET 28TH FLOOR - Enhanced Street Address 2 G V DELSON ASSOCIATES City NEW YORK NEW YORK - Enhanced State NY NY - Enhanced ZIP Code 10022 10022 - Enhanced Country US US - Enhanced Total Number of Foreign Financial Accounts 2 Accounts Jointly Owned No Information on Financial Account(s) Owned Separately Account 1 of 2 Report For Calendar Year 2004 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Page 1 The enclosed mformatico was caected and disseminated under provisions of the Bank Secrecy Act (trte BSA) and U.S. Department of the Treasury regOations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The mformation a sensitive m nature and is to be treated accadirtgly. The information may be used only for a purpose consistent with acrmns, tax. or regulatory investigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. inclucren analysis. to protect against mtemational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crates Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of pose stle criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanctions. 9996L68000008NSO EFTA01656611 FinCEN Financial Crimes Enforcement Network Unitoi Stain peps unent d the ricbuty FBAR Transcript BSA: 30000039795551 and DCN: 20051740608460 Information on Financial Account(s) Owned Separately Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Other Account Number or Other Designation 11600132808 Maximum value of Account During Calendar Year Reported $10,000 to $99,999 Filer Has a Financial Interest in this Account Yes Name of Financial Institution in which the Account is Held CITIBANK Financial Institution Address Account 2 of 2 Report For Calendar Year Address Type Foreign account financial institution address Country 2004 FR FR - Enhanced Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Securities Account Number or Other Designation 02865250 Maximum value of Account During Calendar Year Reported Over $1,000,000 Filer Has a Financial Interest in this Account Yes Name of Financial Institution in which the Account is Held HSBC BANQUE UNIGESTION Financial Institution Address Address Type Foreign account financial institution address Country SZ CH - Enhanced Signature Signature Yes Signature Date 06/07/2005 Page 2 The enclosed reformation was caected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Department of the Treasury regaations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The nformation is sensitive n nature and is to be treated accadingly. The information may be used only fa a purpose con ustent with acrmna tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. incluctIg analysis, to protect against ntemational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fnancial Crones Enforcement Network or his authorized delegate. Suspicious activity report: filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of paastle criminal activity. akin to confidential informant tips. Unauthorized release of information collected wider the BSA may recult in criminal or civil sanclicns. 9996L68000008 .VSO EFTA01656612 FinCEN Financial Crimes Enforcement Network Gaited Scam pcparmialt ti the ricbuty FBAR Transcript BSA: 30000039795551 and DCN:20051740608460 Third Party Preparer Use Only No Third Party Preparer Use Only Information Available Page 3 The enclosed reformation was colected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regaations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The mformation a sensitive m nature and is to be treats accadingly. The information may be used only fa a purpose consistent with a cr.-n.131. tax. or regulatory investigation OC proceeding. Of in the conduct of mtelligence a countermtelligence activities. includeg analysis. to protect against mternalional terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. a transmitted without prior approval of the Director of Financial Crrnes Enforcement Network or he authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passi3le criminal activity. akin to confidential informant tips. Unauthorized release of information collected wider the BSA may result in criminsi or civil :miens:. 19996L66000006:VSO EFTA01656613 FinCEN I Financial Crimes Enforcement Network United Saks Depattmatt tithe Timmy FBAR Transcript BSA: 30000040375803 and DCN:20061871278960 Filing Information Filing Type(s) Initial Report Filing Date 06/30/2006 Received Date 07/06/2006 Entry Date 08/30/2006 Report for Calendar Year 2005 Submission Method Paper filing Filer Information Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Filer First Name JEFFREY Filer Middle Name E Filer Date of Birth Ma= Filer Address Address Type Foreign account filer address Street Address 110 E 59TH STREET 28TH FLOOR 110 E 59Th STREET 28TH FLOOR - Enhanced Street Address 2 G V DELSON ASSOCIATES City NEW YORK NEW YORK - Enhanced State NY NY - Enhanced ZIP Code 10022 10022 - Enhanced Country US US - Enhanced Total Number of Foreign Financial Accounts 2 Accounts Jointly Owned No Information on Financial Account(s) Owned Separately Account 1 of 2 Report For Calendar Year 2005 Filer Role Foreign account filer Page 1 The enclosed nformatico was caected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Depatment of the Treasury regOations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The nformation a sensitive ri nature and is to be treated accadingly The information may be used only for a purpose consistent with acr.-mat. tax. or regulatory investigation or proceeding. or in the conduct of ntelligence or counterntelligence activities. inclueng analysis. to protect against nternational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Friancial Crates Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of paystle criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanctions. E089LE0400000C.VS9 EFTA01656614 FinCEN I Financial Crimes Enforcement Network 1-41Itai Scams Depattntau of the Ticbuty FBAR Transcript BSA: 30000040375803 and DCN:20061871278960 Information on Financial Account(s) Owned Separately Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Securities Account Number or Other Designation 02865250 Maximum value of Account During Calendar Year Reported Over $1,000,000 Filer Has a Financial Interest in this Account Yes Name of Financial Institution in which the Account is Held HSBC BANQUE UNIGESTION Financial Institution Address Account 2 of 2 Report For Calendar Year Address Type Foreign account financial institution address Country 2005 SZ CH - Enhanced Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 11600132808 Maximum value of Account During Calendar Year Reported $100,000 to $1,000,000 Filer Has a Financial Interest in this Account Yes Name of Financial Institution in which the Account is Held CITIBANK Financial Institution Address Address Type Foreign account financial institution address Country FR FR - Enhanced Signature Signature I Yes Page 2 The enclosed nformatico was caected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regaations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The nformation is sensitive n nature and is to be treats accadingly. The information may be used only fa a purpose con ustent with a crennal. tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. incluttlg analysis. to protect against nternational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fnancial Crnes Enforcement Netwaker his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of coastle criminal activity. akin to ccofidenhal informant tips. Unauthorized release of infamatnn collected wider the BSA may recult in criminal or civil :wens:. E089LE0400000C.VS9 EFTA01656615 FinCEN Financial Crimes Enforcement Network United Stain Depart alt of the Ttanuty FBAR Transcript BSA: 30000040375803 and DCN:20061871278960 Signature L Signature Date 106/30/2006 Third Party Preparer Use Only No Third Party Preparer Use Only Information Available Page 3 The enclosed mformatico was corrected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regaations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The mformation a senative n nature and is to be treats accordingly. The information may be used only for a purpose con ustent with acrminal, tax. or regulatory nvestigation or proceeding. or in the conduct of ntelligence or counterntelligence activities. inclueng analysis, to protect against ntemational terrorism. See 31 U.S.C. 5311. The information carnet be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fnancial Crates Enforcement Network or his authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of pciastle criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil :miens:. E089LE0400000C.yS9 EFTA01656616 FinCEN I Financial Crimes Enforcement Network United Stab ()cps °ban a the Ticouty FBAR Transcript BSA: 30000040375802 and DCN:20061871278860 Filing Information Filing Type(s) Initial Report Filing Date 06/30/2006 Received Date 07/06/2006 Entry Date 09/14/2006 Report for Calendar Year 2005 Submission Method Paper filing Filer Information Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Filer First Name JEFFREY Filer Middle Name E Filer Date of Birth ././= Filer Address Address Type Foreign account filer address Street Address 110 E 59TH STREET 28TH FLOOR 110 E 59Th STREET 28TH FLOOR - Enhanced Street Address 2 G V DELSON ASSOCIATES City NEW YORK NEW YORK - Enhanced State NY NY - Enhanced ZIP Code 10022 10022 - Enhanced Country US US - Enhanced Total Number of Foreign Financial Accounts 2 Accounts Jointly Owned No Information on Financial Account(s) Owned Separately Account 1 of 2 Report For Calendar Year 2005 Filer Role Foreign account filer Page 1 The enclosed mformation was corrected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regaations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The mformation is sensitive n nature and is to be heated accadingly. The information may be used only fa a purpose con nstent with acrtnnal, tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. inclucMg analysis, to protect against ntemational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without priors approval of the Director of Financial Crones Enforcement Network his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passtle criminal activity. akin to confidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanctions. Z089L£0400000£ VSO EFTA01656617 FinCEN I Financial Crimes Enforcement Network United SCAM Dcpat malt al the ricbuty FBAR Transcript BSA: 30000040375802 and DCN:20061871278860 Information on Financial Account(s) Owned Separately Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 11600132808 Maximum value of Account During Calendar Year Reported $100,000 to $1,000,000 Filer Has a Financial Interest in this Account Yes Name of Financial Institution in which the Account is Held CITIBANK Financial Institution Address Account 2 of 2 Report For Calendar Year Address Type Foreign account financial institution address Country 2005 FR FR - Enhanced Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Securities Account Number or Other Designation 02865250 Maximum value of Account During Calendar Year Reported Over $1,000,000 Filer Has a Financial Interest in this Account Yes Name of Financial Institution in which the Account is Held HSBC BANQUE UNIGESTION Financial Institution Address Address Type Foreign account financial institution address Country SZ CH - Enhanced Signature Signature I Yes Page 2 The enclosed nformatico was collected and disseminated under provisions of the Bank Secrecy Act Otte SSA) and U.S. Department of the Treasury regttations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The reformation a sensitive n nature and is to be treats accadingly. The information may be used only fa a purpose consistent with acr.-mat tax. or regulatory nvestigation or proceeding. or in the conduct of ntelligence or countermtelligence activities. incluctIg analysis. to protect against nternational terrorism. See 31 U.S.C. $311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fnancial Crames Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of pass.ble criminal activity. akin to confidential informant tips. Unauthorized release of information collected older the OSA may result in criminal or civil sanctions. Z089L£0400000C Val EFTA01656618 FinCEN Financial Crimes Enforcement Network United Stain ()Tatmatt of the rtaauty FBAR Transcript BSA: 30000040375802 and DCN:20061871278860 Signature Signature Date 106/30/2006 Third Party Preparer Use Only No Third Party Preparer Use Only Information Available Page 3 The enclosed mformation was colected and disseminated under provisions of the Dank Secrecy Act (the SSA) and U.S. Department of the Treasury regOations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The mformation a sensitive m nature and is to be treated accadingly. The information may be used only fa a purpose consistent with acrtnoal, tax. or regulatory investigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. inclucYlg analysis. to protect against mtemational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crnies Enforcement Network or his authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of pays.ble criminal activity. akin to confidential inform ant tips. Unauthorized release of information collected wider the BSA may reault in criminal or civil sanctions. ZOSSLE0400000C.VS9 EFTA01656619 FinCEN I Financial Crimes Enforcement Network Unitai Seats Depattntau of the Treasury FBAR Transcript BSA: 31000016351947 and DCN:20121736062060 Filing Information Filing Type(s) Initial Report Filing Date 06/21/2012 Received Date 06/23/2012 Entry Date 10/31/2012 Report for Calendar Year 2011 Submission Method Paper filing Filer Information Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Filer First Name JEFFREY E Filer Date of Birth Ma= Filer Address Address Type Foreign account filer address Street Address 6100 RED HOOK QUARTER B3 6100 RED HOOK QUARTER B3 - Enhanced City ST THOMAS ST THOMAS - Enhanced State VI VI - Enhanced ZIP Code 00802 00802 - Enhanced Country US US - Enhanced Financial Interest in 25 or More Accounts No Information on Financial Account 1 of 2 Account(s) Owned Separately Report For Calendar Year 2011 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Page 1 The enclosed mformation was colected and disseminated under provisions oldie Bank Secrecy Act (the SSA) and U.S. Department of Ube Treasury regOations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The mformation is sensitive m nature and is to be treats accadingly. The information may be used only fa a purpose consistent with acr.-n.13l, tax. or regulatory investigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. inductn analysis. to protect against mtemational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Craws Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passable criminal activity. akin to confidential inform ant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanction:. LV6L9£9100001£:VS9 EFTA01656620 FinCEN I Financial Crimes Enforcement Network UMW SOICS Depattmait d the pussy FBAR Transcript BSA: 31000016351947 and DCN:20121736062060 Information on Financial Account(s) Owned Separately Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 0293300030061444 Maximum value of Account During Calendar Year Reported $50,000 Name of Financial Institution in which the Account is Held BNP PARIBAS Financial Institution Address Address Type Foreign account financial institution address Street Address 16 BOULEVARD DES ITALIANS 16 BOULEVARD DES ITALIANS - Enhanced City PARIS PARIS - Enhanced ZIP Code 75009 75009 - Enhanced Country FR FR - Enhanced Account 2 of 2 Report For Calendar Year 2011 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 0293300000062351 Maximum value of Account During Calendar Year Reported $57,668 Name of Financial Institution in which the Account is Held BNP PARIBAS Financial Institution Address Address Type Foreign account financial institution address Street Address 16 BOULEVARD DES ITALIANS 16 BOULEVARD DES ITALIANS - Enhanced City PARIS PARIS - Enhanced ZIP Code 75009 75009 - Enhanced Page 2 The enclosed nformatico was caected and disseminated under provisions of the Bank Secrecy Act One SSA) and U.S. Department of the Treasury regaations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The nformation a sensitive ri nature and is to be treats accadingly. The information may be used only fa a purpose consistent with acrmna tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. inclueng analysis. to protect against nternational terrorism See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Friancial Crrnes Enforcement Netwaken he authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passtle criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the BSA may result in criminsi or civil :webs:. L46L9£9L0000L£ VS9 EFTA01656621 • FinCEN I Financial Crimes Enforcement Network Unhs arcs, DT,,mair tithe ricbuty FBAR Transcript BSA: 31000016351947 and DCN:20121736062060 Information on Financial Account(s) Owned Separately Country FR FR - Enhanced CO CA) O o fT rJ fr Information on Financial Account(s) Where Filer has Signature Authority but No Financial Interest in the Account(s) Report For Calendar Year 2011 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Securities Account Number or Other Designation 303258 Maximum value of Account During Calendar Year Reported $5,353,277 Name of Financial Institution in which the Account is Held VALARTIS BANK AG Financial Institution Address Address Type Foreign account financial institution address Street Address SIHLSTRASSE 24 SIHLSTRASSE 24 - Enhanced City ZURICH ZURICH - Enhanced ZIP Code 8021 8021 - Enhanced Country SZ CH - Enhanced Role of Owner Foreign account owner (other than filer) TIN of Account Owner Identification Type EIN Identification Number 660567418 Owner Last Name or Organization Name FINANCIAL TRUST COMPANY INC Owner Address Address Type Foreign account owner address Street Address 6100 RED HOOK QUARTER B3 6100 RED HOOK QUARTER B3 - Enhanced City ST THOMAS ST THOMAS - Enhanced State VI Page 3 The enclosed nformatico was caected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regdations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The nformation a sensitive ri nature and is to be treats accordingly. The information may be used only for a purpose consistent with acr.-n.1al, tax. or regulatory rwestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. inclueng analysis. to protect against nternational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Friancial Crites Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of pcivstle criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanctions. t.O EFTA01656622 FinCEN Financial Crimes Enforcement Network United lutes Di:patina,' a the paws y FBAR Transcript BSA: 31000016351947 and DCN:20121736062060 Information on Financial Account(s) Where Filer has Signature Authority but No Financial Interest in the Account(s) VI - Enhanced ZIP Code 00802 00802 - Enhanced Country US US - Enhanced Filers Title with this Owner OFFICER SHAREHOLDER I Signature Date 06/21/2012 Signature Yes No Third Party Preparer Use Only Information Available Page 4 The enclosed nformatico was collected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Department of the Treasury reguLations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The nformation a sensitive n nature and is to be treats accordingly. The information may be used only fa a purpose con ustent with a crtnnal. tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. inclucYlg analysis, to protect against ntemational terrorism. See 31 U. S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fnancial Crnies Enforcement Netwakor he authorized delegate. Suspicious activity reports ftled under the GSA must be treated with particular care given that they contain unsubstantiated allegations of paasiale criminal actnity. akin to ccolldential informant lips Unauthorized release of infamalmn collected older the BSA may result in criminal or civil :wens:. L46LS£9L0000L£ Val EFTA01656623 FinCEN I Financial Crimes Enforcement Network United Scm Department of the 7mousy FBAR Transcript BSA: 31000144822550 and DCN: Filing Information Filing Type(s) Initial Report Filing Date 04/09/2019 Received Date 04/09/2019 Entry Date 04/10/2019 Report for Calendar Year 2018 Submission Method Electronic batch filing Submitted by Authorized Third Party Yes Filer Information Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Filer First Name JEFFREY Filer Middle Name E Filer Date of Birth REM Filer Address Address Type Foreign account filer address Street Address 6100 RED HOOK QUARTER B3 6100 RED HOOK QUARTER B3 - Enhanced City ST. THOMAS ST. THOMAS - Enhanced State VI VI - Enhanced ZIP Code 00802 00802 - Enhanced Country US US - Enhanced Financial Interest in 25 or More Accounts No Signature Authority in 25 or More Accounts No Information on Financial Account(s) Owned Separately Account 1 of 2 Report For Calendar Year 2018 Page 1 The enclosed reformation was collected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Department of the Treasury regaations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The nformation a sensitive n nature and is to be treated accadingly. The information may be used only fa a purpose consistent with acrmnal, tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. inclutYm analysis. to protect against nternational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fnancial Craws Enforcement Network or he authorized delegate. Suspicious activity reports fed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passtle criminal activity. akin to ccofidentml informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanctions. 059ZZ84410001£ VS8 EFTA01656624 FinCEN I Financial Crimes Enforcement Network United Noir, Dcp.x (malt a the rt.:busy FBAR Transcript BSA: 31000144822550 and DCN: Information on Financial Account(s) Owned Separately Filer Role Foreign account filer Filer TIN Identification Type I SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 0293300000061444 Maximum value of Account During Calendar Year Reported $90,049 Name of Financial Institution in which the Account is Held BNP PARIBAS Financial Institution Address Address Type Foreign account financial institution address Street Address 16 BOULEVARD DES ITALIANS 16 BOULEVARD DES ITALIANS - Enhanced City PARIS PARIS - Enhanced ZIP Code 75009 75009 - Enhanced Country FR FR - Enhanced Account 2 of 2 Report For Calendar Year 2018 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 0293300000062351 Maximum value of Account During Calendar Year Reported $116,863 Name of Financial Institution in which the Account is Held BNP PARIBAS Financial Institution Address Address Type Foreign account financial institution address Street Address 16 BOULEVARD DES ITALIANS 16 BOULEVARD DES ITALIANS - Enhanced Page 2 The enclosed reformation was collected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regaations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The reformation is sensitive n nature and is to be treated accadingly. The information may be used only for a purpose consistent with acr.-mat. tax. or regulatory nveztigation or proceeding. or in the conduct of intelligence or counterntelligence activities. inclueng analysis. to protect against nternational terrorism. See 31 U.S.C. 5311. The information carnet be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Frnancial Crones Enforcement Network or he authorized delegate. Suspicious activity reports ffrd under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passtle criminal activity. akin to confidential informant tips. Unauthorized release of information collected older the BSA may result in criminal or civil sanctions. 099ZZ8VVI.000is ySO EFTA01656625 FinCEN I Financial Crimes Enforcement Network United Sales DWaunent of the ricouty FBAR Transcript BSA: 31000144822550 and DCN: Information on Financial Account(s) Owned Separately City PARIS PARIS - Enhanced ZIP Code 75009 75009 - Enhanced Country FR FR - Enhanced Signature Signature Date I 04/09/2019 Third Party Preparer Use Only Preparer's Last Name HASSON, CPA Preparer's First Name DAVID Preparer's MI M. Preparer's TIN Identification Type PTIN Identification Number Phone Number Preparing Firm's Name SECKENDORF HASSON AND REILLY CPA's Lit Preparing Firm's TIN Identification Type EIN Identification Number Preparer's Address Address Type Third Party Preparer Firm Address Street Address 3000 MARCUS AVE STE 1W5 3000 MARCUS AVE STE 1W5 - Enhanced City LAKE SUCCESS NEW HYDE PARK - Enhanced State NY NY - Enhanced ZIP Code 11042-1009 11042-1007 - Enhanced Country US US - Enhanced Page 3 The enclosed nformatico was collected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Department of the Treasury regttations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The nformation is sensitive ri nature and is to be treats accadingly. The information may be used only for a purpose consistent with aarm-tat tax. or regulatory investigation or proceeding. or in the conduct of ntelligence or counterntelligence activities. incluCen analysis. to protect against nternational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Friancial Crates Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of psystle criminal activity. akin to ccolldenhal informant tips. Unauthorized release of information collected older the BSA may result in criminsi or civil :webs:. 09SZZ8ti4L0001£ VS8 EFTA01656626 FinCEN Financial Crimes Enforcement Network United SOWS peps intent tithe Ttaauty FBAR Transcript BSA: 30000041508837 and DCN:20081852771960 Filing Information Filing Type(s) Initial Report Filing Date 06/25/2008 Received Date 07/03/2008 Entry Date 09/03/2008 Report for Calendar Year 2007 Submission Method Paper filing Filer Information Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Filer First Name JEFFREY E Filer Date of Birth ././= Filer Address Address Type Foreign account filer address Street Address 6100 RED HOOK QTR STE 3B 6100 RED HOOK QTRS STE 3B - Enhanced City ST THOMAS ST THOMAS - Enhanced State VI VI - Enhanced ZIP Code 00802 00802-1301 - Enhanced Country US US - Enhanced Total Number of Foreign Financial Accounts 1 Accounts Jointly Owned No Information on Financial Account(s) Owned Separately Report For Calendar Year 2007 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Page 1 The enclosed reformation was collected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Depatment of the Treasury regaations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The reformation a sensitive n nature and is to be treats accadingly. The information may be used only for a purpose consistent with a crtnnal. tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. incluctIg analysis. to protect against nternational terrorism. See 31 U. S.C. 5311. The information carnet be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Friancial Craws Enforcement Network or he authorized delegate. Suspicious activity reports fed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of paystle criminal activity. akin to confidential informant tips. Unauthorized release of information collected older the BSA may result in criminal or civil :webs:. L88809L400000£ VS9 EFTA01656627 FinCEN Financial Crimes Enforcement Network United Staio Dept mem of the rt.:gouty FBAR Transcript BSA: 30000041508837 and DCN:20081852771960 Information on Financial Account(s) Owned Separately Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 00760011602 Maximum value of Account During Calendar Year Reported $100,000 to $1,000,000 Filer Has a Financial Interest in this Account Yes Name of Financial Institution in which the Account is Held HSBC PARIS Financial Institution Address Address Type Foreign account financial institution address Country FR FR - Enhanced Signature Signature Yes Signature Date 06/25/2008 Third Party Preparer Use Only No Third Party Preparer Use Only Information Available Page 2 The enclosed nformatico was caected and disseminated under provisions of the Dank Secrecy Act (Me SSA) and U.S. Department of the Treasury regdations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The nformation is sensitive ti nature and is to be treats accordingly. The information may be used only for a purpose consistent with acrmns, tax. or regulatory rwestigation or proceeding. or in the conduct of ntelligence or counterntelligence activities. inclueng analysis. to protect against nternational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Frnancial Crates Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of psystle criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the OSA may result in criminal or civil :webs:. LE880511700000C VS9 EFTA01656628 FinCEN I Financial Crimes Enforcement Network United SOWS Dcpartinait cA the To:gouty FBAR Transcript BSA: 31000044848896 and DCN:20131789591660 Filing Information Filing Type(s) Initial Report Filing Date 06/26/2013 Received Date 06/28/2013 Entry Date 04/18/2014 Report for Calendar Year 2012 Submission Method Paper filing Filer Information Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Filer First Name JEFFREY Filer Middle Name E Filer Date of Birth na= Filer Address Address Type Foreign account filer address Street Address 6100 RED HOOK QUARTER B3 6100 RED HOOK QUARTER B3 - Enhanced City ST THOMAS ST THOMAS - Enhanced State VI VI - Enhanced ZIP Code 00802 00802 - Enhanced Country US US - Enhanced Financial Interest in 25 or More Accounts No Information on Financial Account(s) Owned Separately Account 1 of 2 Report For Calendar Year 2012 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Page 1 The enclosed nformatico was collected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Depatment of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The nformation a sensitive n nature and is to be heated accadingly. The information may be used only for a purpose consistent with acrmnal, tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. incluttn analysis. to protect against nternational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fla vial Grins Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of paystle criminal activity. akin to confidential informant tips. Unauthorized release of information collected older the BSA may result in criminal or civil sanclicnr.. 9688484400001£:VS9 EFTA01656629 FinCEN I Financial Crimes Enforcement Network United Saws Depasonait ti the Lc:Nur!, FBAR Transcript BSA: 31000044848896 and DCN:20131789591660 Information on Financial Account(s) Owned Separately Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 0293300030061444 Maximum value of Account During Calendar Year Reported $111,223 Name of Financial Institution in which the Account is Held BNP PARIBAS Financial Institution Address Address Type Foreign account financial institution address Street Address 16 BOULEVARD DES ITALIANS 16 BOULEVARD DES ITALIANS - Enhanced City PARIS PARIS - Enhanced ZIP Code 75009 75009 - Enhanced Country FR FR - Enhanced Account 2 of 2 Report For Calendar Year 2012 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number I Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 0293300000062351 Maximum value of Account During Calendar Year Reported $68,007 Name of Financial Institution in which the Account is Held BNP PARIBAS Financial Institution Address Address Type Foreign account financial institution address Street Address 16 BOULEVARD DES ITALIANS 16 BOULEVARD DES ITALIANS - Enhanced City PARIS PARIS - Enhanced ZIP Code 75009 Page 2 The enclosed eformaticn was colected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311. et seg.: 31 CFR Chwter X. The eformation is sensitive it nature and is to be treated accordingly. The information may be used only for a purpose consistent with a crime* tax. or regulatory evestigation or proceeding. or in the conduct of etelligence or counteretelligence activities. inclueng analysis. to protect against eternational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Feancial Crates Enforcement Network or his authorized delegate- Suspicious activity reports fled under the BSA must be treated with particular care given that they contain unsubstantiated allegations of passable criminal activity. akin to cceklentsal informant tips- Unauthorized release of information collected alder the BSA may result in criminal or civil sanctions. 968817814'0000 is VS9 EFTA01656630 FinCEN I Financial Crimes Enforcement Network Vatted SOW, peps:matt die Tic:busy FBAR Transcript BSA: 31000044848896 and DCN:20131789591660 Information on Financial Account(s) Owned Separately 75009 - Enhanced Country FR FR - Enhanced Information on Financial Account(s) Where Filer has Signature Authority but No Financial Interest in the Account(s) Report For Calendar Year 2012 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Securities Account Number or Other Designation 303258 Maximum value of Account During Calendar Year Reported $3,867,645 Name of Financial Institution in which the Account is Held VALARTIS BANK AG Financial Institution Address Address Type Foreign account financial institution address Street Address SIHLSTRASSE 24 SIHLSTRASSE 24 - Enhanced City ZURICH ZURICH - Enhanced ZIP Code 8021 8021 - Enhanced Country SZ CH - Enhanced Role of Owner Foreign account owner (other than filer) TIN of Account Owner Identification Type EIN Identification Number 660567418 Owner Last Name or Organization Name FINANCIAL TRUST COMPANY INC Owner Address Address Type Foreign account owner address Street Address 6100 RED HOOK QUARTER B3 6100 RED HOOK QUARTER B3 - Enhanced City ST THOMAS ST THOMAS - Enhanced Page 3 The enclosed mformatico was connected and disseminated under provision: of the Bank Secrecy Act (Me SSA) and U.S. Department of Ube Treasury regaations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The mformation a sensitive m nature and is to be treats accadingly The information may be used only for a purpose consistent with a crrnmat. tax. or regulatory investigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. inclutfng analysis. to protect against eternational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crates Enforcement Network or h's authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of pas stale criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil :webs:. 968848440000 is VS9 EFTA01656631 FinCEN Financial Crimes Enforcement Network United Scan Dtparintent d the ricasuty FBAR Transcript BSA: 31000044848896 and DCN:20131789591660 Information on Financial Account(s) Where Filer has Signature Authority but No Financial Interest in the Account(s) State VI VI - Enhanced ZIP Code 00802 00802 - Enhanced Country US US - Enhanced Filers Title with this Owner OFFICER SHAREHOLDER Signature I Signature Date 06/26/2013 Signature Yes Third Party Preparer Use Only No Third Party Preparer Use Only Information Available Page 4 The enclosed reformation was caected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Department of the Treasury regaations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The nformation is sensitive n nature and is to be treats accadingty. The information may be used only fa a purpose con ustent with acrmnal, tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. incluctIg analysis, to protect against nternational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Friancial Crones Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of pciastle criminal activity. akin to confidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil :wens:. 9688P8t740000LE ySO EFTA01656632 FinCEN I Financial Crimes Enforcement Network United Sacs Dcpattntent d the ricbuty FBAR Transcript BSA: 31000110602437 and DCN: Filing Information Filing Type(s) Initial Report Filing Date 08/18/2017 Received Date 08/18/2017 Entry Date 08/21/2017 Report for Calendar Year 2016 Submission Method Electronic batch filing Submitted by Authorized Third Party Yes Filer Information Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Filer First Name JEFFREY Filer Middle Name E Filer Date of Birth SW= Filer Address Address Type Foreign account filer address Street Address 6100 RED HOOK QUARTER B3 6100 RED HOOK QUARTER Ei3 - Enhanced City ST THOMAS ST THOMAS - Enhanced State VI VI - Enhanced ZIP Code 00802 00802 - Enhanced Country US US - Enhanced Financial Interest in 25 or More Accounts No Signature Authority in 25 or More Accounts No Information on Financial Account(s) Owned Separately Account 1 of 2 Report For Calendar Year 12016 Page 1 The enclosed reformation was caected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Department of the Treasury reguLstions implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The nformation a senative n nature and is to be treats accadingly. The information may be used only fa a purpose con ustent with a crtnnal. tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. incluttlg analysis. to protect against ntemational terrorism. See 31 U. S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without Ow approval of the Director of Fnancial Crones Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of paastle criminal activity. akin to ccofidenhal informant tips. Unauthorized release of information collected wider the BSA may recult in criminal or civil :wens:. LEVZ0901.1000IC VS9 EFTA01656633 FinCEN I Financial Crimes Enforcement Network United Nair, l)cp.x malt cite Ttasury FBAR Transcript BSA: 31000110602437 and DCN: Information on Financial Account(s) Owned Separately Filer Role Foreign account filer Filer TIN Identification Type I SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 0293300000061444 Maximum value of Account During Calendar Year Reported $213,618 Name of Financial Institution in which the Account is Held BNP PARIBAS Financial Institution Address Address Type Foreign account financial institution address Street Address 16 BOULEVARD DES ITALIANS 16 BOULEVARD DES ITALIANS - Enhanced City PARIS PARIS - Enhanced ZIP Code 75009 75009 - Enhanced Country FR FR - Enhanced Account 2 of 2 Report For Calendar Year 2016 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 0293300000062351 Maximum value of Account During Calendar Year Reported $219,742 Name of Financial Institution in which the Account is Held BNP PARIBAS Financial Institution Address Address Type Foreign account financial institution address Street Address 16 BOULEVARD DES ITALIANS 16 BOULEVARD DES ITALIANS - Enhanced Page 2 The enclosed nformatico was caected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Department of the Treasury regaations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The nformation a sensitive ti nature and is to be treated accordingly. The information may be used only for a purpose con ustent with acrrnma tax. or regulatory nvestigation or proceeding. or in the conduct of ntelligence or counterntelligence activities. inclutfwg analysis, to protect against nternational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Palencia Cranes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of paastle criminal actmty. akin to ccofidential informant tips. Unauthorized release of information collected wider the BSA may recult in criminal or civil sanctions. L£fZ090L10001£ VSO EFTA01656634 FinCEN I Financial Crimes Enforcement Network United SOWS Depattntent d the Tiaouty FBAR Transcript BSA: 31000110602437 and DCN: Information on Financial Account(s) Owned Separately City PARIS PARIS - Enhanced ZIP Code 75009 75009 - Enhanced Country FR FR - Enhanced Signature Signature Date 108/18/2017 Third Party Preparer Use Only Preparer's Last Name HASSON CPA Preparer's First Name DAVID Preparer's MI M Preparer's TIN Identification Type PTIN Identification Number Phone Number Preparing Firm's Name SHR, CPA S LLC Preparing Firm's TIN Identification Type EIN Identification Number Preparer's Address Address Type Third Party Preparer Address Street Address 3000 MARCUS AVE STE 3W4 3000 MARCUS AVE STE 3W4 - Enhanced City LAKE SUCCESS NEW HYDE PARK - Enhanced State NY NY - Enhanced ZIP Code 11042-1009 11042-1009 - Enhanced Country US US - Enhanced Page 3 The enclosed mformatico was caected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Department of the Treasury regttations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The mformation a sensitive n nature and is to be treats accadingly. The information may be used only fa a purpose consistent with a crrnmat. tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. incluctIg analysis. to protect against ntemational terrorism. See 31 U S.C. 5311. The information carnet be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fnancial Crnies Enforcement Network or h's authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passtle criminal activity. akin to confidential informant tips. Unauthorized release of information collected wider the OSA may result in criminsi or civil :webs:. L£VZ09011000IC VS9 EFTA01656635 FinCEN I Financial Crimes Enforcement Network United Sums Chinaman ct the Timury FBAR Transcript BSA: 30000040950431 and DCN:20071863974260 Filing Information Filing Type(s) Initial Report Filing Date 06/27/2007 Received Date 07/05/2007 Entry Date 08/21/2007 Report for Calendar Year 2006 Submission Method Paper filing Filer Information Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Filer First Name JEFFREY Filer Middle Name E Filer Date of Birth Ea= Filer Address Address Type Foreign account filer address Street Address 6100 RED HOOK QTR STE 3B 6100 RED HOOK QTRS STE 38 - Enhanced City ST THOMAS ST THOMAS - Enhanced State VI VI - Enhanced ZIP Code 00802 00802-1301 - Enhanced Country US US - Enhanced Total Number of Foreign Financial Accounts 1 Accounts Jointly Owned No Information on Financial Account(s) Owned Separately Report For Calendar Year 2006 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Page 1 The enclosed mformation was collected and disseminated under provision: of the Bank Secrecy Act (Me SSA) and U.S. Department of the Treasury regaations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The mformation a sensitive m nature and is to be treats accadingty. The information may be used only foe a purpose consistent with acrmns, tax. or regulatory mvestigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. inclueng analysis. to protect against mtemational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crates Enforcement Network or he authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of ocivstle criminal activity. akin to confidential informant tips. Unauthorized release of information collected wider the BSA may result in criminai or civil sanction:. EV0960400000C VS9 EFTA01656636 FinCEN Financial Crimes Enforcement Network United SUM Department of the mousy FBAR Transcript BSA: 30000040950431 and DCN: 20071863974260 Information on Financial Account(s) Owned Separately Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 11600132808 Maximum value of Account During Calendar Year Reported $100,000 to $1,000,000 Filer Has a Financial Interest in this Account Yes Name of Financial Institution in which the Account is Held CITIBANK Financial Institution Address Address Type Foreign account financial institution address Country FR FR - Enhanced Signature Signature Yes Signature Date 06/27/2007 Third Party Preparer Use Only No Third Party Preparer Use Only Information Available Page 2 The enclosed mformatico was collected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Department of the Treasury regttations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The mformation a sensitive m nature and is to be treats accadingly. The information may be used only for a purpose consistent with a crrnmat. tax. or regulatory mvestigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. inclueng analysis. to protect against mtemational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crates Enforcement Network or he authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of paystale criminal activity. akin to confidential informant tips. Unauthorized release of information collected older the BSA may result in criminal or civil :webs:. £40960400000£ VS9 EFTA01656637 FinCEN I Financial Crimes Enforcement Network United Saws Depattment a the Twouty FBAR Transcript BSA: 31000067238915 and DCN: Filing Information Filing Type(s) Initial Report Filing Date 06/02/2015 Received Date 06/02/2015 Entry Date 06/03/2015 Report for Calendar Year 2014 Submission Method Electronic batch filing Submitted by Authorized Third Party Yes Filer Information Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Filer First Name JEFFREY Filer Middle Name E Filer Date of Birth REM Filer Address Address Type Foreign account filer address Street Address 6100 RED HOOK QUARTER B3 6100 RED HOOK QUARTER B3 - Enhanced City ST THOMAS ST THOMAS - Enhanced State VI VI - Enhanced ZIP Code 00802 00802 - Enhanced Country US US - Enhanced Financial Interest in 25 or More Accounts No Signature Authority in 25 or More Accounts No Information on Financial Account(s) Owned Separately Account 1 of 2 Report For Calendar Year 12014 Page 1 The enclosed mformation was collected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Depatment of the Treasury regttations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The mformation is sensitive m nature and is to be treats accadingty. The information may be used only fa a purpose consistent with acrtnimal, tax. or regulatory investigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. incluctIg analysis. to protect against mtemational terrorism. See 31 U 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fmancial Craws Enforcement Netwakor he authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of passtle criminal activity. akin to ccolldential informant tips. Unauthorized release of information collected older the BSA may result in criminsi or civil :webs:. 5168£ZL90000LE:VSB EFTA01656638 FinCEN I Financial Crimes Enforcement Network UMW States peps intent of the I tcbuty FBAR Transcript BSA: 31000067238915 and DCN: Information on Financial Account(s) Owned Separately Filer Role Foreign account filer Filer TIN Identification Type I SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 0293300000061444 Maximum value of Account During Calendar Year Reported $110,267 Name of Financial Institution in which the Account is Held BNP PARIBAS Financial Institution Address Address Type Foreign account financial institution address Street Address 16 BOULEVARD DES ITALIANS 16 BOULEVARD DES ITALIANS - Enhanced City PARIS PARIS - Enhanced ZIP Code 75009 75009 - Enhanced Country FR FR - Enhanced Account 2 of 2 Report For Calendar Year 2014 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 0293300000062351 Maximum value of Account During Calendar Year Reported $98,894 Name of Financial Institution in which the Account is Held BNP PARIBAS Financial Institution Address Address Type Foreign account financial institution address Street Address 16 BOULEVARD DES ITALIANS 16 BOULEVARD DES ITALIANS - Enhanced Page 2 The enclosed mformation was collected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Department of Ube Treasury reguLations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The mformation a sensitive n nature and is to be treated accordingly. The information may be used only for a purpose con ustent with acrminS, tax. or regulatory investigation or proceeding. or in the conduct of ntelligence or counterntelligence activities. inclucfng analysis. to protect against ntemational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fnancial Cranes Enforcement Network or he authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of paystale criminal activity. akin to confidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanctions. 9L68£ZL90000is ySO EFTA01656639 FinCEN I Financial Crimes Enforcement Network United Sows Dirpar matt of the rt.:gouty FBAR Transcript BSA: 31000067238915 and DCN: Information on Financial Account(s) Owned Separately City PARIS PARIS - Enhanced ZIP Code 75009 75009 - Enhanced Country FR FR - Enhanced Signature Signature Date 106/02/2015 Third Party Preparer Use Only Preparer's Last Name CPA Preparer's First Name DAVID Preparer's TIN Identification Type PTIN Identification Number Phone Number Preparing Firm% Name SHR, CPA S LLC Preparing Firm's TIN Identification Type EIN Identification Number Preparer's Address Address Type Third Party Preparer Address Street Address 3000 MARCUS AVE STE 3W4 3000 MARCUS AVE STE 3W4 - Enhanced City LAKE SUCCESS NEW HYDE PARK - Enhanced State NY NY - Enhanced ZIP Code 11042-1009 11042-1009 - Enhanced Country US US - Enhanced Page 3 The enclosed mformation was caected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Department of the Treasury reguLations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The mformation a senative m nature and is to be treated accadingly. The information may be used only fa a purpose con ustent with acrmnal, tax. or regulatory mvestigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. incluctn analysis, to protect against mtemational terrorism. See 31 U. S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crtnes Enforcement Netwakor his authorized delegate. Suspicious activity reports filed under the GSA must be treated Math particular care given that they contain unsubstantiated allegations of poor stle criminal activity. akin to ccofidenhal informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanctions. 516883L90000LE VS9 EFTA01656640 FinCEN I Financial Crimes Enforcement Network United Soles Department tithe Ttaouty FBAR Transcript BSA: 30000037985524 and DCN:20011930326460 Filing Information Filing Type(s) Initial Report Filing Date 06/27/2001 Received Date 07/12/2001 Entry Date 08/13/2001 Report for Calendar Year 2000 Submission Method Paper filing Filer Information Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Filer First Name JEFFREY E Filer Date of Birth Ea= Filer Address Address Type Foreign account filer address Street Address 110 E 69TH STREET 110 E 69Th STREET - Enhanced Street Address 2 GEORGE V DELSON ASSOCIATES City NEW YORK NEW YORK - Enhanced State NY NY - Enhanced ZIP Code 10022 10022 - Enhanced Country US US - Enhanced Total Number of Foreign Financial Accounts 2 Accounts Jointly Owned No Information on Financial Account(s) Owned Separately Account 1 of 2 Report For Calendar Year 2000 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Page 1 The enclosed mformation was caected and disseminated under provisions of the Bank Secrecy Act the BSA) and U.S. Department of the Treasury regttations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The mformation a sensitive m nature and is to be treated accadingly. The information may be used only for a purpose consistent with a crrnmat. tax. or regulatory mvestigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. incluckn analysis. to protect against mtemational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crimes Enforcement Network or he authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passtle criminal activity. akin to ccofidentml informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanclicnr.. n9986LE00000C:VS9 EFTA01656641 FinCEN I Financial Crimes Enforcement Network United Scan papa:malt of the 1 entity FBAR Transcript BSA: 30000037985524 and DCN:20011930326460 Information on Financial Account(s) Owned Separately Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Securities Account Number or Other Designation 02865250 Maximum value of Account During Calendar Year Reported Over $1,000,000 Filer Has a Financial Interest in this Account Yes Name of Financial Institution in which the Account is Held BK UNIGESTION Financial Institution Address Address Type Foreign account financial institution address Country SZ CH - Enhanced cceunt 2 of Report For Calendar Year 2000 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 11600132819 Maximum value of Account During Calendar Year Reported $100,000 to $1,000,000 Filer Has a Financial Interest in this Account Yes Name of Financial Institution in which the Account is Held CITIBANK Financial Institution Address Address Type Foreign account financial institution address Country FR FR - Enhanced Signature Signature Yes Signature Date 06/27/2001 Page 2 The enclosed nformatico was caected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regaations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The nformation is sensitive n nature and is to be treats accadingly. The information may be used only fa a purpose con ustent with a crtnnal. tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. incluttlg analysis. to protect against ntemational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fnancial Crnies Enforcement Netwakor his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passtle criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the BSA may result in criminai or civil sanclicos. VZ9986LE00000C VS9 EFTA01656642 ) FinCEN I Financial Crimes Enforcement Network Lanai States Dcpx °flair 4 ex 1 entity FBAR Transcript BSA: 30000037985524 and DCN:20011930326460 Third Party Preparer Use Only No Third Party Preparer Use Only Information Available Page 3 The enclosed mformatico was caected and disseminated under provision: of the Bank Secrecy Act (Me SSA) and U.S. Department of the Treasury regOations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The mfo,mation a sensitive m nature and is to be treated accordingly. The information may be used only for a purpose consistent with acrmnat tax. or regulatory mvestigation or proceeding. Of in the conduct of mtelligence or countermtelligence activitiesoncludeg analysis. to protect against mternational terrorism. See 31 U.S.C. 5311. The information carrot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crates Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of par:sidle criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanctions. VM86a00000C:VS9 EFTA01656643 FinCEN Financial Crimes Enforcement Network Ualtoi MACS Dcps anent of the Treasury FBAR Transcript BSA: 30000038474588 and DCN:20022060273560 Filing Information Filing Type(s) Initial Report Filing Date 06/26/2002 Received Date 07/25/2002 Entry Date 08/23/2002 Report for Calendar Year 2001 Submission Method Paper filing Filer Information Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Filer First Name JEFFREY E Filer Date of Birth Ma= Filer Address Address Type Foreign account filer address Street Address 110 E 59TH STREET 110 E 59Th STREET - Enhanced Street Address 2 GEORGE V DELSON ASSOCIATES City NEW YORK NEW YORK - Enhanced State NY NY - Enhanced ZIP Code 10022 10022 - Enhanced Country US US - Enhanced Total Number of Foreign Financial Accounts 3 Accounts Jointly Owned No Information on Financial Account(s) Owned Separately Account 1 of 3 Report For Calendar Year 2001 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Page 1 The enclosed nformatico was caected and disseminated under provision: of the Bank Secrecy Ac! (me BSA) and U.S. Department of the Treasury regtdations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The nformation is sensitive ri nature and is to be treated accadingly. The information may be used only for a purpose con ustent with a crrnmat. tax. or regulatory nvestigation or proceeding. or in the conduct of raelligence or counterntelligence activities. induc'en analysis. to protect against nternational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Friancial Crates Enforcement Network or his authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of paystle criminal activity. akin to confidential informant tips. Unauthorized release of information collected wider the BSA may rezult in criminal or civil sanction:. 88S4L48£00000£ VS9 EFTA01656644 FinCEN I Financial Crimes Enforcement Network United Scams Dcpat malt a the Treasury FBAR Transcript BSA: 30000038474588 and DCN:20022060273560 Information on Financial Account(s) Owned Separately Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 11600132819 Maximum value of Account During Calendar Year Reported 5100,000 to $1,000,000 Filer Has a Financial Interest in this Account Yes Name of Financial Institution in which the Account is Held CITIBANK Financial Institution Address Address Type Foreign account financial institution address Country FR FR - Enhanced Account 2 of 3 Report For Calendar Year 2001 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Securities Account Number or Other Designation 02865250 Maximum value of Account During Calendar Year Reported Over $1,000,000 Filer Has a Financial Interest in this Account Yes Name of Financial Institution in which the Account is Held HSBC BANQUE UNIGESTION Financial Institution Address Address Type Foreign account financial institution address Country SZ CH - Enhanced Account 3 of 3 Report For Calendar Year 2001 Filer Role Foreign account filer Filer TIN Identification Type I SSN/ITIN Page 2 The enclosed nformatico was ca ected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Deportment of the Treasury reguLstions implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The nformation a sensitive n nature and is to be heated accadingly. The information may be used only fa a purpose con ustent with aarm-tat tax. or regulatory nvestigation or proceeding. or in the conduct of ntelligence or counterntelligence activities. inclucren analysis, to protect against nternational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Friancial Crates Enforcement Network or he authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passiale criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanctions. 8894L48800000C.VSO EFTA01656645 FinCEN Financial Crimes Enforcement Network United Scat° Department cif the ficnuty FBAR Transcript BSA: 30000038474588 and DCN:20022060273560 Information on Financial Account(s) Owned Separately Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 11600132808 Maximum value of Account During Calendar Year Reported $100,000 to $1,000,000 Filer Has a Financial Interest in this Account Yes Name of Financial Institution in which the Account is Held CITIBANK Financial Institution Address Address Type Foreign account financial institution address Country FR FR - Enhanced Signature Signature Yes Signature Date 06/26/2002 Third Party Preparer Use Only No Third Party Preparer Use Only Information Available Page 3 The enclosed nformatico was caected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regaations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The nformation is sensitive n nature and is to be treated accadingly. The information may be used only fa a purpose con ustent with a crtnnal. tax. or regulatory nveztigation or proceeding. or in the conduct of ntelligence or counterntelligence activities. incluckw analysis. to protect against nternational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Frnancial Crames Enforcement Netwakor his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantuted allegations of passtle criminal activity. akin to ccolldenkal informant tips. Unauthorized release of information collected rider the OSA may result in criminal or civil sanctions. 8894L488000008 .VSO EFTA01656646 FinCEN I Financial Crimes Enforcement Network United Sams Depar intent of the Ticiauty FBAR Transcript BSA: 30000039334647 and Dal:20041900358360 Filing Information Filing Type(s) Initial Report Filing Date 06/30/2004 Received Date 07/08/2004 Entry Date 08/25/2004 Report for Calendar Year 2003 Submission Method Paper filing Filer Information Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Filer First Name JEFFREY Filer Middle Name E Filer Date of Birth ././= Filer Address Address Type Foreign account filer address Street Address 110 E 59TH STREET 28TH FLOOR 110 E 59Th STREET 28TH FLOOR - Enhanced Street Address 2 G V DELSON ASSOCIATES City NEW YORK NEW YORK - Enhanced State NY NY - Enhanced ZIP Code 10022 10022 - Enhanced Country US US - Enhanced Total Number of Foreign Financial Accounts 2 Accounts Jointly Owned No Information on Financial Account(s) Owned Separately Account 1 of 2 Report For Calendar Year 2003 Filer Role Foreign account filer Page 1 The enclosed mformatis was caected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Depatment of the Treasury regaations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The mformation is sensitive n nature and is to be treats accadingly. The information may be used only for a purpose con ustent with a crtnnal. tax. or regulatory nvestigation or proceeding. or in the conduct of ntelligence or counterntelligence activities. inclucUm analysis. to protect against ntemational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without vie.; approval of the Director of Fnancial Crams Enforcement Network or his authorized delegate. Suspicious activity reports ftled under the GSA must be treated with particular care given that they contain unsubstantiated allegations of paastle criminal activity. akin to confidential informant tips. Unauthorized release of information collected wider the BSA may recult in criminal or civil sanctions. LV94££6£00000£ VS9 EFTA01656647 FinCEN I Financial Crimes Enforcement Network Untied Scan DWarunm< ol the Treasury FBAR Transcript BSA: 30000039334647 and DCN:20041900358360 Information on Financial Account(s) Owned Separately Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Securities Account Number or Other Designation 02865250 Maximum value of Account During Calendar Year Reported Over $1,000,000 Filer Has a Financial Interest in this Account Yes Name of Financial Institution in which the Account is Held HSBC BANQUE UNIGESTION Financial Institution Address Account 2 of 2 Report For Calendar Year Address Type Foreign account financial institution address Country 2003 SZ CH - Enhanced Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 11600132808 Maximum value of Account During Calendar Year Reported $10,000 to $99,999 Filer Has a Financial Interest in this Account Yes Name of Financial Institution in which the Account is Held CITIBANK Financial Institution Address Address Type Foreign account financial institution address Country FR FR - Enhanced Signature Signature I Yes Page 2 The enclosed mformation was collected and disseminated under provision: of the Bank Secrecy Act (Ube SSA) and U.S. Department of the Treasury regOations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The mformation a sensitive m nature and is to be treats accadingly. The information may be used only for a purpose consistent with acrimns, tax. or regulatory mvestigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. indueng analysis. to protect against mtemational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval ol the Director of Feancial Crates Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated mth particular care given that they contain unsubstantiated allegations of passiale criminal vicinity. akin to confidential informant tips. Unauthorized release ol infamaton collected wider the BSA may result in criminal or civil sanctions. L494££6£00000£ VS9 EFTA01656648 FinCEN Financial Crimes Enforcement Network L gaud Sows Dispx malt al the ricaouty FBAR Transcript BSA: 30000039334647 and DCN:20041900358360 Signature Signature Date 106/30/2004 Third Party Preparer Use Only No Third Party Preparer Use Only Information Available Page 3 The enclosed nformatis was colected and disseminated under provision: of the Bank Secrecy Act Ole SSA) and U.S. Department of the Treasury regaations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The nformation is sensitive ri nature and is to be treats accadingly. The information may be used only fa a purpose consistent with acr.-int tax. or regulatory nvestigation or proceeding. Of in the conduct of intelligence a counterntelligence activitiesoncludeg analysis. to protect against nternalional terrorism. See 31 U 5.0. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Friancial Craws Enforcement Netwakor his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passtle criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil :wens:. L179b££6600000£:VS9 EFTA01656649 FinCEN I Financial Crimes Enforcement Network United Saes Department of the Ticasury FBAR Transcript BSA: 30000043057199 and DCN:20101910433660 Filing Information Filing Type(s) Initial Report Filing Date 04/12/2010 Received Date 07/10/2010 Entry Date 10/22/2010 Report for Calendar Year 2006 Submission Method Paper filing Filer Information Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Filer First Name JEFFREY Filer Middle Name E Filer Date of Birth En Filer Address Address Type Foreign account filer address Street Address 6100 RED HOOK QTR STE 3B 6100 RED HOOK QTRS STE 3B - Enhanced City ST THONAS ST THOMAS - Enhanced State VI VI - Enhanced ZIP Code 00802 00802-1301 - Enhanced Country US US - Enhanced Total Number of Foreign Financial Accounts 4 Accounts Jointly Owned No Information on Financial Account(s) Owned Separately Account 1 of 4 Report For Calendar Year 2006 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Page 1 The enclosed mformatico was ca ected and disseminated under provisions of the Bank Secrecy Ac (me BSA) and U.S. Depatment of the Treasury reguLstions implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The mformation is sensitive n nature and is to be treats accadingly. The information may be used only for a purpose consistent with a crtnnal. tax. or regulatory nvestigation or proceeding. or in the conduct of ntelligence or counterntelligence activities. incluckig analysis. to protect against ntemational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fnancial Crams Enforcement Network or he authorized delegate. Suspicious activity reports fed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passtle criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the BSA may result in criminsi or civil :wens:. 66LLSOEV00000£ VS9 EFTA01656650 FinCEN I Financial Crimes Enforcement Network United Scab Depaninait a the Treasury FBAR Transcript BSA: 30000043057199 and DCN:20101910433660 Information on Financial Account(s) Owned Separately Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 11600132808 Maximum value of Account During Calendar Year Reported $100,000 to $1,000,000 Filer Has a Financial Interest in this Account Yes Name of Financial Institution in which the Account is Held CITIBANK Financial Institution Address Address Type Foreign account financial institution address Country FR FR - Enhanced Account 2 of 4 Report For Calendar Year 2006 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Other Other Type of Account PVT INV FUND Account Number or Other Designation SH214 Maximum value of Account During Calendar Year Reported Over $1,000,000 Filer Has a Financial Interest in this Account Yes Name of Financial Institution in which the Account is Held HIGHBRIDGE CAPITAL CORPORATION Financial Institution Address Address Type Foreign account financial institution address Country BW BW - Enhanced Account 3 of 4 Report For Calendar Year 2006 Filer Role Foreign account filer Page 2 The enclosed mformatico was caected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Department of the Treasury regttations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The mformation a sensitive m nature and is to be treats accadingty. The information may be used only fa a purpose consistent with acrmna tax. or regulatory mvestigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. incluttlg analysis. to protect against mtemational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crimes Enforcement Network or he authorized delegate. Suspicious activity reports fled under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passtle criminal activity. akin to confidential informant tips. Unauthorized release of information collected wider the BSA may result in criminsi or civil :miens:. 66LLSOEV00000C VSO EFTA01656651 FinCEN I Financial Crimes Enforcement Network United Scan Dern:malt al the ricbuty FBAR Transcript BSA: 30000043057199 and DCN:20101910433660 Information on Financial Account(s) Owned Separately Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Securities Account Number or Other Designation 1207997 Maximum value of Account During Calendar Year Reported $100,000 to $1,000,000 Filer Has a Financial Interest in this Account Yes Name of Financial Institution in which the Account is Held HSBC Financial Institution Address Account 4 of 4 Report For Calendar Year Address Type Foreign account financial institution address Country 2006 SZ CH - Enhanced Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Securities Account Number or Other Designation 4093 Maximum value of Account During Calendar Year Reported Over $1,000,000 Filer Has a Financial Interest in this Account Yes Name of Financial Institution in which the Account is Held HSBC Financial Institution Address Address Type Foreign account financial institution address Country SZ CH - Enhanced Signature Signature I Yes Page 3 The enclosed nformatico was caected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Department of the Treasury regdations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The nformation a sensitive n nature and is to be treated accadingty. The information may be used only fa a purpose consistent with acrmna tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or countermtelligence activities. incluctIg analysis. to protect against ntemational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fnancial Crnies Enforcement Network or he authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passtle criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanctions. 661L90£400000C VSO EFTA01656652 FinCEN Financial Crimes Enforcement Network Lanai Stara Dept malt al the ricbuty FBAR Transcript BSA: 30000043057199 and DCN:20101910433660 Signature Signature Date 104/12/2010 Third Party Preparer Use Only No Third Party Preparer Use Only Information Available Page 4 The enclosed mformatico was caected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Deportment of the Treasury regttations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The mformation a sensitive m nature and is to be treats accadingty. The information may be used only fa a purpose consistent with acrmns, tax. or regulatory mvestigation OC proceeding. Of in the conduct of mtelligence a countermtelligence activities. includeg analysis. to protect against mternalionsl terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of rmancial Critics Enforcement Network or his authorized delegate. Suspicious activity reports feed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passtle criminal activity. akin to ccolldenbal informant tips. Unauthorized release of information collected wider the BSA may result in criminsi or civil :webs:. 661L50£b00000£:VS9 EFTA01656653