EFTA Document EFTA01671798

S 4) UBS UBS Financial Sersices Inc 299 Park Avenue 25th Floor New York NY 101714:02 Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number Your Financial Advisor- SCOTT STAC MANPLYLE CASP EL Phone Questions about your statement? Call your FinanO I Adnsor Cr ;F Resourcetine at acodin wit our website: ww,v.ubs.comifinanciatseryices Value of your account Business Services Account October 2015 ELLMAX, L< - on September 30 (S) on October 30 (1) Your assets Your habilitles Value of your account 52,470 92 52,471 79 0 00 0 00 552,470.92 552,471.79 Tracking the value of your account S ThOul-anr"; e'5 52 5 Dec 2014 p 2J15 Oct 2015 Member SIPC Sources of your account growth during 2015 Value of your account at year end 2014 187,478 94 Net deposits and withdrawals Your nweStfrient return. Dividend and interest income Change in market value Value of your scone on Oct 30, 2015 $52471.79 -S35,02500 $17.85 SO 00 SDNY GM 00026014 CONFIDENTIAL Page 1 of 6 EFTA_001 36634 EFTA01671798 EtUBS Business Services Account October 201 c. Your account balance sheet Summary of your assets Value on October 30 (S) Percentage of your account A Cash and money balances 52,471 79 100.00% B Cash alternatives 000 000% C Equities 000 0.00% D Fixed income 000 0.00% E Non-traditional 0 CO 0.00% F Commoclitres 000 a00% G Other 0.00 0.00% Total assets Value of your account $52,471.79 552,471.79 100.00% Account name: Friendly account name: Account number: Your current asset allocation A Eye on the markets Index Percentage change October 2015 year to date S&P 500 8.44% 2 70% Russell 3000 7.90% 202% MSC I - Europe, Australia & Far East 7.82% 2.53% Barclays Capital U.S. Aggregate Bond Index 0.02% 1 14% Your Pinandal Advisor. TT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, UB5 Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on October 30, 2015 3-month Treasury bills: 0.08% One-month LIBOR: 0.19% CONFIDENTIAL I_GM_0002601039. 2 of 6 EFTA_00 136635 EFTA01671799 UBS Business Services Account October 2015 Change in the value of your account October 2015 (1) Year to date (S) Opening account value $52,470.92 $87,478.94 Withdrawals and fees, Including investments transferred out 000 -35,025.00 Divdend and interest income 0.87 17 85 Closing account value $52A71.79 $52,471.79 Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number: Dividend and interest income earned FOr purposes of this statement, tractility of interest and detdend income bi been determined from a US tar rePahrg Perspective Based upon the residence of the account Wider. account type, Or product type, some interest ardor dvickend payments may not be subject to United States (US ardor Puerto Rico (PR) income tares The dent monttly statement is not intended to be used and cannot be relied upon for tax purposes. Clients should refer to the applcatde tai reporting forms they receive from 1185 annually, such as the forms 1099 and the fans aso, for tat reporting information it is the practice of U8S to file the ats chratie tar repotting forms with the US Internal Revenue Semce and PR Treasury DepartrneM, and in such forma accurately classify dviCencts ado interest as lax eterrpt Or Isable intone. Pleas«0nsult your includual tar preparer. October 2015 (V Year to date (S) Taxable interest 0.87 14 61 Total current year $0.87 $14.61 Prior year adjustment 0.00 3.24 Total dividend & interest $0.87 $17.85 Cash activity summary Your 15fluidal Advisor. SCOTT STACK MANf LYLE CA5RIEL See Account activity the month for diva Is Balances in your Sweep Opens are indad in the open rg aid timing balances value FDIC Insurance Wes only to deposits at UBS Bank USA, not to deposits at tin AG, Stamford Branch or bark deposits placed Oporto the US$ international Deposit Account program WC P0leCb0n applies to money market sweep fund hOICIngs but not bare deposits. See important information about your statement on the Izet two pages of this document for *Nib October 2015 (5) Year to date (4) Opening balances Additions Dividend and interest income $52,470.92 $87,478.94 0.87 17 85 Total additions $0.87 $17.85 Subtractions Checks and bill payments 0.00 -35,02500 Total subtractions $0.00 -$35,025.00 Net cash flow Closing balances $0.87 -$35,007.15 $52,471.79 $52,471.79 UBS Bank USA Business Account APY Interest period Sep 8 - Oct 6 Opening UBS Bank USA Business balance Sep 8 $52,470.92 Closing UBS Bank USA Business balance Oct 6 $52,471 79 Number of days in interest period 29 Average daily balance 1.52,470 92 k-derest earned $0.87 Annual percentage yield earned SDNY GM 00028016 CONFIDENTIAL 0.02% ►age 3 of 6 EFTA 311136636 EFTA01671800 UBS Business Services Account October 2015 Your investment objectives: You have identified the following investment objectives for this account rf you have questions about these objecoves. disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the altemabve investment objectives in important information about your statement at the end of this document Account name: Friendly account name: Account number: Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration None selected Your account instructions • Your account cost bass default closing method is FIFO, First In, First Out. Your Ignanciel Advisor- SCOTT STACK MAINILYLE CASRIEL CONFIDENTIAL v_GM_0002601094 4 of 6 EFTAJX1136637 EFTA01671801 I UBS Business Services Account October Your assets Account name: ELLMAX, LLC Friendly account name: ELLMAX U.0 Account number: Some pnces, income and current raves shown may be apptoxirnale As a result wins and losses may not be sturalely refleCted See Important information about your statement a the ended this dtcurnern (O( MOW inftxrnanon. Cash Cash and money balances Cash and money balances may include avalable cash balances, UBS Bank USA deposit account balances, UBS AG Stanford Branch deposit account balances and money market mutual fund sweep balances, UBS Bank USA deposit account banes are insured by the FDIC vaINn applicable limits, but are not Protected by 9PC UBS AG Stanford Branch deposit account balances are not instated INFIX alder. not protected by 9K Money market sweep tsaances are protected by 51K but at not insured by the FDIC Seethe Important an formation about your statement at the end of this document Ite (Wads about those balances meld rig 085 BANK USA BUS ACCT 52,470 92 52,471 79 250,000 00 Cesenng baance Closing balance Pose per share Average on Oct I (1) on Oct 30 (S) on Oct 30(S) rate Do:lendinterest period Your Nnaacial Advisor: SCOTT STACK MANLYLE CASAIEL Days in period cap anauM (5) Your total assets wiue on Oct 30 (St Percentage ct cost your acc0unt bans(S) Estimated annum Mayne (a) unreazed gam or loss (1) Cash Total Cash and money balances Account activity this month 52.471.75 100.00% 52,471.79 S52,471.79 100.00% $52,471.79 For mare informsion about the pricetvalue shown for restricted secuntes, see important information about your statement at the end of thts document Date Activity Your Ouantrty? Descnption eypense code Face rage PnCelVahle (5) Cash amount al Cash and money balance (5) Se► 30 Cash and money balance 552,470.92 Oct 7 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 100E/15 87 52,471 79 Oct 30 Closing cash and money balance $52471.79 SONY GM 00026010 CONFIDENTIAL Page S of 6 EFTA_00 136638 EFTA01671802 UBS Business Services Account October 2015 Account activity this month iptItinued) Dae Money balance &divide Sep 30 Oct 7 Oct 30 Die UBS Bank USA Bus mess Account is your pnrnay sweep option Account name: ELLMAA. LLC Friendly account name. Account number: Your Nnancial Advisor: SCOTT STACK MARLYLE CASRIEL Activity (kscrotton Amount 6) Balance forward $52,470.92 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 10/0015 0.87 dosing U.S Bank USA Business Account $52,471.79 End of statement for account number CONFIDENTIAL GM 000260%g• 6 of 6 EFTA _00136639 EFTA01671803 Important information about your statement USS nab/ Swabs he Maim err UBS Frac.Ikeda. 6 a member of al primal Maly. ornmoday and optas «charges UBS Fano" Sams and lin QM UM are Mtn substkr as of LBS AG end Sashed LBS Satter LLC The Fen's financial statement 6 a41Llt that regal The FimYS erecuae taxes at a UBSCinsmal Sepses Inc 1200 "act Patera Weithanten. NJ 07086 This mama repeats the ally Meet record of your LOS Malta Swag mount Other rands, eta« official tat Mamas. corium'? casflang data should not be mated wen II you bekve Mama, ends a Cm6SCn. report e mama, n wring to she Bach anger of the office serving you aoaxnt Mauch al figures town re mended to be 'orate. 'semen, data Souk not be used for tax praxes Rey solely on yeaninel tat formi 0e. Form 1059. 5198.10125. etc Sam Freprig yaks maroon the Frmisreeaied by lay to repon to he MS al laable daidenels. aorta* non. Unable 4 Mends ad made con t caned on swain het n pa account net proceeds mule traisactsten. red OSI ban on anan math seareas Ciannagatkets with Me Finn • Please raga em try Oral CCemnunCaiom n waling to Further Poled Your «thlt inclarg pa rights under the Staines Imola eroetcbon Act (SPA) • if the fnmal institution cn the tees left of the front a this "seam Knot LBS Feurodd Schee.. U85 Farail Sean arms your moan as clean) broker by err. hmR with the Mated matron We nfonned you orhisreknionshe erne you opened this axount h this case. me funds at seat*, ate Mated a IBS Frunal Swims ad nal the ntrcducng bras, rd you must mite a report of ay eta or °math to both firms Alla:count sea im% shall be deemed complete and ands** a not objected ton wrung wan 60 days • Please area cutter« amain, a mare, to the ent s Claret ReUtorn Normal a 201-352• 1699 a toilet a 800.354.9103. 8006M to 6 CO P tel Sande, through friday« n vent ng to UBS Mho" Seats let. Clan Reasons Dthavriero P 0 Boy 766 Unon City, NJ 07087 • hem. a *mei Cr quthons about al Mafia lurch trafer (ESA bil papa cr UBStha• debt cad VaiSaCtCnt. Cal 800462. IC03. Or vale tO LES Fhamal SWAPS nc , 1000 Haw SA4 6th Incr. Altieheaken, NI 02096. Ann SIMM3S6 Senses Cal or ate a soon 05 you cat 6 you tine our statement a recta is «erg cr d you need "-Are nletnial& abos anther en the "semen area« The Ma a Card ,moo fa apacabla ma hear from you no lea that 60 dm It. the rim sent you the le' 'aeon on MO the error a proban append - Pat per nane and moult natal* and - Dhabi the a a the you re unsureabout rid abet as clearly a a on vay pa balks* it is at enor or My you need awe Mama On - Node the dote annum of tie suspected era fi eFirm or C so r col rattgate yea amps" ad Mara sly ther attar Pkwe nuke al etas path* to the Firrtt or the laths influent, 01Cated On the tront 01 did Statical h add ton to agar a:Cetnt feet. XantS may be subs° to mamma* for. dirges for lse myna la spat« pauses aid chargeslet woad arnaunIS e, Cab =ant% A ssts that maraca to oiler rattlitalt maybe Masa to a bather fee UN Swap Optaret UBS offers optons for swan; cat, barges batch to brit clam al Ulklak USA and UBS AG Stardord «rah (Bark Sap Pram" money matet mutual UM Sion« Funds) and the 1151171.11.011/lDepolt account COMor custerners web am iniemationd Resource Mamma." ACCOunt ThrOugh the Bal. Sweep Prograns ash bar«, ate swept 10 l8S Bat USA us to an ntablched Mt and then to LBS AG Stamford Brand. a a Money Fund Deports at lin Sat USA are FDIC mired n accordance with FDIC rules For more Marmon p bat urn were/ tote gay Deposits at SRS AG Stanford Band, and dims of Money kinds ate rot nsurid by the FDIC Through the OA. wait* to cash Minces ae swept to depose, accounts a UPS AG New York Skase), end LBS AG Copan Brach Mese deposes not rased by the FCC Balances held a the WS AG Cayman Both ate tempera, reposed to the !maw a of the apron Sands ad dare a no gamete or other cbigaton of LBS AG to repay the balances Mk on the U35 Caynats Brach's books Deposit, at (RS Badc USA and each UBS AG Bora at not protected by 5PC Pitney Fund shares ate «Math by SPC See 'UBS Mamma Saxes Accaot ProteClon" below Upon your remelt banes n tie 8s* Swap hograns DA may be wthdr am a sham of a Money Find may be :rased aid the «oath maned to you et yin seantas account Further INCOnSiXI ataltle swap apt ion& nod ng Were raves, ram and )10th. n atall)052 wear tbs opkweeppeas Ina sour F naval Motor a by Ming I300.762 -1003 Financbt Swam, man prethealen The Fnn 6 a t1140154( of the Mates raga Protection Caperton (SRC). eAds protects SeanH ZOeunts of m menleerS W to 1500.000 OMAN 1250.000 for awns for cash) The SPC net protean lints salt to all aocomts that you hold n a partials csaity The Frn together wash certain *Mates. ha also purehrad aplerratal prokom The main, Groat payable to al egble cab away under this «cation 6 S500 mikes as of Do:ember IQ 2013 Stima to the pokycondoms and annatian. Cash at the F 01~ prorated for W to SI 9 mita n the kr al pit te ntshal 0, a paic a ua mok =y e of tie potty medng 6 atatiolemen rem" The SPC prolectien and the suagletnental promos both do not 49/), to • Cetan Manta assets controlled by lath mauled n your aomm Mae) but held away fromUM Firma' Senesces kg. CearaG «0 a UghMt (0) cash at LBS AG Stanford brach. (ii) nano procLos miming vadat stoat rid (id "Imes of math finds where such sham are regaled daily 'mann a the amen holder en the books rid records of the mamba tiller a trliWtfl9trtlk • Cenain ineartent centrals or nommen( alarms 9 9. waited Salnelhth sod prate placements) that it not registered under the Smanies act of 1933. and • Corrado« contracts leg. foreign exchange and precious metal contra:oh eicludng byrescontracts and ommodity «bon gotta, The SIC protection ad the mamma pcotecton do not apply 10 these assets even If they otherwise vat <Ate ststecrartt The SIC protection and the pappltran protection do not protect agent changes in the nuke' value of )teat mantras (Melt« as a result of main movement Issue ball-Aptcy a OthOnVe.44 are Magna 6 pailthle upon request You may Obta more Morrison abut SIC, ikkoling the SIC Brame bycoma-tag SIC at 202.371-8300 or by yang the SIX •ame at wow sx rep Dividend ReIrnmanera Program PPM fi e ace reflected is a, am' ay once YOJ may toun the actual prce from your Mahal Manor OnlyMoleshares are palased UnderDRP, portal shares MI be sod eat* cat a be decconechn air ;atom Thadititend IffINIVIV.11 price aphed by the ma may differ horn the mato prise at Muth the peal shares ate Sold CobhWu Coy Mole mks may be hat n per axotint B you ate imbed 10 a pal al La as artist of a «Mad Oatment Or otherwise, the Fan wil ether tel patial units .1 tat« prte a am an amp, damned by a required clang age Cy and CMCM VOW accoa Irmistment objet's The men/lent °bastes ad Mk profile art speciC o Ott XCIXIM ad may vary between, Plea* aloe* the Finn promptly in rang of any "plant doge n par falarCial Silialk41 a inerament °b athes For eadt account hat pi loose one of the k bag incestrnent objects.% • Padua Current acme mranents seeksg the generson of income only • Acne.. CaPdamOntrueon f. malts *eking growth of papa rah.* than the generaith of name • Pam Comae:on °Parrs and CaPktal APPreciadon InaStmatesedeng both tie general«, a nom* act growth of pimp* Overall rile planes • Conserwm Seas to mama, nor ameba( wth Ian risk aid volably to the ante meat eon if that mean the account donna generale Ponta" mane resins and myna keep pace rah inf Laval • htderate WAN to accept arra Mt to prkapal and tolerate sane pailty to seek higher means • taggrrnor Wang to axept high Mt to pima and hgh ability to seek lath retain ow I me Statement lauseholchng. Wem, .« sutiants wnh The Sate • • . •• :6:cocnis maybe felted Ids font accc re°, C, Pt. V. Aft rater dents al the sae atm I n is known as • householdng • if pu prefer to tease ndstrlual statements mated In spat CONFIDENTIAL adopts —you may dant Mukha tag by Ming you Fascia/dace Waft mama neon hate fremcDf account nane reflects Fnanatces that pa entered on the Pas aline tames rebate R if 3 ntionctable 'nidoiarne* does by you to asset yOu with ytms re0XCIteeping R ha no legal aka en pa xcount You an change yore Fmnd 9 mount noses. through Online Was a by conang ear F naKell Advisor Somas maim • value Op.% accounoonfolo Net of asters a‘f 1.13dRieS • *4e¢ nudes aaltde cash Maces valets for ratted arty a 1 ad GlObal Tent Doan urreakted marks to meta, and wan nets not had by the Fan Does rot Mae Liana sauna assets at the end of ihe pier Zadatrffil sent perodk 'prime nresonents. unasted stock optons aid exercisable stock opt cm • babes exudes debt balances outstanding nagn torn. aelit Me. Mort thane balances • Cash/money braces Total of untamed nab cash banes. oleo LBS Bak USA deposit basket LBS AG Stanford Dandy depose balances and Mabee make; mutual bad 'weep balances a the Dose of the Statement period haccerad ty tree aide babas ki your moire rands segregated Rom other barges aid the FMMayWe arty of the,. funds n the adnay mar of its tarns Thesefun& payable icon sew Card 11,4 total b inclaled n the curren penal 0:o rsg vane Lending infoanation FIX (Waled Monnaton on the Frays tang prances and ()mama ram to your C hem telsonlip Apeman or Amain; Agreement aid the General Term aid Ccodoan yes Stafenent of Credo Practice, rattle n Agr••••••E or; and GrAloaned at hge,y LA- romennwderivann Yana Wes statement Reticles SeanteS aid ode assetsheld n the axon; at the end 0 he mama «trod You may alt la dell et of IA' Pad Waite; a any tine You may recap secure*, used as loth collateral alto pang balance date on hem My aortas transferred so thIslarn du in the statemert math ate Med a math vata as of the end of the stsement penod • Catboat. In Ortenniang the cost basis of the arias IMAM is this statement. Aare *doted Mtn the natter • I.• UBS Fists SeeMes hasrefs) on °tonna«, Maria) from sates other than UBS Financial Sates. ncludng nfama on from another Inn or ha you may has provided to you Fnrcef Atursor The tern donna ndpedeny way Cl gamma,* accuracy or validity of my blown/tan raga by SCUMS °Swam UBS &Waal SeNteS In Pam. althatigh U3S Modal Sena generally updates 'vs Malan as e 6 retested. to Pam does not prow:athy askraxes that the informs«, under 'Cost basis' and %Wreaked gait loss' is sane as of tie date of this statement M suds. pate do not ray on tho Marotta to make purthase a sale fitinaCen, for hat mrposes a otherwise Accounts watered to the Fr, may ref lea gal loss Plaination (My la the pad of tone they re held a the Fiat More hmonul Mormatan cal be added by you Franca Maw • Unreallnd gaintibteet Mien data 6 ayaktoe, hand aealced gandlosses ae calculated for SONY_GM_00028020 EFTA JX11 36640 EFTA01671804 Important information about your statement (continued) edernal warily In The transmit data la Sala lots may «my not recta corrwasent errs melee seoanyreorgavaapen nuts Dwderd and other re rresurcht lots and systernac purchase lob re ea, Combined to asp* ore award lot The 'Trade date* ds lath (Man the agnal Tanana raze date • Callable moans Bonds and same sto4 Nov the ram cat to. my rename, wl be selected wertaly by lot torn among ll securities of the 61.1e held in our named in «ante mane a at dents Cal leave accession a darned from third pities and is mammy n not gnawed Other calf eases may edst nab roue jita y.ei carer (Amman MI be sanded upon rapes! • Catfcats of deposit (CDs/ CDs re FDIC mad up lo 1250.000 norm:pal and accrual intern pa Spada and per depository nada en. n a:cordate with FDIC rules • Prketvalue Pnces dispMed fa meanies are other product may be hirer a bps than the price Mat you null «Nagy feces n the makes leces are neared horn vane; dud pay sans tech we bekveto be rate, bat we do not guanntee tier =arty - We gewaty use the aosng axe awn reset Or the mean of the bd and ask alas for Wed *curies ad optima ally bid arcs'« OTC sedan - Una acunly read warns mac be aced usng a wham matt a the most WOW MCP we obtaned 'Idmyna reef an fatal maim Par valor - Cam paeans may apear without a pnce and el Sheer a 'ace was not salable' f v.e we tine)* to obtain a price foe a seamy - Deposit or mores cknorrieuted n ortenon other than U S &Kin re reelected a the roarer roe col the Parse* dae - Foe certan soon es trading n normonformng clearnnalant price and maw (lace vain may has been seemed to tOditigO proper valatico To obtain anent cuotatorb when aralable anal your inner 64/60f • Private itIV60116/TIS and structured pietas Pam nearnent secants &nada; area palcpaion prorman and real estate animal dug fawns) and Ordrisred podia% re ire* briar Inn Crean =cured «cans hare not been registered wih the Sterns and ExchangeComma:A a tender any state nines laws We provide nava vain fa pone nestrant sedates and sauchen froduas for Mona« purposes only ACO-talty 6 rot 9Arifltied - These values thrycliffersteStatialA from pied, t any. a ankh a pry Pe easement *curly a mewed product may be bought a mid aid do rot necemnly wpm The mks plena( roan upon Ismolion - Thrd pay nowles of vas are as ca a (end, date and be wiled to WS none Sawa marmot)/ bags by an natkerdent vases, tem - issuer. general parer a castor mantel values if ay are tippled to the Fein by the haw rowel partner a aroma and may be catulated bad on Mere« narmaton from ihe used by thrd panes to derive thee estmated values - You sr nun addemal Sanaa raardnig the methodology used to cabanne the nano awake and the de* of in nlonne on eat is thebase lathe estinae by conucteg your Finalciandaor - mid prey estmated vales may be reflected as 'Not paid' in kiwi simatiorn Men an Mennen, vaiabon Inn has not Read or is undo* to assign a vales Min meter, air that a matmal per has ociaared that mac« a awously divan ' , kW DIO caueStin Or when a scabe vraid hiaSly speculate« due to thenatureof the meaty - flies neither an must general partner a VOW amain yaks not a thrapay sunited yea provided. the vane of ihe sporty ad be different from OS pooh.. fro - • Dislitutire to die they thine return of cane income a both - • arigni sant sue' represses the Mal OWN price per unit ad may roe WS" your cog bash • Rearkted securities Rencted wanes gene* ae not currently age« a pilot lab OBS Financial Swims uses the mane ;tie of the utestran 5104 of the sane issuer as an maned vale fix the reacted stock for purposes of an s trament and To the (WWII that rattan Sec/Res ere eb)tde for sale. the value rooked maybe subsimbally les than to awed yaw hoar • Est (estrated) accent currentaeldt and nrta. An estimate of meal MOW* is bawd on dawn dean an:Intern rats. assuring the SLOSIOWS kill be held for one yew horn statement date cr Via earth This estinate ES on a gashes*. acaracy ad continued income re no warateed - Est tread alma name ad curacy held foe cairn types of 'audits coal Ildtothl 3 MOST of priapal canal man n MO COW the Ott Melt WO WIWI red) coal be overstated - Retreated anal DOOR* and aftfirit weld and the nue norm and head mint be lower cc hirtlf than thenMated amounts - Can times of astmaized mane Mendend PI a merest) Man by the torrent mate) valor area? batiste is based in the lase Seend or merest paparn made by to maw and amines the warandeposts well be held foe one in tan the Illtialt411 dale of tout inaturty *curacy and continued dad are not gua-Pecd • Asti net held by UIS Reseed« Swat Celan assets ant hadbyteFern and not wain tw fern possession or coin' these asses are MORS on your saterrem for hannationa proses alb. Minns ad vales peered we provided by the sang fan WS Femur Savces c not recianble foe this Oformaan and does not mamba es xaracy These assets re roe protected by SVC a de OWITS suppernettal SPC courage • Revenue luring and additional compentatko. - naddbco 10 C&M's5SOM Sdifil OM Mil tees rectified n connect al soh the dentinal of atonal finds to as Cores vi0 rod cr ter all Me maim retreat hang anent, from «urban at admen of themutual funs that we sea thee mans a based on two different components (0 the amount of sales by 1035 of a pan da«mutual and ferny to or dents. ad 60 the asset vim of a patule moue fad fangs Mares hold a the fan - We and as athlete also reran newaking ad onribus pnxesscq fees in comideration for transfer agent makes that WO [Maki the mutual furds These lees generals, are paid tom meow assets an the initial hid and it a fled drat ran twee on the nab« of rants at tie bore Bahr Mang miser &rasa that had lane/ - h addion to ozontharins receded in conntio wish the saki or dtserbutrn of annuty contacts and IM remitrrece trust trot to ar Penn. ew andor cur Oise recs. reans Maim ompertimin from many of the intraThe companies urderwreng the tenuity =WYK a axes of the nutria 0,Inparit'S Or SpOASOft of the unt twesersent IMPS we &astute - Our Misses also maw trades ammissms and other °mammon from meal fads erd twin compaes acne amain we dear bane - We reeve an and fee from t85 Bask USA and led AG Stantad Beath ante 125 per aCCount sweepeg to the bats uncle the UM Bar Sven Program Activity Intarnabon regardng corman and ocher Mayes nosed n anneann rah the eacuton ot aides. tharInd option transactions has Men admanS as cad met ono peenotnly lynched to you an be amidst to you promplA on «mat Shen selling If pa gea engaged n ten wage sin may nos a as to anion anonym costs fat WIWI, assM Open Olden 869. 61% OW tgooclitilicarcelkd• orders that here not tO03.5Witt by thestainer( eta open buy ad sell top olden re mind by Vw arcane of dealaxls a rides a. an enhaands a exaghts dale un less minced cram by you You se respombk for ceders that a naiad due to par lamb cancel testing open Orden Tax vahholdthg en distributkew from tin Flnantial Sense won Federal tar law reports 165 Nnasce Servicesto canna none tar from pa in:rear ambit cah but you may elect not to ha* income tat went or Instead you aw elect to hest t« reettheld a a rate or as a f ked ruff as pat tows Vat Peon WI rerun in Men until mast by you you may mate your Owen at ay ism by marg a new than 6)0U 4, rot hey ma* income tea vehertalkom per daemon. pu ROY be fallaffaffe fa the 6417106 of adman to You may nttli penaines I the mans Mashed and MS POWWOW Ittxparxion OW not NUJ to pita oblegation Priem To obi/4 a cagy of or carat Client litieacy Nam ukase contact your F1131031Admor or me Ott NOW at away ubs cormainedgy WS Foam« Serves 61101 a tank The AMA dustless Sauces0count BSA arid IRMA are Were« NOtilfiti etch provideaccess to bank ng senora ad moans through regimens with afMand bras and other ehrds party banks, and prinks sass to mance and area poach awe byum/Meted thrd spiny ittLitflit ampasies trames Paw agency subakwies ol 155 Pinang Sesices IX master. murex. and ate ty products Not FDIC nand • No Pa*iparantm Mil lope Ma RIM Resat% Misprint Arrant Dupes& Serves Mart 656. IRMA and mernabOna Resets« Masagement CONFIDENTIAL ACCOLOIt are registered unite mad of WS Finatial Sets he via Signature n a «sacred state mat of Visa Vitematiasai LOS WaSeratureeedt cads aid 155 Visa debit cal; ere need by 1185 BP* USA Ms permission from v ca u SA SCCfpOf Mid UBS Fnandal Services Inc Rea 201407 SONY_GM_00028021 EFTA_00136641 EFTA01671805 44) UBS 085 Fmantial Sent<CS Inc 299 Park Avenue 25th Floor New York NY 10171 -0002 Account name: ELLMAX, LLC Friendly account name: ELLMAY LLC Account number Your Finandal Advisor: SCOTT STACKMANYLYLE CAW EL Phone Questions about your statement? Call your Financia! Advisor Or ;Fa Resourcebne at account Visit our %rebate: WVAV ubs comanancialservices Value of your account Business Services Account November 2015 ELLMAX, LLC on October 30 (1) on November 30 (1) Your assets 52,471 79 52,472 69 Ybur 'es 0 00 0 00 Value of your account $52,471.79 $52,472.69 Tracking the value of your account Sources of your account growth during 2015 VAL* of yOur account S Th0ocinct at year end 2014 587,478 94 Net deposits aid E'S withdrawals -$3502500 Your oveitrnent return. 52 5 Dividend and interest income slam Change in market value SO 00 Value of your mond Dec 2014 Oct 2015 Nov2015 on Nov 36 2015 $51472.69 Member SIPC SONY GM 00026022 CONFIDENTIAL ►age 1 of 6 EFTA_001 36642 EFTA01671806 UBS Business Services Account November 2015 Your account balance sheet Summary of your assets Value on November 30 (S) Percentage of your account A Cash and money balances 52,472 69 100.00% B Cash alternatives 000 0.00% C Equities 000 0.00% D Fixed income 000 0.00% E Non-traditional 000 0.00% F Commodities 000 0.00% G Other 0.00 0.00% Total assets Value of your account $52,472.69 $52,472.69 100.00% Account name: _0.14 • , friendly account name: aM.\ • Et Account number. Your current asset allocation A Eye on the markets Index Your Knandal Advisor SCOTT STACK MANLYLE CASRIEL Cash and money balances may include available cash balances, UB5 Bank USA deposit account balances, UBS AG Stamford branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on November 30, 2015 3-month Treasury One-month LIBOR: 0.24% Percentage change November 2015 Year to date 0.30% 301% 0.55% 2 58% -1.54% 0.95% -0.26% 0 88% CONFIDENTIAL GM 000260 e 2 of 6 EFTA_00 136643 EFTA01671807 *UBS Business Services Account November 2015 Change in the value of your account November zol 5 (51 Year to date (S) Opening account value $52,471.79 $87,478.94 Withdrawals and fees, ricluding investments transferred out 000 -35,025.00 Dividend and interest income 0.90 18.75 Closing account value $52A72.69 $52,472.69 Account name: EWMAX, LLC Friendly account name: ELLMAX LLC Account number: Dividend and interest income earned FOr purposes of Ihs statement. tarabley of interest aro &nand income has been determined tram a US tag reporting rennet-my Barred upon the residence d the account bidder. account type, or product type, some interest dried dwdend payments maa not be subject to United States (US) ardor Puerto NCO (PR) indent. hats The dent monlay statement is not intended lob used and camel be relied upon for tan purposes. Clients should refer to the apolcatde Is reporting forms they receive Iran ties annualy, such as the forms 1099 and the Pcrrns 4130 for to reporting information it is the practice or vas to fide the applicant tar mowing forms with the US internal Revenue Semce and PR Ttemunt Department and in such forms accurately classify clinctends enact interest aslant exempt or farad, income Please onsult your Indvictual tar preparer. November 2015 (3) Year to date (S) Taxable interest 090 15.51 Total current year $0.90 $15.51 Prior year adjustment 0.00 3.24 Total dividend & interest $0.90 $18.75 Cash activity summary YourNnamcial Advisor. SCOTT STACK MAI1LYLE CASRIEL See Account activity this month for dela Is Balances in your Sweep Opeom are included in the opening and closing balanceS vaue FDIC Insurance AaPaes only Wrap:Wits at ties Bank USA, not to depOsits at MS AG, Stamford Branch or bar* deposits placed through the USSInternationa Deposit account program WC PrOtediOnaPPnes to money mike' sweep fund hdrirrat but nit barn deposits. See Important inlamatibn about your statement on the last two pages GT this (acumen! for Wats November 2015 (S) Year to date (5) Opening balances $52,471.79 $87A78.94 Additions Dividend and interest income 0.90 18 75 Total additions $0.90 $18.75 Subtractions Checks and bill payments 0.00 -35,025 00 Total subtractions $0.00 -$35,025.00 Net cash flow Closing balances $0.90 -$35,006.25 $52,472.69 $52,472.69 UBS Bank USA Business Account AF'Y Interest period Oct 7 - Nov 5 Opening UBS Bank USA Business balance Oct 7 $52,471.79 Closing UBS Bank USA Business balance Nov 5 $52,472.69 Number of days in interest period 30 Average daily balance S52,471 79 hterest earned $0 .90 Annual percentage yield earned SONY GM 00026024 CONFIDENTIAL 0.02% Page 3 of 6 EFTA_00136644 EFTA01671808 UBS Business Services Account November 2015 Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Account name: Friendly account name• Account number: Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration None selected Your account instructions • Your account cost bass default closing method is RFO, First In, First Out. Your 'financial Advisor: SCOTT STACK MARLYLE CASRIEL CONFIDENTIAL GM 00026SO° 4 of 6 _ _ EFTA 00136645 EFTA01671809 *UBS Business Services Account November 2015 Your assets Account name: EWMAX, LLC Friendly account name' Account number: Some pnces, income and current values shown rosy be apocoxirnale As a result, gains aid losses may not be accurately reflected. Set Important information about your statement $ the end of tris document for mate infcxrnaoca Cash Cash and money balances Cash and money balances may ind ude avalable cash balances, UBS Bank USA deposit account balances. UBS AG Stanford Branch deposit account balances and money market mutual fund sweep balances UBS Bank USA deposit account balances are insured by the WC vat N n applicable lands. but are not Protected by 9K U8S AG Stanford Branch &pad account balances are not insured by FDIC all are not protected by 9K Morey market sweep balances are protected by SIPC but are not insured by the FDIC Seethe Important information about your statement at the end of this document for deifies about those balances Held lag UBS SANE USA BUS ACC 52,471 79 Openng Want, Closing [dance Price per share Awrage on Nov I(S) on Nov 30 CS/ on NY, 30 (S) rate Your Financial Advisor: SCOTT STACPMAN*I2rd Dindenctinierest Days in period period Cap amount (S) Your total assets 52,472 69 250.000 00 Value on NOv 30 (1) Percentage ct cost your account taus 0/ Estimated annual meant' (S) unreazed gam Or loss (1) Cash Cash and money balances 32,472.69 100.00% 52,472.69 Total $52,472.69 100.00% 552,472.69 Account activity this month For more information about the prcevalue shown for restricted secunbes, see important in formabon about your statement at the end of Ohs document Date Activity Your Quantity.. Descnotion etcpenSe code face value PnceiVcdue (St Cash amount (St Cash and money balance (1) Oct 30 Cash and money balance $52,471.79 Nov 6 Interest U85 BANK USA BUSINESS ACCOUNT AS OF I 1/09 15 90 52,47269 Nov 30 dosing cash and money balance $52,472.69 SONY GM 00026026 CONFIDENTIAL Page 5 of 6 EFTA_00 136646 EFTA01671810 *UBS Business Services Account November 2015 Account activity this month (continued) Oat Money bdancs activities 0430 Balance forward MA71.79 Account name: ELLMAn, LLC Friendly account name:ELLMAXLLC Account number: Achwty DeS•CnOlial Your rinandd Advisor. SCOTT STACK MAIILYLE CASRIEL Amount (I) Nov 6 Dupont UBS BANK USA BUSINESS ACCOUNT AS OF 11/05115 0.90 Nov 30 Closing U.S Bank USA Business Account The UBS Bank USA Business Account is your pnmay sweep option S52,472.69 End of statement for account numb CONFIDENTIAL CGM_C0026C1/ 10° 6 of 6 EFTA_00 136647 EFTA01671811 Important information about your statement U65 Fnancial Services Ix (the F an Cf1.186 enamel Stases), is a neuter of al mincpal security. coramdity and options exchanges. 1.6$ Pnancias Seances and 16$ Bank USA are indirect subsidiaries of UBS AG and affilutes of 1,13$ Semates 11C. The Fern's franca' statement o available Von (squat The Fans neaten* offices re at: UBS F arsial Services Inc 1200 Harbor Boulevard Weehawken. N) 07086 The Slaternril represents the only official record of you UBS Financial Services amour*. Other records, exact official tax documents, contaiwg calf lictiag data should not be relied up:ever:0 believe there is an error or amine; please report a immediately St *Meng to the Branch Manager of the office se rag your roast Akhough all figures shown are intended to be accurate, siatemfat data dxuld not be used fa tax purposes. Ray wkly an yearend tax forms. (Ue. Fenn 1099. $448, 10425. etc ) when peepang your tax 'nun. The Fern is muted by law to report to the IRS at taxable drudonis. reportable nal-taut* dividends arid taxable merest earned en toKtfitP)S held n your account. net proceeds on sate transactions. and cost bass on cent, covered securities. COMITIYIkai0415 with the Finn • Please ro.ccint inn any oral cormenicatian n writing to father protect you rights, including your rifts under the Serve'', Mesta Protect on Act (SSA). • lithe financial institution on the top left of the Hort et this statement is not 1.035 Financial Mentes. t1135 Munoz, Services chin your arcane as clang ticker by avargemern with the indicated institution. We informed you of this releasing) when you opered this accord a this caw, your funds and securities are located at 1135 Financial Services and not tie isinadaing broker, and you must make a repot a any error a omission to both firm. AO amain, statements shall be deemed complete and accurate if not objected to in Haig wehin 60 days. • Please direct customer complaints or inquiries to the Firm's C lent Reiman Department at 201.352-1699 a tollfre• at 900-354-9103, 8.00 A IA. to 6:00 P.M. FT Monday througn Friday, or in 'Wing to t185 Financial SWISH let, Clime Rebhan% Department P.O. Box 766 then C M. N107087 • In case of errors a questions about an elistronic funds transfer (FT). bill payment or 16$ Vise debit card transactions, call 800-762-1000, a write to 16$ Faancial Senses Inc . 1000 Harbor 614, 6th floor. Weehmken. MI 07084 Attn RIANBSA See-sic.,. Cal et cite as soon as you carp, if you toe your statement or rusty, 6 wag a e you need mere informal:in about a transfer on the statement or recto*. The Fern or Cad Issuer (as /solid:He) mast her from you no later Than 60 days after the Fire sent you the test statement on oath the error or VOW", *Pealed. — Provide you me and account rube (6 arise. — Dew& the error or The transfer you Ye unsure about, and .plan as clearly as you can why you belie. it is an error a why you need more nformaticet — Provide the dolls amant of the suspected era. The Firrn or C rd Maar voll investigate yor casplant and wil correct any etrOr piano*. It we take more than 10 business deo to do this, we will credit you active fa the amount you Waken erns so that you will have the use of the money &ring the the us to caplete our removalon. Please make all checks payable to the Finn or the financial institution indicated on the hat of this statement h additim to regal.. recent fees, accounts may be subject to maintenance fees, charges fa late pnwent for WW1.; purchases and charges for unpaid amounts in cash accounts. Accounts that Ye transferred to other imtitutians may be abject to a transfer fee. IBS Sweep Options UBS offers optgilt fa sweeping cash balances. balances to bank deposes at liErS Bs* USA rd IBS AG Stamford branch (Bank Sweep Programs), money make) mutual funds (Missy Furls) ad the International Deposit Account (IDA)la customers with an International Respect Managerrent Account Through the Bank Sweep Programs, cash balances are swept to I-135 Bar* USA tip to an established lint and than to URS AG Stanford Branch, or a Money Fwd. Deposes at lA35 Bat USA are IOC instated n accordance wish FIX ran For net Warne, ion pktaw visit wine ldic your Deposits at U8S AG Stamford Branch and shares ol Money Funds re not Mused by the FDC. Through the OA, available to cash balances are swept to deposit accords at 16$ AG New York Burch and 1.135 AG C arta Branch. These deposits are not insured by The FIX Biases held at the UBS AG Cayman Branch are temporaray exposed to the sovereign risk of the Cayman Islands, and there a no queerer* or other obligation of 113S AG to repay the balances while on the I.135 Cayman's Brach's books. Deposits at 1,25 Bat USA and each 16$ AG Branch are not protected by SIPC Money Find shares are protected by SIPC. See -UBS F "uncial Services Across Protection' below. Upon your retpast, balances in the Bark Sweep ITograms or OA may be eel drawn and shares 01 a Morey Fund may be Ispdated, and the proceeds returned I o you a you securities account Fustier elf ameba about available sweep opt offs, ackdrig current merest rates ad yields, 6 available at VINWI ubs cornisweepwelch. from your Fnancul Advisor a tricking 800-762.1000 WSFinanced Services moment protection The Fein 6 a member of the Smarten Investor Protection Cap:ratan (SIPC), which protects stone' accounts of Cs members up to 1503.000 (including 1250,000 for clams for cash) The 51K asset maiden links apply to all accounts that you hold in a particular capacity The Fern together with Orton affiliates. has also purchased supplemental protection the maornun amain oarkle to tI elgble clients. collecthely uric* this prolecticn 6 1500 milkei as of Deceriter 10, 2013 Subject to the policy conditions and Imeaions. cash at the inn 6 further protected for up to SI 9 Slow en the aggregate for all you accosts hell re a particular capacty. A full car of the policy wordng 6 available taco repast. The 51PC pram-ma and the supplemental Protection both do not apply to • Conan financial assets controlled by (and included in you account value) but held away Isom U3S F nancial Services (e.g.. certain () cash at LOS Bank, (d cash at UK AG Stanford Mandy. nsurance ProSatt including vruble mutes. 360 (6.) Own a manta.. furls Mere such Mares are registered drectbr in the name of the amount holier on the books rid records of the applicable scar or transfer agent); • Celiac investment contracts or investment reerests g g, limited partnershps and private placements) that re not regstered under the Securities Act of 1933, and • Canmoddies contracts (e.g.. foreign enturge and precious metal contracts), exbding futures contracts and commodity option contracts. The SIPC protection and the suPplenHalal protection do not ape* to these assts even dB* othendse ape, on yar statements The SIPC protect en aid the supplermati protection do not protect against changes ash the market value of your annonents (whether as a resuk of market movement, ewer bankruptcy or otherwise) More ricartation is avalable upon repast You may obtain more information about SIPC, inciting the SIPC Brochure, by contacting SIPC at 202-371.8300 or by wsteg the SPC weenie at wiewitaziag Dividend Reinvestment Program (MP) The price reflected is an average peke. You may cbtan the actual price from you Feurxial Adince Ordy *hole Oates are purchased in ner DRIP, patial shares will be sold and the cash MI be deposited in you account. The drickad readoment ace supplied by the Misr may defer from the martin price at which the partial stares are sold Ceelvielieu Only whole ads may be held in your account. R you are ea aled to a penal unit as a result of a dmderd Par.ent or otherwise, the Finn wi mho sell petal eats at market once ce accept an amount determined by a regstered clearing agency, and credit you account. Invemmant objectives The WThiSITePt objectives and nsk profile are specie to each account ad may vary between. Please /Mid the Fim prompt& in wiling of ary significant change n yeas Iran al aura) or in iestrrent objects*, Fa each CONFIDENTIAL scout held, you choose one of the following •-neument obtectries • Padre Current Income: Thestrmats seeking the "swab:not income caB. • Achieve Capital Appreciation, Investments seek im growth of pampa' father than the generation of • Produce Combination almoner and Capital Appreaton 1Thestments seeking both the generation of inane growth of pincipal Overall risk profiles • Conservawe. Seeks to maintain initial principal with low risk and volatiley to the account overall, even 4 that nwans the account does not generate 'isn't sant income or returns and may not keep pace vial inflate' • Moderate: Willi-9 to accept some risk to prixPal and tolerate some wlatilty to seek hefty return. • Aogressee, Warn, to accept high risk to a MO and hit volatility to seek high return over tent Statement Touseholding" We may consolidate all related account statements with the sane address ix the sane ernelope. Accounts may te related for this pupas* became they have ownws who also mainan pint account relationships with other cent at the same address. This practice 6 born as • haninoliag ' II you prier to recent inlividual staternmes mailed a separate envelopes — you may decker householdirg by callng your Financial Advisor. Friendly account maw The Friendly account name reflects,don s, that you entered on the F non's cnIne service haute 6 a customisable 'nickname' chosen by you to assist you with you recomkeepng. It has no legal effect on your scant You can change your FriendH account names, tractOnline Services a by twisting your Financial Advisor. Account overview • VA* of )our amounzporrfora Net of assets and es • A ssa. Includes avail:tile cash yam for restricted sera* (em 1. and Global Tine Deposits. unrealized mans to main, old simian assets not held by tie Finn Don not ackxle isprictd sec untiestassets at the end of the prix and current statement Inds. ot name iwestments, unrested stock options and namable mod options • Includes debit balances. cutstandng margin lams. credit lint Won account balance, • Cathenoney balances Total of uninvested available cash tubnces. Mits U65 Bark USA depart balaxesi, IBS AG Stamford BranCh deposit boraxes ad money market mutual fund sweep balarcet at the close of the strement period Ktncorrenadity free credit balances in yoke Anoint are not segregated from other balances and the Finn may use ary of thew ands in the ordetry coarse a its hasoPIS These funds are payable upon your demand. This total is included in the current period closing value. SONY_GM_00026028 EFTA_00 136648 EFTA01671812 Important information about your statement (continued) Lending idermation For denied information on the Frays wsdrq practices ▪ disclosures. refer to env Client Rein) practices Annie« or Arran Agnnwt and the General Teens and Conditions UBS Statement of Credit Practices eve-able inAgreements and Docbsurez at urn ronilawnwawl•rn•nn. Your wets Yea statement Omen securities and other assets held • the attain at the end of the statement period. You may Sc for deny a I ult pad securities at ay tine. You may mem secuntin used as ban «lateral after paying any balance Abe on them Any Neuritis transferred to the Fern daily the statement period Xe Ind at make tube as of the end of the statement period. • Cast basis. in deterrnning the cost basis ot the nuns included in this slalom... where 'related nein the number UBS SCS2160l Servos tux relied cn information obtained km sources other than LOS Financial Snots, including name«, from another 'maths* you may htve provided to your Financial Ad.«. The Fen don not edependerey %trey a guarantee the nuraw a validly of any itanatin provided by sources other than UBS Financial S•hiC•S h Adis\ although IBS Financial Services generally updates the inormation as it is reeved. the Firm does not provide any assurances that the information infer -Cost baps' and 'Unreal/red gar/ Yes* 6 rouste as of the date of this statement. As such, pease do not rely on this information to mate turcluse a sale decisions. for lac Femmes a otherwise. Accounts transferred to the Fenn may reflect gal/ loss nonagon a' for the period of tine they re held at the Fen Mae hetorkal n amnion can be added by you Financial Admor. • Urnalized pine kens. When data is avaibble, estimated wreaked gaing losses are calculated for ridnUal secuity bts. The transaction data fa indwidual lots may or may not reflect COMill6SiSCIS, charges ado security reorganization events. Owned and other reinvestment lots and systematic purchase bits n each cordoned so display we averaged It The 'Trade date' colurrn pew* the anginal transaction trade tire • Callable maturities Bonds and preferred stock that the /MAC cab for early redemption wil be selected irpartialy by lot from among all Nordin of hat issue held n our arm a in nominee nine for our dints. Call feature '/aroma is obtained from Chid patio ad its accuracy is not gar anteM. Other call feanes may rev which could affect yield; complete of amino will be provided upOn re st • Certificates of deposit (CDs) CDs are FOC insured up to $250,000 n prncpal not accrued interest per depositor and per depostay institutex, in accordance wet FDIC rubs • Priodrakle Fries displayed for winks and other products may be higher or lower than the price that you mull actually recent in the market Prices are obtained frorn various thed pry sources which we Me* to be relate, but we do rot garnet thee accuracy. — We generally use the Clang price YAK/ available or the mean of the bid and ads prices for bled retrain a-cl options a only bid prices foe OTC Nunn — Less lC00/// traded securities maybe priced usnd a valution model or the most recent price we obtained and may sea reflect an actual market pore or true — Certain positions may appear without a pre and will show as 'price was not avalable it we re unable to obtain a price for a Nosily. — Contests or securities denominated n currencies other than U.S. dollars ire reflected at the eche* rate as of the statement date. — For certain securities traded it norionformng de-entnalons, once rd quantity (face value) may hale been a)usted tofacilitate WOK Va1.4101 Toobtain current quotatiom, when availed*, contact you. Financial Advisor. • Private investments end structured preekres Prwwe inerrant securities (ixkidry drect partepaten proarn and real estate ',vestment trust 14/ClErta/S) rd structured products are generally I'4'9 ifind. Certain structured products have not been registered wth the Securities and Exchange Comnissin or urder any state securities laws. We «rade e5101/100 vales for private investment securities and IlltaluItti products for elf ormatonal purposes only. Accuracy 6 not 9.1a-rteiell — These vans may differ substance* from prices, if any, at which a awn «eon m SKI or structured product my be a sold and do not neastrift represent the vaiur you may reserve upon kpactiten. — Thid party enemas of aka are as of a «elan date and are supplied to UM Financial Service on a regular basis by an iidependent vaLiaten lent - /Foe% general Panner or sponsor estimated van, if any, we supplied to the Firm by the issuer, general partner or spantor and may be calculated based on different information from that used by thrd ones to derive the, entreated values — You can obtain additional intonation regarding the methodology used to determine the estenate of vale and the date of the etomaiion that is the basis for the tiliMat by contacting your Financial Advil r. - Thid party estimated values may be reelected as 'Not priced' in neat seuatens: when an independent valuation firm has not supplied or is unable to assyn a value. Men we become ware that a materiel even his 'reused that may call a Previoudy reported yak* into questa\ a when a Rate model be highly speculate. due to the nature the seas*. - When, none an issuer, general partner or spcnsor 'shouted valet nor a thictpary estimated yak. is provided, the value of the acuity will be different Iran its purchase price. - 'Denote« to date' may include /HUT of camel exam or both. - 'Original unit sae' represents the nine dieing Pre* per um and may not reflect yin cost basis • Restricted securities. Restricted Wu/ clies genera* are not currently eligible for public sale. IBS Financial Services uses the mate price of the unrestricted stock of the same issuer as an Minted value for the restricted stock kw purposes of this statement only. To the Mere that restricted securities are eighte to sale the vale mend may be substantially less than the nputed value shoran • Eat, bertinunact) income, anise yields and rata An ninon a annual non is based an anent dmidend and interest rates. assuming the securities will be held for in yer from statement date or tine many This estivate is 0* a %u dein,. accuracy and contnued noune re not guaranteed - Estimated actual non and anent yield for certain types of securities could kirk a return of pa:NO.1 or capital gains in which case the est. income (and current yield/ would be overstated. - Fernaled annia non and cumin yield and the actual rcorne and yield my« be lame a hider than the estimated amounts. - An estivate of arnuaked /SCOW (dividend ardor interest) divided by the current maid valveraverage balance is based on the last di idend a OINK, payment made by the issuer and attunes the seuitieddeposes will be held for am yer from the statement dale or and meaty Accuracy and canted yield are not guaranteed • Awn not hold by IJOS Financial Savior. Certain assets are riot held by the Fern and not withn the Fim's possession or control. These assets re dispiayed on yin statement foe nfonnat «nal Pal>C6flant. Positions and value presented xe provided by the issuing firm UBS Financial Services is not resporable for this info-moon arid does not guarantee its accuracy. These assets are not «noted SIPC CC the Finis upplernental SIPC coverage • Revenue Swing and additional compansation. — en 3CldtiCei to CCON110000S on sees and I lb- I fees received in connection with the distrbuban of mutual funds so 04./ clients we ardor our affiliate receive rewrite during parents Iran &tibias ardor advisors of the mutual funds that we sea. These amounts are based an Iwo different comerinsi (J the amount of sales by 1185 of a particular ratual fund famty to our dent and (i) the inset value of a parricide mutual kid famiys shares held at the firm — We and at affiliate also receive nekton ng and ambits processing lees n consideration to transfer agent services that we provide to the rrutual funds. These fees generaly re pad from investor lases n the mutual fend and are a !cad dolls nou-t based on the ranter of accents at the broker-dealer holding nutua furls of that fund fry. CONFIDENTIAL — r adder« to cornenscen received n comedian wet the sate a &Mouton of arnuty contacts and sknnt Inca units to cur clients, we and a as if late receive awns sling tOmPensation from nary of the natant compares undermeiy the minty contracts, at Mates of the assurance companies or sponsors of the as ion* tent tugs we destitute — Our affiliates also receive trading contusion rd other actaperbaltn Iran mutual funds and 'mace «groaners whose prod acts wt distrixto. — We receive an arnual fee from LOS Bali USA and UBS AG Stamford Branth of up to $25 per account sweeping to he bans under the LBS Bank Sweep Procne,. Activity Wm-nation regsdng commescris and other charges aired in connection with the entoton of trades, noLdng crawl transactions has been unaided on «infirm' wen «wanly furnished to you rd wit be provided to you promptly an request. Short Slip I wily are engaged in short selling a security. you may incur a loge due to Whit/ borrowing costs for that articular secant Open ceders Regarding open or *good-til-cancelke ceders that an not emoted by the statement date, open buy ad she stop orders are reduced by the amen of &Morn a ryhts on an eidivictent cc eingles date unless inverted otherwise by you. You re respond* for ceders hat re executed due 'oyes' falkre to cancel nesting open orders Privacy To cbtan a copy of our current Client Privacy Notice, please contact your Financial Advisor or visit Oct webs* • www Vet comrenvervion UBS Financial Services is rota bats. The IIMA, Business Snots Arcing BSA and IRMA ae brokerage accounts which provide access to barking WV/CC/Sand products neigh avaryernents wet affiliated bans and other thicktany bans, and provides access to nsurarce and annuity products issued by unaffiliated third-pay inura-ce cononies through insurance agency subsidiaries of LEIS Financial Services Inc hentment, «ounce, and arreaty products Not FIX eared • No brit guarantee May lose 'fake WA. Resource Management Accoune, Business Services Account BSA. IRMA and international Resource Marixemera Arran Xe registered service maks of UBS Financial Services Inc Visa Signature 6 a registered service mrk of Visa nernitional. UM Visa Syrian credit cads ad LBS tea debt cards at issued by LIBS Bali USA with permission from Visa USA Incorporated WS Financial Services Inc Rev 201511 SONY_GM_00026029 EFTA _00136649 EFTA01671813 44) UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171-0:02 Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number: Your Financial Advisor: SCOT STAG MA 11 L LE 1_ A EL Questions about your statement? Call your Financial Advisor or ;ft, ResourceUne a acc0un Visit our website: WVAV ubs cornifinancialservices Value of your account Business Services Account December 2015 ELLMAX, LLC on November 30 IS) on December 31 (1) Your assets 52,472 69 48,941 10 Your habilit 'es 0 00 0 00 Value of your account $52,472.69 $48,941.10 Tracking the value of your account Sources of your account growth during 2015 Value of yOur account S Th if:An ct at year end 2014 $87,478.94 Net deposits and E75 withdrawals -$38,557.52 You, eweitrnent return. Dividend and interest income $1968 Change in market value 50 00 Value of your accomt Dec 2014 r 201; Dec 2015 on Dec 31. 2015 $48.941.10 Member SIPC SDNY GM 00026030 CONFIDENTIAL Page 1 of 6 EFTA_00136650 EFTA01671814 (*a UBS Business Services Account December 2015 Your account balance sheet Summary of your assets A B C D Account name: E_LM A • , LL_ Friendly account name: E..O.1'‘ •. Et Account number. Value on December 31 (1) Percentage of your account Cash and money balances 48,941 10 100.00% Your current asset allocation Cash alternatives 000 0.00% Equities 0.00 0.00% Fixed income 000 0.00% E Non-traditional 000 0.00% F Commodities 0.00 0.00% G Total assets Value of your account $48,941.10 $48,941.10 100.00% A Eye on the markets Index Your Pinandal Advisor SCOTT STACK MANLYLE CASRIEL . Cash and money balances may include available cash balances, UB5 Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.5. Aggregate Bond Index Interest rates on Docombor 31, 2015 3-month Treasury bills: 0.17% One-month LIBOR: 0.43% Percentage change December 2015 Year to date -1.58% 1.38% -2.05% 048% -1.33% -0.39% -0.32% 0.55% CONFIDENTIAL V_GM_000260/}19. 2 of 6 ETTA JX1136651 EFTA01671815 *UBS Business Services Account December 2015 Change in the value of your account December 2015 CS) Year to date (S) Opening account value $52,472.69 $87,478.94 Withdrawals and fees, ricluding investments transferred out -3,532.52 -38,557 52 Dividend and interest income 0.93 19 68 Closing account value $48,941.10 $48,941.10 Account name: ELLMAX, LLC Friendly account name Account number: Dividend and interest income earned F0r PurPoses of this statement, tactility of interest and dmckend income has been determined from a US taf 'trotting rerSpectret Based upon the residence d the account holder, account type, of product type, scene interest ands dwdend payments may not be subject to United States (VA ardor Puerto Rico (PR) infant tzars The dent monthly statement is not intended to M used and cannot be relied taxer for tag purposes. Clients should refer to the acclIcatde tax reporting forms they receive from UBS annualy, such as the Forams 1099 and the Pdrns aso, fa la reporting information It is the prance of yes to fide the 4101(arft tai reporting forms with the US Internd Revenue Semce and PR TreaSuni Departmem, and in such forms accurately classify dviCendiandOr interest as la, exerrpt or facade income. Please consult your inci Ads! tax preparer December 2015 (V Year to date (S) Taxable interest 0.93 16.44 Total current year $0.93 $16.44 Prior year adjustment 0.00 3.24 Total dividend & interest $0.93 $19.68 Cash activity summary Your Nnamcial Advisor SCOTT STACK MANLYLE CASRIEL See Account activity the month for divan. Balances in your Sweep00cm are inducted in the opening and closing balances ylue FDIC insurance 4/Paes only to deposits at UBS Bank USA, not to deposits at ItS AG, Stamford Branch or bark deposits paced throutp the USSInterntiond Deposit Account program sec protection applies to marry market sweep fund fr0lCingS but not bar* deposits. see Important mlormaten about your statement on the Ian two pages d this document for (Ptah December 2015 (5) Year to date (4) Opening balances Additions Dividend and interest income $52A72.69 0.93 $87,478.94 19.68 Total additions $0.93 $19.68 Subtractions Checks and bill payments 0.00 -35,025.00 Other funds debrted -3,532.52 -3,532.52 Total subtracbons -$3,532.52 -$38,557.52 Net cash flow -$3,531.59 -$38,537.84 Closing balances $46,941.10 $48,941.10 UBS Bank USA Business Account APY Interest period Nov 6 - Dec 6 Opening UBS Bank USA Business balance Nov 6 $52,472 69 Closing UBS Bank USA Bwiness balance Dec 6 $52,473 62 Number of days in merest period 31 Average daily balance $52,472 69 interest earned $0 .93 Annual percentage yield earned 0.02% CONFIDENTIAL SDNY GM 00028032 Page 3 of 6 EFTA_00 36652 EFTA01671816 *UBS Business Services Account December 2015 Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives. &agree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document Account name: ELLMAA. LLC Friendly account name: EL LLC Account number: Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions . Your account cost bass default closing method is RFO, First In, First Out. Your finandal Advisor- SCOTT STACK MAPILYLE CASRIEL CONFIDENTIAL Gm 00026C8594 4 of 6 _ _ EFTA_00136653 EFTA01671817 441UBS Business Services Account December 2015 Your assets Account name: ELLMAX, LLC Friendly account name: ELLMAX U.0 Account number: Some pees, income and current values shown may be appeoxirrate Asa result. pans and losses may not be acCurdely reflected. See Important information about your statement at the end of tlis urnent fOr more informanon. Cash Cash and money balances Casa and money balances may include avalable cash balances, UBS Bank USA deposit account balances. UBS AG Stanford Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account banes are insured by the FDIC eel Nn appbcdiel toils, but are net ',Wetted by 9PC UBS AG Stanford Branch deposit account balances are not insured by FCC and are not protected by 9PC Money market sweep balances are protected by SIPC but are not insured by the FDIC Seethe Important inlotmation about your statement at the end of this document foe <Wats about those balances Wldng UBS BANK USA BUS ACCT 52,472 69 48,941.10 250,000 00 Cpenng biame Closing tdance Pose per share Awrage on Dec 1 (S) on Dec 31 (S) as Dec 31 (5) rate Da:lendinterest period Your Swindell Advisor SCOTT STACK MANLYLE CASRIEL Dan in period Cap amount (1) Your total assets Vdue on Dec 31 (S) Percentage ct Cost your account bass. (5) Estimated annual intone (5) unrested ga n or loss (5) Cash Cash and money balances 48,941.10 100.00% 48,941.10 Total $48,941.10 100.00% $48,941.10 Account activity this month For more informson abort the pweivalue shown for restricted secuntres, see important inlormairon about your statement at the end of ths document Date Activity Descnption Your Quanta'', trance Code Face value PricelValue (5) Cash amount (SI Cash and money balance (S) Nov 30 Cash and money balance 152,47249 Dec 7 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 1 2r04/1 5 .93 52,473 62 Dec 15 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT ROCKLAND TRUST COMPANY -3,532 52 48,941 10 Dec 31 Closing cash and money balance $48,941.10 SDNY GM 00026034 CONFIDENTIAL Page 5 of 6 EFTA_00 136654 EFTA01671818 4tUBS Business Services Account December 2015 Account activity this month ..Abnuedi Dae Money balance activities Nov 30 Dec 7 Dec 16 Dec 31 The U85 Bank USA Buvrsess Account is your primary sweep cplion Account name: ELLMAA, LLC Your Nnandal Advisor. Friendly accou nt name. Account number: SCOTT STACK MANLYLE CASRIEL Activity Desaction Amount (S) Balance forward $52472.69 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 12/041I5 0.93 Withdrawal VBS BANK LISA BUSINESS ACCOUNT AS OF 12/1915 -3,532.52 Closing UBS Bank USA Business Account 669,961.10 GM 000260t59. _ _ 6 of 6 End of statement for account num CONFIDENTIAL EFTA_00 136655 EFTA01671819 Important information about your statement IRS Financial Services Ix. (the F nn or LOS Inanoial Sawn), is a manta of al oincPal seat*. commodity and Mims exchanges. LOS Financial Smears aid LOS Bar* USA are incited subsidiaries or IRS AG and affiliates of IRS Securities lAC. The Fern's financial statement o available iron request The Finds neat* offices are at: LOS F unreel Mimes Ix 1200 Harbor Boulevard Weehawken. NI 07086 The Statement represents the only official record of you UBS Financial Services most Other- records, except official tee daunt es, containing conflicting data shoLdd not be relied upon. if you believe there is an erect or amino; please report it invnedadely in weary to the Branch Manager of the off ice WW1; you access* Akhough all figures shown are inorgled to be accurate, determent data should not be used for tar paporon Re* sole an yet-end tar forms, (re Firm 1099, 5444 10425. etc ) when preparing yon tar rotten. The Fern is reroured by law to report to the IRS as trouble Peden*. reportable non-tattle dividends and taxable nicest earned on seorden held n your account. net motet* on sate transactions. and cost bass on certain cogged wadies COMITILMIkeiO415 with the Finn • Please re.conf rim any oral cormaricatire in wring to father protect you rights, including you rifts under the Station Motor Pratedon Act (SPA). • II the financial institution on the top left of the bore cd this statement is not LOS Financial Strikes. LOS Financial SMNICtt corks your accost as amen; Poker by arrangement with the indicated institulion. We informed you of this relatively when you opened this accord. In this cam your Ands and securities re 'rated at U3SFnancral Services and not the introducing broker, and you must make a repot of any error a omission to both find. AO account statweres shall be deemed complete and rotate if not objected to lei yang wthin 60 days. • Please deed customer complaints a inquiries to the Fines Client Reborn Department at 201952-1699 a toll-free al1300-3549103, 8.00 A IA. to 6:00 P.M. Er Monday througn Friday, or in writing to IRS Financial Seffif ft n., Clem Reitman% Department P.O. Box 766 Urtan C M. Ni 07087 • In case of emits or ors-Irons about n electronic funds transfer (EFT). boll payment or IRS vino debit cad transactions, call 800962-1004 a write to IRS Financial Services Inc . 1000 Harbor Bhd, 6th floor. Weehawken. NJ 07086, Man RMNB$A Services. Cal et %fife as soon as you car, if you thee your statemere or rectos...long or e you need more information rout a transfer on the statement or rectos The Fern or Card Issue (as /makable) mat hear from you no later than 60 days after the Finn sem you the fen statement on which the eery or lcdoWom appeared. — Porde you nano and roam nutbe U arrth. — Dewitt the error or the transfer you are reuse about, and neon as dearly as you can why you belle it is an error a why you need more nforrnaion — Prong* the dolls amcum of the suspected era. The Finn or Cad bus wit investigate you corplani and MI correct any error proomplbi t we take more than 10 busiwss days to do the, we will credit yaw mom for the anon you Winkel" grog so that you will have the use of the mosey dung the one a ties us to caplete or triesfigal on. Please make all checks ma* to the Finn or the financial institution inScated on the from of this statement h addition to result account fen accounts may be subject to maintenance fees, doges for late payment for WW1.; purchasers and charges for unpaid amoures in cash accords descants that are transferred to other imttutions may be *bed to a trader fee. IRS Sweep Options LOS offers op r)11.1 for mere; oath badmen, balances to bank deposes at 185 Bank USA ad IRS AG Stanford branch (Bank Sweep Programs), money ma-kel mutual funds (Morey Fwd..) and the Mona ceul Deposit Account (11)4)f ix customers with an Intematcnal Femme Management Amount Though the Bank Sweep Program, oath balances are swept to LOS Bar* USA Lp to an established lint and then to UBS AG Stamford Branch, or a Money Frd. Deposes at cl3S Rank USA are FOC insued n accordance with ISM rules For more edam-Wen pima visit krone tdic gov Deposes at LOS AG Stamford Branch and shares ol Money Funds re rot Mind by the FD/C. Though the OA, available to cash balances are swept to deposit accounts at LOS AG New York Branch ad LOS AG C gown Branch. These dePOSOS are not a6rpd by the FIX Banes held at the IRS AG Cayman Bndh are tempera* exposed to the sovereign risk of the Cayman Islands, and there is no guivartee or other obligatian of LOS AG to repay the balances while on the LOS Cayman's Brach's books. Deposes at LOS Bra USA and each IRS AG Branch are rept protected by SIPC Money Fuld shares ate protected by SIPC. Ste -UBS Financial Services Accost Protection' below. Upon your regent balances n the Bark Sweep Pi:grams or OA may be wehdrawri, and shares of a Monty Fund may be Igadated, and the proceeds returned to you a you parte, account Futter eth ornate° atom available sweep opt cns, including anent merest rates and yields, n available at VINWI ubs cornisweepyielch, from you F funeral Advisor a by clang 800-762-1000 ($5 Financed Services accent protection The inn 6 a member of the Secures arrestor Protection Corporator, (SIPC), which protects secubea accounts of is members up to 1509000 (ncluIrg 1250,000 for clams for cath) The SIPC asset protection ar ts rosy to all accounts that you hold napescube capacity. The Fran, together with certain aff Oen. has also purchased supplemental protect." the maornan amount payable to al elgble clients. collectively ride' this protection is 1500 milkn as of Decenter 10, 2013 Worn to the polcy conditions and Imitaiong cash at the inn 6 further protected for up to SI 9 mann n the aggregate for all you rapines hell in a panculx tapas* A full cep, of the poky wording vs addable yam repast. The SIPC protection and the paplemental protection both do not apply to • Conan Inahal assets controlled by (and ahead in you account value) but held away tram LeSinancial Services (e.g.. certain TO cash at LOS Bank, (death at LOS AG Stanford birch. (41 insurance products, inducing variable muses. and (v) than of ritubald taxis wive, such shares are registered decry n the name of the account holder on the books rid records of the applicable sea or transf er agent); • Conan investment contracts a emeelmmt rteasts Ce 9, limited partneeshps and private placements) that re not registered under the Secretes Act of 1933, and • Commodities contacts (e.g., foreign exchange and precious metal contracts), including futures contracts and commodity option contracts The SIPC protection and the sseplernental protection do not apply to these assets eve dewy otherwise appear on your deterrents The SIPC protect on and the Applernenta protection do not protect against reneges in the market value of your nitstmeres (whether as a result of market movement, non bankAptcy otherwise) More idormation is avalabk upon repeat You may obtain more narration about SIPC, ark ckg the SIPC Broths* by contacting SIPC at 202-3714300 or by visiting the SIPC websee at swar*Pcoile Dividend Mina -mere Program (IMP) The price reflected is an average once. You may obtain the actual price from you Financial Adam Only en* *Imes are purchased under DRIP, partial 'hats will be sold and the cash MI be deposited et you account. The dredeni reinvestment price surinkied by the scum may deter Iron the martin owe at which the partial *wen are sold Cadvislieu Only whole Lilts may be held is you account. el you se em oiled to a panelunit as a result of a dederd Word or otherwise, the fern wP ether sell petal uses at market price or accept an amount determined by a registered clearing agency, and credit you account. Inveettnant objectives The inestment othemines and Sc profile are seta If to each account and may vaybetween. Please acme the Fire pomp* n writing of ary significant change n yces Iran< al IftlarCO or nuorrent objectives For each CONFIDENTIAL account held, you choose one of the following n edment other-tries • Prookre Comer Income: Mestments seeking the generation of name only. • Achim* Capital Aopeciatron, hyena-rants seeking growth of primpal rate than the generation of • Protease Combination of Income and Capital Appreciation borostmmts seeking both the generation of now* and growth at print Overall risk profiles • Conservrve. Seeks to maintain initial princa>al, with low risk and mlafility to the account overall, oven that means the room does not generate signet cant income or (terns and may not keep pace with nlaation • Moderate: Wang to accept some risk to maxima and tame* sortie mlatilty to seek higher Mare. • Aggress:sic Wang to accep high risk to pr exifor and hit volatility to seek high retrains our tent Statement tausehalding" We may consolidate all related account staterrents with the sane address in the sane envelope: Accounts may be related for the purpose because they have owners who also maintain pone accent relationships with other- dents at the sane adtress. fi e practice 6 known as chouseholding ' 11 you red- to maw edividual statements mailed in separate envelopes — you may desire hcasehoSang by callng yar Financial Advisor. Friendly account maw The Friendly account name reflects rionnaten that you entered on the I rm's enIne servrces **bole 6 a customizable 'nickname chosen by you to assist you rah you recookeepng. It has no legal effect on pa &cocas,. You can change your Friendly you names, trough Online Services or by conextng you-Fan-trial Adviser. Account owners • Vake of your roareWpordoeco Net of assets and • A sset. Includes available cash balances. mares for restricted secrets'(est ), and Global line Deposits, unrealized main to market, reran assets non held by the Fins Don not axiale inpreed sec intiestaswts at the end of the prix and orrent Mitres:4w periods, or pewee nvestmenti. untested stock options and berosable stook options . Liabyeis Includes debit balances, outstanding margin ban. credit In. short account balances • Cashnnoney balances Total of unnamed available cash baron. Mut LOS Bak USA deposit balawn, LOS AG Stamford Bra n deposit balances andmoney market mutual fund sweep bare.* at the close of the statement period Krormorrtnadity free credit balances in you account are not segregated from other balances and the Finn may use my al these funds in the orcktry course of its trustless These funds are payable icon you demard. Pis total is included n the current period closing value. SONY_GM_00026038 EFTA _N1136656 EFTA01671820 Important information about your statement (continued) Lending oroty-sewn Spiro and Lao t availabk n Agree-- mar 4.1 rooktre-, • to lending practice. lent Relators)* mere rd the General t semint of Credit Practices liscbscen at vile Mete Your statement terraces smartie; and other assets held n the account at the end of the statement period. You may ask for &Way d f uley pad securities at any tine. You may recent securities used as ban collateral after pwing any balance doe on them Any securities transferred to the Fern clang the statement period are ksted at market value as of the end of the statement period. • Cost basis. In delermang the cost bats of the smarties inckskid is this statemea. where itocated with the nastier UBS Mincer Services has relied co Herniatal obtained from sources other than LOS Foamier Services, kidding oformatin from another Ion a that you may haw provided to you Financial Advs.«. The Firm don not ndependently tardy a quartet the accuracy ce validity of any Siconaten scowled by sources other than UBS Enna.' Section. In slalom although LAS (Nears' Services generally updates this ideemation as it is ntheived. the Fr" does not provide any assurances that the information cede -Cost bass' and 'Unreakred gar( bur' is accurate as of the date of this statement. As such please do not rely on this a amnion to make purchase cc sale decisions, for to Famous or otherwise. Accounts transferred to the Fit may reflect gait loss information a* for the period of tine they re held at the Fins Mae historical Hammen can be added by your Fnancial Adwsor. • Vent/lied geinsflooses. When data is available, estimated irreakzed gang losses are calculated for andmdual security lots. The transaction data for eidnickal lots mayor may not reflect commissions. charges rota security reorganization events. Dotard and ochre reinvestment lots and systematic Purchase lots se each contned to &SPEY one averaged lot. The 'Trade date' (plural siestas the atonal transaction trade date • Callable mcuritim Bonds and preferred stock that the tear calb for early weeny:on wil be selected ispartial , by lot from among all secunties of that issue held n cia mute or ei immix* acne fa our <lents. Call fear* Hormation is obtained Iron thid prier arid its mossy is not gos anted. Other call features may rod Mach could affect yeti; templet/ a °moan will be crowded icon repast • Certificates of deposit Kw CDs ail IOC Sated asp to $250,000 is presPal and accrued Merest per depose« and per depraory mutat:el, n accordance with FDIC rules • Price/value hoes displayed for securities rid ochre ;mixt may be higher or lower than the price this you would actual& receive in the market Ftge: obtained from van0.4 thed paw tames which we belt to be mkt.* but we do roe guarantee thee accuracy. — We Pens"' use the elOSSE price when available or the mean of the bid ad at pas fa bled wadies ad abhors a orW bid prices for OTC sec we — Less aCtrwely traded smarm maybe pricedusing a valution model or the most recent price we obtained ad may rice reflect an actual market pia or value — Certain pasha's may appear withaa a axe aryl vat show as 'price was not sealable' it we are enable to obtan a peke for a washy. — Deposits er securities denemnated ii currencies other than U.S. dollars are reflected at the echange rate as of the statement date. — For certain sec-trite tudem n noracenfeenng dear/In:Sons. price and quantity (face value) may have been at/rusted to facilitate proper valussn To obtan anent quotatiom. when available, contact you financial AchWor • Private investments and structured protein Pr rem neStrriEnt securities (including drect parkpalm program and real estate investment Cant sec rites) and structured inducts re generally highly ibCFJO. Certain stnxturecl products have not been resound with the Secuities and Exchange Commits, or under any state wastes laws. We mode estmated values for private nvestment securities and stostured 'sadists for a ormatonal purposes my. Accuracy is not gauntest — These vans may Met stbstaitialt from peso, d any, at which a setae intestacy security or stiatired product may be bads or sold and do not necessarily represent the yaks. you may recent icon kvidation. — Mid party estimates of vas are as of a cation date rd are suppled to UM Fnreal Services on a regular basis by an independent yaks/tallith — Issuer, general partner or sponsor estimated miss, if ary, are supplied to the Firm by the esuer, general partner or sponsor and may be calculated based on different information from that used by thrd pates to derive thee estenated talus — You can obtain addeional Mennation regarding the methodology used todetermine the estimate of value and the date of the rdermation that is the basis for the estimate by contacting you Financial Advise. — Mid party estimated values may be reflected as 'Not pate in areal Matins: when an independent salvation firm has not suppled or is unable to assign a yaks sawn we become aware that a material evert has °caned that may call a Mau* rebated value nth questa\ a when a "Is woad be NOYy speculative due to the nate of the security — When, ners an issuer, general partner or patty estimated tube nor a thidparty estimated value is provided the value of the security will be &t rent from its purchase price. — tierbarem to date' may seclude return of capital, mane a' both. — 'Oronahnit sae' represents the Nut °Vern; price per stn and may not reflect gar cost basis • Restridad marbles. Restricted 1102 des "merely are not <wren* elogble for publk sale. U135 Finaaul Services uses the market pace of the restricted stock of the syn. 61Bar as an imputed value for the restricted stock foe purposes of this statement only. To the mote that restricted securities are Mgt* for sale, the value mewed may be substantially less tat the imputed vale sham. . Est. (estimate* income. current yields and rates. An estimate of a-nual income is based en current (bitted and Merest rates. assuming the smarties will be held for one yes from statement date or anti mammy This estivate is only a ggu ielne. accuracy and contnued mane are not guaranteed — Estimated arniAP income and anent yield for certain types of securities could alude a retain of priwisal or capital gains in which case the M. income (and current yield/ would be overstated — Estinaled maul income and curried yield aid the actual ncorne and yield might be lamer ce hither than the estinamd amounts. An estinate of rewarmed income (dividend ado Merest) dialed by the urea market rake:lawne balance is based on the last dnidend a intenesl payment made by the MUd rid assumes the sometime deposits will be held for at year from the statement date or add malady Accuracy rd call-wad yield are not guaranteed • Assets not hold by UK Financial SeevioaR Conan assets are riot held by the Fern and not wither the Pima possessor. or control. These assets re displared on vise statement fee Mormatonal papaws at. Positions and values presented are provided by the issuing firm UBS Financial Services is not resporsble for this domotion arid does not %stee es sorry. These assets are not ceotected by SIPC et the Fern's upplernental SIPC coverage • Revenue abating and addition' eonpensetion. — em ackliticn to ccovassicos on sales and 12b' I fees received n correction with the distrbasei of Mutual rands to Oct clients we ands ea affiliate receive revert* sharing payments from dstmlyeas ander advisors of the mutual funds that we sell These arnants are based on two different corrpentres: (0 the amount of sales by LBS of a pankulaf natal held fanny to our dents; ad (i) the asset vale of a particuls mutual fad I amiSrs shares held at the fim - We and ca affiliate also receive networking and annba processing lees eiconsderaticet for vendee agent sewn that we ;soyae to the mutual funds these fees goner* are paid from manta assets n the mutual lad and re a fad dolis anoint based on the norther of accosts at the broker-dealer holding mutual finis of that find fumy. CONFIDENTIAL — h addaxn to care...mom received n common wth the sale ce astrbasn of amuey contacts and nit iwestrnent tont isms to car clients, we ander our aft Aate recent reverts tang ONTINciSatkin frommaw of the trisvance carman undenweing the amity contracts, all fates of the insurance camparos cc stetson of the mit mestment trusts we destitute — Our affiliates also reate trading emission rid other ccenpensaten Iron mutual finds and entrance corrparas whose acchis we elsertat — We receive an annual fee torn 125 Bark USA and LBS AG Stanford Smyth of up to $25 pm accost swath"; to the bales arch the LBS Bank Sweep Progeny.. Achy ky hIcmution regsdng ccomnscen and other charges neared in onactrin with the executors of trades, mixing otter transactions has been raided on confirms an previously furnished to you. rid tad bar provided to you promptly as recast. Short telling you are engaged in short selling a security, you may liar a charge dui to Wien borrowng costs fa that palkulat security Open cedars Regarding open et • good-lit-cancelled' ceders that min rot vomited by the statement date, open buy and sell Skip ceders re reduced by de award of &Mends or rides man adiviclent a ex-rights thee Lotto instructed otherwise by you. You are responsiate for orders that are executed due to you Cann to easel misting open orders Privacy To cbtan a copy of as caveat (bent Privacy Notice, please contact you f imago' Advisors( vistas website at wow ubr comfou kapok • UBS Financial Services is not a bark. The WA, Business Seak•S Accost BSA and OAR re brokerage accords which provide access to halt ng services and products Moods arrangement with affiliated barks rid other thkelpany banks, and provides access to nsurance and annul?), Products issued by unaffiliated thirdsny nuance CarPlillthrOlUgh insurance agency subsidiaries of UBSFruxial Services lx bwstrant, 'march and amity ;maxis Not fl)K Soured • NO bal. Sosantee• May lose Yalta Resource Management Account, Business Services Account BSA, PIMA rod irtetruttnal Resource Manage eat Account are registered Linke Marks of UBS Financial Services inc. Vera Signatures a registered service mrk of Vsa townsional LAYS Visa Sonata* credit cards ad UBS Via debt cards re issued by UBS Bark USA with Permission from Visa U S.A. Incorporated UBS Fiwsiel Saviour Inc. Rev 201511 SONY_GM_00028037 EFTA_00 136657 EFTA01671821 44) UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 Account name: ELLMAX, LLC Friendly account name: ELLMAY LLC Account number Your Financial Advisor: SCOTT STA° MAN,LYLE CASP EL Phone Questions about your statement? Call your Financial Advisor or Ue Resourcetine aCCOIA Visit our website: WVAV ubs conVfmancialservices Business Services Account January 2016 ELLMAX, LLC Value of your account on December 31 (1) on January 29 (1) Your assets 4.8,941 10 41,876 99 Your liab dales 0 00 0 00 Value of your account $48,941.10 $41,876.99 Tracking the value of your account S ThOui-AnC(:. 8". 489 419 Dec 2014 C.,: 2)15 Jan 2016 Member SIPC Sources of your account growth during 2016 Value of yaw account at year end 2015 748,941,10 Net deposits aid smthdravals vpur nvestment return D,vdend and interest income Change in market value Value of your accosted on kin 29, 2016 941.1176.99 -17.065.04 SO 93 50 00 SDNY GM 00028038 CONFIDENTIAL ►age 1 of 6 EFTA 00136658 EFTA01671822 SUBS Business Services Account January 20"E Your account balance sheet Summary of your assets Value on January 29(S) Percentage of your account A Cash and money balances 41,876 99 100.00% B Cash alternatives 000 0.00% C Equities 000 0.00% G Fixed income 000 0.00% E Non-traditional 000 0.00% F Commodities 000 a00% G Other 000 0.00% Total assets Value of your account $41,876.99 341,876.99 100.00% Account name: Friendly account name: Account number: Your current asset allocation A Eye on the markets Index Percentage change January 2016 Year to date S&P 500 -496% -4 96% Russell 3000 -5.64% -5 64% MSC I - Europe, Australia & Far East -7.22% -7.22% Barclays Capital U.S. Aggregate Bond Index 1.38% 1 38% Your Ignandal Advisor. TT STACK MANLYLE CASRIFI. • Cash and money balances may include available cash balances, UB5 Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual ftstd sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on January 29, 2016 3-month Treasury bills: 0.31% One-month LIBOR: 0.42% CONFIDENTIAL _OM_0002605frifie 2 of 6 EFTA_00 136659 EFTA01671823 UBS Business Services Account January 2016 Change in the value of your account January 2016 (1) Year to date (S) Opening account value $48,941.10 $48,941.10 Withdrawals and fees, ncluding investments transferred out -7,065 04 -7,065.04 Dividend and interest income 0.93 0.93 Closing account value $41,876.99 641,876.99 Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number: Dividend and interest income earned FOr PurPOSes of ills statement, tteatility of interest and dividend income has been cleteimined Iron a US tag reporting PerSpective Elated upon the residence of the account herder. account type, or product tgx, some interest ands dvidend payments may not be subject to United States (VA ardor Puerto Rico (PR) Intone tares. The dent rnonINy statement rs not intended to be used and camel be relied upon for tag purposes. Clients should refer to the applicebe tam reporting forms they receive from UBS annualy, such as the Forms 1099 and the Farms 480, for iar reporting information it is the practice of U8S to file the dziplcatbe tar 'coating forms with the uS Internal Revenue Semce and PR Treasury Department and in such forms accurately classify dviCends &eta interest as la. exerrpt or tenable income. Please onsult your inchidual tar preparer. January 2016 (1) Year to date (S) Taxable interest 0.18 0.18 Total current year $0.18 $0.18 Prior year adjustment 0.75 0.75 Total dividend & interest $0.93 $0.93 Cash activity summary Your Knaucial Advisor. SCOTT STACK MANf LYLE CASRIEL See Account activity Mos month for dean. &lances in your Sweep Options Me included in the opening and closing balanCeS vise FDIC Insurance 40(Aes only to &posits at UBS Bank USA, non to deposits at UES AG, Stamford Branch or bank deposits placed througb the U85 Internationa Deposit Account program WC Protection *pries lo money market sweep turd hddngs but not Dam deposits. See f maerfanf enintinitinn about your statement on the last two pages of this document tot *tits. Opening balances Additions Dividend and interest income January 2016 (S) Year to date (S) $48,941.10 $48,941.10 0.93 093 Total additions $0.93 $0.93 Subtractions Other funds debited -7,065.04 -7,065.04 Total subtractions -$7,065.04 -$7,065.04 Net cash flow Closing balances -$7,064.11 -$7,064.11 $41,876.99 $41,876.99 UBS Bank USA Business Account AF'Y Interest period Dec 7 - Jan 7 Opening UBS Bank USA Business balance Dec 7 $52,473.62 Casing UBS Bank USA Business balance Jan 7 545,409.51 Number of days in nterest period 32 Average daily balance 149,382 83 hterest earned $0 .93 Annual percentage yield earned 0.02% CONFIDENTIAL Y GM 00026040 Page 3 of 6 EFTA_00 136660 EFTA01671824 SUBS Business Services Account January 2016 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives. disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Account name: Friendly account name: Account number: Your return objective: Current ncome & capital appreciation Your risk profile: Pnmary Moderate Investment eligibility consideration None selected Your account instructions • Your account cost basis default closing method is FIFO, First in, First Out. Your Knancial Advisor- SCOTT STACK MARLYLE CASRIEL CONFIDENTIAL ' GM 00026Age 4 of 6 EFTA 00136661 EFTA01671825 4tUBS Business Services Account January Your assets Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number: Some pnces, income and current vaues shown may be approximate. As a result, worn and losses rney not be accurately reflected. See Important Mlottnabon about your statement at the end of this OCcurnent to, from infOntibOn. Cash Cash and money balances Cash and money balances ma/ IndWe avalable cash balances, UBS Bar* USA deposit account balances, UBS AG Stanford Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDIC vat N n applicable lentS, but are not Protected by 9PC UBS AG Stanford Branch depOSit account balances are not niSuied by FDIC all are not protected by 9PC Money market sweep balances are protected by SIPC but are not insured by the FDIC Seethe Important information about your statement at the end of this document for detail about those balances Hefting UBS BANK USA BUS ACC 48,941 10 Opennobaance Closing [dame Price per share Average on Ian I (S) on Ian 29 (5) on tan 29(1) rate Dia:lendinterest period Your Nnancial Advisor: SCOTT STACK MANLYLE CASRIEL Da/1 in period Cap amount (S) Your total assets 41,876 99 2`50,000.00 value on Jan 29(5) Percentage of Cost your account basis (5) Estimated annual income (5) unteaized gan or loss (S) Cash Cash and money balances 41,176.99 100.00% 41,176.99 Total $41876.99 100.00% $41,876.99 Account activity this month For more info/maon etas the pncenatue shown for restricted secunbes, see important intotmaton about yOut statement at the end of tees document Date Actiety Your Quantity DesCuption Marne code Face value PncelValue Cash amount (SI Cash and money balance IS) Dec 31 Cash and money balance 148,941.10 /an 4 Interest IRS BANK USA BUSINESS ACCOUNT AS OF 12/31/15 75 45,409 33 /an 4 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT ROCKLAND TRUST COMPANY -3,532 52 Jan 8 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 01/07/16 18 45,409 51 continued next page SDNY GM 00028042 CONFIDENTIAL Page 5 of 6 EFFA_00 136662 EFTA01671826 UBS Business Services Account January 2016 Account activity this month (continued) ale Jan 15 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT ROCKLAND TRUST COMPANY Ackety Descnbelon Account name: ELUMAt. LLC Friendly account name: ELLMAX LLC Account number: YOur Malay? expense code Face 'Moe PncelValue (S) Your Knandal Advisor: SCOTT STACK MAIILYLE CASRIEL cash amount (I) 3,53252 4187699 Cat, and money balance (S) len 29 Dosing cash end money balance $41,676,99 Oat tottely Desuptcn gonad (I) Money balance activities Dec 31 Balance forward S48,941.10 Jan 4 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 12/31/15 0.75 Jan 5 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 01/04/16 -3,532 52 Jan 8 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 01/07/16 0.18 Jan 19 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 0111916 -3,53282 Jan 29 dosing UBS Bank USA Business Account 541176.99 the UBS Bank USA Business Account is your pemary sweep option End of statement for account numbe CONFIDENTIAL GM 000280.55e 6 of 6 EFTA_00 136663 EFTA01671827 Important information about your statement la15 Fnancial Services Ix. (the F nn or LIES F nasal Spikes), is a nester of al piney.' security. commodity and oprons exchanges. 1.65 Filarski Senores and llitS Bar: USA se indirect subsornes of UBS AG and affiliates of 1.43$ Securities U.C. ThieFrris franca' alinement 6 available Won realest The Rim's executne offices re at: UBS Fnn,al Services Ix 1200 Harbor Boulevard Weehawken, NI 07086 Tts statement represents the <Molt official record of your UBS financial Services snout Other records, extol official tat docummts, (Ontarerg conflicting data should not be relied upcn.0 you believe Jere is an error or amino; please report t immodueely n (Hang to the Branch /Anger of the out ice WW1; your accant. Akhough all figures shown are intended to be accurate, seaternert data thould not be used for tar paposes. Rey sole an yes-end tea forms. e Form 1099 5498, 10425. etc ) when proparg your tax return The Fern s regaled by law to report to the IRS at taxable dmlinds. reportable nen-taut* around, and taxabk arrest earned an nosier:6 held sl your aerate at proceeds on sae transactions. and cost bass on certain covered vA6unten Commankationa with the Finn • Please record ern any oral cormknicatirk n nang to tither protect you rights, enclosing you riCfiti under the Sewnrs Investor Protector Act (SPA). • II the financial institution on the top left of the tram of this statement 6 not tan Financial Sernces. 113S [Nonni Sonnet Grin yam accost as clang baker by aro-gement with the indicated intitueion. We informed you of this relieved* when you opened this account. In this case your hods and securities re located at 16$ Financial Services and not the introducing broker, and you must make a 'Vol of any error co omission to both firm AO account staterneres shall be deemed corrplete and accurate if not alerted ton writing within 60 days. • Please drect customer complaints or inquiries to ten Firm's Client Relasat Department at 201352.1699 a tonere* at 800-354-9103, 8.00 A M. to 6:00 P.M. ET Monday throrogn Friday, pin writing to VEIS Finanni WINCH vox., Chan Rebhan Department, P.O. Box 766 Wean C M. hal 07087 • In case of ants or questions about an electronic funds transfer (FT). bit payment or UBS Visa* debit card transactors's, call 800.762.1000, or write to UBS Finance' Services Inc . 1000 Harbor Bhd, 6th floor. Weehawken, PO 07086, Attn RIANBSA Services. Cal or write as soon as you can, it you thee your statement or rectos...Tong a e you need more li cirmaion about a transfer on the statement or recept. The fen or Card Issuer (as applicable) m-61 her from you no later than 60 days after the Finn sent you the fed statement on which the *nor or problem aPPored. — Provide your name and account nueber Of and. — Destroe the error or the transit( you are unsure about, and eiplen as dearly as you can why you belies it is an error a wiry you need more nfarriticro — Provide the dollar amcum of the suspected error. The Firn or C ad Islas vii roentgen your carotene and wit correct any error pearog. t we take more than 10 business dilyS to do thq we will credit your anon for the amount you Orton ante, so that you will have the use of the money &rig the time t ties us to carolere our nonlegal on. Please make all checks payable to the Fern or the Inaxul institution indicated on the from of this statement en addition to regrow arcade fees, accounts may be subject to maintenance fees, charges for late pakrent for WWI.; purchases and charges for unpaid amounts in cash accounts. Accounts that are transferred to other imtitutions may be roarn to a transfer fee. UBS Sweep Options UBS often opt earn for swroling cart, balance', balances to bank deposits at LPG Bank USA and U3S AG Stamford branch (Bank Sweep Programs), money makes mutual knot (Morey Fads) and the Nona mut Deposit Accord ()Odle« customers with an International Resource Management Account. Through the Bank Sweep Programs, cash balances are swept to UBS Bas* USA ip to an established lint and then to UBS AG Stamford Branch, or a Money Fwd. Deposes at 035 Bank USA are MC insured n accordance wet FOK nits For row (darnel ion please visit mine talk got Deposes at U8S AG Stamford Branch and shares ol Money Funds re rot insured by the FD/C. Through the OA, available to cash balances are swept to deposit accounts a 16$ AG New York Wench rd U3S AG C roman Branch. These deposits are not insured by the FDIC Balances held at the UBS AG Cayman Branch re temporariy exposed to the sovereign risk of the Cayman Islands, and there is no gusset* or other oblgatian of 16$ AG to repay the balances while on the LISS Cayman's Brach's books. Deposes at 16$ Bre USA and each UBS AG &rich are not protected by SIPC Money Fond shares are protected by SIPC. See -UBS financial Services Accent Protection* below. Upon your regent balances in the Bark Sweep Bo:grams or OA may be wrIgrawn and shares of a Money Fund may be bandied and the proceeds returned to you a yar neuron account Further information tut available sweep opt cos, including current regent rates and yields, n available at VAWI ut6 contsweepylich, from yoke Financial Advisor a by calling 800-762.1000 ($5 Financial Services accused protection The Fins 6 a member of the Securities Investor Protection Corporator (SIPC), which protects secures accounts of its northers up to 1503.000 (incluleg 1250,000 for clams for cash) The SIC anti protection limits apply to all roans that you hold in a particuler capacity. The Fmk together with anal affiliates. has also purchased supplemental protection the maiimun amount payable to it elgble clients. collectively under this protection 6 1500 molicei as of December 10, 2013 $utject to the polo/ conditions and lonotriarr cash at the inn is further protected for up to SI 9 Stun in the aggregate for all you account held n a particular capacity. A full cep, of the policy wording 6 aralatile upon request The SIPC protector and the supplemental Poleax^ both do not apply to • Conan f financial assets controlled by (aid included is you account value) but held away from U3S financial Services certain cash at LI% Bank, (0 cash at 16$ AG Stanford brand'. We Marne PrOrkkts, including grumble 3666666. ad (6) StsareS CFriltSgel funds wron, such charts are registered octet& in the name of the account holder on the books and records of the ;pliable 69.6! or fransf er agent); • Caron irmestmint contracts a nwestrvemt interests g, 'meted partnenhen and private placements) that are not regstered under the Securers Act of 1933, and • Commodities co trans (e.g., foreign exchange and precious metal contracts), including futures contracts and commodity option contracts The SIPC protection and the suPplemental protection do not ag* to these assets even Alley otherwise appear on your statements The SIPC protect on and the supplemental protection do not protect against changes in the market value of your niestments (whether as a result of market movement. ewer barlutptcy inhere.* More nfornitshon 6 avalabk upon regent You may obtan more el °oration abash SIPC, incluoirg the SIPC Brochure, by contacting SIPC at 202-371-8300 or by vserg the SPC webste at ek•wegoseg Dividend Reiereetrelinl Program pan The price reflected n an average are You may obtain the actual price from your Financial Advisor Org *hole Oates are purchased under DRIP, partial shays will be sold rd the cash wet be dilated n you. account The croderd rennroment price surolkdbY the issuer may deter fern the mates are r which the partial shares are sold Cather-liau Only whole ales may be held in your arrant II you are em ailed to a penal unot as a result of a dliderd Wore or otherwise, the Fern we ether sell paha' trots at make price a accept an amount determined by a registered clearing agency, and credit you account Invetteswit objectives The irriellment oblectisen and ink profile are specific to each scant and may vary between. Please achise the Fire prompt,/ in writing of ay significant change n yas I ran al ;Our rtn t investment °betakes For each CONFIDENTIAL account held, you choose one of the following rreument obit-tries . Prods* Current Income: IlseltrilentS seeking the gene-isnot roamer ag. • Achieve Capital Association, Investments seek iig govAh of proxpal rather than the generation of • Produce Co inon of Worn* and Caaill Appreciation roestments seeking both the generation of income and growth of pincipal Orwell risk profiles • Conservative. Seeks to maintain initial principal with low risk and volatilky to the account overall, oven if that means the ware does nor generate significant income or returns and may not keep pace wth (grew • Moderate: willing to accept some risk to priXikal and tier** sane natality to seek hgher Worm • Aggressive. Willing to accept high risk to uteri:4i and hgh volatility to seek high return over ten Statement Touseholding" We may consolidate all related meant statements with the same address in the same envelope. Accounts may Pe related for this papaw became they have owes who also maiman gilt account retrenched% with other dents at the sane address. This practice 6 known as •housenoloarg II you prefer to reaive individual statements mailed n separate antelopes — you may dr ins hroseholdorg by rating your ;nano,' Advisor Friendly account name The Friendly account name reflects demotion that you entered on the inn's cnlne services waste 6 a customizable 'nickname chosen by you to assist you with your li cackerong. It has no legal effect on your account. You can change your Friend& account names, tIvough Online Services a by contacting your Financial Advisee. Account overview • Vales of your anougponfoha Net of assets and obi its • A ssa. Includes arokkle cash balances. values for reclined security (est ). and Global Tine Deposits, unrealized maks to rewire, and certain assets not held by the Finn Odes not enclide worked sec untiestaswts at the end of the prior and current statement perxds, or mate investment,, urnested stock options rd perosable stock options . Liabmlees Indsies deli' balances, outstanding margin lams. credit link that account balances • Cash/money balances Total of uninvested available cash babnces. plus L165 Bark USA derail babrce,143S AG Stamford Branch depose balances and money market mutual fund sweep balarces, at the close of the cerement prod Non.commodity free credit balances in you account re riot segregated ircen other balances and the Finn may use we of these funds in the ordinary coast of its tusness These funds are Payable Won you demard. This total is ridded ri the current period closing value. SONYGM00028044 EFTA_00 136664 EFTA01671828 Important information about your statement (continued) Lending cf °neaten • . .. on on the Fnm's actkes s .• • •,- to your C liera R= mP A V. ., , - • : . -um Against:ex and the General Tomo and CfroitOnS UBS Statement of Credit Practices avalable in Agreements and Diabase' at &op ntontrerarrnretrhinb one Your wets Vas statement iterates ;ease.s and other assets held n the account at the end of the statement period. You may Sc for Matey °Mutt pad securities at any tine. You may reeve cecinas used as ban <Mineral alter paying any balance slut on them Any securities transferred to the Frrn dung the statement prod are Idled at make! value as of the end of the statement period. • Cart bon In delerrnneg the cost basis ot the acuities included is this enema*. where indicated with the number UBS Fruncal Services has reload on Monad° obtained horn sources other than LOS a ncludim formation from another In,, a that you may have provided to your Enron Adair. The Fern don rot ndependintly wry or guarantee the accuracya validity of my Scansion groveled by sources other than UBS Fiance! S•hiCeS h addition. although L85 Finaxial Service generally updates this iriormaton as it is reeved. the Firm does rat provide any assurances that the information axle -Cost basn • and • Unreakred gar/ lass* xcurate as of the date of this statement. As such please do not rely on this formation to make cactus° or sale decisions. for tar purposes or otherwise. Accounts tendered to the Fins may reflect gal/ loss formation a' for the period of tine they re held at the Finn Mae haorkal d mutton can be added by you Fnancel ArMsor. • Urrealind gains/kens. When data is avaibble, tainted urrealned gaeo losses are calculated tor ndroolcal security bts. The transaction data for Medial lots may or may not reflect C0111616SiNIS. charges snotty securityreorganization events. Dividend and ohm refestment lots and systematic purchase lots are each condoned to display one averaged lot. the 'trade date' column presents the atonal transaction trade One • Callable neuritis Bonds ad preferred stock that the CAW rata for early redemption wil be selected npartiala by lot fran among all sec ties of that dude held n our name or n nomixe mine for our Vents. Call feature formation is obtained from thid palls and its accuracy is not guaranteed. Other call features may eat watch cou kl affect yen; complete formation will be provided Won realest • Certificates of deposit (CDs) CDs are fOiC insured up to $250.000 n prexPal ad accrued ferns per depositor and per depostory institutor\ n accordance with FDIC rules • Prioelvelue Prices displayed for saunas ad other proActs may be hgher or lower than the price that you would actually wow in the market Prices Xe obtained Iron, vans tied party safes which we Mete to be relate,, but we do not guarantee thee xcurar.y. — We generally me the <bring Price whto available or the mean of the bid ad at press for listed sects des rid options a only bid prices for OTC secwain — Less 3COM* traded wanes maybe priceduse-ea a valuation model or the most recent price we obtained and may riot reflect an actual market mice or value — Certain posers may upper withos a trice an will show as 'trot was not hatable' it we are unable to obtain a peke for a waxily. — Deposits or securities denominated in currencies other that U.S. dollars re reflected at the achame rate as of the statement date. — For cense, securers Wang n nooecolconno drOminalions. mice rd quantity (face value) may hate tetnaluSted to facilitate:NOW valuation To obtan current graations, when enable, contact you. Financial Achnor. • Private investments and structured woken Create wastage securities (ncludica drect paid panto program and real estate investment trust sour ors) rd structured products re generally agile digud. Certain structured products have not been regste.ed wth the Secudies ad Exchange Commission or tide any state wines laves We provide estimated values for private iWestment seosibes and fbuetured modals for informational purposes only. Accuracy 6 not guaranteed — These aloes may Odle( substantala fran races, d any, at "kith a paw.* continent sew or structured product may be bought or sold and do not necessarily represent the value you may receive upon kmidation. — mid pan estinates of vase are as of a certain date and are applied to UBS Financial Services on a regular basis by an iidependent valuta:intim — baler. general Panne' a sponsor estimated values. if try, are supplied to the Fern by the general partner or sponsor and may be calculated based on different formation from that used by thrd panes to derive tee estenated values — You can obtain additional formatter regarding the methodology used todetermine the estimate of vale and the die of the a-formation that is the basis for the estivate by contacting your ,curl Advisor. — Thid party estimated values may be reflected as 'Not priced' in WOK ai Utahans' when a' independent halation fern has not supplied or is usable to assign a vibe when we Moyne seize that a material event has occurred that may call a Preciously reputed value Silo question, a when a valve woad be highsly sperulatry due to the nave the security — Whin rather an issuer, general payee or sponsor estimated yak* nix a thidparty estimated aka is monied, the value of the security will be different from its purchase price. — tictrioutrom to date' may ex Ude return of capital fora or both. — •Ormeal unit size' represents the nen offering Circe per um and may not reflect your cost basis • Restricted securities. Restated "Kul dies genera are riot currently eligible for public sale. Ul3SFinarxial Services uses the market pate of the tr restricted stock of the same mar as an irputed value for the restricted stock he purposes of this statemeof only. To the eon that restricted securities are MOW for sale the value received may be substantially less than the irputed value shown • Est (ertimatet0 ilIC0411•• current yields and rata, An estimate a arrual income is based on ascent doidend arid interest rates. assuming the SPCLVItheS will be held for criers from statement date or until many This *stinte is one a gnielne, accuracy and continued Moore are not guaranteed — (Vacated vital ex onw and hrrerk yield for certain types of securities could axial* a return of pricnal or capital gains en which case the int. Moore (and current yield/ would be overstated. — Estimated run room* and carat yield and the actual nen and yield might be lower a hither than the estimated amount. - An estimate of annualized fame (dividend ander Merest) divided by the anent males yaks/average balance is based on the last decked a 014.1151 payment made by the issuer rid assures the sieructiesidepouts will be held for one yea from the statement dale or wit( maturity Accuracy and contruf yield are not guaranteed • Assets not hold by UK Financial Unica Cenain assets are not held by the Fern and not withn the Finks possesses or control. These assets re displayed on you statement foe nfonnat purposes at. Positions and vans presented re provided by the issuing fen, UBS Financial Services is no respormble for this in1 carnation arid does not guarantee es accwacy. These assets are not protected by WC or the Fern's sipplernental SIPC coverage • Revenue fl ing and addition' cempensatien. — in addition to orreassirs on sales and I 2bi I fees received n connection with the distrbumon of mutual funds to our clients we ardor co affiliate receive revenue sharing wants from Mantuan and or advisors of the mutual lands that we sell These vaults are based on two Offerect corrponton (d the emceed of sales by URS of a pendular mutual find tardy to our clients; and O) the asset value of a particular mutual fund famias shares held at the firm — We and Ca affiliate also receive networking and melba processem lees .1<one:terriers foe vernier agent senses that we provide to Be mho' funds These fees greatly are paid from nano assets n the mrtual fund and real/ad dollar moist based on the Farber of accounts at the broker-dealer holding mutun funis of that fund arraly. CONFIDENTIAL — h addax to comernsom reread in <ornerier wth the sate a dictionor a acnuty contacts and unit inestment trust units to cur clefs, we and or our atliate recent reverie shrug COMPer6atiZn itOM mry of the nosance compares undensraing the amity contracts. at Mates of the insurance companies or sponsors of the wit ion* own it trusts we distrtute — Our affiliates also receive trading commissions and other compensation Iran mutual funds and franca con-panes whose products we distrioke — We receive an annual lee from LES Br* USA and UBS AG Stamford Bravh of up to 125 per account sweeping to the basks rider the LBS Bank Sweep Proven Artie ky attention regardng calm/moos and other charges f ared in cone-ton with the execution of trades, fludng option transactions has been unaided on confirmatials previously furnished to you, and will be provided to you promptly on request. Short *lip I you re engaged n than selling a security. you may noir a charge Onto <4..Thel borrowing costs for that articular security Open cedars Regardng open cc • gooltitcancelke orders that wen rot hauled by the statement date, open buy rd she skiporders are reduced by the arrant of diddends or mph on an exclivickeds or es -rights date unless foaled otherwise by you. You re responstee for orders that are executed due to your tante to cancel tasting open orders Privacy To otters a copy of oil current Client Privacy Notice, please COrilitt you Enron Ades*. a visit out webske at mar ribs contra ante& v U8SFisancial Services is not a bait The RMA, Business Seniors Account BSA and IRMA se brokerage accounts which Fonde access to baling services and products *rough warrants with affiliated barks and other thickpany barks, and provides access to assurance and amply products issued by unaffiliated third-party illSurae companies trough insurance agency subsidiaries of LEK Financial Services Inc hastment, insure.. and warty troche-Is Not MK eared • No bra Warmth's May love cake RMA. Resource Management Account Business Services Account BSA. IRMA and if ernatanal Resource Management Accord are regained service mans of OBS Financial Services Inc. Visa Signature s a regiSteed service mat a Visa hannvional. MS Visa Squaw credit cards and LOS Via debt cards re issued by LIDS Bat USA with permission from Visa LISA Incorporated US$ finerciel Services Inc Rev 201511 SONY_GM_00026045 EFTA_00 136665 EFTA01671829 44) UBS UBS Frnanoal Services Inc 299 Park Avenue 25th Floor New 'fork NY 10171-0002 Account name: ELLMAX, LLC Friendly account name: ELLMAY LLC Account number Your ri nancial Advisor: SCOTT STA° MANI' LYLE CASK EL Phone Questions about your statement? Call your Financial Advisor or 0o Resourceline a ac<oun whit our %rebate: WVAY ubs corn f inancialservoces Value of your account Business Services Account February 2016 FLLMAX. LLC on January 29 (St on February 29 (S) YOur aSSet$ 41,876 99 38,320 03 Ycys habrlit 'es 0 00 0 00 Value of your account $41,876.99 S38,320.03 Tracking the value of your account S Dt: ?0I Jai 2016 Dec 2014 Member SIPC Feb 2016 Sources of your account growth during 2016 Value of yOur a“Ount at yea end 2015 548,941.10 Net deposits and withdrawals your nveStrnent return Dividend and interest income Change in market value -510,622.56 SI 49 40 00 Value of your aocomit on Feb 29, 2016 S38320.03 SDNY GM 00026066 CONFIDENTIAL ►age 1 of 6 EFTA 00136666 EFTA01671830 UBS Business Services Account February 2016 Your account balance sheet Summary of your assets Value on February 29 (1) Percentage of your account A Cash and money balances 38,320 03 100.00% B Cash alternatives 000 000% C Equities 000 0.00% D Fixed income 000 0.00% E Non-traditional 000 0.00% F Commodities 000 0.00% G Other 0.00 0.00% Total assets Value of your account $38,320.03 $38,320.03 100.00% Account name: ELLMAA. LLC Friendly account narn.• Account number: Your current asset allocation A Eye on the markets Index Your Knandai Advisor. TT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, UB5 Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual had sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on February 29, 2016 3-month Treasury bills: 0.32% One-month LIBOR: 0.44% Percentage change February 2016 year to date -0.13% -509% -O.03% -5 67% -1.80% -8.89% 0.71% 2 10% CONFIDENTIAL '_GM_0002608190 2 of 6 EFTA_00 136667 EFTA01671831 I at UBS Business Services Account February 2016 Change in the value of your account February 2016 (3) Year to date (I) Opening account value $41,876.99 $48,941.10 Withdrawals and fees, including investments transferred out -3,557.52 -10,622.56 Dividend and interest income 0.56 1.49 Closing account value $38,320.03 $38,320.03 Account name: ELLMAX, LLC Friendly account name: ELIMAX U.0 Account number: Dividend and interest income earned For purposes of his statement, taxability of interest art caudend Income has been determined ficm a US tas ref:Offing terSpective Based upon the residence of the account holder. account type, or product Ipe, scene interest ands andend payments troy not be subject to United States (US) ardor Puerto Rico (PR) income tarn The dent monthly statemern rs not intended to be used and cannot De relied upon for tit, purposes. Clients should refer to the aopicdde tat reporting forms they recce from LOS annuOly, such as the forms 1099 and the forms 483, for to reporting information it is the practice of yes to fide the at pliratie to reporting forms with the uS internal Revenue Semce and PR Trezury Departrnem, and in such forms accurately (1554 dvidends soda interest Wax exempt or taxable income. Pleas«0nsult your incladual tar preparer. February 2016 (S) Year to date (S) Taxable interest 056 074 Total current year $0.56 $0.74 Prior year adjustment 0.00 0.75 Total dividend & interest $0.56 $1.49 Cash activity summary Your Nnancial Advisor- SCOTT STACK MAIILYLE CASRIEL See Account activity tins month for deals. Balances in your sweep Doers are included in the opening and closing brianres Value FDIC insurance 4:thaes only to deposits al UBS Bank USA. not to deposits at UBS AG, Stanford Branch or bar* deposits pact° througli the UBSInternationd Deposit Account program sec protection applies lo money market sweep fund holcargt but hot ban detaasits. See Important inintinatMin about your statement on the tat two pates d this document for decals. February 2016(1) Year to date (S) Opening balances $41,876.99 $48,941.10 Additions Dividend and interest income 0.56 1 49 Total additions $0.56 $1.49 Subtractions Checks and bill payments -25.00 -25.00 Other funds debrted -3,532.52 -10,597.56 Total subtractions -$3,557.52 -$10,622.56 Net cash flow Closing balances -$3,556.96 -$10,621.07 $38,320.03 $38,320.03 UBS Bank USA Business Account APY Interest period Jan 8 - kb 4 Opening UBS Bank USA Business balance Jan 8 $45,409.51 Closing UBS Bank USA Buoness balance Feb 4 $38,345 03 Number of days in nterest period 28 Average daily balance $42,507 80 interest earned SO 56 Annual percentage yield earned 0.02% SONY GM 00026048 CONFIDENTIAL Page 3 of 6 EFTA _00136668 EFTA01671832 tai UBS Business Services Account February 2016 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives. disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Account name: Friendly account name: Account number: Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration None selected Your account instructions e Your account cost basis default closing method is FIFO. First In, First Out. Your Ifinandel Advisor- SCOTT STACK MAMLYLE CASRIEL CONFIDENTIAL l_GM_000260filfie 4 of 6 EFTA_00136669 EFTA01671833 UBS Business Services Account February . Your assets Account name: ELLMAX, LLC Friendly account name' Account number: Some prices, income and current values shown may be apixoxirnme Asa result, rim end losses may not to aaurately reflected See Important information ahoy:your statement $ the end of this 001 user ror more inrOCIT3190n. Cash Cash and money balances Cash and money balances may ind rade avalable cash balances, UBS Bank USA deposit account balances. UBS AG Stanford Branch deposit acorns balances and money market mutual fund sweep balances. 1)85 Bank USA deposit account banes are insured by the FCC vat N n applied* lints. but are not Protected by 9K U85 AG Stanford Branch deposit account balances ate not intl/led by MK and are not protected by 9PC Money market sweep be/antes are protected by SIPC but are not insured by the FCC Seethe Important information 'boor your statement at the end of this document foe det$s about those balances Hating Openng Wane. on Feb 1 (8 Closing tulance on Feb 29 (5) Price per share on Feb 29 IS) Average oirCencr interest bit in rate period period Cap amount (5) Cash 0 CO -2500 UBS BANK USA BUS ACCT 41,876 99 38,345 03 250,000 00 Total Your total assets $41,876.99 $38,320.03 vaue on Feb 29 (1) Percentage of your account Cost basis (5) Estimated annual income (S) Unreated 93 n or loss (5) Cash Cash and money balances 38,320.03 100.00% 38,320.03 Total $38,320.03 100.00% $38,320.03 Your %fluidal Advisor: SCOTT STACK MANLYLE CASRIEL Account activity this month For more informacc about the prxevalue shown for restricted ferUntieS, see Important information Ravi your statement a the end of this document. Die Artery Your Quantity Description expense code rare value Pnceivelue (5) Cash amount (5) Cash and money balance (5) tan 29 Cash and money balance $41.876.99 Feb 3 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT ROCKLAND TRUST COMPANY -3,532 52 38,344 47 Feb 5 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 02504/16 56 38,345 03 continued next page SDNY GM 00028050 CONFIDENTIAL Page 5 of 6 EFIA_00 136670 EFTA01671834 *UBS Business Services Account February 2016 Account activity this month c.:ontinued I ciae Actnety Descnplion Feb 29 Withdrawal ACH WITHDRAWAL WS 0TF PR -2500 38,320 03 Feb 29 dosing cash and money balance $38,320.03 Date At/ivity Desoiseica Amount (a) Money balance activities tan 29 Balance forward 641.876.99 Feb 4 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 02/03/16 -3,532.52 Feb 5 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 02/04/16 0.56 Feb 29 dosing U.S Bank USA Business Account 638,345.03 Account name: Friendly account name: Account number: opense code 0uantibe Fat rata RdceiValue (1) Your Knandal Advisor. SCOTT STACK MANLYLE CA5RIEL Cash amount (SI Can and nanny mane IS) The UBS Bark USA Business accounl is your Bonney sweep option y_Gm_0002601agge 6 of 6 End of statement for account num CONFIDENTIAL EFFA_00136671 EFTA01671835 Important information about your statement 1.03S Fnancial Services hc. (the Fan or UBS Frtancaal Senses), is a mentor of al pincPal searity, commodity and optiths exchanges. LOS Films ki Swede arid LOS Bank USA are indirect subsdories of IRS AG and affiliates of IRS Swaths ILO The Fern's franca statement a available Leon request The rims pecan* offices re at: UBS F nasial Services Ix 1200 Harbor Boulevard Weehawken. NI 07086 Rib Staternte4 represents the only official record of your IRS Financial Services *dart Other reads, exact °Dacia ter docurnmts, contaiwg conflicting data todd not be relied upon.0 you believe tore is an error or amino; please report t innwthaiely n *rang to the Branch Manager a Be oil ice strong yea account. Altheigh all (I'm shown re intended to be accurate, seatement data dxuld not be used fa tar Ferposes Rey solely an yearend tee forms. (Se Form 1099. 5440 10425. etc ) when parsing you tae rotten. The Fern is reoured by law to report to the IRS at bauble di dthis. reportable nrstarabie dividends and taxable ores end on sautes held ri you account, not proceeds on sate transactions. and cost bass on terrain covered secuntKrs Comminkations with the Finn • Please riftsil ern any oral corm-I...Staters in wring to father protect you rights, incluing yore rifts under the Secuthrs Investor Protecton Act (SPA). • II the financial instdutkon on the top left of the &ore ▪ this statement is ro IRS Financial Sardis. 1.035 Feureal Senses can in your accost as amen; Poker by avargement with the indicated institution. We informed you of this retreads) when you opened this accord n this caw, your Ands and securities are located at IRS Faunal Services and not the ntrociscing broker, and you must make a report of any error a omission to both earns AO account statarieres shall be deemed complete and rotate if not &stied to in nip wrhin 60 dap. • Please drect customer complaints a inquiries to the Firm's Cent Reborn Dthronent at 201-352-1699 a toll-free at 1300-354-9103, 8.00 A IA. to 6:00 P.M. Ef Monday througn Friday, pin awing to CRS Financial Servo et Inc , Clew Resat ors Departrromit, P.O. Box 766 Union C ity, N107087 • In case of eras or osslions about an electronic funds transfer (FFT). 611 payment or IRS Vise debit cad transactions call 800-762-1000, a write to IRS Financial Services Inc . 1000 Harbor Bhd, 6th floor. WeehreAsen. NJ 07084 Mtn RIANBSA Senses. CAA or wile as soon as you can, it you tee yoke statement or tempt 6 wrong a e you need more Sormaion thous a transfer on the statement or receipt. The Fret or Card issuer (as /SASS0 rural her from you no later than 60 days after the Fan sent you the fest statement on With the error or laxiblern appeared. — Posit yew name and rout Ferber ant — Desoto the enor or the transfer you are unsure stout, arid explain as deafly as you can why you belie. it is an SRC( a why you need more nforrration — Provide the dolls swum of the suspected era. The Firm or Card ether wd iweitgate you' carotene and MI cared any error prompfly. If we take more than 10 business days to do the. we will credit you thous for the antra you therein erns so that you will have the use of the mosey dung the time I takes us to complete or nougat on. Please make all checks payable to the Frrn or the Inas al irettution indicatedon the pant of this statement h addition to regalia accent fees, accounts may be subsist to maintenance fees, charges for late partrent for WWI.; purchases and charges for knead amounts in cash accounts Accounts that re transferred to other imtiutions may be faith to a trasfer fee. IRS Sweep Options IRS of Ws opens Ice moping cash balances balances to bank deports at LOS Bs* USA ad U35 AG Stamford branch (Bank Sweep Prop-tens), money malrel mutual Ands (Morey Firth) and the attars crul Deposit Arcane ()Deaf or customers with an International Resin Management Acorn* Through the Bank Sweep Programs, cash balrices re swept to LDS Br* USA kp to an estableshed lint aid thin to LBS AG Stanford Branch, or a Money Fund. Deposes at LOS Bark USA se FOC need in accordance wth FDIC rules For roe idorrnat en please visit wow saki gov Deposits at LOS AG Stamford Branch and shares ol Money Funds re not Wand by the FOC. Through the OA, available to cash balances are swept to deposit accents at LOS AG New York Wash ad LOS AG C inn Branch. Thew deposits are not incised by the FIX Balances held at the LBS AG Cayman Bunch are temporariy noosed to the sovereign risk of the Casein Islands, and there is no guwartee or other obligation of LOS AG to repay the balances while on the LOS Cayman's Brach's books. Deposits at LOS Bak USA and each DOS AG Branch are not protected by SIPC Money Fund shares are protected by SIPC. See -LIBS Feancial Services Accost Protection* below. upon your reqn. balances n the Bark Sweep Pi:grams or OA may be wchdrawrs and shares 01 a Money Fund may be Issidalcd, arid the proceeds returned to you a you secretes account Fustier Hornets° tout available sweep opt ens, inking assent reerest rates and yields, n available at veNW., Se tontsweeppelds. Iron you Financial Advisor a bycalking 800-7621000 ($5 Financial Services accord prole:bon The Fem 6 a member of the Souses arrestor Protection Corporaton (SIPC), which protects swam, accounts of is merthers up to 1503,000 (ricluIrp 1250,000 for cams for cash) The SIPC WWI paeetim lends Sr* to all accounts that you hold n a particular capacity. The Fink together with certain *Mules. has also purchased supparnental protect." the meaner anoint payable to if elgble clients. collectively under ter protection e 1500 mikes as of December 10, 2013 Sutyect to the policy condoles and 'methane, cash at the Fern 6 father praeded for up to SI 9 mills:nun the aggegate for all you- accoints heal n a particular capacty. A full copy of the policy wording vs available upon request The SIPC protection and the ssplemersi Warta, both do not apply to • Conan f inancial assets controlled by (and included in go, scant value) but held away Iran LOS Financial Services (e g, certan () cash at LOS Bark, (Heath at LOS AG Stanford Pad,. GB nsurance Procksts, ncludng variable mutes. and (n) shares of rrutkal Inds Wore such shares re registered deed& in the name of the account holder on the books and roads of the applicable sun or tinter agent), • (Plan irneStrnint contracts a nwParnent reerests C• g, krnited partnershps arid private placements) that are not repeated under the Securities Act of 1933, and • Commodities contacts (e.g, foreign exchange and precious metal contracts), exlading futures contracts and commodity option contracts The SIPC protection and the saPplematal potation do not apply to these assets event they otherwise xpear on your slatements The SIPC protectOs and the sspplernental protection do not protect against charges in the market vale of your mestmeres (whether as a resuk of market movement, ewer barlinstcy otherwise) More itformation 6 avalable upon repast You may obtain more information about SIPC, inducing the SIPC Brock re, by contacting SIPC at 202-371-8300 or by v6Cirg the SPC witifite ansaw.trogg Dividend Reinseernant Program pan The price reflected is an enrage price. You may obtain the actual price from you- Fe-axial Advisor Only thole Ores are purchased side DRIP, partial awes will be sold and the cash oil be deported rt yore account. The drackeni reinvestment price supplied bar the ewe may defer Irene the motet pee* at which the partial shares are sold cosh-r-liu Only whole Lints may be held in yos scone. If you se emitted to a Dana unit as a result of a dmdend Woad or otherwise, the Fent veil ether sell metal knits at market once or accept an amount determined by a registered clearig agency, and credit you atom*. Investment objectives The nose-nen* obtain*, and nsk profile are spoofs to each account and may vary between. Please achise the Finn promptly n wring of ary significant change n yoss frandal Si 1 Ill.PCO or in worrat objectives For each CONFIDENTIAL account held, you choose one of the following • rortment obi's-tries • Produce Current Income: thestments seeking the generation of non onbr. • Achim. Capita Aponiceatiort Investments seek net Browth of pope' rather than the generation of • Prods* Combination of Income and Capital Apprenabon Irrestmmts seeking both the generation of norne and growth of pineipal Orwell risk profiles • Consenonve. Seeks to marital, ntis papal, with low risk and volatility to the account overall, win if that means the score does not generate significant income or returns and may not keep pace with iii • Moderate: waling to accept some risk to papal and tolerate sane wlatilty to seek hqher return. • Appetisers Warn, to accept hit risk to papal and hit volatility to seek high return over tents Statarront thowaholding" We may consolidate all related scour statements with the same address in the sane envelope. Accounts may be related for this purtow because they have owners who also mairnan pis account reLationthips with other dents at the wax address. The precise 6 known as •hotreenol.*9 II you prefer to weive rdridual state-torts mailed in spite envelopes — you may desire householdrrt by eating you Fnancial Advisor. Friendly account reams The Friendly account name reflects rionsation that you entered on the s rm's aline servers **bole. It 6 a customizable 'nickname chosen by you to assist you with you recortkeepng. It has no legal effect on you iCCOtret You tarn change your Friendly account names, tIvough Online Services a by conextng your Inertial Account overview • Value of your thounttpordoio Net of assets and liabiltes • A ssett nclales tholitik cash baLrxes, vases for restricted 'aunty (est 1. and Global Tana Deposits, unrealized marts to make, and (en an assets nor held by the Finn Don not ixixle inked sec kntiestasws at the end of the prior and current statementperiods,or prate investment,. invested stock options and forceable stock options • ciabathis Incas:les debit balances, outstanding margin bass. credit les, the account balances • Cashrmoney balances Total of uninvested available cash tubas. plush 165 Bak USA deposit babrn/S, LDS AG Stamford Branch deposit balances ad money market mutual fund sweep balarces, at the close of the statement period Nonowencdity free credit balances in yoke accosts are riot segregated f ran other balances and the Firm may use any of those finds in the onion coarse or its business These funds are payable upon you demand. This total is axlded n the current period closing value. SONY_GM_00026052 EFTA_00 136672 EFTA01671836 Important information about your statement (continued) Lending isformation For detailed information on the Fins kr5dr.q «attic.. and disclosures. refer to you Cat nip Aaron of Account Ageetnert aid the General Tents andCon:lams UBS Statement of Credit Practices avatabk n Agreements and Disciasurez at ass romfrenorethrh e inn. Your moots You statement itereitti whom rd other assets held n the account at the end of the statement period. You may ask for &hey 04 fully pad seriatim at any tine. You may receive wakes used as loan «Carat alter paying any balance doe on them any securitis transferred to the Fan dung the statemere period are listed at melee vale as of the end of the statement period. • Oast basis, in deeming the cost basis of the sakes included it thisstatement. where irokated vent the number UBS Financial Servos has refold co tIketlitICCI obtained lawn sources other than L85 Manor Services, ncludig nfonnann from another 'mane you may have provided to your Mantel Achim Me Fan don he independently arty ce guarantee the accuracy validity of any eicematio ironed by sources other than UBS Fluidal Services h addiss although tBS Finevest Service generally updates dm ireormaton as it is wend. the Fern does rot provide any assurances that the information urokr 'Cost bases • aril' Unreakred gaid bas' is accurate as of the date of his statement. As suds please do not rely on this information to make purchase « sale decisions, tOr t./Or purposes vherwese. Accounts transferred to the Fin may reflect gait km nomad» a, for the period of tine they are held at the Firn Mae historical Homan can be added by you Fnancial Admor. • Urroolizod pins/kens. When data is available, enervated inealied garde losses are calculated for eschencleal security lots. The transaction data fa inchiedue lots may or may not reflect commissions. charges actor security reorganization eons. Owned and other reinvestment lots and systematic Purchase Sots at each contened to display one averaged lit The 'Trade date colurrn peens the anal transacts trade dace. • Callable ereuritios Bonds and preferred stock the the nom calk for nay recknoton wil be selected irpartialy by lot from amorg all secuntis of that issue held n err rime a n nominee name for out dents. Call feature iriflatiOll is obtaned from thief palls en its accuacy is not warren. Other call features may eon which could affect yield; complete nfoniketbn will be fronded upon reguedi • Certificates of deposit (CDs) CDs me FOC nosed up to $250,000 n prrogal and accrued interest per &post« and per depostay entituten, n accordance with PDC rules • Price/value finch displayed for sedates and odor ands may be hgher a lower than the price the you would actualy receive in the market hies re obtained from news third party sane. which we beim to be reknit but we do rot guarantee thet rarefy. — We O'Neal& use the eking Mr when available or tin mean of the bid and at pees fa listed stuns rd options a only bid prices Ice OTC wain. - Less actively traded sonnies maybe «icedusing a valuation model a the most recent price we obtained and may rice reflect an actual make nee or value - Certain pokticris may :roper wirer a peke and well show as price was not avalable• d we are 'ruble to term a price for a storey. - Deposits or ~ties denominated in currencies other than U.S. dotes are reflected at the echange rate as of the statement date. - For certain securities tradng if norkccolconng denOrnintiOnk price and quantity (face value) nary hefie been to facilitate paper valuate to obtan oaten quotatiom. when available, contact you Manche Achisor. • Private investments aid structured preducts. Pirate thinner securities (rolading drect panpaten program and real estate investment trust WA! OM) and structured inducts re gaiety highly inn. Certain structured products have not been regraded with the Snakes and Exchange Cornmnsio or under any state stone laws. We provide entreated values for private investment securities and steuctured products fa reformational purposes at. Accuracy es not warted - These vans may dater subsrentaly Cretin pieces, it any, at xhich a private investment security or sleuthed product may be bought a sold and do rat neressanly represent the value you may receive ttpm awidation. - Mid party estimates of oda are as of a certan date and are %applied to UBS Financial Services an a regular basis by an independent valuation f ern - Issue genral prim or sponsor estinated values, if ary, are supplied to the Fern by the ewer, general partner a sponsor and may be calculated based an different information from that used by lewd parkin to derive thee estimated values - You can obtain addeionar nonnative regarding the methodology used todetermine she estimate of value and the date of the dominion that is the basis for the estimate by contacting your Financial Advisee. - Thad party estimated values may be reflected as 'Not «iced' in ware natio.: then an independent venation rem has not suppled or is triable to assign a value, when we become aere that a material event has «cured that may call a pre ddy reported value into ashen, or when a Rea maid be hit speulatire due to the name of the snaky. - When neitiw an issue., general partner a sponsor minuted vibe nor a thidparty estimated value is provided, the value of the security will be &Herm from its perchase price. - • Deriotiom to date' may me Ude return of capita income of both. - ant sae' represents the mill offering price per unit and may not reflect you cost basis • Beaded securities. Restricted 11O2e ies «merely are not currently eligible for public sale. UM Financial Services VHS the market price of the anrestricted stook of the same esuer as an inured value for the restricted stock he purposes of this statement only. To the men that restricted secaitin are elgible la sale, the value received may be substantial& less than the imputed value shown. . Eat (ertimated) income. anent yields and rates. An estinee of a-nual home is based:neurone cinidend arid interest rates. assuming the SeCLVekeS will be held for one year from statement dace a end many This 'stelaee is only a gaielne. accuracy and contnued name are not guaranteed — Estimated sae mono and anent yield for certain types of secaritan could hint a retain of prechal or capital gains in which case the est. income (and caret yet D would be overstated — Ininated anal non and wad yield rd the actual an and yield might be lone cif hither than the edam' amounts. - An estinate of armaked home (divided ands interest) divided by the tureen made vanlarerage balance is based on 0e last dnidend a Merest payment made by the issuer and assures ti sercuentiesideponts will be held fer one year from the statement dale or trite mainly Accuracy and onion yield are not wara-tred • Anna not hold by MS Financial Sanas. Cenin assets are not held by the Fenn arid not within the Fens possession a control. These assets re desptayed on nit statement foe nfonnatcnal papas any. Positions and vales presented are provided by the issuing firm UBS Financial Servoes is not resporible for this Mann and does not oaring is /corky. These assets are not protected SIPC or the Fern's siasplemental SIPC coverage • Revenue sheeting and addition' compensation. — In adation to comnassicen on sales and 12b I fees received n connection with the distrbuton of mutual funds to oil clients we ardor our ablate receive revenue sharing primers from distributors and or advisors of the mutual funds that we std. These amounts are based on two different conocentrese (J the amount of sales by UBS d a particular natal fund fan& to our dents; ad the asset value of a particular naiad fund famiats shares held at the fim — We and as affiliate also receive netwodcing ad annbus processing lees monsderative for transfer agent services that we prone to the mutual funds these fees goner* are paid from Whelk( assets el the mutual fund and seafood doles amount based on the funk of accounts at the bre:ler-dealer holden none tunas of that find fanny. CONFIDENTIAL — n addhon to ccenrossen received n cannon wee the sale a distrbuton of amity contracts and taut immanent trust units to oar clients, we and cr our rhea receive inmate shrng Onnlbinfatibn Iron wiry of the inAtarKe compares undenweing the anrtaty centred,, aftnits of the intake canaries or spoon of the int imamit trusts we «nate — Our affiliates also receive trading camosions ad other comperoston Iran mutual finds and inane companin Mose products we destrtare. — We receive an annual fee from 1185 Bark USA and UBS AG Stan aBranch or ap to 125 per noun sweeping to tilt bre% under the LAYS Bank Sweep frowns. Activity Wanner+ regarding CCOTIVISCOS and other charges mated in connection with the executor+ of trades, educing option transactions has been included on animal ein panty lumen to you, and will be provided to you promptly en request. Short slang I you re engaged el Own selling a security, you nu/ hat a Chat, due 10 <erten borrowing costs for that pankuLo stabile Open cedars Regardng open a • goodbibcancelk‘ cokes that min not tooted by the strawy* date, open buy and she SS:Opceders re reduced by the amount of dividends a rights Man esdnickini a eingits date Linn Rousted otherwise by you. You are responsiak for orders that are executed de to you failure to creel nesting open orders Privacy To obtain a copy of our caret (Sent Privacy Notice, please contact you Financial Advisor a via out website at tWW subs eomailadoodre U85 Financial Services is riot a bark the WA Business Services Accrue BSA ad IRMA re brokerage accounts Meech «one access to bag( big services and products *rah surgeon wash affiliated bans ad other thiclepany barks, and provides access to insurance and armory products issued by unaffiliated thirdepan insure-ice again through imurance agency subsidiaries of LOBS Financial Services Inc Investment, insane. and Jemmyproducts Not CDC insured • No tins guarantee May lose value AMA Resource Management Account, Businrss Services Accord BSA, iRMA and inematioal Resource MartKeTerit Acing are rewired service mans of UBS Financial Services inc. Visa Signature es a registered service mak of Via htennional. U65 Visa Sgnattre credit cads rd UBS Via debt cards re issued to UBS Bat USA with Pern6Pon from Visa USA Incorporated U8S financial Service. Inc Rev 201511 SONY_GM_00026053 EFTA_00 136673 EFTA01671837 44) UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171-0302 Account name: ELLMAX, LLC Friendly account name: ELLMAY LLC Account number Your Financial Advisor: SCOTT STACY MANVLYLE CASP,EL Phone Questions about your statement? Call your Financial Advisor or The Resourcetine a accoun l Knit our vnbsite: vnrrytubs.consifinancialservices Value of your account Business Services Account March 2016 ELLMAX, LLC on February 29 (S) on March 31 (3) Your assets 38,320 03 27,723 09 Your lob •ies 0 00 0 00 Value of your account S38,320.03 S27,723.09 Tracking the value of your account S Th0t._Incs 33 3 27 7 Dec 2014 2015 Member SIPC Feb 2016 Mar 2016 Sources of your account growth during 2016 Value of yOur account at year end 2015 148.941.10 Net deposits and withdrawals Your nveStinent return. D.vdend and interest income Change in market value Value of your octant on Mar 31. 2016 627,723.09 -421220.12 $2.11 50 00 SDNY GM 00026054 CONFIDENTIAL Page 1 of 6 EFTA 00136674 EFTA01671838 UBS Business Services Account March 2016 Your account balance sheet Summary of your assets Value on March 31 (S) Percentage of your account A Cash and money balances 27,723 09 100.00% B Cash alternatives 000 0.00% C Equities 000 0.00% D Fixed income 000 0.00% Account name: friendly account name: Account number. E Non-traditional G Other Total assets Value of your account $27,723.09 1.',14 • , LL_ 0,1•'• • Etc $27,723.09 100.00% Your current asset allocation A Eye on the markets Index Your Knandal Advisor SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fond sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2016 3-month Treasury bills. 0.21% One-month LIBOR: 0.44% Percentage change March 2016 Year to date 6.78% 1 35% 7.04% 097% 6.59% -2.88% 0.92% 3.03% CONFIDENTIAL GM 000260 9e 2 of 6 _ _ EFTA (x1136675 EFTA01671839 I UBS Business Services Account March 2016 Change in the value of your account March 2016 (5) Year to date (S) Opening account value $38,320.03 $48,941.10 Withdrawals and fees, including investments transferred out -10,597.56 -21,220.12 Dividend and interest income 0.62 2.11 Closing account value $27,723.09 $27,723.09 Account name: EWNAX, LLC Friendly account name. Account number: Dividend and interest income earned for PurPOses of this statement, tmablity of interest and chsorod income has been determined from a US to repothrg perspective. Based upon the residence of the account holder. account type, of product Ipe, some interest ancIfx dvodend payments may not be subject to united States (1.19/anior Puerto Rico (PR) income taxes The client monthly statement n riot intended lo Ise used and camel be relied upon for tai purposes. Clients should refer to the aca Icatie tar reporting forms they receive from IJ/35 annualy, such as the forms 1099 and the Fora 400, for tav reporting information It is the practice of UBS to file the applicant to reporting forms with the US Intern.' Revenue Semce and PR Treasury Department, and in such forint accurately classify cltneends enact interest as tax exerrpt or tenable intone. Please onsult your induduar tar preparer. March 2016 (S) Year to date (S) Taxable interest 062 1 36 Total current year $0.62 $1.36 Prior year adjustment 0.00 0.75 Total dividend & interest $0.62 $2.11 Cash activity summary Your Ignaricial Advisor. SCOTT STACK MANLYLE CASR1EL See Account activity ma month for dilals Balances in yew Sweep0;0ms a re induded in the opererg and closing balances v4ue FDIC InsurancR VfAes only to &posits at UBS Bank USA, not to deposits at URS AG, Stamford Etraxh or bark deposits paced throutp the UBS interniiond Deposit Account program sec protection *toes to malty market sweep fund holcirgs but not oar* deposits. See Important intormatbn about your statement on the last two pages cf this document for *tits March 2016 (S) Year 1O date (5) Opening balances Additions Dividend and interest income $38,320.03 0.62 $48,941.10 2 11 Total additions $0.62 $2.11 Subtractions Checks and bill payments 0.00 -25.00 Other funds debited -10,597.56 -21,195.12 Total subtractions -$10,597.56 -$21,220.12 Net cash flow -$10,596.94 -$21,218.01 Closing balances $27,723.09 $27,723.09 UBS Bank USA Business Account APY interest period kb S - Mar 6 Opening UBS Bank USA Business balance Feb 5 $38,345 03 Closing UBS Bank USA Bwiness balance Mar 6 $31,255 61 Number of days in nterest period 31 Average daily balance $37,427 77 hterest earned $0 62 Annual percentage yield earned 0.02% CONFIDENTIAL $DNY GM 00026056 Page 3 of 6 EFTA_00 136676 EFTA01671840 *UBS Business Services Account March 2016 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Account name: Friendly account name: ' Account number: Your return objective: Current ncome & capital appreciation Your risk profile: nnmaty Moderate Investment eligibility consideration None selected Your account instructions • Your account cost bass default closing method is FIFO, First In, First Out. Your Knandel Advisor- SCOTT STACK MANLYli CASRIEL CONFIDENTIAL GM 0002601)We 4 EFIA_00136677 EFTA01671841 *UBS Business Services Account March 2L Your assets Account name: EWMAX, LLC Friendly account name: ELLMAX LLC Account number: Some prices, income and current values shown may be appeoximak Asa result. pans and kisses may not be accurately reflected. See Important illIOMIITIOA aboutrour statement al the end of this Oa 'orient for more illIOCIO100II. Cash Cash and money balances Cash and money balances may indude avalable cash balances, UBS Bar* USA deposit account balances. UBS AG Stanford Branch deposit accoum baances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOIC wit N n applicable limits, but are not vacated by 9K UBS AG Stanford Branch deposit account balances se not insured ty FDIC and are not protected by 9K Money market sweep balances are protected by 9PC but are not insured by the FCC See the Important information about put statement at the end of this document for *Slab abed those balances widng Cash Opermg blame Closing baanee Poet per share Awras on mar 1 (S) on Mar 31 (5) on Mal 31 (5) rate Your I6nancial Advisor SCOTT STACKMAIN/LYLE CASRIEL Conalendinterest Days in period period C4, annum (1) -2500 0.00 UBS BANK USA BUS ACCT 313,345 03 27,723.09 250,000 00 Total Your total assets $38,320.03 $27,723.09 Value on Ma 31 (f) Percentage of Cost your account basis (S1 Estimated annual income (1) Unita:ea gait or loss (5) Cash Cash and money balances 27,723.09 100.00% 27,723.09 Total $27,723.09 100.00% $27,723.09 Account activity this month For more information start the prkevalue shown for restricted securities, See Important information about your statement a the end of this clocunent Dale Actibsty YOUI OUSIlly/ Desc Vito^ expense CO* Face vane enceivelue (5) Cash amount (5) Cash and money balance (f) Feb 29 Cash and money balance $38,320.03 Mar 3 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT ROCKLAND TRUST COMPANY -7,065 04 31,254 99 Mar 7 Interest VBSI3ANK USA BUSINESS ACCOUNT AS OF 03/04/16 62 31,255 61 continued next page SONY GM 000260 CONFIDENTIAL ►age 5 of 6 EFIA_00 136678 EFTA01671842 tzi UBS Business Services Account Mardi 2016 Account activity this month (continued) Date Mar I5 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT ROCKLAND TRUST COMPANY ACtnilty Descntation Account name: ELLMAA. LLC Friendly account name. ELLMAX LLC Account number: expense code Gantt!? Gate rdue pncervalue Your rinandd Advisor: SCOTT STACK MAIILYLE CASRIEL Cash annum (S) -3532 52 27,723 09 Cash and money balance (5) Mar 31 dosing cash and money balance 527,723.09 Ode Activity Pompton Mount (1) Money balance activities lib 29 Balance forward $38,345.03 Mar I Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 0212916 -2500 Mar 4 Withdrawal 0BS BANK USA BUSINESS ACCOUNT AS OF 03103/16 -7,06504 Mar 7 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 03/04/16 0.62 Mar 16 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 0311916 -3,532.52 Mar 31 dosing UBS Bank USA Sadness Account $27,723.09 the UBS Bank USA SJSilltSS Account is your pnmary sweep option End of statement for account number CONFIDENTIAL GM 0002601,fie 6 of 6 EFTA _00 136679 EFTA01671843 Inmortant information about our statement LOS Enamel Services hc. (the Forme (BS Feuncul Services), is a member of al prirkipal security. comnadity and options exchanges. LOS Financial Strokes and LES Bank USA re irdred sebskliaries of LE6 AG and affiliates of U3S Maurits11C. The Fen's «uncut siatemmt 6 available upon request. The fin's execute offices re at: LIBS Fria-coal Services he 1200 Harbor Boulevard Weehawken, NJ 07086 ITS Statement represents the only official record of you UBS financial Services WWII Other records, except official tax docunerts, containing conflicting data shooed not be relied upon you belie* there is an error or antssok please report t rivridiately n *tang to the Branch Manager 01 the office serving year account Although all lyres shown re intended to be aCCurale, statement data should not be used for tar purposes. Rely sole on year-end tax forms, (i.e.,Form 1099, 9198, 10425, etc ) when property year to noun. The Firm es requied by law to report to the IRS al taxable dmckeschs, reportable rxekmilio divelimds end taxable «west eared on securities held in your account, net proceeds on sale transactions, ad cost base on 'erten covered securities. Commeesialions with the Finn • Please road rm any col communications in writing to further protect you rents, ncluzing you rights under the Securities Invoke Paned an Act (SPA) • R the financial institution on the top left of the fort of this statement is not LBS Financial Services, UBS Fount« Semen carries your account as dewing tinker by arrangement with the indicated institutor We informed you of this relationship when you Oared this occur. In this case, Your kinds and seculties re located at LOS financial Services ad not the introckay broker, and you must maim a report of try ern or minim to both fens. As &sated in the acacia* agreements, youmust notify us a fl orets or fraud invotengi checks reflected on you Pierre« within 30 days alter it was mailed or nude available. All statements shit be deemed carpleie and accurate n all other respects if not obteded to n wren; «Iwo 60 dos • Please dried customer orroplares or nears to the firm's Client Relanons Department al 201352-1699 o tolhfree al 800-354.9103, 8.00A M. to 680 P.M. ET Monday through Friday, or in writing to VEIS f canoe Service. hc . Client Relations Deportment P.O. Box 766 Won City, la 0708T • Incase of errors or piston gni an electronic Inds transfer (Br), boll payment «1BS vise debit cad transaction, call 800-762-1000. or write to UBS Fnancal Senates ht., IMO Orb« Bend., 6th floor. Weehawken. N/ 02086, Ann RMAYSA Services. Call or write as soon as you can. if you the* your statemere or wept is wrong or a you need more ormion about a transfer on the statement or recept. The Finn a Card Issuer (as applicable) mat her Iron you no later than 60 days after the Fern sent yea* the fist Statement on which the error or problem Appeared. — Provide year name and arrant number (I ay). — Descrbe the error or the transfer you ae unsure about, and e.plain as der& assay can why you believe it a a error or why you need more nfomustion. — Provide the dole amount of the omitted error. The fen or Card Issuer era investigate your <coolant and will coned my error «orrery for alleged errors •-noliengUBS Vrsa• debit card transactens, awe tee more than 10 bus mess days to do this, we will credit you account for the snort you think es in error, so that you wi have the use of the money clang the tine tees us to amide or iniestgetion Please make an checks payable to the Fie or the lurk« asuman Skated on the from of this statement h addition to reply account leek accounts may be subject to maintenance lees, dung's for Late payment for securities purchases and charges for urpad arrant, in cash accounts. Accounts that are transferred to other intrulpOni may be subject to a Warder fee. UBS Sweep Options LOS odes cyan Ice sweeping cash balances, balances to bark deposits at UBS Bar* USA and (BS AG Stamford branch (Bat Sweep Programs), malty market mutual funds Decoy funds) and the International Deposit ACCCull (DA)for customers with an International Moon Management Account Through the Bak Sweep Program. cash balances are swept to (BS Bark USA up to an established lint and then to LOS AG Stamford Branch or a Monty Fad. Deposits at IBS Br& USA are SDK rend in accordance with MK Nn For mere Hammon phase nut wow fdic got Deposits at UBS AG Stamford Branch and shares of Money finds are not roared by the FDIC Through the DA. available to cash balances re swept to depose accounts at LIIIS AG New York Branch and LBS AG Carman Branth. e deposits are not ensured by the FDIC Balances held the U S AG Cayman Branch are terrporanNeyoved to ten sovietism risk of Chrian brands, and thereon° guarantee or other obligate, of UBS AG to row the balances while on the LIES Cayman's Brach's books. Deposits a UBS Brae USA and each 1.25 AG Branch re not protected by SIPC Money Fund shares are protected by SIPC See "LOS Finexial Sakes Account Protection' below UPcn you regent, balances in the Bulk Snot, Programs or CA may be wanime and shares of a Money Fund may be Modred ad the proceeds retuned to you « you. Severe% "(Count futher information about available SWeeP «rank enduing anent interest rates and yields, is available at WNW ubs.comfsweeppekk„ from you f nasal Advisor or by calling 800.762.1000. UBS Financial Services account protection The fern is a member of the Seas Pes Investor Protection Corporation (SK), which/ovals mantis accords of its rywnbers ip to 1500,008 (including 1250,000 for clams for cash) The SSC asset protection knits apply to all accords that youhold in a pal cult «pray. The fens together with certain affiliates, has also purchased supplernertal proton :on The ineerroun amount payrole to all eregb4e clients, colknixely oar this protection 6 1500 mann as of December 10, 2015. Sibetet to the policy Caxlitons ad !maroons, cash at the Galosh/the protected for up to milleon in the egg:eget for all yor accounts held n a particular capacity. A full copy of the policy wording is available uPitn repast The SIPC protection and the supplemental Protection both do MI apply • Celan financial assets controlled by fare included in yea account value) but held away from LBS Financial Services (e.g.. certain () cash at UBS Brie USA. (iJ cash at UBS AG U S.branches, Mutate Prod-kik incbdng vanable amities. and (iv) shares of notual funds where such shares we registered detect& in the name of Be icon holder on the books se retards of the applicable issuer or transfer agent); • Certain n.estment contracts or investment interests g, kneed partnershers re, private placements) that are not registered infer the Seaters AN of 1933, • Cor pus ccrtrxts leg, forest, *ahoy* and «opus metal contracts), «Wry futures contracts and coneradity option ecntracts. The SIPC protection and the supplemental protection do not apply to these assets everalthey otherwise adder or. your statements The SIPC protectcc and the supplemental protection do not protect against Change, in the riwket vale of pm' monuments (whether as a result of market movement, MIS bags or otherowe) More i-dcanaton is eatable won recant You may obtain rnpre of ormaion about 5IPC, incluling the 51K Brochere, by roma-try SIPC at 202.37I .8300 or by May the SK web«e ar nsto.sperzy Dividend Reinvestment Program Win The price reflected is an average price. You may obian the actual price from you inmost Advisor Only whob shares are purchased under DRIP, partial shares will be sob and the cash veil be deposited n your account. The dindend rerrveStrnent price supplied by the issuer may defer from the magiel price at which the partial shares are sold. Cerebella Only whole units may be held oniony accoun Myoun em 'fled to a pans inn as a result aa dividend parent or otherwise, the Fern will ether sell partial wets at market price or accept m amatell detErmned by registered eking agency, and c redo your account. Immostmorit objections The rivestMent objectives and risk proles re Specific to each account and may vay between your accounts. Maw An. the Fyn proerpiy n wrong of ay CONFIDENTIAL significant change in your financial sauna or investment objectives for each account held, you choose are of the following maim« objectives • Produce Curren 1 income: nestments seeking the generation of intone onbr • Adorn Capful Apprenation: Invermerts s«k ng growth Of «Inca« rather than the generation of encore • Produce Combination «Income and Capital Appreciate:fa- bonestments stoking both the generation of income and gowth of ping:oat Overall rift profiled • Conon/ewe Seeks to maintain initial oncost with low role and volatility to the account overall even if that moms the account does not generate sqJ rare axone or returns and may rot keep pate with «Lew • Moderate: W itilg to accept some risk to pekoe rid tolerate some ntaaleity to sea higher returns. • Aggres4nt: Wiling to NOP high risk to prikpal and high volatility to seek high returns over trine • frnannenntfecebstry Consilsrarian If selected, a porton of the perelcile for the account may include amok, strategies, Imiltd Muddy and greater Volatility Statement Teusehelding" We may comotdate all related account statemenis with the sane edam in the see ernielope, e g because they have craws vino also maintain pint account relationships with other clients at the saneadiress. If you prefer to «core individual statements mailed n separate emelt"... , you may define householdn) by calling your Fannie' Admix. Friendly account name The Fnemly account name is a oitornizable 'nickname' chosenby you to assist you with you recce:came% II has no legal effect an you icor«. You cmchange you Friend& account wins, trough Online Services or by contacting you rims-Kiel Advisor. Account overview • Yaks of roue accountrporSto Net of assets and Sables • Assets Includes available cash baLinces, vies for restricted security (est ). and Global Tine Deposes. unreakzed mats to market, end cerlan pots nos held by the Fans D041 not side worked WU, d *Iassets at the end of the pro and current staternot periods, or veva« nvestments, invested stock options and ea/enable stock cistern • babe«, hcluies debt balances, outstanding male ban, credit kw, short account balances • Cash/money balances Total of unnvnted available cash balances, plus depose bents at LBS Bak USA, WS AG U S Wenches rid money motel !tutus' fund sweep balances, at the close of the statement period. Noacceirenalry free credit balances in year aCCOuill are not segegated from other balances and the firm may use any of these funds n the ordnary coin of its tannest These funds are payable spun your demand this total is fielded in the curers period closing value SONY_GM_00026060 EFTA 00136680 EFTA01671844 Important information about your statement (continued) bandig rionnation For de:tided :dogmatical cei the Finds l4 rfthderg rakes ad decbsures, refer to yaw Client Relat ip Atherrow or Account Agreement and the General Terms and C orditons. UBS Statement of Credit Practices awdabler in Agreements andOsadasures at anaseattualgazawniacbsick You swots ear statement brim 'Eynon rd other assets held ki the wool at the end of the statement period You rimer for delory of fulb pad securities at any tine. You may secret worties used as ban waren' after paying any balance due as them. Any securities transferred to the Fa:ma-rig the statement period ate feted at market vats as of the end of the statement period • Cost bask In cbtemnig the cost basis of the semrities included is this Paternity. where inckated with the MOTS! • I,' LOS Financial Strews has relied on nfamatin obtained from sources other than VilS Fnancal Seneca, exluing ntormation from another km or thst you may have prowled to your Financial Advisor. The Firm does not independently way or to the accuracy a 'risky of any elconation pro• vided by auras Wier than UBS Fnancial Seniees. h additron, although Ult6 Fnaxial Services general/ wires this Samson antis received, the Fem does not provide a/ waxes that the Sonnet ion wits 'Cost basis' and 'Urvealited gaW loss' is roar* as of the date of this statement. As such acme do not rely on this Wormed:as to make purchase a sale daimons. for tar pupates a otherwise. Acme-its transferred to the Film may reflect gat loss Harriman only for the period of tine they an heed at the Fins. More historical Worm/Pon can be added by your Framed Advisor. • Unwired gains/bass. When data is avaibtre, estimated or-waived gainsflosses at calculated fa Mb:dual 'rarity lots. The transaMon data fa: rdbithal tit Pima may nos ref left commissions. <heron rider noway tweganitaten events. Diviard and odor renvestment lots and systematic Purchase lots are each combined to display one swaged W. The 'Trade date' (Own presents the Moral 'sensed')." trade date • Callable securities Bonds and preferred stock that the issuer can for early redemption wit be selected nroartial4 by lot from among al sea-rein of that issue held in ow name a is nominee name for as dents. Call feahre ilorrration is obtahed from thid parties and its aco.vacy is not gun-teed. Oiler call teases may exec which could affect yield; complete I-formation will be provided upon rawest. • Certificates of deposit (ms). CDs are FCC ironed tr to 1250,000 in prixkoal aid roved rarest per depose« and per depository institution., n accordance with FDIC nits • Priervialaw. Prices displayed for skulks and ocher products may be higher a lower than the price that you would actual/ receive in the market. Prices re obtained from various third party sotras which we Whew to be reliable, but we do riot guarantee their accuracy — We generally use the closely price when availible or the meth of the bid and ark prices for ksted %kudos and options."' Cetbid woes for OTC seoslies. — Less actively traded scant maybe suited wog a valuation model or the most recent price we Maned and may not reflect an actual maker peke or oaks — Cenan position may appear without a price and wok show as 'price was not ratable' it we am unable to obtain a price for a starry — Deposits a securities denominated ih currencies other than U.S. dolan are reflected at the exchange rate as of the statement date. — For certain wastes trading ih rronoccitnnirg downinations, price and quantity (lace val.*) may have been adjusted to I soil:tate proper valuation. To cobtan wont quotations, when available, cam act your FiwoCial Advisor. • Private invesenwits arid emanated products. Private imesiment skuritin frothing diect Pankisatin program and real estate investment trust secures) and structured products re genera./ highly illeguid (than sinactfred products have not been registered with the Sectaries and Exchange CallffisSiNi a t er any state SeCunteS laws We provide estimated vales for private divestment secwities and steuctured products for Wampum& arrows pity. Acaracy is riot wanted — These values may differ stbstantialb from prices, d am, at which activate Westmont warily or stn atted product may be bought or sold as°, do not flatmate/ represent the yak* you may receive orlon liaiidation. — Third party estimates o vale are as °fawner' date and are supplied to LOBS France, Services on a regret basis by an exlepenient valuatcn fan — Issuer, general partner or sponsor estimated valves, any, are tippler' to the Firm by the Mutt; general primer a sponsor and may be calculated band CO different iteniatkel from that used by thid pastas to dime der estimated values. — You tam cbtah additional Wormation Monk) the rrythodokgy used to determine the estimate of win and Ow date of the Wormation that is the basis for the estimate by cowering your Financial Adopt. — mid party estimated ayes may be reflected as 'Not priced' 'several situation: when an exlependent valuation firm has not sward a is mat* to rags a value, when we become awn that a material went has tamed tat may cal a aevanly reported valp hto aortas a when a value would be so,* speculative die to the era, of Ow weary. — When neither an issuer, general partner or sponsor estimated value nor a thick'," estimated yak* is provided the wise of the rosily will be &Were from its purchase pike. — 'Distrtutins to dale' may Wire retun of capital, an a both. — 'Original tnit size' represents the axial offering price per unit aid may not reflect wow cost basis • Restricted securities Restricted saunters gra* re not wren* eligble for pick sale. UBS knshcal Sermon uses the nWitel twice of the ireestricted stock of the same skier as as eased vale fa the restricted stock foe papaws of this statement or*. To the Mot that restricted seaseen NO WOW for sale, the woe mewed mad be substantial/ less thth the rnixRed valve shown • Est. (estimated) imam went yields and rata An estimate of annual name is based on anent dr:ricked rod interest rates, arming the saunters will be held for ore wow from statement date or used rnakeity This estimate is city a dairy scanty and continued Wane are not grranteed — Estanated annual income and current yield for certain types of 'rake could ince-Wareham of principalor capital gain re which case the est. Wane Card ctrent yield would be overstated. — Fstinated areal Wane and current yield ard the actual none and Wald mid* be lower or hetfier than the estimated womb — An estinate of 'marked income (dadend arc/or Wrest) dialed by the canter MOW rake awe ege balance is based on the last dividend or interest payment made by the issuer arid awns the securbeardeposits will be held fa are yeas from the statement date or until maturity. Acctracy rod earthed yid:la-era guaranteed. • Assets not hold by UBS Fisaxiol Services. Cenah assets are not held by the Finn and not within the Fars possession a control These assets art displayed on you: statement for informational pesposes only. Positions and values presented are Provided by the issung fern UBS Financial Services 4 not responsble fa this idamation and does not ?dentee es accuracy. These assets are not protected SIPC or the Fends supplemental SIPC coverage. • Revenue shoring and thick:anal compensation — In addition to corrrnitsions on ties and 12b. Ikea received is canecteth with the digs/YR:on of !WWI I lards to at dents we ado our affiliate receive reserue chair.; parents from &trips ors ardor advisors of the mutual funds that we sell. these arneuntS are based on two dff trent corm/awed the amount of sales by 1185 of a particular casual find farnib to as clients; and (s) the asset value of a patois mutual ford famibes shares held as the firm. — We ant as affiliate also receive networking and embus accessing fees in consideration for transits awe services that we provide tote mutualfunds. These fees generaly are paid from / star asses in the mutual fund and welshed dots anoint basedas the natter of accounts at the broker-dealer holding mutual funds of that ford CONFIDENTIAL — h addition to anirrionsthe received correctors words the sale or &Wooten of annuky contacts and unk ivaitrnent lost toils too., client, we ands car aft Was* receive revenue s ang compensation fromnary of Ow Wurance cranes froderwriting the annumcontracts. aff Rates of the inure-ice conythies a sponsors of the unit investment trusts we dotntute. — Oar affiliates to receive tradm corrninkons ad other compensation Iran mutual fords and wuranc• carparies Wow prolicts we draw*. — We receive an arnual fee from UM Bask USA aid UBS AG Sterrad Branch of up to 125 per account seveepig to the barks under the UBS Bark Sweep Programs. Activity Wormation regarding commissions and other charges named n connection with the execution of trades, ixistlig option Yamada-is has been elided pn ardirmations previously I tmished to you. rod will he provided to you promptly as realest Short sidling you are engaged n short selling a security, you may nth a charge der to mean borrowing costs for that partkular sawity. Open olden Regarding open or 'poitilicaxellet orders that were not executed by the statement date, open buy aid sell stop orders are red wed by the amount d dividends or rights on an ex dividthda or wagers date unless iroructed otherwise by you. You we responsble for orders that we executed die to you lathe to cancel nostin9 open orders Privacy To Wren a copy of as unit C lent Macy Notice, please contact was Financial Advisor or vise car website at sixeratatramlopracranks LOS Financial Services is not a bard.. The WA, Business Services Accort BSA rod IRMA we brokerage accounts welch provide access to banking WPM!" and Won en* arrangements with affiliated barks and other thedopthy balm, and provides access to nswance rid annuity ;sabots issued by unaffiliated thirdpany manta corrpanits *tooth irour awe agency subsidiesof UBS Fnaxial Services W InveStrilint, innanCe, and airy marts Not FDIC sired • No brit greaten May lose value RMA. Resort Managemeg Amour, Dulness Services Accost BSA, IRMA aid intonational Resource Watered Amore are registered service maks of UBS inner Services Inc. Visa Sigueute is a registered service mid al Visa Wernatimal UBS Visa 5 credit cards and UBS Visa debit cards are is by UBS Bark USA with perm/span from Visa Li SA Incoroaated (US Financial Senior Inc. Rev. 201603 SONY_GM_00020061 EFTA 00136681 EFTA01671845 44) UBS UBS Financial Sersices Inc 299 Park Avenue 25th Floor New York NY 10171.0002 Account name: ELLMAX, LLC Friendly account name: ELLMAY LLC Account number Your N 'modal Advisor: SCOTT STACr MAN LYLE CASPEL Ph, ;re Questions about your statement? Call your Financial Advisor or the Resourceline a account whit our website: www. ubs cornifinancialservices Value of your account Business Services Account April 2016 ELLMAX, LLC on March 31 (S) on April 29 (5) YQJr o'S>e1S 27,723 09 25,081 68 `flys Itabrlit 'es 0 00 0 00 Value of your account $27,723.09 $25,081.68 Tracking the value of your account Thox_inc; S 4.8 27 7 251 De4 2014 Ce: 2015 Member SIPC Mar 2016 Apr 2016 Sources of your account growth during 2016 Vaiue of your account at yea end 2015 MS:MI.10 Net deposits and withdrawals VOW eiveitinern return. Dividend and interest income Change in market value -823,862.12 12.70 SO 00 Value of your amen on Apr 29. 2016 525.081.60 SDNY GM 00026062 CONFIDENTIAL Page 1 of 6 EFTA_00136682 EFTA01671846 UBS Business Services Account April 2016 Your account balance sheet Summary of your assets Value on April 29 (S) Percentage of your account A Cash and money balances 25,081 68 100.00% B Cash alternatives 000 000% C Equities 000 0.00% D Fixed income 000 0.00% E Non-traditional 000 0.00% F Commodities 000 0.00% G Other 0.00 0.00% Total assets Value of your account $25,081.68 $25,081.68 100.00% Account name: Friendly account name• Account number: Your current asset allocation A Eye on the markets Index Your Knandal Advisor SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on April 29, 2016 3-month Treasury bills: 0.20% One-month LIBOR: 0.44% Percentage change April 2016 Year to date 0.39% 1 74% 062% 159% 3.00% 0.04% 0.38% 3 43% CONFIDENTIAL t_GM_00026dege 2 of 6 EFTA 0(1136683 EFTA01671847 UBS Business Services Account April 2016 Change in the value of your account Apnl 2016 (1) Year to date (S) Opening account value $27,723.09 $48,941.10 Withdrawals and fees, ricluding investments transferred out -2,642.00 -23,862.12 Dividend and interest income 0.59 2.70 Closing account value $25,081.68 $25,081.68 Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number: Dividend and interest income earned F0r Purposes of this statement, tamability of interest and dmdend income ha been determined frcm a US tag reriffirg Perspective Based upon the residence of the account holder. account type, of product Igx, some interest ands dwdend Paynents ma/ not be subject to United States (VA ardor Puerto Rico (PR) income tzars The dent monlNy statement is not intended to M used aid canna be relied upon for tag purposes. Clients should refer to the an:Ilea:let& reporting forms they recent. Iran annualy, such as the forms 1099 and the Porn 48p, for tar reporting information It is the Practice of 0BS to file the aopluatie to reporting forms with the US Internal Revenue Semce and PR Treasury DepartmeM, and in such fount accurately classify dvidendS acrid interest as lag exempt Or tattle income. Please onsult your irwisidual lies preparer. Cash activity summary Your Nnancial Advisor. SCOTT STACK MANfLYLE CASRIEL See Account activity this month tot decals. Balances in your sweep Opeofts are induded in the opening and closing balances raise FDIC insurance VW, only to &posits at UBS Bank USA, not to deposits a uFtS AG, Stamford Branch or bank deposits paced throe r the USSInternaiond Deposit Account program SVC P0tecbon applies to money market sweep fund holckgs but nit ban deposits. See impaling information *bout ;our stgemem on the lit two pars of this document for *tits Apnl 2016 (1) Year to date (1) Opening balances $27,723.09 $48,941.10 Additions Dividend and interest income 0.59 2 70 Total additions $0.59 $2.70 Subtractions Checks and bill payments 0.00 -25.00 Other funds debrted Total subtractions Net cash flow Closing balances 2.642 CO -42,642.00 -52,641.41 $25,081.68 -23,837.12 -$23,862.12 -$23,859.42 $25,081.68 April 2016 (5) war to date (S) UBS Bank USA Business Account APY Taxable interest 0.59 I 95 Total current year $0.59 $1.95 interest period Mar 7 - Apr 6 Prior year adjustment 0.00 0.75 Opening UBS Bank USA Business balance Mar 7 $31,255 61 Total dividend & interest $0.59 $2.70 Closing UBS Bank USA Bwiness balance Apr 6 526,402 68 Number of days in merest period 31 Average daily balance 528,379 03 hterest earned $0 59 Annual percentage yeld earned 0.02% SONY GM 00026064 CONFIDENTIAL ►age 3 of 6 EFTA_00 136684 EFTA01671848 *DUBS Business Services Account April 2016 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives. disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Account name: ELLMAA, LLC Friendly account name. ELLMAX LLC Account number: Your return objective: Current ncome & capital appreciation Your risk profile: Fnmaiy Moderate Investment eligibility consideration None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Your Ignancial Advisor: SCOTT STACK MANLYLE CASRIEL CONFIDENTIAL Gm_0002f,drese 4 of 6 EFTA 00136685 EFTA01671849 UBS Business Services Account April 201. Your assets Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number: Some prices, income and (intent vetoes shown may be approximate As a result, pens aid losses may not to accurately refieCted See Important infotertabon about your statement at the end of this dtcumere for 'note informenon. Cash Cash and money balances Cash and money balances may include avalable cash balances, UBS Bar* USA deposit account balances, UBS AG Stanford Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit recount balaxes are i muted by the FDIC vat N n applied* I imits, but are not !fleeted by 9PC 1)85 AG Stanford Branch ciecosa account balances zee not insured by FDIC and are not protected by 9PC Money madet sweep balances are protected by SIPC but are not insured by the FDIC Seethe Important antotmatiem about your statement at the end of this document foe <Wats about those balances Hcidng UBS BANK USA BUS ACCT 27,723 09 Cpermg Wane. On Apt 1(1) Closing bdame on Apr 29(S) Pore per share Average on Apr 29 (5) fate Your Nonsocial Advisors SCOTT STACKMet/LYLE CASHEL DomdenCrinterest Days in period period Cap amount (S) Your total asset 25,08I 68 250.000 00 Percentage el Cat Wive on Apr 29 (5) your account betas (1) Cash Cash and money balances 25.081.68 100.00% 25,081.68 Total $25,081.68 100.00% $25,081.68 Estimated annual Income (5) umeatzed pan Of loss Account activity this month For more mimingion abort the pr.ceiealue shown for restricted secunbes, see important ettotmaton about your ststemeM at the end of thrs document Your Date ACtivity Description manse code Mar 31 Cash and money balance Apr I Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT ROCKLAND TRUST COMPANY Apr 7 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 04/0016 Apr I S Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT ROCKLAND TRUST COMPANY Apr 29 Closing cash and money balance Quantity✓ Face valor Emery/slue (S) Cash amount (S) Cash and money balance (5) $27.723.09 -1,321 00 26,402 09 59 26,402.68 -1,32100 25,081.68 $25,081.68 SONY OM 09026066 CONFIDENTIAL ►age 5 of 6 EFTA_00 136686 EFTA01671850 44,UBS Business Services Account April 2016 Account name: ELLNIAA. LLC Friendly account name:ELLMAXLLC Account number: Your Ignandel Advisor- SCOTT STACK MANLIKE CASRIEL Account activity this month ,Dntinuedl Dae Act tvrty Detaialca Mount CS) Monty balance activities Ater 31 Balance forward $27,723.09 Apr A Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 04/01/16 -1,321O0 Apr 7 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 04/06/16 0.59 Apr 18 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 04/15/16 -1,321O0 Apr 29 Closing MIS Bank USA Business Account $25,011.61 the UBS Bank USA Business accouni n your pnrnsy sweep option Y_GM_000260t93. 6 of 6 End of statement for account num . CONFIDENTIAL EFTA_00 136687 EFTA01671851 Important information about your statement UBS Financial Sakes k. (he Firmer UEG Fivexel Singes), is a nimber of Apr:nada security, commodity and Wens exchanges. UBS Fnancial Senna and WS Bank USA are irdrect abseliaries of t.65 AG rd affiliates of U3S Securities U.C. The Finis financial stammer-4 is wait* upon request. lb. finis execute* offices are at LBS Financial Services 1200 Harbor Boulevard Weehawken, N/ 07086 This stammEnt represents the only off kW record of your LBS Financial Services account. Other records, easnot off kid tar datimentc containing cedliding data shoved not be relied upon. if you bele* there is an envr or cenisse4 please report it immediately in waiting to the Branch Manager of the off it servo; year account. Although all Igoe/ Oar re intended to be Mande, Staternint data shots nee be used for tar purposes. Re& solely canted the fangs. (i.e., Form 1099, 5498, 10425, etc.) Wan preparing you tar Sun. The Fern A regrind by law to report to the RS at eatable dividends, repot/61e nagtocable &viands ad iamb% eared earned on 'toadies held in yois accoen, net proceeds on salt triftlaCtialk ani cost ban at certain covered securities. Cannunicationa with Or Firm • Please re.codien ay oral communications in rein to I uther protect you rights, ncluag you rights under the Securitas treater Protection Act (SIPA). • II the froxial institution on the top aft of the front of this statement is not CBS Financial Services, LEG financial Services canes star acceunt as clearly taker by arrangement with the indicated institution We eared you of this relationship when you pared INS account. ere if* case, yam lugs and seasities are bated at LBS financial Services and not the italic kg broker, aid you rrent nuke a ratan day error a emission to both from. At descrbed in the acCOUM agree mass. ycci mai rata us of any was or fra4 inolving checks reflected on your statement within 30 days shaker mailed or made available. Al statements that be deemeckorrplehe and wire% es at other respects t not cbacted to a wring war 60days • Please drat customer comities a irgain to to Finis Cant Relations Deparonent at 201-3521699 ix tenantal 800354.9103, 8,00 A.M. to 608 P.M. ET Monday ihrotgh Friday, a in writing to LBS finance/ Services Ric.. Client Relations Department P.O. Bar 766 Union City, N107087. • Incase of was or thiestiorn about an electronic Surds transfer (Ef1). bill parent or 1185 Wu* debit cad transactions. call 800.762.1003, a voile to UBS Finance/ Sands ex, IMO tube Blvd, 6th floor. Weehawken, N1 ones, Attn: RMAIE6A Services. Cal or mite as soon as you can, if you tack yos statement a receid is twang a a you need more information &antraPer on the statement or receipt. The Fr a Cad Issuer (as applicable) Mug hear from you no later than 60 days after the From sent you the first statement on which the Goa or problem appeared. — Previte you name and 'coast rather (I any). — Desabe the error or the transfer you are unsure about, and explain as dearly as you can why you believe it is anew or why you need more inkenation. — Provide the dots' anger of the suspected error. The Fern a Card blur will avestigate yea candid and will correct any error promptly. for alleged taco army/ring OBS Vera debit urd transactions, if we take mar than 10business days to do the, we will treat your itCCOLnt for the amount you think is in error, so OW you wi hat the used the money dreg lentil* it takes us to calcine out intstgation. Please make thick. payabia to the Firma the financial imitutica inckated on the front of this StaterWM. n adailn to mutt &cat fees, accents may be sabre to minting.. fat chrges for bee payment for %shelties purchases and charges or unpaid anOtartS Mush accents. accents that ay transferred toots' institulicen may be ssbject to a trader fee. UN Swoop options LBS offers options for sweeping cash balances, balances to bale deposits t UBS Bark LISA and LBS AG Stamford brandies,* Sweep Progrand, money market rresual Ards (Money fords) and the therrabot Deposit Account (DA)fa customers with an hternatheal Racism Mangement teasel. through the Back Sweep Pregarns, cash balances are swept to MG Bark USA it to an estabithed ant ad that to UBS AG Stamford Brareh or a Moray Fund. Deposits at UBS Eta* USA are FDIC eared in accordance with FIX rules For more information please visit weir lde gov. Deposits at US$ AG Stanford Branch ad shares of Morey pads are not insured by the FDIC. Throur the OA, available to case balances are swept to deposit accounts at US$ AG New York Branch and US$ AG Cayrrun Branch. These deposits are not insured by the PDC. Balances held at the UK AG Caren Birch are tempt:tan& Noosed to the sovereign risk of the Cayman Mands, and them is no giant or other obligation of vas AG to repay the balances while on the UBS Cayman's Brach's books. Deposits a UM Bark USA and each MS AG Beath are not protected by 51PC. Money Fund shares are protected by SIPC See LB5 Financial Services Account Protection* below. Ltionyott request balances n the Bark Sweep Programs a IDA may be withdrawn, andshires of a Winn Surd mat be kaidatect and the proceeds returned to you or your securities account Firer information about available sweep options, nclockg curare interest rates and Oath, 6 available at wwwebs.corrisweepyikk, from sax %rascal Advisor or by caking 800-762-1000 UBS Financial Sncee noted protection The Firm is a medlar of the Sauna Mesta Protection Corporation (SVC), ear protects saunas accounts el its mergers up to $500,000 (nobs:fag 5250,000for dims for cash). The SIC asset protection links ape& to all accounts that you hold in a particular opacity The Fir together with certain affiliates, has also Forthased staplenercal an:eaten the marn.rn amount payable to al *fable cleats, conking under this protection is kW milion as of Decenter IP 2015. Sttpect to the policy conditions and Britain, cash at the Finn is tither protected fa up to 51-9 mllan n the aggregate for slips accounts held in a particular capacity. A Italkopy of the poky weeding is available Wonrequest. The SIPC protection and the suPPlergenti protection both do not apply to: • Certain financial assets controlled by (and included n you account vare)but held away Iran LOS Financial Services (e.g., certain 0) cash at UBS Bs* USA. 00 cash at UBS AG U.S.Eranthes, (n0 insurance Deducts, including variable antler, arid Odthsts 44 mutual funds where suds shares are registered drect& n the name of the account holder an the books ind records of the applicable issuer or transfer agent); • Conan inviltrnent contracts a Owestment intents (tg, kneed partnerseips and private placements)that are not registered wider the Stouritits Act of 1933; and • Corrrnoities contracts (e.g., loreir exchange and Meets; metal contracts), ecladarg futures contracts and ccarnakty option contracts. The SIPC protection and the applenental protection do rot apply to these assets even if they otherwise appear on your statements the SIPC protection and the sopplemedi protection do not protect against changes a the market value of you eiveStmentS (whether as a result of market MOverment, this baling/toy or otherwise) More information is available upon repast You may obtain more information about SIPC, ixkdeg the SIPC Srochise. by contacting SIPC at 202-371.8300 or by visiting the SIPC wthsite at sissage.ing Dividend Iteinvilarnent Program (DRIP) The price reflected is an average price. You may cat One actual price Iron you Financial Adescr. Only whole saes are pschased seeder DRIP, partial shares will be sold arid the cash wit be deposited n you accost the &Mend reit-segment price supplied by the issuer may ate from the market price at which the penal shares are sold. Cashrarlieu Only Male Leas may be held in year acCOunt. If you are entitled to a panel Lail as a result of a diedend parent or otherwise, the fan wi either sell partial wits at matte ace or accept an anoint deteemned by a registered clearing agency, and credit your account Imagstment objectives the investment objectives and rids profile are specific to each account and may ray between was accounts. Please advise Ow Firm parrot& in writing id ray significant change in your INeel situation or enactment objecting For each account had, you choose ow of the falowag Moslem/et objectives: CONFIDENTIAL • Produce CunentIncome: investments seeking the gareation of income • Achieve CapitiMpprOCiation: tivegnems Waken growth of partial rather than the generation of MCOff*. • Produce Comb:nab:1n of income and Capital Appreciation: Investments seek irg both the generation of income and gowthd piicipal Overall rids profiles • Conservative: Seeks to mantas arta principal, with low risk and volatility to the account overall even that mean to account don not genera* significant incorm or returns and may not keep pace with inflate°. • Moderate: Willing to accept sane risk to principal and tolerate same volatility to seek hither returrs. • Amidst: WAN to accept high risk to princioal and high plat ay to seek high return over tem. • Investment Edyinlity Consideration:I selected, a pOrt•Mc4 the portfolio for that account may ixlacle couple strategies, tented fpMity and greater Statement theuseholdine We may consolidate all related account statements with the sane ad&ess n the sat thvtlopt e g because they have owners who also maintain pal account relationships with other clients at the sane address. II you prefer to recent adadual statements marled n separate envelopes, you may &doe locintholang by </ling yas Financial Advisor. friendly mown name the Friendly account name is a holomizable rrakrurne chosen by you to assist you with you reardkettarg. has no legal effect on ads account. You can change )our Friend/ accord ranks, throudi Crane Services or by contactia par Fascist Advisor. Account overview • Value of your amuregordao Net of assets and Rebates. • Asset Modes available cash balances, vanes fa restricted vary fed 1. and Global Tint. Depots. neared mats to mates, and clean assets not hal by tie fan Does not aka* tronced 91<thtleddSTRIS at the end of the pea and anent statement periods, a pate nveltrne011, invested stock options and exemisabk Pod options. • Liabilities. Includes debit balances, autstardng margin loans, credit link short account balances • Cash/moray balances Total of unleveled available cash balances, this deposit balances at vas Bark USA. LBS AG U.S. Braxhes and money market mutual had sweep balances, at the close of the statement peed. Monammodity free credit balances a yew account are not segregated from other balances and the Fim may use any of these funds in the cednary cane of its business. These finis are payable upon your dernard. This totals ixlided a the and period dosing van. Lending infesMatitat For detailed information en the Fines &•a practices and disclosures, refer to your Client Relationd* SONY_GM_00020068 EFTA_00 136688 EFTA01671852 Iniporlinil information about your statement (continued) Ageernent or Accent Agreernert and the General Terms andCan.:Wens LETS Sraterrom of Credit Practices amiable n Agreements and Dad:owes at New (At (Of .40(CW( gdolebtnnal your wets You statement itemizes securities and other assets held in the account at the end of the statement period. You may a* to delver), Ol ha/ pad securities at any tire. You may receive smarties used as ban collateral after paynq ay balance due on them. Any smirk in transferred to the Fern olei1C) the Statell*nt period are Peed at market yak* as of the end of the statement period. • Cost basis. In detennnkg the cost basis of the smarties incIxled n this statement. where educated with the ranter ' I,' US$ Financial Services has relied one information obtained from sasses other than LEIS Fn ial Semen ieLdisg inIcemaion Iran another fern a l Out you may have provided to your Fruncial Advisa. Pam don not independently refry a smmit* the accuracy or validity of an nf y ormatith provided by SOurCeS oche. than WS Gnarled' Seisms h addition although US$ rnancial Services "ferrety updates this dormaton nen welded. the Fern does not provide any asoraxes that the nfamatca under 'Cost basis' and -Umealired gar, kiss' is accurate as of the date of this statement As such, pine do rut rely as the inlormatai to nuke Pashase a sale decisions, for l Per-poses a otherwise. Arrant translared to the Fern may rain gallkns formation only for the period of time they are held at the Fim More historkal ormton can be added by yea rnancial Advisor • Unrealized gains/loss When data 6 available, estmaked urtealired gam losses me calculated for ridniclual minty bts The transaction data for ridnidual lots mayor may not ref lest conmissions. charges ands security reorgarertion men. and other reinvestment lots and systematic purchase Ices are each combined to &splay me averaged lot The • Track date' (Month presents the aroma' transaction trade date. • Callable securities Bonds and preferred stock that the issuer cars for ethy redemption wit be selected impatialX by lot from among al smarties of that issue held Si our name or n flannel nave for Our clients. Call feature Hammon is obtained from Chid panes and its accuracy is not tors-need Other call features may exist which could affect yield. corr.:tele rfornuesn will be prodded upon request • Certificates cif deposit (CDs) CDs are FCC eared i.e to $250,000 ri propel and accrued leered per depositor and per depository institution, in accordance mth FDK rules • Prise/mixt Prices displayed for securities and other produds may be higher a lower than the price that you would actually receive n the market. Prices are obtained Fran various third pity SWOTS WhiCh we Leine to be reliable, but we do rut guarantee Lei accuracy. - We generally use the chug price when available or the mean of the bid and ask prices for listed securities and options or on& bid prices for OTC wanes. - Less actively traded securities may be priced using a valuation model or the most recent price we obtained and may not reflect an actual main price or vakie - (Man positions may sppea Winloit a price and will show as 'price was not sealable if we we enable to obtain a price for a security — Deposits or securities dencennated n CurefineS Other than U.5. doles are reflected at the exchange rate as of the statement date. - For (Men securities tracing in rkrucortorming denornnations, price id gummy (face value) may haw been adjusted to far mate proper vakaation. To obtan current quotations. when available, contact your Financial Advisor. • Private investments and structured products Private invest/wit secure (ncludng drect Partririaten Ornarn and real estate nveatmert trust securities) and structured mock.r.ls we genisaly highly illiquid Celan structured prod-cis have not been registered with the Seanties and Ex(h e ar ge Commission or under any state securitiesraws We provide estmated rakes for private investment securities and structured products fa Monnational me-poses only. Accuracy 6 not guaranteed. — These vat*, may differ substantially fran prices. if any, at which a private comment security a stnxtared product may be boor a sold and do not necessarily represent the value you may receive upon liquidators — Third prey estimates of mks a* as of a certain date and are suppled to UPS France, Sane; Cr, a recut% bass by an idepenclei a valuation Lem — Au" gewral pmtner a sframor maimed relies, if any, are suppled to the Fern by the issuer, general pairs or sponsor and may be calculated based on deferent information from that used by chid parties to dense thee Mentes] values — You can obtain additional Mama:on regard.", the methodology used to determine the estinate of value and the date of the idomation that is the basis for the Minute by comma° yak Financial Admix. — Mid prey *striated values may be reflected at 'Not priced' in several mutations. when an indeperslert valuays Irrn has art "ailed cr 6 untie to assign a value, awn we become awn that a material event has owned that may cal a previously reported value no question or when a "be "'Al b TmghlY speculative due to the nature of the piracy. — When neithei an issuer, general partner a sponsor estimated value nor a thed-PatY Mmatod ',aim prodded. the vale of the smarty will be deferent from its purchase price. — • Distributions to date' may ielode return of capital, none a both. — 'Orignal Law Pare • represents the ntial offering price per unit and may not reflect year cost basis — DPP and aniseed REIT securities are rot Weed on a national securities exchange, and se generally load and even if they can be sold, the price received may be less than the per share estmaled yak* provided in the meant statement. • Restricted MOMitin Restricted securities gerealy are not currently eligble for public sate Les Financial Services uses the matte price ol the unrestricted stock of the sane nun as an nuaed value for the untested stock for purposes of this statement only To the extent that restricted smarties re &Ole for sale, the vat. rimmed may be sibstantally less than the imputed yak* frown. • Est. (estimates° income, currant yields and rams. An estimate Of Slnual income 6 based Oil current dividend and interest rates, assuming the manes will be held for one yea from statement date or until nuanty This estimate 6 Orey a guideline, accuracy and corm-6M mane are not gars -teed — Estimated anal near* end current mid for certan types of smarties could made a return of priepal or capital gam in which case the est Motile (and current yield) would be overstated — Estmated roar name an current yield art the actual income and yield mop be lower o higher than the estmaied anoints — An eslinate of actualized ncome (dividend ado interest) divided by the ca rent make vaiumilaverage balance is based on the last dividend or interest payment made by the tear and assumes the serareies/deposits will be held for one yea from the statement date or umilmalunty Accuracy and ccntinued yield se not *sassed • Assets not held by WS Financial Services. Certain assets are not held by the ram and riot *Minn the Finns possession or control These assets are displayed on yo✓ statenwnt for infanutional anew only. Positions and values parented are provided byte 6Sung fern UBS Financial Services is not responsble for this nformatan ind does not guarantee its &curacy. These assets xe not protected by SIPC a the Fern's supplemental SIPC coverage. • Revenue sharing and additional compensation. — n addbon to carrinsions m saes and I 2tii 1 fees received in connection with the dist 'When of mutual funds to or clients we and om aft Siete receive revenue. Mring payments fran distributors ardor advisors of the mutual lands than we sell. These STIOUlliS are based on two dff mint corn:orients (a the roam of urn by LBS or a particular en-stual Laid Ifni& 10 as clients; and SO the asset yaks of a particular mutual fund I arniVs shares held at the fen. — We and our affiliate also receive retwork rig and amber process-rig fees in consideration for transfer agave services that we provide to the mutual finds These fees generally are pad frail investor assets in the mutua If und and are a fad dolls noun based on the maybe of accounts at the broker-dealer holden mutual fads of that fund fatly CONFIDENTIAL — In adobe/110 CCIIIMISCOS received in CCnntCli:41 with the sae a dotrisulon of array contracts ad snit investment trust wets toms dents, we ands cur 'MAO* receive revenue sha-irg compensation frommiry of the Mame ccerpanies unthawing the may contracts, affiliates of the ristraxe pawns a sponsors of the int minaret treats we 6strbute. — Our affikXers also receive trading COrrrnicionS and other correwnsaticn from mutual funds and mars* sarpanin whose predicts we durtat• — We wave an minuet fee from UBS Bat USA and UBS AG Stanford Branch of up to $25 per acme* sweeping to the banks under the LETS Bank Sweep Programs Activity formation regarding convressiorrs and other charges named in connection with the 'mouton of trades. including option transactions has been included on tont nmatkns previously funded to sm. and WP be provided to you promptly on request. Than soiling If you are engaged in Mort selling a security. you may Mom a char clue to cenan borraming costs fa that partkutar waxy. Ow cedars Revising open or 'igaocktilicancelled' orders that ware not executed by the statement date, open buy and sell stop orders are reduced by the amount d dividends or rights on an ex-dmderds o naps date unless imtructed otherwise by you. You are responsble for orders that are visored due to you failure to cancel exist rig Oren orders Privacy To obtain a copy of or currant Cent Privacy Notice, plea. contact yips Friars:al Advisor or visit our website at www rdr entatormarmaltne LEIS renamed Services is not a bait The RMA, Sureness Services Account BSA and IRMA are brokerage accounts which provide access to bankng services and prodmts thrash arrangements wth aff dated baits and other shed-party bares, and provide, access to nano and annuity product, issued by unaffiliated thirdpaty insurance compthin through insurance agency satudisies of LBSinancial Services Inc Investment, nosance. and fl uty products. Not IDK enured • No bark gannet* May lose value WA. Resource Management Account, BuSineSS Sennett Account BSA, IRMA and international Resource Management Accost re registered service maks of UBS finale al Services Inc visa Signature is a registered service mark of V63 I-tomato-tat Visa Signature credit cads and IBS Visa debit cards are issued by URS Bark USA with perry/nal from Visa LI S.A Incorporated US$ Financial Services Inc Rev 201604 SONY_GM_00026069 EFTA_00 136689 EFTA01671853 F 4) UBS UBS Financial Sersices Inc 299 Park Avenue 25th Floor New York NY 101714:02 Account name: ELLMAX, LIC Friendly account name: ELLMAY LLC Account number: Your Financial Advisor: SCOTT STA° MArkLYLE CASK FL Phone Questions about your statement? Call your Financra! Advisor or Vr.)) Resourceline a accoun Mit our veebsite: wow ubs cornifinanciaiservices Value of your account Business Services Account May 2016 on April 29 (1) on May 31 (3) Your assets Your liabilR,es Value of your account 25,081 68 22,439 97 0 00 0 00 225,081.68 S22,439.97 Tracking the value of your account Sources of your account growth during 2016 Vth.e of yOur account S T h at year end 2015 348341.10 Net deposits and S withdrawals 426,504 12 Your nvestinent return. Dividend and t5 1 22 4 interest income Change in market value 3299 SO 00 • Value of your awned Dec 2014 De: ?01 S kry 2016 May 2016 on May 31. 2016 522.439.97 Member SIPC SDNY GM 00026070 CONFIDENTIAL Page 1 of 6 EFTA _00136690 EFTA01671854 UBS Business Services Account May 2016 Your account balance sheet Summary of your assets Value on May 31 (S) Percentage of your account A Cash and money balances 22,439 97 100.00% B Cash alternatives 000 000% C Equities 000 0.00% G Fixed income 000 0.00% E Non-traditional 000 0.00% F Commodities 000 0.00% G Other 0.00 0.00% Total assets Value of your account $22,439.97 $22,439.97 100.00% Account name: ELLMAA. LC Friendly account name: ELLMAX LLC Account number: Your current asset allocation A Eye on the markets Your Pinandal Advisor TT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, UB5 Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Index Percentage change May 2016 Year to date S&P 500 1.80% 3 57% Russell 3000 1.79% 341% MSC I - Europe, Australia & Far East -0.78% -0 75% Barclays Capital U.S. Aggregate Bond Index Interest rates on May 31, 2016 3-month Treasury bills. 0 34% One-month LIBOR: 0.47% 0.03% 3 45% CONFIDENTIAL ' GM 000260949e 2 of 6 EFTA (10136691 EFTA01671855 4tUBS Business Services Account May 2016 Change in the value of your account Account name: ELLMAX, LLC Friendly account name: E sl_MAX LLC Account number: May 2016 (St Year to date ($) Opening account value $25,081.68 $48,941.10 withdrawals and fees, ncluding investments transferred out -2,642.00 -26,504.12 Dividend and interest income 029 2.99 Closing account value $22,439.97 $22,439.97 Dividend and interest income earned tOr purposes of tits statement, taxability of interest ard draderld income haS been determined from a US tar rePOrtirg Perspective Based upon the residence of the account holder. account type, or product type, some interest anger dvidend payments may not be subject to United States (VA ardor Puerto Rico (PR) income tares The dent monthly statement rs not intended to be used and cam& be relied upon for tar purposes. Clients should refer to the appictie tar reporting forms they receive from UBS annualy, such as the forms 1099 and the Forms 4130, for tar reporting information it is the practice of UBS to file the apperater tar reporting tom), with the US internal Revenue Semce and PR TleaSury Departznem, and in such forms accurately classify doctends ardor interest as tar exempt Or tent* moon* Please (Onsult your includual tar preparer. May 2016 (1) Year to date (S) Taxable interest 029 224 Total current year $0.29 $2.24 Prior year adjustment 0.00 0.75 Total dividend & interest $029 $2.99 Cash activity summary Your 15 nancial Advisor- SCOTT STACK MANLY'S CASRIEL See Account activity tha month for (Mats agances in your Sweep000AS are inducted in the opening and closing balances v4 ue FDIC insurance apses only to deposits at UBS Bank USA, not to &posits at UBS AG, Stamford Stanch or bar* depouts placed throu the UBS intenationS Deposit Account program SeC POlecbco *ones to money rrorket sweep fund hdgngs but not bar* detPORIS See Important entOrmatien about ;our statement on the Izet two pages d this document foe *tits May 2016 (1) Year to date IS) Opening balances $25,081.68 $48,941.10 Additions Dividend and interest income 0.29 2 99 Total additions $0.29 $2.99 Subtractions Checks and bill payments 0.00 -25.00 Other funds debrted 0') -26,479.12 Total subtractions -42,642.00 -$26,504.12 Net cash flow -$2,641.71 -$26,501.13 Closing balances $22,439.97 $22,439.97 UBS Bank USA Business Account APY Interest period Apr 7 - May 5 Opening UBS Bank USA Business balance Apr 7 $26,402 68 Closing UBS Bank USA Esiness balance May 5 $23,760.97 Number of days in nterest period 29 Average daily balance $25,263.89 Interest earned SO 29 Annual percentage yield earned 0 01% SONY GM 00026072 CONFIDENTIAL ►age 3 of 6 EFTA_001 36692 EFTA01671856 *UBS Business Services Account May 2016 Your investment objectives: YOu have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Account name: ELLMAA, LLC Friendly account name. EUMAX LIC Account number: Your return objective: Current ncome & capital appreciation Your risk profile: nnmary MDderate Investment eligibility consideration None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Your Snanciel Advisor- SCOTT STACK MANLYLE CASRIEL CONFIDENTIAL Y_GM_000260394 4 of 6 EFTA 00136693 EFTA01671857 UBS Business Services Account May 201 t Your assets Account name: ELLMAX, LLC Friendly account name. Account number: Some prices, income and (ottani taws shown may be approximate As a result, pans and losses may not be accurately reheated See IMANThelf $10t1M0101) &DOW your statement S the end of this document for neon` mfoenaooa. Cash Cash and money balances Cash and money balances may include avalable cash balances, UBS Bar* USA deposit account balances, UBS AG Stanford Branch deposit account barites and money market mutual fund sheep balances. UBS Bank USA deposit account balaxes are i muted by the FDIC vat N n applicable limits, but are not Protected by 9PC UBS AG Stanford Branch depOS4 account balances ate not Insured by FCC ad ale not protected by 9PC Money market sweep nannies are protected by SiPC but at not insured by the FDIC Seethe Important snlormation about your statement at the end of this document to. det$S ataxit those balances widng UBS BANK USA BUS ACCT Cperung Wax. 00 Mal I (S) Closing blase on Mau 31 (S) Price per share Awrage on May 31 (5) rate Dwdenainterest period Your Mnancial Advisor: SCOTT STACK MANTYLE CASRIEL Dan in period Cap annum (5) Your total assets 25,081 68 22,439 97 Value on Miry 31 (S) Percentage di Cost yOur &count baSiS fat Estimated annual intone (I) 2`50,000.00 unieatzeo gam or lois (5) Cash Total Cash and money balances Account activity this month 22,439.97 100.00% 22,439.97 $22,439.97 100.00% $22,439.97 For more informdon abwl the prveiyalue shown for restricted secuntres, see important in formaton about your statement at the end of ttws document Date A( tiny Your Quantity/ De“nption (*raffle code face value PnceiValue Cash amount (S) Cash and money balance (5) Apr29 Cash and money balance 125.081.68 May 2 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT ROCKLAND TRUST COMPANY -1,32100 23,760 68 May 6 Interest U65 BANK USA BUSINESS ACCOUNT AS OF 090916 29 23,760 97 May 13 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT ROCKLAND TRUST COMPANY -1,32100 22,439.97 May 31 Closing cash and money balance $22,439.97 SONY GM 00028074 CONFIDENTIAL Page 5 of 6 EFTA _00136694 EFTA01671858 UBS Business Services Account May 2016 Account activity this month Die Activity Deunpocn amount (S) Money balance activities Apr 29 Itotena foreword $25.081.68 May 3 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 0902/16 -1321.00 May 6 Deposit UBS BANK VSA BUSINESS ACCOUNT AS OF 090916 0.29 May 16 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 0913/16 -132100 May31 dosing U.S Bank USA Business Account $22.430.97 Account name: ELLMAt. LLC Friendly account name: ELLMAX LLC Account number: Your Mnancial Advisor- SCOTT STACK MANLYLE CASRIEL the UBS Bars USA Disarm account Is your pima), sweep option Erd of statement for account number CONFIDENTIAL Y_GM_000260°/139° 6 of 6 EFTA_00 136695 EFTA01671859 Important information about your statement UBS Motel Stakes k. (the Firmer UE6 Fluted Senates) is a member of all principal security, commodity aid opus exchanges. UBS Financial Sonde aid Bank USA are irdrect abs diaries of UBS AG rd affiliates of LOS Securities U.C. The FiMs Waned gatemen is web. upon request. The Finis executive offices a. at LBS Financial Services W. 1200 Harbor Boulevard Webby...at N107086 This Preface represents the only off kial record of pow LBS Nuncial Semites ann. Other records, etalf official tar document. ccntaivng conflicting data should not be relied upon. f you bele* there is an env or anissecen phase revert 4 immediately in suiting to the Branch Manager of the Wits serving par moult. Although all loses shown re intended to be wart Slattern.% data should not be used for to purposes. Rely sokrly marketed ha kerns: (i.e., Form 1099, 5498, 10425, etc.) Wen prep/ring your tat return. The Firm reputed by Lew to report to the IRS al taxable dividends, reportable non-tout* &Wends ad !amble Serest earned on 'taffies held in you actowl, net proceeds as salt trinSaCticaS, and cost basis on certain covered swain. Comenwicatiens with tha fins • Phase re.corlirn any oral communkations in witty to further protect yon rights„ ncluang your tigits said.. to Securities raga Proem Act (SrA). • I the froxial institution on the top left of the from of this statement is not LBS Financial Services, WS Estancia Services cants yea account as dearly taker by arrangement withthe l&ated intkation. We Warned you of this reWiansty when you trained this recount. lithe case, gas fads ad SetafitieS are bated at LBS Financial Services ad not the intrude kg broker, and you mat nuke a report el ay ow a mission to both from. At descrbed in the scout areernents, ycer neat natty us of any ewes or trod :waving checks reflected on your statement within 30 days after A was mailed or made available. Al statements that be deemeckorrphte and waste n at other respects t not *Wed to n men; writ 60 dap • Phase drect customer =implants a incelin to the Fern's (Sent Relatifs Deponent a 201.352.1699 or talker al 800.3569103, 8,00 A.M. to 60D P.M. FT Monday throtyh Friday, a in meng to LOS Finance/ Services ec.. Client Relations Department. P.O. Bar 766 Union City, N107087. • how of won or questiore about an dectronk funds transfer (Ef1). till payment or LBS Vrsae debit cad transactions. call 900.762.1003, a writ* to UBS Firiancir Settees Ix , IMO Harbor MA, 6th floor. Weehawken, NI ones, Attn: RMAIE6A Sento... Cal or write as soon as you can, if you that gips statement a recep is may atm./need more kif ormation *an transfer on the statement or receipt. The Fim or Cad Issuer (as appliable) mat hear (ran you no later than 60 days ter the Firm we you the fist statement on which the ow or problem *owed. — Provide yea rant aid want nether ai rd. — Descrbe the error or the transfer you are ensure about, and attain as dearly as you can why you believe hen era or why you need mote infoonatiat — Provide the dots await of the suspected error. The Firms. Cad bluer will nostigate your earplint aid will correct any error promptly. For alleged eras invohiyU8S Vs debit card Remotions, if we take mar than 10busies. days to do the, we will treat your itCCOLre for the want you the* is in error, so that you wi have the used the meowany theta* it takes us to convokee as intstgation. Please make deltas payable to the Fiona the f nancial hgeution iv:Sated on the from of this statement. In addeiln to recur accost fees, awaits may be Woad to winterunce Ws, *sages for late payment for securities purchases and charges her aped nut eh cash accounts. Accants that an transferred tooter institutions may be abject to a trader fee. UN Sweep Options LBS offers optens for sweeping cash balances, balences to ha* deposits at UBS Bark L6A and LBS AG Stamford bra fark Sweep Program*, money market rnertual fads (Monty Furds) and the Merrateral Dyed Account (CM)1a customers with an hternatioral Resarce Management Accost. Wasp the Bark Sweep Peg-ant cash balances re swept to UBS Bat USA to to an established lent ad then to UBS AG Stamford Brareh, or a Moray Fund. Deposits at UBS Bark USA so FDIC nand in accorda-c• with FIX Wu For more estimation please visit vow folk gov. Deposits a UBS AG Stanford Branch and shares of Morey Fads are not rand by the FDIC. Thrwith the IDA, available to cash bathos re swept to depose accounts at LBS AG New York Branch ardUBS AG Cayman Branch. These depots re not insured by the FDIC. BaLfois held at the UK AG Cagna-tBra-ch are temporarily tooted to the sovereign rut of the Cymru Mands, and them is no gun,* or other obligation of vas AG to repay tic balances "Ile on the UBS Cayman's Brach's books. Deposes at UM Bark USA arid each UBS AG Beath are not protected by 51PC. Money Fad sham re protected by SIPC See 'UBS Farina& Services Account Protection* below. Licensees request. balances n the Bark Sweep Programs a DA may be withdrawn andshires of a Money Sad mat be list dated, and the proceeds retuned to you or your secants accost Fuller :formation about available sweep options, Wising canine interest rates and WOOS, 6 available at wwwubs.corrisweepyieth, from your Formal Adair or by (Meg 800-762-1000 UBS fitandal Unlade:cow* protection The Film is a melba of the Swedes Wrests Frosionn Corporation (SRC) watch protects seanties accounts of its members up to 1500,000(nclefing 1250,000for clams for cash). The SIC asset protection limits apply to all accounts that you held in a parted. capacity The Firs together with certain affiliates, has also Pordused sepplenertal protection T e maternsn annot payable to all *ruble clefts, collectively under this protectionist%) Wien as of Denotes 16 2015. Subject to the policy conducts and Weaken cash at the Firm is titter protected for up to 11-9 million et the aggregate for stages aaants held iv a particular capacity. A full copy of the poky worthy is available upon request. The SIPC protection and the suPPleenenti protection both do not apply to: • Centel financial assets controlled by (and irxl.cled n your woof vale) but held away Iran LBS Financial Services (e.g., certain 0) cash at UBS Br* USA. 00 cash at LBS AG U.S.Nanthes, 410 insurance preducts, includng variable woke. red (N) *isnot mutual funds Were such shares are registered drect& iv the name of the account holder on the books ind records of the applicable issuer or transfer agent); • Certain irrettnent contracts a investment interests (es, kneed partnerships and panto placements) that an not regetered under the Securities Act of 1933; and • Corrrnoitin contracts (e.g., lodge. whinge ad Precious metal contracts), kickearg ktkres co tracts and con' nonty option contracts. The SIPC protection and the asplernental Protection do ret apply to these assets event they otherwise appear on your statements the SIP( protecten and the staaplemental protection do not protect agent (NNW it the market value of I yore nveStmereS (whether as a result of maket mOvenwnt. Miler barlerwtcy a otherwise) More information is available upon request You may obtain more informaten *out SIPC, ixkdkg the SIPC Brochre. by contacting SIPC at 202-371.8300 a by Meng the SIPC webs.. at sawes/pc.org Dividend Reinvettrnent Proven (DRIP) The price reflected is an average pike. You may cairn the actual price Iran you Feercial Advisor. Only Wide shares are pschased eider DRIP, partial shares will be sold ad the cash WI be deposited n yaw account. the dividend reinvestment price suppliedby the issuer may dffer from the market price at watch the prat shares are sold. Colterliou Only Wel* unes may be held Meets acCOunt. Wyo.' are Waled to a panel Lail warmth of a wide payment or otherwise. the Finn wi ether sell partial wits at muter price a accept an amuse detennned by a registered clearing agency, and credit you want. Investment objectives lhe investment a:WM* and risk profile re specific to each want aid may raybetween gas accounts. Please advise the Fin, ptimptly in veiny el any signif kart change in your f :weir situation or I-segment objectives For each account held, you choose ant of the fdlowng Segment objectives: CONFIDENTIAL • Prxxkice Current Income: Weep-nee-its seeking the generation of income onkr • Achieve CapitiMpprOCiatiOn: eivemmerits Seeking crOWth or pecoal rather than the aeration of exane. • Produce Combrnebon of /mane end Capital Appreciate*: hvestments seek Sy both the generation of none rd Tow h d preapal OverMl rain profiles • Conservative: Seeks to maintain net& prixipal, with low risk and volatility to the account overall, even il the means to accost don not generate significant income or retain and may not keeppace with inflation. • Moderate: Willey to accept some risk to principal and tolerate sant %dairy to seek hitter rears. • Agoras:sic WAIN to accept high risk to princPal and high ear ky to seek high rotas over tine. • Iminemet ENgiay Consilwabba: I selected, a pawn of the portfolio for Out want may include caripki strategies, tinted Sculley and greater volatility. Statement Thausthooldinge We may consolidaie all related accost statements with the sae address el the sane Onvc6Opt e g because they have owners who also maestri pint account relationships with other clients at the sane address you prefer to recent naviatal statements mailed n separate envelopes, you may decant Ince...holding by <rang pour Financial Advisor. friendly moat name The Friendly accost nano is a argonizable -rsigrorne chosen by you to assist you with you* roadkeepiry. has no legaleffect on pas Mauls. You can Oxeye war Friendly want names, through Woe Services or by contacting your Financial Advisor. Amount Overview • You of w)or amount/port/Deo Net of assets and • Asset educate available cash balances, MIAS fa restricted witty Ng 1. and Global Tine DOOM et, sweaird mats to rnanet, .thd ratan assets not WM by the Fern. Does not nava state r SeCtilielaSSetS ate end of the prior radwant stment periods, a pante nveltrneellt tainted stock options and eves*** god. options. • Livebdities. hckedes debit balances, outstankng margin Ion credit link short account balances • Cashrmorny balances. Total or uninvested available cash brakes, plc deposit balances at vas 8a* USA, U3S AG U.S. Braxhes arid money market mutual hod sweep balances, at the close of the statement prod. kerscammodey free credit balances in your account are not wyegated from other balaxes and the Firm may use sr, of these funds en the ordinary course of its Wetness. These furls are payable upon your dernard. This tars :elated in the current period closing via. Lending Warn/tier, For detailed nf onnatien on the Finis 'tofu, polices and disclosures, refer to yaw Client Relato-dy SONY_GM_00026076 EFTA _N1136696 EFTA01671860 Inmortala information about your statement (continued) Ageernent or Account Agreement and the General Terms and Condoms OBS Matemca of Credit Practices notable n Agreements and Cso assures at YONW vas etaIVACCOutlatalaatign your eueu Yo✓ statement remota securities and oker assets told n the account al the end of the Staaimint period. You may ask for delver), d fully pad sante, at any time. You may receive securities used as ban collateral after paying any balance due or, them. Any "rattans transferred to the Fern cbris the statement period are bled at manta yak* as of the end of the sutermnt period. • Cost basis. In detennirg the cost basis or the saddles inclxkd n this statement, where educated with the number' I,• lin Financial knits has relied on obtained Iran sources other than LOS fnancul Mown incLeing eternal:on Irani another Inn ot that you may have provided to you financial Advise:a. The f nn does notadeperdertyineya suaranta the accuracy or valicky of any ormaan prowled by sources other than of WS fordo' Semmes In Weldon, although UBS relanCial Services genera updates this i-icematon attic received. the fern does not provide ary Lam es that the nicematon under 'Cost basis" and -Umealited gait-floss' is arcuate as of the date of this statement As such, plea do not rely al the inlormalbri to make PerChase a sale decisiord, for lax ;exposes a othenne. Accounts transfetred to the Fern may reflect gain, loss ricanatoon only for the period of tine they are held at the Fim More hestorkal formation can be added by year Financial Advisee • Unrsalited gainalossa When data is available, estimated unrealized gain/losses re cakulated for ndniclual security bts The transactor, data for ridnicksal lots may or may not reflect commissions. charges endow scanty reorganization events. Omodand ant other reenactment kits arid systematic purchase Ices are each rambled to deed/ re averted Pt The • Track date tokens presets the aignal transact on trade date. • Callable Harkin Bonds and preferred stock that the issuer calls for hely reckmption wil be selected inpatially by lot from among al acuities of that issue held n our name a ei narlinee name for Our cants. Call feature Hamar is obtained from thid penes and its accuracy if not su ranted. Other call features may exec which card affect yield. complete acnneon will be provided upon request • Certificates of deposit (CDs) CDs are FCC raved .410 5250,000 n reveal rd awed interest per depositor rd per depository institution, in accordance wed FDK rules • Price/sake. Prices depleted for securities and °the- products May be higher a lower than the price that U would actually receive in the market. Prices are obtained from vanous thee/ Dry SWOTS witch we below to be reliable, but we do not guarantee thei accuracy. - We generally re the c bug price when available or the mean of the bid arid ask prices for fisted writes and options or only bid prices for OTC security's. - Less actively traded securities entry be priced using a vatuation model or the most recent ace we obtained and may not reflect an actual main price a value - Certain positions may appear without a price and will show as 'peke was not addable' a we are unable to oblate a peke for a security — Deposes or securities dencennated n eta/roes other than U.S. dotal it reflected at the aching? rate as of the statement dale. - For certain feCtrein tracks n moire-dormers denornnations. price and army (face vela) may have boon adµted to facilitate proper vakaation. To obtain anent quotations. when available, contact your Financial Advisor. • Private investment and eructated products. Prink irWestnyel secure (ndudng drat OdeliCiDanOn PrOCjam and real estate nvestrreci trust securities) and structured proclects are gennaly highly illiquid Cenan structured prod-cts have not been registered with the Seonties and Exchange Commie:in or under any state seusi We provide est mated values for private ointment securities ant stnxtxed products foe nonnational ;exposes onk. Accuracy 6 not guaranteed. — these values may differ substantially f ran prices. if any, at which a private imeStrment security a structured prolix, may be boor a sold and do not necessarily represent the vale you may receive upon bondman. — Third prey estimates of vas it as of a certain date and are supplied to UPS Financial Senran on a regular basis by an stemma. a valorem firm — Is Suet. general partner a sponsor ntauted alien fay, are mooted to the Fern by the issuer, general prink or sponsor and may be calculated based on different information from that used by third pries to delve their ennead values — You can obtain at:de:swat nfamatir regarding the methodology used to determix the alternate of irate and the dale of the Hamlet:an that is the basis for the estimate by contacting vas financial Advisor. — Lidparty estenated values may b• reflected as 'Not piked- in several Segel:ear when an . valuation fern has root StOPPlid Cr 6 ruble to assir a value, when we become aware that a material event has °cooed that may cal a previously reported vela into canter a when a value would be highly speculative due to the nature of the sensty. — When neither an issuer, general panner Cr sponsn estinated value nor a thrd.party est mated value 6 prodded the vale ol the wordy will be deferent Iran its purchase price. — • Distributions to date may Uncle* return of capital, ncome a both. — tnw we represents the ntial Okay; price per unit and may not reflect your cost bases — DPP and infested REIT securities are rot listed on a national securities Pchrge, rd re generally lord and even if they can be sold, the price received may to less than the per share estmaled value provided in the arrant statement. • Restricted 100Jfitill Restricted wants grandly are not currently eficlble fa public sate. Les Financial Services uses the mrkot price of the instructed stock of the same okra as as mated vat* for the restricted stock for purposes of that statement Orgy. To the extent that restricted scathes are elg134 for sale, the value wood may be stbstantolly less than the imputed yak* stown • Est. (estimated) income, anent yields and rates. Am estimate of xnual income 6 based am current dialtal and interest rates, assuming the saran will be held for re yer from statement date a urea mutiny This estimate 6 Ore/ a guideline, accuracy and cool rued noxne se not gara u ted — Est mated anal term end current weld for Certain types of worries could wield, a return of prixpal or capital gam n which case the est income (and current yield) would be overstated — Est mated areal income and current yield era the actual acme and yield mop be lower or higher than the estmand amounts — An ex mate of arnualized nom. (dividend ardor interest) divided by the cu ant makes vakaaaverage balance is based on the last dividend or interest parlern mad by the issue, and assumes the secireinicleposits will be held foe one yea from the Staten*** dale or umd maturity Accuracy aid caenued pad re not guarrteed • Assets not held by WS Financial Services. Crain ands are not held bytes f am and nal within the finrs possession or control These assets re depleted on your statement for informational purposes only. Positions and values parented are provided by Ow stung fin UBS Financial Services is not responsble for this nformaton zed does not guarantee rs accisacy. These assets are not protected by SIPC or the firm's supokmenial SIPC coverage • Revenue daring and additional compensation. — n adder to ceemnsons on sales and 12b'1 fees received en connection with the distrbution of rrutual unds to as clients we ada au affiliate receive revenue during payments Iran dodos an ardor adman of the mutual funds that we sell. These rants are bawd on twoMeet% components: (k the amount of sales by IBS of a partiCultir fiLitual lard fink& to cif Cleat; and (ill the asset vale de a particular mutual fund I arniks shares held at the firm - We and our affiliate aka receive outworn's ad omnbos processing fees in consideration for transfer ague winces that we provide to the mutual funds These feesgenerally are pad from investor assets in the mutua I f und and are a freed dolls anoint based on the number of accounts at the broker-dealer holing mutual hinds of that fund family CONFIDENTIAL - In addle:O1O CCilineSSCOS received in confection with the sale a distaputon of a-nurty contracts and snit imminent trust vas to cur clones, we ands cur rase receive revenue trig compensation fran may of the mamce carpanin urdenweirg the aruity contracts, affiliates of the insurance compames a sponsors of the int nastment trusts we distribute. — Ow afar., also receive trading commissions and other compensation from mutual fads ad insurance companies whose predicts we chstrtxdo — We receive an angel fee from UBS Bark USA and UBS AG Starrilad Branch of Lc to 425 per acme* sweeping to the banks under the LOS Bark Sweep Program Activity etwrote, regarding ccovnissior6 and Other charges oared ire connection with the exertion of trades. including option tranaelicen has been included on <alternations previously Is/niched to you, and wie be provided to you promptly on request. Short siding If you are engaged in shorn selling a seCurity, you may n✓ a doge ditto ratan barcrang costs for that polaris security. Open cedars Regards:340<n a • glocktiScancerted- ceders that were not nem red by the statement date, open be ad sell stop orders re reduced by the amount of dividends a rights on an exdmderds a existits date unless instructed otherwise by you. You are respond* for orders the are executed due to your false to cancel notika open orders Privacy To obtain a copy al as current C Lent Privacy Notice, please contact your Financial Advisor a visit or webske at www ram rantoryttranky UK Financial Services n not a by*. The RMA, Bustin, Services Account BSA and IRMA are brokerage accounts which provide access to barking services and products thrash amangemmts welu alldoted baits and other dwd.party bares, and provides access to nsuance and arrurty products issued by raft dated third.party 8-durance canon trough osurano• army sakdories of LBS T flannel Services Ix Investment, wasance. and amity products. Not IDK enured • Na bat garret. May lose value RMA. Resource Management Account, Warless Services Account BSA, IRMA and international Resource Management Account re registered service maks of CBS Frvcial Services the. visa Si;nsture us a registered service mark of V63 teemed:nal UM Visa Sorry, credit cads and UBS visa debit cods re issued by UBS Bat USA with perennial from Visa U S.A Incorporated UBS 'Mandel Swim Inc. Rev 201604 SONY_GM_00026077 EFTA _00136697 EFTA01671861 4tUBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number: Your Financial Advisor: SCOTT STACi MAN Li LE CASk Ft Phone Questions about your statement? Call your Fsnancra! Advisor Or Tt-Q Ftesourceline at aCCOUVI visit our website: WVAV ubs cornIfinancialservices Value of your account Business Services Account June 2016 ELLMAX, on May 31 (3) on tune 30 (3) YO,ir assets 22,439 97 19,798 29 YiXil Iiabilrtles 0 00 0 00 Value of your account $22,439.97 $19,798.29 Tracking the value of your account e7 s 22 a 198 Dec 2014 :.:•t•-• ?Or i. Member SIPC May 20%6 Jun 2016 Sources of your account growth during 2016 Value of your account at year end 2015 SA8,941 10 Net deposits and svithdratcals VOW nvestment return Dividend and interest income Change in market value Value of your eccomt on Jun 30, 2016 S19,79819 -329,146.12 33 31 40 CO SDNY GM 00026078 CONFIDENTIAL Page 1 of 6 EFTA_OOI 36698 EFTA01671862 UBS Business Services Account June 2016 Your account balance sheet Summary of your assets Value on lune 30 (S) Percentage of your account A Cash and money balances 19,798 29 100.00% B Cash alternatives 000 0.00% C Equities 000 0.00% D Fixed income 000 0.00% E Non-traditional 000 0.00% F Commodities 000 0.00% G Other 0.00 0.00% Total assets Value of your account $19,798.29 $19,798.29 100.00% Account name: ELLMAA. Friendly account name:FILMAXILC Account number: Your current asset allocation A Eye on the markets Index Your Knandal Advisor. TT STACK MANLYLE CASRIEL Cash and money balances may include available cash balances, UB5 Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual ftstd sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances 58P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U 5. Aggregate Bond Index Interest rates on June 30, 2016 3-month Treasury bills: 0.26% One-month LIBOR: 0.47% Percentage change June 2016 Year to date 0.26% 384% 0.21% 362% -3.32% -4.04% 1.80% 531% CONFIDENTIAL '_Givt_000260,91° 2 of 6 EFTA_00 136699 EFTA01671863 UBS Business Services Account June 2016 Account name: EWVAX, LLC Friendly account name: ELIMAX LLC Account number: Change in the value of your account Cash activity summary Jr rte Year to date 1S) Opening account value $22,439.97 $48,941.10 Withdrawals and fees, ricluding investments transferred out -2,642.W -29,146.12 Dividend and interest income 0 32 3.31 Closing account value $19,798.29 $19,798.29 Dividend and interest income earned for PurPeses of this statement, tax/Clay of interest and deaden(' income has been determined from a US tar reporting perspective. Based upon the residence of the account holder. account type, of product lex, some interest ardor atwdend payments ma, not be subject to Untied States (US) ardor Puerto Rico (PR) income tares The dent mormay statement is not intended to M used and camd be relied tepon for tar purposes. Clients should refer to the applIcatde tar reporting forms they receive from UBS annualy, such as the forms 1099 and the Forms 48O, for lam reporting information It is the Practice Cif UBS to hoe the 4splicatle tar wasting forms with the US internal Revenue Semce and PR Treasury Department, and in such fora accurately classify duCends add interest aster exempt or taxable Inc axle. Please consult your induduat tax prepay Your Knancial Advisor- SCOTT STACK MAIILYLE CASRIEL See Account activity tea month for deials. Balances in your SweepOptic:4n are inducted in the opening and closing balances roue FDIC Insurance apposes only to &posits at UBS Bank USA, not 10 depesits at MS AG, Stamford Branch or bank deposits puma throutp the UBS internationd Deposit Account program WC protect in *Pies to money market sweep fund holcirgs but not bank deposits. See Important intormabbn about )our statement on the tat two pages a this document for Wits June 2016 (1) Year to date (S) Opening balances Additions Dividend and interest income $22,439.97 0.32 $48,941.10 3 31 Total additions $0.32 $3.31 Subtractions Checks and bill payments 0.00 -25.00 Other funds debrred -2,642 00 -29,121.12 Total subtractions -$2,642.00 -$29,146.12 Net cash flow -$2,641.68 -$29,142.81 Closing balances $19,798.29 $19,798.29 June 2016 (S) war to date (S) UBS Bank USA Business Account AF'Y Interest period May 6 - Jun 6 Opening UBS Bank USA Business balance May 6 $23,760 97 Taxable interest 0.32 2.56 Total current year $0.32 $2.58 Prior year adjustment 0.00 0.75 Total dividend & interest $0.32 $3.31 Closing UBS Bank USA Business balance Jun 6 $21,119.29 Number of days in merest period 32 Average daily balance $22,481 25 hterest earned $0 .32 Annual percentage yield earned 0.02% SDNY GM 00026080 CONFIDENTIAL Page 3 of 6 EFTA_00136700 EFTA01671864 *UBS Business Services Account lune 2016 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives. disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a hill description of the alternative investment objectives in Important information about your statement at the end of this document Account name: Friendly account name: Account number: your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration None selected Your account instructions • Your account cost bass default closing method is FIFO, First In, First Out. Your Nnandal Advisor- SCOTT STACK MANLYI1 CASRIEL CONFIDENTIAL Y_GM_000260§49, 4 or 6 EFTA _00136701 EFTA01671865 *UBS Business Services Account June 201 Your assets Account name: ELLMAX. LLC Friendly account name: ELIMAX LLC Account number: Some pats, income and current values shown r ry be approximate. Asa result, gam and kisses met not te aceurately reflected. See Important Mlotenahon *bout root statement a the end of this daurnent for more infomuition. Cash Cash and money balances Cash and money balances may Induce avalable cash balances, U8S Bank USA deposit account balances, U8S AG Stanford Branch deposit account bdances and money market mutual fund sweep balances. U8S Bank USA deposit account bakaes are insured by the FDIC vat N n applicdie lends, bul are not protected by 9K U85 AG Stanford Branch depart account Mamas are not insured ty FCC SION. OM protected by 9K Money market sweep bdances are protected by 51K but are not insured by the FDIC Seethe important IIII0ImIti011 about )out statement at the end of this document Ice alit about those balances Held lag UBS BANK USA BUS ACCT 22,439 97 19.798 29 250.000 00 Openng balance Closing tulance Pore per share Average on sun I(S) on tun 30(S) on Jun 30 (a) rate Dvdenctinterest period Your Financial Advisor: SCGJf STACK MANL (LE• Daysin period cap antrum (S) Your total asset vane on Jun 30 (5) Percentage ct Cost your account basis (S) Estimated annual income (S) Unteatned gan Or loss (S) Cash Cash and money balances 19.798.29 100.00% 19,798.29 Total $19,798.29 100.00% $19,798.29 Account activity this month For more information abort the purr:hale» shown lot restricted secunties, see Important eatotmabon about your statement at the end of this doc anent Date Actraty Your OU3ntftyl Deunption expense code face ',due Pncelialue (S) Cash amount (S) Cash and money balance (S) May 31 Cash and money balance $22,439.97 Jun 1 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT ROCKLAND TRUST COMPANY -1,321 00 21,11897 Jun 7 Interest IRS BANK USA BUSINESS ACCOUNT AS OF 0906116 32 21,11929 Jun 15 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT ROCKLAND TRUST COMPANY -1,321 00 19,798 29 Sun 30 Closing cash and money balance $19.798.29 SDNY GM 00028082 CONFIDENTIAL Page S of 6 EFTA_00 136702 EFTA01671866 UBS Business Services Account June 2016 Account activity this month f. °limited) Dae Activity cescnotcn Amount (3) Money balance activities May 31 Balance forward 522,43937 Jun 2 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 0610106 -1,321.00 Jun 7 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 06106116 0.32 Jun 16 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 0915/16 -1,32100 Jun 30 Closing UBS Bank USA Business Account 619,798S Account name: ELUMAA. LLC Friendly account name.ELLMAXLLC Account number: Your Knandal Advisor- SCOTT STACK MANLYLE CASRIEL the UBS Bank USA euseness Account os your primary sweep option End of statement for account number CONFIDENTIAL Gm 00026dega 6 of 6 _ _ EFTA _00136703 EFTA01671867 Important information about your statement UBS Muncie Maces K. (to Firm or UES Feudal Strides), is a °weber of al pacipal security, commodity ad optics exchanges. UBS Financed Services and (BS Bak USA are redact stbsdiaries of La AG ad affiliated LOS Securitin U.C. The Finis Nonni seamed is alias upon request. The Fins mecum* off kes are at: LEIS Fnawial Services he. 1200 Habor Boulevad Meaner, N/ 07086 This statement represents the only official record of your UBS Financial Sondes account. Other records, aced Okla tar cknanwitt. conning coilicting data should not be relied upone if you believe there is an envy' or omission please report t inmedately n venting to the Branch Manger of the office warpyou amount. Although all figures shown re intended to be rotate, Materna% data should not be toed for Ise purposes. Rely sofa cesyeaoand tar forms, (i.e., Form 1099, 5496 10475. etc.) Men preparing your tar Sun. The Fen A required by lbw to report to the RS al taxable dividend, reportable nal-teat* thindrndi arid taxable Neese earned on steadies held in your account, net proceeds an sale Waldo* and cost basis on certain covered securities. Comenunkationa with the Finn • Please a.corlim ay oral coranunkations in milin to turn* protect you rights, Addling your rithts under the Securities Wake Prone:an Act ($14A). • II the triad incaution on the top left of the front of this statement is not LBS Financial Services, LEG knead Services cries your account as Mang taker by arrangement with the rdicated institution We Harried you of this reMionship van you pared this arcane. ei this case your kinds and severities re bated at LBS Financial Services and not the introducing broker, ad you rant mew a report of thy error a omission to bath find At descried in the screwed arteeneitt you nisi rally us of any errors or Mal knolving checks reflected on your statement within 30 days shrew.' mailed or made available. Al statements that be deemed (arable aid karate in at other respects t not objected to n maim wet 60days • Please drat customer complaint; a amain to the Fens (lent Relaters Department at 201-352-1699 ex toll-free at 800.3549103, 8:00 A.M. to 600 P.M. FT Monday ihrotqhFridar, a in writing to LOS Financial Services rec.. Client Relations Department P.O. Box 766 Union City, N107087. • h case of errors or questions about an eledrOnk brads transfer ark, bill payment or LBS nrisaadebit cad transactions. call 800.762.1000, a write to LBS knead Services lx 1000 Harbor Blvd, 6th floor, Weehawken, W ones, Ann: RMNBSA Sendes. Cal or mite as soon as au can, if you think year statement a recead is map or t du need more information about a transfer on the statement or receipt. The Men or Cad suer (as applicable) nun het from you no later than 60 days atter the Fin. are you the fist statement on which the era or problem append. — Provide yea name and moult nimbi (I ivy). — Descrbe the error or the trawler you are insure about, and raisin as dearly as you can why you believe it is an era or otry you need more Merman. — Provide the claw amount of the suspected error. The Fiona Cad Muer will investigate pm <ardent and will correct any error promptly. For alleged eras invoking UBS Vet • debit card °reactions, if we (Me mar than 10 business days to do the, see will treat your ita0trit for the alma you think is in error, so that you MI have the used to roam &rig the tine takes US to complete as inestiaion. Please make thicks payable to the Films the I Naha' institution indicated on the front cd this statellifd. h 'daises to regular accent fees, accounts may be subject to minterunce fees, dirges for late parent for enmities sadness% and charges for unpaid rases ii cash accounts. Accents that art transferred to ocher institulicas may be Abject to a trader fee. UN Sweep Options CBS offers °dens fa sweeping cat balances, balances tobank deposits at UBS Bark USA and LBS AG Stanford brash Bark Sweep Program), money market mita' finds (Monty Funds) and the hternatierai Deposit Account (C.Ara customs with an Manta-al Restate Management Acadian. Through the Bark Sweep Programs, cash balances are swept to (BS Bark USA tip to an estabithed link red then to MG AG Stamford Branth, or a Money Fwd. Deposits at UBS Eta* USA as FDIC inured in accorda-k• with FIX ores For more information please visit weineklk gov. Deposits at UBS AG Sorted Branch ad shares of Morey Funds re rot inured by the FDIC. Throuth the OA, available to care balances re swept to depose wants at (BS AG New Yak Blanch and UBS AG Cayrrun Brnh. Thew dip:Manna inured by the FDIC. Balances held at the UK AG Carnal Branch are temporarily opined to the sovereign risk of the Cayman blends, and there is no %waren or other obligaten of vas AG to repay the balances while on the UPS Ca snails Brach's books. Deposits at UBS Bark USA and each MS AG Beath are not protected by SIC. Money amid sham as protected by SIPC See 'tBS Financial Services Account Protection* below. Lida year request balances n the Bade Sweep Programs or CA may be weapon andstuns of a Morey Raid mat be liquidated and the proceeds reamed to you or your secants account Futter information about available sweep options, nclerdng man interest rates and Oath, 6 available at wwwea.corriswemyieble, from your Fe-uncial Adnsor or by caring 800-762-1000 UBS Pthandal Serviette mooted protection The Firm is a mass of the Sautes Mesta Protection Corporation (SVC), Mich protects mantis accounts of its members up to 1500,000 (miming 1258000for dims for cash). The SIC asset protection lints gay to all amounts that you hold ire a partied. capacity The Fin together withwean all keen, has also Prchasod sesplenereal protection The merman endue payable to al doable dents, collectively under this pro/actin is $500 mtlion as of Denotes 10 2015 SeMict to the policy cordate arid Wilkie.* cash at the inn is tither protected fa up to 11-9 mike, n the aggregate for all you accounts held in a particular capacity. A fulkopy of the poky wording is amiable Ian request. The WC protection and the suPPlemener prolection both do not apply to: • Certain financial assets controlled by (and included in your account value) but held 2w/reran LBS Found Services (e.g., certain (1) cash at UBS Bs* USA. 80 cash at LBS AG U.Stran&M. 610 Murree Preekirti ixludem variable amities, red (n) that 44 mutual furls where such shares are registered 6recty n IN name of the axone holder on the books end records of the applicable issuer or trawler agent); • Cain investment titans a imminent interests (tg , kneed partnerships and private placements) that an not registered under the Securities Act of 1933, and • Corrrnodtin contracts (e.g., foreign aching* and MMus metal contracts), MIKAN Nues contracts and commodly option contracts. lhe SIPC protection red the sepplernental Protectiondo not minty to these assets even it they otherwise appear on yam statements The SIC protection and the salernental protein:rid not protect against changes in the market value d yam inveSMItreS (whether as a recut of maket remanent incur barknacy or otherwise) More Hamann is available upon request You mit obtaei more information about SP( Midi-a the SIPC Etnxhure. by contacting SIPC at 202-371-8300 a by visiting the SIPC webs at seswas/pc.om Dividend Reinvelonent Noreen pun The price reflected is an average price. You may obtain the actual price Iran this Firencial Advises. Ony whole shares are purchased sander DRIP, partial shares will be sold arid the cash wit be deposited n you account. The dividend reinvestment price **plied by the issuer May differ from the market price at which the paid tans are sold. Cadoielieu Only weal* unes may be held in you' account. If you are ended to a patal ink as a result dad:Mend payment Cr otherwise, the Firm wit either sell partial units at motet price or accept an anon detennned by a registered clearing agency, and credit you accost. InttatMenit objectless The investment dahlias and risk profile are spark to each want and may say between yam accounts. Phase Mao the Finn pamtly in miing of ay sirif kart change n your fiend °Mahon or Mestment °betakes For each accaune held. You choose ore el the fdlowng invertmere Oak-tiers: CONFIDENTIAL • Produce CeinentIncorre: investments seeking the generationd income onkt • Achim, Capital Appreciation: tivestrnerits Seeking crOWthoe pi Mod rather than the generation of exome. • Produce Combination of income and Capital APOreciatirr basements seek rig both the generation of Mom and gowthd percipat OM NI riffs profiles • Conservative: Seeks to Manta, nitial principal, with low rick and daablity to the account overall, even thee means to account don not generate ur it icant scone or return and may ran keeppace with • Modern: Willing to accept sane risk to principal and tolerate same volatiky to seek hither return. • Agoressior WAN to accept high risk to prinanal and high woes lay to seek Pith Mans over tine. • Insirstment Eassdany Consideration: I selected, a pawn of the portfolio for that arrant may ixlade caripke strategies, linked Mudity and center volatiley. Statement licuseholdinge We may console:We all related raise statements with to sane address el the son envelope, e g because they have miners who dm manta, pee account relationships with other clients at the sane address you prefer to receive individual statements mailed n separate envelopes, you may &clew Inceseholang by oiling your Financial Advisor. friendly account name The Friendly account none is a ostomizable •nidinene thosen by you to assist you with yea recorikmani • has no legal effect on you account. You can change your Fnendy account rams, through Ontne Services or by coreacting acts Friameal Advisor. Account overview • Yak,. of rata account/pallor:, Net of assets and • Asset line* available cath balances, Mk*, kir restricted seamy (est and Global TIM DOOM M. wirealaerri marks to manes and (Man assets not NCI by the Fem. Does not mak eroded SiertritielanetS at the end of the Ina rid ament statement periods, c• mate nvellinentS, invested stock options and exercisable stool • Liabilities. holden deb balances, aatstandng month load cede line, short account betakes • Cads/money balances Total est unlisted available cash balances, plus deposit balades al LBS 8a* USA, (BS AG U.S. Branthes and money market mutual fend sweep balances, at the close of the statement period. lidscammodiy free credit balances n you account are not segegated from other balances and the Firm may use any of these funds in the ordinary course of its tuSintne These funds are payable upon ycurckenvoi This tars included in the curved period aeon° value. Lending infamation For detailed information on theSiren's lee +kg practices and disclosures, refer to you Client Relation0* SONY_GM_00020084 EFTA_00 136704 EFTA01671868 Inmortala information about your statement (continued) Ageernent or Ancor* Agreernert and the General Teems and Condoners OBS Statemeet of Credit Practiced amiable n Agreements and Dock:um at leeNW CAt (Offdlar011trAlittnnal Your aunts You statement itemizes securities ad other assets held n the account at the end of the statement period. You my ale fa dekreg d lull, pad securities at any tine. You may receive wishes used as ban COIL/teal after pain any balance due on them. Ary securities transferred to the Fens &rig the statement tend are listed at market vale as of the end of the statement period. • Cron basis. In deternineg the cost basis of the startles aided n this statement, where rotated with the number '1,• LOS Financial Services has relied m obtained from sources other than LOS Financial Sawa incising el.:Immo-I Iran another Inn a that you might.* provided to your Financial Adage. The Tern does not independently serty a guarantee the accuracy or valicity of any nf amnion provided by sources other than WS Trams' Sanas In oaken, thou*, UBS Tnancial Services reser* updates the& videi ton t is roomed the Fern does not prov any asoraxes that the oilanat.:a snag 'Cost basis' and -Urrealired gairl Ms' is actuate as of the date of this statement. As such, paw do not rely an the inlormatat to make poshest or sale decisiorn, Iona Purposes a otherwise. Accounts translated to the Trrn may rant gallloss informationonly for the grad of time they are head at the Tim More historical inf canton cart be added by you Tnanoal Adosa. • Unrealized gains/loam When data d available, estimated unrealized gandlosses are calculated for eidralual security bts The transaction data for ednelsal lots may or may not reflect carmissions. charges ride warty reorganization marts. Dividend and other reinvestment lots and systematic purchase Ices art each combed-0 to dopier:no awned lot The 'Track date caryn yawns the orignal transactors trade date. • Catlett* Harkin Bonds and preferred stock that the issuer cats for easy redemption wit be selected irpatiale by lot from among al washes of that issue held n Pr name a n flannel nett* for Our clients. Call lease Hammon is obtained Iran Chid prim and it, accuracy is non gurranteed. Other call features may exist which could elect yield. conk% nf canton will be provided upon repast • Certificates crf deposit (CDs) CDs are FCC eared .410 3250,000 n papal and accrued Merest pee depositor aid per depostay institution, in accordance with MK mks • Prim/Yakut Prices displayed for securities and ate' products may be hglwr a lower than the price that you would actually MONO in the market. Rtes are obtared from various thed Daly SWOPS winch we below to be reliable, but we do not guarantee tee accuracy. - We generally ere the c May price when available or the 'swan of the bid and ask prices for fisted sautes arid options or on& bid prices for OTC sautes. - Less actively traded securities may be priced using a varuation model or the most recent age me ',blamed and may note reflect an actual main price or vale - (Man positions May We WilhOut a price and will show as 'price was not variable if we are unalae to oasis a age for a security — Deposers or securities denominated en currencies other than U.S. dollies are reflected at the /whinge rate as of the statement date. - For cenan 'Para -5 Baku in noriconfonnirg dencemnations, price at quantity (face vabe) may haw been adjusted to lea/tate proper Valuation. To obtan anent quotations. when available, contact yam Financial Advisor. • Private invertmonts and eructated product& Private inrectnynt seCuritief (ncludng drect Dalai:01On Progurn and real estate nveltrneri trust securities) and structured proiar.ls we gengraly hghly illgud Celan structured products have not been registwed with the Securities and Exchange Commission a under any state siegri We provide est mated values for private investment securities and 'Insured waists foe Narrational pandes only. Accuracy 6 not guaranteed. — These values may differ ebstanualV Ban prices. if try, at which a private eaSement security a stnstited product may be hour a sold and do not necessary represent the vale you may receive upon liquidators. — Third {Wry estimates of mks are at of a certain date and are supplied to UPS Financial Seated on a regular basis by th apentin a valUabOn firm - two, antral partner a spawn ateruted values, fry, are applied to the Fern by the slue, antral paintr or sponsor ad may be calculated based on different information from that used by third pants to drive their 'netted values — You can obtain additional nfamatin regarded the methodology used to determix the estinate of value and the dale of the ithannation that is the basis for the estimate by contacting yaw Financial Advisor. — third party estenated values may b• reflected as 'Not piked' in several Stunned: when an noltatrident valuation fern has not oinked."' is unable to assign a value, when we become aware that a material event has poured that may cat a previously reported yaw into questa\ a when a veer would be highly speculatne due to the nature of the warty. — When neither an issuer, general partner or sponsor Minstar value nor a throldurty me mated wine priwided the vale of the Security will be diferent Iran its purchase price, — • Distributions to date may elude return of capital, ncome a both. — Lew sett' represents the ntial off geng price per sit and may not reflect yos cost basis — DPP and tented REIT securities are rot lusted on a national securities thchthige, and we generally Igad and even if they can be sold, the ace received may be less than the per share estmaled value provided in the account statement. • Restricted SOCIlint Restricted wastes gerproly are not (Wendy etigble fa public sate. Les financial Services uses the mato price of the triredreted stock of the sane issuer as im erased vat* for the restricted stock for purposes of this statement only To the tinted that restricted swishes are elglre to sale, the vats named may be substantuly less than the emptied vats shown • Ed. (kainuitsd) income, current yields and rate& An Mete of atual income 6 based cn ctr current dividend and interest rates, assuming the securities will be held for one yea from statement date or urta Integra This estimate 6 OM/ a guideline, accuracy and contract nccene se not garroted — Estmated inns' income and current veld for certan types of Statics card finale a return of prixpal or capital gam n which case the M. income (ad anent ye* would be overstated — Est mated armor income and current wild and the actual morne and mud mg)" be lower or higher than the estmated amounts — An est One of arnualized Home (diadend ado interest) divided by the current maker valuelaverage balance is based on the last dividend or interest payment mad by the issuer and assunes the seartiesideposits will be held for one year from the Staten*** date or until notity Accuracy at continued yield are not *amen • Assets not held by UBS Financial Sonata Certain assets are not held by the Tim Ard MI *Min Ow Fins possession or control These assets are displayed alma statement for nfonnalional papaws only. Positions and values presented an provided byte 6Sung Inn UBS Financial Services is not responsble for tries nformaton and does rat goatee its accuracy. These assets are not protected by SIPC or the Fern's sup:Cementer SIPC coverage. • Revenue sharing and additional compensation. — in addhon to CarninSiOrn al sales and I 2tii 1 fees received in connection with the distribution of mutual ends to fir cWnts we /Mr wie affilate receive revenue awingpayments from distritut as ardor advisors of the mutual funds that we sell. Mese snorts an based on twoMatt components: (i the roam of sales by LIE6 of a particular mutual find lark& to or dents; and BO the asset yaks a a particular rrutual hod I arniVs shares held at the fern. — We and our affiliate also receive retworkirg and omnbus processing fees in consideration for transfer acre sewn that we provide to the rrutual funds these feesgenerally are paid from nvestcr assets n the mutua I f und and are a freed dors rota based on the loaner of wcounts at the broker.dealer holding mutual funds of that fund fatly CONFIDENTIAL — 1l additon 10 CanneSSCOS received in connection with the sale or dratriouton of a-nurty contracts and in• 'linkman burl rah to cur [bents, we ardor ow attire receive revenue sharing corrpensation frommat of the nuance crannies unthawing the assay contracts, affiliates of the entrance companies a sponsors of the nwstrwert trusts we &Vitae. — Cur aft ikMis also receive trading commissions and other compensation from mutual hands and Mama cavort whom ;redacts we destrtula — We receive an bast fee born UBS Bark USA and UBS AG Strafed Branch of up to $25 per accost sweeping to the bats under the LISS Bank Sweep Prognms Activity Wormier regarding commission and other charges mused is connection with the execution of trades. including open transactions has teen included on cats atoms previously loathed to you, and will be provided to you promptly on request. Short riling If you are engaged in short selling a security, you map incited...no due to certain borrowing costs fa that palgular sauna. Open odors Regedng open a • gricktilicancellet ceders that were not exact:redly the statement date, open buy and sell stop orders are reduced by the snout of dividends a rights on an eadmderds a excepts date unless instructed otherwise by you. You are reparable for order tat are mooed due to you Inure to caster exist rig nen orders Privacy To obtain a copy of as current C Iwo Privacy Notice, please contact you Financial Advisor or visit as webske at wart ran rnmainktrionlvv UBS tasked Services s not a bark, The RMA, Buenas Services Acton BSA and IRMA are brokerage accounts which provide access to bankng services and products thrash arrangements with aldoted barks and other thrd.party bats, and provides access to issuance and awry predicts issuedby unalltUted IN/daily 8-durance carromm trough nsur ante agency standuries of LBSFinancial Sewn Inc Investment, aostraxe, rid amity products. Not IDK enured • No bark gameness May lose value RMA. Reduce Manageesnent Account, Business Services Account BSA, IRMA and international Resource Management Account re registered service maks of LOS Financial Services Inc. visa Signature is a registered service mark of V63 international UM Visa Sorahre credit cats and UBS visa debit cods re issued by UBS Bs* USA with parr/sum from Visa USA incorporated UBS Financial Seaton Inc. Rev 201604 SONY_GM_00026085 EFTA 00136705 EFTA01671869 44) UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171-0002 Account name: ELLMAX, LLC Friendly account name: ELLMAY LLC Account number: Your Financial Advisor: SCOTT STACK MANI) LE CASr, EL Ft.one Questions about your statement? Call your Financial Advisor or Tt ResourceLine a acca Value of your account Business Services Account July 2016 ELLMAx L on lune 30(S) on July 29 (5) Your assets 19,796 29 17.156 60 Mit our vabsite: votir liabilities 000 000 %WAY ubs.comifinancialservices Value of your account $19,798.29 $17,156.60 Tracking the value of your account S Thnranr 489 198 172 Dec 2014 Do: 20i run 2016 kr 2016 Sources of your account growth during 2016 Value of your account at year end 2015 SA8,941 10 Net deposits and withdrawals Your esvesdnent return. Dividend and interest income Change in market value Value of your summit on Jul 29, 2016 517.156.60 431,78812 $362 SO 00 SDNY GM 00026086 Member SIPC ►age 1 of 6 CONFIDENTIAL EFFA_OOI 36706 EFTA01671870 UBS Business Services Account July 2016 Your account balance sheet Summary of your assets Value on July 29(S) Percentage of your account A Cash and money balances 17,156 60 100.00% B Cash alternatives 000 000% C Equities 000 0.00% D Fixed income 000 0.00% E Non-traditional 000 0.00% F Commodities 000 a00% G Other 000 0.00% Total assets Value of your account $17,156.60 $17,156.60 100.00% Account name: Friendly account name: Account number: Your current asset allocation A Eye on the markets Index Your Finandal Advisor. I ILYLE CASRIEL • Cash and money balances may include available cash balances, UB5 Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual ftsrl sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U 5. Aggregate Bond Index Interest rates on July 29, 2016 3-month Treasury bilk: 0.25% One-month LIBOR: 0.50% Percentage change July 2016 year to date 3.69% 766% 3.97% 7 74% 5.08% 0.83% 0.63% 5 98% CONFIDENTIAL t_GM_0002:60§15. 2 of 6 EFTA_00136707 EFTA01671871 UBS Business Services Account July 2016 Change in the value of your account July 2016 (1) Year to date (S) Opening account value $19,798.29 $48,941.10 Withdrawals and fees, ricluding investments transferred out -2,642.00 -31,788.12 Dividend and interest income 0 31 3.62 Closing account value $17,156.60 $17,156.60 Account name: ELLMAX, LLC Friendly account narne:ELLMAXLLC Account number. Dividend and interest income earned For purposes of the statement, tmatility of interest and *Adam/ income has been determined from a US tag reporting Perspective Based upon the residence of the account holder, account type, a product type, sane interest ands dvidend payments may not be subject to United Slates (VA ardor Puerto Rico (PR) income taxes The dent rnoniNy statement is not intended lo be used and tamed be relied icon for tag purposes. Clients should refer to the aprlicatie tat reporting forms they recent. from UBS annualy, such as the form 1099 and the forms 480, for tar reporting information it is the practice of UBS to fide the ECOlicatie tai reporting forms with the US Internal Revenue Service and PR Treasury Departmem, and in such tout, accurately classify dm:tends Mora interest *Stan exerrpot or parade income. Please consult your indsidual !as prepares July 2016111 war to date (S) Taxable interest 0.31 2.87 Total current year $0.31 $2.87 Prior year adjustment 0.00 0.75 Total dividend & interest $0.31 $3.62 Cash activity summary Your Noa:NI Advisor- SCOTT STACK MAP/LYLE CASRIEL See Account activity this month tor deists. Balances in your Sweep Oman are included in the opening and closing balances v4 ue FDIC insurance apples only to deposits dt UBS Bane. USA, not to deposits at MS AG, Stamford Branch or bar& deposrts placed througb the UBS InternationS Deposit Account program stac PeOteclion applies to money market sweep surd hdGngs but PM ban deposits. See unmeant Monnabon about your statement on the bet two pages tilt% document for deists July 20161S) Year to (fate (S) Opening balances $19,798.29 $48,941.10 Additions Dividend and interest income 0.31 3 62 Total additions $0.31 $3.62 Subtractions Checks and bill payments 0.00 -25.00 Other funds debrted -2,64200 -31,763.12 Total subtractions -$2,642.00 -$31,788.12 Net cash flow Closing balances -$2,641.69 -$31,784.50 $17,156.60 $17,156.60 UBS Bank USA Business Account AF'Y Interest period Jun 7 - Jul 7 Opening UBS Bank USA Business balance Jun 7 $21,11929 Closing UBS Bank USA Business balance Jul 7 $18,477 60 Number of days in nterest period 31 Average daily balance $19,840.90 hterest earned S031 Annual percentage yield earned 0.02% CONFIDENTIAL SONY GM 00026088 Page 3 of 6 EFTA_00I 36708 EFTA01671872 *UBS Business Services Account July 2016 Your investment objectives: YOu have identified the following investment objectives for this account If you have questions about these objectives. disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this docixnent. Account name: ELLMAA, LLC Friendly account name' ELLMAX LIC Account number: Your warn objiktivin Current ricorne & capital appreciation Your risk profile: Pnmary - Moderate Investment eligibility consideration None selected Your account instructions e Your account cost basis default closing method is AFO, First In, First Out. Your Nnandel Advisor- SCOTT STACK MANLYLE CASRIEL bt GM 000260We 4 of 6 CONFIDENTIAL EFTA _00136709 EFTA01671873 4tUBS Business Services Account July 201(1. Your assets Account name: EWMAX, LLC Friendly account name: ELLMAX LLC Account number: Some prices, income and 'wren' Mutt shown may be appeoxirrate As a result, gam and losses may not be accurately reflected. See Important informabon about you( statement $ the end of this dit(urnent for more infarilibOn. Cash Cash and money balances Cash and money balances may include avalable cash balances, UBS Oar* USA deposit account balances, UBS AG Stanford Branch deposit account balances and money market mutual fund sweep barances UBS Bank USA deposit account banes are insured by the FCC vat N n applied* lints, but are not PrOteded by 9PC UBS AG Stanford Branch depots account balances are not insured by FDIC aid are not protected by 9PC Morey market sweep teams are protected by SiPC but are not insured by the FCC Seethe Important inImmation about you( gatemen' s' the end of this doccrnent foe <Wars about those balances Heldno UBS BANK USA BUS ACCT 19,798 29 17,156.60 2`50,000.00 °perm; Octane. Closing biance Pace per share Average on Jul I (S) on Jul 29(5) m Jul 29 (5) tate Dividendinterest period Your Naandal Advisor: SCOTT STACK MARLYLE CASRIEL Dap in pal nod Cap amount (1) Your total assets Value on Jul 29 (S) Percentage cr Cost your account Oasts (S) Estimated annuli incase (S) unreaszed gan or lost (S) Cash Cash and money balances 17,156.60 100.00% 17,156.60 Total 517,156.60 100.00% $17,156.60 Account activity this month For mare information about the once/value shown for restricted secunties, see important naotmaton about yOut statement at the end of thy dot Went Dale Activity Your Quantity' Description expense code Face value PncetValue (S) Cash amount (SI Cash and money balance (5) Jun 30 Cash and money balance 619,798.29 Jul 1 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT ROCKLAND TRUST COMPANY -1,321 00 18,477 29 Jul 8 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 07/07116 31 18,477.60 Jul 15 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT ROCKLAND TRUST COMPANY -1,321 00 17,156.60 Jul 29 Closing cash and money balance 617,156.60 CONFIDENTIAL SONY GM 00026090 ►age 5 of 6 EFTA (10136710 EFTA01671874 UBS Business 016 Services Account July 2 Account activity this month cyAbnueco Dae Activity Deunoucn amount (S) Money balance activities Jun 30 Balance forward $19,79$.29 Jul 5 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 07101/16 -1,321.00 Jul 8 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 07/07/16 0.31 Jul 18 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 07/1916 -1,321.00 Jul 29 Closing UBS Bank USA Business Account 617.156.60 Account name: ELLNIAA. LLC Friendly account name- x Account number: Your financial Advisor: SCOTT STACK MAIILYLE CASRIEL the UBS Bank USA Bunness Account is your pornsy sweep option End of statement for account num CONFIDENTIAL GM 000280§ege 6 of 6 EFTA_00136711 EFTA01671875 Important information about your statement UBS Feat& Sakes K. the Firma MG Signal Senices), is a escargot al principal security, commodity ad mikes exchanges. UBS Financial Swans and LBS Bak USA are indirect kb: diaries of L6S AG rd affiliates of LOS Securitin BC. The Finis Inancul Uremia is rabbi upon request. Tv Finis executne offices re at LBS Friasial Services M. 1200 Hater Boulord Weehawken, N/ 07086 This statethEnt represents tie only official record of your LBS Feancial Services accan. Other records, eakot official tar dogmas contaikng confiding data shot4d not be relied upon. if you bele* Owe is an ewer or animist please report 4 immedutely in waiting to the Branch Dagger of the ontot We% yell IOCCOUlt. MhOtett all figures town re intended to be 'made, Stelefl14.% data 1hOuld not be used for tar reposes. Rely salt en rased to fame. ti.e.. Form 1099, 5498, 10475, etc.) when prepa-ing your to return. the Firm is requied by law to repot to the WS at tadble di ident. reportable nowtaa drigends and terabit rarest earned on acuities held el you account, net proceeds on sale trirtSeCtitak ad cost bait as certain coveted %twain. Cormasicatione with tha Nan • Please re.corarn ay oral ccerrnunkations in snag to f utter protect pie rights. incluag you rigits under the Securities Nestor Protection Act (SIPA). • II the financial institution on the top left of the from of this statement is not UBS Financial Services, WS Financial areas conies you account as clang taker by arrangement with the Mitred istitutko. We named you of this reWionstrip when you Waned this teCOlirle 11 the case, you furls and stashes are boated at LBS Financial Services ad not the throat kg broker, aid you rat make a repot of thy era a minim to both firm. At descrbed in the Waled itefeereritt. you Nam notfy us of any arcs or had iniolvig decks reflected on your statement within 30 days after t was mailed a made available. Al statements that be deemed congate ad arcuate in al other respects if tea thread to in batik' wain 60days • Please deed custom . complaints a irgain to the FirMs Cant Relators Department at 201-352-1699 a talker al 806354.9103, 8,00 A.M. to 600 P.M. ET Magary throtgh Frklaw a in writing to LOS Financial Strikes Ix.. Client Relations Department P.O. Bar 766 Union City, 6107087. • Fr case of eras or gthrliore about let HICITOrle funds trawler (EFT), till payment or UM Visatdebit cad transactions. call 800-762-1003, a write to UBS Financir Smits ex., 1000 Harbor BMA, 6th floor. Weehawken, N.I ones, Attn: RNUVEGA areas. Cal a write as socn as you can, if you think your statement a amid is wag or f you need more information about a transfer on the statement a receipt. The Fin or Cad Issuer (as amiable) 'n.M her From you no later than 60 days after the Firm sent you the fist ItltdOlettt on which the era or problem averted. — Previa yea nave and account amber Si 'NS — Desabe the error or the trawler you re Vale about, and ..plain as dearly as you can wig you believe it is act era or why you need more information. — Provide the dokar arrant of the suspected error. the (erne( Cad tssur will iwestigate your Nadia rid will correct any error promptly. For alleged taco invoking0EG yea • debit cad trarsactions, if we like may than 10 built's. days to do they we will audit your arcane for the rasa you that is in error, so that you MI hoe the used the rang drag the tine it takes us to complete as inestgation. Please make thicks payable to the inn& the financial istitution adored on the from of this Statellielt. In Saito to ngutr accou,t fees, accounts may be Nato to minterunce fem, charges for late payment lee securities purchases and charges or unpaid fl ues eh cat accounts. Pecans that re transferred to other instkulices may be "Meet to a transfer fee. UN Sweep Options LBS offers options for sweeping cash biases, balances to bat deposits al UBS Bark LISA and LBS AG Stanford Nash Bali Sweep Program), moneymakers nhilual (ands (Money Funds) aid the hternatiorsi Deposit Nowt (DAgor customers with an iserrutionel Resource MeNigetWtelt Audis* Three* the Beek Sweep Programs. cash balances re swept to LBS Irk USA up to an estabithed Inn and then to MG AG Stamford Brash or a Morey Find. Deposits at UBS Bak USA as FDIC insured in accordance with FOX Nes For more Mormalan please visit *Novak gov. Deposits at LBS AG Stanford Branch ad shares of Mortar hods re riot eased by the FDIC. Though the VA, available to cash balances re swept to deposit accounts at US$ AG New York Branch aid UBS AG Cayrrun Branch. These deposits are not insured by the WC Batistes held at the LBS AG Carnal Brash are tang:Ng Noosed to the sovereign risk of the Comm bands, and there is no gamma or other obligatkvi of vas AG to repay to balances while on the LBS Cayrnares Brach's books. Deposits at UBS Bark USA and each UM AG Brash re not pectected by 51PC. Money Fund sham as protected by SIPC See lid Firuncial Services Account Protection' below. Mica you request balances in the Bark Sweep Programs a DA may be withdrawn ars:Ishires of a Wall( Fund may be ficeidatect and the proceeds returned to you or you securities account Futter id °mad, about sable sweep options, incising curia interest rates and yields, 6 evailtbk at wwwabscorrisweepyikk from your Fe axial Advisor or by crag 800-762-1000 UM Pintos'/al Services now* protection The Firm is a maybe of the Seckotes insister Protection Corporation (SIPC). Mich protects martin moults of its memben up to 1500,000 (nclising 5250.000 for clans for cash). The SIC asset protection limits axe! to all accounts that you hold his particulir capacity The Fam together withanal alf Bates, has also Purchased stiopkwercal protection. The mai:earn aeon payable to alelgqbk cants, collectively under this protection is $500 Niko as of Deceerber D. 2015. Stbeed to the policy condition; and Withers cash at the Film is (UMW protected for up to 51-9 million in the aggregate Ice rips accounts held in a paticulai capacity. A full copy of lee poky wading is available up n fewest. The SIPC protection and the suPPlementi protection both do not apply to: • Celan financial assets controlled by (and included in your secant value) but held away Iran LBS Financial Services (e.g., certain 0) cash at UBS Br* USA. 00 cash at LBS AG U.S.Nandhes. (n0 IllSterte products. includes.; variable arouities, aid (w) Owes of mutual funds where such shares as registered drectk n the name of the account holder on the books aid records of the applicable Muir a transfer agent); • Crain thestrnent contracts a enteSIMInt iltereSIS (tg , kritedpatnerssps and private placements) that am not registered larder the Securities Act of 1933, aid • Correnoitin contracts (e.g., foreign exchinge and reecicaa metal contracts), I-Kkidrq %Awes contracts and commodity option contracts. the SIC protection and the skpplernentai Protectiondo not wok to these assets ewe, if they otherwise appear on your statements The SIC protectors aid the skeoplerneMal protecton do not protect against charges it the market value of you elVeStrtlefeS (whether as a result of maiket en vernent. issuer barlthotcy or othervvise) More information is available upon request You mW obtin more information about SSC, isludeg the SIPC Broths., by contacting SIP( at 202-371.8300 a by visiting the SIPC website at stessIpc.orp Dividend Itenvenwent Plop, en omil The price reflected is tel average price. You may obtain the actual price kern your Fearcial Advisor. Onkr whole sees re purchased under DRIP, partial shares will be sold and the cash wit be dposied'n yes account The dividend rearmament price wooled by the issuer may dffr from the nude price r which the paths Owes are sold. Cadwralieu in Only Male unitunitmay be held your recant. you are ensiled to a patal knit as a result of a dialed payment or otherwise. the Firm wit ether sell partial irks at mate price a accept an amass determined by a registered clearing agency. and credit you accost. Investment objectives The investmn0 objectives and rig profile re specific to each scant and may rag between was accants. Phase advise the Firm putt& in writing of thy significant change in your financia situation a iwestment objectives. For each account held. You choose ow of the following imestment cayman: CONFIDENTIAL • Produce Conent lama nvesm,erts seekin the generation of irCOM• • Ache', CatteiMeerKetekle Investments seeking growth of principal rather than the generation of income. • Produce Combination of income and Capital Appreciation: Investments seeking both the generation of hCOM• and growths:4 pacioal. Overall NB profiles • Conservatne: Seeks to Frontal nitielprixipal, with low rid and Natility to the want overall, even il that means 0-• account does not generate sgnificant income or retails and may mot keeppace with inflation • Moderate: Wiling to accept sane risk to principal and Warr* sane %drag to seek hidden Nuns. • Asiciressit: Wiling to accept high risk to prinegal ad high obt ky to seek high Nuns over tent • 1mi:erne? Spdairy Consideration: I selected, a paten of the portfolio for that account may include complex strategies, linked iquilky ind getter Statement Thouseholdine We may consolidate all related acceuit statements with the sane adckess el the Wee OWVtleet e g because they have owners who aka mental pet account relationshps with other clients at the sane address. you prefer to recent ndwifual statements mailed n separate envelopes, you may &doe Inokseholang by eating your Financial Advisor. Friendly meat name lhe Friend& secant name is a catomizable *rikkawne chosen by you to assist you with yoke reardkapirg. R has no legal effect on you meant You can 'lunge Friendy scant Non, Smug, Online Stokes or by (exactly you Financial Advisor. Account overview • Yalu, of pi" account/portfolio Net of assets and • ASSetS eCIUCIeS available cash balarK45.values for restrictedwarty test ). aid Global line Deposits. unrealized mans to market aid cretin assets not held by te Fins Does not include unpnced sectritigassets at the end of the air and Cleeent statement periods, a mate mestments, tainted stock options and exercisable stool options, • Waage: hada debit balances, ootstardng mangn bank Omit line, short account bakes • Cashrmoney balances Total of uninvested available cash balances. ;As deposit balances al L/85 Sank USA, UBS AG U.S Brasties at money market mutual fund sweep balances, at the close of the statement peeiod. Wirmerresodia free credit balances n yore account are not segegated keen other balances and the Fern may use try of these f Lads in the cede-wrycourse of its business. These funds are payable upon your dernard. This total 6 Misled in the ascent period clang via. Lending infamation For detailed information en the Firm's lenk g practices and dukes's, refer to your Chern Relationg* SONY_GM_00026092 EFTA_00136712 EFTA01671876 InIporlittit information about your statement (continued) Ageenlinl or Accost Agreernert and the General Terms and Condmans OBS Stamen of Credit Practices avalable aAgreements and Doc hasures at leeNW cAt COMIACCOtlfgAlittnnal Your ants Yo✓ statement nemees securities and other assets held n the account at the end of the SIXement period. You may at for deledarY d fUll# pad securities at any tine. You may recent 'aunties used as ban collateral after paying any balance due m them. Any Noshes transferred to the Fan daring the statement period are Wed amide yak* as of the end of the sutermint period. • Cost basis. In detennining the cost basis of the wanes ticketed n this statement. where Indicated with the number' I,' LEG Financial Services has relied on information obtained Iran sources other than LOS Financial Sawn, incLding inf amain Iran another Inn a that you may hew provided to your Sinaloa' Advise. The Fandoes not fide/makes& %trey a ;manta* the accuracy or valicity of arry nf amnion provided by saves other than WS Fenno...I Sconces eldil irk although UBS Financial Services generaty updates dna mm anis received the Frm does not provide any asaraxes that the ink:maim under "Cost Isere' and -Umealered gad low' is actuate as of the date of this statement. As such, please do not rely on the IS ormatith to make Purchase a sale decisions, for 1 se Parposes or othermse. Atcants transfeded to the Frrn may whet gar/loss demeanonly for the period of tine they re held at the Finn More historical ormthon can be added by your Financial Advisor. • Unrsalited gaineloans When data is available, estimated unreakeed gardlosses re calculated for adnicluel security lets. The transaction data for individual lots my or may not reflect cormissicns. charges and a security reorganization everts. Dividend rd other reinvestment lots and systematic purchase Ices are each combined to drab/cae aware/ lot. The • Trade date' colon presents the original transacton trade date. • pallet* securities Bonds and preferred stock that the issuer cats for arty reckeralion win be selected impartially by lot from among a1 wanks of that issue held in our mine or in naninee nine for OV clients. Call feature nil amnion is obtained Iron thid penes and its accuracy is not curanteed Other call features my exist which could ailed yield. complete rf canton will be provided upon requrse • Certificates of deposit (CDs) CDs we FCC Coved .410 3.250,00gnarcpal and Iceland interest per depositor rd per depository neat/haw in accordance with FDK rules • Prica/vakee. Prices displayed for securities and other products may be higher a lower than the trice that you would actuate/ 11.0000 in the market. Prices are obtained from various this/ party SWOTS winch we below to be reliable, but we do not guarantee thei accuracy. - We centrally the the closing price when available or the mean of tie bid and at prices for listed securities and options or cay bid prices for OTC sects II OS. - Less actively traded secwities my be priced using a valuation model or the most recent ace we obtained and may not reflect an actual maker ace a vale - Celan positions may appear without a price and will show as 'price was not evadable' if we re unatite to obtain a price to a security — Deposes or securities denominated in currencies other than U.5. deka au reflected at the tithinge rate as of the statement date. - For renal Sea/Ries tracing in nonconforming tenannations. price and quantity (face vela) may haw been adµted to Nokia., proper valuation. To obtan current quotations. when available, corned your Financial Advisor. • Private investments end structured products. Private inveslnyel securities (ncludng drect ParliCitialOn Orogen and mat estate none-nem trust securities) and structured peochr.its we genicaly highly dliguid Ceetan structured prod-cts Ns* not been registered with the Seanties and Exchange Commisson or under any state secuei We provide est mated values for private investment securities and stractred wakens for of onnational purposes oily. Accuracy 6 not guaranteed. — These values may differ substantially from prices, if at which a private nuntment satiny a structured ;rocket may be boe4nt a sold and do not necessarily represent the yak* you may wene upon laadaton. — Third pity estimates of vas are as of a certain date a-id are supplied to LDS Financial Sean on a regular basis by an deminuai it valuation lam — ter, general panne( a sprier estimated alas, fry, are supplied to the Fern by the issue, general partner or sponsor and may be calculated based on different information from that used by third parties to dent their 'armed oaken — You can obtain additional nfamation regarding the methodology used to determine the estivate of vale and the date of the formation that is the basis for the animate by coma-try year Financial Advisor. — Lidparty nitrated values may be reflected as 'Not piked' in several SeuationS. when an . newton km has rK4 supplied of 6 ankle to swig, a value, when we become aware that a matena event has owned that may oil a previously reported akae into qieston, a when a vadat would be highly %petulant due to the nature of the seaway. — When native an issuer, general panner or sooner estinated value nor a thrdiperty est mated what 6 provided the valet of the stagily will be deferent Iran its purchase pike. — • Daributicos to date' may lake* return of capital, ncome a both. — unt represents to ntial offering price per unit and may not reflect year cost basis — DPP and trusted REIT securities are not listed an a national securities each:rye. and are geaerally load and even it they can be sold, the ace received may be less than the per share estmated value provided in the account statement. • Restricted SCCUrilier Restricted we-rites gem" are not currently 'liable for public sale. Les Financial Services uses the mrkoe price of the trees-treated stock of the sane issuer as an roared yak* for the restricted stock for purposes of this statement only. To the extent that restricted stare*s are eltglok for sale, the value neared may be stbstantuly kw than the muted vat* shown. • Est. (animated) income, arrant yields and rasa An estimate Of antral income is tossed on current driederd and nterest rates, assuming the saunas will be held for one yen from statement date a urea many This estivate 6 OM/ a guideline, accuracy and cool and name se not gar as eed — Est mated menial acme and current weld for (erten types of Searties could riclaie a return of prixpal a capital cans n which case the est income (and area yield) would be overstated. — Est mated annual vxorne and current yield and the actual acme and yield mop be lower or Iti4ner than the est mated asounts — An est Mate 01 arnualized income (dadend ado interest) divided by the crone makes valutlaverape balance is based on the last di idend or 'tent payment made by the issuer and mulles the seantiesideposits will be held for one yea from the Staten*** date or um/ malunty Accuracy and continued yield re not guarthteed • Assets not hold by WS Financial Senrion. Certain assets re not held byte Fro and nal vinthn the Finns possession or control These assets ate displayed an your statement for infainutional Papaw only. Poutians and values presented provided by the sung fin UBS Financial Services is not responsbk for this nforrnaton and does not guarantee its accuracy These assets ace not protected by SIPC or the Ferns nuppannenial SIPC coverer • Revenue during and additional compensation. — a adOrcin to cannasons an sales and 12bi 1 fees received in connection with the distribution of mutual I ands to or clients we ardor as satire receive revenue Owing payments from distritutas ands advisors of the mutual funds that we sell. Thew anoints re based on two Metal corritionthtsi (O the amen of sales by LEE. al a pankular frbtuall hid fallibr 10 our dank; and PO the as-At yaks of a particular mutual furid farniVs shares held a the fen. — We and as affiliate also recent ragwort:rig and embus processag lees in consideration for transfer again spaces that we provide to the rrutual funds These fns goner/Ay re pad from nvestor assets n the mutua If und end are a Fred dote anent based on the wager of accounts the brokericieala holding mutual funds of that lurid fanny CONFIDENTIAL - 1l addax:010 CCM/VISCOS received in connection with the sale a distrioutan of a-miry contracts and unit investment bust rah to our clients, we ands our attire receive revenue shrug compensation Iran marry of the nuance carpanies urderwaing the array contracts, affiliates of the insurance tonyanies a sponsors of the tat awstment trusts we distribute. — Our attires also receive trading ccm-rnsians and other compensation Iron. mutual kids and insurance carpet whom products we distrtano — We receive an annual lee from UM Bat USA and UBS AG Starrilad Beach of ma to 425 per account sweeping to the bats under the UBS Bank Sweep Program Activity Farman regarding ciarnissior6 ad other charges nand n connection with the 'mouton of trades. Oxhide.; option transactions has teen incladed an conarnatkns previously 'ratted to you. and will be provided to you promptly on request. Short soling if you pre engaged in. sips selling a searity, you may n ue a charge de to certain borrowing costs for that pears »curdy. Open eiders Regegog open a 'gliciatiaancellet coders that were not coma ed by the statement date, open hey and sell step orders are reduced by the input of dividends or rights on an exdmderds a exights date unless instructed otherwise by you. You are reparable for orders that are maned due to your false to cancel exittng open orders Privet/ To obtain a copy of our currant C Lent Privacy Notice, please contact was Financial Advisor or visit ar webae at www robe ramtorwar wintry IBS Financial Services 6 not a bye The RMA, Busman Services Accord BSA and IRMA are brokerage accounts which provide access to bankng services and products thrash thangemthis with all Sated barks and other Evidiparty bares, and provides access to natante and armory products issued by unaffiliated thirdiparty enSUF MX* COMPXVII trough nsur ann. army stkodories of UBS Financial Services Inc everament, nairaxe. and amity products. Not IDK mused • Na bale garantew May lose Mee WA. Re ounce Management Account, Wanes% Services Account BSA, IRMA and international Resource Management Account re registered service nods of LOS Financial Services Inc visa Signallfe is a registered service mark of V63 Peematoral UM Una Sweaty" credit cads and LDS visa debit cards re issued by UBS Bs* USA with permssca from Visa U S.A incisporated UBS Financial Services Inc. Rev 201604 SONY_GM_00026093 EFTA _00136713 EFTA01671877 44) UBS UBS Financial Services Inc Private Wealth Management 299 Park Avenue 25th Floor New York NY I 0'71 -OG02 Account name: ELLMAX, IIC Friendly account name: ELLMAX LLC Account number: Your N ',andel Advisor: SCOTT STA° MAr4rLYLE CAS14 EL Phone Questions about your statement? Call your Csnancra Advisor or ti-4 Resourcedne a arcoun Visit our website: vivAr/ ubs conVfinandahervices Value of your account Business Services Account August 2016 ELLMAX, on July 29(1) on August 31 (I) Your as.iets 17,156 60 14,514 88 Your liabdit kes 0 00 0 00 Value of your account $17,156.60 $14,514.88 Tracking the value of your account S $7 48 9 172 145 Dec 2014 Member SIPC De: 2015 Jul Aug 2016 SWUM of your account growth during 2016 Value of your account at year end 2015 148,941.10 Net deposits aid withdrawals Your nvestment return: Dividend and interest income Change in market value Vale of your accent on Aug 31, 2016 -134,430.12 SONY GM 00026094 CONFIDENTIAL $a90 $0 00 04514.110 ►age 1 of 6 EFTA 00136714 EFTA01671878 UBS Business Services Account August 2016 Your account balance sheet Summary of your assets Value on August 313) Percentage of your account A Cash and money balances 14,514 88 100.00% B Cash alternatives 000 000% C Equities 000 0.00% D Fixed income 000 0.00% E Non-traditional 000 0.00% F Commodities 000 0.00% G Other 000 0.00% Total assets Value of your account $14,514.88 $14,514.88 100.00% Account name: ELLMA LLC friendly account name- ELLMAx LLC Account number. Your current asset allocation A Eye on the markets Index Your Pinandal Advisor. SCOT!' STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on August 31, 2016 3-month Treasury bills: 0.33% One-month LIBOR: 0.52% Percentage change August 2016 Year to date 0.14% 782% 0.26% 801% 0.08% 0.92% -0.11% 586% CONFIDENTIAL catocumgcbsge 2 of 6 EFTA 001367I5 EFTA01671879 UBS Business Services Account August 2016 Change in the value of your account August 2016 (1) Year to date (S) Opening account value $17,156.60 $48,941.10 Withdrawals and fees, including investments transferred out -2,642 00 -34,430.12 Dividend and interest income 0 28 3.90 Closing account value $14,514.88 $14,514.66 Account name: EWMAX, LLC Friendly account name: ELLMAX LLC Account number: Dividend and interest income earned FOI purposes of the statement, tenability of interest and ontdeed income has been determined from a US tag reporting Perspective Based upon the residence of the account hcadtr, account type, or product type, some interest ander dwcknd payments may not be subject to united States (US ardor Puerto Rico (PR) income taxes The Pent monthly statement rt nor intended lo be used and cannel be relied upon td tar purposes. Chents should refer to the app icon lai reporting forms they receive from I)B5 annualy, such as the forms 1099 and the forms 4130, for lac reporting information It is the practice of U8S to file the 4:01irable tai reporting forms with the US Internal Revenue Seduce and PR Treasury Depart em, and in such forms accurately classify clvidends arch interest as la( eternal of facade income. Pleat Offlult your includual tar preparer. Cash activity summary Your Nnarmial Advisor S OTT STACY MANI VI F rACRIFt See Account activity this month tot Petals Balances in your Sweep Options me inducted in the opererg and cloning balances vane FDIC insurance araes only to cepOsitl at UBS Bank USA, not to deposits at ttS AG, Stamford Branch of bar* deposits placed throw") the UBSInternaiond Deposit Account program SVC protection applies 10 money market sweep fund finking, but not bar* deposits. See Important information about your statement on the Dot two pages ca this document for Web August 2016 (1) year to date (S) Opening balances Additions Dividend and interest income $17,156.60 0.28 348,941.10 390 Total additions $0.28 $3.90 Subtractions Checks and bill payments 0.00 -25.00 Other funds darted -2F1? o^ -34,405.12 Total subtractions -$2,642.00 -$34,430.12 Net cash flow -$2,641.72 -$34,426.22 Closing balances $14,514.88 $14,514.88 August 2016 (5) Year to date (S) UBS Bank USA Business Account APY Interest period Jul 8 - Aug 4 Taxable interest 028 3.15 Total current year $0.28 $3.15 Prior year adjustment 0.00 0.75 Opening UBS Bank USA Business balance Jul 8 $18,477 60 Total dividend & interest $028 $3.90 Closing UBS Bank USA Business balance Aug 4 $15,835 88 Number of days in nterest period 28 Average daily balance 517,298 14 hterest earned SO 28 Annual percentage yield earned 0.02% SDNY GM 00028096 CONFIDENTIAL Page 3 of 6 EFFA_001 36716 EFTA01671880 *UBS Business Services Account August 2016 Your investment objectives: You have dentified the following investment objectives for this account if you have questions about these objectives, disagree with them, a wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about you, statement at the end of this document Account name: Friendly account name: Account number: Your return objective: Current ncome & capital appreciation Your risk profile: Pima!), Moderate Investment eligibility consideration None selected Your account instructions • Your account cost bass default closing method is AFC>, First In, First Out. Your Knanciel Advisor- SCOTT STACK MANLYLE CASRIEL 01 GM 000260§n° 4 of 6 CONFIDENTIAL EFTA 00136717 EFTA01671881 4tUBS Business Services Account Augusl Your assets Account name: ElthitAX, LLC Friendly account name: ELLMAX LLC Account number: Some pnces, income and current values shown may to appeoximate Asa result, gam and losses may not be acturately reflected. See Important information about your statement al the end of this dtcumern for more mforrnabon. Cash Cash and money balances Cash and money balances may include avalable cash balances, UBS Bar* USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account banes are insured by the FCC *ON n circled* I vets, but are not protected by 9PC UBS AG Stamford Branch &POW account ballinCPS ate not insured by FDIC aid me not protected by SIPC Morey market sweep balances are protected by SIPC but are not insured by the FDIC Seethe Important mlotenatko about your statement at the end of this document Ice dials about those balances widng UBS BANK USA BUS ACCT 17,15660 Openng Wane. Closing balance Price per share Average on Aug 1 (I) on Aug 31 (1) on Aug 31 (I) sate Dot:lendInterest period Your Nnancial Advisor SCOTT STACK MANLYLE CASRIEL Gap pri period Cap amount (I) Your total assets 14,514 88 250.000 00 Value on Aug 31 (s) Percentage ct Cost your account bast ($) Estimated Annual income (1) unreaized gam or lost (I) Cash Cash and money balances 14514.88 100.00% 14,514.88 Total $14,514.88 100.00% S14,514.88 Account activity this month for more infomssion etas the prueivalue shown for restricted secuntuo, see important entormairon about yOut statement at the end of ihn document Date ACtivity Sul 29 Cash and money balance Aug 1 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT -1,321 00 15,83560 ROCKLAND TRUST COMPANY DeAnption Your Quantity expense code Face value PricelValue (S) Cash amount (5) Cash and money balance (1) 117.156.60 Aug 5 Interest U8S BANK USA BUSINESS ACCOUNT AS OF 08104/16 Aug 15 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT ROCKLAND TRUST COMPANY 28 15,835.88 -1,321 00 14,51488 Aug 31 Closing cash and money balance S14514.88 SDNY GM 00026098 CONFIDENTIAL Page 5 of 6 EFTA 00136718 EFTA01671882 UBS Business Services Account August 201€ Account activity this month . ontinued) Dae *ninny Deunotcn Amount ft) Money balance activities Ad 29 Balance forward 617,154.60 Aug 2 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 08/01/16 -1,321.00 Aug 5 Deposit UBS BANK VSA BUSINESS ACCOUNT AS OF 08/0A/16 0.28 Aug 16 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 08/15/16 -1,321.00 Aug 31 Closing UBS Bank USA Business Account 614,51428 Account name: ELLMAA. LLC Friendly account name ELLMAX LLC Account number: Your Knancial Advisor- SCOTT STACK MAI1LYLE CASRIEL The UBS Bars USA Busmess Account 11 your primary sweep option End of statement for account number CONFIDENTIAL l_GM_000260§ile 6 of 6 EFTA JX1136719 EFTA01671883 Important information about your statement UBS Muncie Sakes Ix. (tat Firma MG Plumose Senate* is a nnerrber of al pacipal security, commodity ad Were exchanges. UBS Formal Services and LISS Bak USA are indirect stbsdiaries of LAS AG rd affiliates of U3S Securitin U.C. The Finis labor staternire 6 amebae upon request. The Finis executne offices re at: LEIS Fn./Niel Services N. 1200 Hatax Bodine-0 Weehawken, N/ 07086 1116 statement represents the only official record of you UBS Financial Sondes account. Other records, naafi oiled tax ckewnents wearing congaing data should not be relied upon. 11 you believe there is an error or anissam please report it irnmedately in *Ming to the &arch Manager of the office sent; you account. Although all tigress/sown re intended to be arcuate, Materna.% data should not be used for the purposes. Rely 10a/Ay on waned to fano (i.e., Form 1099, 5.198, Men etc.) when preparing yaw tar rrtun. The Fern A solaced by law to sepal to the RS A taxable dirdent. reportable nattarable dividends ad taxabk Serest earned on secuities held in you atm" net proceeds en sale trinSaCtiattS, and cost basis an certain covered securities. Carrnanicationt with dm Firm • Please a.corlirn ary oral communications in writing to father protect parr rites, including your Firs alder the Securities Irreestor Promotion Act (SIM). • II the teach institution on the top left of the from of this statement is not UBS Financial Services, LEG Financial Services cries your account as clang taker by arrangement with the rdicated We Homed you of this rtWianship when you opened this actors. It d* case, your fuels and stratifies re boated at UM Financul Services and not the nbodtrtg brisker, ad you mast mak...art:son of ay era a omission lo both fax. At descrbed in the accord areenents. you mat natty us of any errors or tad inolvaig (kicks reflected on your statement within 30 days after t was mailed or made available. Al statements that b deemeckorrplese ail rotate is at other respects t not objected to in re it im wane 60 dais • Please dent custaner compares a irgain to the Fern's (Pere Retains Department at 201.352-1699 or tollaree al 8063549103, 8:00 A.M. to 600 P.M. ET Monday throtghFriday, a in mein toted Financial Services Pc.. Client Relations Department P.O. Box 766 Union City, 6107087. • Incase of errors or questions about XI OICITOIlk funds transfer (Efl), bill parted or UM iirisa•debit cad transactions. call 800-762.1003, a write to LAS Finance/ Services lx , 1000 Harbor BMA, 6th floor. Weehawken, W ones, Attn: MANEGA Services. Cal or mile as soon as you can, if you think your statement a receipt is wag or f you need more itormation about a trader on the statement or receipt. The Fain or Cad Muer (as applicable) mot her from you no later than 60 days alter the Firm sere you the list ft /114011flt on which the era or problem append. — Provide yea name and arcane roster (f rat). — Descrbe the error or the larder you am insure about, and explain as <kali as you can why you believe it is an era or why you need more alternation. — Provide the dokar amosse of the suspected error. The alma Cad Muer will fivestigate yam carplint and will correct any error promptly. For alleged error involagUBS Veil debit cad trareactions, if we tie men than 10 hustles% days to do that we will credit you' WOW, for the Knots* you thin: is in error, so that you wi had the used the runtydrip the tine it takes us to complete OS investigation. Please make thick. Rya* to the Fain& the Inacal archon ion inckated on the front of this statement h ada ice+ to regular noun fees, roans may be Nora to maintenance fen, dirges for late parent for modifies purchases and charges kr unpaid STIOWIt1 ft mil accounts. Awards that an transferred to other instheiceis may be Abject to a transfer fee. UN Sweep Options LAS offers options for sweeping cash balances, balance, to bank deposits at UBS Bark LISA and LEG AG Stroked brats (Bak Sweep Pregnant), money make) manual funds (Many Funds)and the htematiceui Deposit Account (DA)4a customers with an hterrsional Reseure Marugement Acadian. Through the Bark Sweep Programs. cash balances re swept to UBS Bark USA up toe:inlet/dud lane ad then to LAG AG Stamford Match, or a Many Fad. Deposits at UM Bak USA re FDIC land in accordance with FDIC ores For more et ormation please visit swavelde gov. Deposits at CBS AG Stanford Branch end shares of Money Funds re not rased by the FDIC. Throuth the OA, available to cash balances re swept to deposit accounts at US$ AG New Yak Branch and UBS AG Cayirun Branch. Them deposes are not enured by the FDIC. Balances held at the UK AG Carnal Branch are temporarily esposed to the sovereign risk of the Crams, Minds, and them is no %waren or other obligated) of vas AG to repay the balances while on the UBS Cayman's Brach's books. Deposits at UM Bark USA and each UBS AG Beath are not protected by 51PC. Money fird thaws a* protected by SIPC See 'US$ Financial Services Account Protection* below. LIPth you request, balances n the Bark Sweep tropisms a DA may be **Wrenn, an! Awes of a Matey Rind mat be 'Madre* and the proceeds retussed to you or your seonties moist Fester information about mantle sweep options, incasing carat interest rates and *OS, 6 available at wwwain.corrisweepyiekla, from your Ferri al denser or by (ASA 800.762-1000 Pimmial Stevie* MCOaelt protection The Firm is a merlon of the Sautes Nestor Protection Corporation (SVC), "rich protects snubs accosts of its members up to 1500,000 (ncluarg $250,000 for claim for cash). The SIC asset protection linits *may to all accounts that you hold in a particular capacity The Pim together with Oft*. Mil:atm has also Pschased suplenereal protecten the mammon smelt payable to al enable dents, collectively raider this protection is $500 been as of Denotes IP 2015 Stkiect to the policy radian and knitter* cash at the inn is dither protected for up to 51-9 nalliOn it the agdegate for enact.' atones held in a particular capacity. A full copy of the poky wording is available Ian fewest. The SIPC protection and the suPPIellenti prolectien both do not apply to: • Certain titular assets controlled by (and inckeled *tar account vat) but held away Iran CBS Fnancial Services (e.g., certain 0) cash at UBS Bs* USA, 00 cash at LAS AG U.Stranithfl notice PrOSICK includes.; variable anuities, and (n) *wind mutual tubs where sudishares are registered drecty ei the name of the accord holder on the books and records of the applicable issuer a transfer agent); • Certain investment contracts a Miestment it eests (tg , lmtedpatrie.tpl ad private placements) that an not registered under the Securities Act of 1973, ad • Cannodtin contracts (e.g., foreign exchange and Precious metal contracts), rickedarg tunas attracts and con molt( option contracts. lhe SIPC protection and the opplernental Protectiondo not apply to these assets event they otherwise appear on your statements The SIC protectcn ad the upplernegal prates-tondo not protect against changes it the market value Or Mr inveStmentS (whether at a result of malet nxivernent, issuer barkoptcy or °theme.) More Somber is available upon return You MP/ obtail more information about SP( ixkdig the SIPC Broths* by contacting SIPC at 202-371.8300 or by entry the SIPC website at seswits/pc.oeg Dividend Iteinmernant Nygren man The price reflected is an average price. You may obtan to actual price Iran you Proemial Mesa Only whole shares are purchased aide DRIP, partial shares will be sold and the cash wit be deposited n you accost. The &Mend reinvestment price oppled by the Muer may differ from the make price at Mich the paid sNres are sold. Cash-Maim Only Mule unes may be held in yor amount. Rye are enteled to a nand rest as a result dad:Mend payment Co otherwise. the Firm wi either sell panial ones at maket price or accept at emote detained by registered clearing agency, and credit you. acrostic Investment objectives The investment objectives and risk profile re specific to each want rid may say between pa awards. Please advise the Finn payptly in write, of any Jig-Akre change in your financial situation or iwestment objectives For each account NM. You choose ore of the fdlowng Solemn objectives: CONFIDENTIAL • Produce Coned locoed awestments seekng the generational income onbr. • Achieve Capita ApprOCiition: Newnents Smiting crOWth or prixoal rather than the generation of viral* . • Prods* Cornbinabon of income and Capital AOreciatim: Investments seek rig both the generation ol home and gowthd Fixed Otninll risk profiles • Conservative: Seeks to mantels maid pritipal, with low rick and witablity to the aware overall, even a that means the accosts don not generate sgn if icant Seam or retails and may riot keeppace with filiation • Moderate: Willing to accept sane risk to principal and tolerate scene volatiky to seek hither rears. • Aggressinr WAN to accept high risk to principal and high inlet lay to seek Pith Nuns over tine. • Inhintmet ENgday Cons:Salta:I selected, a panto of the portfolio for that aware may axlide caripbx strategies, listed iquelity and canter volatility. Statement Thouseholdine We may consolidate all related accoun statements with the sane address el the son envelope, e g because they have owners who also mantas pee actors relationships with other clients at the sane address. II you prefer to recent Individual statements mailed n separate envelopes, you may &clew Ivosetholang by caling pa Financial Advisor. friendly meow* name The Friendly accent name is a °untameable Thidinsne chosen by you to assist you with yon wordetacq • a has no legal effect on you' account. You can change nis Then* account r 1/4111W5, though Online Services a by (enacting ex. Financial Advisor. Access.* overview • Value of your e“Ount/pOrtf040 Net of assets and liatates. • Asset IMIUMS available cash balances, value, for restricted musty (en 1. and Global TIM Deposits. umlaut marks to mean, and cedars assets not hai by tie Fens Does not M1de traced SKUltielatietS at the end of the pia endanent statement periods, a panne neettrnenta tainted stock options and exewisabk stock options. • Liabilities. includes debit balances, outstardng man*, kians, mat line, short account bastes • CarNmoney balances Total or tairemsled available cash balaxes, plus deposit brakes al vas Bark USA, LAS AG U.S. Bunted and money market mutual find sweep balances, at the close of the statement period. kasccimmodity free credit balances n aw aware are not snyegated from other balances and the Finn may use any of these funds in the erdnary cane of its tusixiss. These finis are payable upon yardernirei This total is included in the current period closing via. Landing inforMatiOn For detailed fif °motion on the Finn's lee id g practices and diuksures, refer to you Client ftelaNne* SONY_GM_00020100 EFTA_00 136720 EFTA01671884 Iinpllrla I n mat o n about your statement (continued) Ageeenent or Account Agreernert and the General Terms andCanaan; LASS Saltines of Credrt Practices salable n Agreements and Dm bsures at .16WW ubl COMIACCOtlf gel btunal Yaw Wets You. statement -acmes securities rid other assets held n the acct rat at the end of the StArnent period. You may a* for delver), d lull, pad senates at any tine. You may recent washes used as ban collateral after paying any balance due as them. Ant secuit ies transferred to the Fern drip the statement period are acted at man vale as of the end of the statement period. • Gast basis. In detenniing the cost basis of the amnia incbckd this statement, where vacated with the number' I,' IBS Fnarxal Services has relied on information obtained Ban sources other than LOS annul Sena including intermit:3n Iran another Inn a that you may have provided to you Financial Adria. Die Firmdoes not napes:fere& ierty guarantee the accuracy or valdty of arry nf amnion provided by scenes other than WS Fiasco' Semmes In fl agon, alehouses UBS ',axial Services goner* updates 016 ilarnaton nets received. the hen does not provide any asarces that the int:mean under Cost basis' and -Umealired paellas' is Karate as of the date of this statement As such, Orme do not rely as the inlormatim to nuke rtachase a sale decisions, for t sr Papooses a othetwa. Accounts transferred to the Fern may rata gallloss ilarnation only for the period of tine they re held at the Elm More hrstorkal a amnion can be added by war Financial Adviser. • Unrealised galtrlosoes When data 6 available, estmatid unrealized gandlosses re calculated for isdniclual shnsity lets. The transaction data for ildracksal lots may or may not reflect commissions. charges andor smarty reorganization events. D a and other renvestment lots and systematic euchre bas we each combo-sad to dupla/re averaged lot The 'Trade date cairn etesects the atrial transactor+ trade date. • Callable securities Bonds and preferred stock that the issuer calk for holy rederaton wit be selected irpattolk by lot from among 0 'nudes of that issue held ai ea name a n nominee robe for cur clients. Call featwe rifornuton is obtained horn thid panes and its accuracy is not sruranteed. Other call features may tat which could affect yield. complete information will be provided upon recant • Certificates of deposit (CDs) CDs we FCC raved sp to 5250,000 n papal and accrued interest per depositor rd per depository Xinjiang', in accordance with FCC man • Price/yak*. Prices disptated for securities and other products may be higher a lower than the price that you would actuary receive in the market. Prices are obtained tern various dad pity saran winch we belave to be reliable, but we do not guarantee thei - We generally see the closing price when 'ratite or the mean of the bid arid ask prices for listed securities and cakes or on& bid prices for OTC want*. - Less actively traded sectscas may be priced tap a oration model or the most recent price we obtained and may not reflect an actual man ace IX vala - Certain positions may appear without a price and me show as 'price was not salable- if we re unalUe to obtain a price for a security — Deposes or securities dencennated n CuTenCieS other than U.5. dollai are reflected at the tithinge rate as of the statement date. - For certain SearRiel tracing in nencenforming denominations. price and parley (face vane) may have boon adµted to lactate proper valuation. To obtan anent quotations. when available, comas yar Financial Advisor • Private investments and structured products. Private investnynt seturitkil (ncludng drect Dalai:01On Progurn and real estate Meitner* trust securities) and stuctsred proctizts we genicaly 194 Maid Cron structured prod-cts have not been registered with the Seanties and Ext Cammisson or under any state secures We provide est mated vales for private evestment securities and stnxtsred products for a °notational imposes cribs Accuacy 6 not guaranteed. — These vales may differ tbstantalk, tan prices. if any, at which a private mestment smutty or stnxlited crucial may be boor a sold and do not necessary represent the vale you may receive upon humdrum — Third paty estimates of vas are as of a chain date and are supplied to UPS Franca Semmes as a regular bash by an apsonik. valuation firm — ewer, general partner a sponsor intimated vales, fay, are tippled to the Fan by the issuer. general palm or sponsor ad may be calculated based on deferent information from that used by thid parties to derive their encored cakes — Yen can obtan additional nfamatai regard.", the nethodolow used to determine tie estinate of ate aid the dale ol the ertomution that is the bats for the (inmate by creasing yar Financial Advisor. — Third party narrated yeas may be reflected as 'Not priced- in several aura's: when an . valuation leen has milstrfoled er unable to assign a vale, air we become aware that a material event has owned that maga& a previously reverted value no cuestas or when a '5160 **-411 lart h9hly spaulathe due to the nature of the sonny. — When neither an issuer, general partner a sponsor estimated value net a thrd-PrY ^Trod vale prenided the vale crt the security will be deferent Iran its pardase price. — • Distributions to date may incale return of capital, ncome a both. — 'Original use we represents the ntial offering price per lad and may not reflect your cost basis — DPP rid Ls-tined RECT senates are rot hued ion a national securities eschnge, and we generally lead and even A they can be sold, the ace received my be less than the per share estmated value provided in the acme* statement. • Restricted Markin Restricted securities great are net (Wen* etigble for public sate Les Financial Services uses the mallet price a the trwestrxted stock of the sane issuer as in ratted vale for the restricted stock for purposes of the gatemen: only To the extent that restricted washes are elgble to sale, the vale received may be stbstantally less than the raced vale shown. • Est. (estimated) income, current yields and rates. An 461013te a xnual income 6 based cn anent druclend and interest rates, assuming the saunas will be held for pre yea. from statement date or until nuituvy This ennui. 6 OM/ a wattle, accuracy and cont rad name re net garardeed — Estrmated anal nor* and current yield for Certain types of Searles could riciaie a return of prixpal or capital gam n which case the est income (and anent yield) would be overstated — Est mated erne, inane and current yield and the actual income and yield night be lower or higher than the estmated taunts — An en mate of arnualized income (dividend ardor interest) divided by the careen man vaiutlaverage balance is based on the last dadend or interest parent made by the Oaf and attunes the senretesrdeposits will be held for one year from the Staten*** date or uma malunty Accuracy sod continued yield are not guaranteed. • Assets not held by UBS Financial Straiten Certain assets are not held by the arm and nal wain tie Firsts possession or control These assets are deployed on yoke statement for informational Pinata only. Positions and values resented are provided by the 6Sung Inn UBS &uncial Services is not respondk for this information and does not guarantee is accwacy These assets ate not protected by SIPC a the Fern's supplemental SIPC coverage. • Revenue sharing and additional compensation. — In add an to ocamestorn on sees and 12b.1 fees received'n correction with the dist fixation of mutual funds to as clients we rich au affiliate renew revene raring payments from ckstritaces and or advisors of the MOWS' funds that we sell. These anouits are based on two dff ennt cormorants: (3 the rant a sales by LEG. of a particular rnXual lad fain& to ow clients; and 00 the abet vale et a particular mutual fund farniVs shares held at the fi-m. — We and our affiliate ako recent network rig and amble processing fees n consideration for transfer age* services that we provide to the mutual funds These fees wady are pad frail investor assets in the mutua I f und and are a fused dolls snort based on the number of ecoures the broker-dealer holden rrutual funds of that fund firmly CONFIDENTIAL — 1l additen to CCininiSSCOS received in connection with the ale a distriauton of smutty contracts and tnt nyesment trust was toots cheat, we ands our affix* receive rownut sharing corrpensation frailmiry of Us rtosance carpanies underw•ting the a-rustycontracts, affiliates of the inane compron a sponsors of the tat ointment trusts we distribute. — Oil Akan also receive trading COrrenicionS and other compensation Iran mutual tads and insane carpet whose products we data* - We receive an annual fee from UBS Bun USA and UBS AG Stanford Branch of up to S25 per roar* sweeping to the banks under the LOS Bank Sweep Progrann Activity Irterniumen regarding cenvessior6 and other charges nomed n connection with the 'mouton of trades. &Lang option transactions has teen *laded an confrmatkns previously ft./niched to 0u. and evil be provided to you promptly on request. Short ellrrg if you are engaged in short selling a security. you may nil a charge clue to certain borrowing costs la that parautar tecsrty. Open Peden Recfircing cpen a 'igliedtilksincerted- orders that were rot eacut id by the statement date, open toy aid sell stop orders are reduced by the snout of dividends or rents on an ex-dramas ce naps date unless rarated otherwise by you. You are responsble for ablers that re executed due to yow hive to cancel existing °Pen orders Privacy To t'., • , Clem Privacy Notice, i• tsar cr visit Oil webste Mfrs-460 Sava, is twit a we. The RMA, Banns Services Account BSA and IRMA we brokerage accounts which provide access to banking services and products thrash arangemmts with allured barks and other thrd.party bras, and provides access to nuance and rowdy products issued by snail dated third.party cite ince cOmpall trough nu,once agency stares of LBS in/ nail Sauces Ix Investment anstraxe. aid may products. Not IDK muted • No bait garter , May lose value WA. Resale. Management Account, Banes, Services Account BSA, IRMA and international Resource Management Account re registered service maks of UBS humid Services Inc. visa Signature is a registered service male of V63 International UM Visa Saone credit cads and IBS visa debit cards are issued by UBS Bak USA with perms. n from Visa U S.A incorporated UBS Financial Services Inc. Rev 201604 SDNY_GM_000261 01 EFTA 00136721 EFTA01671885 UBS UBS Financial Senices Inc Private Wealth Management 299 Park Avenue 25th Floor New York NY 101 71-0002 Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number: Your Financial Advisor: Questions about your statement? Cad you f ,r dl Ad. Resourceline at acc ,n Visit our website: www utd corNfinanoalservices Value of your account Business Services Account September 2016 on August 31(S) on September 30 (1) Your assets 14,51488 11,873 22 Your liabilities 0.00 0 00 Value of your account $14514.88 $11,873.22 Tracking the value of your account Sources of your account growth during 2016 Value of yOur account $ Thousands at year end 2015 148,941.10 Net deposits and 87 5 withdrawals 337/172.12 Your mveStment return. 489 Dividend and interest income 14 24 Change market value SO 00 14.5 119 Value of your accent on Sep 30„ tom 511.873.22 Dec 2014 Dec 2015 Aug 2016 Sep 2016 Member SIPC SONY GM 00028102 CONFIDENTIAL Page 1 of 6 EFTA_00 136722 EFTA01671886 UBS Business Services Account September 2O16 Your account balance sheet Summary of your assets value on September 30(S) Percentage of your account A Cash and money balances 11,873 22 100.00% B Cash alternatives 000 0.00% C Equities 000 0.00% D Fixed income 000 0.00% Account name: Friendly account name: Account number: E Non-traditional G Other Total assets Value of your account 511,873.22 $11,873.22 100.00% Your current asset allocation A Eye on the markets Index Your Ignandal Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on September 30, 2016 3-month Treasury bills: 0.27% One-month LIBOR: 0.53% Percentage change September 2016 Year to date 0.02% 784% 0.16% 818% 1.27% 2.20% -0.06% 580% CONFIDENTIAL GM 0002616W 2 of 6 _ _ EFTA _00136723 EFTA01671887 *UBS Business Services Account September 2016 Change in the value of your account September 2016 (5) Year to date (S) Opening account value $14,514.88 $48,941.10 Withdrawals and fees, ricluding investments transferred out -2,642 OD -37,072.12 Divdend and interest income 0 34 4.24 Closing account value $11,873.22 $11,873.22 Account name: ELLMAX, LLC File ndly account name: E '-AMAX LLC Account number: Dividend and interest income earned For purposes of it's statement, traatality of interest and dividend income ha been determined from a US tai reporting perspective Based upon the residence of the account holckr, account type, of product type, some interest entree dyidend payments may not be subject to Linde(' States (VA ardor Puerto Rico (PR) income tares The dent =pithy statement d not intended to M used and cannel De retell upon for tar purposes. Clients should refer to the appiicatie Is reporting loans they recent trcm UBS annualy, such as the corns 1099 and the Forms a80, for is reporting inf0onatiOn It is the Ptak< Of ORS to Tite the applicatie tar repotting forms with the US Internal Revenue Semce and PR TfeaSufy Department and in such forint accurately classify dvidends ardor interest as lax exerrpt or laical* income. Please consult your ind Adual tat preparer. Cash activity summary Your Nnamcial Advisor- SCOTT STACK MAIILYLE CASRIEL See Account activity this month for deals. &stances in your Sweep °peons are naiad in the opening and dosing balances vat* FDIC insurance 4:4Aes only to &Oats at UBS Bank USA, not to deposits at UBS AG, Stamford Branch or bank &pouts paced throu the UBS internationa Deposit account program SPC ITTOteCR0P applies to mares (WNW sweep tunic) nolcargs but not bar* deposits. See Important information about tour statement on the last two pages of this document foe petals. September 2016 (S) Year to date (S) Opening balances Add/tions Dividend and interest income $14,514.88 0.34 $48,941.10 4.24 Total additions $0.34 $4.24 Subtractions Checks and bill payments 0.00 -25.00 Other funds debrted 2.642 00 -37,047.12 Total subtractions -$2,642.00 -$37,072.12 Net cash flow -$2,641.66 -$37,087.88 Closing balances $11,873.22 $11,873.22 September 2016 (5) Year to date (S) UBS Ban!: USA Business Account APY Taxable interest 0 34 3.49 Total current year $0.34 $3.49 Interest period Aug 5 - Sep 7 Prior year adjustment 0.00 0.75 Opening UBS Bank USA Business balance Aug 5 $1 5,835 88 Total dividend & interest $0.34 $4.24 Closing UBS Bank USA Bwiness balance Sep 7 $13,194 22 Number of days in Interest period 34 Average daily balance $14,631 44 Interest earned 50 34 Annual percentage yeld earned 0.02% CONFIDENTIAL SONY GM 00026104 Page 3 of 6 EFTA_00136724 EFTA01671888 UBS Business Services Account September 2016 Your investment objectives: You have identified the following investment objectives for this account d you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Account name: Friendly account name: Account number: Your return obirective: Current income & capital appreciation Your risk profile: Puma!), - Moderate Investment eligibility consideration None selected Your account instructions • Your account is currently coded for margin • Your account cost basis default closing method is RFO, First In, First Out. Your 'financial Advisor- SCOTT STACK MAINILYLE CASRIEL CONFIDENTIAL '_GM_000261l5S44 4 of 6 EFTA 00136725 EFTA01671889 4tUBS Business Services Account September 2016 Your assets Account name: EWMAX, LLC Friendly account name' Account number: Some prices, income and current values shown may be appeoximale As a result. Bans and losses ms not be *Mutely reflected. See Important information about your statement al the end of tits dtcurnern for more information. Cash Cash and money balances Cash and money balances may include evadable cash balances, U8S Bank USA deposit account balances. UBS AG Stanford Branch deposit account balances and money market mutual fund sweep balances UBS Bank USA deposit account balances are insured by the CDC wtNn applicable lents. but are not protected by 9PC UBS AG Stanford Branch decoy account balances ate not insured by FDIC and are not protected by SIPC Morey market sweep balances are protected by SIPC but are not insured by the FDIC Seethe Important an formation abOut put Statement at tat end of this document foe *Maas about those balances sicking UBS BANK USA BUS ACCT 14,514 88 Openng Wane. Closing [dame on Sep I (S) on Sep 30 (S) Price per share Avitage on Sep 30 IS) rate Cm:lendinterest period Your rinandal Advisor SCOTT STACK MARLYLE CASR1EL Days in period Cap amount (S) Your total assets 11,873 22 250.000 00 Value On Sep 30 (S) Percentage d Cost your account basis (S) Estimated annual Insane (S) unrealzed gun or loss (S) Cash Cash and money balances 11.87322 100.00% 11,673.22 Total 611,873.22 100.00% 611,673.22 Account activity this month For ROM information about the prices value shown for restricted secuntres, see important intormabon about yOut statement at the end of ths document Date ACtuity Your Quantity Desorption expense code Face value Pricey:4u, IS) Cash amount Cash and money balance (5) Aug 31 Cash and money balance 614,514.86 Sep I Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT ROCKLAND TRUST COMPANY -1,321 00 13,193.88 Sep 8 Interest U85 BANK USA BUSINESS ACCOUNT AS OF 0907,16 34 13,194 22 Sep I S Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT ROCKLAND TRUST COMPANY -1,321 00 11,873.22 Sep 30 Closing cash and money balance $11273.22 SDNY GM 00026108 CONFIDENTIAL Page S of 6 EFTA_00136726 EFTA01671890 UBS Septem Business ber 2016 Services Account Account activity this month (conbnuedl Dar Actrwty Deunpucn Amount to Monty balance activities Aug 31 Baena forward $14,514.88 Sep 2 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 09(01116 -1,321.00 Sep 8 Deposit UBS BANK USA BUSINESS ACCOUNT A5 OF 0907i 16 0.34 Sep 16 Withdrawal UB5 BANK USA BUSINESS ACCOUNT AS OF 09/1916 -1,321.00 Sep 30 dosing U.S Bank USA Business Account $11,67322 Account name: ELLMAA. LLC Friendly account name: ELLMAX LLC Account number: Your Nnancia Advisor- SCOTT STACK MANLYLE CASRIEL The UBS Bank USA Business Account n your primary sweep option End of statement for account numa CONFIDENTIAL _GM _0002610190 6 of 6 EFTA 00136727 EFTA01671891 Important information about your statement UBS Feudist Serves K. the Firmer MG Friaxial Strike* is a norrber of al principal security, commodity awl deices exchanges. UBS Financial Services and LBS Bak USA are reface wbsdiaries of LAS AG rd affiliates of U3S Securitin U.C. The Finis Nana* slalom/et is rabbi upon request. Sofas's', executive off kes re at: LEIS Fnakial Services hr. 1200 Habor Boulevard *wherein, N/ 07086 thdstatement represent the only official record of you LBS Financial Strikes account Other records, noel* off kid to (krona-in contaireng cpilicting data should not be relied upon. 11 you believe there is an end or • please report it ernmedately in waiting to the Branch Manager of the office sensing yar account. Allhougs all tigress/won re intended to be actuate, Patentee% data should not be used for tai purposes. Rey 10a/Ay on waned tar fan (i.e., Fam 1099, 5498, 10475 etc.) when preparing your tar dun. The Fern rotated by lbw to sepal to the RS al taxable dirdent, reparable naktasable dividends ad taxabk Serest earned on secuities held in your account, net proceeds on sale trinslaCticak ani cost basis an certain covered securities. Cerrniunicatiena with the Firm • Please re.cortire ary oral communications in smiting to fudge protect your rights, including your Firs under the Securities Irrostor Proven* Act (SIPA). • II the maxis institution on the top left of the bad of this statement is not LBS Financial Services, LEG Financial Services conies yar *mud as cleat* broker by arrangement with the rdiated nstituticn. We Seemed you of this redionshp when you opened this scours. h th6 case, your hinds and so:vides rebated at LAS Financml Services and not the heed siv broker, and you mast make a report of thy era a minim lo bath firm. At descrbed in the acCOurd arearells. you mast rPtily us of any errors or fraxl Melva* docks reflected on your statement wthin 30 days the 4 was mailed or made available. Al statements that be deemed earpiece anal ramie is at other respects s not *toted to is sting wet 60 dais • Please drat custard complied a ingain to the Fern's (kern Relations Department at 201-352-1699 ce tenant* al 806354.9103, 8:00 A.M. to 600 P.M. ET Mondry throtgh Fridar a in veiling to1.6$ Financial Services St. Client Relations Department P.O. Box 766 Union City, 6107087. • Incase of won or *onions about XI OICITOIlk Surds transfer (Efl), bill payment or UM Visa* debit cad transactions. call 800-762-1003, a write to 1185 Finance/ Settees lx 1000 Harbor BMA, 6th floor. Weehawken, W ones, Attn: RIANEGA Serra.. Cal or wile as soon as you can, if you think your statement or recede is wag morrowneed more information about a transfer on the statement or receipt. The Fam or Cad Issuer (as *pliable) Must hear from you no later than 60 days after the Firm sere you the list ft /114011flt on which the era or problem append. — Provide yea name and accoust renter (f rat). — Descrbe the error or the trawler you ad insure about, and attain as <kali as you can why you belies* it is an era or why you need more dormation. — Provide the doer arrant of the suspected error. The Fima Cad blur will thestigate you carplint and will correct any error prompt*. For alleged etas invohng UBS Vs debit cad exactions, if we tee MOM than 10 Warns. days to do this we will credit your WWII for the amid you thins in error, so that you MI have the used the (noway &erg the tine it takes m to Orearete as investigation Please make airlocks Robb to the inner the *uncial institution inckated on the front ol this statesmen. In addition to mud &cant fees, accounts may be subject to menterunce fees, dirges for late payment for seizeities cactuses and charges kr avail STIOWIt1 it mil accounts. Accedes that re transferred to other insauliced may be Abject to a transfer fee. UN Sweep Options LBS offers options fa sweeping cash balances, balexes to bank deposits at LBS Bark USA and LBS AG Stroked brats (Sri Sweep Prograth), money rnStrket °US (ands (Money Funds) and the MeerPticesel Deposit Account (DA)4a customers with an dernmional Resdece Marogement Acadian. Through the Bark Sweep Programs. cash balances re wad to LAS Bark USA up to an estabithed lint ad then to LAG AG Stamford Branch, or a Many Fad. Deposits at UM Bak USA at FDIC round in accordance with FIX nits For more if ormaten please visit sonvidk gov. Deposits at LBS AG Stanford Branch awl than of Mod/ Cards re not rand by the FDIC. Throur the DA, available to cash balances re swept to deposit amens at US$ AG New Yak Branch and UBS AG Cayrrun Branch. Thew deposits are not insured by the FDIC. Menses held at Ma UK AG Caron Branch are temparilyegosed to the sovereign risk of the Caplan Minds, and that is no %waren or other obligation of vas AG to repay the balances while on the LBS Cayman's Brach's books. Deposits at UM Bark USA and each UBS AG Beath are not protected by 51PC. Money Nod sham ak protected by SIPC See 'US$ Financial Services Accosts Protection* below. Lida yea request balances in the Bark Sweep Programs a OA may be wham n, andtures of a Monet( hind mat be hardated, and the proceeds retuned to you or your secants rooted Father information about matte sweep options, including cared interest rates and *Oa 6 arailtble at onwaks.corrisweepyieth, from your Frurcial denser or biding 800-762-1000 Fthandel Uvula° ACCOtalt protection The Firm is a meteor of the Stades Mesta Protection Corporation (SVC), dab protects manes accounts el its members up to 1500,000 (nchring 5250.000 for claire for cash). The *PC asset protection links apply to all accounts that you hold iri a partied. capacity The Five, together with Oft*. Milan, has also Prchased striplonertal protection the marten nest payable to al *liable Ores, collectively under this protection is $500 mtlion as of December IP 2015 Stisiect to the policy radians and limitrions cash at the inn is ItIrtier protected for up to 51-9 mllgn P the aggregate for ally's. accants held is a particular capacity. A full copy of the poky wading is available Ian fewest. The SIPC protection and the suPPlementi protection both do not apply to: • Lenin financial Insets controlled by (and irxl.cled your account vale) but held away Iran LBS Financial Services (e.g., certain (1) cash at UBS Bs* USA. OR cash at LAS AG U.Starandan. notice PrOSICK including variable nods and (dtturesed mutual fund where such shares are registered drect* re the name of the account holder on the books geld records of the applicable inner a transfer agent); • Crean irnestrnent cremes re investment interests (cc , leMedpatneriCipi ad private placements) that an not registered under the Securities Act of 1973, and • Corrrnalties contracts (e.g., foreign exchange and Maws metal contracts), rickedirg Van contracts and con mole! option contracts. lhe SIPC protection and the applernental prate ction do not apply to these assets evens they otherwise appear on your statements The SIPC protectcn and the supplernerval protect.** not protect against changes in the make value d you investments (whether at a result of malet rnavernent, issue barImptcy or otherwise) More information is available upon reckon You MP/ obtain more Mormation aids SP( ixkdig the SIPC %kW.* by contacting SIPC at 202-371-8300 or by vial* the SIPC website et seswits/pc.oeg Dividend Iteinvenenent Nygren man The price reflected is an average pike. You may obtan the actual price Iran you Feudal Add* Only whole sires are purchased rider DRIP, partial shares will be sold end the cash wit be deposited n you account. The dividend reit-segment price appliedby the issuer may differ from the matt peke at wench the erne sNres are sold. Cashdelisu Only dole inks may be held in yea account. fyou are entkled to a paned snit as a result dad:Mend payment a otherwise. the Firm wit either sell pedal inks at maket price or accept as man detennned by registered clearing agency, and credit you' account. Investment objective' The investment objectives and risk profile re specific to each account ad may say between was accords. Please sad the Fin. rearptly in ming of any sigif kart change n your druid situation or ioestment oldectims For each account NIA you choose ore el the Cdlowng inintmert objectives: CONFIDENTIAL • Produce Gwent Income: investments seeking the generational income only. • Achieve Capita ApprOCiition: Invepownts Sinning "'OW°, oe ptik** rather than the generation of viral* • Produce Combination of income and Capital Anneciatim: hostments seeking both the generation el dome and Tooth d pervipat Orsinil risk profiles • Conservative: Seeks to innellail Paid principal, with too ride and windy to the acorn overall, even r the' means Ow accosts does not generate sgn if Cant income or retain and 'nay an keep pace with inflation • Moderate: Wiling to accept sane risk to principal and tolerate scene %dinky to seek loiter duos. • Aggressinr WAN to accept high risk to princgal and high *26eicy to seek high rotas over tine. • innstment SWAM). Conalwation: I selected, a porton of the portfolio for the account may include cared strategies, linked iquility and greater volatility. Statement loussholding' We may consolidate all related acacia* statements with tie sane address el the sane envelope, e g because they have owners who also mental pet accost distant** with other clients at the sane address. II you prefer to recent havidial statements mailed n separate envelopes, you may deck* hosotholang by paling your Financial Advisor. Friendly acorn* nano The Friendly accosts name is a °slant:able Thick:wee' thosen by you to assist you with you- recondetana• a has no legaleffect on you account. You can change you Wendy account r 1/4111W5, through Online Services a by cortactig yar Financial Advisor. Amer* mordent • Value of tOtii e“Ount/pOrtf040 Net of assets and • Asset IntlUCItS available cash balances, raises for restricted secirty KM 1. and Global line DIPOS tnrealined marks to mond and cedars assets not Meta by the Fern Does not naked traced SKUlticianetS at the end of the pea ced ed statement periods, a pante nveltrilenta untested options and event** stool options. • Liabilities. Secludes debit balances, outstardng mangn keens. mat line, short account bastes • CarNmoney balances Total of unneeded evadable cash balances, plus deposit brakes al vas 8a* USA, LAS AG U.S. Brantes ad money market mutual fund sweep balances, at the close of the statement perked. dricammodity free credit balances how account are not sayegated from other balances and the Finn may use any of these folds at the ordinary course of its tusiness. These fired are payable upon yaw dernirei This total e5 included in the curved period closing valet Lending inhumation For detailed nt emotion on Pe Finis •Ag vertices and distrusts, refer to you' Client Petrol** SONY_GM_00026108 EFTA_00136728 EFTA01671892 Inmortala information about your statement (continued) Ageernent or Adam Agreeing and the General Terms andCandace-6 OBS Statemen of Credo Parton amiable n Agreements and Derensures at JeFaVW vas CafallarOarattaltiatign your awls You statement itemises securities ad other assets held n the account at the end of the statement period. You mar ask for thing d lull, pad serosities at any tine. You may receive wanks used as ban COIL/tern after payirg thy balance due on them. Any won in transferred to the Fon ding the statement peed are Wed 31 matte wake as of the end of the sutermnt period. • OM basis. In detennlning the cost basis of the writes included iv this statement. where ideated with the number • I: LOS Financial Services has relied on information obtained from scares other than LEK Nana Senaincluding itemaion Iran another Inn a that you may here provided to your Financial Advisor.Dee ar. Advisor. Dee Firm does not independently worth, a guarantee the accuracy or valickty of pricynformatim provided by sources other than WS Gramma' Semmes addilan, although UBS Financial Services paler* updates the doernaton bee received the fern • not provide ny assames that the is • 'Cost base' and -Urrealired gar, Ws' is arcuate as of the date ol thus statement As such, plea do not rely an the iiormatin to nuke Purehase a sale decisiorn, for lax deposes a otherwise. Accounts trashed to the Frrn may relent gale loss formation only for the period of time they are head at the Fin More historkal mention can be added by year F.-uncut Adviser. • Unnoalitod pine/las When data a available. estimated inrealued gains/losses are calculated for novidaul smarty lots the transaction data for notrockial lots may or may not reelect commissions. charges arida security reacrenzt nn ewes. Dindend arid other reinvestment lots and systematic purchase lots are each combined to display one averaged lot. The • Track date (thorn otesents the (signal transactor+ trade date. • Callable Nourilin Ponds and preferred stock that the issuer calls for ealy rectemploon wit be selected inpatialy by lot from among al smarties of that issue held it ear name a in flannel nine for Out dents. Call testae do mom is obtained from thid penes and its accuracy is not guraateed. Other call features may era which could elect yield. complete Mammon will be provided upon request • Certificates of Week (CDs) CDs are FCC reared Li to 5250,000 n tomcat and armed interest per depositor and per depository institution, in accordance with FDIC rules • Price/mkt hires displayed for secure*s and other products may be higher a lower than the price that you would actually MONO n the market. Prices are obtared tan various thid piny sauces ViiCh we behove to be reliable, but we do not guarantee Meat mazy. - We generally tat the casing price when available or the rowan of Or bid arid ask prices for listed wales and options or on& bid prom for OTC 'insets. - Less actively traded secates may be priced using a vatuation model or the most recent price we obtained ad may not reflect an actual maker ace a vain* - Certain positions my appear without a axe and MI show as -price was not evadable' a we we unable to °Mail a price to a security — Deposes or secure es denominated in cuTennes other than U.5. dollars are reflected at the /change rate as of the statement date. - For certain SeCtrein taxing in nonconforming dencennaticri price and Quantity (face value) may haw been adµted to I >oblate proper valuation. To obtain °trent quotations. wbm available, context yaw Financial Advisor. • Private investments and structured products Private investiyinl sectoritel (ncludng drect PanitrinOn program and real estate nvesimere trust securities) and structured pocests we generaly highly dliguld Certain structured prod-cts have not been registered with the Smarm and Exchange Camthesion or under any state sertari We prove* estmated values for private vestment securities rd 'insisted products for Monmational pspases orak Accuracy 6 not guaraateed. — These values may differ sibstantalLo from prices. if any, at which a private divestment security a stylised product may be ball' a sold and do not necessany represent the value you may receive upon liquidator. — Third pity estimates of mks are as of a certain date and are supplied to UPS Financial korona on a regular base by th depends. valuanon firm - issuer, general partner a sponsor ntimuted mhos, fay, are applied to the Fern by the issuer, general prom or sponsor and may be calculated based on different information from that used by third partite to drive their enrnated values — You can obtain additional Mrematim regarding the methodology used to determix the estinate of value and the dale al the donation that is the bats for the estimate by contacting yak Financial Advisor. — Lid party estimated values may be reflected as 'Not piked' in several SeuationS. when an . Neaten Ism has nil StiClid Se. 6 ankle to assign a value, when we become aware that a material event has owned that may cal a previously reverted vale into Westin a when a Yale Yo,s1k1 be highly gisCulaUse due to slat treaty. — When neeher an issuer, general partner or sponsor ellinated value nor a thrdiotrY M rotted "kr " provided the yak* ol the security will be deferent Iran its purchase price. — • Distributions to date may idle* return ol capital, scone o both. — tnw sift' represents the abet offering price per ad and may not reflect you- cost bass — DPP and tented REIT smoothes are not Need on a national SeCutdieS enchange. and we generally load and even it they can be sold, the ace received may be less than the pc share estrnaled value provided in the account statement. • Restricted Sedleitin. Restricted securities ger-way are not currently noble for pubic sate. LES Financial Services uses the matte price of the inrostrkted stock of the same issuer as an crated value for the restricted stock for purposes of the statement only. To the tonere that restricted redeem are elglote la sale, the value received may be sobstantuly lass than the routed value shown. • Est. (estimated) income, currant yields and maw An estimate of annual income is based cu current drirtokrd and interest rates, assuming the smashes will be held for ore sea from statement date or until mutiny This estimate 6 Ore/ a gudelne, xcuracy and contend scare se not garameed — list mated manual ncam ad current peed for certain types of wanes could racesie a return of prixpal or capital gam n which case the est name (and anti yield) would be overstated. — Est mated lima twine and current yield ad the actual tome and mood might be lower a higher than the estimated mounts — An estimate 01 arnualized income (diudend ardor interest) divided to the current market vaitilavera9t balance is based on the last dividend or interest parnent mad by the issuer and assume the secureksideposits will be held for one year from the Staten*** date or until ntnurity Accuracy sd coined yield are not guathteed • Assets not held by UBE Financial Sorrow Certain assets are not held byits/From and not wenn the Fins possession or control These assets re displayed on you statement for informational Parows oney. Positions and values presented are provided by the awl-0g fim UBS Financial Services is not respawbk for the nforrnatan red does not guarantee es accuracy These assets are not protected by SIPC a the Fern's supplemental SIPC coverage • Ravioli sharing and additional compensation. — n addition to carrressions on sales and 12b-1 fees received Co connection with the dist, &Mon of rrutual unds to dr clients we ender as /Mae receive revenue taring pay/sent5 from destribias axle.- admen of the mutual funds that we sell. Thew moats are based on Iwo MN-in components: (k the amount of sales by LEE, at a particular Initial Isaid failibr10 as dents; and the asset yaks of a particular mutual fund I arniVs shares held at the fin. — We and our affiliate aka receive ragwort rg and ominous processing fees in consideration for transfer agent unties that we trade to the !mutual funds These fmsgenen/ly are pad from investor assets in the maw If und and are a fad dolls moat based on the mambar of accounts at the broker-dealer holding rrutual funds of that fund fang CONFIDENTIAL - 1l Idditin 10 CanniSSCOS received in connection with the sale a distrbutan of a-nurty contracts and tnt swimmeret trust units to as dents, we ands our attire receive revenue sharing compensation fran miry of the nosate companies underaweing the a-narycontracts, affiliates of the entrance compares a sponsors of the unit torstment trusts we Whitt — Cur aft Woos also receive trading ccm-nesions and otter convensat ion Iran mutual fads rid Minim* campartes Mout products we dostrtarto - We receive an annual fee from UM Bark USA and UBS AG Stanford Branch of up to $25 per account sweeping to the bats under the LOS Bank Sweep Programs Activity Mammon regarding comarnistora and other charges nand n connection with the executor, of trades. including option transactions has teen included an confrmations previously I arorthed to you, and veil be provided to you pomp* on request. Shaft eating If you are engaged in short selling a 'Marty. you may nosed...no Cita to tartan borrowing costs fa that palkaar seasty. Ow adore Reg-ado:spell o •goodtilreaxellet orders that were not wised by the statement date, open be, and sell stop orders are reduced by the amount of dividends or ruts on an exdrederds a exathls date unless instructed of by you. You are responsble for Men On are executed due to you false to cancel esivng open orders Privacy To obtain a copy of as current Clint Privacy Notice, Pkgse contact mom Financial Advisor or visit dr webree at www rd. ramfrodurmary UK Fascia Services 6 not a bank. Me RMA, Busness Services Account BSA ad IRMA we brokerage accounts which provide access to barking services and products dvoe4n thangemmts with all Awed barks and other third-party bares, and provides access to 'warn ad armory products issued by unaffiliated third-party enta mot compw throuith rat ante agency saddens of LDS F nancial Services ix theestment, rearaxe. rid fl uty products. Not IDK enured • No bark par/inter May lose value RMA. Remote Management Account, Business Services Account BSA, IRMA and international Resource Management Arran re registered service maks of taS Enamel Services Inc. visa Signature is a registered service mark of Visa exernatcrul LES Visa Scone credit cads and UBS Visa debit cads are issued by UBS Bat USA with perrisson from Visa U S.A tharporated UBS Financial Services the Rev 201604 SDNY_GM_00026109 EFTA 00136729 EFTA01671893 44) UBS UBS Financial Services Inc Private Wealth Management 299 Park Avenue 25th Floor New York NY 101714:02 Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number Your Financial Advisor: SCOTT STAC,i MAN'LYLE CASREL 'Mono Questions about your statement? Call your Financial Advisor or ft- Resourceline at accoun Ksit our website: WVAV ubs cornitinancialServiCeS Value of your account Business Services Account October 2016 ELLMAX, LLC on September 30 151 on October 31 (1) 'four assets 1 1,873 22 9,23151 Your Itabdit,es 0 00 0 00 Value of your account $11,873.22 $9,231.51 Tracking the value of your account S Th546-490; f. 48 9 11 9 92 Dec 2014 5‘e: 2015 Sep 2016 Ocl 2016 Sources of your account growth during 2016 Valve of your axount at year end 2015 SA8,941 10 Net deposits and withdrawals VOW rweStrnent return. Ondend and interest income Change in market value Value of your irammt on Oct 31, 2016 $9.231.51 -$39,71a 12 44 53 so 00 SDNY GM 00028110 Member SIPC Page 1 of 6 CONFIDENTIAL EFTA_OOI 36730 EFTA01671894 UBS Business Services Account October 2016 Your account balance sheet Summary of your assets Value on October 31 (S) Percentage of your account A Cash and money balances 9,231 51 100.00% B Cash alternatives 000 000% C Equities 000 0.00% G Fixed income 000 0.00% E Non-traditional 000 0.00% F Commodities 000 0.00% G Other 0.00 0.00% Total assets Value of your account $9231.51 $9,231.51 100.00% Account name: ELLMA LLC friendly account name:ELLMAx LLC Account number. Your current asset allocation A Eye on the markets Index Your 15 non dal Advisor. SCOTT STACK MARLYLE CASRIEL • Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on October 31, 2016 3-month Treasury bills: 0.35% One-month LIBOR: 0.53% Percentage change October 2016 Year to date -1.82% 587% -2.16% 584% -2.04% 0.12% -0.76% 499% CONFIDENTIAL IlY_GM_000260P9. 2 of 6 Eftes_00I 36731 EFTA01671895 *DUBS Business Services Account October 2016 Change in the value of your account October 2016 (5) Year to date (S) Opening account value $11,873.22 348,941.10 Withdrawals and fees, including investments transferred out -2,642.00 -39,714.12 Dividend and interest income 0 29 4.53 Closing account value $9,231.51 $9,231.51 Account name: ELLMAX, LLC Friendly account name: ELLMAX C Account number: Dividend and interest income earned FOr purposes of the statement. tsablity of interest an:tont:kw income ha been *Mimi's( from a US torsi rePahrg Perspective Bated upon the residence of the account holder. account type, or product type, some interest ands cindend payments may not be subject to United States (US/ ardor Puerto Rico (PR) income tares The dent monthly statement rs not intended to be used and CaltIld be relied upan for is purposes. clients should refer to the applcaRe tai reporting forms they recent from UBS annualy, such as the forms 1099 and the Forms 483, for tar reporting information it is the sachet of UBS to file the applicable tar reporting forms with the US interna Revenue Service and PR TICZLIfy DepartmeM, and in such forms accurately classify dvidends ardor interest adder cars% Or 1st* income Pleas«Onsult your incicdual Is stoats October 2016 (1) Year to date IS) Taxable interest 0.29 3.78 Total current year $029 $3.78 Prior year adjustment 0.00 0.75 Total dividend & interest $029 $4.53 Cash activity summary Your N nuncio, Advisor SCOTT STACK MANLYLE CASRIEL See Account activity this month tot deia Is Balances in your Sweep options are included in the operorg don closing balanCeS Tars FDIC Insurance ales only to deposits at UBS Bank USA, non to deposits a MS AG, Stamford Brash or bar* deposits pato through the UBSIntenlionS Deposit Account program StPC visitor' applies to money market sweep fund hcargS but not bank deposits. SeermPoctlof olnematiOn about your statement on the tat two pages dthis document for Stith October 2016 (5) Year to date (I) Opening balances $11,873.22 $48,941.10 Additions Dividend and interest income 0.29 4 53 Total additions $0.29 $4.53 Subtractions Checks and bill payments 0.00 -25.00 Other funds debrted -2,642 00 -39,689.12 Total subtractions -$2,642.00 -$39,714.12 Net cash flow -$2,641.71 -$39,709.59 Closing balances $9,231.51 $9,231.51 UBS Bank USA Business Account APY Interest period Sep 8 - Oct 6 Opening UBS Bank USA Business balance Sep 8 $13,194 22 Closing UBS Bank USA BLainess balance Oct 6 $10,552.51 Number of days in riterest period 29 Average daily balance $12,009.88 Interest earned $0 29 Annual percentage yield earned 0.03% SONY_GM_00026112 CONFIDENTIAL Page 3 of 6 EFTA _00136732 EFTA01671896 44, UBS Business Services Account October 2016 Your investment objectives: YOu have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, a wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Account name: ELLMAA. LLC Frie ndly account name: AX Account number: Your return objective: Current ncome & capital appreciation Your risk profile: Prmaiy - MDderate Investment eligibility consideration - None selected Your account instructions • The account record was signed by your Financial Advisor and approved by a Pnnopal of the Firm. • Your account cost bass default closing method is FIFO, First In, First Out Your Knancial Advisor- SCOTT STACK MANLYLE CASRIEL CONFIDENTIAL '_GM_0002611l4/0 4 or 6 EFTA_00136733 EFTA01671897 *JIBS Business Services Account October • Your assets Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number: Some pnces, income and current yaws shown may to appoxirnate Asa result, gains and losses may not be accurately reneCted See Important Mfonnabon about your statement at the end of this document for more infornaton. Cash Cash and money balances Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stanford Branch deposit aaount balances and money market mutud fund sweep balances. UBS Bank USA deposit account Waxes are insured by the FDIC vat N n applied* limits, but are not protected by 9K UBS AG Stanford Branch deposit account balances are not Mauled INFIX aid are not protected by 9K Money market sweep balances are protected SIPC but are not insured by the FDIC Seethe Important information about put statement at the end of this document tce del Ms about those balances ieddng UBS BANK USA BUS ACCT 11,873 22 Openng biance Closing taance on Oct 1 (S) on Oct 31 (5) Pace per share Awrage on Oct 31 (5) rate YourNnancial Advisor: SCOTT STACK MANLYLE CASRIEL Dadenctinterest Days in period period Cap amount (1) Your total assets 9231 51 250,000.00 vSue on Oct 31 (S) rercemage of Cost your (mount basis(S) Estimated annual income (S) unrealized ga n or loss (S) Cash Cash and money balances 9.231.51 100.00% 9231.51 Total $9,231.51 100.00% $9.231.51 Account activity this month For more I nforrnson about the price/value shown for restricted secuntno, see important intormabon about your statement at the end of this document Dale Af Daly Your Quantity, Detenption euzense code Face value Pricey:rue (S) Cash amount (S) Cash and money balance (5) Sep 30 Cash and money balance 311.873.22 Oct 3 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT ROCK LAND TRUST COMPANY -1,321 00 10,552 22 Oct 7 Interest UBS BANK USA BUSINESS ACCOUNT AS OF I 006/ 16 29 10,552.51 Oct 17 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT ROCKLAND TRUST COMPANY -1,321 00 9,231.51 Oct31 Closing cash and money balance 39231.51 SONY GM 00028110 CONFIDENTIAL Page S of 6 EFTA_00 136734 EFTA01671898 *DUBS Business Services Account October 2016 Account activity this month (continued) oat Activity Deunocicn Amount (3) Money balance activities Sep 30 Baena forward 511,87322 Oct 4 Withdrawal UBS BANK LISA BUSINESS ACCOUNT AS OF 1003116 -1321.00 Oct 7 Oeposit UBS BANK USA BUSINESS ACCOUNT AS OF 10/06/16 0.29 Oct 18 Withdrawal UBS BANK LISA BUSINESS ACCOUNT AS OF 10117/16 -1,321.00 Oct31 Closing UBS Bank USA Business Account $9,231.51 Account name: ELLMAA. LLC Friendly account name:ELLMAX LLC Account number: Your Snanda/ Advisor. SCOTT STACK MAFILYLE CASRIEL The UBS Bank USA Bussness Account 11 your prim.vy Sweep Option End of statement for account number CONFIDENTIAL GM 000261%3° 6 of 6 _ _ EFTA_00 136735 EFTA01671899 Important information about your statement UBS Fancied Sewn Ix. (the Fern or UEG Camel Sakes), is a riverbed al principal security, commodity and *here exchanges. UBS Financed Senicers and LBS Bank USA are indirect stbsdiaries of 1.46 AG rd affiliates of U3S Securitin U.C. The Finis larval stamen is rabbi upon request. the Fins execute offices re at: LEIS Fnawial Services M. 1200 Habor Boulevad Meehan...1, NJ 07086 This statement represents the only official record of you LBS Muncie' Sakes ann. Other records, meat Okla tar densants. contacting conflicting data should not be relied upon. f you believe dere e an env' or anima\ please report t immedately in *siting to the Branch Manager of the office strong ow moult. Meowed, all Igoes shown an inended to be aconite, Stalefil4Wl data should not be used for ter purposes. Rely solely cnyeariend Ua foam (i.e., Fenn 1099, 5496 10475. etc.) Men preparing yaw use Sun. The Firm requied by law to report to the RS al taxable diedent, repolable nentouble dvidends ad taxable Serest earned on seosities held in yea secant, net proceeds on tae trittattealk and cost basis on certain covered securities. Ceandasicatiena with tha fins • Please re.conlirn ay oral cormmunkations in *rein to lull* protect your rights, inclidng your Firs under the Securities Mesta Prated:an Act (SIPA). • II the franca I-dilution on the top left of the front of this statenent is not LBS Financial Services, LEG Enamel Services cries yas want as dean* broker by arrangement with the Mailed intension We idamed you of this reWionst* Mien you pined this XCOUnt. 11 if* case, your hinds and SealitieS re bated at LBS Financial Services and not the introduag broker, and you rant make a report of thy era or emission le bah firm. At descrbed in the acCOUrrt areevnents. you mom rattly us of any errors or Mad Moly.* decks reflected on your statement withal 30 drys anew.' mailed or made available. Al statements that be deemeckerrpla ad adobe ei at other respects 4 not *toted to n veitig wet 60days • Please drat customer complains a again to the Firnis (lent Ratans Department at 201-352-1699 cc toll-fret at 800.3549103, 8:00 A.M. to 600 P.M. FT Maeda Ihridgh Friday, a in writing to LOS Financed Se-Mesta.. Client Relations Department P.O. Eby 766 Union City, 6107087. • Incase of errors or gesliore about al fleCITOnk funds trawler (81), bill payment or LBS V. debit cad transactions. call 800.762.1000, a write to 1185 Finance/ Unites kw., 1000 Haber 8hd, 6th floor, Weehawken, al ones, Ann: RNUVEGA Servas. Cal or mite as soon as you can, if you think your statement a recap is man or f exe need more information abase a balder on the statement a receipt. The Fen or Card Muer (as *pliable) mans hear from., you no later dun 60 days after the Firm sent you the first ft ateMent en which the ex( or problem append. — Provide yea name and rasa rather (I thy). — Descrbe the error or tie trawler you are insure about, and toplain as dearly as you can why you believed is an era or why you need more information. — Provide the dodo arrant of the suspected error. The Fiona Cad Muer will thestigate yam carplint and will correct any error promptly. For alleged ewers irwohig UBS V6 debit card traroactions, if we take mar than 10 Maine's days to do the, we will credit your WWII for the anoint you that is in error, so ttet you wi have the used tie waxy tairg the tine takes us to complete as inestgation Please make thick. mate to the Fiona- the financial /*dauber, indicated on the front cd this Statrriefd. In Aaron to muter meant fees, accesses may be subject to minterunce fees, doges for late payment for semities pathases and charges for unpaid rant it cat accounts. Accords that are transferred to other institutions may be Abject to a trade fee. UN Sweep Option, LBS offers options for sweeping cash balances, balares to bank deposits at UBS Bark USA end LBS AG Stanford branch (Birk Sweep Programa), money snake nailed (ands (Math Funls) and the hternatieral Deposit Account (DA)4c• customers with as Menu heel Restate Marugement Account. Through the Bark Sweep Pregams, cash balances re swept to (ES Bark USA up to an estabiged lank ad then to MG AG Stamford French, or a Way fund. Deposits at UBS Bade USA are FDIC awed in accordance with CDC Nos For more Mormation please visit weeneld. gov. Deposits at LBS AG Sanford Branch and shares of Mawr knds re root aura by the FDIC. Thar the OA, available, to cath baboon re swept to deposit adorns at U3S AG New York Branch and UBS AG Cayrrun Brach. These deposits re not insured by the FDIC. Balances held at the UK AG Carnal Birch are temporarily toothed to the sovereign risk of the Cayman Mends, and there is no guanine or other obligation of vas AG to repay the balances while m the LBS Cayrnares Brach's books. Deposits at UBS Bark USA and each UBS AG Beath are not protected by 51PC. Money rad shams re paroled by SIC. See lid Ciminero' Services Account Protection' below. Warts request. balances io the Bade Sweep Programs a IDA may be witabon, and tures of a Mawr Send may be fgadated and the proceeds reamed to you or your secants account Custer information about available sweep options, induing cavern interest rates and yields, 6 available at wwwskescorrisweepyiekle, from your Fruncial Pointe or by Slag 800-762-1000 UBS fthandal SIIVidle &acted protection The Fim is a member of the Seasthes enact Promoron Coq:cab:a (SEC), Muth protects sands accounts of its members up to 1500,000 (nclexing 1293.000for claire for cash). The SIC asset protection links am* to all accounts that you hold et a partied. capacity The Fans together with anal affiliates has also Pschased sapplermegal protection The moornsn rerun payable to al doable dents, collectively under the proledien 6 $500 mtlion as of December 10. 2015 Sated to the policy condign ad Wilton cash at the rim is lister protected fa up to 51-9 million in the aggregate Ice all )over wants held jimmied.), capacity. A full copy of the poky wadi* is available lanrecmest. The SIPC protection and the suPPlanenla proles-6m both do not apply to: • Certain financial assets controlled by (and included in you roan vale) but held away Iran LOS Fnancial Services (e.g., certain (1) cash at UBS Br* USA. (18 cash at LBS AG U.S.branthes, masse Protects, include* variable nog es, and (Mthats of mutual furls where such shares are registered drat* al the name of the adorn holder on the books end records of the applicable eats or transfer agent); • Celan intstrnent contracts or investment interests (tip , l Ttdpatmrdvps and private placements) that at not registered war the Securities Act of 1933, and • Corranaktin contracts (e.g., foreign caching* and Morin metal contracts), ackederq fuMes contracts and conw'odty option contracts. The SIPC protection arid the paoplenental protection do not apply to these assets even A they otherwise appear on yam statements The SEC protection and the saplernental protection do not protect against changes es the market value of yen elvettrilfraS (whether as a recut of market remanent Mem barknetcy a otherwise) More information es available upon request You mod obtail more information about SIP( iwkdaq the SIPC rota.. contacting SIPC at 202-3714300 a by visiting SIPC webs at sestinIptoiv Dividend Reinveetrnant Program (DRIP) The price reflected is an average price. You may obtan the actual price Iran yes Firoxial Aetna Only whole shares are pschased under DRIP, partial shares will be sold and the cash wi be deposited n yoke account. The dividend reinvestment price svpplied by the issuer may differ from the market mice at Mich the partial shares are sold. Cadeielieu Only whole ernes may be held in you. account. If you are entded to a peal ink as a result °lad:Mend payment Cr otherwise. the Firm wil either sell partial units at matte pace or adept an amain detennned by a registered clearing agency, and credit you' want Immetment objectives The investment ebyrotives and risk profile are specific to each moult awl may saybetween yam accents. Please acMse the Finn promptly in raga, el by significant change n you Maria siluation or vestment objectives For each aocouro held. You choose or,, d the following Marren objectives: CONFIDENTIAL • Produce Current Income: awesome-its seeking the genevation of income on8. • Achim, Opiti1ApprOCiitiOn: tnestmems seeking growth of pciroal rather than the generation of exome. • arcade* Combination of income and Capital Appreciator: Investments seeking both the generation of Mame and 'earth d procipat OVIISI risk profile. • Conservative: Seeks to mention Midprincipal, with low risk and rolablity to the account overall, even a Out means the accost don not generate sgn kart krone or retails and may not keep pace with inflation. • Moderate: Wiling to accept some risk to principal and tolerate same Walley to seek hither returrs. • Ag9ressit: Malin; to accept high risk to princPal and high robe ay to seek logo mans over tine. • %ointment ENsidalrty Consideration: I selected, a paten ef the portfolio for that account may Mb& cariplex strategies, linked iquility and greater sedately. Statement Theusehelding" We may consolidate all related accent statements with tie same address en the son tent4004., e g because they have owners Moo aka manse, pail natant mistime*, with other clients at the sane eddress. you prefer to receive naviclual statements mailed n separate envelopes, you may obeli* Ineseholang by calling your Financial Advisor. friendly mon* name The Friendly secant none is a customizable 'nickname' chosen by you to assist you with yea recordeeldrq • a has no legal effect on yea account. You can change *a Menai accent ranks through Dane Services or by cortactib yap Financial Advisor. Account overview • Vibe or iota account/pallet* Net of assets and • Asset IntlUdeS available cash balances, wakes kir restricted secirty (a 1. and Global line Della ih. Liveaded mats to motet and cenan assets not had by tie Fem. Does not rick& traced SieCialtielabetS at the end of the via rod anent statement periods, a mate investments, invested stock options and exercised)* holden d opons • Liabilities. hol debil balances, outstardng manan loans. dab line, lastsccount bares • CadVmoney balance Total of urarasted available oath balm-ices, plus dinest balawes al vas 8a-1 USA, U8S AG U.S. Brantes and money market mutual find sweep balances, at the close of the statement period. Morocemmodig free credit balances n yea accant are not *mewled from other balances and the Firm may use arty of these finds in the canarymune of its tininess. These finis are payable upon ycurckmani This total 6 in the anent period closig vase. bonding information For detailed neon. ..dim en to Fin's lee .$ g practices and diukeures, refer to you Client Ragiand* SONY_GM_00026116 EFTA_00 136736 EFTA01671900 Inmortala information about your statement (continued) Agin's, or Account Agreernert and the General Teems and Canaan; LAPS Sunman of Credit Practices avalable n Agreements end Dar Assures at leeNW ubl COMIACCOafedfOrbtunal Your wets You statement -Modes securities ad other assets held n the acccurn at the end of to statement period. You row/ asli fa delver), d fully pad secants at any tine. You may receive seorties used as ban collateral after paying any balance due on them. Any Pori in transferred to the Finn drag the statement period are Fated at matte vale as of the end of the statement pried. • Cost basis. In detenwilig the cost basis of the seanties nixed n this statement. where educated with the timber' 1,• LOS fluvial Services has relied on information obtained from sources other than LEIS Financial Semen, ixLding dogmata- I kern another Inn a that you may hem provided to )err Financial Advisa. The Fandoes non 'dependently witty a guarantee the accurxy or validity of any neonatal provided by sources other than WS Inane' Scenes In galas although US$ Financial Services generaty updates this non t is received the fern does not provide ary assances that the mei:matea under "Cost basis' and 'Irmialered gait loss' is separate as of the date of this statement. As such, panne do not rely al the information to make nrchase or sale decisions, too to purposes a oche/wise. Accounts transferred to the Fpm may reflect gadlens formation only for the period of time they are held at the Fan More historkal di:maim can be added by you Francial Advisor. • Unrealized gains/loam When data is available, estimated unrealized gardlosses are calculated for rdredual security Fats. The transaction data for rdniduel lots may or may not reflect commissions. charges ands entity reorganization tents. and other reinvestment lots and systematic purchase Ices aro each cornbread to dnplat en. averaged lot The • Trade date' colons presents the enigma' transactor+ trade date. • Callable maxilla Bonds and preferred stock that the issuer cats for kitty redemption wil be selected inpatialy by lot from awing al smarties of that issue held ri our name a n nominee name for out clients. Call feature infornalan is obtained horn thid panes and its accuracy is not coranteed Other call features may tent which could ailed yield. carpele numeric/1 will be provided upon reared • Certificates of deposit (CDs) CDs we FCC Cared hp to 3250,000 n principal and accrued interest per depositor and per depository institution, n accordance with FDK cults • Price/sok*. Prices displayed for securities and other products may be higher or lower than the price that you would actually receive n the market. Prices are obtained from variOuS ted pity sources wench we below to be reliable, but we do not guarantee tic' accuracy. - We generally use the closing price when available or the ',lean of the bid arid at prices for listed securities and options or ony bid prices for OTC worths:. - Less actively traded securities may be priced using a valuation model or the most recent price we °blamed and may not reflect an actual market price a value - (erten positions may W. WilhOUt a price and will show as 'price was not avalabk' a we are unable to obtain a take fora security — Deposes or secure es dencennated n currencies other than U.S. dollars are reflected at the exchange rate as of the statement date. - For certas securities trading in rancedorming denominations. price and Quantity (lace vela) may have been adµted to lac dilate proper valuation. To obtan anent quotations. when available, contact your Financial Advisor. • Private investments end etrucared products. Private investment securities (ncludna drect Parhatual an Proqum and real estate nveStresta trust securities) and structured marts are anicaly hop& Maud Chian structured products have not been registered with the Securities and Exchange t Commission or under any state seurie:r We provide eat mated values for private investment securities and stnxtered products for re °mutate' imposes onb. Accuracy 6 not guaranteed. — these values may differ sabstantelb f ran prices. if fry, at which a private continent security a stnintved product may be bought or sold and do not necessarily represent the value you may receive upon hardware — Tined paty estimates of vats are as of a certain date and are suppled to UPS fnanciol Sentei on a mogul, basis by an dipmin t valuation firm — awn, genital pawner a sponsor estimated vales, if any, are applied to the Fern by the issue. general palner or sponsor and may Le cakulated bawd on deferent information from that used by thid panes to dense their evened values — You can °Man additional nfamatim regard.", the rnethodologi used to determine the estinate of vete and ice date ol the rdomtatim that is the baits for the ecttnate by ccetactiv3 axe Financial Advisor. • mid party estimated values may be reflected as • Not priced' in several seuations: when an independent valuation firm has rrat Strislid of 6 unable to assign a value, when we become awn that a material even has mowed that may cle a previously resorted yakae into ountort, or when a Yale "yid be IVRY speculative due to the nature of the nosey. — When neither an issuer, general partner a sponsor mewed value net a them:I-NAY en mated vela provided the vats of the security will be deferent from its purchase price. — • Distributions to date' may nark return of capital, income or both. — use ate' represents the ntial offering price per use and may not reflect you' cost bass — DPP and enlisted REIT securities are rot hoed on a national Noreen evehange. and we generally lord and even if they can be sold, the price received may be less than the per share 'striated value provided in to meant statement. • Restricted learitiet Restricted securities gereaky are not currently eligble for public sate 125 Financial Services uses the market price a the trrosincted stock of the sate issuer as an repUed vat* for the restricted stock for purposes of this statement only To the mint that restricted porgies are &title for sale, the vats reserved may be sibstantally less than the imputed vale shown. • Est. (estimated) income, current yields and rates. An estimate Of annual income 6 tossed on current dividend and interest rates, attuning the securities will be held for ene yew from statement date or urea mutiny This estimate 6 Onsi a guideline, accuracy and cont irked mane me not guranned — (sunned argue mare and current yeld for certan types of smarties could 'glade a return of prixpal or capital gam n which case the est income (and patent ye* would be overstated — Est mated annul mono and current yield and the actual acne and yeid matt be lower a Ticker than the estmathd amounts — An ese Mate of anodized income (div4end ardor interest) divided by the current make value I average balance is based on the last dividend or interest parent made by the iSluer and assumes the seetreesdeposits will be held for one year from the Staten*** dice or until malady Accuracy and continued yield se not guaranteed • Assets not held by WS Financial Service& Certain assets are nulled byIfni/Fern ri d sal vinthn the Fin's possession or control These assets am displayed on yea statement for informational Pal:ow alb. Positions and values presented an provided byte 6Sung lion UBS Financial Services is not responsble for this nformaton and does not guarantee is acctsacy. These assets are not protected by SIPC a the Fern's supplemental SIPC coverage • Revenue during and additional compensation. — h addecn to CCernieSSorn as saes and 12b'1 fees received in connection with the dist r &Mon of mutual funds to or dents we inlet or snide name revenue. Oaring payments Iran distribrat ardor advisors of the rnrual funds that we sell. These STIOUlliS are based on two del ant components: (0 the more of sales by LES ol a pandas unatual fad family to as clients; and 60 the asset vale of a particular mutual lurid I arnikvs shares held at the f — We and or affiliate also receive retworkwg and iambus processing lees in consideration for transfer agent services that we provide to the mutual funds These f esgoner* are pad from nveStCf aSSels in the mutua I f und rd are a flied dolls non based on the maybe of xenon,' at the broker-dealer holden mutual funds of that fund fang CONFIDENTIAL — 1l addition 10 CCM/VISCOS received in connection with the ale a distrbuton of arnuny contracts ad unit investment bun units toms Ebert, we ands our abase receive revenue sha-i-g corrpensation frommiry of the nuance remnants underneing the array contracts, affiliates of the instranee comas a sponsors of the unit meanest trusts we distribute. — Our affiliates also receive trading COrrellicionS and other carpensatien than mutual scads and insurance carpet meow predicts we dist-tun — We receive an aural fee from UBS Bark USA and UBS AG Standen Branch of ip to $25 per scan sweeping to the banks under the LitS bank Sweep Progrann Activity Irtorrotion regardng commission and other charges roared in connection with the execution of trades. ixludng option transactions has been included an coot rmatkns previously funded to you, and visa be provided to yeti promptly an request. Short soling t you are engaged in short selling a 'Korey. you may Oka a char de to certain borrowing costs fa that partkular smuney. Open coders Rooting open or 'good-tit-canceled' orders that ware not coicui id by the statement date, open bay and sell step ceders are reduced by the amount of dividends a rights on an eadmderds a earghts date sinless instructed otherwise by you. You are responsble for orders that are executed due to you false to cancel POP nth open orders Privacy To cr t., • , xt it C Wnt Privacy Notice, pl.,. • • line or visit or welosie Its Francis' Set visys is,1 siva& The RMA, Busress Services Accost BSA and IRMA we brokerage venoms which provide access to bankng services and products through arrangements with WI doted barks and other tad-party barks, and provides access to nsurance and unity accosts issued by unaffiliated third-party nsur ince canons through manna army vabodisies of (BS F fiancee Services ax Investment, restance. and amity products. Not 'DK enured • No bat pannier, May lose value Resource Management Account Brines, Services Account BSA, IRMA and international Resource Management Account se registered service maks of tA3S flora of Services Inc. visa Signature is a registered service mark of V63 International Visa Sorrow credit cads and UBS visa debit cads we issued by US$ Bat USA with perrmsen from Visa U S.A Incorporated UBS Financial Services Inc. Rev 201604 SDNY_GM_OOO26117 EFTA 00136737 EFTA01671901 cat UBS UBS Financial Senices Inc Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171-0302 Account name: ELLMAX, LLC Friendly account name: ELLMAY LLC Account number. Your Pi nandal Advisor- SCOTT STACY MArrLYLE CASP EL Phone Questions about your statement? Call your Financial Advisor or the Resourceline a account Business Services Account November 2016 ELLMAX, LLC Value of your account on October 31 (S) on November 30 (5) Your 35.. ..1$ 9,231 51 6,589 77 whitour weak': Your :tab Flit ieS 000 000 WVAV. trbsxorNfinancialservices Member SIPC Value of your account 49,231.51 46,589.77 Tracking the value of your account S Thoxancs Sources of your account growth during 2016 Value of your account at yea end 2016 148,941.10 Net deposits and withdrawals Your nvestrnent return. 0,vdend and interest income Change in market value Value of your accent on Nov 30 2016 54589.77 -542,356.12 44 79 SO CO SDNY GM 00026118 CONFIDENTIAL ►age 1 of 6 EFTA_OOI 36738 EFTA01671902 UBS Business Services Account November 2016 Your account balance sheet Summary of your assets A B C D E F G Account name: LMA.• • LLC , aunt nu name- ^ I • Account number. Value on November 30 (S) Percentage of your account Cash and money balances 6,589 77 100.00% Cash alternatives 000 000% Equities 0.00 0.00% Fixed income 0 CO 0.00% Non-traditional 000 0.00% Commodities 000 cwo% Total assets Value of your account $6,589.77 56,589.77 100.00% A Your Knandal Advisor. SCOTT STACK MANLYLE CASRIEL Your current asset allocation . Cash and money balances may include cash UB5 Bank USA deposit available balances, account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Eye on the markets Index S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U 5. Aggregate Bond Index Interest rates on November 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.62% Percentage change November 2016 Year to date 3.70% 9 79% 4.48% 1058% -1.98% -1.86% -2.37% 2 50% CONFIDENTIAL Givt_00026tIlr 2 of 6 EFTA _00136739 EFTA01671903 (SUBS Business Services Account November 2016 Change in the value of your account Opening account value withdrawals and fees, ncluding investments transferred out Divdend and interest income Closing account value Account name: ELLMAX, LLC Friendly account name Account number: November 2016 (S) Year to date (S) $9,231.51 $48,941.10 -2,642 OD -42,356.12 026 4.79 $6,589.77 $6,589.77 Dividend and interest income earned FOI purposes of 'IFS Statement, tactility of interest and diudend intone has been determined from a US tag reporbng Perspective. Based upon the residence of the account holder. tcount type, or product type, sane interest ardor dvidend payments may not be subject to United States WA ardor Puerto Rico (PR) income tares The dent monthly statement is not intended to be used and cannot be relied upon for tar purposes. Clients should refer to the acalcetie tar reporting forms they receive from UBS annualy, such as the forms 1099 and the Forms 480, for tar reporting information it is the practice of US$ to file the appaatie tar reporting forms with the US internal Revenue Semce and PR Treasury Deparonem, and in such forms accurately classafy cam:tends ado interest aster, exempt or taxable income. Please Onsult your Indactual tax preparer. Cash activity summary Your 16nancial Advisor SCITT STACK MANI VI F CACRIFL See Account activity tha month tot (trials. Balances in your Sweep Operas are inducted in tne opening and closing balances vase FDIC Insurance d0Olies only to deposits at UBS Balk USA, not to deposits at UBS AG, Stamfond Branch or bank deposits placed througb the UBS International Deposit Account program WC protection applies to money market sweep fund hdcales but not bank deposits. Set OtIPatanf ininrinemn about your statement on the hot two pages of this document for Wits November 2016 (5) Year to date (4) Opening balances Additions Dividend and interest income $9,231.51 0.26 $48,941.10 4.79 Total additions $0.26 $4.79 Subtractions Checks and bill payments 0.00 -25.00 Other funds debrted -2,642 00 -42,331.12 Total subtractions -$2,642.00 -$42,356.12 Net cash flow -$2,641.74 -$42,351.33 Closing balances $6,589.77 $6,589.77 November 2016 (1) Year to date (S) UBS Bank USA Business Account APY Interest period Oct 7 - Nov 6 Taxable interest 0.26 404 Total current year $0.26 $4.04 Prior year adjustment 0.00 0.75 Opening UBS Bank USA Business balance Oct 7 $10,552 51 Total dividend & interest $0.26 $4.79 Closing UBS Bank USA BLainess balance Nov 6 $7,910 77 Number of days in nterest period 31 Average daily balance 89,401 96 Interest earned $O 26 Annual percentage yield earned 0.03% CONFIDENTIAL SONY GM 00026120 Puce 3 of 6 EFTA_00 136740 EFTA01671904 *UBS Business Services Account November 2016 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives. disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Account name: Friendly account name: Account number: Your return objective: Current ncome & capital appreciation Your risk profile: Pnmary - Moderate Investment eligibility consideration None selected Your account instructions • Your account cost bass default closing method is FIFO, First In, First Out. Your Iguana.' Advisor- SCOTT STACK MANLYLE CASRIEL CONFIDENTIAL Y_GM_000261N91 4 cfr f 6 EFTA J11136741 EFTA01671905 4tUBS Business Services Account November 2016 Your assets Account name: EWMAX, LLC Friendly account name: ELLMAX LLC Account number: Some paces, income and (went Miles shown may be apixoximide Maresat pans and losses may not be *Mutely reflected. See Important information about your statement $ the end of teas Oa anent for Imre inform:loon. Cash Cash and money balances Cash and money balances may include avalable cash balances, UBS Bar* USA deposit account balances, UBS AG Stanford Branch deposit account balances and money market mutual fund sheep balances. UBS Bank USA deposit account balances are insured by the FDIC vat n appticdie limits, but ale not protected by 9PC UBS AG Stanford Branch deposit account balances an not diluted by FCC and are not protected by SIPC Money rnaiket sweep balances are protected by SIPC but are not insured by the FDIC Seethe Important information about put statement at the end of this document for Calais about those balances Openng Mance Closing balance Hddng on Nov I (I) on Nov 30(S) 1785 BANK USA BUS ACC Price per share Average on ?Mr 30(f) tale DividendInterest period Your Nnandal Advisor SCOTT STACKMen/LYLE CaSRIEL Days in period Cap amount (1) Your total assets 9,231 51 6,589 77 250.000 00 yew on Nov 30 ($) Percentact ct Cost your account basis (S) Estimated annual income (S) °mated gan or loss (S) Cash Cash and money balances 6,589.77 100.00% 6,589.77 Total 16,589.77 100.00% 96,589.77 Account activity this month For more I nloirna ion abort the prxdvatue shown for restricted secunbes, see important in formabon about your statement at the end of ins dot velem Date Activity Your Ouantrtyr Description barite code Face value PnceiValue (S) Cash amount (SI Cash and money balance (5) Oct 31 Cash and money balance 59231.51 Nov 1 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT ROCKLAND TRUST COMPANY -1,321 00 7,910.51 Nov 7 Interest UBS BANK USA BUSINESS ACCOUNT AS Of 11/04/16 26 7,910 77 Nov 15 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT ROCKLAND TRUST COMPANY -1,32100 6,589 77 Nov 30 Closing cash and money balance $6,589.77 SONY GM 00026122 CONFIDENTIAL Page S of 6 EFTA _00136742 EFTA01671906 UBS Business Services Account November 2016 Account activity this month :continued) Dae Antwty Descrioncn Amount (3) Money balance activities Oct 31 Balance forward $9,231.51 Nov 2 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 11/01/16 -1,321.00 Nov 7 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 11/041116 0.26 Nov 16 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 1111916 -1,321.00 Nov 30 Closing MIS Bank USA Business Account 56,569.77 Account name: ELLMAA. LLC Friendly account name: ELLMAX LLC Account number: Your Nnandal Advisor. SCOTT STACK MANLYLE CASRIEL The U85 Bank USA Business Account is your primary sweep option of statement for account num CONFIDENTIAL _GM_C430261%,1 6 of 6 EFTA 00136743 EFTA01671907 Important information about your statement UBS Ferret Sinn n. (Iv Firma LE6Frumul Seated is a nowber of alpriscipal murky, cominality gel edits «changes. L85 Fowled Senrices and LBS Banc USA are indirect ~Win of L65 AG ard affiliates of U3S Securitin The Fits leaned senate is rabbi upon request. 7er Fitts nor» off kn re at: LI35Fnancial Services tat. 1200 Harbor' Bann Weehawken, N1070B5 Thisstatement represents the only official record of you L85 Financial Sakes accon. Other records, end off kid tax clairantc cedar:rig coining data should not be relied Ø. If you believe there is an ernx or cenieset please rent it enmedately in raked to the Branch Unger of the office mad yon account. Although reigns shon re herded to be aconite, Statement data should not be teed for tar purposes. 11e4 wkly cei «rnd ter fame <i.e., Fenn 1099, 5498, I0475. etc.) when preparing yaw tro return. The Fern is requited by law to rent to te IRS el Useable dined, •eportable natant Ødt ard tan« Said earned on ~ties held in your arcane, net proceeds in ere trensactiar and cost basis al certain cowed securities. Cornininicationt with the Fim • Please re.cordirrn any oral ccerrnunications in sting to fate prered you rØ nand you tilts alder the Securities Investor Proleclian Act (WAY • lithe awn «dilution on the top art of the front of this statement is not L85 Fisancial Services, UM Nunn Services conies your accent as and baker by arrangement veth the «dined natal We Married you of this relationship when you pared this account. hit case, you Inds and seOsities Ye bated at UBS Financial Services and not the nØ id broker, and you an make a report of a-, tact a minimn lo beds friro. At ckscrbed in the acorn anernents. you mose needy us day erns or fend Mang necks reflected on your statement Weill 30 days after 4 was mailed a nude available. Al statements that be deemenorrptle and wawae h d other respects if not objected to inn we 60days • Please den customer Ølavis a expire to the Ferts (Bent Ratite Department at 201-3521699 ce toll-free al 800.354.9103, 8:00 A.M. to 600 P.M. FT Mad« noun Falk a in *Teem to LES nadir Seaces hr. Client Relations Department P.O. Bon 766 Union City, N107087. • h case of woes or questions about nektonic funds transfer (Efl), bill anent or Les Mae debit cad transactions. call BOO-762.10CA a write to L85 FinarK6A Service, ex 1000 Han Blvd, 6th floor. Weehawken, NJ ones, Attn: RMXII64 Services. Cal or write as son at you can, if you thee your statement a tearer is wing or d nu need more information about a trader on the statement a receipt. The Fem a Cad near (as applicabldnIuSt hear from you no later than 60 days after the Firm writ you the fest statement en which the «fa or problem append. — Provide you name and anent run (day). — Ø6eØ Mor or the Vander you re untie about, and attain as dead as you can why you belie. it is an end or why you need more demist ion. — Provide the dole auxin oe the suspected error. The Fim«Cad muer will instigate pur canner and will correct ar/ error prompter. For alleged ekes invoking UBS Maedebit cad tratactions, if we eke mew ea. 10 busts. days tot the, ow will ant pur rant for the anent you ters in error, so that you oval have the use nay dring the tine it takes us to can ose inestigition Please make 'Inns pawl* to the Fn «the Omaha' vintuten inckated on the front d this greened h adrift to regular acorn fees, accents may be subject to network fed doges for late raiment for unities purchases and charges fa unpaid STIOWItl rm cash accounts. Acccull that are transferred toner initulicas may be warn to a transfer fee. UBS Sweep Option, LBS often open, fa swept; cash banes, balances to bank deposits at LES Bark L6A end L85 AG Stanford Wan fat Sweep Progreso», money ten men fords (Mary Funds) rod the remedial Nan Account Manor customers with an «tensional Resource Marnenree Accord. Through the Bark Sweep Pregame, cash bands are swept to LES Bak USA up to an 'sledded lit and them to LES AG Stamford Branch, ora Money Fund. Deposits at L85 Bair USA re FDIC inn in aaorda-cre with FDlC 'an For more Narration please visit ~wide gov. Deriosits at LES AG Stanford Branch and shares of Money Fitt re rot «and by the FDIC. Throur the V.A. available to can bairn re swept to depose accounts at U135 AG New Yak Brand' and LES AG Camun Drench. These deposes are not inured by the FDIC. Bances held at ter UBS AG Cara, &arch are temparily «posed to the sovereign risk of the Canon nets, and there is no guratee or out. obligation of LES AG to repay the balances while on the LES Cayman's Brach's books. Derain at UBS Bad USA and each UBS AG Branch we not pattedby SIPC. Money Fad share at ranted by silt See -UM Financial Services kccunt Protection' below. Øyar request balances in the Bad Sweep Pregame a DA may be witdan IrKiltaS 04 a Mon« Fund maY be fainted and the proceeds retuned to you or you ~lief account hotter nformation about ankle sweep options, incising own interest rakes and yields, 6 rank at wwwde.cordsweepyiek, from yea Frontal Advisor or by tang 800-762-1000 L85 Financial Sevin Kant protection The Firm 6 a nettyr of the nines Inner Protection Corporation (S pck vAch protects ~rein accounts of its members up to 1500,000 dichang 1250.000for clams for and The SIC asset protection Ines app, to all arram that you her in a patine capacity The Fem together withcertain elf dirk has also Panawd soppleinereal prang' The meant, rant payable to alterable dents, collectively under this prolectin 5503 mllion as of Denerber 10. 2015 &Mort to the policy conchare a-4 knitted cash at therein is Inner nand for up to 51.9 minion n the anegate for all you tarns held n a particular capacity. A full copy of te poky wading is available OPOnregieSt. The SIPC protection and the suPPlemerer prolection both do na apply to: • Certain Monk ants caltrolkd by (and nand n your account van) but held away Iran UM Financial Services (e.g., certain (ikon', at UBS Bark USA. dO cash at LES AG LI.S.brand'en (I0 insane PrOlactl• ixludng variable amities, and (n) laws el marl fad where such shams are registered dreak ri the name of the acorn holder on the books en men of the applicable issar or birder »gent); • Crain hennaer centrads a arsine« Mends (tg , frnedpatnadps and private placements) that at not registered under the Studies Act of 1933, and • Corn-notes contracts (e.g., forego exiting* end ~cad metal fOlitradt), Mbar.; Mures «drat and ornery option contacts. The SIPC protection and the soodernental ProtectiOn do not apply to these assets even i they otherwise awn on yos statements The SIK protean and the strainerOat protean in not protect against changes in the market value of rya fivegrilereS (whether as a result of market movement, issue barkrtatcy or <Aherne) More information it available upon request You MP/ obtail more information about SIPC, «clung the SIK Brochore, by contacting SIPC at 202471.8300 a by vising the SIPC vent se www.s1pc.osp Dividend einte ment Pagano (DRIP) The dice reflected is an average price. You may Øne ne actual price from gar Financial Advises. Only whole slurs se purchased under DRIP, partial shares will be sold arid the cash wit be deposited n you account. the &Mend reinvestment price strafed by the issuer may deft from the market dice al which the petal stores are sold. Cadenlieu Only dole units may be held es year account. t yve re entitled to a Isvind nil as a result of a dividend payment or otherwise the Fin wit either sell partial units at maket price a accept xi anon cannoned by a registered clearing agency, and credit AXE secant. Invettmont objective! The nattann dentin rid rik prole* are speak to each none red may varybeaten nor accents. Please advise ter Firs non& in mend sty tad can change in your f evangel «nation a «vestment objectives For each nou' held. You choose or. d the following meant drain: CONFIDENTIAL • Produce Cunent Income: bwestritas seeking the generation of nome onkr. • Achieve Capital Appreciation: Investinis seekirg gowth of prixerl rather than the generation of infant. • Produce Combindon of/more and Casa? APPreaktirr Investments seek iv) bah the generation of dome and anther paint Overall ride profile@ • Conservative: Seeks to ~la« edit principal, with low reek and sanity to the account overall, even il that mean ter accost clan not generate serif cad don or retard and mey at keep pace with inflation. • Moderate: Willivg to accept some risk to principal and takråe sane wonky to seek loiter returns. • Agsvesske: Wiling to accept hid, rid to Printtal and n41 avlat kny to seek loge rdsns over tine. • Inhinetn•nt Eti9a&y Coma:Megan: I selected, a portn of the portfolio for the accent may dark canal« Wakens, linked kinky end getter Statement Ineseheldine We may consolidate all related accent statements Mth the sane address n the sane envelope, e g because they have owners who an mantas pee accede relationshps with other clients at the erne address. II you reeler to receive individual statements mailed co separate «went you may Soda hoireholdeng by «Bing pur Financed Anise< friendly man name lbe Friendly account name is a customizable rnicenrne chosen by you to assist you with you recordetrO• has no legaleffect on you accont. You can charge na Fnendk account names, throuch Online Services a by contacted yin Friend Advisee Acorn overview • Yalu of >our account/port% oko Net of assets and kitties. • Asset dens available can bands, rakes for restricted seamy (en I. an Global Tine Deposits. averted marks to market and cenan assets not Inn by te Fn. Does not none anted secontielassets at the end of the nor zedanent statement periods, a wale artitmeres, 'slotted stock options and ~rank slod. Of4i0r6. • Lianas. «dudes debit balances, cutstanang mangn bank ant Ite, short account bands • CarNmonty balances Total of uninvested available cash balakces, pa detail bairns al LES ink USA, LES AG U.S. Drones and money market mutual fond sweep balances, at the close of the statement pond latannoday free <red, balances n yin accent re not set *gated from other balances and the Finn may use ay of these Inds n te ordinary cone of its t4.6i6455. These funds are payable upon yaw dernaki This total 6 idkerd inflated period eking valt. Lending information For detailed donation on the Fin's *dig practices and 'Woad refer to you Client Rewkiongip SONY_GM_00026124 EFTA_00136744 EFTA01671908 Iniporlatil information about your statement (continued) Arsenic.), or Accost Agreernert and the General Teems and Condoms OBS Statemca of [red Practices available nAgrarnents and Doc Assures at leeNW cAt (Offdlar011trAlittnnal your -sets You statement itemizes securities ad other assets heed n the acorn at the end of the TIMM/61 period. You my ask for dickey d lUlla pad securities at any tine. You may recent states used as ban collateral after paying any balance due as them. AM WIXOM IranSfertea 10 the Fern ding IN Matte peed are bled at nude yaks as of the end of the statement period. • Cost basis. In detennintg the cost basis of the matt titer n this statement, where ideated with the number' I,• U6S Financial Services has alit Ca information obtained fran solaces other than LOS Financial Swat incLding incrmakan Irani ano ther Inn a that you may has, provided to your Fiuncul Advt... The inn does not independently nerdy a guarantee the accuracy or validity of any nformatit provided by sources other than WS Fenno' Somas Is taut Stout UBS Financial Services "nerdy updates tie iicimaton aids acted. the Firm bats not provide sty astaxes that the nIcemat co undee 'Cost basis" and •Umolired gad kiss' is actuate as of the date of this statement. As such, plea do not regal the inlormalim to nuke purchase a sale decisions, for tat gnomes a othermse. Accounts transited to theerrn may teat gaits intimationonly for th period of terse they re held at the Fins More historkal internam can be added by You Friancul Ad nor. • Unrealised geinalosses When data n available. *stated arealcred gaindlosses re calculated for individual secaity lots The transaction data for ndrvickial Ins may a may not reflect commissions. charges ado scanty reocanizahon earn. Dividend aril other rinvestment los and systematic purchase Ices are each combisad to dnplw one award lot lbe • Trade date cant pastes tie crignal transactors trade date. • Callable securities Bonds and preferred stock that the issuer cats lor urn redemption will be selected irpatialy by lot from among al monies of that issue held in ca name a in naninee akin. for our clients. Call featae information is obtained from thid pant and its accuracy n non cutranteed. ether call features may eon which could affect yield. complete idea nna will be provided upon requit • Certificates of deposit (CDs) CDs we FCC toted .410 $754000 n scrotal and accrued interest per depositor and per depository innitutian, in accordance with FDIC mks • Pricavalue. Rakes displamd for securities and other produds may be higher a lower than the price that you would actually MONO n the market. Pros are obtanid iron various thed pity sauces which we belt. to be reliable, but we do not guarantee thei ataxy. - We generally Le. the cbsrg price when available or the mean of tie bid and at prices for listed wallies and options or ony bid prices for OTC tureens. - Less actively traded sectsbes may be priced tog a valuation model a the most recent age ime obtained and may not reflect an actual maker price a valo - (tan positions May War WahOla a price and will show as 'price was not evadable' i we are arable to °Man a peke fa a security — Deposits or secant denominated n CuTMCM other than U.5. dons are reflected at the /achinge rate as of the statement date. - For cenan faCtraies tracing in nonconforming dencomations. price ad @ray (face Max) may has been adµted to lactate proper vakaation. To obtan grant quotations. Men available, contact your Ftricul Advisor. • Private treatments end eructated products. Privale investment seturifial (ncludng drect Perak:01On Croft am and real estate nvestrnert trust securities) and sUuctared prock.r.ls we gemialy highly dlipuid Certan structured prodats Ns* not been registered with the Secant and Exchange (attain a under any state seusi We provide est mated values for private investment securities and 'insisted waits fa nfamational panes ong. Accuracy 6 not guaranteed. — These vat*, may differ sibstantialbi from prices. it try, at which a private roMtnient saucily a stnacitted asocial may be boor a sold and do not necessity represent the value you may receive upon liquidators. — Third pro estimates of vas are as of a certain date and are supplied to UPS Financial Stag.; on a regular basis by an delimit it valuation firm — Is tall. antral patter or sparser intiyuted abet fay, are smolt to the Fern by the 6Stalf, general pater or sponsor ad may be calculated based on derail information nom that used by thin parties to derive Their 'Penang values — You can obtain additional nfamation regard.", the methodology used to determise the est taste of yam and the date of the domain° that • the basis for the tomato by comactrig you Financial Advisor. • lbirdpaty tented values may be reflected as 'Not piked' in several Situation: when an independent valuation fern has raa1 APPlid or is useable to assign a yak*, Men we become aware that a material event has acted that may cal a prey:Ducey reported value into outistorti a when a value would be highly speculative due to the nature of the unity. — When neither an issuer, general pawner or spores.v estimated value ma a thrdbarty et mated yaks is printed, the vats of the security will be deferent from its padtase price. — • Distributions to date may inclide return of capital, ncome a both. — in side' represents the ntial °Piing price per at and may not reflect you' cost basis — DPP and tinted REIT sautes are rot Weed on a national securities each:roe. and are generally kpad and even d they can be sold, the ace received may be less than the per share estmalt value provided in the account statemenl • Restricted Seadritie. Restricted securities groat • not currently Mode for public sate Les Fnancul Services uses the market price of the trees-trusted stock of the sane issuer as an ironed value for the restricted stock for purposes of this statement only. To the tent that restricted stoats re elglMe lor ale, the vats received may be sibstantuly Its than the imputed vabe town. • Est. (estimated) income, current yields and rates. An estimate of actual income 6 bated CeiCinent clonckrd and interesi rates, assuming the seethes will be held for one year from statement date or used nutisty This entitle 6 OM/ a guideline, accuracy and contrund ramie se no wasted — Estimated annual name ad current meld for certain types of Se< tram could alaie a return of prixbal or capital gam n which case the est. exam (and area yield) would be overstated. — Est mated arta score and arrae yield and the actual acme and mid might be lower a higher than the 'simnel stunts — An est Mate of arnualized "'nom. (dividend ardor menus) divided by the cart malt idolater balance is based on the last dividend or inert payment made by the issuer and assays the seareasideposits will be held for one yea from the statement date a until maturity Accuracy erd continued yield se not guammeed • Assets not held by UBS Financial Servicea Certain assets are not held byte Fim and not *Ann the Eim's possession or control These assets xe displayed on you statement for Marna:anal Palmas only. Post ions and values parented are provided by the Mung fin UBS Fnancial Services is not respondle for ties nformaton ind bats not guaantee its away these assets are not protected by SIPC a the Fern's supplemental SIPC coverage • Revenue during and additional compensation. — t Martin to canossons as sales and I 2tii 1 fees received in cantos with the distrbution of mutual funds to or cants we ants as affiliate receive revenue taring parents Iran ckstribias ants advisors of the mutual furls that we sell. These anoints re based on two caters carenontts: the nut ol sat by LEG d a particular mutual fad Lehi& to as clients; and 00 On as-At yaks of a particular mutual fund farnikts tares held at the f rm. — We and our affiliate dm recent retwoek rig and omnbus processing lees in consideration for transfer Kra %wake that we provide to the rrutual finds these feesgently are paid teen nsesta assets n the mutua I fund mid are a freed dolly anti based on the number of acounts at the broker.dealer holding mutual funds of that fund fanny CONFIDENTIAL — 1l addax:010 CCinin6SCOS received in ronritCli:41 with the sale a dariouton of a-nurty contracts and ant stoma trust mils loco [bents, we ands cur aeliate receive revenue sharing compensation frommiry of the nuance carpanies underwaing the may contracts, affiliates of the i-MtalCe companies a sponsors of the int chastener* trusts we clanbute. — Ott aftilates also receive trading cormnissiom and other conbensaten from mutual fads and entrant* carotin tbs. products we thstrtuu. — We receive an stun fee horn MS Baia. USA and UBS AG Stamicad Branch of as to VS per scam motto to the bats under the LOS Bank Sweep Progrann Activity d arrutron regarding ornmissorM and Other charges n oted in connection with the execution of trades. including option transactions has teen nclided on cord rmatkns previously hinted to Ku. and will be prodded to you promptly an request. Short seeing If you are engaged in show selling a 'auny you may incur a doge die to certain borrowing costs la that prtkular sentry. Open adore Petra%) open a 'iglicdrtilicatellet ceders that were not coon id by the statement date, open buy and sell stop orders are reduced by to arnDLIM of dividends a rights on an ex-deaden:Is a exatts date unless instructed otherwise by you. You are responsble for orders that are (minuted due to you false to cancel 'lent rig ten orders Privacy To cbtain a copy of as current Clint Privacy Notice, Pleae contact your Financial Advisor or visit or webst at www rim ratornor tray UBS Ennui Services n not a bank. The RMA, Botts Services Account BSA and IRMA re brokerage tots which provide access to bankng services and points thrash tangements wch alldated barks and other third.party bares, and provides access to nsuance rd arremy products issuedby ✓affiliated thirdiparty nsuranot comptt though •eta axe army sanduries of UBS F tunnel Services Ix Investment, nuaraxe. and nutty products. Not IDK enured • No bra garanten May lose value RMA. Resasce Management Account Busies Services Account BSA, IRMA and international Resource Management Account se registered service maks of UBS anemia Services Inc visa Signature is a registered service mark of Visa Mantra Vna Signature credit cans and UBS visa debit cods ere issued by URS Bat USA with pests:el from Visa USA. Incorporated UBS Financial Services Inc. Fey 201604 SDNY_GM_00026125 EFTA 00136745 EFTA01671909 44) UBS UBS Financial Services Inc Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171-0202 Account name: ELLMAX, LLC Friendly account name: ELLNAAY LLC Account number: Your Financial Advisor: SCOTT STA< MAti'L', LE CASK EL Phone Questions about your statement? Call your Financial Advisor or lir Resourcetme a account Visit our %tribute: VP/AV ubs cornifinancialservices Items for your attention . Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from wow annualcreditreport can. Business Services Account December 2016 ELLMAX, LLC Value of your account on November 30 (S) on December 30(i) Your assets 6,589 77 96,225 08 Your liabilities 0 00 0 00 Value of your account $6,589.77 $96,225.08 Tracking the value of your account S Thou:swot Ce: tepe 2016 Dec 2014 Member SIPC 962 Dec 2016 Sources of your account growth during 2016 Value of your account at year end 2015 448,941.10 Net deposits and rathdfarrals Your nveStMent return. Dividend and interest income Change in market value Value of your &coin on Dec 30. 2016 596225.06 447,27019 44 79 $000 SDNY GM_00026126 CONFIDENTIAL ►age 1 of 6 EFFA_001 36746 EFTA01671910 UBS Business Services Account December 2016 Your account balance sheet Summary of your assets Value on December 30 (S) Percentage of your account A Cash and money balances 96,225 08 100.00% B Cash alternatives 000 0.00% C Equities 000 0.00% D Fixed income 000 0.00% E Non-traditional 000 0.00% F Commodities 000 a00% G Other 000 0.00% Total assets Value of your account $96,225.08 S96,225.08 100.00% Account name: friendly account name• ' • r Account number. Your current asset allocation A Eye on the markets Index Your Pinandal Advisor. SC TT STACK MARLYLE CASRIEL . Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on December 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.77% Percentage change December 2016 Year to date 1.98% 1196% 1.95% 12 74% 3.44% 1.51% 0.14% 265% CONFIDENTIAL ' GM 000261t$0 2 of 6 EFTA_00 136747 EFTA01671911 *UBS Business Services Account December 2016 Change in the value of your account December 2016 (1) Year to date (S) Opening account value $6,589.77 $48,941.10 Deposits, including investments transferred in 100,000 00 100,000 00 Withdrawals and fees, ncluding investments transferred out -10,364.69 -52,720.81 Dividend and interest income 0 00 4 79 Closing account value $96,225.08 $96,225.08 Account name: ELUMAX, LLC Friendly account name: ELLMAX LLC Account number: Dividend and interest income earned For purpOsts or lees statement, taxability of interest and dadend income has been determined from a US to reporting perspective eased upon the residence of the account holder. account type, or product type, some interest ardor dwdencl payments may not be subject to united Stites (US) ardor Puerto Rico (PR) income tines. The dent monthly statement is not intended to be used and cannot be relied upon for tar purposes. Cams should refer to the applitale to reporting loons they recent from uBS annuay, such as the Toms 1099 and the Town 00, for tar reporting information it is the practice of UBS to file the aphcatle to reporting forms with the US internal Revenue Service and PR Treasury Depart ens, aid in such forms accurately classify OviCends WOO interest as tar eterrOt or tattle income. Pleat consult your indtdual to prepare( December 2016 (11 Year to date (5) Taxable interest 0.00 4 04 Total current year $0.00 $4.04 Prix year adjustment 0.00 0.75 Total dividend & interest $0.00 $4.79 Cash activity summary Your 16 nancial Advisor- SCOTT STACK MANf LYLE CASRIEL See Account activity teem month tot cleia Is Essences in your Sweep options are mcluaid in the °perk rg and closing balances v.lue FCC Insurance 4/0kes only to deposits at UBS Bank USA, not to deposits at UBS AG, Stamford &aro or bank deposits piarecitmouo the UBS Internaiond Deposit Account program Sec protection aPaies to moray market sweep fund hOlcirqs but not bant. deposits. See Important ntormabbn about your statement on the last two pages of this document for details December 2016 11) Year to date (S) Opening balances Additions Deposits and other funds credited $6,589.77 100,000 00 $48,941.10 100,000.00 Dividend and interest income 0.00 4.79 Total additions $100,000.00 $100,004.79 Subtractions Checks and bill payments -7,722 69 -7,747 69 Other funds debited -2,642 00 -44,973.12 Total subtractions -$10,364.69 -$52,720.81 Net cash flow $89,635.31 $47,283.98 Closing balances $96,225.08 06,225.08 UBS Bank USA Business Account APY Interest period Nov 7 - Dec 6 Opening UBS Bank USA Business balance Nov 7 87,910 77 Closing UBS Bank USA &airless balance Dec 6 85,268 77 Number of days in nterest period 30 Average daily balance $6,677 84 hterest earned $000 Annual percentage yield earned 0.00% SDNY GM 0002612$ CONFIDENTIAL ►age 3 of 6 EFTA_00136748 EFTA01671912 4tUBS Business Services Account December 2016 Your investment objectives: YOu have identified the following investment objectives for this account if you have questions about these objectives. disagree with then, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document Account name: ELLMAA, LLC Friendly account name. ELLMAX LLC Account number: Your return objective: Current ncome & capital appreciation Your risk profile: Primary Moderate Investment eligibility consideration None selected Your account instructions e Your account cost basis default closing method is AFO, First In, First Out. Your Ifinandal Advisor- SCOTT STACK MANLYLE CASRIEL CONFIDENTIAL Y GM 000261INjue 4 of 6 EFTA_00136749 EFTA01671913 I UBS Business Services Account December 2016 Your assets Account name: EWNAX, LLC Friendly account name: ELLMAX LLC Account number: Some prices, income and current yaws shown may be appeoxirnale As a result, pans and losses mai not De a<Curately reflected. See Important Mlorrnabon atoursour statement a the end of teas MKanent for more inform:loon. Cash Cash and money balances Gash and money balances may include avalable cash balances, UBS Bank USA deposit account balances, UBS AG Stanford Branch deposit account balances and money market mutual fund sweep balances. MIS Bank USA deposit account boraxes are insured by the FDIC vallin applicdole lints. but are not protected by 9PC MS AG Stanford Branch depose account balances ate not insured by FDIC and are not protected by SIPC Morey martet sweep balances are protected by SIPC but are not insured by the FDIC See the Important information 1000.00U, staternenl at tne endot this dournent for dean tote those balances Held rig Cash WS BANK USA BUS ACCT 6,589 77 Total Openng balance Closing balance Pnce per share Average an Dec I (S) on Dec 30 (S) on Dec 30(S) fate 0 Dwdenct interest period Your Pinandal Advisor SCOTT STACKMANILYLECASRIEL Dan in period Cap amount (1) 00 -5,426 19 101,651 27 250,000 00 Your total assets 96,589.77 $96225.08 vaue on Dec 30(1) Percentage of Cost your account (S) Estimated annual income (S) Untealle0 pan or lois (1) Cash Cash and money balances 96225.08 100.00% 96,225.08 Total 596,225.08 100.00% 596,225.08 Account activity this month for more information &Cut the prkevalue shown for restricted $ &untie. See Important meormaton about your statement a the end of this docunem. Date ACtisity YOUI Duality/ DesenDlion expense code Face 'Mutt pnceivdue Cash amount (5) Cash and money balance (5) Nov 30 Cash and money balance $6,589.77 Dec I Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT ROCKLAND TRUST COMPANY -1,321 00 5,268 77 Dec 15 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT ROCKLAND TRUST COMPANY -1,32100 3,947 77 continued next page SDNY GM 00026130 CONFIDENTIAL Page 5 of 6 EFIa_00I 36750 EFTA01671914 *UBS Business Services Account December 2016 Account activity this month (continued) Dap Actraty Your Quantity DesKolatiOn expense code face roue Cash pnceivalue (S) amount (S) Cash and money balance (S) Dec 28 Transfer JOURNAL FROM Y123575 GHISLAINE MAXWELL 100,00000 103,947 77 Dec 29 Withdrawal ACH WITHDRAWAL ADP Ta4401k -2,296 50 101,651 27 Dec 30 Bsa Check CHECK PAID 050001 -5,42619 96,225 08 Dec 30 Closing cash and money balance S96.225.08 Date Activity (*Unction Amount (S) Money balance OldiVithIS Nov 30 Balance forward $6,569.77 Dec 2 Withdrawal UPS BANK USA BUSINESS ACCOUNT AS OF 12/01116 -132100 Dec 16 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 12/1916 -1,321.00 Dec 29 Deposit UBS BANK USA. BUSINESS ACCOUNT 100,000.00 Dec 30 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 12/2916 -2,296.50 Dec 30 dosing UPS Bank USA Business Account 810145137 Account name: ELLMA/c LLC Friendly account name: ELLMAX LLC Account number: Your Nnancid Advisor. SCOTT STACKMAI/LYLE CASRIEL The U8S Bank USA Business Account is your prtmery sweepcolon Summary of approved payees and recurring payments Baud on your instructions. the foNothing payees and recurring payments are consijered 'approved payees' As a result (thou may authorize additional transfers to these payees verb/FY and (2) Tee are no bolger fete/Wog individual COntirmanOnS tor payments to these payeeS Payee descropOon R and C Ventures Inc ROCKLAND TRUST COMPANY Dsbursement Amount (S) method The payees and recurring payments Idled below do not include BM Payments Electronk Funds Transfers and °Wain other transfers between accounts at U85 if you nave additional payees andlor terunosh instructions on Me yOu wie receile separate conlimegions horn your Financial ActdS0t. To update or tame! any of Mete snatruttrOnt please contmryour Financial AdviSO* Typal Event Frequency Last used Start date End date date varied Federal Finds Payee On Me Upon request rid Na Dec I5, 16 ot statement for account num CONFIDENTIAL Gmfitmeffigge 6 of 6 EFTA_00136751 EFTA01671915 Important information about ‘„our statement LOS Fruncial Somas hc. (the Firm is LOS Financial StfiKeS), is a merrier of all principal security. commodity and options exchanges. UM financial Sent, and LBS Bank USA are rind sdosediaries of LE6 AG and affiliates of LOS Securities N.C. The FSm's Inertial statement is available upon request. he finis nouns office re at: LIBS Fnnial SinfiCOS he 1200 Nab« Boulevard Weehawken. NJ 07086 Ds stators« represents the only official record of you LOS Financial Services aCCoult, Other records, except official tar docunns, cootainrig cord Sling data shah not be reload upon. I you belt* there a an error or annska please report it itirriedately n vnitog to the Branch Manager 01 the office seining you scout Although all 'gates shown are intended to be accurate, statement data should not be used for to purposes. Rey sole on year-end tax fOnnl. (i.e., Form 1099, 5498, 10425. etc ) wean preparing yaw tax rerun. The Firm is regsied by law to report to the IRS al taxable «o dhocks. reportable rxretarable dividends and taxable rawest end on securities held inyour account, net proceeds on sale tinsel:as, and cost ninon certaii covered secuities. Comnvoications with the Finn • Please re.< col ern any Pal connunicatios o writing to f✓Oiler protect you rights, including you rights under the Stout es rosio Protection Act (WA) • If the financial institution on the top left of the front of this statement is not WS Finance Services. UBS Finance Soso coin you atone as clewing baker by arrangement with the indicated institution. We informed you of this reatioto seen you opened this account. In the case, yea finds and Porkies are located at LOS Financial Services and not the ends kg broker, and you inns mere a report of any error a omission to ben firm. As &sorbed o the account aren't, you must notify us of any errors or fraid involveg decks reflected on your statement ward 30 days after t was mailed or made avails/ore. Al statements that be domed carp** and sante in al other respects d not ',betted to ii wain wthin 60 dos • Please duct customer complanti « none to the Firm's Client Relations Department x 201.352.1699 or toll-fro at 800354-9103 8 00 A IA. to 600 P.M. FT Monday through Friday, or in «Wog to LOS Financial Services Inc , Client Relations Departrnem, P.O. Box 766 Union City, N1 07087 • For TTY services Call 844-612.0986 or from MASC. the U 5 : Call 201-352-149S • In case of errors or Crae51UnS about es ekictrone buds transfer MI bill payment or U8S visedebit card transactors, call 800462'1000. a write to I.85 irumai Service% kx , IMO Harbor Blvd., 6th floor, Weehawken. NI 07036, Alin: RIANBSA Services. Cal or mite as soon as you can, t you the* your statement or wept es iworg or I you need more 'dossing«, about a hamster on the statement or reams The From or Card hsuer (as ;plicate*) extra hear Iron you no later than 60 days after the Fern sere you the fist statement on which the error or problem appeared. — Provide your name and account !sober (I aryl. — Descrbe the error or the transfer you are nue about. and oplain as diary as sou can you believe it is an error or why you need more nfomutio. — Provide the dole amount of the suspected error. The Fern or Card Issuer will investigate you <coolant and will correct ary error promptly. For alleged errors irnolvi-gUBS Vase debt card transactions, I we tee more than 10 bus hiss days to do ths, we will credit you account for the an you think 6 in error, so that you wa have the use of the money &erg the tine it takes us to cc•Torete cur investigation Please make all checks payable to the Fins or the ildKated On the from of this statement In addition to regular account lets, &occults may be subject to manterence lees, charges for late payment for securities purchases recharges for «pad amants in cash accounts. Accounts that are tranchereCI to ocher iNSIttutpOni may be 9Jajen to a transfer fee. UBS Sweep Options LOS oilers woos Ice sweeping cash balances, balances to bark deposits at UBS Bar*. USA ad 1185 AG Stamford branch tart Sweep Programs), malty mates =Anal funds (1/koey funds) and the International Deposit Account (teaks customers with an Intonational Inas« Msugernert Account Through the Bark Sweep Programs, cash balances are swept to MS Bark USA up to an established lint and then to UBS AG Stamford Branch or a Money Fwd. Deposits at WS Bank USA are FDK insect fri accorclaxe with dOK nits Fa sere Horne ion plan visit wenn fdic gov. Deposits at UBS AG Sint ad Branch and shares of Money Funds are not rased by the FDIC Rough the IA. avail.** to cash balances re swept to deposit accosts at 1.113S AG New York Brash and LBS AG CayMan Branch. These dePOS are not rated the FDIC Balances heid at the UBSSO Cayman AG Branct re temporarily °loosed to the sovereign risk of the Como Islands, and there a nO guarantee or other oblige on of WS AG to repay the balances while on the WS Cayman Branch's books. Deposits x UBS Bark USA and each UBS AG Branch are not protected by SIPC Money Fund shares are protected by SIPC See "LOS Financial Services Account Protection' below Lboo you request, balances in the Bark Sweet, Proc ams or CA may be wen:Sawn and shares of a Money fund may be liquidated and the proceeds retuned to you « you' Senile% aCCourd Futhe information about avail** sweep options, ockeifing cure's interest rates and yields, is available at wens ubs.corrisweepyiekb from you Financial &tensor or by calling 900.762.1000. UN Runde Scrim account protection the Fern intim*. of the Seosities Investor Protection Corporation (SIPC), which/seeds mann accounts of its members so to SSOO,)PO (incising 1250,000 for dens for cash) The SSC asset protection Dnils apply to all accounts that you hold in a pal ruler cosily. The Fink together with certain affiliates, has also purchased Sipplerisental pineal Ilse mbornum arrant payable to all Oglote clients, colkeively under On protection 6 SSOO sem as of December ID, 2015. Sibeect to the poky conditions rid Into:ens, cash at the Ganglia-tor protected for up to minim in the agregate fee all your accents held n a poker «patty. A full copy of the policy wording is available ultrOn regent The SIPC protection and the stoplemental protection both do not aPOIY • Certain financial assets controlled by (and abided el yea account value) bus held away Irons LOS Financial Services (e.g.. certain () cash at UBS Bank USA. lig cash at LBS AG U S.brandits, (it entrance Productk including viable amities. and (iv) shares of mutual funds where such shares ate registered orecty n the name of Be scoot holder on the books and records of the applicable issuer Or transfer agent); • Certain investment contracts ce investment interests (e 9, hinted partnerships and private placements) that are not registered oder the Seco, is Act of 1933, and • Comslities coons leg, Dreg, usage old precious metal contracts), inc Wag futures contracts and connodity option contracts. The SIPC protection and the sopkonente protectiondo not apply to these assets even if they otherwise app. on your statements the SIPC protector and the supplemental presto" do not protect against chines in the market vase of you' investments (whether as a result of market movement, MIS barknotcy or *theorise More inIcanatim is tradable upon request You may obtain more information about SIPC ricking the SIPC Brochiss by contacting SIPC at 202.371.8300 Cr by visiting the SIPC vsosite at news* tog Dividend Reiwesonent Program (Dan The price reflected is an average price. You may obtain the actual price from you Financial Adis& Only whole shares are purchased under DRIP, partial shares will be sold and the cash will be deposited n you account. The dividend reinvestment price spOlied the ester may dater Iron, the node pace at which pate shares are sold Cosh-rvlieu Ony whole ants may be held nyour account. If you are Keeled to a pang/ oil as a result of a dirderd payment or otherwise, the Finn we either sell partial units at market price or scrota-unhurt donned by a regent' clearing agency, and credit your account. Imminent objectives The norstment obrotnes and rots profile n 'pectic to each soon and may varybetween you accounts. Please advise the fern promptly in writing day sag-kcal change in your I ina-kial situation or CONFIDENTIAL mon« observes To each scorn ?ski you choose one of the Following reestment objectives. • Produce Current income instmeerts seeking the generation of Income only. • Achieve Caplet Apprecation: Investments seeking growth of principal rather than the generation of name • Produce Combination or income and Coital Apereeettnn- investments seeking both the generation of income and growth of principal Orwell ride profile. • Comervati.e: Seeks to maintain otter principal with low re and volatility to the account overall even if that mean the account does nee generate ogreCant name or reams and may not keep pace with inflation • moderate . Mfrs; to accept some risk to crincOal and tolerate some volattity to seek higher reams. • Aggressive Willing to accept high risk to prinCtoal ad ‘obtilty to seek 110 return over I me • InsetuntentEayeatty Consteleunen: II selected, a potion of the portfolio to that scoot may include compten strategies. tinted kinity and Tester volatitty Sutomorn 'household:1gs We may cornoldate all related account statements wen the sane address in the sane ernelOpe, e g bone they have corners who also manta." pint account retekenhos wen other clients at the same address if you prefer to wen individual statements mailed on Wart, n,. ke.S, you may declne hoseholdng by calling you financial Advisor. Friendly amount name The friendly scoot none is a oslonizable nickname • chosen by you to assist you with you recoreeeptig has no legal effect on you scout. You can change you Frio* account manes. through &dine Services Of by contact:19ov financial Advisor. Account overview • value of yam aCCOuht/pOrt101.0 Net ol assets and &abilities • Assets FK lades available cash balances, values for restricted security (est ), and Global Tin Deposits, urveakzed marks to make and certain asses not held by the Finn Does not ncicte worked secure ••1 assets at the red of the pro and current statement periods, « private investments, invested stock options and exercisable stock clean • Linton Iodides debit balances. outstandeng mmin loans, credit lox short accost balances • Cash/money baancts Total of uninvested available cash balances. plus deposit balances al LBS Bat USA, UBS AGNS. Branches and money nurket initial fund sweep balances, al the close of the statement period. Non-commodity free ere& balances in your scout se not segregated from other balance, and the fern may use any of these funds en the ordnary count of its business. These funds re payable upon you- demand. This total is eluded in the correct period closing valor. SDNY_GM_00026132 EFTA _N1136752 EFTA01671916 lnptlrla II information about your statement (continued) Landbg Sanitation For deeded information on the Fiat's is practices and docbsures, refer to your Clint Retro-My Agyernice or Account Agreanere arid the General Terms andCandace*. UB5 Statemea of Credit Predicts available nAgreimiwo and Clarbsurts at yowl ribsrem lan-watnSwborret. Your Mete Your statement itemizes 'azurites and other assets held im the ocean al the end of the statement period. You may at for dares of fully pad securities r any tine. You may receive seanties wed as ban cc/lateral after paying any balance die on than Any securities transferred to the Fenn ding the statement period age Iced at market value as of the end of the statement period. • Cast basis. In detercnning the cost basis of the securities included is this statement. where inckated with the number ' I.' U3S F manta' Sens' Km relied on infarration obtained from sources other thanLei Markel Services, ncludng Samaria, from another Inn a that you may have provided to your Franca' Advisor. The Firm does not independently seedy a guarantee the accuracy or valicky of any elf Onnatica provided by sources other than Le3S Fnancal Stokes h realist although UBS Maxie' Services sway updates this irionwiton at it is rased the Fern don not provide try assurances that the ekes on under "Cost basis' and 'Wreaked go-lb.'" is xcurate as of the date of this statement. As such, Para do not rayon the Sarmatian to make pads a sale Sass, for tar papaw or otherwise. Account translated to the Firm may reflect gal loss inf amation only for the pad] of tore they se held at the Firm More hntorical Hammon can be added by your Franca Advisor. • Unrealized pains/losses. When data is available, estimated wrealaed gaindlosses are calculated for ndnidual secuity lots The transaction data for Meeduel lots may or may not ref lets commissions. charges ardor security Magna:11On emits. Dredged and other reinvestment lots and systematic purchase Res se each combined to display one averaged tot. The 'Trade date' column presents the orignal transact on trade date. • Callable securities Bonds and preferred stock that the issuer cal* for earl/ redernaiOn wll be selected inpanially by lot from among an sects ies of that issue heI n ow nave a nomnee name for as clients. Call feature Sormation is oblined from chid parties and its accuracy is not guararteed Other call features may exist which could affect yield; COMplete Of (Maim will be provided upon request • Certificates of deposit (CDs). CDs ay FDIC Wised up to $250,000 n prixipal rd accrued interest per depositor and per depository institution, n accordance with FDK rules. • Price/value Prices Spayed for seances and other products may be higher a lower than the price that you would actuary recene in the market Prices are obtaned from vans tad parry sources which we believe to be reliable, but we do not guars« thew accuracy - We generally use the closing price when available a the mean of the bd and ask pekes for listed securers arid options a only bid aces for OTC secures. - Less artnely traded sautes may De priced rang a valuation model or the most recent price at oblaned and may not reflect an actual market price value - (Man Positions may appear wane a ace and will show as 'price was not eatable' it we are untie to obtain a price for a security - Deposes Of securers denannated in currencies other than U.5. dollars are reflected at the exchange rate as of the statement date. - For certain mates tradng n nonconforming *nonmetals, lance and quantity dace value) may have been adjusted to lxttate proper valuation. To obtain current quotations, when available, contact your Financial Advisor. . Private investments and sauce red productl. Private trestrant acuities (Pckdrip drect park:pawn ;cavern and real estate investrnere trust securities) and Matured products re generaky hi by &OM Chan structured products have not been registered with the Securities and End sift Commission or Isla any state sure.* laws We provide est mated values for pews iwestment secisaies and star lured products for Wormaaral purposes ony. A (ovary e not guaranteed - These values may die. sibstantalk from prices, any, at which a private emanate security or structured product may be bought or sold and do riot necessarily represent the value you may receive upon hat Stan. - thirdparty estimates oil value are as of a certain date and re applied to LOS Fnancial Sawn on a regular basis by an *tweak.t valuatim firm - Wier. general partner a sponsor estimated valas, try, re supplied to the Form by the 6Suef, general partner or sponsor and may be calculated based on deferent infocmation from that used by third parties to derive thee' estenated sabers. - You can obtain additional infamatai regardng the methodology used to determine the estinate of vats and the date of the Hammon that es the bars* for the estimate by to your Financial Advisor — Thedpaty estimated satin may a reflected as 'Not piked' n sexes SituatiOnS: when an independent valuation fern has not supplied a ts untie to ass:revalue, when we become aware that a material event has occurred that may cal a previously reported value into casket a *two a yak* would be high& speculative due to the mauve of the sec say. — When neither an issuer, general parts or sprat estimated value nor a thrdpirty estmated vale 6 provided, the value of the mosey will be deferent born is purchase pike. — • Dar-butlers to date' may include return of capital, some or bosh. — unit sae' represents the Mal Meting price per unit and may not ref led yar cost basis — DPP aid unlisted REIT securities are rot listed on a national sautes exchange, and are generally lard arid eves if they can be sold, the price received may be less than the per share estenaled value provided in the account statement • Restricted securities Restricted securities generally re not currently elryble for pubk sale. LOS Financial Services uses the market price of the wrestricied stork at the same saver as an mated value foe the restricted stock for purposes of this statement On;/ To the mew that restricted sautes re olgta foe sale, the value received may De substantially less than the imputed aka shown. • Eft. (estimated) income. Waren! yields and rates. An estinate ritual exam is based CO (Went &Mend aid Serest rates, assuming the seasies De had for one year from statement date or ureil maksty This Shale is only a guideline, accuracy and conned income are not guaranteed — Estimated anal Mare and current yield for certain laws of securities could include a return of princoal or capital gam n ankh case the est income (and anent yield) would be own:rated. — Estimated alma nose rind stmt yield and the actual name and yield might be lower ce hiber than the estimated amass — An estimate of amualired some (dividend ardor merest) divvied by the current market vabaerage balance 6 based on the last dividend or interest payment made by the issuer and assumes the senstarkrposts will be held for one year from the statemert date or until maturity. Accuracy ad continued weld are not garseed. • Amen not held by Les Financial Services. Cenain assets are not held by therm and not withn the Fern's possession or control These assets re displayed on yam 'tetanal fa informational purposes only. Positions and value, presented are provided by the owing firm UBS Financial Services is not responsble for this informal On and does not guarantee is accuracy. These assets Xe riot protected TO Slit or the Farm's suebamental SIPC coverage • Revenue shoring and additional COVVIIM•60.4. — h addition to carmssions on sales and 12b.1 fees received in connection wish the &subset of mutual funds to our clients we irdor cur affiliate rase revers. sharing mash from dsbutors sloe adman of the mutual funds that we sell These amounts are based on two deferent ccenanents. (A the rasa of sales by UBS of a particular mutual hand iamb/ to or dents; ,r4 DO the asset sal* of a particular mutual fund larniVs shares held at the Crm. — We and as affiliate also receive networking sal orrntan processing tees el consideration for bander agent services dal we provide to the mutual funds Thee fees generally are pad horn Mesta assets in the mutual fund rd teetered dollar amount based on the nurnber of accounts at the brokerrdeahr holding mutual lunds of that fund Cray. — a. Sawn to cammssons reamed in selection with the sale or durbran of nary contracts and CONFIDENTIAL out continent trust was to as clients, we ander our affiliate receive resin. Awing compensation from many of the nsuance cameras undermiting the amity contracts, affiliates of the insurance companies or sponsors of the unit iwestmmt trusts ace derbste — Qr affiliates also receive trading cornwssion" and other compensator from mutual fits and Muffle macaw whose products ace chinta.t• — We receive an gruel fee from 1.85 Bark USA and UBS AG Stamford Branch of up to $75 per account sweepng to the basks under the LEIS Beni Sweep Programs Activity Information regarding commissions and other charges incurred in connection with the executer, of trades, int licIng option transactions has been included on COnlimatiOr6 previously luMithecl to you. and nvil be provided to you promptly on request. Short palling V you re engaged in short selling a security, you may My a charge die to certain Ixaconng costs for that pan culr seonty. Open orders Regarding open or 'good-tracancellecr orders that were not executed by the statement date. open bury and sell stop orders are reduced by the amount of dividends or rights on an ex.dteklends a eurghts date unless menxted otherwise by you. You are responsble for orders that re ',resoled due to your lease to cancel costing open orders Privacy To obtan a copy of as current Client Privacy Note, please contact your Financial Advisor on visa our *rebate at rev, idttenenlernagyeeln. — LBS Financial Services es roe a bark. The RAM, Business Service Account BSA and RMA are brokerage Mc ants Nhich provide access tobring services and products through arrangements with affiliated bat ad other thiclbarty barks, and provides access to mass and annuity products *sued by wallekated shad-party nuance companies throucb Morse agency subudain of 1.85 Financial Services Inc — Investment, nsurarkt and arnuity products — Not FDIC nsured • No bank guarantee. May lose value - RAU Resource Management Account, Business Services Account BSA, IRMA and international Resource Management Account are registered service muds of UBS Financial Services Inc — VISA *registered trademark owned by Visa International Setae Assocaon and used aide license. The LOS Visa credt cards and the LOS Visa debit cards re issued by OBS Bank USA with permission from visa U SA Incorporated AR other trademarks, registered Paden:As, service malts and registered service nuts are of thee respective companies. UBS Finenciel Serval Inc. Rev. 201612 SONY_GM_00026133 EFTA _00136753 EFTA01671917 44) UBS UBS Financial Seruces Inc Private wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 Account name: ELLMAX, LLC Friendly account name: EL LMAY LLC Account number: Your Financial Advisor: SCOTT STA°. MMI'Lr LE CA Phone EL Questions about your statement? Call your FInanoa' Adwtor Or The Resourcelme a accoun Keit our website: www ubs cornifinanoafservices Items for your attention r Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Ago, get your free credit report annually from wvavannualcreditreport corn Value of your account Business Services Account January 2017 ELLMAX, on December 30 (S) on January 31 (3) Your assets 96,225 08 87,985 40 Your liabdrt ies 0 00 0 00 Value of your account $96,225.08 Tracking the value of your account S7555:57nc5 Do: ?015 Do: 2016 Dec 2014 Member SIPC $87,985.40 ran 2017 Sources of your account growth during 2017 value of your account at yea end 2016 Net deposit and withdrawals Your ovestment return. Dividend and interest income Change in market value Value of your account on Jan 31, 2017 $87.985.40 $9622508 -$8240.28 $060 SO 00 SDNY GM 00028134 CONFIDENTIAL Page 1 of 8. EFTA_00136754 EFTA01671918 I *a UBS Business Services Account January 70' Your account balance sheet Summary of your assets Value on January 31 (S) Percentage of your account A Cash and money balances 87,985 40 100.00% B Cash alternatives 000 000% C Equities 000 0.00% D Fixed income 000 0.00% E Non-traditional 000 0.00% F Commodities 000 0.00% G Other 000 0.00% Total assets Value of your account $87,985.40 $87,985.40 100.00% Account name: Friendly account name: Account number: Your current asset allocation A Eye on the markets Index Percentage change January 2017 Year to date S&P 500 1.90% 190% Russell 3000 1.88% 188% MSC I - Europe, Australia & Far East 2.91% 2 91% Barclays Capital U.S. Aggregate Bond Index 0.20% 0 20% Your Mounds' Advisor TT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, UB5 Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on January 31, 2017 3-month Treasury bilk: 0.51% One-month LIBOR: 0.78% CONFIDENTIAL 000261ftge 2 of 8 _ _ EFTA_00 136755 EFTA01671919 4tUBS Business Services Account January 2017 Change in the value of your account January 2017 (1) Year to date (I) Opening account value $96,225.08 $96,225.08 Withdrawals and fees, ncluding investments transferred out -8,240 28 -8,240.28 Dividend and interest income 0.60 060 Closing account value $87,985.40 $87,985.40 Account name: ELLMAX, LLC Friendly account name:ELLMAX LLc Account number: Dividend and interest income earned For purposes of the statement. tmatility of interest and Ortickixt income nay been determined from a US av Ief>darig Perspective Bated upon the residence of the account Dider. account type, or product type, sone interest andor OviOnd payments may not be subject to United States (US ands Puerto Rico (PR) insane taxes The client rnonItiy statement is not intended to be used and canna be retied pan for tag purposes. Clients should refer to the appicade tax reporting forms they receive from UBS annualy. such as the form 1099 and the Forms 4130, for lair reporting information It is the pracbce of ties to fide the 410litabte tai reporting forms with the US Internal Revenue Seance and PR Treasury Department and in such forms occur/Amy classify dviCends andor interest as tag exempt or taxable insane. Please consult your incladual tar preparer Cash activity summary Your Nnaocial Advisor- SCOTT S7ACKMAMLYLE CASRIEL See Account actmrty tna monthto' deed Is Balances in your Sweep00ms are inducted in the opervrg and closing balances vane FDIC Insurance applies Only to clepOUtt at uRS Bank USA. not to deposits at MIS AC,, starnforo eranth or bark deposits placed thicru0 the UBS InternationS Deposit Account program WC VOteCbOo applies to money market sweep tun./ IYACIngs but not bar* deposits. See Important intormatipn about your statement on the last two pages d this document for *Nils January 2017 (1) Year to date (4) Opening balances Additions Dividend and interest income $96,225.08 0.60 $96225.08 0.60 Total additions $0.60 Subtractions Checks and bill payments -5,598.28 -5,598.28 Other funds debrted -2,642.00 -2,642.00 Total subtractions -$8,240.28 -$8240.28 Net cash flow -$8,239.68 -$8,239.68 Closing balances $87,985.40 $87,985.40 January 2017 ($) Year to date (1) UBS Bank USA Business Account APY Interest period Dec 7 - Jan 8 Taxable interest 0.51 051 Total current year $0.51 $0.51 Prof year adjustment 0.09 0.09 Opening UBS Bank USA Business balance Dec 7 $5,268 77 Total dividend & interest $0.60 $0.60 Closing UBS Bank USA BLainess balance Jan 8 $92,158 60 Number of days in merest period 33 Average daily balance $34,676.59 Interest earned $0 .33 Annual percentage yield earned 0.01% Y GM 00026136 CONFIDENTIAL ►age 3 of 8 EFTA_001 36756 EFTA01671920 *UBS Business Services Account January 20' 7 Your investment objectives: YOu have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this docurnent. Account name: Friendly account name' Account number: Your return objective: Current ncome & capital appreciation Your risk profile: Pnmary - Moderate Investment eligibility consideration None selected Your account instructions • Your account cost bass default closing method is FIFO, First In, First Out. Your Knancial Advisor- SCOTT STACK MARLYLE CASRIEL CONFIDENTIAL Y_GMJ:000261/3494 4 cfrf EFTA JX)136757 EFTA01671921 41) UBS Business Services Account January Your assets Account name: ELLMAX, LLC Friendly account name: E ^' f- • LLC Account number: Some once', income and (went velues shown may be appeoximale Asa result, pins aid losses may not be accurately reflected. See important infotenabon ahoy: )ow. statement a the end of this document for more information. Cash Cash and money balances Cash and money balances may include avalable cash balances, UBS Bank USA deposit account balances, UBS AG Stanford Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDIC vat h n ataplicable I nuts, but are not protected by 9PC U85 AG Stanford Branch deposit account balances se not insured by FDIC and are not protected by 9K Money market sweep balances are protected by SIPC but are not insured by the FDIC See the important information about your statement at the endot this docisnent for <Wats about those balances Operrng baance Closing biance Wldng on Jell I (S) on Ian 31 (5) Pnce per share on tan 31 (5) Awrage I:kw:lendinterest Datl in rate period period Cap amount (5) Cash 5,42619 0.00 UBS BANK USA BUS ACCT 101,651.27 0.00 250,000 00 UBS AG DEPOSIT ACCOUNT 0 00 87,985 40 Total Your total assets $96.225.08 $87.915.40 Vaue on tan 31 (5) Percentage d your account Cost bans (S) Estimated annual income (5) unrealzed ono' loss (S) Cash Total 587,985.40 100.00% $87.98540 Your Financial Advisor: Cash and money balances 87,98540 100.00% 87.905.40 Account activity this month For mare informalion about the prceivalue shown for restncted secunnes, see Important intormaton about row statement at the end of thrs document YOUr Ouantityr Dee Actiaty Description expense code Face value Dec30 tan 3 Interest IRS BANK USA BUSINESS ACCOUNT AS OF 1030'16 PnceiValue (5) Cash amount (SI Cash and money balance (S) Cash and money balance 396.225.01 09 continued neat page SONY GM 000213138 CONFIDENTIAL Page 5 of 8 EFTA_OOI 36758 EFTA01671922 4tUBS Business Services Account January 2017 Account activity this month «ontinuedl Date Actonty Jan 3 Withdrawal Jan 5 Withdrawal Jan 5 Withdrawal Jan 6 Bsa Check Jan 6 Withdrawal Jan 9 Interest Jan 13 Withdrawal Jan 17 Withdrawal Jan 18 Interest Jan 19 Withdrawal Jan 19 Withdrawal Jan 20 Bsa Check Account name: ELLMAx, LLC friendly account name: ELLMAX LLC Account number- Your Snancial Advisor- SCOTT STACK MARLYLE CASRIEL Your Ouantrlyt DeuncrtiOn expense code Face vaue Pnreivaue (S) Cash amount (S) Cash and money Sklar-Ka (S) FEDERAL FUNDS TO R and C Ventures Inc AT ROCKLAND TRUST COMPANY -1,32100 94,904 17 ACH WITHDRAWAL ADP Ta4401k -76613 94,073 42 ACH WITHDRAWAL ADP EEPAY/GARNWC -64 62 CHECK PAID 050002 -1,808 11 ACH WITHDRAWAL ADP PAYROLL FEES -106.95 92,15836 UBS BANK USA BUSINESS ACCOUNT AS OF 0110E/17 .24 92,15860 ACH WITHDRAWAL ADP PAYROLL FEES -95 95 92,06165 FEDERAL FUNDS TO R and C Ventures Inc AT ROCKLAND TRUST COMPANY -1,32100 90,740.65 UBS BANK USA BUSINESS ACCOUNT .27 90,740.92 ACH WITHDRAWAL ADP Tau:401k -766.12 89,951 72 ACH WITHDRAWAL ADP EEPAY/GARNWC -23.08 CHECK PAID 050003 -1,80812 88,14360 Jan 25 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES Jan 27 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES Jan 31 Closing cash and money balance Dare Dec 30 Balance forward Activity Description -61 25 88,082 35 -96 95 87,985 40 Amount CO Money balance activities $101,651.27 Jan 3 Withdrawal Jan 3 Deposit Jan 4 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 12/30116 -5,426.19 UBS BANK USA BUSINESS ACCOUNT AS OF 12130116 0.09 UBS BANK USA BUSINESS ACCOUNT AS OF 01/03/17 •1.321.00 UBS BANK USA BUSINESS ACCOUNT AS OF 0110017 -83075 Jan 6 Withdrawal Jan 9 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 01106117 -1,915.06 UBS BANK USA BUSINESS ACCOUNT AS OF 0110017 0.24 UBS BANK USA BUSINESS ACCOUNT AS OF 01113/17 -96.95 Jan 9 Deposit Jan 17 Withdrawal Jan 18 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 01117/17 -1,32100 Transaction Limit Reached UBS BANK USA BUSINESS -90,74065 ACCOUNT Jan 18 Withdrawal Jan 31 Closing UBS Bank USA Business Account The UBS Bank USA Winless Account is your tanmay sweepoption $0.00 $87,985.40 CONFIDENTIAL Y_GM_000261 . 6 of 8 EFTA_00 136759 EFTA01671923 44) UBS Business Services Account January 2017 Account activity this month (continued) Use Activity Degruabon Amount IS) Money balance activities (continued) Dec 30 Balance forward $0.00 Jan 18 Deposit UBS AG DEPOSIT ACCOUNT 90,740 65 Jan 20 Withdrawal UBS AG DEPOSIT ACCOUNT AS Of 01/19117 -788.93 Jan 23 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 01120r 17 -1,808.12 Jan 26 Withdrawal UE15 AG DEPOSIT ACCOUNT A5 OF 0112917 -61 25 ran 30 Withdrawal UBS AG DEPOSIT ACCOUNT AS CF 01127/17 96.95 - Jan 31 dosing U.S AG Deposit Account 887.965.40 Account name: EWMAX, LLC Friendly account name:ELLMAX LLC Account number: Your Knandal Advisor. SCOTT STACK MANLYLE CASRIEL The U8S AG Deposit Account is you seconday svirtep option SONY GM 00028140 CONFIDENTIAL Page 7 of 8 EFTA_00 136760 EFTA01671924 *UBS Yournotes _ostosoze,. s oF 8 CONFIDENTIAL EFT,001367fil EFTA01671925 Important information about our statement .25 Fruncial Services hc. (the Firm« WS Financial Serves), is a merrbec of align-tip.] security, commodity and options exchanges. UM Financial Seniors and WS Bak USA are ran subsidiaries of IBS AG and affiliates of U3SSecurites LLC. The Fen's Inancul statemmt is salad* upon request. he Finis executive offices are a: UM instal Services Sic 1200 Sabot Boulevard Weehawken. NJ 07086 1).6 statement represents the on& official record of you LeBS Financial Services af.COunt, Other records, except official tar dowsing tattering confiding data should not be relied upon. R you bele:tette 6 an error or ninoon please report it immediately in wring to the Branch MANN of the *Stewing wee account Although all Igses shown are intended to be accurate, stalemmt data should not be used for tar purposes. Rey *NOY on year-end to Toms. (i.e.. Form 1099, 5498, 10425, etc ) when wowing you tax rein. The Frm reguied by law to report to the IRS al tauble cards, reportable is clinadendi and taxable merest eared an secsties held in your account, net proceeds on sale transactions. and cost bastion certain covered securities. Comminicetions with the Fim • Please re.00f rm anr Oral communications o writing to hither protect you rights, noising your rights under the Secures, Irina Protection Act (WA) • If the financial rottution on the top ten of the front of this statement n not LOS Financial Services, LOS Financial Serves cares your account as Novo broker by arrangement with the indicated institution. We informed you of this relationship when you gamed this scant. kt this case, yam fulds and Jennies are located at (BS Financial Services and not the Otroducio broker, and you inns make a report of any error a omission to both firm. As descried the scout airman* you must notify us of any won or fraud 'mono docks reflected on you' statement withal 30 Mit after t was mailed cr mole nibble. Al statements that be deemed carp** and accsate in al other respects it not objected to in ratio wthin 60 dos • Please direct customer comports a mires to the Firm's Client Relations Department x 2013521699 a toll-free at 800354-9103. 8 004 M. to 6-00 P.M. FT Monday through Friday, or in metro to UM Financial Services k., Chart Relations Department, P.O. Box 766 lint City, NJ 07087 • For TTY services Call 844-612.0986 or from MASC. the US : Call 201-352-149$ • Incase of errors a Cranlget about n electronic keit transfer (FT). bill payment or LOS visedebt card transactors, call 830462.1000, or write to b65 Finns/ Service kx IOC° Harbor Bhd., 6th flax, Weehawken W 07886, Mtn: RIANBSA Sews. CIA cc mite as soon as you can, t you Uri your statement or inept it mess pr e you need more • °mutton about a bonder on the statement or receipt. The Firm ce Card hsuer (as applicable) must hear Iran you no later than 60 days alter the Fern Sent yaa the fist oaten« on which the error or problem soured. — Provide your name and account curbs (I and. — Descrbe the ma or the transfer you are nue about. and oplain as deny asyrou can why you believe it is an error or why you need more nfomuton. — Provide the does amount of the suspected error. The Finn or Card Issuer wan investigate your <coolant and will coned Fry error «wryly. For alleged errors morn-5 UBS Vrsae debt card transactcns, 1 we tee more than 10 lousiness days to do this, we will credit you scout for the mast you that 6 in error, so that you wi have the use of the money clang the tiro it takes us to cavolete cor instigation Please make all checks payable to the Fin or the fnacial nStrbiCin idKated on the frorg of this statement in addition to regular account lees, ace/nits may be subject to maintenance fees, changes for Late payment for securities pischns aid charges for uncoil amine; in cash accounts. Accounts that are transferred to ocher nclitutiOni may be *bred to a transfer fee. USS Sweep Options INS offers ovals nor sniping cash balances, balances to bars deposits at UBS Bark USA and U3S AG Stamford branch (Fin Sweep Programs), men market ritual funds (I/koey Funds) and the International Deposit Account (DA)or customers with an International Resasce Msugernect Account Through the Bads Sweep Programs, cash balances are swept to U8S Bat USA up to an established Ino and then to LOS AG Stamford Braich or a Money Fun. Deposits at IBS Bank VSa are dOK owed n accordance with FDIC wits For more Hairsco plan yew Nom fdic Deposits x IBS AG Sint ad Branch and shares of Money Funds are rot awed by the FDIC Root* the CA. avail** to cash balances are swept to devout accosts at UM AG New York Brach and U3S AG Carlan Brandt These deposits are not rand the FDIC Balances the US$ AG Cayman Braix7 re temp:fey °posed to the soverogn risk of tN Carnal biands, and there 6 no guarantee or other obligator of LOS AG to repay the balances while on the LC Cayman Branch's books. Deposits x IBS Bark USA and each IBS AG Branch are rot protected by SIPC Money Find shaves are protected by SIPC See -UEIS Financial Services Account Protectron' below Lyon you reepaell, balances it the Br* Sweep Programs or IDA may be wen:taut arid shares of a Money Fund may be liquidated and the proceeds retried to you « yaw secuto aCCourd further idamxion about avail** sweep options, including cumin interest rates ad yields, a available at Un.cornsweepyiekes. from your F proemial Advisor or by calling 800.762.1000. Soviets account protection the Fern isomer*. of the Seosties Investor Protection Corporation (SVC% which/voted, wanes /occults of its mamba's to to 1500,000 (noising 1250.080 for darns for cash) The SSC asset protection knits appky to all accounts that yes:hold in a pal rule- cosily The Far together with certain affiliates, has also puchased nolernental «noir The mantra amount payable to all erobre clients, collectively under the protection 6 $500 Minn as of December 10, 2016. &beet to the policy Caxlitons and Ignattem cash at the Famish/Se protected for up to million n the aggegee fa all yaw Racal, held n a reticular capacity. A full copy of the policy wording is available uPOn request The SIPC protection and the supplemental Protection both do not aPPIY to: • Certain financial assets controlled by (and included in you accost wive but held away from LOS Financial Services (e.g.. certain () cash at US$ Bank USA. 60 cash at UBS AG U S.branies, (id Maxi Productk including viable arruties. and (iv) shares of mutual funds More such shares are registered drectb• an the name of Be scan holder on the books and records of the applicable issuer a trader agent); • Conan Ointment contests or investment interests (e 9, Meted partnershcrs and private placation's) that are not registered under the Secants Act of 1933, and • Canixlities ea-tracts leg, firers othrge and precious metal contracts), ex ludng futures contracts and connodity colon cataracts. The SIPC protector and the nokmente protect:ando not apply to these assets even if they otherwise seer at your statements. The SIPC protection aid the supplemental proles-Itodo not protect against changes it the market vabe of you investinces (whether as a result of market movement, nos barks/sty or otherwise More inf <noon is amine soon request. You may obtain more rionnation about WC, rocluing the SIPC Brochure, by (nacho SIP( at X32371.8300 cir by visiting the SIPC vabste at ....comae org Dividend Reinvotonern Proven, (DP1P) The price reflected is an average price. You may obtain the actual price from your Financial Advisor Orly whole shares are purchased under GRIP, patial shares will be sold and the cash will be deposited in yaw scant The dividend reinvestment price **Plied bi,:he Ewer may defer from the nude price at Mich rube shires are sold Cash-nein Only stole tints may be held in your account. If you are este:id to a partial in as a result of a deiderd poment or otherwise, the Fern wi either sell partial tires at manes axe or accept an amount deter mind by a registered clearing agency. rd credit you aeon. Investrnent objectives The nurstment absents and risk profile n specific to each noun and may van, between you accounts. Please advise the fon ptortotly in writing of any icpsficrt cha-ge en your financial situation or CONFIDENTIAL mesitnent observes For each account held you choose one of the following nostrnent objectiws. • Produce Current Income mestmeets seeking the generation of income only. • Aches* Caplet Apprecation: Investments seeking drab." of pr.-typal rather than the generation of nano • Prodse Combination of income and Curtal Appredaran- Mestments seeking bah the generation of riccene and growth of prixint Orwell risk profiles • Comervatre: Seeks to maintain ortial aincipal with low rite and **May to the account meal, ran that means the scout does riot generate ogre Cart income or mum and may not keep pace with inflation • Moderate . Wan; to accept some risk to brklai and to* ate son whitey to seek higher returns. • Ayr !we Wiling to accept highhi hrid to rtinc0 sd hip ‘obtilty to seek high reins OM In.. • insegmentErgasaly Consisbratiso: II selected a portico of the portfolio for that scan may include connoi strategies. lined kmdity and seater vol.:they Sutoment 'household:1gs We may consoidate all related axon statements wth the sane address in the sine ernelOPe, e g became they have owners who also mini, point account reaccishos wth «het clients at the sane address if you defer to gene individual statements mailed n separate n.. leis, you may declne ho_neholding by calling you Financial Advisor Friendly mount name The Trendy accost name is a customizable *nickname • chosenby you to assist you with you recoramprig has no legal effect on you octavo. You can change yi' Friendly account runes. *avouch Online Services a by «macho yogr Financial Advisor. Account overview • value or row account/portfolio Net of assets and &abilities • Assets FK lades available cash balances, values foe restricted securty (est ), and Global Tin Deposits, urveakzed marks to market aid certain assets not held by the Fin Does not include spirted «curd el assets at the end of the pro and current statement periods, private investments, nested stock options and cormable stock options • (iabileges Includes debit balances. outstanding ma-gn loam, credit lee, short scan balances • Cash/moneybalances Total of uninvested available cash balances, plus deposit balances al UBS Bs* USA, U3S AG U S. Branches and money market mutual fund sweep balances, at the close of the statement period. Noncommodity free credit balances it your scan se not segregated from other balances and the Fern may use airy of these funds n the ordnary cane of its business. These funds re payable upon yin demand. TNs total is included it the curtest period doing value. SDNY_GM_00026142 EFTA_00136762 EFTA01671926 Iniporla II information about your statement (continued) Landing idannatian For detailed information cea the Fire's biding practices ard disci:mut refer to your Client Reletanhip Ants re or Account Agramerrt adthe General Te and Ca-adorn. LBS Starner* of Credit Pixtices eatable nAgmerant and Darbsurts at iyvew Lab,. ramstrovardrybuffes. Your assets Your statement itemizes 'azurites and other assets heed ins the acount at the end of the statement period You may at for denary crt full pad securities at any tine. You may receive securities used as ban collateral alter paying any balance de on them Any securities tramf mad to the Ferncling the steamed period ate bled at market vane as of the end of the statement period. • Cost basis. In detemmig the cost basis of the securities nark! II this statement. where idaaed with the number' I.' LBS F manna' Some. hen relied on attenuation obtained from sources other than lei Mantel SeraXes, ',lading mansion from another tem or that you may have provided to your farkul Advisor. The Firm does not independently way a swam.* the accuracy or valicity of any tiOnnahal provided by sources other than US$ f nancul Stokes ackliart ahhough LEG Fnaxial Services general, **dates this infornaton Maio 'nem* the Fern does not provide any assurances that the 'Moms co under 'Cost basis" and "Unasked garibss' is xcurate as of the dated stn statement. As such *era do not reS co the mammon to make *Admse or sale &ream, for tau puposes or otherwise. Accords trasiened to the fan may reflect hare loss informationonly for the period of time they se held at the firm More 'choral ormaion can be added by note Friathal Advisor. • Unrealized pale/Ins. When data is available, estimated unrealoed gains/losses are calculated for ndnidual security lots. The transaction data for ednidual kits may or may not reflect con-missions. charges ands security reOrgarnaliin Pent, Dividend and other rerwestment lots and systematic purchase Ices re each toothed to display one heard kit The 'Trade date' column presents the «gm' transact on trade date. • Whole securities Bonds and 'referred stock that the issuer cab for early redemption will be selected napanially by lot from among at securities of that issue he in our nave a n nomixe nine for or clients. Call featse information is oblaned from chid parties and its accuracy is not guaranteed Other call features may rest which could ailed yield; complete arriation will be provided upon request • Certificates of deposit (CDs). CDs re FDIC insured Li to S250.000 n principal and accrued interest per depositor and per depository ingitaion, el accordance with f DK rules. • Pricalralue Prices displayed for senates and °t hew products may be higher or lower than the price that you would actually receive in the market Ma. are obtaned from arcs third pity sources which we beimh to be reluble, but we do not gairant« thew accuracy - We generally use the closing pro when available a the mean of the bd and a* prices for Wed securites and options or only bid pekes for OTC securities. - Less Wirth traded mantes may be priced using a valuation model or the most 44C044 price we oblaned and may not reflect an actual market price or vale - Celan positions may appear withosa a peke aid will show as 'price was not tradable' it we me samba to Man a price for a security - Deposits or vestals Kis dencomated in cannon other than U.S. dollars se refined at the exchange rate as of the statement date. — For certain warners trading in non.ccrif arming dencrimatans. price and quantity (face vale) may have been adµted to facilitate proper valuation. To othan anent quotations, when available, contact year fi-uncul Advisor. • Private investments and rtructured products Pnvate invertMent SeCultieS (ricking clan partkigatith ;cairn and real estate nvesIrnent trust securities) and Martyred products are gineeaty highly Algid Celan Mutated products have not been registered with the 5mM:es and End sue Ccomission or aide any state securees LIM We *cafe est mated values foe private investment securities and structured products for reomaticnal prposes only. Accuracy n not gained - These alas may differ substantalb from prices. if any. at which a private nastrnmat security or sinacured *marl may be bought or sold aril do not necessarily represent the yak* you may receive upon ligedaton. - third party estimates ol aka are as d a Certain date and re applied to LBS Fnanciel Sewn en a regular basis by an depeuim it valuation lima - Inher. general partner a sprmc estimated alas, uf any, re applied to the Fin by the mute. general Panner or sponsor and may be calculated based on different information from that used by thug parties to dare thee estimated agars. - You can cam additional clay:vial regarding the methodology used to determine the estimate wen and the date of the Hammen that is the bass for the estimate by corextrig your Franc:el Achnor — Med prty estimated ratan may bee reflected as 'Not piked' n seseral SstuatiOnR when an independent aeration fn n has not applied a n um** to assign a valet ashm we become awn that a material event has °caned that erns/cal a previously repined valor itto gwstvt or when a vakie would be Ingah speculative due to the nature of the sec may. — When neither an issuer, general pager or sonar estimated value nor a thrdparty estimated value 6 monde* the vela of the security will be deferent from its purchase pike. — • Distributions to date' may ric ed. return of capita( income of both. — ure see' represents the trial °Hering price per Una ad may not reflect hat cost bass — DPP and misted REIT securities are rot listed co a national seosites exchange, and re generally agid and even if they can be sokt the price received may be less than the per share estimated value provided tithe accotn statement • Restricted securities Restricted securities gene* re not currently elgblt for pubk sale. LBS Fnncal SPOONS uses the market price of the ',restricted stock of the same twee as samored ale fee the restikted stock tor purposes of this stamen+ only To the extent that restricted securees re olgbie fix sale, the yakw received may be substantially less than the mpued vales shown. • Est. (estimated) income, orient yields and rates. An *Penale of ritual acme is thud C41 (want &Mend ael rarest rates, assuming the stories will De held for one year from statement date ce urea many This emanate is only a gadelne, actuary and contnued income ate not gavanteed — Estimated mat scare and current yield for certan types of unties could incline a return of prixbal or capital gain in which case the est axone (and csment yield) would be thrusted. — Estimated annul name and cures yield ant/the actual an ad yield misfit be lower cc higher than the estimated anions — An earn** of amualired income (dividend .der intent) divided by the anent maker aludreerage balance 6 based on the last dividend or aeon payment made by the issuer and assures the seortiesickipases will be held for are year from the statemerrt date or until matural Accuracy rd continued yield re not guarreeed. • Amu not held by UBS Fronde' Seneca Cenain assets are not held by the fin and riot withn the Fin's possession or control These /CPIs NA dripleyed Omar statemert for informational proposes ON./ Positions and values presented are Provided by the stung fins UB5 Financial Services is not respcnsble fee this 'Hama an and does not guarantee its accuracy. These assets are riot protected by Slit a the Fon's surphmental Slit towage • Revenue sharing and additional compensation. — h addition to ccermsson on sales and 126.1 fees received n connection wth the Mukha:el of mutual feat to or clients we ardor cur XI Cate receive mania sharing warm from dntrbutors and or admors of the mutual funds that wo sell Those roc as are based on Iwo ddf erent CCOOPCOOMS. the anon of saes by LBS of a particular mutual band family to or dents; red (i0 the asset Yaks ea a partkuls mutual fund lmiys Mares held at the fem. — We and as all Atte also receive networkrag in] orrinian processing fits in consideration for trend.. .94414 services to we proside to the mutual finds These fen generally are paid from nester men in the mutual fund ad naked dolls amout based on the number of accounts r the brOkerPeakr holding rrirtual funds of that fund lardy. — h aoldecn to corn ssos received in ornectico with the sale or <hula/ton of ataxy contracts and CONFIDENTIAL old ornestinent Gust tnts 10 Oa Client; we actor our if AM. reCeirtreWelse twig compensation from many of the nsurke comma indewiting the sexily contracts, affiliates of the insane* companies or sponsors of the unit investment trusts ace dertertt — Dir affiliates also receive trading corn-ass:on, and other compensation from mutual holds and reurance compares whose products et deviste - We moth* en renal fee from U35 Bark USA and LBS AG Sung ord Ranch of up to 175 per accum sweeprog to the basks mder the t_BS Back Sweep Programs Activity tifOnnatiOn regarding ccerminkos and other charges incurred n connection with the execute-, of trades. OC Wog coon transactions has been indsled on COrlirrnatrar6 previously furnished to you, and wit be provided to you porn:* on repast. Short selling V ytAi re engaged in short sang a security. you may no-recharge die to caftan Ixerowing costs for that pan culr seeing Open orders Regarding open a Igocd-tilkarxellecr orders that were not executed by the statement date. open by and sell stop ceders we reduced by the amount of dividends or rights on an ex-oviderris a exPghts date unless nstakted otherwise by you. You are responsble for orders that re executed due to you Igen to cancel tostig open orders Priem To obtan a copy of as einem Client Privacy Notice, please contact your Manna' Advisor or visit our webste y.S.Wht rmilyavarrimay. — US5 Financial Services is rat a bark. The AMA, Business Services Account BSA and RMA are brokerage accounts Much mode access tobring services axl products througa stagecraft% with affiliated bats ad other thidorty barks, and provides access to mane and annuity products issued by mallikated thrd-party mama companies througa Murano* agency sibudirin of LEG Fnanoal Services tic. — Mama* issuance. and arnuity products', — Not FDIC oared • No bank guarantee. May lose value - AMA. Remote Ma agave Account. Runes, Senates Account BSA, IRMA and international Rate r« Management Account are registered smite maks of 1185 Financial Services Inc — VGA is a registered tradermark owned by Visa International Service Associton and used ride license. The LOS Visa credt cards and the LOS Visa debit cads re issued by MBank USA with permission from visa U SA Incorporated All other trademarks, registered oadernaks. service maks and registered service mats are of their respective companies. UBS finsexial Services Inc. Rev 201701 SONY_GM_00026143 EFTA 00136763 EFTA01671927 4tUBS UBS Financial Senices Inc. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 Account name: ELLMAX, LLC Friendly account name: ELLMAY LLC Account number: Your IS nandal Advisor: $0)11- STACI, MANILYLE CASP,FL Phone Questions about your statement? Call your Financial Advisor or ;re Resourcetrne a account Visit our %rebate: www ubs corn/ f inancialservoces Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from %WAY annualcreditreport can. Business Services Account February 2017 ELLMAX, LLC Value of your account on January 31 (S) on February 28 CP You assets 87,985 40 79,968 85 Your liabilities 0 00 0.00 Value of your account $87,985.40 Tracking the value of your account S Thchohnot $79,968.85 4A'1 88 0 800 Dec 2014 Member SIPC Der XIS Dec 2.016 Ian 2017 Feb 2017 Sources of your account growth during 2017 Vaiue of your account at year end 2016 Net deposits and withdranials Your nvestment return. $%225 08 Dividend and interest income Change in market value -$16,257.43 $1 20 40 CO Value of your mond on Feb 28 2017 579.968.85 SDNY GM 00028144 CONFIDENTIAL Page 1 of 6 EFTA 00136764 EFTA01671928 UBS Business Services Account February 2017 Your account balance sheet Summary of your assets Value on February 28 (1) Percentage of your account A Cash and money balances 79,968 85 100.00% B Cash alternatives 000 000% C Equities 000 0.00% D Fixed income 000 0.00% E Non-traditional 000 0.00% F Commodities 000 0.00% G Other 0.00 0.00% Total assets Value of your account $79,968.85 $79,968.85 100.00% Account name: Friendly account name: Account number: Your current asset allocation A Eye on the markets Index Your Pinandal Advisor. TT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, UB5 Bank USA deposit account balances, UB5 AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information abo