EFTA Document EFTA01656676

09 12002 JPMorgan Chase Bank 345 Park Avenue, New York, NY 10154-1002 ° JPIVIorgan Private Bank Account Number: '-00-1 Confidential Page 1 of 9 JEFFREY EPSTEIN Asset Account Portfolio September I - September 30, 2002 Table of Contents Page Portfdio Summary 2 Cash and Short Term 3 Trade Activity 5 Account Transactions 6 Account Officers Service Specialist. RILEY/HORNBECKER 003000 000000 00000000OX40000000003 JEFFREY E EPSTEIN C/O FINANCIAL TRUST COMPANY ATTN JEANNE BRENNAN 6100 RED HOOK QUARTER B-3 ST THOMAS VI 00802 GOVERNMENT EXHIBIT 504 52 20 Cr 330 (AJN) Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00005505 EFTA01656676 O JPMorgan Chase Bank 9 2002 345 Park Avenue, New York, NY 10151-1002 Account NJ wer 1=-00-1 JEFFREY EPSTEIN Portfolio Summary xespt iws °spoof Sawed (dads-WI) *odds cash m you, Ana? Account .hch eta ~id depovIs !OUCH noes olds sopstrneels talserad JO an tn. Skonsan. el's.), Anse Accost «Stang ~PS fools. as Fir suited or !sunk "foia ~Mon* clot gosanased by !SVCS de any olds hen. 0e S oaf eff DM** (us's* ~sass ode-aid) Such *Kur.» and odss sosDnanta we a-Ost, to voseknani mks schtdsg ponds. lot a of the poet %Islam:as. soured Se* insorbot inibrnsbon about )co' "SI &Swage Atroanr at Ns oral oaths Asset AØ ~fob Asset Account Portfolio September 01, 2002 - September 30, 2002 ‘3 JPMorgan Private Bank Page 2 of 9 Overview Cash & Short Term Total Accrued Income Total Portfolio Value !Asks Vida USO $5930 6,838,687 24 6,838,687.24 11,99275 6,850,879.99 Maas Value USD Aug)! 14,816,643.79 14,816,643.79 22,043.45 14,838,887.24 Tax cost uso 6.838,687 24 6,838,687.24 Ettlinileo rneome uso 109,416 12 109,416.12 Yield 16 1.6 Asset Allocation 100% Cash and Short Term Income Summary Taxable Interest U.S. Tax Exempt Dividends Total This StrIDO (ISO Year to Dato 949.99 949.99 21,093.46 21,475 74 22,043.45 22,425.73 Confidential Trea:ment Requested by JPAlorgan JPM-SDNY-00005506 Chase EFTA01656677 09 12002 JPMorgan Chase Bank 345 Park Avenue, New York, NY 10154-1002 °JPMorgan Private Bank Account Number -00-1 Asset Account Portfolio Page 3 of 9 JEFFREY EPSTEIN September 01, 2302 - September 30, 2002 Cash and Short Term Summary by Maturity Current Monier Value USD En:mated Anretal inceme USD Cash 957.C8 12.44 Less Than 3 Months 6,837,730 16 109,403 68 Total 6,838,687.24 109,416.12 Current yields cispayed for instruments with no maturity and YTM on market is °splayed for instruments that mature. Cash and Short Term by Type One nelson casiosaAre000va amino CieTeller Quantity Wag Cost aA l Original leather Prue Tax Coat Ononal Curren moister Value U90 Esmnare0 Ulnaheed Awwal Donlan. USD Income USD CUPell I Yield, YIN % ACCIU00?Weil USD Cash JP MORGAN TAX FREE MONEY MARKET USD 957.08 1.00 1.00 957.08 957.08 12.44 1.30 PREMIER CLASS SWEEP FUND (92) 0.83 (SWEEP DEADLINE IS 11:30 AM EST) 7-Day Annualized Yield: 1.27% Short Term by Maturity J P MORGAN TAX FREE MONEY MARKET USD 6,837,730.16 1.00 1.00 6,837,730.16 6,837,730.16 109,403.68 1.60 FUND INSTITUTIONAL SHARE CLASS 11,991 92 (FUND 840) 7-Day Annualized Yield: 1.52% 62826N-75-4 Confidential Treatment Requested by JPMorgan JPM-SDNY-00005507 Chase EFTA01656678 09 12002 Account Numbe JEFFREY EPSTEIN September 01, 2002 - September 30, 2002 JPMorgan Chase Bank 345 Park Avenue, New Vork, NY 10154-1002 -00-1 Asset Account Portfolio °JPMorgan Private Bank Page 4 of 9 Cash and Short Term by Type continued Mescrpbon Cuanankaloaclys Rating una Con Tar Con Cormier airman° Curren: sA o Marker A ac l Manor Valero USO Unrealized Annual Yroletr Currency Quantity Original Mkt Ongnar Accrued Interest USO <Minton 1.40 Income (ISO VIM% Total Cash and Short Term 6,838,687.24 linpOnanr InlOmaiOn MOW emir/aand Valuations Paces ammo/ when are prowled try mkt, swarms cr one, sources ore?) et, MOMMMOle are rot guaranteed kr accuracy or Bf mama» values 6,838,687.24 0.00 109,416.12 1.60 11.992.75 Confidential Treatment Requested by JPMorgan JPM-SDNY-00005508 Chase EFTA01656679 09 12002 JPMorgan Chase Bank 345 Park Avenue, New York, NY 10154-1002 °JPIVIorgan Private Bank Account Number:=1-00-1 Asset Account Portfolio Page 5 of 9 JEFFREY EPSTEIN September 01, 2002 - September 30, 2002 Trade Activity Realized Gain/Loss Summary Short Term Gain/Loss Long Term Gain/Loss Note: S indicates Short Term Realized Gain/Loss L indicates Long Term Realized Gain/Loss Capital gains and losses on sales with missing or incomplete tax cost are identified with N/A. Amain, USD 0.00 0.00 Trade Activity by Type nettle SettleMen, Data Date TYPe Descopeon Currency Quantey Pnceetner WSW Costa:locals Reared Tax Cos Gentoss USD Settled Aug 30 Sep 3 Purchase J P MORGAN TAX FREE MONEY MARKET USD 21,086.37 1.00 - 21,086.37 FUND INSTITUTIONAL SHARE CLASS (FUND 840) Ser:cl 0 SOP 10 Sale J P MORGAN TAX FREE MONEY MARKET USD - 2,000,000 1.00 2,000,000.00 - 2,000,000.03 FUND INSTITUTIONAL SHARE CLASS (FUND 840) Sep 16 Sep 16 Sale J P MORGAN TAX FREE MONEY MARKET USD - 1,000,000 1.00 1,000,000.00 -1,000600.03 FUND INSTITUTIONAL SHARE CLASS (FUND 840) Sep 18 Sep 18 Sale J P MORGAN TAX FREE MONEY MARKET USD - 5.000,000 1.00 5,000,000.00 - 5.000.000.00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) Confidential Treatment Requested by JPMorgan JPM-SDNY-00005509 Chase EFTA01656680 09 12002 JPMorgan Chase Bank 345 Park Avenue, New York, NY 10154-1002 °JPIVIorgan Private Bank Account Number: 1-00-1 Asset Account Portfolio Page 6 of 9 JEFFREY EPSTEIN September 01, 2302 - September 30, 2002 Account Transactions Cash Activity Summary Amain INS a►nae USD Amount Year to Date USD' Beginning Balance Credits .00 Dividends 21,093.46 21,475 74 Taxable Interest 949.99 949 99 Sweep Account Sales 48,998 65 Sales, Maturities, Redemptions 8,000,000.00 18,003,000.00 Miscellaneous Receipts 24,767,645.14 Debits Sweep Account Purchases - 957.08 -1,339.36 Purchases of Securities - 21,086.37 - 24,837,730.16 Miscellaneous Disbursements - 8,000,000.03 - 18,000,000.00 Ending Balance .00 'Year to date information is calculated on a calendar year basis. Activity by Date Sale:nem Date Type Ouanfry Data npaon Amount 4150 Sep 3 Dividend Sep 3 Interest JP MORGAN TM FREE MONEY MARKET PREMIER CLASS SWEEP FUND (92) (SWEEP DEADLINE IS 11'.30 AM EST) INTEREST FOR AUG. Q 1.4% ON NET AVERAGE COLLECTED BALANCE $798.956.29 AS OF 09/01/02 7.09 949 99 Confidential Treatment Requested by JPMorgan JPM-SDNY-00005510 Chase EFTA01656681 09 12002 Account Number: 1-00-1 JEFFREY EPSTEIN September 01, 2002 - September 30, 2002 JPMorgan Chase Bank 345 Park Avenue, New York, NY 10154-1002 °JPIVIorgan Private Bank Asset Account Portfolio Page 7 of 9 Activity by Date snni,m.nr Dare TY'," continued Quantity Cancnnon A mow): USD Sep 3 Dividend J P MORGAN TAX FREE MONEY MARKET 21,086 37 FUND INSTITUTIONAL SHARE CLASS (FUND 840) Sep 3 Purchase 21,086.37 J P MORGAN TAX FREE MONEY MARKET - 21,086 37 FUND INSTITUTIONAL SHARE CLASS (FUND 840) INCOME DIVIDEND REINVESTED @ $1.00 J P MORGAN SECURITIES INC AS AGENT TRADE DATE 08/30/02 Sep 3 Purchase 957.08 JP MORGAN TAX FREE MONEY MARKET - 957 08 PREMIER CLASS SWEEP FUND (92) (SWEEP DEADLINE IS 11 30AM EST) Sep 10 Sale - 2,000,000 J P MORGAN TAX FREE MONEY MARKET 2,000,000 00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) J.P.MORGAN SECURITIES INC AS AGENT irg 1.00 TRADE DATE 09/10/02 Sep 10 Misc. Disbursement TRANSFERRED BY WRE TO - 2,000,00000 PALM BEACH NATI. BK a TR CO FAO JEFFREY EPSTEIN LETTER FROM CLIENT Sep 16 Sale - 1,000,000 J P MORGAN TAX FREE MONEY MARKET 1,000,000.00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) J.P.MORGAN SECURITIES INC AS AGENT 1.00 TRADE DATE 09/16/02 Confidential Treatment Requested by JPMorgan JPM-SDNY-00005511 Chase EFTA01656682 09 12002 Account Number: 00-1 JEFFREY EPST JPMorgan Chase Bank 345 Park Avenue, New York, NY 10154-1002 Ci JPIVIorgan Private Bank Asset Account Portfolio Page 8 of 9 September 01, 2002 - September 30, 2002 Activity by Date continued sArtmant are TAP* Quantity Getrampon Amount USD Sep 16 Misc. Disbursement Sep 18 Sale Sep 18 Misc. Disbursement TRANSFERRED BY WRE TO PALM BEACH NATL BK 8 TR CO FAO JEFFREY EPSTEIN LETTER FROM CLIENT - 5,000,000 J P MORGAN TAX FREE MONEY MARKET FUND INSTITUTIONAL SHARE CLASS (FUND 840) J.P.MORGAN SECURITIES INC AS AGENT O 100 TRADE DATE 09/18/02 TRANSFERRED BY WRE TO PALM BEACH NATL BK 8 TR CO FAO GHISLAINE MAXWELL LETTER FROM CLIENT - 1,000,00000 5,000,000 00 - 5,000,000.00 Confidential Treatment Requested by JPMorgan JPM-SDNY-00005512 Chase EFTA01656683 09 2002 Account NJrnoer ~-00-1 JEFFREY EPSTEIN September 01, 2302 - September 30, 2002 JPMurgan Chase Bank MS Park Avenue, New York, NY 10154-1002 °JPMorgan Private Bank Asset Account Portfolio Page 9 of 9 Incase of Steen or Quenon« About yew fineronle runekes. COONICI >ow Mogan Team SIT 6e of the Mender umbra en the front of ern statement d wend us N 3W Stank. 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Mwey Men& Siatey Fund represent uddrya n the JPMorgan Tar Emig, Money Meshed Fund !Mann Revak. SonA a the ern hen" name kw the prink barium& Ounem combated by JP Mogan Chose 6 Co nose to ~done: w de ~hi spirants,. Chen. Own J P Mogen Trio( Cooney. N.A. and JP Magen Socurdadi Irro JPMSIa enare. oe the Scones lime.« ~bon Comorobon (S/PC) andan-mote inerraernp adocrefan funded by break dente refereed w M the Sec oboe and frontage Conn.:non Sow nee end dish Paid Awe bastosser account et JPMSI de ~Ceded up loan amounted $5000000 The Ira 16500 030 of progcton Mum watudee up to voaoco of proNe/on kr cash. a ~do/ by SIOC The ~once dine protoc•ors whch satmae to to en schhanei $900.000 of potdbon far mob is provided by...dank fans. Senrace Sand 481004 by bankers Casualty end Surely Corgeny of Anne The S/PC and mama SPC ~on de« rot proderet ~net looms kon Actuators' in gds nerve of the mambos Asada had ul custody byJPAIC 9 am not based to S/PC cowman Confidential Trea:ment Requested by JPMorgan JPM-SDNY-00005513 Chase EFTA01656684