EFTA Document EFTA01688067

FD-302 (Rev. 5-8-10) 90A-NY-3151227 Serial 147 -1 of 1 - FEDERAL BUREAU OF INVESTIGATION Date of entry 10/09/2019 On Wednesday, September 25, 2019, Special Agent (SA) received a phone call from Special Investigative Section (SIS) Lieutenant (LT) regarding a letter that was received by the Metropolitan Correctional Center (MCC). The letter was a "return to sender" and the following was written at the top left corner of the letter: J. Epstein Manhattan Correctional NYC NY 10007 The letter was postmarked NOVA 220 13 August 2019 and was addressed to Larry Nassar at 9300 S. Wilmot Road, Tucson, Arizona, 85756. This address is that of another Federal Bureau of Prisons facility. The reason for the "return to sender" was the addressee was "no longer at this address". On Thursday, September 26, 2019, SA and SA picked up the letter from SIS LT at MCC. Scans of the envelope and the outside and inside of the letter are digitally attached to this report. The letter will be placed in a physical lA envelope. According to SIS LT , the stamp and the stationary are not available for purchase at MCC. There were no logs kept regarding incoming or outgoing mail for Jeffrey Epstein at MCC. thaaa:(pc(onon 09/25/2019 at File# 90A-NY-3151227 New York, New York, United States (In Person) Date drafted 10/08/2019 by This document contains neither recommendations nor conclusions of the FBI. It is the property of the FBI and is loaned to your agency; it and its contents arc not to be distributed outside your agency. EFTA01688067 EFTA01688068 EFTA01688069 BP-A09/1 CHAIN OF CUSTODY LOG CDFRH AUG 11 U.S. DEPARTMENT OF JUSTICE ECN O NYM-19-0238 ITEN F NYM-19-00269 CASE ID RUNNER: SUSPECT (If known) Epstein,Jefferey 76318-054 FEDERAL BUREAU OF PRISONS AMM (Enclose with/attach to evidence) DESCRIPTION OF ITEM: one returned to sender card to inmate Epstein DATE/TIME ITEM FOUND: 9/25/19 06:00 A.M LOCATION: Mail Room SIGNATURE OF RECOVERING EVIDENCE: PRINTED MANE EVIDENCE PLACED IN OVERNIGHT DROP BOX: DROP-BOX BY:(printed name) Date 6 Time. Witness:(printed name) EVIDENCE RECOVERED FROM OVERNIGHT DROP BOX BY: (printed name) Date 6 Time: Witness:(printed name) EVIDENCE PLACED EVIDENCE SAFE BY: (printed name) Date 6 Time: 09-25-19 11:00 AM Witness:(printed name) DISPOSITION: (i) Hold as evidence ( ) Return to owner ( ) Lab Analysis ( ) Return to finder ( ) Destroy immediately ( ) FBI ( ) Other REMARKS (condition of evidence): CHAIN OF CUSTODY EVIDENCE RELEASED RI* DATE/TINE- 09-25-19 09-25-19 DEST/INATION• SIS office SIS Safe tat PDF Prescribed by P5510 EFTA01688070 'wawa- avyr6‘ N1t NV /0067 ite s ' QS O SE nmr.O1 • INMATE NAME AND GAM NUMBER ARE REWIREDTO PROPERLY I RECIPIENT ▪ UNAUTHORIZED I #EekdatATEJSRRESeNg NO APPROVAL Fl . ▪ UNATHORIZED P r ierfeypfEIGHING 4KiESS OF EOUIREAUTHORYZAv. . °In/A ' 70 9 PIA 3L NO LONGER AT THIS ADDRESS. g 6 857-56- 970E0a 8-5754 EFTA01688071 UNCLASSIFIED Physical 1A/1C Cover Sheet for Serial Export Created From: Package: Stored Location: Summary: Acquired By: Acquired On: Attachment: 90A-NY-3151227 Serial 147 1A65 None (U) Letter 2019-09-26 (U) Letter EFTA01688072 FD-302 (Rev. 5-8-10) 90A-NY-3151227 Serial 148 -1 of 1 - FEDERAL BUREAU OF INVESTIGATION Date of entry 10/09/2019 On August 15, 2019, Office of the Inspector General Special Agent provided Post Orders for the Control position at Metropolitan Correctional Center (MCC). The Post Orders for this position are attached to this report in the lA section. hntstipuonon 08/15/2019 at File # 90A-NY-3151227 New York, New York, United States (Email) Date drafted 10/08/2019 by This document contains neither recommendations nor conclusions of the FBI. It is the property of the FBI and is loaned to your agency; it and its contents arc not to be distributed outside your agency. EFTA01688073 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIAL POST ORDERS CONTROL #1 THIS IS NOT AN ARMED POST INTRODUCTION: All Post Orders, including these Special Instructions are intended as a guideline only and not all circumstances can be anticipated or discussed. All officers are expected to use good judgment in decision making during times of unusual incidents. It is imperative that officers must be notified immediately should a crisis occur. It is also imperative that all officers have broad knowledge concerning the BOP policies and local supplements and procedures governing this post. The security of the institution and the safety of staff, as well as inmates, are the primary function of the institution and the responsibility of all staff. The Control Center has a critical responsibility for maintaining institutional security and the prevention of escapes. Officers assigned to this post must be alert for any unusual activities and behaviors that may be occurring throughout the institution. The Control Center Officer may be one of the first employees a visitor comes into contact with. It is important that the officer presents a neat and professional image. The assigned Control Center Officer must never leave the Control Center unless properly relieved or with the Operations Lieutenants permission. While in the Control Center the officer will always have in their possession, the key ring which manually operates the inner door of the control center, in the event the officer is trapped in the Control Center Sally Port. Although the entrances to the Control Center are primarily electronically operated and cannot be opened at the same time, they can be operated manually; however, AT NO TIME WILL BOTH DOORS BE OPENED AT THE SAME TIME. The following are the majority of areas governed by policy that the Control Center Officer has contact with most frequently and must know and follow. POST ORDERS All correctional posts have Post Orders describing the officer's duties. The original copy is to remain in the Lieutenant's Office and a copy is to be secured in the Control Center for officer's reference. Each officer is required to review the Post Orders and indicate such review by signing the original copy in the Lieutenant's Office and on their post prior to assuming their post at quarterly changes, monthly rotations, or after being away from the post for a long time. December 7, 2018 Sensitive But Unclassified Page 1 of 10 EFTA01688074 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIAL POST ORDERS CONTROL #1 THIS IS NOT AN ARMED POST EMERGENCY PLANS: All staff are required to review and indicate such review by signing, the Emergency Plans at least once a year. The Plans are stored in the Control Center. Staff must exchange a chit for the Emergency Plans. These Plans are also considered confidential and the contents are not to be discussed with or given to inmates or non-staff. It is imperative that all Control Center Officers become thoroughly familiar with the contents of the Emergency Plans and the emergency call-back procedures. ***Emergency plans are not allowed to enter the secured part of the institution.*** CONTROL CENTER FORMS: • Official Key Count Form: this form is completed by the Evening Watch Control Center Officer, verifying they counted all the keys on all key rings in the Control Center. This form is forwarded to the Lieutenant=s Office on the Evening Watch. • Equipment Inventory: This form is used to document accountability of all equipment in the Control Center each shift. The Control Center Officer is responsible for all equipment assigned to the Control Center. This form will be forwarded to the Lieutenants Office during the Evening Watch. • Restricted Key Issue Form: All restricted keys must first have the written approval of the Shift Lieutenant, prior to the issuance of these keys. The form is prepared in duplicate with the original sent to the department head of the employee whose keys were drawn and a copy is sent to the Captain for review, an additional copy is placed in the Control Center 30 Day File. • Watch Call Log: This form is used to document watch calls between the hours of 6:00 P.M. and 6:00 A.M. The Control Center Officer is responsible for ensuring all watch calls are conducted. Any late or missed watch calls shall be immediately addressed to the Operations Lieutenant. This form will be retained in the Control Center 30 Day File. December 7, 2018 Sensitive But Unclassified Page 2 of 10 EFTA01688075 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIAL POST ORDERS CONTROL #1 THIS IS NOT AN ARMED POST • Body Alarm/Radio Daily Log: This form is utilized by the Control Center to indicate the testing of all issued body alarms and radios. Any discrepancies will be immediately addressed to the Shift Lieutenant. This form will be retained in the Control Center 30 Day File. • Daily Security and Fire Inspections: This form is completed daily by all shifts in the Control Center and forwarded to the Lieutenants Office upon completion. KEY CONTROL: The Control Center Officer will be responsible for the issuing of all keys from the Control Center. A chit must be received from the staff member, prior to the issuance of keys. Keys will not be given to inmates or non-staff members or be exposed to inmates where they can observe the key cuts or codes. Reference to keys, key numbers, and areas to which they access, etc., will not be made in the presence of inmates or non-staff. Officers will never give up their keys to other staff members without first receiving a chit from that person. Officers are to count their keys upon issue, prior to turning them into the Control Center, and after receiving them from another employee. Broken or bent keys will be reported immediately to the Operations Lieutenant and/or the Security Officer. The Evening Watch Control Center Officer will physically count all keys on each existing key ring in the Control Center, verifying the number of keys on the ring with the numbered tag attached to the ring. The officer will then place the number of keys in the blank on the official key count form which corresponds with the key ring number. The Evening Watch Control Center Officer will also inspect all keys for cracks, bends, or other damage when counting the keys. Any damage will be reported to the Security Officer in writing. The Control Center Officer, upon assuming the post, will verify that each key hook has either a set of keys or a metal chit from an employee on each hook. This inspection will be noted in the Control Center Log Book. Issued metal chits are the ONLY authorized form of chits. Paper chits are not to be used. Temporary chits will be issued from the Lieutenant's Office for those needing them. If a staff member has left the institution with their keys the Operations Lieutenant is to be notified immediately upon the discovery by the Control Center Officer and that staff member is to be called and must return to the institution as fast as possible with the keys. December 7, 2018 Sensitive But Unclassified Page 3 of 10 EFTA01688076 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIAL POST ORDERS CONTROL #1 THIS IS NOT AN ARMED POST A board in the Control Center will house all normally issued keys. They are as follows: • WHITE: General issue and can be given to any employee. • BLACK: Area restricted; these are not restricted to employees assigned in that area, however, these keys are restricted to all other staff. • BLUE: Fully restricted; a restricted key form must be utilized each time the key is issued. • RED: Emergency Keys; these keys will be utilized for emergencies only. Any other issuance of these keys will require a restricted key form. EMERGENCY KEY RINGS: Emergency key rings will have a laminated card explaining what each key fits. There will be a sheet on the emergency key board explaining the corresponding location of all emergency key rings. RED BOX KEYS: Keys to various areas are secured in red, glass fronted boxes. Only staff assigned to those areas are authorized to draw those keys. Breaking the glass to obtain emergency access must be authorized by the Operations Lieutenant. FIRST RESPONDER INSTRUCTIONS: • The Control Center Officers will not respond to any emergency situations. You must not vacate your post unless properly relieved by a staff member designated by the Operations Lieutenant. Your primary responsibility in any emergency is to communicate the location and nature of the emergency to other staff. You may be required to facilitate the response by opening certain control doors. You may also be required to issue emergency equipment from your area. CROSS REFERENCE FILE: A cross reference file is maintained in the Control Center by key ring number and key numbers detailing to which area each key corresponds. December 7, 2018 Sensitive But Unclassified Page 4 of 10 EFTA01688077 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIAL POST ORDERS CONTROL #1 THIS IS NOT AN ARMED POST EQUIPMENT CHECKS: Each Control Center Officer will verify all equipment assigned to the Control Center on each shift and will document this by initialing the inventory form. This form will be forwarded to the Captain for review at the conclusion of each day. EMERGENCY TELEPHONE SYSTEM: The emergency telephone system is activated whenever the number 222 is dialed. The Control Center Officer will respond immediately to the emergency telephone and obtain all pertinent information from the caller which will include the nature and location of the emergency. The Control Center Officer will relay this information to the Operations Lieutenant and all radio units without delay. The Day Watch Control Center Officer will conduct tests of the 222 system once a week. This test will be recorded in the Operations Lieutenant Log Book. Always notify the Operations Lieutenant prior to, and at the conclusion of every test. ACCESS TO THE ARMORY: The following staff are allowed to enter the armory: Security Officer, Captain and all Lieutenants. An entry will be made in the Control Center's Log whenever anyone enters the armory during the Evening or Morning Watches. Any person entering the armory is required to sign the logbook in the armory stating the reason for entrance. REAR GATE OPERATIONS: The officer assigned to the Rear Gate is totally responsible for all pedestrian and vehicle traffic entering or departing the institution from that area. The Control Center Officer will always insure that only authorized staff are issuing instructions to the Control Center Officer from the Rear Gate concerning the OPENING AND CLOSING of any security gate (s). The Rear Gate Officer must be visually seen prior to opening or closing any gates in the Rear Gate. The Control Center Officer will disregard all orders for opening or closing any gates by the Rear Gate Officer unless the Rear Gate Officer can be seen and is not under duress. All law enforcement personnel will be required to deposit cell phones, any weapons or ammunition that they may be carrying on their person must be place in the gun locker. December 7, 2018 Sensitive But Unclassified Page 5 of 10 EFTA01688078 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIAL POST ORDERS CONTROL #1 THIS IS NOT AN ARMED POST COUNTS: The following times have been designated for the institutional counts: 12:01 A.M., 3:00 A.M., 5:00 A.M., 4:00 P.M., 10:00 P.M. and 10:00 A.M. (weekends and holidays). Vehicles with inmates will be allowed to enter the Rear Gate during regular count times; however, they will not be permitted out of the Rear Gate. PAGING: (Public Address System) The paging system will be utilized for necessary institution calls and announcements including counts, paging staff, trash runs, etc. CONTROL MAINTENANCE: Each Control Center Officer is responsible for keeping the area clean. The Morning Watch is responsible for the major cleaning of the Control Center. Inmates are never allowed to enter the control center for any reason. INMATE TELEPHONE SYSTEM: In the event of an internal disturbance you may be directed to disconnect the inmate telephone system. DURESS CODES: A duress code system has been devised for use at the Front Lobby, Rear Gate, and Outside Patrols. This duress code will be a word or sentence that can be interjected into normal radio traffic that would alert the Control Center and Lieutenant's Office that the staff member was under duress and an emergency situation was occurring. In order to ensure that all staff have knowledge of the duress code and proper procedures, the Operations Lieutenant will question staff and conduct occasional tests of the system. The EPO Lieutenant will be responsible for generating and implementing the duress codes on a quarterly basis or immediately upon the compromise of a duress code. As a Control Room Officer it is your responsibility to ensure you are aware of the Duress Codes and constantly monitor institution radio traffic for their use. If the Front Lobby, Rear Gate or R&D utilizes a duress code, you will immediately notify the Operations Lieutenant by telephone and begin visually monitoring the affected area by video. You will not open any gates/doors in the affected area. December 7, 2018 Sensitive But Unclassified Page 6 of 10 EFTA01688079 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIAL POST ORDERS CONTROL #1 THIS IS NOT AN ARMED POST TELEPHONE SCREENING: After normal business hours the Control Center is designated as the Screening Site. The Control Room Officer must follow Screening Site and Locator Center procedures to ensure the security of WITSEC inmates is not violated. The proper statement when answering the telephone is A Good morning/afternoon, MCC New York, is this call in reference to an inmate? INMATE INQUIRES: If the caller states that their phone call is in reference to an inmate the Control Room Officer will check the daily sanitized roster for the inmate. If the inmate is on the roster, the Officer will then refer the call to the appropriate staff and inform that staff member of which inmate is being inquired about. If the inmate is not on the sanitized roster, but the caller knows the inmates register number, then the Control Room Officer will run a PPPI Sentry transaction. If the caller does not know the inmate's register number they will run a PPSS Sentry transaction. If the inmate is indicated as a WITSESC then a highlighted warning will be displayed on the screen. If this happens then the appropriate thing to state to the caller is I'm sorry. I am unable to locate information concerning this inmate. I suggest that you contact the National Locator Center at The CMC will be notified of all inquiries for WITSEC inmates via a memorandum. (Attachment D NYM 5180.3b). The Operations Lieutenant will also be notified. When Sentry Is Inoperable/ Unavailable: In cases when sentry is down and a call received, the caller should be referred Center for information. should also be contacted at estimated down time. regarding an inmate is to the National Locator Sentry Field support , to obtain the CALLS FOR STAFF: If a person calls for staff member, the first statement will be if the call is in reference to an inmate. If the caller says, no, then the call will be put through to the staff member. If, once the staff member answers the call, the caller asks about an inmate, the staff member will immediately transfer the call back to the Screening Site. December 7, 2018 Sensitive But Unclassified Page 7 of 10 EFTA01688080 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIAL POST ORDERS CONTROL #1 THIS IS NOT AN ARMED POST If the Locator Center is unable to locate an inmate after using all available SENTRY transactions then the caller will be referred to the National Locator Center. OFFICIAL COUNTS: It is the responsible of the Control Room Officer, to prepare all paperwork for Official Counts. You will ensure that all out- counts are received no later than 45 minutes before count time. You will then load all out-counts into Sentry and then run a PP- El SENTRY for the count. It is important that you sign the bottom of the form next to (Person Preparing Count) and (Person Taking the Count). If Sentry is not operational then you will prepare a paper count utilizing the daily running board. OUT COUNT: All out-counts must be turned into the Control Room no later than 45 minutes before count time. All out-counts forms will list inmates being out-counted, attached Sentry list are not authorized, and signed by the Operations Lieutenant before you accept it. You then will load outcounts into Sentry. SEPARATIONS: Every inmate will be checked for separations when arriving to this facility. This will be accomplished by utilizing a sentry transaction (PP-10). Any time a change of quarters is needed the Control Room Officer will check for separations before the inmate if to be moved. ARMORY ADMITTANCE AUTHORITY/PROCEDURES: Entry into the Armory, Squad Room, Sub Armory Safe or Escort Team Safe will be strictly controlled. The only persons authorized to enter the Armory, Sub Armory Safe or Escort Team Safe are the Warden, Associate Warden Operations, Captain, Lieutenants, Security Officer, Assistant Security Officer and Alternate Security Officer(s). Only those authorized to enter the Armory, Squad Room, Sub Armory Safe or Escort Team Safe will be permitted to break glass. (Note: After normal working hours or during an emergency two (2) staff members must be present when entering the Armory, Squad Room, Sub Armory Safe or Escort Team Safe.) December 7, 2018 Sensitive But Unclassified Page 8 of 10 EFTA01688081 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIAL POST ORDERS CONTROL #1 THIS IS NOT AN ARMED POST All staff members visiting the Armory will sign the entrance log book stating date, time in, time out, purpose of visit, and signature. After normal working hours or during emergencies, the Operations Lieutenant (non-acting) will retrieve the key from the glass box (L-22) in Control Center on the Emergency Key Board for entrance into the Armory. Access to the Squad Room after normal working hours or during emergencies, the Operations Lieutenant (non-acting) will retrieve the key from the glass box (L-23) in Control Center on the Emergency Key Board or authorize the Control Center Officer to retrieve the key from the glass box (H- 8) to activate the push button to electrically unlock the door for entrance into the Squad Room. The Control Center Officer must then document this action in the Control Center Log Book and fill out a Restricted Key Form for the Operations Lieutenant's signature. Only the Operations Lieutenant will handle the keys. When the Operations Lieutenant is done with the keys, he/she will seal them in an envelope, sign across the flap, and return them to the Control Center Officer. The Control Center Officer will place the envelope back in the red box. Sub Armory and Escort Team Safes are located in the Rear Gate. These Safes are combination Gun Safes containing weapons and equipment for use during Emergency Situations or Escorted Trips, where weapons are authorized by policy. The combinations for these safes are only given to authorized staff and are not available to the Control Center Officer. During Emergency Situations the Control Center Officer must contact the Captain, Lieutenants or Security Officers for the Sub Armory Safe and the Escort Team Members or the Security Officers for the Escort Safe combination, so it can be disseminated to the appropriate staff member. The Control Center Officer must then document this action in the Control Center Log Book. (Note: Upon returning to normal operation the combination(s) will be changed and issued to the appropriate authorized personnel immediately.) ENTRANCE/EXIT PROCEDURES: All staff entering and/or exiting the Armory, Squad Room, Sub Armory Safe or Escort Team Safe will utilize extreme caution, by insuring that there are no unauthorized individuals in the area and that the entrance to the Security Officer's Complex and Squad Room doors are secured prior to opening the Armory door/grill or the #8 Door and pedestrian grill doors are secured prior to opening the Sub Armory Safe or Escort Team Safe respectively. All items removed from the Armory must be denoted on an Issue of Weapons and Equipment form or the Location Inventory Issue Sign December 7, 2018 Sensitive But Unclassified Page 9 of 10 EFTA01688082 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIAL POST ORDERS CONTROL #1 THIS IS NOT AN ARMED POST Out/In form. Upon returning the equipment, the Issue of Weapons and Equipment form or the Location Inventory Issue Sign Out/In form must be completed by the Operations Lieutenant, then forwarded to the Security Officers. After the Emergency Situation or Trip is completed great care must be taken to insure all items are accounted for and returned to their respective areas of removal Remember: The Warden or his designee is the only person who can authorize the use of any firearms, chemical agents or disturbance control equipment inside the institution.) LOCK SHOP ADMITTANCE AUTHORITY/PROCEDURES Entry into the Lock shop will be strictly controlled. The only persons authorized to enter the lock shop are: Warden, Associate Warden Operations, Captain, Lieutenants, Security Officer, Assistant Security Officer and Alternate Security Officer(s). All authorized personnel are permitted to break glass. After normal working hours or during an emergency situation, the Operations Lieutenant (non-acting) can order the Control Center Officer to break the glass on the EMERGENCY LOCKSHOP RED BOX (L-14). Then the Control Center Officer will make an entry in the log book and prepare a RESTRICTED KEY FORM for the Operations Lieutenant to sign. Only the Operations Lieutenant will handle the keys to the Lock shop. When the Operations Lieutenant is done with the keys, he/she will seal them in an envelope, sign across the flap, and return them to the Control Center Officer. The Control Center Officer will place the envelope back in the red box. ENTRANCE/EXIT PROCEDURES: All staff are advised to use extreme caution when entering or exiting the Lock Shop insuring that the entrance door to the correctional complex is secure and that no unauthorized individuals are in the area. All items removed from the Lock Shop must be denoted on an Issue of Weapons and Equipment form. Upon returning the equipment, the Issue of Weapons and Equipment form must be completed by the Operations Lieutenant, and forwarded to the Security Officers. Captain Date December 7, 2018 Sensitive But Unclassified Page 10 of 10 EFTA01688083 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIFIC POST ORDERS CONTROL #1 THIS IS NOT AN ARMED POST POST: CONTROL ROOM #1 OFFICER EQUIPMENT: Key Rings E-1, E-18, Radio All equipment assigned to this post and will be accountable on the shift to shift inventory form. All 24 hour equipment and key rings will be logged into the daily logbook with type of equipment and key ring numbers. SHIFT: MORNING WATCH HOURS OF DUTY: 12:00 A.M. to 8:00 A.M. NORMAL ROUTINE: All correctional officers will report to the institution in a timely manner. You are required to utilize the "Staff Chit Board" whenever you enter and/or depart from the secured perimeter of the institution. 12:00 A.M. Make your presence known to Operations Lieutenant, and receive any pertinent information. Relief the Evening Watch Officer and receive any pertinent information about the previous shift. Announce count and verify the duress code with the Outside Patrol Officers. Check the key board to ensure all keys are present or properly chitted out. Conduct radio check and body alarm tests. Ensure the fire alarm panel, telephones (N.Y.P.D.) test and control panel are operational. OFFICIAL COUNT TIME Proceed to take the count if the Operations Lieutenant does not take count at this time Watch calls will be made by all staff members present in the institution. Watch calls will be made via extension 333. Staff members will identify themselves and post every half hour. Any staff member failing to make a watch call shall be reported to the Operations Lieutenant immediately. Monitor all video screens. Ensure that proper security procedures are followed in regards to entrance procedures into the Special Housing Unit. December 7, 2018 Sensitive But Unclassified Page 1 of 9 EFTA01688084 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIFIC POST ORDERS CONTROL #1 THIS IS NOT AN ARMED POST 12:45 A.M. Begin preparing institutional rosters for the units and detail pouches. Conduct audits of all detail crew kits, ensure a current roster, call out and a detail card for every assigned inmate is present in the crew kit. Forward a report of your audit to the Operations Lieutenant. Check the institution count running board, ensure all inmate movement has been properly recorded and keyed into SENTRY. ***Run sanitized rosters for the following areas: Control, Lobby and Attorney Conference. Begin normal operations such as equipment accountability, and key ring accountability. Begin making entries in the Lieutenant's Log Book. 2:00 A.M. Begin preparing the 3:00 A.M. count. Ensure all out count forms have been correctly filled out and signed by the Operations Lieutenant. 3:00 A.M. OFFICIAL COUNT TIME Announce count and take the count. 3:45 A.M. Run a SENTRY PP38 A Daily Log purge inmate cards from the inmate card file for inmates no longer assigned to MCC NY and ensure new cards are made for all new arrivals. 3:45 A.M: (APPROXIMATELY) USP Canaan bus will arrive to the institution. (Wednesdays) 4:15 A.M. Begin preparing the 5:00 A.M. count. Ensure all out count forms have been correctly filled out and signed by the Operations Lieutenant. 5:00 A.M. OFFICIAL COUNT TIME Announce count and take the count. December 7, 2018 Sensitive But Unclassified Page 2 of 9 EFTA01688085 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIFIC POST ORDERS CONTROL #1 THIS IS NOT AN ARMED POST Upon completion of the count all door keys will be distributed to the Housing unit. 6:00 A.M.: Watch calls will be completed. NOTE: Control Room #2 officer will arrive and assist the Control Room Officer in passing out keys and equipment. 7:30 A.M. Announce Inmate Work Call at this time 8:00 A.M. End of Tour Once properly relieved, your tour of duty ends and you are to proceed directly out of the institution. If you are not relieved on time, you must notify the Operations or Activities Lieutenant before departing the institution. **DO NOT LEAVE YOUR POST UNTIL THE PROPER RELIEF HAS BEEN PROVIDED.** Post Orders and log books are confidential documents and should never be left unattended or in an area accessible to inmates. Post Orders must be secured at all times when not in use by staff. It is the responsibility of the employee to inform the employer of the fact they have not been able or afforded the opportunity to read such orders. The employer will then advise the employee of the general requirements of the post, and answer any questions. Employees assuming posts under these circumstances still have the responsibility of exercising sound correctional judgment based upon their training and experience and will make reasonable efforts, before assuming your post. After reading the post orders, the employee must sign and date the Post Order Review Sheet which is located in Section 5 of this document. These post orders are not intended to describe in detail all the officers' responsibilities. Good judgment and common sense are expected in all situations not covered in these post orders. NOTE: IT IS POLICY OF THE BUREAU OF PRISONS THAT IF AN INMATE(S) SHOULD APPROACH YOU OR YOUR POST WITH A STAFF MEMBER HOSTAGE, YOUR FIRST CONSIDERATION IS THE SECURITY OF THE INSTITUTION AND UNDER NO CIRCUMSTANCES WILL INMATES BE PERMITTED TO ESCAPE. ANY EMPLOYEE TAKEN HOSTAGE, REGARDLESS OF RANK, HAS NO AUTHORITY. December 7, 2018 Sensitive But Unclassified Page 3 of 9 EFTA01688086 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIFIC POST ORDERS CONTROL #1 THIS IS NOT AN ARMED POST POST: CONTROL ROOM #1 OFFICER EQUIPMENT: Key Rings E-1, E-18, Radio All equipment assigned to this post and will be accountable on the shift to shift inventory form. All 24 hour equipment and key rings will be logged into the daily logbook with type of equipment and key ring numbers. SHIFT: DAY WATCH HOURS OF DUTY: 8:00 A.M. to 4:00 P.M. LUNCH RELIEF: See Current Lunch relief Schedule NORMAL ROUTINE: All correctional officers will report to the institution in a timely manner. You are required to utilize the "Staff Chit Board" whenever you enter and/or depart from the secured perimeter of the institution. 8:00 A.M. Report to your assigned post, make your presence known with the Operations Lieutenant. Receive a briefing from the Morning Watch Officer of any pertinent information. Verify the duress code from the Operations Lieutenant and ensure that the Outside Patrol Officer, Rear Gate Officer and Front Lobby Officer know the duress code. Begin issuing keys and equipment to staff. The chit system will be used to draw equipment from the Control Center. Ensure that all Restricted Key Forms are filled out properly and completely prior to giving a staff member those keys. Identify all persons entering or exiting the institution. Ensure that proper security procedures are enforced in regards to inmate traffic and opening doors. Do not open the entrance to the Special Housing Unit before staff member requests this door to be opened. Only SHU staff may call for this door to be opened. Check the key board to ensure all keys are present or properly chitted out. Conduct radio check and body alarm tests. Ensure the fire alarm panel, telephones (N.Y.P.D.) test and control panel are operational. 9:00 A.M. Conduct equipment inventory. December 7, 2018 Sensitive But Unclassified Page 4 of 9 EFTA01688087 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIFIC POST ORDERS CONTROL #1 THIS IS NOT AN ARMED POST 9:30 A.M. On Tuesdays conduct a triple deuce "222" test will be conducted. 10:00 A.M. (Weekends, Federal Holidays) Announce Count Time (This is a stand-up count) Between 10:15 A.M. 12:15 P.M. (Weekdays) LUNCH RELIEF Contact the department on the current lunch relief schedule to arrange for staff to relieve you for a 30 minute duty free lunch. When being relieved, ensure the staff member has signed the log book designated for lunch reliefs. 12:30 P.M. (APPROXIMATELY) Announce trash call. Instruct staff to place trash in the Unit Sally port for pick-up. 3:45 P.M. Inmate Recall Announce Institutional Lock-Down, All inmates are to report to their cell for the 4:00pm stand up count. 4:00 P.M. End of Tour OFFICIAL COUNT TIME Announce count time and pass on any pertinent information to your relief. Once properly relieved, your tour of duty ends and you are to proceed directly out of the institution. If you are not relieved on time, you must notify the Operations or Activities Lieutenant before departing the institution. **DO NOT LEAVE YOUR POST UNTIL THE PROPER RELIEF HAS BEEN PROVIDED.** Post Orders and log books are confidential documents and should never be left unattended or in an area accessible to inmates. Post Orders must be secured at all times when not in use by staff. It is the responsibility of the employee to inform the employer of the fact they have not been able or afforded the opportunity to read such orders. The employer will then advise the employee of the general requirements of the post, and answer any questions. December 7, 2018 Sensitive But Unclassified Page 5 of 9 EFTA01688088 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIFIC POST ORDERS CONTROL #1 THIS IS NOT AN ARMED POST Employees assuming posts under these circumstances still have the responsibility of exercising sound correctional judgment based upon their training and experience and will make reasonable efforts, before assuming your post. After reading the post orders, the employee must sign and date the Post Order Review Sheet which is located in Section 5 of this document. These post orders are not intended to describe in detail all the officers' responsibilities. Good judgment and common sense are expected in all situations not covered in these post orders. NOTE: IT IS POLICY OF THE BUREAU OF PRISONS THAT IF AN INMATE(S) SHOULD APPROACH YOU OR YOUR POST WITH A STAFF MEMBER HOSTAGE, YOUR FIRST CONSIDERATION IS THE SECURITY OF THE INSTITUTION AND UNDER NO CIRCUMSTANCES WILL INMATES BE PERMITTED TO ESCAPE. ANY EMPLOYEE TAKEN HOSTAGE, REGARDLESS OF RANK, HAS NO AUTHORITY. December 7, 2018 Sensitive But Unclassified Page 6 of 9 EFTA01688089 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIFIC POST ORDERS CONTROL #1 THIS IS NOT AN ARMED POST POST: CONTROL ROOM #1 OFFICER EQUIPMENT: Key Rings E-1, E-18, Radio All equipment assigned to this post and will be accountable on the shift to shift inventory form. All 24 hour equipment and key rings will be logged into the daily logbook with type of equipment and key ring numbers. SHIFT: EVENING WATCH HOURS OF DUTY: 4:00 P.M. to 12:00 P.M. NORMAL ROUTINE: All correctional officers will report to the institution in a timely manner. You are required to utilize the "Staff Chit Board" whenever you enter and/or depart from the secured perimeter of the institution. 4:00 P.M. Verify your presence with the Operations Lieutenant. Relief the Day Watch Control Center Officer, and receive any pertinent information. Verify the duress code with the Outside Patrol and Front Lobby Officers. Prepare the watch call and body alarm test sheets. OFFICIAL COUNT TIME Announce count time over the P.A. system. Retrieve and issue keys and equipment to staff members as they arrive. The chit system will be used for all keys and equipment. Ensure all Restricted Key Forms are filled out correctly and completely. Conduct a test of the fire alarm system. Identify all persons entering or exiting the institution. Assist staff moving through the institution in the elevators. Ensure that security procedures are followed in regard to inmate traffic and opening of doors. Do not open the entrance to the Special Housing Unit without SHU staff calling for the door to be opened. Door #7 will not be opened at the same time the outer vehicle door is opened. This is to ensure a sally port effect is in place. 5:00 P.M. Conduct equipment checks and equipment inventory. December 7, 2018 Sensitive But Unclassified Page 7 of 9 EFTA01688090 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIFIC POST ORDERS CONTROL #1 THIS IS NOT AN ARMED POST 6:00 P.M. Watch calls begin. All staff present in the institution will make watch calls between the hours of 6:00 P.M. and 6:00 A.M.. Begin conducting a key count. 8:30 P.M. After completion of visiting perform an inventory equipment check. 9:00 P.M.: (Approximately) Announce trash call. All units will place trash in the sally port for pick up by staff. All Housing Unit Door Keys and Detail Pouches will be collected by Internal Security Officer. 10:00 P.M. OFFICIAL COUNT TIME. Announce count over the P.A. system and advise this is a stand-up count. 12:00 A.M.: End of Tour OFFICIAL COUNT TIME Announce count time and pass on any pertinent information to your relief. Once properly relieved, your tour of duty ends and you are to proceed directly out of the institution. If you are not relieved on time, you must notify the Operations or Activities Lieutenant before departing the institution. **DO NOT LEAVE YOUR POST UNTIL THE PROPER RELIEF HAS BEEN PROVIDED.** Post Orders and log books are confidential documents and should never be left unattended or in an area accessible to inmates. Post Orders must be secured at all times when not in use by staff. It is the responsibility of the employee to inform the employer of the fact they have not been able or afforded the opportunity to read such orders. The employer will then advise the employee of the general requirements of the post, and answer any questions. Employees assuming posts under these circumstances still have the responsibility of exercising sound correctional judgment based upon their training and experience and will make reasonable efforts, before assuming your post. December 7, 2018 Sensitive But Unclassified Page 8 of 9 EFTA01688091 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIFIC POST ORDERS CONTROL #1 THIS IS NOT AN ARMED POST After reading the post orders, the employee must sign and date the Post Order Review Sheet which is located in Section 5 of this document. These post orders are not intended to describe in detail all the officers' responsibilities. Good judgment and common sense are expected in all situations not covered in these post orders. NOTE: IT IS POLICY OF THE BUREAU OF PRISONS THAT IF AN INMATE(S) SHOULD APPROACH YOU OR YOUR POST WITH A STAFF MEMBER HOSTAGE, YOUR FIRST CONSIDERATION IS THE SECURITY OF THE INSTITUTION AND UNDER NO CIRCUMSTANCES WILL INMATES BE PERMITTED TO ESCAPE. ANY EMPLOYEE TAKEN HOSTAGE, REGARDLESS OF RANK, HAS NO AUTHORITY. These Post Orders are guidelines, not orders to work before or after regularly scheduled shifts. There will be no additions or deletions to these post orders without the written consent of the Captain. Captain Date December 7, 2018 Sensitive But Unclassified 9 9 EFTA01688092 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIAL POST ORDERS CONTROL #2 THIS IS NOT AN ARMED POST INTRODUCTION: All Post Orders, including these Special Instructions are intended as a guideline only and not all circumstances can be anticipated or discussed. All officers are expected to use good judgment in decision making during times of unusual incidents. It is imperative that officers must be notified immediately should a crisis occur. It is also imperative that all officers have broad knowledge concerning the BOP policies and local supplements and procedures governing this post. The security of the institution and the safety of staff, as well as inmates, is the primary function of the institution and the responsibility of all staff. The Control Center has a critical responsibility for maintaining institutional security and the prevention of escapes. Officers assigned to this post must be alert for any unusual activities and behaviors that may be occurring throughout the institution. The Control Center Officer may be one of the first employees a visitor comes into contact with. It is important that the officer presents a neat and professional image. The assigned Control Center Officer must never leave the Control Center unless properly relieved or with the Operations Lieutenants permission. While in the Control Center the officer will always have in their possession, the key ring which manually operates the inner door of the control center, in the event the officer is trapped in the Control Center Sally Port. Although the entrances to the Control Center are primarily electronically operated and cannot be opened at the same time, they can be operated manually; however, AT NO TIME WILL BOTH DOORS BE OPENED AT THE SAME TIME. The following are the majority of areas governed by policy that the Control Center Officer must know, follow and has contact with most frequently. POST ORDERS: All correctional posts have Post Orders describing the officer's duties. The original copy is to remain in the Lieutenant's Office and a copy is to be secured in the Control Center for officer's reference. Each officer is required to review the Post Orders and indicate such review by signing the original copy in the Lieutenant's Office and on their post prior to assuming their post at quarterly changes, monthly rotations, or after being away from the post for a long time. December 7, 2018 Sensitive But Unclassified Page 1 of 16 EFTA01688093 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIAL POST ORDERS CONTROL #2 THIS IS NOT AN ARMED POST EMERGENCY PLANS: All staff are required to review and indicate such review by signing, the Emergency Plans at least once a year. The Plans are stored in the Control Center. Staff must exchange a chit for the Emergency Plans. These Plans are also considered confidential and the contents are not to be discussed with or given to inmates or non-staff. It is imperative that all Control Center Officers become thoroughly familiar with the contents of the Emergency Plans and the emergency call-back procedures. ***Emergency plans are not allowed to enter the secured part of the institution.** CONTROL CENTER FORMS: 1. Official Key Count Form: this form is completed by the Evening Watch Control Center Officer, verifying they counted all the keys on all key rings in the Control Center. This form is forwarded to the Lieutenant's Office on the Evening Watch. 2. Equipment Inventory: This form is used to document each shift's accountability of all equipment in the Control Center. The Control Center Officer is responsible for all equipment assigned to the Control Center. This form will be forwarded to the Lieutenant's Office during the Evening Watch. 3. Restricted Key Issue Form: All restricted keys must first have the written approval of the Shift Lieutenant, prior to the issuance of these keys. The form is prepared in duplicate with the original sent to the department head of the employee whose keys were drawn and a copy is sent to the Captain for review, an additional copy is placed in the Control Center 30 Day File. 4. Watch Call Loci: This form is used to document watch calls between the hours of 6:00 P.M. and 6:00 A.M. . The Control Center Officer is responsible for ensuring all watch calls are conducted. Any late or missed watch calls shall be immediately addressed to the Operations Lieutenant. This form will be retained in the Control Center 30 Day File. 5. Body Alarm/Radio Daily Log: This form is utilized by the Control Center to indicate a test of all issued body alarms and radios have been tested. Any discrepancies will be immediately addressed to the Shift Lieutenant. This form will be retained in the Control Center 30 Day File. 6. Daily Security and Fire Inspections: This form is completed daily by all shifts in the Control Center and forwarded to the Lieutenant's Office upon completion. December 7, 2018 Sensitive But Unclassified Page 2 of 16 EFTA01688094 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIAL POST ORDERS CONTROL #2 THIS IS NOT AN ARMED POST KEY CONTROL: The Control Center Officer will be responsible for the issuing of all keys from the Control Center. A chit must be received from the staff member, prior to the issuance of keys. Keys will not be given to inmates or non-staff members or be exposed to inmates where they can observe the key cuts or codes. Reference to keys, key numbers, and areas to which they access, etc., will not be made in the presence of inmates or non-staff. Officers will never give up their keys to other staff members without first receiving a chit from that person. Officers are to count their keys upon issue, prior to turning them into the Control Center, and after receiving them from another employee. Broken or bent keys will be reported immediately to the Operations Lieutenant and/or the Security Officer. The Evening Watch Control Center Officer will physically count all keys on each existing key ring in the Control Center, verifying the number of keys on the ring with the numbered tag attached to the ring. The officer will then place the number of keys in the blank on the official key count form which corresponds with the key ring number. The Evening Watch Control Center Officer will also inspect all keys for cracks, bends, or other damage when counting the keys. Any damage will be reported to the Security Officer in writing. The Control Center Officer, upon assuming the post, will verify that each key hook has either a set of keys or an employee's chit on the hook. This inspection will be noted in the Control Center Log Book. All key or equipment hooks will have the keys, equipment, or an employee's chit on them. Issued metal chits are the ONLY authorized form of chits. Paper chits are not to be used. Temporary chits will be issued from the Lieutenant's Office for those needing them. A board in the Control Center will house all normally issued keys. They are as follows: 1. WHITE: General issue and can be given to any employee. 2. BLACK: Area restricted; these are not restricted to employees assigned in that area, however, these keys are restricted to all other staff. 3. BLUE: Fully restricted; a restricted key form must be utilized each time the key is issued. 4. RED: Emergency Keys; these keys will be utilized for emergencies only. Any other issuance of these keys will require a restricted key form. December 7, 2018 Sensitive But Unclassified Page 3 of 16 EFTA01688095 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIAL POST ORDERS CONTROL #2 THIS IS NOT AN ARMED POST EMERGENCY KEY RINGS: Emergency key rings will have a laminated card explainingiahat each key fits. There will be a sheet on the emergency key board explaining the corresponding location of all emergency key rings. RED BOX KEYS: Keys to various areas are secured in red, glass fronted boxes. Only staff assigned to those areas are authorized to draw those keys. Breaking the glass to obtain emergency access must be authorized by the Operations Lieutenant. CROSS REFERENCE FILE: A cross reference file is maintained in the Control Center by key ring number and key numbers detailing to which area each key corresponds. EQUIPMENT CHECKS: Each Control Center Officer will verify all equipment assigned to the Control Center on each shift and will initial the inventory of equipment stored in the Control Center. This form will be forwarded to the Captain for review at the conclusion of each day. EMERGENCY TELEPHONE SYSTEM: The emergency telephone system is activated whenever the number 222 is dialed. The Control Center Officer will respond immediately to the emergency telephone and obtain all pertinent information from the caller which will include the nature and location of the emergency. The Control Center Officer will relay this information to the Operations Lieutenant and all radio units without delay. The Day Watch Control Center Officer will conduct tests of the 222 system once a week. This test will be recorded in the Operations Lieutenant Log Book. Always notify the Operations Lieutenant prior to, and at the conclusion of every test. ACCESS TO THE ARMORY: The following staff are allowed to enter the armory: Security Officer, Captain and all Lieutenants. An entry will be made in the Control Center's Log whenever anyone enters the armory during the Evening or Morning Watches. Any person entering the armory is required to sign the logbook in the armory stating the reason for entrance. December 7, 2018 Sensitive But Unclassified Page 4 of 16 EFTA01688096 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIAL POST ORDERS CONTROL #2 THIS IS NOT AN ARMED POST REAR GATE OPERATIONS: The officer assigned to the Rear Gate is totally responsible for all pedestrian and vehicle traffic entering or departing the institution from that area. The Control Center Officer will always insure that only authorized staff are issuing instructions to the Control Center Officer from the Rear Gate concerning the OPENING AND CLOSING of any security gate (s). The Rear Gate Officer must be visually seen prior to opening or closing any gates in the Rear Gate. The Control Center Officer will disregard all orders for opening or closing any gates by the Rear Gate Officer unless the Rear Gate Officer can be seen and is not under duress. All law enforcement personnel will be required to deposit any weapons or ammunition that they may be carrying on their person or in the gun locker. COUNTS: The following times have been designated for the institutional counts: 12:00 A.M., 3:00 A.M.,5:00 A.M., 4:00 P.M., 10:00 P.M. and 10:00 A.M. on weekends and holidays. Vehicles with inmates will be allowed to enter the Rear Gate during regular count times; however, they will not be permitted out of the Rear Gate. PAGING: (Public Address System)- The paging system will be utilized for necessary institution calls and announcements including counts, paging staff, trash runs, etc.. CONTROL MAINTENANCE: Each Control Center Officer is responsible for keeping the area clean. The Morning Watch is responsible for the major cleaning of the Control Center. INMATES ARE NEVER ALLOWED TO ENTER THE CONTROL CENTER FOR ANY REASON. INMATE TELEPHONE SYSTEM: In the event of an INTERNAL DISTURBANCE you may be directed to disconnect the inmate telephone system. DURESS CODES: A duress code system has been devised for use at the Front Lobby, Rear Gate, and Outside Patrols. This duress code will be a word or sentence that can be interjected into normal radio traffic that would alert the Control Center and Lieutenant's Office that the staff member was under duress and a emergency situation was occurring. In order to ensure that all staff have a thorough knowledge of the duress codes and proper procedures, the Operations Lieutenant will December 7, 2018 Sensitive But Unclassified Page 5 of 16 EFTA01688097 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIAL POST ORDERS CONTROL #2 THIS IS NOT AN ARMED POST question staff and conduct occasional tests of the system. The EPO Lieutenant will be responsible for generating and implementing the duress codes on a quarterly basis or immediately upon the compromise of a duress code. As a Control Room Officer it is your responsibility to ensure you are aware of the Duress Codes and constantly monitor institution radio traffic for their use. If the Front Lobby , Rear Gate or R&D utilizes a duress code, you will immediately notify the Operations Lieutenant by telephone and begin visually monitoring the affected area by video. You will not open any gates/doors in the affected area. FIRST RESPONDER INSTRUCTIONS: The Control Center Officers will not respond to any emergency situations. You must not vacate your post unless properly relieved by a staff member designated by the Operations Lieutenant. Your primary responsibility in any emergency is to communicate the location and nature of the emergency to other staff. You may be required to facilitate the response by opening certain control doors. You may also be required to issue emergency equipment from your area. TELEPHONE SCREENING: After normal business hours the Control Center is designated as the Screening Site. The Control Room Officer must follow Screening Site and Locator Center procedures to ensure the security of WITSEC inmates is not violated. The proper statement when answering the telephone is " Good morning/afternoon, MCC New York, is this call in reference to an inmate?". INMATE INQUIRES: If the caller stats that their phone call is in reference to an inmate the Control Room Officer will check the daily sanitized roster for the inmate. If the inmate is on the roster, the Officer will then refer the call to the appropriate staff and inform that staff member of which inmate is being inquired about. If the inmate is not on the sanitized roster, but the caller knows the inmates `s register number, then the Control Room Officer will run a PPPI Sentry transaction. If the caller does not know the inmate's register number they will run a PPSS Sentry transaction. If the inmates is indicated as a WITSESC then a highlighted warning will be displayed on the screen. If this happens then the appropriate thing to state to the caller is "I'm sorry, I am unable to locate information concerning this inmate. I suggest that you contact the National Locator Center at(202)-3073126 December 7, 2018 Sensitive But Unclassified Page 6 of 16 EFTA01688098 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIAL POST ORDERS CONTROL #2 THIS IS NOT AN ARMED POST The CMC will be notified of all inquiries for WITSEC inmates via a memorandum. (Attachment D NYM 5180 . 3b) . The Operations Lieutenant will also be notified. When Sentry Is Inoperable/ Unavailable: In cases when sentry is down and a call regarding an inmate is received, the caller should be referred to the National Locator Center for information. . Sentry Field support should also be contacted at ( , to obtain the estimated down time. CALLS FOR STAFF: If a person calls for staff member, the first statement will be if the call is in reference to an inmate. If the caller says, no, then the call will be put through to the staff member. If, once the staff member the call, the caller asks about an inmate , the staff member will immediately transfer the call back to the Screening Site. OFFICIAL COUNTS: It is the responsible of the Control Room Officer, to prepare all paperwork for Official Counts. You will ensure that all out-counts are received no later than 45 minutes before count time. You will then load all out-counts into Sentry and then run a PPPE1 SENTRY for the count. It is important that you sign the bottom of the form next to "Person Preparing Count" and "Person Taking The Count" (if applicable). If Sentry is not operational then you will prepare a "paper count" utilizing the daily running board. OUT COUNT: All out-counts must be turned into the Control Room no later than 45 minutes before count time. All out-counts forms will list inmates being out-counted, attached Sentry list are not authorized, and signed by the Operations Lieutenant before you accept it. You then will load the out-counts into Sentry. SEPARATIONS: Every inmate will be checked for separations when arriving to this facility. This will be accomplished by utilizing a sentry transaction PP10. Any time a change of quarters is needed the Control Room Officer will check for separations before the inmate if to be moved. December 7, 2018 Sensitive But Unclassified Page 7 of 16 EFTA01688099 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIAL POST ORDERS CONTROL #2 THIS IS NOT AN ARMED POST ARMORY Admittance Authority/Procedures: Entry into the Armory, Squad Room, Sub Armory Safe or Escort Team Safe will be strictly controlled. The only persons authorized to enter the Armory, Sub Armory Safe or Escort Team Safe are the Warden, Associate Warden Operations, Captain, Lieutenants, Security Officer, Assistant Security Officer and Alternate Security Officer(s). Only those authorized to enter the Armory, Squad Room, Sub Armory Safe or Escort Team Safe will be permitted to break glass. (Note: After normal working hours or during an emergency two (2) staff members must be present when entering the Armory, Squad Room, Sub Armory Safe or Escort Team Safe.) All staff members visiting the Armory will sign the entrance log book stating date, time in, time out, purpose of visit, and signature. After normal working hours or during emergencies, the Operations Lieutenant (non-acting) will retrieve the key from the glass box (L-22) in Control Center on the Emergency Key Board for entrance into the Armory. Access to the Squad Room after normal working hours or during emergencies, the Operations Lieutenant (non-acting) will retrieve the key from the glass box (L-23) in Control Center on the Emergency Key Board or authorize the Control Center Officer to retrieve the key from the glass box (M-8) to activate the push button to electrically unlock the door for entrance into the Squad Room. (Note: The Control Center Officer must then document this action in the Control Center Log Book and fill out a Restricted Key Form for the Operations Lieutenant's signature. Only the Operations Lieutenant will handle the keys . When the Operations Lieutenant is done with the keys, he/she will seal them in an envelope, sign across the flap, and return them to the Control Center Officer. The Control Center Officer will place the envelope back in the red box.) Sub Armory and Escort Team Safes are located in the Rear Gate. These Safes are combination Gun Safes containing weapons and equipment for use during Emergency Situations or Escorted Trips, where weapons are authorized by policy. The combinations for these safes are only given to authorized staff and are not available to the Control Center Officer. During Emergency Situations the Control Center Officer must contact the Captain, Lieutenants or Security Officers for the Sub Armory Safe and the Escort Team Members or the Security Officers for the Escort Safe combination, so it can be disseminated to the appropriate staff member. The Control Center Officer must then December 7, 2018 Sensitive But Unclassified Page 8 of 16 EFTA01688100 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIAL POST ORDERS CONTROL #2 THIS IS NOT AN ARMED POST document this action in the Control Center Log Book. (Note: Upon returning to normal operation the combination(s) will be changed and issued to the appropriate authorized personnel immediately.) Entrance/Exit Procedures: All staff entering and/or exiting the Armory, Squad Room, Sub Armory Safe or Escort Team Safe will utilize extreme caution, by insuring that there are no unauthorized individuals in the area and that the entrance to the Security Officer's Complex and Squad Room doors are secured prior to opening the Armory door/grill or the #8 Door and pedestrian grill doors are secured prior to opening the Sub Armory Safe or Escort Team Safe respectively. All items removed from the Armory must be denoted on an Issue of Weapons and Equipment form or the Location Inventory Issue Sign Out/In form. Upon returning the equipment, the Issue of Weapons and Equipment form or the Location Inventory Issue Sign Out/In form must be completed by the Operations Lieutenant, then forwarded to the Security Officers. (Note: After the Emergency Situation or Trip is completed great care must be taken to insure all items are accounted for and returned to their respective areas of removal.) (Note: The Warden or his designee is the only person who can authorize the use of any firearms, chemical agents or disturbance control equipment inside the institution.) LOCKSHOP Admittance Authority/Procedures: Entry into the Lockshop will be strictly controlled. The only persons authorized to enter the lock shop are: Warden, Associate Warden Operations, Captain, Lieutenants, Security Officer, Assistant Security Officer and Alternate Security Officer(s). All authorized personnel are permitted to break glass. After normal working hours or during an emergency situation, the Operations Lieutenant (non-acting) can order the Control Center Officer to break the glass on the EMERGENCY LOCKSHOP RED BOX (L-24). Then the Control Center Officer will make an entry in the log book and prepare a RESTRICTED KEY FORM for the Operations Lieutenant to sign. Only the Operations Lieutenant will handle the keys to the Lock shop. December 7, 2018 Sensitive But Unclassified Page 9 of 16 EFTA01688101 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIAL POST ORDERS CONTROL #2 THIS IS NOT AN ARMED POST When the Operations Lieutenant is done with the keys, he/she will seal them in an envelope, sign across the flap, and return them to the Control Center Officer. The Control Center Officer will place the envelope back in the red box. Entrance/Exit Procedures: All staff are advised to use extreme caution when entering or exiting the Lockshop insuring that the entrance door to the correctional complex is secure and that no unauthorized individuals are in the area. All items removed from the Lock shop must be denoted on an Issue of Weapons and Equipment form. Upon returning the equipment, the Issue of Weapons and Equipment form must be completed by the Operations Lieutenant, then forwarded to the Security Officers. Keys: The Control Center Officer on evening watch is responsible for completing the daily institution key count. Any discrepancies must be noted on the key count form and reported to the Operations Lieutenant immediately. If a staff member has left the institution with their keys the Operations Lieutenant is to be notified immediately upon the discovery by the Control Center Officer and that staff member is to be called and must return to the institution as fast as possible with the keys. All staff members issued keys must have them secured on an institution approved chain, which must be connected to an approved clip and attached to a belt or around the waist. Staff that are not in compliance will be referred to the Warden for disciplinary action. The Security Officer or Assistant Security Officer will review all restricted key forms daily and report any discrepancies to the Captain. December 7, 2018 Sensitive But Unclassified Page 10 of 16 EFTA01688102 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIAL POST ORDERS CONTROL #2 THIS IS NOT AN ARMED POST RELEASING INMATE VIA SENTRY RELEASE INMATE IN SENTRY UTILIZING THE PP63 TRANSACTION PP63, REGISTER #, LAST NAME, ARS ASSIGNMENT IF INMATE IS A-PRE AND IS RELEASING TO THE MARSHALS OR THE STREET UTILIZE THE PRE REMOVE TRANSACTION. (SEE BELOW EXAMPLE). IF INMATE IS RELEASING TO THE MARSHALS UTILIZE THE FOLLOWING ADDRESS FOR THE RELEASE: 500 PEARL STREET, NEW YORK, NEW YORK 10007 IF RELEASE DESTINATION IS UNKNOWN LEAVE BLANK OR UTILIZE INMATE ADDRESS FROM PP41 SENTRY TRANSACTION. NYM1B 523.01* RELEASE INMATE PAGE 001 OF 001 07-11-2005 07:54:50 REGNO: 12345-054 NAME: SMITH, JOHN ARS ASSIGNMENT: PRE REMOVE ARS DATE: 07-11-2005 ARS TIME: 0754 RELEASE DESTINATION INFO AGENCY: DST ASSIGNMENT: ADDRESS STREET: 500 PEARL STREET CITY: NEW YORK STATE: NY ZIP: 10007 COUNTRY: NEXT REGNO: NAME: ASGN: G0001 KEY INFORMATION AND PRESS ENTER December 7, 2018 Sensitive But Unclassified Page 11 of 16 EFTA01688103 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIAL POST ORDERS CONTROL #2 THIS IS NOT AN ARMED POST IF INMATE IS A-PRE AND IS RELEASING TO ANOTHER BOP FACILITY UTILIZE THE PRE OTHER SENTRY TRANSACTION. (SEE BELOW EXAMPLE). NYM1B 523.01 * RELEASE INMATE PAGE 001 OF 001 07-11-2005 08:06:17 REGNO: 12345-054 NAME: SMITH, JOHN ARS ASSIGNMENT: PRE OTHER ARS DATE: 07-11-2005 ARS TIME: 0806 VEHICLE: I -T --- RELEASE DESTINATION INFO --- AGENCY: DST ASSIGNMENT: ADDRESS STREET: MDC BROOKLYN CITY: BROOKLYN STATE: NY ZIP:11232 COUNTRY: NEXT REGNO: NAME: ASGN: G0001 KEY INFORMATION AND PRESS ENTER December 7, 2018 Sensitive But Unclassified Page 12 of 16 EFTA01688104 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIAL POST ORDERS CONTROL #2 THIS IS NOT AN ARMED POST IF INMATE IS A-HLD AND IS RELEASING UTILIZE THE SENTRY TRANSACTION HLD REMOVE (SEE BELOW EXAMPLE OF INMATE RELEASING ON THE LEWISBURG BUS). NOTE: VEHICLE CODE FOR THE LEWISBURG BUS IS: B, ZERO, 1. NYM1B 523.01 * RELEASE INMATE * 07-11-2005 PAGE 001 OF 001 08:23:15 REGNO: 12345-054 NAME: SMITH, JOHN ARS ASSIGNMENT: HLD REMOVE ARS DATE: 07-11-2005 ARS TIME: 0823 VEHICLE: BO1 --- RELEASE DESTINATION INFO --- AGENCY: DST ASSIGNMENT: ADDRESS STREET: FCI ALLENWOOD CITY: ALLENWOOD STATE: PA ZIP: 17810 COUNTRY: NEXT REGNO: NAME: ASGN: G0001 KEY INFORMATION AND PRESS ENTER December 7, 2018 Sensitive But Unclassified Page 13 of 16 EFTA01688105 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIAL POST ORDERS CONTROL #2 THIS IS NOT AN ARMED POST IF INMATE IS A-HLD AND IS NOT RELEASING ON THE LEWISBURG BUS UTILIZE THE SENTRY TRANSACTION HLD REMOVE. (SEE BELOW EXAMPLE). NOTE: VEHICLE CODE WILL BE NYM1B 523.01 * I-T FOR IN- TRANSIT. RELEASE INMATE * 7-11-2005 PAGE 001 OF 001 08:36:48 REGNO: 12345-054 NAME: SMITH, JOHN ARS ASSIGNMENT: HLD REMOVE ARS DATE: 07-11-2005 ARS TIME: 0836 VEHICLE: I -T --- RELEASE DESTINATION INFO --- AGENCY: DST ASSIGNMENT: ADDRESS STREET: CITY: STATE: ZIP: COUNTRY: NEXT REGNO: NAME: ASGN: G0001 KEY INFORMATION AND PRESS ENTER December 7, 2018 Sensitive But Unclassified Page 14 of 16 EFTA01688106 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIAL POST ORDERS CONTROL #2 THIS IS NOT AN ARMED POST THE FOLLOWING PP63 SENTRY TRANSACTION WILL BE UTILIZED WHEN RELEASING A-PRE AND A-HLD INMATES TO THE LOCAL HOSPITAL (SEE BELOW EXAMPLE) NYM1B 523.01 * RELEASE INMATE 07-11-2005 PAGE 001 OF 001 08:48:46 REGNO: 12345-054 NAME: SMITH, JOHN ARS ASSIGNMENT: L HOSP USM ARS DATE: 07-11-2005 ARS TIME: 0848 ---RELEASE DESTINATION INFO --- AGENCY: DST ASSIGNMENT: ADDRESS STREET: DOWNTOWN HOSPITAL CITY: NEW YORK STATE: NY ZIP: 10038 COUNTRY: NEXT REGNO: NAME: ASGN: G0001 KEY INFORMATION AND PRESS ENTER December 7, 2018 Sensitive But Unclassified Page 15 of 16 EFTA01688107 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIAL POST ORDERS CONTROL #2 THIS IS NOT AN ARMED POST THE FOLLOWING PP63 SENTRY TRANSACTION WILL BE UTILIZED WHEN RELEASING AN A-DES INMATE TO THE LOCAL HOSPITAL. (SEE BELOW EXAMPLE) . NYM1B 523.01 * RELEASE INMATE *07-11-2005 PAGE 001 OF 001 09:24:21 REGNO: 12345-054 NAME: SMITH, JOHN ARS ASSIGNMENT: LOCAL HOSP ARS DATE: 07-11-2005 ARS TIME: 0924 --- RELEASE DESTINATION INFO --- AGENCY: DST ASSIGNMENT: ADDRESS STREET: DOWNTOWN HOSPITAL CITY: NEW YORK STATE: NY ZIP: 10038 COUNTRY: NEXT REGNO: NAME: ASGN: G0001 KEY INFORMATION AND PRESS ENTER , Captain Date December 7, 2018 Sensitive But Unclassified Page 16 of 16 EFTA01688108 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIFIC POST ORDERS CONTROL #2 THIS IS NOT AN ARMED POST POST: CONTROL #2 SHIFT: A.M. SHIFT EQUIPMENT: All equipment assigned to this post and will be accountable on the shift to shift inventory form. All 24 hour equipment and key rings will be logged into the daily logbook with type of equipment and key ring numbers. HOURS OF DUTY: 6:00 A.M. to 2:30 P.M.(Monday Through Friday) 6:00 A.M. to 2:00 P.M.(Weekends and Holidays) LUNCH RELIEF: See Current Lunch relief Schedule NORMAL ROUTINE: All correctional officers will report to the institution in a timely manner. You are required to utilize the "Staff Chit Board" whenever you enter and/or depart from the secured perimeter of the institution. 6:00 A.M. Report to your assigned post; make your presence known with the Operations Lieutenant. Receive a briefing from the Morning Watch Officer for any pertinent information. Verify the institution count and the accuracy of all paperwork. Assist the Control 4 1 with key issue, door controls and radio traffic. Maintain the institution count running board, you must maintain contact with R&D, SHU and the General Housing Units to ensure you are aware of all inmate movement and have an accurate count at all times. 9:15 A.M. (Weekends and holidays only) Begin preparing the 10:00 A.M. count. Ensure all out count forms have been correctly filled out and signed by the Operations Lieutenant. 10:00 A.M. Official count time (weekends and holidays only). Announce count over the P.A. system. December 7, 2018 Sensitive But Unclassified Page 1 of 6 EFTA01688109 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIFIC POST ORDERS CONTROL #2 THIS IS NOT AN ARMED POST Between 10:15 A.M. 12:15 P.M. (Weekdays) LUNCH RELIEF Contact the department on the current lunch relief schedule to arrange for staff to relieve you for a 30 minute duty free lunch. When being relieved, ensure the staff member has signed the log book designated for lunch reliefs. 12:30 P.M. Continue recording all inmate movement; ensure the institution count running board is accurate at all times. Complete any remaining tasks that have not been completed. 1:30 P.M. Begin preparing the 4:00 P.M. count. Ensure all out count forms have been correctly filled out and signed by the Operations Lieutenant. 2:00 P.M. Weekdays (2:30 P.M. Weekends) End of Shift Once properly relieved, your tour of duty ends and you are to proceed directly out of the institution. If you are not relieved on time, you must notify the Operations or Activities Lieutenant before departing the institution. **DO NOT LEAVE YOUR POST UNTIL THE PROPER RELIEF HAS BEEN PROVIDED.** Post Orders and log books are confidential documents and should never be left unattended or in an area accessible to inmates. Post Orders must be secured at all times when not in use by staff. It is the responsibility of the employee to inform the employer of the fact they have not been able or afforded the opportunity to read such orders. The employer will then advise the employee of the general requirements of the post, and answer any questions. Employees assuming posts under these circumstances still have the responsibility of exercising sound correctional judgment based upon their training and experience and will make reasonable efforts, before assuming your post. December 7, 2018 Sensitive But Unclassified Page 2 of 6 EFTA01688110 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIFIC POST ORDERS CONTROL #2 THIS IS NOT AN ARMED POST After reading the post orders, the employee must sign and date the Post Order Review Sheet which is located in Section 5 of this document. These post orders are not intended to describe in detail all the officers' responsibilities. Good judgment and common sense are expected in all situations not covered in these post orders. NOTE: IT IS POLICY OF THE BUREAU OF PRISONS THAT IF AN INMATE(S) SHOULD APPROACH YOU OR YOUR POST WITH A STAFF MEMBER HOSTAGE, YOUR FIRST CONSIDERATION IS THE SECURITY OF THE INSTITUTION AND UNDER NO CIRCUMSTANCES WILL INMATES BE PERMITTED TO ESCAPE. ANY EMPLOYEE TAKEN HOSTAGE, REGARDLESS OF RANK, HAS NO AUTHORITY. December 7, 2018 Sensitive But Unclassified 3 m: 6 EFTA01688111 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIFIC POST ORDERS CONTROL #2 THIS IS NOT AN ARMED POST POST: CONTROL #2 SHIFT: P.M. SHIFT EQUIPMENT: All equipment assigned to this post and will be accountable on the shift to shift inventory form. All 24 hour equipment and key rings will be logged into the daily logbook with type of equipment and key ring numbers. HOURS OF DUTY: 2:00 P.M. to 10:00 A.M. NORMAL ROUTINE: All correctional officers will report to the institution in a timely manner. You are required to utilize the "Staff Chit Board" whenever you enter and/or depart from the secured perimeter of the institution. NORMAL ROUTINE: All correctional officers will report to the institution in a timely manner. You are required to utilize the "Staff Chit Board" whenever you enter and/or depart from the secured perimeter of the institution. 2:00 P.M. Verify your presence with the Operations Lieutenant. Relief the A.M Shift Control #2 Officer and receive any pertinent information. Verify the institution count and the accuracy of all paperwork. Assist the Control # 1 with key issue, door controls and radio traffic. 3:00 P.M. Begin preparing the 4:00 P.M. count. Ensure all out count forms have been correctly filled out and signed by the Operations Lieutenant. 3:45 P.M. Inmate Recall Announce Institutional Lock-Down, All inmates are to report to their cell for the 4:00 P.M. stand up count. December 7, 2018 Sensitive But Unclassified Page 4 of 6 EFTA01688112 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIFIC POST ORDERS CONTROL #2 THIS IS NOT AN ARMED POST 4:00 P.M. OFFICIAL COUNT TIME. Announce count time over the P.A. system. Verify with the E/W Operations Lieutenant if he/she is going to take the 4:00 P.M. count. Assist the Control Room Officer # 1 with key issue, door controls and radio traffic 5:00 P.M. Maintain the institution count running board, you must maintain contact with R&D, SHU and the General Housing Units to ensure you are aware of all inmate movement and have an accurate count at all times. 6:00 P.M. Run a SENTRY PP38 Daily Log, purge inmate cards from the inmate card file for inmates no longer assigned to MCC NY and ensure new cards are made for all new arrivals. 9:15 P.M Begin preparing the 10:00 P.M. count. Ensure all out count forms have been correctly filled out and signed by the Operations Lieutenant. 9:30 P.M. Complete and sign all paperwork, ensure the SENTRY PP-E1 matches the institution count running board. Verify the unit count with each unit. Pass on any pertinent information to your relief and the Operations Lieutenant. 10:00 P.M. End of Shift Once properly relieved, your tour of duty ends and you are to proceed directly out of the institution. If you are not relieved on time, you must notify the Operations or Activities Lieutenant before departing the institution. **DO NOT LEAVE YOUR POST UNTIL THE PROPER RELIEF HAS BEEN PROVIDED.** December 7, 2018 Sensitive But Unclassified Page 5 of 6 EFTA01688113 METROPOLITAN CORRECTIONAL CENTER NEW YORK, NEW YORK SPECIFIC POST ORDERS CONTROL #2 THIS IS NOT AN ARMED POST Post Orders TRUSCOPE program and log books are confidential documents and should never be left unattended or in an area accessible to inmates. Post Orders must be secured at all times when not in use by staff. It is the responsibility of the employee to inform the employer of the fact they have not been able or afforded the opportunity to read such orders. The employer will then advise the employee of the general requirements of the post, and answer any questions. Employees assuming posts under these circumstances still have the responsibility of exercising sound correctional judgment based upon their training and experience and will make reasonable efforts, before assuming your post. After reading the post orders, the employee must sign and date the Post Order Review Sheet which is located in Section 5 of this document. These post orders are not intended to describe in detail all the officers' responsibilities. Good judgment and common sense are expected in all situations not covered in these post orders. NOTE: IT IS POLICY OF THE BUREAU OF PRISONS THAT IF AN INMATE(S) SHOULD APPROACH YOU OR YOUR POST WITH A STAFF MEMBER HOSTAGE, YOUR FIRST CONSIDERATION IS THE SECURITY OF THE INSTITUTION AND UNDER NO CIRCUMSTANCES WILL INMATES BE PERMITTED TO ESCAPE. ANY EMPLOYEE TAKEN HOSTAGE, REGARDLESS OF RANK, HAS NO AUTHORITY. These Post Orders are guidelines, not orders to work before or after regularly scheduled shifts. There will be no additions or deletions to these post orders without the written consent of the Captain. Captain Date December 7, 2018 Sensitive But Unclassified Page 6 of 6 EFTA01688114 90A-NY-3151227 Serial 150 FD-302 (Rev. 5-8-10) -I of 1 - FEDERAL BUREAU OF INVESTIGATION Date of entry JO/30/201B Between the approximate dates of August 12 - August 20, 2019, Office of the Inspector General Special Agent served Federal Grand Jury Subpoenas to the following Metropolitan Correctional Center (MCC) employees: A digital copy of the subpoenas are attached to this report in the lA section. thimmpuonon 08/15/2019 at File # 90A-NY-3151227 New York, New York, United States (In Person) Date drafted 10/08/2019 by This document contains neither recommendations nor conclusions of the FBI. It is the property of the FBI and is loaned to your agency; it and its contents arc not to be distributed outside your agency. EFTA01688115 Grand Jury Subpoena prritekratates I;listrict Court SOUTHERN DISTRICT OF NEW YORK TO: GREETINGS: WE COMMAND YOU that all and singular business and excuses being laid aside, you appear and attend before the GRAND JURY of the people of the United States for the Southern District of New York, at the United States Courthouse, 40 Foley Square, Room 220, in the Borough of Manhattan, City of New York, New York, in the Southern District of New York, at the following date, time and place: Appearance Date: August 20, 2019 Appearance Time: 10:00 a.m. to testify and give evidence in regard to an alleged violation of : 18 U.S.C. §§ 371, 1001, 1519 and not to depart the Grand Jury without leave thereof, or of the United States Attorney, and that you bring with you and produce at the above time and place the following: Personal appearance is required unless excused by the U.S. Attorney's Office for the Southern District of New York. Please see the attached riders. Failure to attend and produce any items hereby demanded will constitute contempt of court and will subject you to civil sanctions and criminal penalties, in addition to other penalties of the Law. DATED: New York, New York August 15, 2019 ogoefess, GEOFFREY S. BERMAN United States Attorney for the Southern District o New York Assistant United States Attorneys One St. Andrew's Plaza New York, New York 10007 Telephone: Email: EFTA01688116 RIDER (Grand Jury Subpoena to dated August 15, 2019) Ads ice of Rights 1. You may refuse to answer any question if a truthful answer to the question would tend to incriminate you. 2. Anything that you do say may be used against you by the grand jury or in a subsequent legal proceeding. 3. If you have a lawyer, the grand jury will permit you a reasonable opportunity to step outside the grand jury room to consult with your lawyer if you so desire. 4. If you would like a lawyer but do not have funds to retain one, you may make an application to the United States Magistrate Judge who will decide whether to appoint a lawyer to represent you. Instructions and Definitions: I. This subpoena calls for the production of categories of documents, records, correspondence, other written material (including electronically stored material), and physical items, as specified below, in your possession, custody or control. 2. This subpoena covers all responsive documents wherever they may be found, including on computers, email accounts, iCloud accounts, servers, cellphones, and other personal electronic devices, whether in the United States or any foreign jurisdiction. 3. This subpoena does not call for the production of any documents protected by a valid claim of privilege, although any responsive document over which privilege is being asserted must be preserved. Any documents withheld on grounds of privilege must be specifically identified on a privilege log with descriptions sufficient to identify their dates, authors, recipients, and general subject matter. Materials to be Produced: I. All materials relating to Jeffrey Epstein including, but not limited to, any text messages, emails, social media messages or posts, documents, or notes. EFTA01688117 Grand Jury Subpoena prritekratates Pi-strict Court SOUTHERN DISTRICT OF NEW YORK TO: GREETINGS: WE COMMAND YOU that all and singular business and excuses being laid aside, you appear and attend before the GRAND JURY of the people of the United States for the Southern District of New York, at the United States Courthouse, 40 Foley Square, Room 220, in the Borough of Manhattan, City of New York, New York, in the Southern District of New York, at the following date, time and place: Appearance Date: August 20, 2019 Appearance Time: 10:00 a.m. to testify and give evidence in regard to an alleged violation of : 18 U.S.C. §§ 371, 1001, 1519 and not to depart the Grand Jury without leave thereof, or of the United States Attorney, and that you bring with you and produce at the above time and place the following: Personal appearance is required unless excused by the U.S. Attorney's Office for the Southern District of New York. Please see the attached riders. Failure to attend and produce any items hereby demanded will constitute contempt of court and will subject you to civil sanctions and criminal penalties, in addition to other penalties of the Law. DATED: New York, New York August 15, 2019 644k-ss.fi,e," GEOFFREY S. BERMAN United States Attorney for the Southern District o New York Assistant United States Attorneys One St. Andrew's Plaza New York, New York 10007 Telephone: Email: EFTA01688118 RIDER (Grand Jury Subpoena toa, dated August 15, 2019) Ads ice of Rights 1. You may refuse to answer any question if a truthful answer to the question would tend to incriminate you. 2. Anything that you do say may be used against you by the grand jury or in a subsequent legal proceeding. 3. If you have a lawyer, the grand jury will permit you a reasonable opportunity to step outside the grand jury room to consult with your lawyer if you so desire. 4. If you would like a lawyer but do not have funds to retain one, you may make an application to the United States Magistrate Judge who will decide whether to appoint a lawyer to represent you. Instructions and Definitions: I. This subpoena calls for the production of categories of documents, records, correspondence, other written material (including electronically stored material), and physical items, as specified below, in your possession, custody or control. 2. This subpoena covers all responsive documents wherever they may be found, including on computers, email accounts, iCloud accounts, servers, cellphones, and other personal electronic devices, whether in the United States or any foreign jurisdiction. 3. This subpoena does not call for the production of any documents protected by a valid claim of privilege, although any responsive document over which privilege is being asserted must be preserved. Any documents withheld on grounds of privilege must be specifically identified on a privilege log with descriptions sufficient to identify their dates, authors, recipients, and general subject matter. Materials to be Produced: I. All materials relating to Jeffrey Epstein including, but not limited to, any text messages, emails, social media messages or posts, documents, or notes. EFTA01688119 Grand Jury Subpoena Pnitekratates lElistrict Court SOUTHERN DISTRICT OF NEW YORK TO: GREETINGS: WE COMMAND YOU that all and singular business and excuses being laid aside, you appear and attend before the GRAND JURY of the people of the United States for the Southern District of New York, at the United States Courthouse, 40 Foley Square, Room 220, in the Borough of Manhattan, City of New York, New York, in the Southern District of New York, at the following date, time and place: Appearance Date: August 20, 2019 Appearance Time: 10:00 a.m. to testify and give evidence in regard to an alleged violation of : 18 U.S.C. §§ 371, 1001, 1519 and not to depart the Grand Jury without leave thereof, or of the United States Attorney, and that you bring with you and produce at the above time and place the following: Personal appearance is required unless excused by the U.S. Aftorney's Office for the Southern District of New York. Please see the attached riders. Failure to attend and produce any items hereby demanded will constitute contempt of court and will subject you to civil sanctions and criminal penalties, in addition to other penalties of the Law. DATED: New York, New York August 15, 2019 ogoefess, GEOFFREY S. BERMAN United States Attorney for the Southern District o New York Assistant United States Attorneys One St. Andrew's Plaza New York, New York 10007 Telephone: Email: [1',[11.I' EFTA01688120 RIDER (Grand Jury Subpoena to I. dated August 15, 2019) Ads ice of Rights 1. You may refuse to answer any question if a truthful answer to the question would tend to incriminate you. 2. Anything that you do say may be used against you by the grand jury or in a subsequent legal proceeding. 3. If you have a lawyer, the grand jury will permit you a reasonable opportunity to step outside the grand jury room to consult with your lawyer if you so desire. 4. If you would like a lawyer but do not have funds to retain one, you may make an application to the United States Magistrate Judge who will decide whether to appoint a lawyer to represent you. Instructions and Definitions: 1. This subpoena calls for the production of categories of documents, records, correspondence, other written material (including electronically stored material), and physical items, as specified below, in your possession, custody or control. 2. This subpoena covers all responsive documents wherever they may be found, including on computers, email accounts, iCloud accounts, servers, cellphones, and other personal electronic devices, whether in the United States or any foreign jurisdiction. 3. This subpoena does not call for the production of any documents protected by a valid claim of privilege, although any responsive document over which privilege is being asserted must be preserved. Any documents withheld on grounds of privilege must be specifically identified on a privilege log with descriptions sufficient to identify their dates, authors, recipients, and general subject matter. Materials to be Produced: I. All materials relating to Jeffrey Epstein including, but not limited to, any text messages, emails, social media messages or posts, documents, or notes. EFTA01688121 Grand Jury Subpoena prritetratates lElistrict Court SOUTHERN DISTRICT OF NEW YORK TO: GREETINGS: WE COMMAND YOU that all and singular business and excuses being laid aside, you appear and attend before the GRAND JURY of the people of the United States for the Southern District of New York, at the United States Courthouse, 40 Foley Square, Room 220, in the Borough of Manhattan, City of New York, New York, in the Southern District of New York, at the following date, time and place: Appearance Date: August 20, 2019 Appearance Time: 10:00 a.m. to testify and give evidence in regard to an alleged violation of : 18 U.S.C. §§ 371, 1001, 1519 and not to depart the Grand Jury without leave thereof, or of the United States Attorney, and that you bring with you and produce at the above time and place the following: Personal appearance is required unless excused by the U.S. Attorney's Office for the Southern District of New York. Please see the attached riders. Failure to attend and produce any items hereby demanded will constitute contempt of court and will subject you to civil sanctions and criminal penalties, in addition to other penalties of the Law. DATED: New York, New York August 15, 2019 ogoasss, tr.." GEOFFREY S. BERMAN United States Attorney for the Southern District o New York Assistant United States Attorneys One St. Andrew's Plaza New York, New York 10007 Telephone: Email: EFTA01688122 RIDER (Grand Jury Subpoena to E. a dated August 15, 2019) Ads ice of Rights 1. You may refuse to answer any question if a truthful answer to the question would tend to incriminate you. 2. Anything that you do say may be used against you by the grand jury or in a subsequent legal proceeding. 3. If you have a lawyer, the grand jury will permit you a reasonable opportunity to step outside the grand jury room to consult with your lawyer if you so desire. 4. If you would like a lawyer but do not have funds to retain one, you may make an application to the United States Magistrate Judge who will decide whether to appoint a lawyer to represent you. Instructions and Definitions: 1. This subpoena calls for the production of categories of documents, records, correspondence, other written material (including electronically stored material), and physical items, as specified below, in your possession, custody or control. 2. This subpoena covers all responsive documents wherever they may be found, including on computers, email accounts, iCloud accounts, servers, cellphones, and other personal electronic devices, whether in the United States or any foreign jurisdiction. 3. This subpoena does not call for the production of any documents protected by a valid claim of privilege, although any responsive document over which privilege is being asserted must be preserved. Any documents withheld on grounds of privilege must be specifically identified on a privilege log with descriptions sufficient to identify their dates, authors, recipients, and general subject matter. Materials to be Produced: I. All materials relating to Jeffrey Epstein including, but not limited to, any text messages, emails, social media messages or posts, documents, or notes. EFTA01688123 Grand Jury Subpoena prritetratates lElistrict Court SOUTHERN DISTRICT OF NEW YORK TO: GREETINGS: WE COMMAND YOU that all and singular business and excuses being laid aside, you appear and attend before the GRAND JURY of the people of the United States for the Southern District of New York, at the United States Courthouse, 40 Foley Square, Room 220, in the Borough of Manhattan, City of New York, New York, in the Southern District of New York, at the following date, time and place: Appearance Date: August 20, 2019 Appearance Time: 10:00 a.m. to testify and give evidence in regard to an alleged violation of : 18 U.S.C. §§ 371, 1001, 1519 and not to depart the Grand Jury without leave thereof, or of the United States Attorney, and that you bring with you and produce at the above time and place the following: Personal appearance is required unless excused by the U.S. Attorney's Office for the Southern District of New York. Please see the attached riders. Failure to attend and produce any items hereby demanded will constitute contempt of court and will subject you to civil sanctions and criminal penalties, in addition to other penalties of the Law. DATED: New York, New York August 15, 2019 ogoefess, GEOFFREY S. BERMAN United States Attorney for the Southern District N w York Assistant United States Attorneys One St. Andrew's Plaza New York, New York 10007 Telephone: Email: [1',[11.I' EFTA01688124 RIDER (Grand Jury Subpoena tola dated August 15, 2019) Ads ice of Rights 1. You may refuse to answer any question if a truthful answer to the question would tend to incriminate you. 2. Anything that you do say may be used against you by the grand jury or in a subsequent legal proceeding. 3. If you have a lawyer, the grand jury will permit you a reasonable opportunity to step outside the grand jury room to consult with your lawyer if you so desire. 4. If you would like a lawyer but do not have funds to retain one, you may make an application to the United States Magistrate Judge who will decide whether to appoint a lawyer to represent you. Instructions and Definitions: I. This subpoena calls for the production of categories of documents, records, correspondence, other written material (including electronically stored material), and physical items, as specified below, in your possession, custody or control. 2. This subpoena covers all responsive documents wherever they may be found, including on computers, email accounts, iCloud accounts, servers, cellphones, and other personal electronic devices, whether in the United States or any foreign jurisdiction. 3. This subpoena does not call for the production of any documents protected by a valid claim of privilege, although any responsive document over which privilege is being asserted must be preserved. Any documents withheld on grounds of privilege must be specifically identified on a privilege log with descriptions sufficient to identify their dates, authors, recipients, and general subject matter. Materials to be Produced: I. All materials relating to Jeffrey Epstein including, but not limited to, any text messages, emails, social media messages or posts, documents, or notes. EFTA01688125 Grand Jury Subpoena Pnitetratates Pistrirt Court SOUTHERN DISTRICT OF NEW YORK TO: GREETINGS: WE COMMAND YOU that all and singular business and excuses being laid aside, you appear and attend before the GRAND JURY of the people of the United States for the Southern District of New York, at the United States Courthouse, 40 Foley Square, Room 220, in the Borough of Manhattan, City of New York, New York, in the Southern District of New York, at the following date, time and place: Appearance Date: August 20, 2019 Appearance Time: 10:00 a.m. to testify and give evidence in regard to an alleged violation of : 18 U.S.C. §§ 371, 1001, 1519 and not to depart the Grand Jury without leave thereof, or of the United States Attorney, and that you bring with you and produce at the above time and place the following: Personal appearance is required unless excused by the U.S. Attorney's Office for the Southern District of New York. Please see the attached riders. Failure to attend and produce any items hereby demanded will constitute contempt of court and will subject you to civil sanctions and criminal penalties, in addition to other penalties of the Law. DATED: New York, New York August 15, 2019 ogoefess, GEOFFREY S. BERMAN United States Attorney for the Southern District ofNew York Assistant United States Attorneys One St. Andrew's Plaza New York, New York 10007 Telephone: Email: EFTA01688126 RIDER (Grand Jury Subpoena KAM. dated August 15, 2019) Ads ice of Rights 1. You may refuse to answer any question if a truthful answer to the question would tend to incriminate you. 2. Anything that you do say may be used against you by the grand jury or in a subsequent legal proceeding. 3. If you have a lawyer, the grand jury will permit you a reasonable opportunity to step outside the grand jury room to consult with your lawyer if you so desire. 4. If you would like a lawyer but do not have funds to retain one, you may make an application to the United States Magistrate Judge who will decide whether to appoint a lawyer to represent you. Instructions and Definitions: I. This subpoena calls for the production of categories of documents, records, correspondence, other written material (including electronically stored material), and physical items, as specified below, in your possession, custody or control. 2. This subpoena covers all responsive documents wherever they may be found, including on computers, email accounts, iCloud accounts, servers, cellphones, and other personal electronic devices, whether in the United States or any foreign jurisdiction. 3. This subpoena does not call for the production of any documents protected by a valid claim of privilege, although any responsive document over which privilege is being asserted must be preserved. Any documents withheld on grounds of privilege must be specifically identified on a privilege log with descriptions sufficient to identify their dates, authors, recipients, and general subject matter. Materials to be Produced: I. All materials relating to Jeffrey Epstein including, but not limited to, any text messages, emails, social media messages or posts, documents, or notes. EFTA01688127 Grand Jury Subpoena .Eittitekratates Pi-strict Court SOUTHERN DISTRICT OF NEW YORK TO: GREETINGS: WE COMMAND YOU that all and singular business and excuses being laid aside, you appear and attend before the GRAND JURY of the people of the United States for the Southern District of New York, at the United States Courthouse, 40 Foley Square, Room 220, in the Borough of Manhattan, City of New York, New York, in the Southern District of New York, at the following date, time and place: Appearance Date: August 20, 2019 Appearance Time: 10:00 a.m. to testify and give evidence in regard to an alleged violation of : 18 U.S.C. §§ 371, 1001, 1519 and not to depart the Grand Jury without leave thereof, or of the United States Attorney, and that you bring with you and produce at the above time and place the following: Personal appearance is required unless excused by the U.S. Attorney's Office for the Southern District of New York. Please see the attached riders. Failure to attend and produce any items hereby demanded will constitute contempt of court and will subject you to civil sanctions and criminal penalties, in addition to other penalties of the Law. DATED: New York, New York August 15, 2019 ogoes..ss. GEOFFREY S. BERMAN United States Attorney for the Southern District o New York Assistant United States Attorneys One St. Andrew's Plaza New York, New York 10007 Telephone: Email: EFTA01688128 RIDER (Grand Jury Subpoena te dated August 15, 2019) Ads ice of Rights 1. You may refuse to answer any question if a truthful answer to the question would tend to incriminate you. 2. Anything that you do say may be used against you by the grand jury or in a subsequent legal proceeding. 3. If you have a lawyer, the grand jury will permit you a reasonable opportunity to step outside the grand jury room to consult with your lawyer if you so desire. 4. If you would like a lawyer but do not have funds to retain one, you may make an application to the United States Magistrate Judge who will decide whether to appoint a lawyer to represent you. Instructions and Definitions: 1. This subpoena calls for the production of categories of documents, records, correspondence, other written material (including electronically stored material), and physical items, as specified below, in your possession, custody or control. 2. This subpoena covers all responsive documents wherever they may be found, including on computers, email accounts, iCloud accounts, servers, cellphones, and other personal electronic devices, whether in the United States or any foreign jurisdiction. 3. This subpoena does not call for the production of any documents protected by a valid claim of privilege, although any responsive document over which privilege is being asserted must be preserved. Any documents withheld on grounds of privilege must be specifically identified on a privilege log with descriptions sufficient to identify their dates, authors, recipients, and general subject matter. Materials to be Produced: I. All materials relating to Jeffrey Epstein including, but not limited to, any text messages, emails, social media messages or posts, documents, or notes. EFTA01688129 Grand Jury Subpoena Pnitetratates Alistrict Court SOUTHERN DISTRICT OF NEW YORK TO: GREETINGS: WE COMMAND YOU that all and singular business and excuses being laid aside, you appear and attend before the GRAND JURY of the people of the United States for the Southern District of New York, at the United States Courthouse, 40 Foley Square, Room 220, in the Borough of Manhattan, City of New York, New York, in the Southern District of New York, at the following date, time and place: Appearance Date: August 20, 2019 Appearance Time: 10:00 a.m. to testify and give evidence in regard to an alleged violation of : 18 U.S.C. §§ 371, 1001, 1519 and not to depart the Grand Jury without leave thereof, or of the United States Attorney, and that you bring with you and produce at the above time and place the following: Personal appearance is required unless excused by the U.S. Attorney's Office for the Southern District of New York. Please see the attached riders. Failure to attend and produce any items hereby demanded will constitute contempt of court and will subject you to civil sanctions and criminal penalties, in addition to other penalties of the Law. DATED: New York, New York August 15, 2019 644k-ss, GEOFFREY S. BERMAN United States Attorney for the Southern District o New York Assistant United States Attorneys One St. Andrew's Plaza New York, New York 10007 Telephone: Email: EFTA01688130 RIDER (Grand Jury Subpoena ta, dated August 15, 2019) Ads ice of Rights 1. You may refuse to answer any question if a truthful answer to the question would tend to incriminate you. 2. Anything that you do say may be used against you by the grand jury or in a subsequent legal proceeding. 3. If you have a lawyer, the grand jury will permit you a reasonable opportunity to step outside the grand jury room to consult with your lawyer if you so desire. 4. If you would like a lawyer but do not have funds to retain one, you may make an application to the United States Magistrate Judge who will decide whether to appoint a lawyer to represent you. Instructions and Definitions: 1. This subpoena calls for the production of categories of documents, records, correspondence, other written material (including electronically stored material), and physical items, as specified below, in your possession, custody or control. 2. This subpoena covers all responsive documents wherever they may be found, including on computers, email accounts, iCloud accounts, servers, cellphones, and other personal electronic devices, whether in the United States or any foreign jurisdiction. 3. This subpoena does not call for the production of any documents protected by a valid claim of privilege, although any responsive document over which privilege is being asserted must be preserved. Any documents withheld on grounds of privilege must be specifically identified on a privilege log with descriptions sufficient to identify their dates, authors, recipients, and general subject matter. Materials to be Produced: I. All materials relating to Jeffrey Epstein including, but not limited to, any text messages, emails, social media messages or posts, documents, or notes. EFTA01688131 Grand Jury Subpoena pnitekratates Al strict Court SOUTHERN DISTRICT OF NEW YORK TO: GREETINGS: WE COMMAND YOU that all and singular business and excuses being laid aside, you appear and attend before the GRAND JURY of the people of the United States for the Southern District of New York, at the United States Courthouse, 40 Foley Square, Room 220, in the Borough of Manhattan, City of New York, New York, in the Southern District of New York, at the following date, time and place: Appearance Date: August 20, 2019 Appearance Time: 10:00 a.m. to testify and give evidence in regard to an alleged violation of : 18 U.S.C. §§ 371, 1001, 1519 and not to depart the Grand Jury without leave thereof, or of the United States Attorney, and that you bring with you and produce at the above time and place the following: Personal appearance is required unless excused by the U.S. Attorney's Office for the Southern District of New York. Please see the attached riders. Failure to attend and produce any items hereby demanded will constitute contempt of court and will subject you to civil sanctions and criminal penalties, in addition to other penalties of the Law. DATED: New York, New York August 15, 2019 ogoefess, GEOFFREY S. BERMAN United States Attorney for the Southern District of New York Assistant United States Attorneys One St. Andrew's Plaza New York, New York 10007 Telephone: Email: EFTA01688132 RIDER (Grand Jury Subpoena te dated August 15, 2019) Ads ice of Rights 1. You may refuse to answer any question if a truthful answer to the question would tend to incriminate you. 2. Anything that you do say may be used against you by the grand jury or in a subsequent legal proceeding. 3. If you have a lawyer, the grand jury will permit you a reasonable opportunity to step outside the grand jury room to consult with your lawyer if you so desire. 4. If you would like a lawyer but do not have funds to retain one, you may make an application to the United States Magistrate Judge who will decide whether to appoint a lawyer to represent you. Instructions and Definitions: 1. This subpoena calls for the production of categories of documents, records, correspondence, other written material (including electronically stored material), and physical items, as specified below, in your possession, custody or control. 2. This subpoena covers all responsive documents wherever they may be found, including on computers, email accounts, iCloud accounts, servers, cellphones, and other personal electronic devices, whether in the United States or any foreign jurisdiction. 3. This subpoena does not call for the production of any documents protected by a valid claim of privilege, although any responsive document over which privilege is being asserted must be preserved. Any documents withheld on grounds of privilege must be specifically identified on a privilege log with descriptions sufficient to identify their dates, authors, recipients, and general subject matter. Materials to be Produced: I. All materials relating to Jeffrey Epstein including, but not limited to, any text messages, emails, social media messages or posts, documents, or notes. EFTA01688133 Grand Jury Subpoena prritekratates Pistrirt Court SOUTHERN DISTRICT OF NEW YORK TO: GREETINGS: WE COMMAND YOU that all and singular business and excuses being laid aside, you appear and attend before the GRAND JURY of the people of the United States for the Southern District of New York, at the United States Courthouse, 40 Foley Square, Room 220, in the Borough of Manhattan, City of New York, New York, in the Southern District of New York, at the following date, time and place: Appearance Date: August 20, 2019 Appearance Time: 10:00 a.m. to testify and give evidence in regard to an alleged violation of : 18 U.S.C. §§ 371, 1001, 1519 and not to depart the Grand Jury without leave thereof, or of the United States Attorney, and that you bring with you and produce at the above time and place the following: Personal appearance is required unless excused by the U.S. Attorney's Office for the Southern District of New York. Please see the attached riders. Failure to attend and produce any items hereby demanded will constitute contempt of court and will subject you to civil sanctions and criminal penalties, in addition to other penalties of the Law. DATED: New York, New York August 15, 2019 ognag-ss, Fyn." GEOFFREY S. BERMAN United States Attorney for the Southern District o New York Assistant United States Attorneys One St. Andrew's Plaza New York, New York 10007 Telephone: Email: EFTA01688134 RIDER (Grand Jury Subpoena to dated August 15, 2019) Ads ice of Rights 1. You may refuse to answer any question if a truthful answer to the question would tend to incriminate you. 2. Anything that you do say may be used against you by the grand jury or in a subsequent legal proceeding. 3. If you have a lawyer, the grand jury will permit you a reasonable opportunity to step outside the grand jury room to consult with your lawyer if you so desire. 4. If you would like a lawyer but do not have funds to retain one, you may make an application to the United States Magistrate Judge who will decide whether to appoint a lawyer to represent you. Instructions and Definitions: I. This subpoena calls for the production of categories of documents, records, correspondence, other written material (including electronically stored material), and physical items, as specified below, in your possession, custody or control. 2. This subpoena covers all responsive documents wherever they may be found, including on computers, email accounts, iCloud accounts, servers, cellphones, and other personal electronic devices, whether in the United States or any foreign jurisdiction. 3. This subpoena does not call for the production of any documents protected by a valid claim of privilege, although any responsive document over which privilege is being asserted must be preserved. Any documents withheld on grounds of privilege must be specifically identified on a privilege log with descriptions sufficient to identify their dates, authors, recipients, and general subject matter. Materials to be Produced: I. All materials relating to Jeffrey Epstein including, but not limited to, any text messages, emails, social media messages or posts, documents, or notes. EFTA01688135 Grand Jury Subpoena prritekratates lElistrict Court SOUTHERN DISTRICT OF NEW YORK TO: GREETINGS: WE COMMAND YOU that all and singular business and excuses being laid aside, you appear and attend before the GRAND JURY of the people of the United States for the Southern District of New York, at the United States Courthouse, 40 Foley Square, Room 220, in the Borough of Manhattan, City of New York, New York, in the Southern District of New York, at the following date, time and place: Appearance Date: August 20, 2019 Appearance Time: 10:00 a.m. to testify and give evidence in regard to an alleged violation of : 18 U.S.C. §§ 371, 1001, 1519 and not to depart the Grand Jury without leave thereof, or of the United States Attorney, and that you bring with you and produce at the above time and place the following: Personal appearance is required unless excused by the U.S. Attorney's Office for the Southern District of New York. Please see the attached riders. Failure to attend and produce any items hereby demanded will constitute contempt of court and will subject you to civil sanctions and criminal penalties, in addition to other penalties of the Law. DATED: New York, New York August 15, 2019 ogoefess, GEOFFREY S. BERMAN United States Attorney for the Southern District of New York Assistant United States Attorneys One St. Andrew's Plaza New York, New York 10007 Telephone: Email: [1',[11.I' EFTA01688136 RIDER (Grand Jury Subpoena to dated August 15, 2019) Ads ice of Rights 1. You may refuse to answer any question if a truthful answer to the question would tend to incriminate you. 2. Anything that you do say may be used against you by the grand jury or in a subsequent legal proceeding. 3. If you have a lawyer, the grand jury will permit you a reasonable opportunity to step outside the grand jury room to consult with your lawyer if you so desire. 4. If you would like a lawyer but do not have funds to retain one, you may make an application to the United States Magistrate Judge who will decide whether to appoint a lawyer to represent you. Instructions and Definitions: I. This subpoena calls for the production of categories of documents, records, correspondence, other written material (including electronically stored material), and physical items, as specified below, in your possession, custody or control. 2. This subpoena covers all responsive documents wherever they may be found, including on computers, email accounts, iCloud accounts, servers, cellphones, and other personal electronic devices, whether in the United States or any foreign jurisdiction. 3. This subpoena does not call for the production of any documents protected by a valid claim of privilege, although any responsive document over which privilege is being asserted must be preserved. Any documents withheld on grounds of privilege must be specifically identified on a privilege log with descriptions sufficient to identify their dates, authors, recipients, and general subject matter. Materials to be Produced: I. All materials relating to Jeffrey Epstein including, but not limited to, any text messages, emails, social media messages or posts, documents, or notes. EFTA01688137 Grand Jury Subpoena prritekratates lElistrict Court SOUTHERN DISTRICT OF NEW YORK TO: GREETINGS: WE COMMAND YOU that all and singular business and excuses being laid aside, you appear and attend before the GRAND JURY of the people of the United States for the Southern District of New York, at the United States Courthouse, 40 Foley Square, Room 220, in the Borough of Manhattan, City of New York, New York, in the Southern District of New York, at the following date, time and place: Appearance Date: August 20, 2019 Appearance Time: 10:00 a.m. to testify and give evidence in regard to an alleged violation of : 18 U.S.C. §§ 371, 1001, 1519 and not to depart the Grand Jury without leave thereof, or of the United States Attorney, and that you bring with you and produce at the above time and place the following: Personal appearance is required unless excused by the U.S. Attorney's Office for the Southern District of New York. Please see the attached riders. Failure to attend and produce any items hereby demanded will constitute contempt of court and will subject you to civil sanctions and criminal penalties, in addition to other penalties of the Law. DATED: New York, New York August 15, 2019 644k-ss. tr.." GEOFFREY S. BERMAN United States Attorney for the Southern District of New York Assistant United States Attorneys One St. Andrew's Plaza New York, New York 10007 Telephone: Email: [1',[11.I' EFTA01688138 RIDER (Grand Jury Subpoena toa dated August 15, 2019) Ads ice of Rights 1. You may refuse to answer any question if a truthful answer to the question would tend to incriminate you. 2. Anything that you do say may be used against you by the grand jury or in a subsequent legal proceeding. 3. If you have a lawyer, the grand jury will permit you a reasonable opportunity to step outside the grand jury room to consult with your lawyer if you so desire. 4. If you would like a lawyer but do not have funds to retain one, you may make an application to the United States Magistrate Judge who will decide whether to appoint a lawyer to represent you. Instructions and Definitions: I. This subpoena calls for the production of categories of documents, records, correspondence, other written material (including electronically stored material), and physical items, as specified below, in your possession, custody or control. 2. This subpoena covers all responsive documents wherever they may be found, including on computers, email accounts, iCloud accounts, servers, cellphones, and other personal electronic devices, whether in the United States or any foreign jurisdiction. 3. This subpoena does not call for the production of any documents protected by a valid claim of privilege, although any responsive document over which privilege is being asserted must be preserved. Any documents withheld on grounds of privilege must be specifically identified on a privilege log with descriptions sufficient to identify their dates, authors, recipients, and general subject matter. Materials to be Produced: I. All materials relating to Jeffrey Epstein including, but not limited to, any text messages, emails, social media messages or posts, documents, or notes. EFTA01688139 Grand Jury Subpoena prritekratates Alistrict Court SOUTHERN DISTRICT OF NEW YORK TO: GREETINGS: WE COMMAND YOU that all and singular business and excuses being laid aside, you appear and attend before the GRAND JURY of the people of the United States for the Southern District of New York, at the United States Courthouse, 40 Foley Square, Room 220, in the Borough of Manhattan, City of New York, New York, in the Southern District of New York, at the following date, time and place: Appearance Date: August 20, 2019 Appearance Time: 10:00 a.m. to testify and give evidence in regard to an alleged violation of : 18 U.S.C. §§ 371, 1001, 1519 and not to depart the Grand Jury without leave thereof, or of the United States Attorney, and that you bring with you and produce at the above time and place the following: Personal appearance is required unless excused by the U.S. Attorney's Office for the Southern District of New York. Please see the attached riders. Failure to attend and produce any items hereby demanded will constitute contempt of court and will subject you to civil sanctions and criminal penalties, in addition to other penalties of the Law. DATED: New York, New York August 15, 2019 ogoefess, GEOFFREY S. BERMAN United States Attorney for the Southern District of New York Assistant United States Attorneys One St. Andrew's Plaza New York, New York 10007 Telephone: Email: EFTA01688140 RIDER (Grand Jury Subpoena tot= dated August 15, 2019) Ads ice of Rights 1. You may refuse to answer any question if a truthful answer to the question would tend to incriminate you. 2. Anything that you do say may be used against you by the grand jury or in a subsequent legal proceeding. 3. If you have a lawyer, the grand jury will permit you a reasonable opportunity to step outside the grand jury room to consult with your lawyer if you so desire. 4. If you would like a lawyer but do not have funds to retain one, you may make an application to the United States Magistrate Judge who will decide whether to appoint a lawyer to represent you. Instructions and Definitions: I. This subpoena calls for the production of categories of documents, records, correspondence, other written material (including electronically stored material), and physical items, as specified below, in your possession, custody or control. 2. This subpoena covers all responsive documents wherever they may be found, including on computers, email accounts, iCloud accounts, servers, cellphones, and other personal electronic devices, whether in the United States or any foreign jurisdiction. 3. This subpoena does not call for the production of any documents protected by a valid claim of privilege, although any responsive document over which privilege is being asserted must be preserved. Any documents withheld on grounds of privilege must be specifically identified on a privilege log with descriptions sufficient to identify their dates, authors, recipients, and general subject matter. Materials to be Produced: I. All materials relating to Jeffrey Epstein including, but not limited to, any text messages, emails, social media messages or posts, documents, or notes. EFTA01688141 Grand Jury Subpoena prritetratates Alistrict Court SOUTHERN DISTRICT OF NEW YORK TO: GREETINGS: WE COMMAND YOU that all and singular business and excuses being laid aside, you appear and attend before the GRAND JURY of the people of the United States for the Southern District of New York, at the United States Courthouse, 40 Foley Square, Room 220, in the Borough of Manhattan, City of New York, New York, in the Southern District of New York, at the following date, time and place: Appearance Date: August 20, 2019 Appearance Time: 10:00 a.m. to testify and give evidence in regard to an alleged violation of : 18 U.S.C. §§ 371, 1001, 1519 and not to depart the Grand Jury without leave thereof, or of the United States Attorney, and that you bring with you and produce at the above time and place the following: Personal appearance is required unless excused by the U.S. Attorney's Office for the Southern District of New York. Please see the attached riders. Failure to attend and produce any items hereby demanded will constitute contempt of court and will subject you to civil sanctions and criminal penalties, in addition to other penalties of the Law. DATED: New York, New York August 15, 2019 ognasss, GEOFFREY S. BERMAN United States Attorney for the Southern District o New York Assistant United States Attorneys One St. Andrew's Plaza New York, New York 10007 Telephone: Email: EFTA01688142 RIDER (Grand Jury Subpoena to a, dated August 15, 2019) Ads ice of Rights 1. You may refuse to answer any question if a truthful answer to the question would tend to incriminate you. 2. Anything that you do say may be used against you by the grand jury or in a subsequent legal proceeding. 3. If you have a lawyer, the grand jury will permit you a reasonable opportunity to step outside the grand jury room to consult with your lawyer if you so desire. 4. If you would like a lawyer but do not have funds to retain one, you may make an application to the United States Magistrate Judge who will decide whether to appoint a lawyer to represent you. Instructions and Definitions: I. This subpoena calls for the production of categories of documents, records, correspondence, other written material (including electronically stored material), and physical items, as specified below, in your possession, custody or control. 2. This subpoena covers all responsive documents wherever they may be found, including on computers, email accounts, iCloud accounts, servers, cellphones, and other personal electronic devices, whether in the United States or any foreign jurisdiction. 3. This subpoena does not call for the production of any documents protected by a valid claim of privilege, although any responsive document over which privilege is being asserted must be preserved. Any documents withheld on grounds of privilege must be specifically identified on a privilege log with descriptions sufficient to identify their dates, authors, recipients, and general subject matter. Materials to be Produced: I. All materials relating to Jeffrey Epstein including, but not limited to, any text messages, emails, social media messages or posts, documents, or notes. EFTA01688143 Grand Jury Subpoena prritetratates Pistrid Court SOUTHERN DISTRICT OF NEW YORK TO: GREETINGS: WE COMMAND YOU that all and singular business and excuses being laid aside, you appear and attend before the GRAND JURY of the people of the United States for the Southern District of New York, at the United States Courthouse, 40 Foley Square, Room 220, in the Borough of Manhattan, City of New York, New York, in the Southern District of New York, at the following date, time and place: Appearance Date: August 20, 2019 Appearance Time: 10:00 a.m. to testify and give evidence in regard to an alleged violation of : 18 U.S.C. §§ 371, 1001, 1519 and not to depart the Grand Jury without leave thereof, or of the United States Attorney, and that you bring with you and produce at the above time and place the following: Personal appearance is required unless excused by the U.S. Aftorney's Office for the Southern District of New York. Please see the attached riders. Failure to attend and produce any items hereby demanded will constitute contempt of court and will subject you to civil sanctions and criminal penalties, in addition to other penalties of the Law. DATED: New York, New York August 15, 2019 644Pa-ss, GEOFFREY S. BERMAN United States Attorney for the Southern District of New York Assistant United States Attorneys One St. Andrew's Plaza New York, New York 10007 Telephone: Email: EFTA01688144 RIDER (Grand Jury Subpoena to a, dated August 15, 2019) Ads ice of Rights 1. You may refuse to answer any question if a truthful answer to the question would tend to incriminate you. 2. Anything that you do say may be used against you by the grand jury or in a subsequent legal proceeding. 3. If you have a lawyer, the grand jury will permit you a reasonable opportunity to step outside the grand jury room to consult with your lawyer if you so desire. 4. If you would like a lawyer but do not have funds to retain one, you may make an application to the United States Magistrate Judge who will decide whether to appoint a lawyer to represent you. Instructions and Definitions: I. This subpoena calls for the production of categories of documents, records, correspondence, other written material (including electronically stored material), and physical items, as specified below, in your possession, custody or control. 2. This subpoena covers all responsive documents wherever they may be found, including on computers, email accounts, iCloud accounts, servers, cellphones, and other personal electronic devices, whether in the United States or any foreign jurisdiction. 3. This subpoena does not call for the production of any documents protected by a valid claim of privilege, although any responsive document over which privilege is being asserted must be preserved. Any documents withheld on grounds of privilege must be specifically identified on a privilege log with descriptions sufficient to identify their dates, authors, recipients, and general subject matter. Materials to be Produced: I. All materials relating to Jeffrey Epstein including, but not limited to, any text messages, emails, social media messages or posts, documents, or notes. EFTA01688145 Grand Jury Subpoena prritetratates lElistrict Crain SOUTHERN DISTRICT OF NEW YORK TO: GREETINGS: WE COMMAND YOU that all and singular business and excuses being laid aside, you appear and attend before the GRAND JURY of the people of the United States for the Southern District of New York, at the United States Courthouse, 40 Foley Square, Room 220, in the Borough of Manhattan, City of New York, New York, in the Southern District of New York, at the following date, time and place: Appearance Date: August 20, 2019 Appearance Time: 10:00 a.m. to testify and give evidence in regard to an alleged violation of : 18 U.S.C. §§ 371, 1001, 1519 and not to depart the Grand Jury without leave thereof, or of the United States Attorney, and that you bring with you and produce at the above time and place the following: Personal appearance is required unless excused by the U.S. Attorney's Office for the Southern District of New York. Please see the attached riders. Failure to attend and produce any items hereby demanded will constitute contempt of court and will subject you to civil sanctions and criminal penalties, in addition to other penalties of the Law. DATED: New York, New York August 15, 2019 ogoasss, GEOFFREY S. BERMAN United States Attorney for the Southern District o New York Assistant United States Attorneys One St. Andrew's Plaza New York, New York 10007 Telephone: Email: EFTA01688146 RIDER (Grand Jury Subpoena to , dated August 15, 2019) Ads ice of Rights 1. You may refuse to answer any question if a truthful answer to the question would tend to incriminate you. 2. Anything that you do say may be used against you by the grand jury or in a subsequent legal proceeding. 3. If you have a lawyer, the grand jury will permit you a reasonable opportunity to step outside the grand jury room to consult with your lawyer if you so desire. 4. If you would like a lawyer but do not have funds to retain one, you may make an application to the United States Magistrate Judge who will decide whether to appoint a lawyer to represent you. Instructions and Definitions: 1. This subpoena calls for the production of categories of documents, records, correspondence, other written material (including electronically stored material), and physical items, as specified below, in your possession, custody or control. 2. This subpoena covers all responsive documents wherever they may be found, including on computers, email accounts, iCloud accounts, servers, cellphones, and other personal electronic devices, whether in the United States or any foreign jurisdiction. 3. This subpoena does not call for the production of any documents protected by a valid claim of privilege, although any responsive document over which privilege is being asserted must be preserved. Any documents withheld on grounds of privilege must be specifically identified on a privilege log with descriptions sufficient to identify their dates, authors, recipients, and general subject matter. Materials to be Produced: I. All materials relating to Jeffrey Epstein including, but not limited to, any text messages, emails, social media messages or posts, documents, or notes. EFTA01688147 90A-NY-3151227 Serial 151 FD-302 (Rev. 5-8-10) •1 of 1. FEDERAL BUREAU OF INVESTIGATION Date of entry 10/15/2019 Or. September 18, 2019, Office of the Inspector General Special Agent provided Suicide Prevention Training Material from the Metropolitan Correctional Center (MC). The documents are attached in the lA section of this report. Investigation on 09/18/2019 at New York, New York, United States (Email) Nk# 90A-NY-3151227 Date drafted 10/10/2019 by This document contains neither recommendations nor conclusions of the FBI. It is the property of the FBI and is loaned to your agency; it and its contents arc not to be distributed outside your agency. EFTA01688148 Training Sign-In-Sheet MCC New York Hours: 1 Date: September 6, 2019 Course Name SHU Suicide Prevention Training Course Code Last Name First ame BOP# Si.nature 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 28. Signature EFTA01688149 • Skrcef IT-ROC_L) suiciDE 6GII i EFTA01688150 5 14 C5U I u ( ? )- tatedio7 i c cu pit EFTA01688151 MCC NEW YORK TRAINING PARTICIPANT SIGN-IN LOG COURSE TITLE: Suicide Prevention/SHU Training COURSE CODE: TRAINING DATE(S): From: TRAINING TIMES: m: INSTRUCTOR(S): December 7.2018 To: December 7.2018 TOTAL TRNG HRS. . A.c. 00 To: 12:004m NOTE: INSTRUCTOR(S) MUST ATTACH AGENDA OR SUMMARY OF TRAINING LAST NAME (PRINTED) 1. FIRST NAME (PRINTED) BOP ID SIGNATURE NI OFFICE USE 2. 3. 4. 5. 6. 7. 8. 9. 10 11 12. 13. 14. 15. 16. 17. 18. 19. 20. By signing above you attest to not only attending the above named training course, but also to understanding the course material, policies and procedures pertaining to the training. SENSITIVE - LIMITED OFFICIAL USE EFTA01688152 10/10/2018 Specie Housing Unit Management Suicide Prevention Objectves • Understand suicide risk associated with locked units and single cells • Identify high risk groups -mentally ill inmates - behavior disordered inmates - sex offender and protective custody inmates Objectives • Discuss management strategies for specific at risk inmates in this SHU • Review emergency response procedures 1 EFTA01688153 10/10/2018 BOP Inmate Suicides Rate par 100,000 40 00 25 M 20 ° I I M 5. I . IIII "e'Vletfrittelitirniteftel. Locked Units • Locked units include SHUs, SMUs, ADX, Seclusion, Extended lock down units, etc. • Every year between 30 and 80% of inmate suicides occur on a locked unit • Single Cells in locked units are especially risky for high-risk inmates Single Cell Suicides in SHU 10 9 a 6 2 0 2011 2014 1015 1016 2 EFTA01688154 10/10/2018 Single Cells It is recommended that all SHU inmates be double-celled unless there is a compelling reason not to do so. — Reduces isolation — Reduces privacy — Provides distraction — Provides rescue opportunity Single Cells When an inmate cannot be double celled — Place at-risk inmates in higher visibility cells — Reduce or eliminate tie-off points - Increased monitoring of property - Additional out of cell contacts with Psychology. Health Services. Unit Team, Recreation, Education, and Religious Services High Risk Inmates Discuss local policies to ensure specific inmates are not single celled. These may include: - Psychology Advisory List (TRU-SCOPE) -Special notation on cell door -Special notation on SHU board -SHU Program — Other 3 EFTA01688155 10/10/2018 Good SHU Management is Good Suicide Prevention • Complete SHU rounds as directed by policy and document them accurately • Observe inmates & report concerns to the SHU Lieutenant, Psychology Services, and/or the next shift. as appropriate • Respond to inmate concerns and accommodate reasonable requests promptly Good SHU Management is Good Suicide Prevention • Prior to entering a SHU cell to provide assistance staff should ensure their safety which may include waiting for assistance Cut down tools should never be used for any purpose other than responding to a suicide emergency • Know the location of the AED and how to use it Behavior Disordered inmates • 30% suicides are committed by behaviorally disordered inmates in SHU • At risk for suicide AND accidental death • Must be assessed by psychology EVERY time they make a new threat of self-harm • Must be taken seriously! 4 EFTA01688156 a a as$4.44.11! a 10/10/2018 Working with Behavior Disordered Inmates • Negative perceptions or frustrations may impact your professional judgment and need to be monitored • Manage through collaboration between departments • A group approach is indicated for the most demanding cases Working with Behavior Disordered Inmates • Manage with positive reinforcement - Catch them being good - Praise progress. not perfection - "small steps• - Address reasonable requests promptly - Set one goal that is guaranteed to occur • If a Suicide Risk Management Plan is in effect, follow it exactly What is a Suicide Risk Management Plan? • The Plan we will discuss today is not the same as the plan used by the institution when an inmate is in restraints • A Suicide Risk Management Plan is also NOT: - Punishment - Stricter rules - Extreme deprivation - Social isolation - Less work for staff 5 EFTA01688157 A &Lift !! ye. 10/10/20:s Suicide Risk Management Plan MOP The goal of a Suicide Risk Management Plan is to increase inmate safety by decreasing behaviors that create risk for suiode or accidental death when the inmate cannot be engaged in positive change behaviors Suicide Risk Management Plan • A Suicide Risk Management Plan IS - Feedback immediate and frequent - Rertternent of positive behaviors or neutral behaviors that replace harmful behaviors - Collaboration: between psychology, custody, other departments, and executive staff - Targeted: self-harm behaviors and other behaviors that place the inmate in danger (cutting, cell fires. et) Creating a Suicide Risk Management Plan Psychology Services identifies key issues through observation of the inmate and input from staff: —High risk behaviors —Elements of the environment that perpetuate dangerous behavior —Reinforcers that may be used to reward positive behavior EFTA01688158 a aLveuroa 10/10/2018 I Creating a Suicide Risk Management Plan ' • These are combined into a brief, individualized plan that indicates: —Management strategies —When reinforcers will be provided —What harmful behaviors will trigger more intensive risk management strategies Enacting a Suicide Risk Management Plan W. • Present the plan to the inmate: this is usually done collaboratively by the Captain and Chief Psychologist • Be prepared: Behaviors usually get worse before they get better • All staff need to adhere to the plan • Discuss concerns and issues along the way to ensure staff members are being consistent Behavior Isordered Inmates • Place PDS Photo • Inmates Name & Here location • List Risk Factors & Warning Signs Specific to theWMW • Discuss Helpful Interventons. Especially Preventative Interventons 7 EFTA01688159 10/10/2018 Pentally III Inmates I • Approximately 30 to 60% of BOP suicides are completed by mentally ill inmates • Disorders most frequently include Depression. Bipolar Disorder, and Schizophrenia Symptoms may include psychosis. poor hygiene. lack of energy. poor appetite. insomnia, agitation, and lack of interest in things that were once of interest Mentally III Inmates Mt • • Monitor these inmates closely; look for changes in mood and behavior and report them t0 Psychology • Build positive rapport with these inmates to assist them with problem solving and meeting their needs • During shake downs, ensure medications are not being hoarded and property has not been modified to allow self-harm Mentally III Inmates • Place PDS PhotO Here • Inmate'S Name & Location • List Risk Fames & Warning Signs Spec&c to me Inmate • Discuss Helpful Interventions: Espeoalty Preventative Interventions 8 EFTA01688160 v&QA asp% 10/10/2018 Sex Offenders and Protective Custody • Both of these groups are at heightened risk for suicide — Both groups may be fearful of other inmates — Both groups may be experiencing shame • Double-cell all inmates whenever possible • Convey requests to speak to Psychology immediately • Place in higher visibility cells Emergency Response • Always initiate life saving measures • Ensure the response reflects the emergent nature of the situation • All staff should carry personal protective gear • 9 EFTA01688161 grata H 71:1014 Saga !!:14 adki4 lassiipa I a 3 a* tkatila.a 4a a. a* I. cati § &ea. 09*§ 10/10/2018 Psychology Advisory List • The Advisory List — identifies inmates with mental health conditions who may become dangerous. self- destructive. or suicidal when placed into the SHU. Phone a Friend • You are required to refer an inmate to Psychology Services if you observe behaviors that indicate she or he may be at risk for suicide • Call to collaborate in managing high nsk inmates • Call to discuss small problems before they get big 10 EFTA01688162 ivreita0/201sA: Review of Objectives • Understand suicide risk associated sth locrfed units and smgle cells • Identify high risk groups - mentally AI inmates - behavior disordered inmates - sex offender and protecbve custody inmates • Discuss management strategies for specific at risk inmates in this SHU • Review emergency response procedures 11 EFTA01688163 Cover Sheet ANNUAL TRAINING Instructor Guide FY 2019 LESSON PLAN TIME FRAME PURPOSE OBJECTIVES STUDENT MATERIALS INSTRUCTOR MATERIALS REFERENCES SUICIDE PREVENTION - Signs of Suicide Risks/Supervision of Inmates - Types of Suicide Intervention/Counseling Techniques - Suicide Precautions 1 Hour (Recommended) To increase staff knowledge about the factors related to inmate suicides and to raise awareness concerning the fundamental care and custody responsibilities of all staff. To provide basic information, skills, and techniques for recognizing, responding, follow-up and monitoring inmates in time of crisis. Meets ACA and BOP requirement. • Identify common myths and accurate information about suicide • List high risk groups, settings, and locations for suicide in your institution • Identify risk factors and warning signs which may identify a potential suicide attempt • State the four basic responses of a staff member who believes an inmate is at risk of suicide • Describe the location of the suicide watch room(s) at your institution and what staff should/should not do when assigned to work a suicide watch post None Noted • Lesson Plan • PowerPoint Presentation • PS 5324.08, Suicide Prevention Program • PS 5324.07, SENTRY Psychology Alert Function • American Correctional Association (ACA) Standard 4-4373, Suicide Prevention and Intervention • Inmate Suicide Roster, 2018 • Summary of Inmate Suicides, 2018 • Suicide Myths and Facts. Centre for Suicide Prevention. • Why is Suicide Prevention Education Important? Centre for Suicide Prevention. www.suicideinfo.ca • We Educate for Life. Centre for Suicide Prevention. Page 1 of 19 Suicide Prevention EFTA01688164 Presentation SUICIDE PREVENTION Instructor Notes - ANNUAL TRAINING 2019 - RECOMMENDED INSTRUCTORS CONTACT SPECIAL NOTES Psychology Department Staff Learning and Career Development Branch (LCDB) Curriculum Development at BOP-HRM/Curriculum— Local Modification: The portion, "Our High Risk Inmates" on Page 17 requires modification at the local institution. Please enter the photo and the requested information on PowerPoint slide #29. Add the number of slides needed. Be prepared to review local inmates (if any) from the Inmate Suicide Roster, 2018, and the Summary of Suicides, 2018. Special Note: Curriculum will be updated and resent for the statistical data at the end of Fiscal Year 2018. This includes Page 4 and 5 of the lesson plan and Slides 3, 4, 5, and 6 of the PowerPoint presentation. Updated information will also be added regarding inmate deaths by suicide beginning on Slide 33. Page 2 of 19 EFTA01688165 Presentation SUICIDE PREVENTION Instructor Notes - ANNUAL TRAINING 2019 - I. INTRODUCTION Slide 1— Suicide Prevention (Header Slide) Note: Introduce self and topic. II. OBJECTIVES Slide 2 - Objectives At the end of the lesson, participants should be able to: • Identify common myths and accurate information about suicide. • List high risk groups and locations for suicide in their institution. • Identify risk factors and warning signs which may identify a potential suicide attempt. • State the four basic responses of a staff member who believes an inmate is at risk of suicide. • Describe the location of the suicide watch room(s) at their institution and what staff should/should not do when assigned to work a suicide watch post. As you know, everyone in the Bureau of Prisons, regardless of their specific job description, must first function as a correctional worker, ensuring the security of the institution. We all also have an equal responsibility to ensure that each inmate receives adequate and timely care for their physical, spiritual and emotional needs. During this session, we will discuss a number of facts and procedures that each of you as correctional workers should know about managing offenders. We will be talking about a number of situations where you must critically weigh the care needs of the inmate with the custody needs of the institution. One of the most important situations of this kind is in preventing suicides. This training session will assist you in recognizing the important signs indicative of potential suicidal behavior. It will acquaint you with a number of facts about inmates who have committed suicide in federal prisons, and help you identify high risk groups of inmates. It will also provide you with critical information about how best to respond during a suicide crisis situation. It is important that you openly express your concerns to psychology or medical staff about inmates who are experiencing troubles. It is also very important to remember that psychology or medical staff do not see inmates as regularly as other staff, and therefore, may not be as aware of changes in their behavior or how various courses of treatment are affecting the inmate. Page 3 of 19 EFTA01688166 Presentation SUICIDE PREVENTION Instructor Notes - ANNUAL TRAINING 2019 - It is also very important that all employees, regardless of job specialty, feel empowered to inform the appropriate staff if inmates are not receiving treatment or are obviously deteriorating even if they are receiving treatment. This is not to say you should be trying to diagnose inmates or should dispute or debate the merits of treatment decisions made by the professional staff. However, in many cases you are with the inmates most of the day and are probably better able to see problems or changes than a health care professional who may only see the inmate for a relatively shorter period of time. Your responsibility to ensure an inmate is receiving appropriate care does not stop simply because you have referred him or her to another staff member, or because the inmate is receiving treatment. If you are actively involved with that inmate on a regular basis and you have good, supportable reasons to feel that a particular course of action does not seem to be working, you should express those concerns to appropriate supervisors. III. COMMON MYTHS AND FACTS ABOUT SUICIDE Slide 3 — Inmate Suicides in 2018 Note: Numbers should be entered in this section at the end of Fiscal Year 2018. Slide 4 — Inmate Suicides in 2018 • There were 28 inmate suicides in Fical Year 2018. • The rate of inmate suicides was 15 per 100,000. • This is significantly higher than last year's rate and most similar to 1995. • Inmates who died by suicide reflect traditional BOP high risk groups. Slide 5 -Trends in 2018 • 11 % of suicides were by inmates in pre-trial status, compared to 17% in 2017 and 19% in 2016. • 43% of inmates who died by suicide were in the first 36 months of their incarceration compared to 35% in 2017. • 50% of suicides were by inmates in single cell status. Similar to the 57% in 2017. • 46% of suicides occurred in restrictive housing as compared to 52% in 2016. Slide 6 -Trends in 2018 • 4% of inmates who died by suicide did so by exsanguination. • 39% of inmate deaths by suicide involved inmates with a conviction or charge for a sex offense, a significant increase over 26% in 2017. Page 4 of 19 EFTA01688167 Presentation SUICIDE PREVENTION Instructor Notes - ANNUAL TRAINING 2019 - • No suicides occurred at a private contract facility. • 79% of inmates who died had a history of mental health problems. Overall, our rates continue to track changes in the community and in the decade from 2000 - 2009, the average rate was just below 10/100,000. In FY2010, our rate of 5/100,000 was as low as it has ever been; the rate for FY2012 was 13/100,000, which represents 29 suicides and the rate for FY2013 was 6/100,000. The rate for FY2014 was 10/100,000. This tracks with higher years such as 2000, 2001, 2008, 2009 and 2012. The Bureau's rate remains well below the average rate of 20.2/100,000 for men in the community. Unfortunately, it is difficult to know exactly why the rates have declined over the last 40 years or why they spike and decline for any given year. Part of the decline has to be attributed to the Suicide Prevention Program, and particularly to staff who have learned to recognize and refer inmates before they make attempts. Rather than focusing on a particular year, it is useful to monitor trends. Knowing how often suicide occurs can be helpful because it can make us more sensitive to the issue. It is also important to know where and with whom the risk is greatest. Slide 7-8 — Video — Suicide Myths and Facts Note: The video has no sound. It is the responsibility of the instructor to read the myths and facts aloud to the audience, if desired. Depending upon the view of the audience, it may not be necessary to read aloud. Note: Play video by clicking reel. Video will play automatically if in presentation mode. The content of the video are below: Myth: Talking about suicide can cause suicide. Fact: Talking about suicide does not cause people to think about killing themselves. Myth: People who are suicidal want to die. Fact: People who are suicidal do not want to die, they want the pain of living to end. Myth: Teens die by suicide most often. Fact: Middle-aged men, ages 40-60, die by suicide more than any other group. Myth: Suicide rates are highest around Christmas. Fact: The rate of suicide is fairly consistent throughout the year and slightly peaks in early spring. Page 5 of 19 EFTA01688168 Presentation SUICIDE PREVENTION Instructor Notes - ANNUAL TRAINING 2019 - Myth: Suicide occurs without any warning. Fact: Learning to identify the warning signs of someone who is suicidal can prevent harm. Myth: Suicide prevention should be left to professionals. Fact: Anyone can learn how to intervene with someone at risk of suicide., Myth: People who are suicidal cannot be stopped. Fact: Thoughts of suicide can exist for limited amounts of time, but have the abilitiy to re- occur. Myth: Not talking about suicide means we are not liable. Fact: Not discussing suicide does not protect against liability, nor will it prevent a suicide. Note: End of video. Continue with the lesson. For much of history suicide has been considered shameful or sinful. The stigma associated with suicide is slowly lifting and suicide is more commonly being viewed as a behavior associated with mental illness and emotional pain. However, many myths about suicidal behavior and its causes remain. It is important to base our decisions about suicide on the facts. Here are additional common misperceptions and facts about suicide. • "If a person decides to commit suicide, he or she will find a way regardless of what we do." Suicidal impulses are often brief. Most suicidal people have mixed feelings about dying. The methods available to commit suicide can influence the occurrence and outcome of suicidal acts. • "Asking a person about suicide might give them the idea." Asking about suicidal thoughts will not result in a suicide. Showing concern will likely assist the inmate. Open dialogue will assist in identifying problems and attaining help. • "Inmates who threaten to kill themselves don't really want to die." Individuals who threaten suicide are at higher risk. Suicidal intent can change quickly. The lethality of self- harm acts can be misjudged. Accidental death can occur. • "If we ask about suicide and the inmate denies it, we've done our part." There are many ways individuals may communicate suicidal intent. If individuals could always know and communicate their own risk, there would be no risk. Psychologists in the Bureau of Prisons (BOP) are trained to examine all the risk factors and make informed recommendations. IV. HIGH SUICIDE RISK INMATES AND LOCATIONS Page 6 of 19 EFTA01688169 Presentation SUICIDE PREVENTION Instructor Notes - ANNUAL TRAINING 2019 - Slide 9— Which Inmates Are At Risk? (Header Slide) A. At Risk Groups Note: Discuss the groups of inmates that have the highest risk of suicide in the BOP. If the institution has any inmates in high risk groups, it is important to personalize this data to the institution. Over the years, we have identified only four groups of federal inmates that appear to be at higher risk for suicide than the general inmate population. Slide 10 — At-Risk Groups The four groups are: 1. Pre-trial Inmates Pretrial inmates are at a higher risk for suicide. Several factors can contribute to the stress level of these inmates. For example, withdrawal symptoms from the use of drugs or alcohol, fear of a long sentence, sudden loss of freedom, and/or shame and embarrassment. 2. Mentally III Inmates The second high risk group is mentally ill inmates. Sixty-eight percent (68%) of the inmates who died by suicide had a history of or present mental illness. 3. Inmates in Restrictive Housing and Secure Mental Health Housing Units The third high risk group is inmates in the Special Housing Unit (SHU) who have protective custody/separation concerns. Historically, one third of all suicides occur in SHU. Many of those have been in protective custody (PC), and the majority of them killed themselves within the first 72 hours in SHU. Other restrictive housing environments include the Special Management Units (SMUs), mental health seclusion, the Administrative Maximum Security Facility (ADX), and Secure Treatment Programs. 4. Sex Offenders Page 7 of 19 EFTA01688170 Presentation SUICIDE PREVENTION Instructor Notes - ANNUAL TRAINING 2019 - Although it is a recent trend, sex offenders are also an easily identified group of inmates that have an increased suicide risk. Their risk is highest at the beginning of their sentence or at the time of a transfer. They made up forty-one percent (41%) of those inmates who completed suicide during fiscal year 2014. These inmates are considered to be at higher risk due to the stigma associated with their charges, many receive lengthy sentences, and many end up in SHU after requesting protective custody. B. High Risk Settings Slide 11— At-Risk Settings Note: Discuss the location and methods of suicides, generally in the BOP. Be specific about the locations in your institution which are potential high risk locations. 1. Restrictive Housing A common location for suicides is a lock down unit, typically in the SHU, SMU, or a psychiatric seclusion unit in the ADX. 2. Single Cells Within all units, single cell status raises the risk of inmate suicide more than any other factor. It is important to minimize the use of single cells when possible, especially for inmates who have other risk factors present such as mental illness or sex offender status. With this in mind, double cell all inmates unless there is a compelling reason not to do so. It reduces isolation, reduces privacy, and provides rescue opportunity. Place at-risk inmates in higher visibility cells and finally, reduce or eliminate the presence of tie-off points. 3. Private Spaces There has, however, been a recent trend of more suicides occurring in the general population, so it is important for staff to be vigilant in all areas. Of those that occurred in the general population, most occurred in the inmate's cell. The remainder occurred in common inmate areas such as showers, mop closets, stairs, etc. where the inmate could gain privacy. With that in mind, important prevention measures include frequent rounds, not allowing inmates to cover windows, and establishing professional and meaningful relationships. Note: At this point, ask for questions regarding the material or about responsibilities in dealing with suicidal inmates. Page 8 of 19 EFTA01688171 Presentation SUICIDE PREVENTION Instructor Notes - ANNUAL TRAINING 2019 - To summarize, a disproportionate number of inmate suicides occurred in some type of restrictive housing or while in a single cell. This finding is consistent with most research findings on prison suicides and indicates why high risk inmates should not be placed in isolation without a higher than normal level of monitoring. C. Methods Slide 12 - Methods In the Bureau, inmates also use the most lethal means available to them. Unquestionably, hanging represents the most frequently chosen and most potentially lethal method of suicide available to federal inmates' intent on committing suicide. It is important to know that an inmate can commit suicide by hanging without actually hanging. Death in most cases occurs because the blood supply in the neck is stopped from reaching the brain. This can happen if an inmate is standing or even sitting. Loss of consciousness may happen within seven (7) seconds. Although death takes significantly longer, from this point on, the inmate is no longer able to save him or herself. As long as a noose can be tightened enough to stop the blood flow, and it does not take much, the inmate will slowly lose consciousness; brain cells will begin to stop functioning, and the inmate will eventually die. Significant brain damage can begin to occur in 4 to 5 minutes. This is important because even minor attempts or gestures can result in death simply because it is much easier than many people might think to die in this manner. A new trend in prison has been overdose. Because of this, the use of "pill line" is a recommendation for some high risk inmates. Finally, staff access to firearms in Residential Reentry Centers (RRCs) also increases risk of death. V. RISK FACTORS AND WARNING SIGNS OF A POTENTIAL SUICIDE ATTEMPT Slide 13 — What is Suicide Risk? (Header Slide) We must stay alert and in touch with the inmates under our supervision and be observant to detect any behavioral changes that might suggest the possibility of suicide. Next, we will discuss risk factors and warning signs that may assist you in identifying inmates at risk for suicide as you work with them throughout the day. A. Risk Factors Slide 14 — Risk Factors Page 9 of 19 EFTA01688172 Presentation SUICIDE PREVENTION Instructor Notes - ANNUAL TRAINING 2019 - Note: Discuss risk factors. Ask questions as appropriate. Risk factors are empirically derived from population studies. They tend to be longstanding, unchangeable and predispose individuals to suicidal behavior. Risk factors cannot determine the risk level of a particular individual. SAD PERSONS is a mnemonic device to help staff remember risk factors for suicide. • Sex - 73% of US suicides are committed by white males. Men are nearly four (4) times as likely to die by suicide as are women. 60% of these suicides are by gunshot. • Age - Suicide is the third leading cause of death for males between 15-24. Individuals over the age of 65 are also at significant risk. • Depression - 30 - 40% of people who die by suicide are diagnosed with depression. • Previous Attempt - Approximately 15% of individuals who have attempted suicide will eventually complete suicide. Individuals who have made a life threatening attempt are at greater risk. A recent attempt followed by remorse that the attempt was not successful, is a warning sign. • Ethanol Abuse - Alcohol has been consumed by 15-25% of those who complete suicide and 55% of individuals who attempt suicide. Alcoholics are an especially high risk group in that 15% of them die by suicide or 270/100,000. • Rational Thought Loss - Rational thought loss may refer to psychosis- schizophrenia and depression with psychotic features. • Social Support Lacking-This includes limited social support or the recent loss of important support. • No Spouse — No spouse refers to inmates who are separated, divorced, or widowed. Single individuals are at greater risk. • Sickness- Individuals diagnosed with life threatening illnesses are at increased risk. Medical illness plays a role in 25% of completed suicides and this percentage rises with age. There are some risk factors specific to inmates that are of special importance. Some indications that stress factors such as legal problems, sentence length and inmate-related conflicts were related to increased suicide. Stress factors include: • ongoing legal problems. • history of past suicide attempt in custody. • lengthy sentences. • existence of mental disorder or history of psychiatric treatment. • having charges related to a sex offense. Page 10 of 19 EFTA01688173 Presentation SUICIDE PREVENTION Instructor Notes - ANNUAL TRAINING 2019 - Slide 15 — Adverse Childhood Experiences (ACEs) — Building a Vulnerability The adverse childhood experiences (ACE) study is a retrospective cohort study of 17,337 adult HMO members from San Diego who attended a primary care clinic between 1995-1997. Increasing number of ACE's are associated with illness, death, and poor quality of life. ACEs are emotional, physical, sexual abuse, battered mother, household substance abuse, mental illness in household, parental separation/divorce, and/or incarcerated household members. Experiencing adverse childhood experiences such as emotional, physical, sexual abuse; household substance abuse; mental illness in the household, etc., is associated with illness, death and poor quality of life. As the number of ACEs increase so does the risk for suicide. This reinforces the complex nature of the development of a vulnerability to suicide. Our interactions are most effective when they focus on reinforcing individual strengths and facilitating resilience. Slide 16 — The Perfect Storm This is a pictorial representation of factors coming together which result in suicidal behaviors and attempts. Every individual has specific vulnerabilities. This is why it is so important to have a professional relationship with and understand inmates. Examples could be poor coping resources, susceptibility to anxiety, an inability to occupy themselves, not being future oriented, isolated from family, impulsivity, or any number of other concerns. The prison setting is an environmental factor that impacts inmates. These include things such as uncertainty and fear, potential victimization by other inmates, isolation, poor facilities and breakdown of relationships. We all experience situational triggers that cause us to resort to old habits or in some cases to give up. These may include any of the identified factors on the slide. By communicating and interacting with staff and inmates we can frequently obtain this information. Unfortunately, these are often seen as just a part of life in prison. How we assist and model dealing with these things can be the difference between the inmate who resorts to suicide or one who resorts to a healthier coping skill. Slide 17-18 — Video (1 minute 40 seconds) — Why is Suicide Prevention Important? Note: Play video by clicking reel. Video will play automatically if in presentation mode. After video, ask audience for other reasons and/or examples of why suicide prevention is important. Page 11 of 19 EFTA01688174 Presentation SUICIDE PREVENTION Instructor Notes - ANNUAL TRAINING 2019 - B. Warning Signs Slide 19 — Warning Signs A warning sign is a behavior exhibited by some individuals who are considering suicide. There are a number of warning signs that can be observed in inmates who may be suicidal. It is important, however, to caution against relying on these behaviors because some inmates who commit suicide do not show any evidence of this behavior, at least to staff, prior to their death. So, while behavior is important to be aware of, a number of other factors such as prior attempts, mood, housing status and mental health history must also be considered at the same time. Warning signs are changeable and point to a current suicidal crisis. They suggest near-term (hours to a few days) risk. Examples include: • withdrawal from friends • suspiciousness • saying "good-bye" • giving away property • hoarding medications • signs of depression Some of these behaviors are also associated with other special needs inmates who have severe mental health problems. If inmates begin to show some of these behaviors, although they may not seem suicidal, it is important to contact psychology or medical staff and refer the inmate for evaluation. 1. Inmate-Specific Warning Signs There are some warning signs specific to inmates that we are more likely to see in a correctional setting. Just as before, it is important to refer inmates exhibiting any of these behaviors to Psychology Services. Knowing common symptoms or behaviors of suicidal inmates helps us recognize a potentially suicidal inmate. By combining this information with what we know about their history, their current life stress, and the extent to which they are similar to high-risk inmates who have committed suicide, we are much more likely to be able to identify and refer those inmates who may be at significant risk for suicide. Page 12 of 19 EFTA01688175 Presentation SUICIDE PREVENTION Instructor Notes - ANNUAL TRAINING 2019 - If an inmate has been referred and the professional staff is aware of their behavior, it is still important to maintain some regular contact with that inmate to determine if the behavior is responding satisfactorily to treatment. If unusual behaviors persist, or get worse, do not hesitate to contact the appropriate staff again to voice your concerns. Some of these behaviors include the following: • A suicidal threat anytime • Rehearsal behaviors observed by staff • Trying to obtain a single cell • Hoarding medication As mentioned earlier in the session, your responsibility to provide adequate care for inmates does not stop because the inmate was referred to someone else. VI. STAFF RESPONSES Slide 20 — How Should Staff Respond to the Risk of Inmate Suicide? (Header Slide) Note: Ask the question. Encourage discussion. Let's assume an inmate fits the pattern we have just described, and their behavior suggests to us the potential for suicide. How should we respond? What precautions should we take? A. Staff Responsibilities Slide 21- Four Staff Responsibilities There are four staff responsibilities when dealing with suicide. They include the following: • Recognize warning signs that tell us inmates may be experiencing problems. • Communicate concern and empathy to the behavior and take appropriate actions. • Respond correctly to those problems. • Follow-up and monitor inmates who have been identified and treated. B. Basic Staff Responses Slide 22-23 — Video — We Educate for Life Note: Play video by clicking reel. Video will play automatically if in presentation mode. Upon completion, ask participants for feedback to the question. Page 13 of 19 EFTA01688176 Presentation SUICIDE PREVENTION Instructor Notes - ANNUAL TRAINING 2019 - What are some of the ways to respond to suicidal behavior? Slide 24 — Four Basic Responses There are four basic ways to respond to suicidal behavior. They are: • Listen and hear. • Take thoughts and feelings seriously. • Support and affirm. • Refer the inmate to the Psychologist, medical professional, shift supervisor, or Lieutenant. The first three responses are good practices to follow in any situation and using them will improve your communication skills and be beneficial whether an inmate is suicidal, mentally ill, or simply wants to talk. If an inmate talks about suicidal feelings, however, it is important to give your undivided attention and not to dispute, ignore, or ridicule their claim that they are feeling suicidal. We should not try to minimize the inmate's statements about thinking of suicide by telling them not to worry so much, or that many people think of suicide. Your response to these initial statements or behaviors is very important because it is often the first time that staff becomes aware of the potentially suicidal inmates. Once you have identified an inmate as suicidal, it is critical that you respond in a manner that is appropriate, adequate, and timely. C. Reducing the Risk of Suicide Slide 25 - What Works? The risk of suicide can be reduced. These are some of the ways: • Inmate participation in psychotherapy for as few as four sessions. • Staff interactions characterized by caring and hope. • Ensuring that relationships with inmates are genuine. • Training in basic skills (i.e., how to communicate, manage intense feelings, etc.). • Investing in meaningful roles (i.e., renewed identities such as parent, employee, etc.) Slide 26 - What Else Can You Do? Suicide prevention can be effective. Use the SENTRY assignment of PsycAlert and the Psychology Advisory List in TRUSCOPE to stay up to date on those inmates who may be at risk. Page 14 of 19 EFTA01688177 Presentation SUICIDE PREVENTION Instructor Notes - ANNUAL TRAINING 2019 - Also, • Foster hope. • Help the person remember times they did not feel suicidal. • Foster a belief that times are temporary and things can improve. • Help the person experience successes. • Limit access to means (i.e., weapons, medications, etc.). VIII. SUICIDE WATCH ROOM Slide 27 — Suicide Watch Rooms and Procedures After you have referred the inmate, a psychologist or medical professional will evaluate their suicide risk using many of the same signs and concepts we have just discussed. If the inmate is viewed as an acute suicide risk, a Suicide Watch will be initiated. Note: State the identified location of suicide watches and the time frame for checking on the inmate. Discuss what staff should and should not do. A Suicide Watch can last several hours to several days depending on the inmate's intent to harm him or herself. A. Suicide Watch Post 1. Inmate Observers Slide 28 — Inmate Observers In the BOP, inmate observers may be used to help watch a potentially suicidal inmate. These inmates will be selected and trained by the Psychology Services staff and will rotate in shifts for as long as the inmate is on formal Suicide Watch. Inmate observers are not trained to be therapists or to provide any type of treatment, but rather, they are only used to observe the potentially suicidal inmate and to immediately inform staff if the suicidal inmate's actions are inappropriate. While it is fine for them to talk to the inmate and provide companionship, they are never to be placed in the cell with the suicidal inmate and they should not be allowed to step outside their very limited role in dealing with the suicidal inmate. Note: Indicate whether or not your institution uses inmate observers. In our institution, we do (do not) use inmate observers. Page 15 of 19 EFTA01688178 Presentation SUICIDE PREVENTION Instructor Notes - ANNUAL TRAINING 2019 - In many cases, whether the institution uses the inmate observer program or not, staff may also be called upon to function on a Suicide Watch. In those cases, you must read the post orders and should ask the psychologist any questions you may have. Note: Discuss the specifics of what staff should and should not do when they are assigned to work a Suicide Watch. 2. Inmate Companions Slide 29 — Inmate Companions Inmate Companions are used at many institutions and complement the services that staff provide. Given their different overall role in the institution, when working as a companion, adjustments need to be made. The use of inmate companions must be explicitly approved by the Warden. Inmate companions may only work a maximum of four (4) hours in any 24-hour period. This helps them to remain alert and requires that this job assignment is shared amongst a number of inmates. When inmate companions are working, they will have a means to summon help. Frequently, this is a direct line to the Control Center who can alert staff in case of an emergency situation. Behavioral observations of the inmate on watch will be made in a Suicide Watch log book. Staff will use this record as a means of assessing the inmate on watch. Prior to working as an inmate suicide companion, inmates will undergo initial training, then receive it on a regular basis thereafter. An important element of this training will be to recognize signs of stress or agitation. 3. Staff Roles Slide 30 — Staff Roles 1. Your role is simply to be available AT ALL TIMES providing DIRECT OBSERVATION of the inmate. 2. During your time and on watch, your ONLY responsibility is to watch that identified inmate and to summon help if the inmate makes a suicide attempt. 3. Consequently, you should NEVER become involved in any other activity, either voluntarily or by direct order, that does not permit you to observe the inmate at all times. Page 16 of 19 EFTA01688179 Presentation SUICIDE PREVENTION Instructor Notes - ANNUAL TRAINING 2019 - 4. While you are not responsible for the actions of the inmate, you are responsible for observing and responding appropriately to those actions. You cannot fulfill that responsibility if you are not observing the inmate at all times. 5. Policy clearly states that NO ONE except the Suicide Prevention Program Coordinator or designee has the authority to terminate a suicide watch once it has begun. 6. Even when inmate observers are working, you are still responsible for making hourly rounds. Following suicide watch, an inmate may be transferred to a medical referral center, or more typically, returned to general population or other pre-watch status. Often, other inmates may have heard that the inmate was placed on a suicide watch and respond in an unfavorable manner that creates more problems and concerns for the inmate. When an inmate returns to the general population, we should attempt to be supportive and to help the inmate retain as much dignity as possible. Staff should not share information about an inmate's emotional problems with other inmates nor express the same type of negative reactions they are receiving from other inmates. The risk of suicide is not over simply because the inmate has been removed from Suicide Watch and returned to population. 4. Local High Risk Inmates Slide 31— Our High Risk Inmates (Header Slide) Slide 32 — Name, Register Number (Our High Risk Inmates) Note: This slide requires modification at the local institution. Please enter the photo and the requested information. Copy the slide as many times as necessary to accommodate all high risk inmates at the local level. Review additional local inmates of particular concern. VIII. SUICIDES OF FY2018 We will now apply knowledge of suicides to actual cases. Slide 33 — Examples of Inmate Deaths by Suicide FY 2018 (Header Slide) In order to assist you in applying the information in this presentation, we will review some of the inmate suicides that occurred in Fiscal Year 2018. As we discuss the cases, please focus on listening for risk factors and warning signs. Page 17 of 19 EFTA01688180 Presentation SUICIDE PREVENTION Instructor Notes - ANNUAL TRAINING 2019 - Note: The presenter should review at least 2-5 of the suicides from the Inmate Suicide Roster FY18. These should be selected based on similarities between the case and the institution in which the presentation is being offered, with the goal of identifying relevant risk factors and warning signs. Slides 34-37 — FY2018 Inmate Death by Suicide Note: Present information on each of the selected cases. After overview, ask participants to identify risk factors. IX. REVIEW OF OBJECTIVES Slide 38 — Review of Objectives Now that we have completed the lesson, participants should be able to: • Identify common myths and accurate information about suicide. • List high risk groups and locations for suicide in their institution. • Identify risk factors and warning signs which may identify a potential suicide attempt. • State the four basic responses of a staff member who believes an inmate is at risk of suicide. • Describe the location of the suicide watch room(s) at their institution and what staff should/should not do when assigned to work a suicide watch post. X. SUMMARY Slide 39 — Summary Note: Conduct a summary of the important points. As stated earlier, it is as much our responsibility to provide care and treatment for an inmate's basic physical and emotional needs as it is to maintain them in custody. Like the role of custody, the role of providing care does not fall to only a few. If we remain observant and remember many of the topics discussed in this section, we will not only be fulfilling our basic correctional responsibilities, but we may be a significant force in preserving a life that may have been otherwise lost. In conclusion, each of us has four responsibilities where suicidal inmates are concerned. Those responsibilities are that we must: • be able to recognize the warning signs that tell us inmates may be considering suicide. • consider the inner world of these inmates and communicate concern and empathy. • be able to respond correctly to the behavior and take the appropriate precautions. Page 18 of 19 EFTA01688181 Presentation SUICIDE PREVENTION Instructor Notes - ANNUAL TRAINING 2019 - • follow-up on and monitor inmates who have been identified and referred. Thank you for your attention and participation today. Just as your input has helped me in this presentation, the Bureau's continued success with the Suicide Prevention Program depends on your daily participation and involvement. Note: Ask for any final questions. Encourage discussion. Slide 40 — Thank You Thank you. Page 19 of 19 EFTA01688182 90A-NY-3151227 Serial 152 ED-1036 (Rev. 10-16-2009) UNCLASSIFIED FEDERAL BUREAU OF INVESTIGATION Import Form Form Type: OTHER - Other Title:(U) Jeffrey Epstein's Probate Petition and Will Approved By: SSA Drafted By: Case ID #: 90A-NY-3151227 (U) UNSUB(S); JEFFREY EPSTEIN - VICTIM; DEATH INVESTIGATION Date: 10/29/2019 S no sis: (U) On August 18, 2019, Assistant United States Attorney provided a copy of Jeffrey Epstein's Probate Petition and Will. .• UNCLASSIFIED EFTA01688183 IN THE SUPERIOR COURT OF THE VIRGIN IS DIVISION OF ST. THOMAS AND ST. JOHN *********0********************* IN THE MATTER OF THE ESTATE OF JEFFREY E. EPSTEIN Deceased. Copy PROBATE NO. ST-19-PB- ACTION FOR TESTATE ADMINISTRATION PETITION FOR PROBATE AND FOR LETTERS TESTAMENTARY COME NOW Petitioners DARREN IC INDYKE and RICHARD D. KAHN, Executors of the Estate of Jeffrey E. Epstein, by and through KELLERHALS FERGUSON KROBLIN PLLC, and petition this Honorable Court to grant the instant petition pursuant to V.I. CODE ANN. tit. 15, § 161 and Rule 3 of the Virgin Islands Rules for Probate and Fiduciary Proceedings. In support thereof, Petitioners state the following: 1) That Petitioners Darren K. Indyke and Richard D. Kahn ("Petitioners') are citizens of the United States of America and residents of Florida and New York, respectively. 2) The original Last Will and Testament of Decedent, dated August 8, 2019, which is attached hereto, appoints Petitioners as Executors of the Estate. 3) The Decedent, Jeffrey E. Epstein, died testate on August 10, 2019 in New York, New York, and was domiciled in and a resident of St. Thomas, Virgin Islands at the time of his death, as supported by the copy of Certificate of Death attached hereto.' 4) Decedent left certain assets in trust. 5) The Decedent died possessed of certain property within the Territory of the U.S. Virgin Islands and within the jurisdiction of the Court as herein described: The original death certificate, or a certified copy thereof, will be filed with the Court upon Counsel's receipt of the same. EFTA01688184 Estate of Jeffrey E. Epstein Probate No. ST-19-PB- Petition for Probate and Letters Testamentary Pagc No. Page 2 of 4 PERSONAL PROPERTY' VALUE Cash $ 56,547,773.00 Fixed Income Investments $ 14,304,679.00 Equities $ 112,679,138.00 Aviation Assets, Automobiles and Boats $ 18,551,700.00 Fine Arts, Antiques, Collectibks, Valuables & Other Personal Property Hedge Funds & Private Equity Investments 10,000 shares of Maple, Inc., a U.S. Virgin Islands corporation which holds title to 9 East 71" Street New York, NY 10021 10,000 shares of Cypress, Inc., a U.S. Virgin Islands Corporation, which holds tide to 49 Zorro Ranch Road Stanley, New Mexico 87056 10,000 shares of Laurel, Inc., a U.S. Virgin Islands Corporation, which holds title to 358 El Brillo Way Palm Beach, Florida 33480 999 shares of SCI JEP, a French Company which holds title to units 47 with mezzanine, 48 and 81 on the 2nd floor, units 63 and 74 on the 5'h floor and units 5 and 22 (cellars) in the basement 22 Avenue Foch Paris, France 75116 10,000 shares of Poplar, Inc., a U.S. Virgin Islands Corporation, which holds title to Great St. James Island No. 6A Red I look Quarter St. Thomas, Virgin Islands 'MD subject to appraisal/valuation $ 194,986,301.00 $ 55,931,000.00 $ 17,246,208.00 $ 12,380,209.00 $ 8,672,823.00 $ 22,498,600.00 10,000 shares of Nautilus, Inc., a U.S. Virgin Islands Corporation, which holds title to little St. James Island No. 6B Red Hook Quarter Parcels A, B & C St. Thomas, Virgin Islands $ 63,874,223.00 TOTAL PERSONAL PROPERTY: $ 577,672,654.00 TOTAL ESTATE PROPERTY: 577,672,654.00 2 Values are subject to appraisal and/or update to their date of death valuation, which will be confirmed in verified inventory• to be filed with the Court. EFTA01688185 Estate ofJeffrey E. Epstein Probate No. STI 1 9-PB- Petition for Probate and Letters Testamentary Page No. Page 3 of 4 6) Petitioners arc investigating potential debts and claims of the Estate and at this time they are unknown. 7) That the names and addresses, insofar as known to Petitioners, of the heirs and next of kin of the deceased, who would be entitled to share the estate if he had left no will; the relation of each such person to him; the proportion due each such person, and whether cach of them is an adult or an infant are as follows: NAMES RELATIONSHIP CAPACITY SHIM Mark Epstein Brother Adult 100% 8) That Petitioners Darren K. Indyke and Richard D. Kahn be appointed Executors. They are adults of sound mind, are not convicted of any crime involving moral turpitude, and arc not judicial officers of this Honorable Court. 9) Although Petitioners are not residents of the Virgin Islands, they are qualified to serve as Executors pursuant to 15 V.I.C. § 235(c) because they otherwise qualify under 15 V.I.C. § 235(a) and they have appointed the law firm of Kellerhals Ferguson Kroblin PLLC, which has offices on St. Thomas, Virgin Islands, to accept service of all papers for purposes of the probate of Decedent's estate. 10) The Decedent's Last Will and Testament provides that "No bond or other security shall be required of any Executor in any jurisdiction." See original Last Will and Testament attached hereto at Article THIRD, subsection B on page 2. Accordingly, Petitioners pray that the bond be waived pursuant to V.I. R. Prob. 3. EFTA01688186 Estate of Jeffrey E. Epstein Probate No. ST-I9-PB- Petition for Probate and Letters Testamentary Page No. Page 4 of 4 WHEREFORE, Petitioners pray: A. That the Estate of Jeffrey F. Epstein be entered into Probate; B. That a citation be issued to any heir or next of kin who has not signed a Waiver; C. That this Honorable Court order the issuance of a notice to creditors and claims procedure order in substantial form of that which will be separately proposed to the court forthwith; D. That the Last Will and Testament of Jeffrey E. Epstein, attached hereto, be admitted to Probate; E. That Darren K. Indyke and Richard D. Kahn be appointed Executors and Letters Testamentary be issued to them; F. That the bond be waived; and G. That the Petition be granted. Respectfully, DATED: August /5- , 2019 WILLIAM BLUM, ESQ., Of Counsel V.I. Bar No. 136 KELLERHALS FERGUSON KROBL1N PLLC Royal Palms Professional Building 9053 Estate Thomas, Suite 101 St. Thomas, V.I. 00802-3602 EFTA01688187 Estate of Jeffrey Epstein Petition for Probate and Letters Testamentary Probate No. ST-19-PB- VERIFICATION OF PETITION I, Darren K. Indyke, Executor of the Last Will and Testament of Jeffrey E. Epstein, hereby verify I have read and do hereby certify that the statements contained in the Petition for Probate and for Letters Testamentary are accurate in so far as my knowledge and insofar as my own records show. DATED: August lC , 2019 SUBSCRIBED AND SWORN to before me this / C- day of F ‘.) 2019. 4 Tikt. Wary Mak INS W Midis aens 1/40 1 MrCaraWK1 tatit001371)17 UIJVUS ..t"( _kyriAtic ' Darren K. Indyke EFTA01688188 Estate of-Jeffrey Epstein Petition for Probate and Letters Testamentary Probate No. ST-19-PB- VERIFICATION OF PETITION I, Richard O. Kahn, Executor of the Last Will and Testament of Jeffrey E. Epstein, hereby verify I have read and do hereby certify that the statements contained in the Petition for Probate and for Letters Testamentary are accurate in so far as my knowledge and insofar as my own records show. l e\ - DATED: August )c , 2019 SUBSCRIBED AND SWORN to before me this kceit‘day of ktt 4-3 4- , 2019. eikaA4/2:-AA, A 0114L06— MARIANNE BARNETT NOTARY PUBLIC, STATE OF NEW YORK NO. 0111A6276845 Qualified In Suffolk County Tenn expires February LS. 2021 • :1). EFTA01688189 IN THE SUPERIOR COURT OF THE VIRGIN ISLANDS DIVISION OF ST. THOMAS AND ST. JOHN ***** * ******** ****** ****** ****** IN THE MATTER OF THE ESTATE OF JEFFREY E. EPSTEIN ) PROBATE NO. ST-I9-PB- ) Deceased. ) ACTION FOR TESTATE ADMINISTRATION OATH OF WILLINGNESS TO SERVE AS EXECUTOR AND APPOINTMENT OF LOCAL COUNSEL 1, Darren K. Indyke, hereby declare, certify, verify, and state under penalty of perjury under the laws of the United States Virgin Islands that: I. 1 am an adult of sound mind, have never been convicted of any felony or of a misdemeanor involving moral turpitude, and I am not a judicial officer. 2. 1 am a resident of Florida. 3. The Last Will and Testament of Jeffrey E. Epstein nominates and appoints me as an Executor of the Estate of Jeffrey E. Epstein, deceased. 4. 1 am willing to act as Executor of the above-captioned Estate according to the law and to the best of my ability and I will faithfully discharge the duties and obligations of Executor. 5. I will render a true accounting of all monies and property coming into my possession for which I am responsible. 6. 1 am willing to act as Executor of the above-captioned Estate and request that the Court act upon and grant all the prayers of the Petition for Probate. 7. I am a non-resident of the Virgin Islands, and thus, I appoint the law office of ICELLERHALS FERGUSON KROBLIN PLLC, located in the Virgin Islands. specifically at Royal Palms Professional Building, 9053 Estate Thomas, Suite 101, St. Thomas, VI 00802, as my attorney upon whom service of all papers may be made. Darren K. Indyke SUBSCRIBED AND SWORN to before me this 1 c day of el.30- u 9 1, 2019. NOTARY EFTA01688190 IN THE SUPERIOR COURT OF THE VIRGIN ISLANDS DIVISION OF ST. THOMAS AND ST. JOHN IN THE MATTER OF THE ESTATE OF JEFFREY E. EPSTEIN Deceased. PROBATE NO. ST-19-PB- ACTION FOR TESTATE ADMINISTRATION OATH OF WILLINGNESS TO SERVE AS EXECUTOR AND APPOINTMENT OF LOCAL COUNSEL I, Richard D. Kahn, hereby declare, certify, verify, and state under penalty of perjury under the laws of the United States Virgin Islands that: 1. I am an adult of sound mind, have never been convicted of any felony or of a misdemeanor involving moral turpitude, and I am not a judicial officer. 2. 1 am a resident of New York, New York. 3. The Last Will and Testament of Jeffrey E. Epstein nominates and appoints me as an Executor of the Estate of Jeffrey E. Epstein, deceased. 4. I am willing to act as Executor of the above-captioned Estate according to the law and to the best of my ability and I will faithfully discharge the duties and obligations of Executhf. 5. I will render a true accounting of all monies and property coming into my possession for which I am responsible. 6. I am willing to act as Executor of the above-captioned Estate and request that the Court act upon and grant all the prayers of the Petition for Probate. 7. I am a non-resident of the Virgin Islands, and thus, I appoint the law office of ICELLERHAttg FERGUSON KFtOBLIN PLLC, located in the Virgin Islands, pecifically at Royal Palms Professional Building, 9053 Estate Thomas, Suite 101, Thomas, V 00802, as my • attorney upon whom service of all papers may be made. SUBSCRIBED AND SWORN to before 9 1- kw 71 me this day of , 2019. L /144(MV- 1,6c/l/W1/111 — NOTARY Richard D. Kahn 1 MARIANNE BARNETT NOTARY PUBLIC, STATE OF NEW YORK NO. 018A52 76845 Qualified in Suffolk County Term expires February 25, 2021 EFTA01688191 . „ . . . .THEtftTY-OVNEW YORK' t ef ...Y/ VITAL aCCORDS 612111 ICAT I T • • iv; 4 ,/ DEATH TRANSCRIPT FLED THE CRY OF NEW YORK - DEPARTMENT OF HEALTH AND MENTAL HYGIENE AUG-II.201907:34 PM CERTIFICATE OF DEATH Contificano No. 156-19-032838 • • • ise3EDE LE0IL ma in JEFFREY EDWARD EPSTEIN • sa10a.,ttaD tiae "' ..2i. nivorkskellf so. Iwo SPIN* 4 Doane H000mnilloo cou mai ales9 !wawa., sem SUMS' Fusty • . a Effentenne 690VOntolinnl II 0 boadoors Raton= I •100.ad en Pair 70cuteteeely • ' N„ /Opinlooploo aft In .0000105 1 UV'S z Ow . 3 Olinlawn ne. Miffed MOM cars loeMPONSIodnr4 Moog isletooq • • . , — . • New Welr..PrisirAwitn-Lavor lirlistiontiwnal f • • • .. OsionlInnislOnt cehisod011Od , _ a - fibre) 00 CONISMI) MOM 10 • • • 2019 3b. Tray Firms 7:36 .Ow.. 4.11. MS . 6.Odl Can Ma • M1901f$32 !..2 .. A • wi" ..... . at FendlniFurther Study _ -. I I i t•-an ae bc•as.., I i y G. Olbe If et WI a .. onapama 0 liar I i s 1 II ice. *Wake I {Oaks comilbullsin . desibtatrIts,rulre law nindowlyirg awe given Itirelbleg1/4 a p ommbotbippylia. . . . • --: 'Cr:t-,*":" - ...... -,' 4.'' ..- -, ' . - .:. -N ' .. - . - it TA War Ds Oris es mi1 na um :' Claa /Anne 1 CPAs • . . N. Pa GI nin,41innanAnnintanott . : L-7"1 :,,4\ • a •.. Ow 201e, . %Aiello! •••• .f11: V s-....,:..--41, •,', . \..,,,,v_ .... 7.1.14x$ rimy Octane • ;v. • N • ,..".•, , • ix.,...., , ,...*:,..ii v • i 79'_n ir."."8" Inn so" 0 OttriOptiw 0 PwWwww, a ma* 04 0.4* , • -•-: 7,- t'ji liFtennownraw - !r A tam ., , awe e - Alt•On Pr brie olowatma tike vorneown, w lot of:4,40,,, sib mono ,sa, to t It alsr and ' • • . Or C./ 1/20:enooldo .... .. 0 No blow, anew Shoat mix Ds AUG.1 / -2019 0 Patti Oltiot 0,p** Utsionat (vast onto. ir • . KRICT 6 ....,_. .. _ oWN ivory ,-,,,:. Or i; .4, - 9 ne3 "geni ,91!" "t ra". own, innsiwat plow*Crat) (Chia Ota Etats) Ilaltipulanianinfilile US Yttal Iiii.anill wheat. in, , t - ' St. TN:sites • : • ite.,conallo i2, .:ye 11141.13uttand twin Aso-No. - . arced. Ills SW. Ow tnris” i.; St.14tiontits•••,;• i Lime Saint Jarilitsi lMand. t '07 ,00802 i WY's. a NNO I 4:0110 el IN* five)_ Me (liretypy) IS. Proje W INIDIrm It i . 1 Maim 1 Vs '. ', Under I Day 1 14. SW*/ Swift M. I .Jamseri •-•20 41e3 , "14 .4 ' : "I -11,4119° i '' DM . Igl u.; AN" I i . • • P - Al,: 4 . r•-•j_Ls , i• ,_ • ,1 3346 1 1M. onv Dragons ed attars are bat swish) ski• i aurlulnk0 teonsulemt 4 1/4 . -k " ,. IR.13ni • basal a Wow j ammidince.9049" ' -, 4: :: Famines Vi .. • i 1 1. - 7 e- V ;Lt:. • it latiplocs (Uri • Min r Fail$01 es:WM 5 I Breeleye., New yak '. • ll It sop all' 30 tirkel•P• Cheek.' box tatbni rube ISIO0t*Olokren no *Min Knonnnoncinhol Ste nn nnainng podeorkio imen, . a ea tome awo. nut II6 dote .: i6arsti sins f.i.sm.ms Mks IlloilOORv.S. i OS lilla •spillpbolla Ili asachia MOW 101-.M. al . 1100wwwwo lan..Prato0i cc HO orGEO :7..60 SEIS104 &CM Na. M *IS • PannonsongniOnnIn4.140.0MOntlannn if. Zarin US. . St ell. Slone r .•- r•••• •-'- • itl:ttn - alipaanWPastiWanti iii c,wonn ;Ow in Ann warIng•KR9,aintk Lit 4 ArnidAnst 1 Ulitall itUDasec • w-• . . " 1; :l• g tul s ' . ,03,4 , i stm, lErwthel twit :b. ••• 'Milltown . . ,. a font* Maw r7 —`- . (PVIOninliass) . .• • 2e. . : 1... ' Seymour Epstein • ‘ i•-• • • n4oPerli Pedee rex rem ) fint..4". WS - 1- ' '`• ..‘ 1-'• - Paula V ' I eo. Heat M . - . - • . . . Maricipiedn Se lloliikorahloo to Dococnolt . 'Brother , ' .. '• • Son ZS MOO ruler I E 253- rioned a ouppasik., . A I 0 &aft& 2 0 Ctw•nonon SO bointonsal 40i:teat, . , . - . 1 6 LIOthet Spty - . ,-, . ... ., co al Otopoloonfri•ITO w entry. etatry. atm plww) 2 IIMI to Rienr OSA., 25.1 Dolt.. - : - 'In . , <Id.• 'yfff '... $ • I Dinottt 08 - la: '2019' Ma kraal foutnolown . - HO. Malan ftelsan and Sale DOI** 2P WO 1076 Madison Ave Nat Yak, NY 10028-0231 taklaiteibi EVT2ONele1572-2-- Phi% City 28riw es 0, WM, M. i, corUty that Ss fanged" is a way art ;Inane', a* Min Oa Oaosomani N Han. AN?' an Moran HYPO* The Cifoarnnonl ci Hwr a no Mcci linmot oat PA oar lo V.t Innz c, Skive P stmt. pF. D, CA• n Annul nit Thema. gro to *lief ia to Int Wm ha *on vat/ oo oft .401 Mk truncript unto 4 bun the inky ?Worn lifte0 on Me bock atprmilM or straw at No tranwrot b pittte4O0 by 11.10) DI the Nym York Sy 4/0th tea NOW Dna. * M. inbieb or ,icHSDA *lug PrOvlikee C4 IN Moab Co4o of airy of* N*. Ant I I AO 19 INNEN, Y01383215 t Pa Of RAI r....7rsusiu..rthorth,•;eiry,Adaaaroain44;44e't-i-toni-tri, • r.v h•culy,thaisth.b,„57y. EFTA01688192 IN THE SUPERIOR COURT OF THE VIRGIN ISLANDS DIVISION OF ST. THOMAS AND ST. JOHN ******************************** IN THE MATTER OF THE ESTATE OF ) JEFFREY E. EPSTEIN ) ) Deceased. ) ) PROBATE NO. ST-19-PB- ACTION FOR TESTATE ADMINISTRATION AFFIDAVIT 1, Erika A. Kellerhals, hereby depose or otherwise state that I do not know of any will or codicil of Jeffrey E. Epstein, deceased, other than the instrument in writing dated August 8, 2019; that I received the Last Will and Testament of Jeffrey E. Epstein from Jeffrey E. Epstein, and the said Jeffrey E. Epstein died on or about August 10, 2019. SUBSCRIBED AND SWORN to before me This le l day of , 2019. Grete 4. Geary LW Pa NP-14445 Convideilon Empac OlowiMrri.20lIl ai St t_ Erika A. Keller als EFTA01688193 LAST WILL AND TESTAMENT OF JEFFREY E. EPSTEIN I, JEFFREY E. EPSTEIN, a resident and domiciliary of St. Thomas, United States Virgin Islands, do make, publish and declare this to be my Will hereby revoking all prior Wills and Codicils made by me. 1: I direct my Executor to pay from my estate all expenses of my last illness, my funeral and burial expenses, the administration expenses of my estate and all of my debts duly proven and allowed against my estate. A. I direct my Executor to pay from my estate, as compensation to each Executor for serving as Executor hereunder, the sum of Two Hundred Fifty Thousand Dollars ($250,000) to each Executor upon the completion of probate of my estate. No Executor shall receive any other compensation for serving as Executor hereunder; provided, however, that my Executor shall be reimbursed from my estate for all reasonable costs, expenses, charges, and liabilities incurred or paid in respect thereto, including fees and expenses of counsel or any other agents hired by my Executor, and my Executor shall not be liable therefor individually. B. I direct my Executor to pay from my estate the federal and state transfer taxes described in Paragraph B(1) of Article SEVENTH. C. I direct my Executor to pay from my estate all expenses of storing, insuring, packing, shipping and delivering my tangible personal property in accordance with the provisions of Article SECOND. 2: I give all of my property, real and personal, wherever situated, after the payments and distributions provided in Article FIRST, to the then acting Trustees of The 1953 Trust ("Trust") created under that certain Trust Agreement of The 1953 Trust (the "Trust Agreement") dated August 8, 2019, as the same may be amended from time to time, to be held in accordance with the provisions comprising the Trust Agreement at the time of my death. 3: I appoint DARREN IC INDYKE and RICHARD D. KAHN to serve as the Executors of this Will. If any one or more of my Executors fails to qualify, is unable or unwilling to serve or ceases to act, I appoint BORIS NIKOLIC, as successor Executor. If any successor Executor fails to qualify, is unable or unwilling to serve or ceases to act, I authorize the last acting Executor to designate his or her successor. Such designation shall be made by written instrument delivered to such designated successor Executor. A. If my estate must be administered in whole or in part in any jurisdiction other than the state or territory of my domicile at the date of my death, and if my Executor is unable or unwilling to serve in such jurisdiction, then I appoint the successor Executor of my estate designated in Paragraph A of Article THIRD as successor Executor in such EFTA01688194 Last Will & Testament of Jeffrey E. Epstein Page 2 of 11 jurisdiction only, provided that he or she is able and willing to serve in such jurisdiction. If no Executor or successor Executor is able and willing to serve in such jurisdiction, my Executor shall designate a successor Executor to serve in such jurisdiction. Such designation shall be made by written instrument delivered to such successor Executor. B. No bond or other security shall be required of any Executor in any jurisdiction. C. Any Executor may resign in the manner provided for by the governing statutes of the state or territory having jurisdiction of the administration of my estate or in the absence of such statutory guidance, by filing a written notice of resignation with the Court having jurisdiction of the administration of my estate. Any Executor who resigns shall not be entitled to any compensation hereunder for any services rendered as Executor prior to his or her resignation. D. My Executor shall not be accountable or responsible to any person interested in my estate for the manner in which my Executor in good faith exercises or declines to exercise any discretionary authority or power of my Executor. My Executor shall not be liable for any loss or depreciation in value occasioned by reason of any negligence, error or mistake of judgment in entering into any transaction, in making any sale or investment, in continuing to hold any property or by reason of any action or omission, whether by my Executor or any other fiduciary, unless my Executor has acted in bad faith. In the absence of proof by affirmative evidence to the contrary, each Executor shall be deemed to have acted within the scope of my Executor's authority, to have exercised reasonable carc, diligence and prudence and to have acted impartially as to all interested persons. An Executor shall not be liable for the acts or defaults of another Executor. 4: The following provisions shall apply to my estate and to my Executor, except as is otherwise specifically provided in this Will: A. My Executor has the entire care and custody of all assets of my estate. My Executor has the power to do everything my Executor in good faith deems advisable without necessity of any judicial authorization or approval, even though but for this power it would not be authorized or appropriate for fiduciaries under any statutory or other rule of law. My Executor shall exercise my Executor's best judgment and discretion for what my Executor believes to be in the best interests of the beneficiaries hereunder. Except as otherwise specifically provided in this Will, if two Executors are empowered to participate in the decision to exercise or not to exercise any fiduciary power granted by this Will or by law, such decision shall be made by such Executors acting unanimously. If more than two Executors arc empowered to participate in the decision to exercise or not exercise any fiduciary power granted by this Will or by law, a majority of such Executors shall be empowered to make such decision. B. Except as otherwise provided herein, my Executor shall have the power: (1) to enter upon and take possession of the assets of my estate and collect the income and profits from such assets, and to invest and reinvest such assets in real, personal or mixed assets (including the common trust fluids of a corporate 2 <1 EFTA01688195 Last Will & Testament of Jeffrey E. Epstein Page 3 of 1'1 fiduciary) or in undivided interests therein without being limited by any present or future investment laws; (2) to retain all or any part of the assets of my estate (without regard to the proportion that any one asset or class of assets may bear to the whole) in the form in which such assets were received or acquired by my Executor; (3) to sell or dispose of, exchange, transfer, invest or loan all or any part of the assets of my estate which may, at any time, be held by my Executor for such sums or upon such terms as to payment, security or otherwise as my Executor determines, either by public or private transactions; (4) to buy and sell options, warrants, puts, calls or other rights to purchase or sell (collectively "options") relating to any security or securities, regardless of whether such security or securities are then held by my Executor, and whether such options are purchased or sold on a national securities exchange, and to exercise with respect to such options all powers which an individual owner thereof could exercise, including, without limitation, the right to allow the same to expire; (5) with respect to oil, natural gas, minerals, and all other natural resources and rights to and interests therein (together with all equipment pertaining thereto), including, without limiting the generality of the foregoing, oil and gas royalties, leases, or other oil and gas interests of any character, whether owned in fee, as lessee, lessor, licensee, concessionaire or otherwise, or alone or jointly with others as partner, joint tenant, or joint venture in any other noncorporate manner, (a) to make oil, gas and mineral leases or subleases; (b) to pay delay rentals, lease bonuses, royalties, overriding royalties, taxes, assessments, and all other charges; (c) to sell, lease, exchange, mortgage, pledge or otherwise hypothecate any or all of such rights and interests; (d) to surrender or abandon, with or without consideration, any or all of such rights and interests; (e) to make farm-out, pooling, and unitization agreements; (f) to make reservations or impose conditions on the transfer of any such rights or interests; (g) to employ the most advantageous business form in which properly to exploit such rights and interests, whether as corporations, partnerships, limited partnerships, mining partnerships, limited liability companies, joint ventures, co-tenancies, or otherwise exploit any and all such rights and interests; (h) to produce, process, sell or exchange all products recovered through the exploitation of such rights and interests, and to enter into contracts and agreements for or in respect of the installation or operation of absorption, reprocessing or other processing plants; Q) to carry any or all such interests in the name or names of a nominee or nominees; (j) to delegate, to the extent permitted by law, any or all of the powers set forth herein to the operator of such property; and (k) to employ personnel, rent office space, buy or lease office equipment, contract and pay for geological surveys and studies, procure appraisals, and generally to conduct and engage in any and all activities incident to the foregoing powers, with full power to borrow and pledge in order to finance such activities; together with the power to allocate between principal and income any net proceeds received as consideration, whether as royalties or otherwise, for the permanent severance from lands of oil, natural gas, minerals, and all other natural resources; (6) to hold all or any part of the assets of my estate in cash or in bank accounts without the necessity of investing the same; 3 EFTA01688196 Last Will & Testament of Jeffrey E. Epstein Page 4 of 11 (7) to improve, repair, partition, plat or subdivide all or any part of the assets of my estate; (8) to litigate, defend, compromise, settle, abandon or submit to arbitration on such terms and conditions as my Executor determines any claims in favor of or against my estate or the assets of my estate; (9) to loan or borrow money in such amounts and upon such terms and conditions as my Executor determines, assume such obligations or give such guarantees as my Executor determines, for the purpose of the acquisition, improvement, protection, retention or preservation of the assets of my estate, or for the welfare of the beneficiaries of my estate; (10) to carry on for as long and in such manner as my Executor determines any business enterprise in which I owned any interest at my death, either individually, or as a partner, member, joint venture, stockholder or trust beneficiary; to sell such business enterprise as an ongoing business; to consolidate, merge, encumber, dissolve, liquidate or undertake any other extraordinary corporate transaction relating to such business enterprise; (11) to vote in person or by proxy any and all stock or securities and to become a party to any voting trusts, reorganization, consolidation or other capital or debt readjustment of any corporation, association, partnership, limited liability partnership, limited liability company or individual with respect to stocks, securities or debts held by my estate; (12) except as provided for in Sections (20) and (21) of this Article Fourth, to enter into any good faith transactions with any Executor individually or with any corporation, partnership or other entity in which any Executor has an ownership interest; (13) To purchase from my estate any stocks, bonds, securities, real or personal property, or other assets, or make loans to my estate even though the same person or persons occupy the office of my Trustee and the office of the Executor of my estate; (14) to lease, mortgage, pledge, grant a security interest in or otherwise encumber all or any part of the assets of my estate for any term of years whether or not beyond the duration of my estate (including, without limitation, any such action for the benefit of any of the beneficiaries of my estate); (15) to abandon any property of my estate, real or personal, which my Executor may deem worthless or not of sufficient value to warrant keeping or protecting; to abstain from the payment of taxes, water rents or assessments and to forego making repairs, maintaining or keeping up any such property; and to permit such property to be lost by tax sale or other proceedings or to convey any such property for a nominal consideration or without consideration so as to prevent the imposition of any liability by reason of the continued ownership thereof; 4 EFTA01688197 Last Will & Testament of Jeffrey E. Epstein Page 5 of 11 (16) to elect the mode of distribution of the proceeds payable to my estate from any profit-sharing plan, pension plan, employee benefit plan, individual retirement plan, insurance contract or annuity contract pursuant to the terms of such plan; (17) to allocate, in my Executors discretion, any adjustment to basis provided to my estate under the provisions of Federal and State law with respect to property comprising my estate, without any obligation to make a compensatory adjustment among the beneficiaries hereunder on account of such allocation; (18) to conduct any audit, assessment or investigation with respect to any asset of my estate regarding compliance with any law or regulation having as its object protection of public health, natural resources or the environment ("Environmental Laws"); to pay from the assets of my estate to remedy any failure to comply with any Environmental Law (even to the exhaustion of all of the assets of my estate); and, as may be required in my Executor's judgment by any Environmental Law, to notify any governmental authority of any past, present or future non-compliance with any Environmental Law; and (19) to sell to the Trustee under the Trust Agreement any stocks, bonds, securities, real or' personal property or other assets or borrow from the Trustee under the Trust Agreement even though the same person or persons occupy the office of the Executor of my estate and the Trustee under the Trust Agreement. (20) No executor shall directly or indirectly buy or sell any property for the estate from or to himself, or from or to his relative, employer, employee, partner, or other business associate. (21) No executor shall lend estate funds to himself, or to his relative, employer, employee, partner, or other business associate. C. Except as otherwise provided herein, my Executor shall have the power: (1) to employ agents, attorneys-at-law, consultants, investment advisers (to whom my Executor has discretion to delegate my Executor's investment authority and responsibility), other executors and other fiduciaries in the administration of my Executor's duties; to delegate to such persons, or to one or more of my Executors, the custody, control or management of any part of my estate as my Executor determines and to pay for such services from the assets of my estate, without obtaining judicial authorization or approval; (2) to delegate, in whole or in part, to any person or persons the authority and power to (a) sign checks, drafts or orders for the payment or withdrawal of funds, securities and other assets from any bank, brokerage, custody or other account in which funds, securities or other assets of my estate shall be deposited, (b) endorse for sale, transfer or delivery, or sell, transfer or deliver, or purchase or otherwise acquire, any and all property, stocks, stock warrants, stock rights, options, bonds or other securities whatsoever, (c) gain access to any safe deposit box or boxes in which my assets or assets of my estate may be located or which may be in the name of my Executor and remove part or all of the contents of any such safe 5 EFTA01688198 Last Will & Testament of Jeffrey E. Epstein Page 6 of 11 deposit box or boxes and release and surrender the same, and (d) take any other action that my Executor may have the power to take with respect to my estate and the property thereof; no person or corporation acting in reliance on any such delegation shall be charged with notice of any revocation or change of such delegation unless such person or corporation receives actual notice thereof; (3) to pay any property distributable to a beneficiary under a legal disability or who has not attained the age of 21, without liability to my Executor, by paying such property (a) to such beneficiary, (b) for the use of such beneficiary, (c) to a legal representative of such beneficiary appointed by a court or if none, to a relative for the use of such beneficiary, or (d) to a custodian for such beneficiary designated by my Executor, to hold until age 21 or such earlier age as shall be the maximum permitted under applicable law; (4) to distribute to any of the beneficiaries of my estate in kind or in cash, or partly in kind and partly in cash, and to allocate different kinds or disproportionate shares of assets or undivided interests in assets among all of such beneficiaries; (5) to have evidence of ownership of any security maintained in the records of a Federal Reserve Bank under the Federal Reserve Book Entry System; to deposit funds in any bank or trust company; to carry in the name of my Executor or the nominee or nominees of my Executor and with or without designation of fiduciary capacity, or to hold in bearer form, securities or other property requiring or permitting of registration; and to cause any securities to be held by a depository corporation of which an Executor is a member or by an agent under a safekeeping contract; provided, however, that the books and records of my Executor shall at all times show that such investments are part of my estate; (6) to renounce and disclaim, in whole or in part, and in accordance with applicable law, any assets, interests, rights or powers (including any power of appointment) which are payable to (or exercisable by) me or my estate, which are includible in my estate or Gross Estate or over which I have any right, title, interest or power, and (7) to make, execute and deliver any and all such instruments in writing as shall be necessary or proper to carry out any power, right, duty or obligation of my Executor or any disposition whatsoever of my estate or any asset of my estate and to exercise any and all other powers incidental or necessary to carry out or to fulfill the terms, provisions and purposes of my estate. D. In connection with any insurance policy or annuity on the life of an Executor which is included in my estate, such Executor shall not participate in the decision to exercise or not exercise any fiduciary power in connection with any incidents of ownership for such policy or annuity, including, without limitation, any decision to continue, assign, terminate or convert such policy or annuity or to name the beneficiary of such policy or annuity. E. An Executor hereunder may by a written notice delivered to the other Executor decline to participate in the decision to exercise or not exercise any fiduciary power granted by this Will or by law. F. If an Executor is not empowered (because of a conflict of 6 EFTA01688199 Last Will & Testament of Jeffrey E. Epstein Page 7 of 11 interest, declination to act or otherwise) to participate in the decision to exercise or not exercise any fiduciary power granted by this Will or by law, then the remaining Executor shall be empowered to make such decision. If no Executor is empowered to participate in such decision, then the successor Executor of my estate designated in Paragraph A of Article THIRD and able and willing to act shall be empowered to make such decision. If no Executor or successor Executor is empowered to participate in such decision, my Executor may designate a successor Executor to serve as Executor of my estate who shall be empowered to make such decision but shall have no other power or authority of my Executor. Such designation shall be by written notice delivered to such successor Executor. G. Except as otherwise specifically provided in this Paragraph G(1) of this Article, and except as provided in Paragraph G(2) of this Article, my Executor shall allocate receipts and disbursements in accordance with sound trust accounting principles and shall have discretion to allocate receipts and disbursements when the treatment is uncertain under applicable laws or generally accepted accounting principles in the judgment of my Executor. (1) Except as otherwise specifically provided in this Will, my Executor shall not treat any part of the principal amount of the proceeds of sale of any asset of my estate as income distributable to or for the benefit of any beneficiary entitled to distributions of income; provided, however, that my Executor shall treat a portion of any proceeds of sale of any financial instrument originally issued or acquired at a discount equal to the amount which (a) has previously been characterized as ordinary income for income tax purposes or (b) will be characterized as ordinary income for income tax purposes in the year of such sale, as income for trust accounting purposes. 5: Where a party to any proceeding with respect to my estate has the same interest as a person under a disability, it shall not be necessary to serve legal process on the person under a disability. 6: If any beneficiary under the Trust shall in any way directly or indirectly (a) contest or object to the probate of my Will or to the validity of any disposition or provision of my Will or of the Trust or (b) institute or prosecute, or be in any way directly or indirectly instrumental in the institution or prosecution of, any action, proceeding, contest, objection or claim for the purpose of setting aside or invalidating my Will or the Trust or any disposition therein or provision thereof, then I direct that (a) any and all provisions in the Trust for such beneficiary and his issue in any degree shall be null and void and (b) my estate, whether passing under my Will or the Trust or pursuant to. the laws of intestacy, shall be disposed of as if such beneficiary and his issue in any degree had all failed to survive me. 7: A. M used herein: (1) The term "Executor" of a person's estate means all persons or entities who occupy the office of executor, administrator, personal representative, or ancillary administrator while such persons or entities occupy such office, whether one or more persons or entities occupy such office at the same time or times, and includes any 7 a- EFTA01688200 Last Will & Testament of Jeffrey E. Epstein Page 8 of 11 successor or successors to that office. The term "Trustee" means all persons or entities who occupy the office of Trustee under the Trust Agreement while such persons or entities occupy such office, whether one or more persons or entities occupy the office of Trustee at the same time or times, and includes any successor Trustee or Trustees. A reference to a person's estate or probate estate means that person's estate which is subject to probate administration. A reference to a person's Will means such person's Last Will and Testament and any Codicil or Codicils thereto. (2) The term "IRC section" means a section of the Internal Revenue Code of 1986, as amended, or the corresponding provision of any successor Internal Revenue law, as in effect as of the date of my death. (3) A reference to any tax also includes any interest or penalties thereon. A reference to a person's "Gross Estate" means such person's gross estate as finally determined for purposes of computing such person's federal estate tax. (4) Whenever the singular number is used, the same shall include the plural, and the masculine gender shall include the feminine and neuter genders. B. The federal and state transfer taxes which my Executor shall be obligated to pay pursuant to Paragraph B of Article FIRST shall consist of all federal and state estate, inheritance, succession, and similar taxes (including any federal or state generation-skipping transfer tax) imposed upon my probate estate or by reason of my death in respect to all assets which pass under this Will or the Trust Agreement. Subject to Paragraph B(2) of this Article, all federal estate taxes with respect to assets not passing under this Will or the Trust Agreement (such assets are referred to as the "Apportionment Assets') and any applicable state estate taxes with respect to the Apportionment Assets shall be apportioned among all persons interested in the Apportionment Assets. My Executor shall make reasonable efforts to collect all federal estate taxes and state estate, inheritance, succession and similar taxes allocable to the Apportionment Assets from the recipients of the Apportionment Assets. Without changing the apportionment of taxes in this Paragraph B(1), my Executor has discretion, but is not required, to pay all or part of such taxes allocable to the Apportionment Assets. To the extent my Executor pays such taxes allocable to the Apportionment Assets, my Executor shall seek reimbursement for such taxes from the recipients of the Apportionment Assets. My Executor shall not be personally liable for any of such taxes if my Executor is unable, with reasonable efforts, to collect payment (or reimbursement) from any recipient of any Apportionment Assets for any or all of such taxes allocable to such assets. (1) My Executor has discretion to direct the Trustee of the Trust Agreement to pay all or any portion of the taxes which my Executor is directed or obligated to pay pursuant to Paragraph B of Article FIRST and this Paragraph B pursuant to a written direction delivered to the Trustee under the Trust Agreement. Any taxes which my Executor directs the Trustee under the Trust Agreement to pay shall be allocated and paid from the trusts under the Trust Agreement as provided under the Trust Agreement. C. Except as otherwise specifically provided in this Will, a bequest or devise to an individual who does not survive me shall lapse notwithstanding any law to the contrary. 8 EFTA01688201 Last Will & Testament of Jeffrey E. Epstein Page 9 of 11 D. To the extent that the distribution to the Trustee under the Trust Agreement pursuant to Article SECOND shall not be effective, I give all the rest of my property, real and personal, wherever situated, after the payments and distributions provided in Article FIRST, to the person or persons named as Trustee or Trustees under the Trust Agreement, be to held in trust under this Will in accordance with the provisions comprising the Trust Agreement at the time of my death, which provisions are incorporated in this Will by reference. IN WITNESS WHEREOF, I have duly executed this Will this Etth day of August, 2019. JER : EPSTEIN 9 EFTA01688202 Last Will & Testament ofieffrey E. Epstein Page 10 of 11 The foregoing instrument, consisting of eleven (11) pages, was signed in our presence by Jeffrey E. Epstein and was declared by him to be his last Will. We, at the request of and in the presence of Jeffrey E. Epstein and in the presence of each other, have subscribed our names below as witnesses. We declare that we are of sound mind and of the proper age to witness a will, that to the best of our knowledge the testator is of the age of majority, or is otherwise legally competent to make a will, and appears of sound mind and under no undue influence or constraint. Under penalty of perjury, we declare these statements are true and correct on this 8th day of August, 2019 at New York, New York. residing at residing at 10 EFTA01688203 Last Will & Testament of Jeffrey E. Epstein Page 11 of 11 AFFIDAVIT We, Jeffrey E. Epstein, boka A. Coto; N(') and Oithiard 7j 1/ the Testator and the witnesses respectively, whose names are signed to the attached instrument in those capacities, personally appearing before the undersigned authority and first being duly sworn, do hereby declare to the undersigned authority under penalty of perjury that the Testator declared, signed, and executed the instrument as his last will; he signed it willingly; he/she executed it as his free and voluntary act for the purposes therein expressed; and each of the witnesses, at the request of the Testator, in his or her hearing and presence, and in the presence of each other, signed the will as witness and that to the best of his or her knowledge the testator was at that time eighteen (18) years of age or older, of sound mind and under no constraint or undue influence. Sig 4d2 STATE OF NEW YORK )ss: COUNTY OF NEW YORK Subscribed and sworn to before me by JEFFREY E. EPSTEIN, the Testator, who is personally known to me or who has produced fie 'I °gaol as identification, and by Mesta. A .C.o..oa AM29 a witness who is personally known to me or who has produced as identification, and CzA-400.4%raki , a witness who is personally known to me or who has produced as identification, on August 8, 2019. Sworn to before me this 8th day of August, 201. 0( s• tfric 0-4 Notary Public MAR ANA A. MELEINDEZ Nosy Milk Boa of Now Yodi No. oneon1741 Quolifiut es Now Ye& Ccoosty a Coots Bawds Moult Sdh. 20S-2- II EFTA01688204 90A-NY-3151227 Serial 153 ED-1036 (Rev. 10-16-2009) UNCLASSIFIED FEDERAL BUREAU OF INVESTIGATION Import Form Form Type: EMAIL - Email Date: 11/19/2019 Title:(U) Email Summarizing Conversation with Medical Examiner on November 14, 2019 Approved By: SSA Drafted Sy: Case ID #: 90A-NY-3151227 (U) UNSUB(S); JEFFREY EPSTEIN - VICTIM; DEATH INVESTIGATION Synopsis: (U) On November 14, 2019, TFO AUSA and AUSA spoke with Dr. Kristin Roman, OCME and Florence Hutner, OCME Chief Legal Counsel via telephone regarding the autopsy of Jeffrey Epstein. AUSA took notes of the conversation and provided a synopsis via email. .• UNCLASSIFIED EFTA01688205 (IMD) (CON) From: (USANYS) < Sent: To: Subject: FYI Thursda , November 14, 2019 11:52 AM G. (NY) (FBI) FW: Note to file - TC with Dr. Kristin Roman, OCME From: USANYS) Sent: Thursday, November 14, 2019 11:41 AM To: (USANYS) < Subject: Note to file - TC with Dr. Kristin Roman, OCME (USANYS) < > Det. and I spoke with Dr. Roman, with Florence Hutner (OCME — Chief Legal Counsel). Dr. Roman is not able to provide an estimate regarding a time of death. JE was found 24 hours before the autopsy was conducted, and once there has been that much of a lapse, determining the time of death becomes inaccurate. It is sometimes determinable within a 24-hour period. She does not know what conditions he was held in the entire period before the autopsy, including temperature and refrigeration. Textbooks are not precise with respect to the onset of full rigormortis, some estimate that it begins within 2-8 hours of death and reaches its maximum 8-24 hours of death, but she is not comfortable estimating given the wide range even in textbooks. Also, what the person did before they died (medications, age, etc) and conditions of the body can effect rigor. Most EMTs will not intubate when rigor has set in because they cannot get the mouth open. Hyoid bone breaks are more common in hangings with older victims because the bone is more brittle and calcified. In strangulations, would expect to see a fracture in the center of the hyoid bone because the biomechanics are pressure on both sides. In hangings, would expect to see a fracture at the end of the bone as the fracture occurs when the bone is pushed back and up against the spine, which is a stronger bone. JE's hyoid was broken at the end, which is much more consistent with a hanging. Feels confident that it was a hanging by suicide. This fracture pattern is common in hangings. Has conducted hundreds of hanging autopsies. Assistant United States Attorney Southern District of New York Tel: 1 EFTA01688206 90A-NY-3151227 Serial 154 FD-I0SIOnn5StglW) UNCLASSIFIED FEDERAL BUREAU OF INVESTIGATION Collected Item Log Event Title: (U) CART Archive designated as Date: 11/20/2019 NYF01278 CC: Approved By: A/SSA Drafted By: Case ID *: 90A-NY-3151227 Details: (U) UNSUB(S); JEFFREY EPSTEIN - VICTIM; DEATH INVESTIGATION NYF01278- One (1) IBM LTO5 Data Cartridge containing Archive of Case Volume in regards to CART Request #218509 Collected From: (U) CART Receipt Given?: No Holding Office: NEW YORK Item Type Description 1B Digital (U) NYF01278- One (1) IBM LTO5 Data Cartridge containing Archive of Case Volume in regards to CART Request #218509 Collected On: 11/20/2019 11:00 AM EST Seizing Individual: Located By: Location Area: CART Specific Location: 26 Federal Plaza Device Type: Magneto Optical Cartridge Make: IBM UNCLASSIFIED This document contains neither recommendations nor conclusions of the FBI. It is the property of the FBI and is loaned to your agency; it and its contents arc not to be distributed outside your agency. EFTA01688207 90A-NY-3151227 Serial 154 UNCLASSIFIED Title: (U) CART Archive designated as NYF01278 Re: 90A-NY-3151227, 11/20/2019 Data Capacity: 1.5 Number of Devices Collected: 1 .• UNCLASSIFIED 2 EFTA01688208 90A-NY-3151227 Serial 155 FD-I036 (12cv. 10-16-2009) UNCLASSIFIED FEDERAL BUREAU OF INVESTIGATION Import Form Form Type: OTHER - Other Date: 11/21/2019 Title:(U) CART Process Report for CART Submission ID:218509 Approved By: SSA Drafted By: Case ID It: 90A-NY-3151227 (U) UNSUB(S); JEFFREY EPSTEIN - VICTIM; DEATH INVESTIGATION Synopsis: (U) CART Process Report for CART Submission ID:218509 .• UNCLASSIFIED EFTA01688209 18-21 (Rev. 08.15.2017) To: Federal Bureau of Investigation New York Division SA SA Request Date: August 23, 2019 Submitted Evidence Items: PROCESS REPORT 22nd Floor New York, New York 10278 Date: November 20, 2019 Case ID: 90A-NY-3151227 Request No.: 218509 E6516336— 1844- One (1) Apple iPhone Xs, Gold/Black in color. Model: A1920, S/N: and designated as 1B44_NYCO25647. Containing; One (1) Sprint SIM Card ICCID:89312530002006358152 Details: On August 23, 2019, Special Agent (SA) submitted a service request to the Computer Analysis Response Team (CART) requesting the forensic examination of a mobile device obtained via Consent to Search. Forensic Examiner (FE) reviewed a copy of the Consent to Search. As of August 26, 2019 Consent has not been revoked and is still valid. On August 26, 2019, the following procedures were conducted during the course of this examination: • A physical inventory of the submitted item was conducted; • SIM Card Removed upon receipt; • Performed Data extractions of the Device and SIM Card using commercial software tools; • Submitted a request for a Full File System Extraction; • Received data extractions of th device on 9/17/2019; • Generated a Report based off of the data extractions; • 1844 was returned to SA 1B45_NYCO25654- was created containing the Master Copy of the data extractions of 1644_NYCO25647 and was released to the New York Division Evidence Control Unit. 1646_NYFO1278- was created containing and archive of the case volume and was released to the New York Division Evidence Control Unit. EFTA01688210 Examiner: ITSPEC-FE Computer Analysis Response Team New York Division 90A-NY-3151227 218509 Page 2 of 2 EFTA01688211 90A-NY-3151227 Serial 156 FD-1057 (Rcv. 5-8-I0) UNCLASSIFIED FEDERAL BUREAU OF INVESTIGATION Electronic Communication Title: (U) Indictment of TOVA NOEL and MICHAEL Date: 11/22/2019 THOMAS From: NEW YORK NY-C19 Contact: Approved By: SSA Drafted By: Case ID #: 90A-NY-3151227 (U) UNSUB(S); JEFFREY EPSTEIN - VICTIM; DEATH INVESTIGATION Synopsis: (U) To document the indictment of TOVA NOEL and MICHAEL THOMAS Enclosure(s): Enclosed are the following items: 1. (U) Indictment of Noel and Thomas Details: On November 19, 2019, TOVA NOEL and MICHAEL THOMAS were indicted by a Federal Grand Jury in the United States District Court, Southern District of New York. NOEL was indicted on 5 counts of Title 18, United States Code, Sections 1001(a) (3) and 2 (False Records) and 1 count of Title 18, United States Code, section 371 (Conspiracy). THOMAS was indicted on 3 counts of Title 18, United States Code, Sections 1001(a)(3) and 2 and 1 count of Title 18, United States Code, section 371. A copy of the indictment is digitally attached in the IA section of this report. .• UNCLASSIFIED EFTA01688212 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK INDICTMENT UNITED STATES OF AMERICA 19 Cr. TOVA NOEL and MICHAEL THOMAS, Defendants. 19 GRIM 830 X INTRODUCTION 1. On or about August 10, 2019, TOVA NOEL and MICHAEL THOMAS, the defendants, in dereliction of their duties as correctional officers at the Metropolitan Correctional Center ("MCC"), repeatedly failed to perform mandated counts of prisoners under their watch in the MCC's Special Housing Unit ("SHU"). Instead, for substantial portions of their shifts, NOEL and THOMAS sat at their desk, browsed the internet, and moved around the common area of the SHU. To conceal their failure to perform their duties, NOEL and THOMAS repeatedly signed false certifications attesting to having conducted multiple counts of inmates when, in truth and in fact, they never conducted such counts. As a result of those false statements, the MCC believed prisoners in the SHU were being regularly monitored and accounted for when in fact, as a result of the defendants' conduct, no correctional officer conducted any count or round of the SHU from approximately 10:30 EFTA01688213 p.m. on August 9 until approximately 6:30 a.m. on August 10, at which time, as alleged herein, NOEL and THOMAS discovered the body of an MCC inmate, Jeffrey Epstein, who had committed suicide overnight while unobserved. RELEVANT INDIVIDUALS AND ENTITIES 2. The MCC is a federal administrative detention facility located in Manhattan that is run by the Federal Bureau of Prisons ("BOP"). The MCC is one of several facilities used to house inmates who have been charged with federal crimes in the Southern District of New York and are awaiting trial. The MCC employs correctional officers, whose primary duty is to ensure the care, custody, and control of the inmate population of the MCC. 3. TOVA NOEL, the defendant, has been employed as a correctional officer at the MCC since approximately 2016. As of August 2019, NOEL's primary assignment was the SHU. On August 9, 2019, NOEL worked a regular shift from 4 p.m. to 12 a.m. in the SHU, and then worked an overtime shift from 12 a.m. to 8 a.m. on August 10, 2019, also in the SHU. NOEL had also worked a regular shift in the SHU the day before, August 8, 2019, from 12 p.m. to 8 p.m. 4. MICHAEL THOMAS, the defendant, has been employed as a correctional officer at the MCC since approximately 2007. Beginning in approximately 2013, THOMAS was assigned to work as a 2 EFTA01688214 materials handler supervisor, although THOMAS regularly worked overtime shifts as a correctional officer, including in the SHU. THOMAS worked an overtime shift in the SHU on August 10, 2019, from 12 a.m. to 8 a.m. THOMAS did not work his regular shift on August 8 or August 9, 2019, but did work an overtime shift in the SHU on August 9, 2019 from 12 a.m. to 8 a.m. 5. As detailed herein, Jeffrey Epstein was incarcerated at the MCC between his arrest on July 6, 2019, and his suicide on August 10, 2019. Epstein was detained pending trial in the Southern District of New York on sex trafficking charges. THE MCC AND INSTITUTIONAL COUNTS 6. The MCC, which houses approximately 750 inmates at any given time, assigns inmates to various housing units within the MCC. The SHU is a housing unit within the MCC where inmates are securely separated from the general inmate population to ensure their own safety as well as the safety of staff and other inmates. The SHU is located on the ninth floor of the MCC, and access to that floor is controlled by a locked door that can be opened remotely only by an officer in the MCC's centralized control center (the "Control Center"), which is located on the first floor of the MCC. Access into the SHU is also controlled by a second locked door to which only correctional officers assigned to the SHU have 3 EFTA01688215 keys while on duty. Within the SHU, inmates are assigned to six separate tiers, each of which can be accessed only via a single locked door to which the correctional officers assigned to the SHU have keys while on duty. Each tier has eight cells, each of which can house either one or two prisoners, and each individual cell which is made of cement and metal - is accessed only through a single locked door, to which only correctional officers assigned to the SHU have keys while on duty. 7. The BOP requires correctional officers assigned to guard inmates at the MCC to conduct institution-wide counts of inmates at regular, scheduled intervals to ensure that each inmate is alive and accounted for within the MCC (the "institutional count"). On weekdays, the MCC conducts five institutional counts at 4 p.m., 10 p.m., 12 a.m., 3 a.m., and 5 a.m. Performing an institutional count is one of the most basic and essential aspects of a correctional officer's job, and the count is one of the most basic and essential functions of daily operation of the MCC. Two officers are required to perform the institutional count for each housing unit, including the SHU, and are further required to document their performance of the count on an official MCC form called a count slip. To perform the institutional count in the SHU, two officers must walk from tier to tier to observe and count each individual inmate. 4 EFTA01688216 8. On the count slip, both correctional officers are required to fill in the date and time the count was performed, write the total number of inmates physically present in the unit counted, and then sign the count slip. Once the correctional officers have completed and signed the count slips, the count slips are then collected and delivered to the Control Center, where officers within the Control Center are responsible for comparing the count slips from each housing unit to the institution's inmate roster to ensure that each inmate is accounted for. Only after all the count slips are collected from each housing unit, and the numbers on the slips are matched to the institution's inmate roster, can the institutional count be deemed "cleared" or completed. If a housing unit's count slip is incorrect or incomplete, then the institution cannot "clear" the count. Instead, the count must be completely redone in that housing unit via a more-intensive version of the institutional count called a "bed book count," in which officers must compare every individual inmate to the institution's inmate roster. Records of each institutional count, including the count slips, are provided to a supervising official and retained by the MCC. 9. In addition to the institutional count, the BOP requires correctional officers assigned to the SHU to walk each of the tiers of the SHU - which is called a "round" - every thirty 5 EFTA01688217 minutes ("30-minute rounds"). Like the institutional counts, correctional officers conduct 30-minute rounds to ensure that each inmate is alive and accounted for within his cell. Correctional officers working in the SHU are required to complete a form, which is reviewed and signed by their supervisor, documenting the date and time of each 30-minute round in each tier of the SHU. EPSTEIN'S PRIOR APPARENT SUICIDE ATTEMPT 10. On July 6, 2019, inmate Jeffrey Epstein was arrested and detained at the MCC on sex trafficking charges. On July 10, 2019, Epstein was assigned to the SHU due to, among other things, risk factors for suicidality and safety concerns relating to housing him with the MCC's general population. 11. On July 23, 2019, while Epstein was housed in the SHU, MCC officers responded to an emergency call, and found Epstein on the floor of his cell with a strip of bedsheet around his neck. MICHAEL THOMAS, the defendant, was one of the MCC officers who responded to the incident. Epstein was subsequently transferred out of the SHU and was placed on suicide watch. Inmates placed on suicide watch are housed in a cell on the hospital wing floor of the MCC, and are watched twenty-four hours a day by a staff member or a specially trained inmate companion. 12. Epstein remained on suicide watch for approximately twenty-four hours, and then was transferred to psychological 6 EFTA01688218 observation, until July 30, 2019. Psychological observation is less restrictive than suicide watch, but inmates are still housed in the hospital wing of the MCC and watched twenty-four hours a day. 13. On July 30, 2019, Epstein was transferred back to the SHU, and, at the direction of the MCC's psychological staff, was required to have an assigned cellmate. Epstein was also assigned to the cell closest to the correctional officers' desk in the common area of the SHU, which was approximately fifteen feet from the cell. Conducting the required institutional counts and thirty-minute rounds in the SHU were also part of the MCC's procedures for ensuring the safety of inmates, including Epstein. EVENTS OF AUGUST 9-10, 2019 14. On August 9, 2019, Epstein's cellmate was transferred out of the MCC in a routine, pre-arranged transfer at approximately 8 a.m. Despite the MCC's psychological staff's direction that Epstein have a cellmate, no new cellmati was assigned to Epstein's cell. 15. TOVA NOEL, the defendant, was one of the assigned officers on duty in the SHU from 4 p.m. on August 9, 2019 to 8 a.m. on August 10. From 4 p.m. to 12 a.m., two other officers were on duty with NOEL in the SHU: one officer was assigned to work from 2 p.m. to 10 p.m. ("Officer-1"), and one officer was 7 EFTA01688219 assigned to work from 4 p.m. to 12 a.m. ("Officer-2"). MICHAEL THOMAS, the defendant, started his shift in the SHU at 12 a.m. on August 10. From 12 a.m. until 8 a.m. on August 10, NOEL and THOMAS were the only two officers on duty in the SHU. 16. During the time period from 4 p.m. on August 9 to 8 a.m. on August 10, the officers on duty in the SHU, including TOVA NOEL and MICHAEL THOMAS, the defendants, were responsible for conducting five institutional counts: 4 p.m. and 10 p.m. on August 9; and 12 a.m., 3 a.m., and 5 a.m. on August 10. NOEL, THOMAS and the other officers on duty were also responsible for completing paperwork attesting to each of those counts. While, as detailed herein, count slips were completed for each institutional count, in fact, not a single one of those institutional counts was done. 17. TOVA NOEL, the defendant, and Officer-1 were responsible for conducting the 4 p.m. institutional count in the SHU. As video from the MCC's internal video surveillance system makes clear, NOEL and Officer-1 did not perform the 4 p.m. count. Nonetheless; NOEL and Officer-1 completed and signed a count slip that falsely stated that the 4 p.m. institutional count had been performed. In reliance on that falsified count slip, at approximately 5:03 p.m., the Control Center cleared the 4 p.m. count. 8 EFTA01688220 18. That evening, Epstein returned to the SHU from his attorney visit and was escorted into his cell by TOVA NOEL, the defendant, and another officer at approximately 7:49 p.m. NOEL and the other officer left the tier in which Epstein was housed immediately thereafter. 19. By or before 10 p.m., all inmates in the MCC were locked in their cells for the night. At or around that time, TOVA NOEL, the defendant, and Officer-2 were responsible for conducting the 10 p.m. institutional count in the SHU. However, video from the MCC's internal video surveillance system shows that NOEL and Officer-2 did not perform the 10 p.m. count. Nonetheless, NOEL and Officer-2 completed and signed a count slip falsely stating that the 10 p.m. institutional count had been performed. In reliance on that falsified count slip, at approximately 10:36 p.m., the Control Center cleared the 10 p.m. count. 20. As reflected on video obtained from the MCC's internal video surveillance system, at approximately 10:30 p.m. on August 9, 2019 - after TOVA NOEL, the defendant, had signed and submitted the 10 p.m. count slip and the institutional count had been completed - NOEL briefly walked up to, and then walked back from, the door to the tier in which Epstein was housed. As confirmed by the video obtained from the MCC's internal video surveillance system, this was the last time anyone, including any 9 EFTA01688221 correctional officer, walked up to, let alone entered, the only 'entrance to the tier in which Epstein was housed until approximately 6:30 a.m. on August 10. 21. Officer-1's shift ended at approximately 10 p.m., and at approximately 12 a.m., MICHAEL THOMAS, the defendant, replaced Officer-2, joining TOVA NOEL, the defendant, as the only two correctional officers on duty in the SHU. NOEL and THOMAS were responsible for conducting the 12 a.m. institutional count in the SHU. As confirmed by video from the MCC's internal video surveillance system, NOEL and THOMAS did not perform the 12 a.m. count. Nonetheless, NOEL and THOMAS completed and signed a count slip for the 12 a.m. count that falsely stated that the institutional count had been performed. In reliance on that falsified count slip, at approximately 12:49 a.m., the Control Center cleared the 12 a.m. count. 22. TOVA NOEL and MICHAEL THOMAS, the defendants, were additionally responsible for conducting the 3 a.m. and 5 a.m. institutional counts in the SHU. As confirmed by video from the MCC's internal video surveillance system, NOEL and THOMAS did not perform either the 3 a.m. or the 5 a.m. counts. NOEL and THOMAS nonetheless completed and signed count slips for both counts that falsely stated that they had performed the 3 a.m. and 5 a.m. institutional counts. In reliance on those falsified count slips, 10 EFTA01688222 • at approximately 3:24 a.m. and 5:30 a.m., the Control Center cleared the 3 a.m. and 5 a.m. counts, respectively. 23. Moreover, despite the requirement that officers on duty in the SHU conduct and document regular, 30-minute rounds, TOVA NOEL and MICHAEL THOMAS, the defendants, did not perform any of the required 30-minute rounds during their shift between approximately 12 a.m. and 6:30 a.m. Nonetheless, NOEL completed and signed more than 75 separate 30-minute round entries falsely affirming that they had, in fact, conducted such rounds. 24. During the night, instead of completing the required counts and rounds, TOVA NOEL and MICHAEL THOMAS, the defendants, were seated at the correctional officers' desk in the SHU common area (as noted above, approximately 15 feet from Epstein's cell), used the computers, and moved around the SHU common area. For a period of approximately two hours, NOEL and THOMAS sat at their desk without moving, and appeared to have been asleep. NOEL used the computer periodically throughout the night, including to search the internet for furniture sales and benefit websites. THOMAS used the computer briefly around 1 a.m., 4 a.m., and 6 a.m. to search for motorcycle sales and sports news. 25. At approximately 4 a.m., the overnight supervisor briefly visited NOEL and THOMAS in the SHU, and conferred with NOEL and THOMAS, who were seated at and around the officers' desk, 11 EFTA01688223 before leaving. At approximately 5:30 a.m., another correctional officer briefly walked through the SHU common area. Aside from those two officers, as confirmed by video surveillance, no one else entered the SHU, no one conducted any counts or rounds throughout the night, and no one entered the tier in which Epstein was housed. 26. Shortly after 6 a.m. on August 10, 2019, MICHAEL THOMAS and TOVA NOEL, the defendants, received a delivery of breakfast carts into the SHU, after which time they were again the only officers in the SHU. Shortly after 6:30 a.m., NOEL and THOMAS walked up to and serve breakfast. activated in the entered the tier in which Epstein was housed to At approximately 6:33 a.m., an alarm was SHU. Epstein was alone in his cell and not responsive, with a noose around his neck. A supervisor who had just started his shift ("Supervisor-1") responded to the alarm almost immediately thereafter, and as NOEL approached the door to the SHU to open the door for Supervisor-1, NOEL told Supervisor-1 that "Epstein hung himself." After arriving in the SHU, Supervisor-1 spoke with THOMAS and NOEL. NOEL told Supervisor-1 "we did not complete the 3 a.m. nor 5 a.m. rounds." THOMAS stated, "we messed up," and "I messed up, she's not to blame, we didn't do any rounds." 12 EFTA01688224 27. Epstein was transferred to a local hospital where he was declared dead shortly thereafter. The Office of the Chief Medical Examiner of the City of New York conducted an autopsy and determined that Epstein had committed suicide by hanging himself. STATUTORY ALLEGATIONS COUNT ONE (Conspiracy) The Grand Jury charges: 28. The Grand Jury incorporates the allegations contained in paragraphs 1 through 27 of this Indictment as though fully set forth herein. 29. In or about August 2019, in the Southern District of New York, TOVA NOEL and MICHAEL THOMAS, the defendants, knowingly conspired with each other to: a. Knowingly defraud the United States by impairing, obstructing, and defeating the lawful functions of a department or agency of the United States, to wit, the MCC's function to ensure the care, custody, and control of its inmate population. b. Knowingly make and use a false writing or document knowing the same to contain a materially false, fictitious, and fraudulent statement and entry with the intent to impede, obstruct, or influence the investigation or proper administration of any matter within the jurisdiction of any 13 EFTA01688225 department or agency of the United States, in violation of Title 18, United States Code, Section 1001 (a)(3). 30. In furtherance of the conspiracy and to effect the illegal objects thereof, TOVA NOEL and MICHAEL THOMAS, the defendants, committed the following overt acts, among others, in the Southern District of New York: a. On August 10, 2019, NOEL and THOMAS falsely certified, on an MCC count slip, that they had performed the 12 a.m. institutional count of the SHU, when they had not in fact done so. b. On August 10, 2019, NOEL and THOMAS falsely certified, on an MCC count slip, that they had performed the 3 a.m. institutional count of the SHU, when they had not in fact done so. c. On August 10, 2019, NOEL and THOMAS falsely certified, on an MCC count slip, that they had performed the 5 a.m. institutional count of the SHU at MCC, when they had not in fact done so. d. On August 10, 2019, NOEL falsely certified that she and THOMAS had performed a series of 30-minute rounds of the SHU between 12 a.m. and 6:30 a.m., when they had not in fact done so. (Title 18, United States Code, Section 371) 14 EFTA01688226 COUNT TWO (False Records - 4 p.m. Count) The Grand Jury further charges: 31. The Grand Jury incorporates the allegations contained in paragraphs 1 through 27 of this Indictment as though fully set forth herein. 32. On or about August 9, 2019, in the Southern District of New York, TOVA NOEL, the defendant, willfully and knowingly did make and use a false writing or document knowing the same to contain a materially false, fictitious, and fraudulent statement and entry with the intent to impede, obstruct, or influence the investigation or proper administration of any matter within the jurisdiction of any department or agency of the United States, and did attempt to do the same, to wit, NOEL created, signed, and submitted to the MCC a materially false count slip indicating that she had performed the 4 p.m. institutional count of the SHU, when she had not in fact done so. (Title 18, United States Code, Sections 1001(a)(3) and 2) COUNT THREE (False Records - 10 p.m. Count) The Grand Jury further charges: 33. The Grand Jury incorporates the allegations contained in paragraphs 1 through 27 of this Indictment as though fully set forth herein. 15 EFTA01688227 34. On or about August 9, 2019, in the Southern District of New York, TOVA NOEL, the defendant, willfully and knowingly did make and use a false writing or document knowing the same to contain a materially false, fictitious, and fraudulent statement and entry with the intent to impede, obstruct, or influence the investigation or proper administration of any matter within the jurisdiction of any department or agency of the United States, and did attempt to do the same, to wit, NOEL created, signed, and submitted to the MCC a materially false count slip indicating that she had performed the 10 p.m. institutional count of the SHU, when she had not in fact done so. (Title 18, United States Code, Sections 1001(a)(3) and 2) COUNT FOUR (False Recdrds - 12 a.m. Count) The Grand Jury further charges: 35. The Grand Jury incorporates the allegations contained in paragraphs 1 through 27 of this Indictment as though fully set forth herein. 36. On or about August 10, 2019, in the Southern District of New York, TOVA NOEL and MICHAEL THOMAS, the defendants, willfully and knowingly did make and use a false writing or document knowing the same to contain a materially false, fictitious, and fraudulent statement and entry with the intent to impede, obstruct, or influence the investigation or proper 16 EFTA01688228 administration of any matter within the jurisdiction of any department or agency of the United States, and did attempt to do the same, to wit, NOEL and THOMAS created, signed, and submitted to the MCC a materially false count slip indicating that they had performed the 12 a.m. institutional count of the SHU, when they had not in fact done so. (Title 18, United States Code, Sections 1001(a)(3) and 2) COUNT FIVE (False Records - 3 a.m. Count) The Grand Jury further charges: 37. The Grand Jury incorporates the allegations contained in paragraphs 1 through 27 of this Indictment as though fully set forth herein. 38. On or about August 10, 2019, in the Southern District of New York, TOVA NOEL and MICHAEL THOMAS, the defendants, willfully and knowingly did make and use a false writing or document knowing the same to contain a materially false, fictitious, and fraudulent statement and entry with the intent to impede, obstruct, or influence the investigation or proper administration of any matter within the jurisdiction of any department or agency of the United States, and did attempt to do the same, to wit, NOEL and THOMAS created, signed, and submitted to the MCC a materially false count slip indicating that they had 17 EFTA01688229 performed the 3 a.m. institutional count of the SHU, when they had not in fact done so. (Title 18, United States Code, Sections 1001(a)(3) and 2) COUNT SIX (False Records - 5 a.m. Count) The Grand Jury further charges: 39. The Grand Jury incorporates the allegations contained in paragraphs 1 through 27 of this Indictment as though fully set forth herein. 40. On or about August 10, 2019, in the Southern District of New York, TOVA NOEL and MICHAEL THOMAS, the defendants, willfully and knowingly did make and use a false writing or document knowing the same to contain a materially false, fictitious, and fraudulent statement and entry with the intent to impede, obstruct, or influence the investigation or proper administration of any matter within the jurisdiction of any department or agency of the United States, and did attempt to do the same, to wit, NOEL and THOMAS created, signed, and submitted to the MCC a materially false count slip indicating that they had 18 EFTA01688230 performed the 5 a.m. institutional count of the SHU, when they had not in fact done so. (Title 18, United States Code, Sections 1001(a)(3) and 2) 5.1&efrnote GEOFFREY BERMAN United States Attorney 19 EFTA01688231 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK UNITED STATES OF AMERICA TOVA NOEL and MICHAEL THOMAS, Defendants. INDICTMENT 19 Cr. Title 18, United States Code, Sections 371, 1001(a)(3), and 2. GEOFFREY S. BERMAN United States Attorney A TRUE BILL Foreperson. EFTA01688232 FD-302 (Rev. 5-8-10) 90A-NY-3151227 Serial 157 -1 of 1 - FEDERAL BUREAU OF INVESTIGATION Date of entry 11/22/2019 On November 19, 2019, pursuant to an arrest warrant issued by United States Magistrate Judge (USMJ) Sarah Netburn in the Southern District of New York (SONY), TOVA NOEL and MICHAEL THOMAS were arrested at the Federal Bureau of Investigation (FBI) New York Field Office, 290 Broadway, New York, New York. NOEL and THOMAS self-surrendered to FBI Task Force Officer (TFO) and Office of the Inspector General Special Agent (SA) at approximately 10:00am. After arrest processing was complete, at approximately 11:30am, NOEL and THOMAS were transported to SDNY by FBI SAs and , TFO and SA . NOEL and THOMAS were processed and admitted by the United States Marshal Service (USMS) and then met with both pre-trial services personnel and their Defense Attornies. While waiting for their initial appearance, NOEL and THOMAS were given food and something to drink. NOEL and THOMAS appeared before (USMJ) Netburn and were granted a bail package. After agreeing to and signing their bail packages, NOEL and THOMAS were released. The USMS paperwork and copies of the arrest warrants are attached to this report. Investigation on 11/19/2019 at New York, New York, United States (In Person) Filet 90A-NY-3151227 Date drafted 11/20/2019 by This document contains neither recommendations nor conclusions of the FBI. It is the property of the FBI and is loaned to your agency; it and its contents arc not to be distributed outside your agency. EFTA01688233 Mod AO 442 (09/13) Airest WaNant AUSA Name & Telno: UNITED STATES DISTRICT COURT for the Southern District of New York United States of America v. MICHAEL THOMAS Defendant To: Any authorized law enforcement officer Ii Case No5- ARREST WARRANT ricgr4 830 YOU ARE COMMANDED to arrest and bring before a United States magistrate judge without unnecessary delay (name of person to be arrester° MICHAEL THOMAS who is raised of an offense or violation based on the following document filed with the court: Indictment O Superseding Indictment O Information O Superseding Information O Complaint O Probation Violation Petition O Supervised Release Violation Petition O Violation Notice O Order of the Court This offense is briefly described as follows: Violations of 18 U.S.C. 371, 1001, and 2 Date: 11/19/2019 City and state: New York, NY Issuing officer's el. Hon: Sarah Netbum, IJSMJ Prime-Intim and title Return This warrant was received on (date) and the person was arrested on (date) at (Moo and state) Date: Arresting officer's signature Primed name and title EFTA01688234 Mod AO 442 (09/B) Arrest Warrant AUSA Name & Telno: UNITED STATES DISTRICT COURT for the Southern District of New York United States of America ) 19 Cffilvi 830 v. TOVA NOEL Case No. Defendant ARREST WARRANT To: Any authorized law enforcement officer YOU ARE COMMANDED to arrest and bring before a United States magistrate judge without unnecessary delay (name of person to be arrested) TOVA NOEL who is accused of an offense or violation based on the following document filed with the court: d Indictment O Superseding Indictment O Information O Superseding Information O Complaint O Probation Violation Petition O Supervised Release Violation Petition O Violation Notice O Order of the Court This offense is briefly described as follows: Violations of 18 U.S.C. 371, 1001, and 2 Date: 11/19/2019 City and state: New York, NY _ _ Issuing officer's notate Hon. Sarah Netburn, USMJ Printed name and title Return This warrant was received on (dote) , and the person was arrested on (date) at (city and state) Date: Arresting officer's signature Printed name and title EFTA01688235 LAW ENFORCEMENT SENSITIVE U.S. Department of Just ice United Slates Marshals Service Personal History of Defendant Taken into Federal custody by the following: O Street Arrest (not from a correctional/detention facility) K Custodial Arrest (from a correctional/detention facility) K Writ Used (Must provide copy of writ) K Prior Federal Arrest or Safckeeper - Register #: K Safekeeper Location: Last Name: NOEL I First Name: TOVA Middle Name: ANJANIQUE K Transgender Pregnant: K Y i2 N Race: B-Black/Black Hispanic Sex: K M ilii F Hair: BROWN Eyes: BROWN Height: 5' 06" Weight 210 DOB: City of Birth: State/Coun ry of Birth: Citizenship USA - NATURALIZE FBI #: State ID#: Alien th SSN Resident Address/City/State/ZIP: I3RONX NY 10456 Home Phone: Cell Phone: Marital Status: Single ( DI RI Agency: FBI Agency ORI: NYFBINY00 Agent Last Name: First Name: Agent Phone th Arrest Date: 11/19/2019 Location/Facility of Arrest: 290 BROADWAY FBI NY Court Docket N: CR AUSA(s) Assigned: NCIC Code Charge Description Title/Code MAKING FALSE STATEMENTS 18 USC 1001 CONSPIRACY TO MAKE FALSE STATEMENTS 18 USC 371 Known Detainers/Warrants: ON EY- Agency: (Must provide a copy of any detainers) C 11. LIONS AND 'MEDICAL Long Term Medical Conditions (e.g., heart problems, diabetes, asthma, tuberculosis, IIIV, AIDS, hepatitis, etc.): EN EY Psychiatric/Emotionally Disturbed (e.g., mental health concerns, suicidal, etc.): N K Y Injuries/Medical Ailments/Post-Op Recovery: ONOY Do the above conditions require: Medical attention? ONOY Medication? ONOY Medical clearance by a licensed physician: K N K Y Is Defendant under the influence of drugs or alcohol: ONDY Languages - English: ON OY K Limited Other Language: N K Y - List: U/LES Page I of 3 Form USM-312 Rev. 11117 EFTA01688236 LAW ENFORCEMENT SENSITIVE Security Cautions: K Current or former military K Current or former public official K Eligible for diplomatic immunity K Threat to witness (Describe below) Remarks: ALIAS Last Name ALIAS First, MI Current or former LE/corrections K Assault on LE/corrections K Leadership role K CI (Describe below) Remark K Current or former intelligence D SAM subject or candidate K Separation needs (Describe below) K Other (Describe below) Date of Birth ASSOCIATES! CO-DEFENDANTS !RELATIVES I CHILDREN / SIGNIFICANT OTHER 'Relationship Last Name Co-Defendant THOMAS Sea r/Markaattoo (Specify) Location Vehicle Year License Number Miscellaneous Number OCCUPATIONS First, MI MICHAEL MISCELLANEOUS NUMBERS Color(s) License State Type (Select front drop/own menu or type below) Remarks (e.g., Issuing State or Country, etc.) Occupation: BOP CORRECTIONS OFFICER Employment Address: 150 PARK ROW NEW YORK NY Phone: Description Vehicle Style State and Plate fl Resident Address, City, State, Register # ZIP Code Registration Date Company/Employer Name: FEDERAL BOP State Driver's License Phone Start Date: Bank Name Branch REMARKS End Date: Account Type Entry Date Point of Contact: Account # Discharge Date Discharge Type Branch Address Military Occupation Phone # Remarks Additional Information/Remarks/Continuation: U/LES Page 2 of 3 Form USM-312 Rev. 11/12 EFTA01688237 LAW ENFORCEMENT SENSITIVE PROFILE Defendant Risks: •Requires remarks below K Escapee K Organized Crime' K International Terrorist K Gang Member' K Multiple Defendants K Planned Murder K Protected Witness K Domestic Terrorist K Significant Criminal History K Death Penalty Case Sex Offender: K Arrest K Registered Crim in a I History (Select from dropdown menu or type offense below) Remarks (e.g., name of gang or criminal organization, etc.): K Conviction K Registration Violation Arrest (it) NONE + Add History l Conviction (ii) K Money Launderer K Kingpin K Violent Offender INI I forr sot R( -t: Internet Source Remarks (e.g., email address, website address, username, etc.) NOTICE TO ARRESTING AGENTS: As a courtesy, the USMS may temporarily hold an arrestee received by non-USMS personnel in the cellblock until the arresting agent(s) make arrangements for the prisoner's initial appearance before a United States Magistrate. A prisoner remains the responsibility of the arresting agency until remanded to the custody of the USMS by the courts. When a courtesy hold is allowed by the USMS to be housed in a USMS cellblock, a minimum of one agent from the arresting agency must be available to respond to the cellblock in order to address any issues with their prisoner (e.g., medical, disciplinary). If the arresting agency refuses to comply with USMS procedures, the courtesy hold may be refused. Meals are not provided by the USMS, and remain the responsibility of the arresting agent(s). ARRESTEE PROCESSING CHECKLIST For Arresting Officer Only K USM-312 (Personal History of Defendant) K Medical clearance (from licensed physician), if necessary K Copy of Arrest Wan-ant, if issued K Copy of Complaint, Information, or Indictment, if completed K Copy of Detainer(s), if issued K Copy of Writ, if applicable K Correctional facility discharge papers. if applicable K Correctional facility prisoner receipt, if applicable K Correctional facility medical summary, if applicable Prepared By - Name: Agency: FBI/NYPD Cell Phone: Date: II/19/2019 ARRESTEE PROCESSING CHECKLIST For USMS Personnel Only K Confirm all arresting agent documentation is completed and inserted into prisoners file K USM-3I2 (Personal History of Defendant) - reviewed. signed and dated by intake DUSM/DEO K USM-552 (Prisoner Medical Records Release Form) - completed signed and dated by intake DUSMIDEO K USM-I8 (Federal Prisoner Property Receipt) - completed signed and dated by intake DUSMIDEO K USM-40/41 (Prisoner Remand) - inserted into prisoner's file K USM-I30 (Prisoner Custody Alert Notice). if applicable - inserted into prisoner's file K FD-249 (Fingerprint Card) - printed and inserted into prisoner's file K Prisoner Photograph (from Booking Package) - printed and inserted into prisoner's file Reviewed By: Badge it: Date: U/LES Page 3 of 3 Form USM-312 Rev. 11/17 EFTA01688238 U.S. Department of Justice United States Marshals Service FEDERAL PRISONER'S PROPERTY RECEIPT (Instructions on Reverse) ITEMS RECEIVED: NO PROPERTY// NO PROPERTY// NO PROPERTY NO PROPERTY// NO PROPERTY// NO PROPERTY NO PROPERTY// NO PROPERTYll NO PROPERTY NO PROPERTY// NO PROPERTY// NO PROPERTY NO PROPERTY// NO PROPERTY,/ NO PROPERTY NO PROPERTY// NO PROPERTY// NO PROPERTY NO PROPERTY// NO PROPERTY// NO PROPERTY NO PROPERTY// NO PROPERTY// NO PROPERTY NO PROPERTY// NO PROPERTY// NO PROPERTY NO PROPERTY// NO PROPERTY// NO PROPERTY CELLBLOCK INMATE NAME: TOVA NOEL MDC BROOKLYN 11/19/2019 INMATE SIGNATURE: Original (White) - To Committing Officer Duplicate (Yellow) - To Jailer Triplicate (Blue) - To Prisoner Quadruplicate (White) - Extra FORM USM•I8 (Rev 4/85) Automated 01/01 EFTA01688239 INSTRUCTIONS I. This Federal Prisoner's Property Receipt (Form USM-18) should be prepared in quadruplicate. Copies should be distributed as directed on the last line of each copy Original (White) - To Committing Officer Duplicate (Yellow) - To Jailer Triplicate (Blue) - To Prisoner Quadruplicate (White) - Extra 2. When a Federal prisoner is placed in a non-federal institution by a U.S, marshal, a deputy marshal, or other employee of the marshal, all spaces above the double lines should be filled in and the receiving officer should sign in the space provided, a-, evidence of the receipt of the prisoner's ro err Co i should then be distributed as set forth above. 3. When a prisoner is released. the last two boxes on the jailer's copy will be filled in as evidence of the jailer's return of the property. 4. If, while in jail, the prisoner is allowed to spend or otherwise dispose of any money or other property listed, that fact should be noted on the jailer's copy over the prisoner's signature. 5. If a prisoner is to be released to someone other than the committing officer, the original of the receipt should be attached to the commitment. removal, or other papers, for delivery to the marshal to whom the prisoner will be released. EFTA01688240 United States Marshals Service (USMS) PRISONER MEDICAL RECORDS RELEASE FORM INSTRUCTIONS: Section I is to be completed by the USMS Intake Officer. Sections II & III are to be completed by the prisoner. Section II may be completed by the USMS Intake Officer if the prisoner is unable or unwilling, but Section III must be signed by the prisoner. If prisoner refuses to sign, note that in the signature block. All refusals should be immediately reported to the Office of Interagency Medical Services, Prisoner Services Division. The completed Form USM-552 is to be retained in the prisoner's files. Section I - t:SNIS Prisoner Information I. Prisoner Name (Last, First, Ml) NCO.- INA 3. District Name 2. USMS Prisoner 4. District II 5. Custody Date (Mo/Day/Yr) Section II - Prisoner Personal Data And Medical Information 6. Date of Birth M Da /Yr 8. Medical Insurance Information A) Insurance Company Name 9. Name of Your Physician 7. S B) Policy Number C) Medicare /Medicaid Coverage? No 10. Phone Number ( ) Section III - Medical Consent And Records Release I certify that the information I have provided above is true to the best of my knowledge. I hereby authorize the United States Marshals Service to request, review, and have access to all medical records of care provided to me during the time that I am in the custody of that agency, and to all other medical records deemed necessary for the purposes of providing me with appropriate medical care, adjudicating medical bills for health care services provided to me while in the custody of the United States Marshals Service, and for infectious disease clearances. Signature of Prisoner Date Signature of USMS Intake Officer Date Original--Prisoner File Copy to District File Copy Upon Transfer Form LISM-552 Est 6196 EFTA01688241 Repository Inquiry To: greenes3 For: Stephen Greene Case No:90a-ny-3151227 NYSID Number- 11672345L - CRI New York State Division of Criminal Justice Services Alfred E. Smith Building, 80 South Swan St. Albany, New York 12210. Tel:1-800-262-DCJS Michael C.Green. Executive Deputy Commissioner of the NYS Division of Criminal Justice Services Identification Summary Criminal History Job/License Wanted Missing sa Attention - Important Information • See Additional Information at the bottom of this response for more banners pertaining to the criminal history O Identification Information Civil Image Date January 13, 2015 Name: TOVA A NOEL TOVA ANJANIQUE NOELCHRISTIAN TOVA NOEL CHRISTIAN TOVA ANJANIQUE NOEL TOVA A NOELCHRISTIAN Date of Birth: Place of Birth : Address: Sex: Race: Ethnicity: Skin Tone: Female Black Unknown Medium/Medium Brown Eye Color: Hair Color: Height: Weight: Brown Brown 5' 06" 208 SSN: lill • FBI#: NCIC Classification#: EFTA01688242 III Status: Status in other states unknown US Citizen: Unknown O NYS Criminal History Information * There is no Criminal History Information associated with this history. • Other History Related Information There is no Other History Related Information associated with this history. o Job/License Information * Civil Information Type of Application: Police Department Employee Name: TOVA A NOEL Date of Birth: Ethnicity: Unknown SSN: Address: BRONX, NY 104560000 Agency ID: MINN Date of Application: April 05, 2016 Application Agency: NYCPD Applicant Investigation Unit Application Number: 2217296 Type of Application: Correction Officer Name: TOVA ANJANIQUE NOEL Date of Birth: Country of Citizenship: USA Ethnicity: Not Hispanic SSN: Address: BRONX. NY 10456 Agency ID: Date of Application: January 13, 2015 Application Agency: NYS DOCCS Employee Investigation Unit Application Number: 25626-71 Type of Application: Special Officer Name: TOVA A NOELCHRISTIAN Date of Birth: SSN: Address: BRONX. NY 104560000 Agency ID: INNS EFTA01688243 Date of Application: August 19, 2014 Application Agency: NYC Dept Citywide Administrative Srvcs-Division of City Personnel Application Number: 993SONC Type of Application: Local Service Applicant Name: TOVA NOEL CHRISTIAN Date of Birth: StiN: Agency ID: Date of Application: November 16, 2011 Application Agency: NYS Justice Center - OPWDD - CRC Unit Application Number: 17550 • Wanted Information * There is no NYS Wanted Information associated with this history. 9 Missing Person Information * There is no NYS Missing Information associated with this history. • Additional Information * Caution: Identification not based on fingerprint comparison. This record was produced as the result of an inquiry. According to our files, this individual does not appear to have History in III. However this does not preclude the possibility that the FBI does have a record. If you desire this information, please submit a request directly to the FBI. WARNING: Release of any of the information presented in this computerized Case History to unauthorized individuals or agencies is prohibited by federal law TITLE 42 USC 3789g(b). This report is to be used for this one specific purpose as described in the Use and Dissemination Agreement your agency has on file with DCJS. Destroy after use and request an updated rap sheet for subsequent needs. All information presented herein is as complete as the data furnished to DCJS. Message Detail Additional Inquiry Response ORI: NYFBINY00 Federal Bureau of Investigation - New York NYSID: 11672345L New York State Division of Criminal Justice Services Alfred E. Smith Building, 80 South Swan St. Albany. New York 12210. Tel: I-800-262-DCJS Michael C.Green, Executive Deputy Commissioner of the NYS Division of Criminal Justice Services EFTA01688244 ti Federal NCIC WARNING: Release of any NCIC information to unauthorized individuals or agencies,including the subject of the data, is prohibited. Please refer to section 4.2 of the CBS security policy and Title 28, Part 20 of the code of Federal Regulations for the proper acess, use, and dissemination of the information contained in the NCIC restricted and non-restricted files. The following information is provided in response to your request for a search of the NCIC - Protection Order File based on: Name: NOEL, TOVA Sex: Female Race: Black Date of Birth: Social Security number: NYFBINY0 0 *****WARNING - THE FOLLOWING IS AN EXPIRED NCIC PROTECTION ORDER RECORD. DO NOT SEARCH, DETAIN, OR ARREST BASED SOLELY ON THIS RECORD. CONTACT ENTERING AGENCY TO CONFIRM STATUS AND TERMS OF PROTECTION ORDER***** EFTA01688245 *****WARNING - THE FOLLOWING IS AN EXPIRED NCIC PROTECTION ORDER RECORD. DO NOT SEARCH, DETAIN, OR ARREST BASED SOLELY ON THIS RECORD. CONTACT ENTERING AGENCY TO CONFIRM STATUS AND TERMS OF PROTECTION ORDER***** EFTA01688246 Message Detail Additional Inquiry Response ORI: NYFBINYOU Federal Bureau of Investigation - New York NYSID: 1167234SL •••••=•111•1 . New York State Division of Criminal Justice Services Alfred E. Smith Building, 80 South Swan St. Albany. New York 12210. Tel: I -800-262-DCJS Michael C.Green, Executive Deputy Commissioner of the NYS Division of Criminal Justice Services a Federal NCIC * WARNING: Release of any NCIC information to unauthorized individuals or agencies.including the subject of the data, is prohibited. Please refer to section 4.2 of the CJIS security policy and Title 28, Part 20 of the code of Federal Regulations for the proper acess. use. and dissemination of the information contained in the NCIC restricted and non-restricted files. EFTA01688247 The following information is provided in response to your request for a search of the NCIC - Person Files based on: Name: NOEL, TOVA Sex: Female Race: Black Date of Birth: Social Security number: NYFBINY00 NO NCIC WANT S0C NO NCIC WANT NAM ,T VA A DOB/ RAC/B SEX/F ***MESSAGE KEY QWA SEARCHES ALL NCIC PERSONS FILES WITHOUT LIMITATIONS. EFTA01688248 LAW ENFORCEMENT SENSITIVE U.S. Department of Justice United States Marshals Service Personal History of Defendant Taken into Federal custody by the following: Street Arrest (not from a correctional/detention facility) 0 Custodial Arrest (from a correctional/detention facility) itiOt,RAPHICAL INFORMATION Last Name: I HONIAS O Writ Used (Must provide copy of writ) O Prior Federal Arrest or Safekeeper - Register #: K Safekeeper Location: First Name: MICHAEL Middle Name: K Transgender Pregnant: 0 Y ON Race: B-Black/Black Hispanic Sex: 0 M K F Hair: BLACK Eyes: BROWN Height: 5' 06" Weight 72 DOB: City of Birth: NEWARK State/Coun ry of Birth: NEW JERSEY Citizenship USA FBI #: State ID#01111111111 Alien #: SSN: Resident Address/City/State/ZIP: KEASBEY NJ 08832 Home Phone: Cell Phone Marital Status: Single COURT CASK Agency: FBI Agency ORI: NYFBINY00 Agent Last Name: First Name: Agent Phone /4 Arrest Date: 11/19/2019 Location/Facility of Arrest: 290 BROADWAY FBI NY Court Docket #: OFFENSE CR AUSA(s) Assigned: MIMMEC NCIC Code Charge Description Title/Code MAKING FALSE STATEMENTS 18 USC 1001 CONSPIRACY TO MAKE FALSE STATEMENTS 18 USC 371 Known Detainers/Warrants: ON El Y - Agency: (Must provide a copy Many detainers) CA t BONS AND MEDICAL. Long Term Medical Conditions (e.g., heart problems, diabetes, asthma, tuberculosis, IRV. %IDS, hepatitis, etc.): FNUlf Psychiatric/Emotionally Disturbed (e.g., mental health concerns, suicidal, etc.): El N Injuries/Medical Ailments/Post-Op Recovery: IS N 0 Y Do the above conditions require: Medical attention? EINDY Medication? N DY Medical clearance by a licensed physician: ON DV Is Defendant under the influence of drugs or alcohol: EN K Y Languages - English: ON 0 Limited Other Language: El N K Y - List: U/LES Page I of 3 Form USM-312 Rev 11/17 EFTA01688249 LAW ENFORCEMENT SENSITIVE MILITARY LICENSES Security Cautions: K Current or former military O Current or former public official O Eligible for diplomatic immunity O Threat to witness (Describe below) Remarks: ALIAS Last Name ALIAS First, MI Current or former LE/corrections O Assault on LE/corrections p Leadership role K CI (Describe below) Remark 0 Current or former intelligence O SAM subject or candidate o Separation needs (Describe below) O Other (Describe below) Date of Birth ASSOCIATES / CO-DEFENDANTS RELATIVES / CHILDREN SIGNIFICANT OTHER Relationship Last Name Co-Defendant "IOVA Scar/Mark/Tattoo (Specify) Vehicle Year Location First, MI NOEI Color(s) Register # Description Vehicle Style State and Plate ti Phone Resident Address, City, State, ZIP Code Registration Date State Driver's License VIN I License Number License State MISCELLANEOUS NUMBERS Miscellaneous Number <)C \Tiny, Type (Select from dr Occupation: BOP CORRECTIONS OFFICER Start Date: Bank Name End Date: Account Type own menu or type below) Remarks (e.g., Issuing State or Country, etr.) Company/Employer Name: FEDERAL BOP Point of Contact: Account # Branch Address Employment Address: 150 PARK ROW NEW YORK NY Phone: Phone # Branch Rank Entry Date Discharge Date Discharge Type Military Occupation Remarks REMARKS Additional Information/Remarks/Continuation: U/LES Page 2 of 3 Form USM-312 Rev. 11/17 EFTA01688250 LAW ENFORCEMENT SENSITIVE Defendant Risks: *Requires remarks below K Escapee K Organized Crime* K International Terrorist K Gang Member• rs Multiple Defendants K Planned Murder K Protected Witness K Domestic Terrorist K Significant Criminal History K Death Penalty Case Sex Offender: K Arrest K Registered Criminal History (Select from dropdown menu or type offense below) Remarks (e.g., name of gang or criminal organization, etc.): K Conviction K Registration Violation Arrest (#) NONE +Add History Conviction (#) K Money Launderer K Kingpin Internet Source K Violent Offender Remarks (e.g., email address, website address, username, etc.) NOTICE TO ARRESTING AGENTS: As a courtesy, the USMS may temporarily hold an arrestee received by non-USMS personnel in the cellblock until the arresting agent(s) make arrangements for the prisoner's initial appearance before a United States Magistrate. A prisoner remains the responsibility of the arresting agency until remanded to the custody of the USMS by the courts. When a courtesy hold is allowed by the USMS to be housed in a USMS cellblock, a minimum of one agent from the arresting agency must be available to respond to the cellblock in order to address any issues with their prisoner (e.g., medical, disciplinary). If the arresting agency refuses to comply with USMS procedures, the courtesy hold may be refused. Meals are not provided by the USMS, and remain the responsibility of the arresting agent(s). ARRESTEE PROCESSING CHECKLIST For Arresting Officer Only K USM-3 I? (Personal History of Defendant) K Medical clearance (from licensed physician), if necessary K Copy of Arrest Warrant, if issued K Copy of Complaint, Information, or Indictment. if completed K Copy of Detainer(s), if issued K Copy of Writ, if applicable K Correctional facility discharge papers, if applicable K Correctional facility prisoner receipt, if applicable K Correctional facility medical summary, if applicable Agency: FBI/NYPD Cell Phone: Date: 11/192019 ARRESTEE PROCESSING CHECKLIST For USMS Personnel Only K Confirm all arresting agent documentation is completed and inserted into prisoner's file K USM-3I2 (Personal History of Defendant) - reviewed, signed and dated by intake DUSM/DEO K USM-552 (Prisoner Medical Records Release Form) - completed. signed and dated by intake DUSM/DEO K USM-I8 (Federal Prisoner Property Receipt) - completed signed and dated by intake DUSM/DEO K USM-40/4 I (Prisoner Remand) - inserted into prisoner's file K USM-130 (Prisoner Custody Alen Notice), if applicable - inserted into prisoner's file K FD-249 (Fingerprint Card) - printed and inserted into prisoner's file K Prisoner Photograph (from Booking Package) - printed and inserted into prisoner's file Reviewed By: Badge #: Date: U/L ES Page 3 of 3 Form USM-312 Rev. 11/17 EFTA01688251 U.S. Department of Justice United States Marshals Service FEDERAL PRISONER'S PROPERTY RECEIPT (Instructions on Reverse) ITEMS RECEIVED: NO PROPERTY// NO PROPERTY// NO PROPERTY NO PROPERTY// NO PROPERTY// NO PROPERTY NO PROPERTY// NO PROPERTY// NO PROPERTY NO PROPERTY// NO PROPERTY// NO PROPERTY NO PROPERTY// NO PROPERTY// NO PROPERTY NO PROPERTY// NO PROPERTY// NO PROPERTY NO PROPERTY// NO PROPERTY// NO PROPERTY NO PROPERTY// NO PROPERTY// NO PROPERTY NO PROPERTY// NO PROPERTY// NO PROPERTY NO PROPERTY// NO PROPERTY// NO PROPERTY CELLBLOCK INMATE NAME: MICHAEL THOMAS MDC BROOKLYN 11/19/2019 INMATE SIGNATURE: Original (White) - To Committing Officer Duplicate (Yellow) - To Jailer Triplicate (Blue) - To Prisoner Quadruplicate (White) - Extra FORM USM-18 (Rev 4/85) Automated 01/01 EFTA01688252 INSTRUCTIONS I. This Federal Prisoners Property Receipt (Form USM-I8) should be prepared in quadruplicate. Copies should be distributed as directed on the last line of each copy Original (White) - To Committing Officer Duplicate (Yellow) - To Jailer Triplicate (Blue) - To Prisoner Quadruplicate (White) - Extra 2. When a Federal prisoner is placed in a non-federal institution by a U.S, marshal, a deputy marshal, or other employee of the marshal, all spaces above the double lines should be filled in and the receiving officer should sign in the space provided, a-, evidence of the receipt of the prisoner's ro ert Co i should then be distributed as set forth above. 3. When a prisoner is released. the last two boxes on the jailer's copy will be filled in as evidence of the jailer's return of the Property 4. If, while in jail, the prisoner is allowed to spend or otherwise dispose of any money or other property listed, that fact should be noted on the jailer's copy over the prisoners signature. 5. If a prisoner is to be released to someone other than the committing officer, the original of the receipt should be attached to the commitment. removal, or other papers, for delivery to the marshal to whom the prisoner will be released. EFTA01688253 United States Marshals Service (USMS) PRISONER MEDICAL RECORDS RELEASE FORM INSTRUCTIONS: Section I is to be completed by the USMS Intake Officer. Sections II & III are to be completed by the prisoner. Section II may be completed by the USMS Intake Officer if the prisoner is unable or unwilling, but Section III must be signed by the prisoner. If prisoner refuses to sign, note that in the signature block. All refusals should be immediately reported to the Office of Interagency Medical Services, Prisoner Services Division. The completed Form USM-552 is to be retained in the prisoner's files. Section I - USN'S Prisoner In formation I. Prisoner Name (Last, First, 64 4 CI Wi MI) C 2. USMS Prisoner 3. District Name bi 4. District it 5. CII stodiDate it ;I (Mo/Day/Yr) loll Section II - Prisoner Personal Data And Medical Information 6. Date of Birth M Da /Yr 8. Medical Insurance Information A) Insurance Company Name 7. Social Securi No B) Policy Number C) Medicare /Medicaid Coverage? Yes EI No 9. Name of Your Physician I0. Phone Number ( ) Section III - 31eilical Consent And Records Release I certify that the information I have provided above is true to the best of my knowledge. I hereby authorize the United States Marshals Service to request, review, and have access to all medical records of care provided to me during the time that I am in the custody of that agency, and to all other medical records deemed necessary for the purposes of providing me with appropriate medical care, adjudicating medical bills for health care services provided to me while in the custody of the United States Marshals Service, and for infectious disease clearances. Signature of Prisoner Date Signature of USMS Intake Officer Date Original--Prisoner File Copy to District File Copy Upon Transfer Form USM-552 Est. 6/98 EFTA01688254 Message Detail Additional Inquiry Response ORI: NYFBINV00 Federal Bureau of Investigation - New York New York State Division of Criminal Justice Services Alfred E. Smith Building, 80 South Swan St. Albany. New York 12210. Tel:l-800-262-DCJS Michael C.Green, Executive Deputy Commissioner of the NYS Division of Criminal Justice Services OIHIntwmationt The following information is provided in response to your request fora III search from the State of New Jersey based on: FBI number: 25847JD9 Purpose Code: ATN/GREENES3 THIS RECORD IS BASED ON THE SID NUMBER IN YOUR REQUEST- SID/NJ240238E NEW JERSEY CRIMINAL HISTORY DETAILED RECORD USE OF THIS RECORD IS GOVERNED BY FEDERAL AND STATE REGULATIONS. UNLESS FINGERPRINTS ACCOMPANIED YOUR INQUIRY, THE STATE BUREAU OF IDENTIFICATION CANNOT GUARANTEE THIS RECORD RELATES TO THE PERSON WHO IS THE SUBJECT OF YOUR REQUEST. USE OF THIS RECORD SHALL BE LIMITED SOLELY TO THE AUTHORIZED PURPOSE FOR WHICH IT WAS GIVEN AND IT SHALL NOT BE DISSEMINATED TO ANY UNAUTHORIZED PERSONS. TO ELIMINATE A POSSIBLE DISSEMINATION VIOLATION, AND TO COMPLY WITH FUTURE EXPUNGEMENT ORDERS, THIS RECORD SHALL BE DESTROYED *IMMEDIATELY* AFTER IT HAS SERVED ITS INTENDED AND AUTHORIZED PURPOSES. ANY PERSON VIOLATING FEDERAL OR STATE REGULATIONS GOVERNING ACCESS TO CRIMINAL HISTORY RECORD INFORMATION MAY BE SUBJECT TO CRIMINAL AND/OR CIVIL PENALTIES. THIS RECORD IS CERTIFIED AS A TRUE COPY OF THE CRIMINAL HISTORY RECORD INFORMATION ON FILE FOR THE ASSIGNED STATE IDENTIFICATION NUMBER. EFTA01688255 STATE ID NO. 240238E FBI NO. 25847JD9 DATE REQUESTED. 11/18/2019 NAME: THOMAS, MICHAEL A. SEX RACE B HEIGHT WEIGHT EYES HAIR BIRTH PLACE M B 506 172 BRO BLK NJ RECEIVING AGENCY: NYFBINY00 U.S. CITIZEN: YES FPC: ARRRRALALL AFIS NO: SINGLE STATE DNA SAMPLE STATUS: COLLECTION NOT REQUIRED ALIAS NAMES/OTHER BIRTH DATES THOMASSR, MICHAEL A. SOCIAL SECURITY NUMBERS SCARS/MARKS/TATTOOS/MISC NUMBERS TATTOO RIGHT ARM LION WTRIBAL DESIGN LAST REPORTED ADDRESS/DATE : 05/06/2019 PISCATAWAY NJ 54 001 EFTA01688256 **************************************************************** ******** DEPARTMENT OF CORRECTIONS DATA NOT FOUND FOR THIS SID NUMBER **************************************************************** ******** CRIMINAL HISTORY DIVERSION PROGRAM AND INDICTABLE CONVICTION SUMMARY EFTA01688257 COURT DISPOSITION INFORMATION CONTAINED IN THIS RECORD IS REPORTED ELECTRONICALLY FROM THE SENTENCING COURT. QUESTIONS CONCERNING DISPOSITION INFORMATION SHOULD BE DIRECTED TO THE MUNICIPAL OR SUPERIOR COURT LISTED ON THE RECORD. INFORMATION REGARDING CORRECTIONS TO THIS RECORD MAY BE DIRECTED TO THE COURT OF SENTENCING. END OF CCH RECORD END OF RECORD 80 South Swan St. Albany, New York 12210. Tell-800-262-DCJS Michael C.Green, Executive Deputy Commissioner of the NYS Division of Criminal Justice Services O III Information * The following information is provided in response to your request fora search of the III based on: Name: THOMAS, MICHAEL Sex: Unknown Race: Unknown Date of Birth: February 11. 1978 Purpose Code: NYFBINY00 THIS NCIC INTERSTATE IDENTIFICATION INDEX MULTIPLE RESPONSE IS THE RESULT OF YOUR INQUIRY ON NAM/THOMAS, MICHAEL DOB/ SEX/X RAC/U PUR/C ATN/GREENES3 NAME FRT NIrl INQUIRY DATE WILKIE-THOMAS, MICHAEL JR 2019/11/18 SEX RACE BIRTH DATE HEIGHT WEIGHT EYES HAIR PHOTO M W BLU BRO Y aropu ❑i,r FINGERPRINT CLASS PATTERN CLASS EFTA01688258 ALIAS NAMES WILKES,THOMAS WILKIE,THOMAS WILKIE,THOMAS MICHAEL SCARS-MARKS- TATTOOS SOCIAL SECU IT TAT L ARM SC L WRIST WILKIE,MICHAEL WILKIE,THOMAS M WILKIE,THOMAS MICHAEL JR IDENTIFICATION DATA UPDATED 2019/05/15 THE CRIMINAL HISTORY RECORD IS MAINTAINED AND AVAILABLE FROM THE FOLLOWING: SOUTH CAROLINA - STATE ID GEORGIA - STATE ID WASHINGTON - STATE ID INDIANA - STATE ID NORTH CAROLINA - STATE ID END - 1ST NCIC III RECORD OF MULTIPLE RESPONSE NAME THOMAS,MICHAEL A INQUIRY DATE 2019/11/18 SEX RACE BIRTH DATE HEIGHT WEIGHT EYES HAIR PHOTO M B BRO BLK N FINGERPRINT CLASS PATTERN CLASS ALIAS NAMES THOMAS,MICHAEL ALBERT THOMASSR,MICHAEL A SCARS-MARKS- TATTOOS SOCIAL SECU ITY THOMAS,MICHEAL ALBERT IDENTIFICATION DATA UPDATED 2019/06/13 THE CRIMINAL HISTORY RECORD IS MAINTAINED AND AVAILABLE FROM THE EFTA01688259 FOLLOWING: NEW JERSEY - STATE ID END - LAST NCIC III RECORD OF MULTIPLE RESPONSE THE RECORD(S) CAN BE OBTAINED THROUGH THE INTERSTATE IDENTIFICATION INDEX BY USING THE APPROPRIATE NCIC TRANSACTION. END EFTA01688260 90A-NY-3151227 Serial 158 ED-1036 (Rev. 10-16-2009) UNCLASSIFIED FEDERAL BUREAU OF INVESTIGATION Import Form Form Type: EMAIL - Email Title:(U) Email Documenting Call with Warden Approved By: A/SSA Drafted By: Case ID #: 90A-NY-3151227 (U) UNSUB(S); JEFFREY EPSTEIN - VICTIM; DEATH INVESTIGATION Date: 12/04/2019 Synopsis: (U) AUSAs and , along with DIG SA interviewed MCC Warden on Wednesday, November 13, 2019. Notes were documented in an email sent to the investigating agents. The interview was in regards to institutional counts performed at MCC. •• UNCLASSIFIED EFTA01688261 (IMD) (CON) From: (USANYS) < Sent Thursda , November 14, 2019 1:19 PM To: G. (NY) (FBI) Subject: FW: Note to file - call with Warden From: (USANYS) < Sent: Wednesday, November 13, 2019 6:20 PM To: (USANYS) < Subject: Note to file - call with Warden (USANYS) < > • interviewed MCC Warden this evening. • Masked what happens if the institutional count is not performed or if the count is wrong. Warden said that it is accurate that if a count slip is not turned in or is false, and the count doesn't match the roster, the MCC must then do a bed book count. If a housing unit has a bad count, then they will say "do a re-count" with the bed book, ID cards, roster, etc., and go cell to cell to see if someone is missing or if there was a counting error. • Warden doesn't believe the entire institution would have to do a full institution count; just the specific housing unit. However, if a unit fails a bed book count more than once, then they'd do a whole institution count. • Warden has never been part of a whole institution bed book count. He has also never been part of an institution that didn't clear account. But the Warden stated that if an institutional count did not clear, and a bed book count had not resolved the issue, the warden would be notified of what inmate was missing and alerted of a potential escape. The Warden would then notify regional director. Assistant United States Attorney United States Attorney's Office Southern District of New York One St. Andrew's Plaza New York, New York 10007 Tel: 1 EFTA01688262 90A-NY-3151227 Serial 159 FD-1036 (12cv. 10-16-2009) UNCLASSIFIED FEDERAL BUREAU OF INVESTIGATION Import Form Form Type: OTHER - Other Date: 12/05/2019 Title:(U) Suspicious Activity Report Received from JP Morgan Chase Regarding Tova Noel Approved By: SSA Drafted By: Case ID #: 90A-NY-3151227 (U) UNSUB(S); JEFFREY EPSTEIN - VICTIM; DEATH INVESTIGATION Synopsis: (U) On November 22, 2019, JP Morgan Chase provided a Suspicious Activity Report (SAR) regarding 12 cash deposits made by Tova Noel which occurred between 4/10/2018 and 7/30/2019. .• UNCLASSIFIED EFTA01688263 FD-302 (Rev. 5-8-10) 90A-NY-3151227 Serial 160 -1 of 3 - FEDERAL BUREAU OF INVESTIGATION Date of entry 08/29/2019 , date of birt , home address , home telephone number cellular telephone number , was interviewed at New York, NY 10278. Also present during the interview was DEPARTMENT OF JUSTICE OFFICE OF THE INSPECTOR GENERAL (DOJ-OIG) Special Agent . After being advised of the identities of the interviewing Agents, that the interview was voluntary, and that lying to a federal agent is a crime, provided the following information: has worked for the BUREAU OF PRISONS (BOP) since 1994 with one break in service. plans on retiring in approximately 7 months. by him. account. confirmed that the email sent from was composed was not aware of anyone else having access to his email obtained the name of DOJ-OIG employee from another BOP employee, works in the Community Corrections Department at the METROPOLITAN DETENTION CENTER (MDC) in Brooklyn, New York. sent an email asking for the name of a DOJ-OIG employee he could contact to make the complaint. met while working at the FEDERAL CORRECTIONAL INSTITUTE, DANBURY in Danbury, Connecticut around 2000. ' current post at the METROPOLITAN CORRECTIONAL CENTER (MCC) is at the rear gate. has worked there for several months. Some of primary responsibilities at the rear gate are to check vehicles making deliveries for any contraband, scan in packages, and to check the gate passes of inmates who have them. has an office at his post but spends most of his time moving around. BOP inmate STEVEN LOPEZ has a gate pass, meaning LOPEZ can enter and exit Investigation on 08/28/2019 File # 72 -NY- 3157147 at New York, New York, United States (In Person) Date drafted 08/29/2019 by This document contains neither recommendations nor conclusions of the FBI. It is the property of the FBI and is loaned to your agency; it and its contents arc not to be distributed outside your agency. EFTA01688264 9OA-NY-3151227 Serial 160 FD-302a (Rev. 5-840) 72-NY-3157147 Continuation of FD-302 of ( U ) Interview of i on 08/28/2019 i n s, 2 of 3 MCC to complete whatever task LOPEZ is assigned. LOPEZ also helps other inmates with their jobs. Typically LOPEZ leaves through the lobby to the Warden's complex and performs janitorial duties there. LOPEZ started this job approximately three weeks ago. has frequent interactions with LOPEZ because or exits the gate. these interactions. has to check LOPEZ's gate pass every time LOPEZ enters would usually make small talk with LOPEZ during On or about August 15, 2019, at approximately 10:30am, LOPEZ approached ' post at the rear gate with approximately three large bags of shredded paper. LOPEZ told that "They are shredding everything back there." LOPEZ said there was a white man with a Southern accent who was involved in the document shredding. was unfamiliar with anyone at MCC that fit that description. surmised that since he did not know who the white man with the Southern accent was, he must have been part of the BOP After Action team related to the JEFFREY EPSTEIN suicide. LOPEZ told he heard someone say, "Make sure you get that box over there too." thought he remembered LOPEZ telling him that someone asked LOPEZ to help shred documents as well. did not know for certain where the shredded documents originated from. Shredded documents are thrown out on a fairly regular basis through ' post at the rear gate, but thought that there were more shredded documents than usual during this incident. LOPEZ also told that LOPEZ thought this was more than the usual amount. saw LOPEZ a few days later with additional shredded paper to throw out. never witnessed anyone physically shredding documents. never looked through the shredded documents that LOPEZ threw out. No one told that the shredded documents were related to EPSTEIN. No one told that the BOP After Action Team looking into the EPSTEIN suicide was shredding documents. is still posted at the rear gate as his primary job. called someone at the FBI on or about August 23, 2019 to file a report about this incident. He spoke with a female, but could not remember what office or number he called. heard third-hand that an "Officer ' told former MCC Warden EFTA01688265 90A-NY-3151227 Serial 160 FD-302a (Rev. 5-840) 72-NY-3157147 Continuation of FD-302 of (U) Interview of • On 08/28/2019 .page 3 of 3 that EPSTEIN should be confined in the 10 South wing of MCC. EFTA01688266 /bah 2 i tvdr AN 70.1 - Sie.-14.. tv, i ti, knIA IN Nennte„ 2'4) 1 ,94 y/J :Ain -- reiln ex 7 ma ' fr1 "rexyArm4 ,f1 hil evict(' r,O4- atAiew I flirt dir J acces_1 ) Askti Co .A &LI A Cfr ft. of or4 ,co- 1-0 jr Al a rtmeiarnfr -19 74.7 _ - ComAlmrity arretavy 1. .)t 0 fire "Pik- e Dak.fry .. 500) - Gently thud Er %axon lo Cosidr*- ' Link, ary Pthe rtinkr ribienest hay isladitei liter 4te' Al ndly - Chi( Ct ividettj, (kik Inditel-ej Li ferir faits (AMA tqA5dAby 'I'OA 41, o* Cl/cult , 9 v. i)urttaye .1 -VCA clitoz) Lk- Li (1-NrA.rie onsw.a. tilicui I &k it —SL iga 4, sotiAtin."4 AeleJ amino- Anm cd-e 3,-(4, r - 3net 40-4 j.'t c, iin eV lap , /10 Lw crs LS AO ' 1404^ ea- an) tet i' 4- - rev._ KA o„.k ,-,...k LI (kW j Ake r ittgir4-a, it c•\• -S (SAJ CT% I/YAtk lAif."40-ht" JAM II CluCiti - IVCiAlreA 4° poGli he,c) Ark cemmilavy (44,Artnse -SAla ,6114 v- i kip., cl,it ,t-3 ((MCA , A i /0, 47 - *W4CAKST -n,. .,, a koorl- \ Ski` - ii.cceirk EFTA01688267 ii Cct\Ie V61 (a4- VI-4.2 y , 14# pert- L A Lana„ wit() innAvattA. aNaA ,e, tuctrim-rx /o:310-- 1/ :emr , , - aVne/0 1/4 cd-• rear &mar ic ittpd atverl IM' 3-6 4,yi Geik-1, - 1,„sAtti 3te.1 wi +irr.A-% cic, -Arch..., c.--k- rkciti 43 /00k ier etatiTo4gArt 'nn ad-0,0 4 .3 Jaips -Rtisi- -bre eft _.stwciderk j or,,,,,n+-_,, - %,:xia ---t, ire siv,e(cs,,3 .evt.,,44, bacit +Ito '' - Ct_srz4 5 v y fiat Gccet 4- 2 ,A,c, (-we_ ne, Ont Pvc *Luc+ 441ts -Afro - k41,4 :4 - SA-ouivrwit- t rvi21,4 !we yo., Aes O, 6- 44"4 "Mo t' 524-4424- -- pre4ty swe Zsa IA 4Ley 4 eilvck Ann do Ack - Oar,* ft,. kJetarie 44_ arty, ‘....,43-e 40/rt - sue, dredcl ti i yi- tlActrown Dv"- cluoti-okti cm +hen rig y, ',e, A , 'L. AL, ustica -11 Wit 14,v,) cur -Skivel ingii-ino , - a..) no-k- kock <Or ski-teal/ 3 ofiem.,,e,,as '`In\ VArtm el e. repo- csake- o.,kei 44 Nr,_ ikArx1/4-- ciatet" stelaseu Inc (v. cos —Lta,,A scL-kcv4 —Lori 4„,c,./i4 c3vt LAtti 1 keiere h15k ft.ta4 normft( CJAto.0*. EFTA01688268 90A-NY-3151227 Serial 161 FD-I036 (12cv. 10-16-2009) UNCLASSIFIED FEDERAL BUREAU OF INVESTIGATION Import Form Form Type: DEL REX - Digital Evidence Laboratory Date: 12/11/2019 Report of Examination Title:(U) 90A-NY-3151227 SID 223558 Process Report Approved By: SSA Drafted By: Case ID #: 90A-NY-3151227 (U) UNSUB(S); JEFFREY EPSTEIN - VICTIM; DEATH INVESTIGATION Synopsis: (U) To upload Process Report regarding CART technical assistance request #223558. .• UNCLASSIFIED EFTA01688269 90A-NY-3151227 Serial 161 FD-I036 (12cv. 10-16-2009) UNCLASSIFIED FEDERAL BUREAU OF INVESTIGATION Import Form Form Type: DEL REX - Digital Evidence Laboratory Date: 12/11/2019 Report of Examination Title:(U) 90A-NY-3151227 SID 223558 Process Report Approved By: SSA Drafted By: Case ID #: 90A-NY-3151227 (U) UNSUB(S); JEFFREY EPSTEIN - VICTIM; DEATH INVESTIGATION Synopsis: (U) To upload Process Report regarding CART technical assistance request #223558. .• UNCLASSIFIED EFTA01688270 18-21 (Rev. 08.15.2017) Federal Bureau of Investigation Computer Analysis Response Team PROCESS REPORT New York, NY 10278 To: New York Date: December 11, 2019 Case ID: 90A-NY-3151227 Request No.: 223558 Request Date: 12/05/2019 Submitted Evidence Items: 1B45 One (1) Western Digital 250GB Hard Drive, model WD2500JD, S/N WMAEP1322402. Details: On or about December 5, 2019, Special Agent (SA) submitted CART Service Request (Submission ID) 223558, requesting technical assistance with: Download data extractions and report from 1645 to hard drive for discovery purposes. Case agent has a 500GB hard drive that will be provided to CART for the download. On December 6, 2019, SA provided SA/FE with Evidence item 1645 and a Discovery Hard Drive (one (1) HGST Touro Mobile USB 3.0 500G8 hard drive, S/N MQ0BLDUT). On December 10, 2019, using Dell Precision T7520 laptop, S/N F816PL2 (F5264099), SA/FE connected the 1645 hard drive via write-blocker (Tableau eSATA Forensic Bridge, model T35es-R2, S/N 2135E1D1-1235) and copied over the phone extraction and phone report regarding 1844. After the copy was made to a folder on the Discovery hard drive, the phone extraction was verified against the previous SHA-256 value ending - 165160a0 (values matched). On December 11, 2019, SA was advised that the Discovery hard drive was available for pickup; 1845 was returned to Evidence Control. Examiner: Digitally Signed SA/FE Computer Analysis Response Team — New York EFTA01688271 90A-NY-3151227 Serial 162 FD-302 (Rev. 5-8-10) •1 of 1. FEDERAL BUREAU OF INVESTIGATION Date of entry )2/73/201B On December 11, 2019, Office of the Inspector General (OIG) Special Agent provided the Memorandum of Investigation (MOI) regarding the interview of . The OIG MOI is attached to this document. imtmigationon 12/11/2019 at New York, New York, United States (Email) Fikst 90A-NY-3151227 Date drafted 12/11/2019 by This document contains neither recommendations nor conclusions of the FBI. It is the property of the FBI and is loaned to your agency; it and its contents arc not to be distributed outside your agency. EFTA01688272 US. Department at Justice Office of the Inspector General MEMORANDUM OF INVESTIGATION Case Number: 2019-010614 Reporting Office: New Jersey Area Office Interview of Federal Bureau of Prisons Senior Officer Specialist On September 12, 2019, Assistant United States Attorney U.S. Department of Justice (DOJ) Office of the Inspector General (OIG) Special Agen and SSgent interviewed Federal Bureau of Prisons (BOP) Senior Officer Specialist (SOS) at the United States Attorney's Office, Southern District of New York, 1 Saint Andrews Plaza, New York, New York 10007. The purpose of this interview was to address the events surrounding the death of Jeffrey Epstein, Register Number 76318-054 and the actions of MCC staff members leading up to and subsequent to the death. was advised that the interview was voluntary and could be terminated at any time. was provided with OIG Form II1-22612 (Warnings and Assurances to Employee Requested to Provide Information on a Voluntary Basis), which he reviewed and signed. During his voluntary interview, provided the following substantive information: stated he began working as a Correctional Officer with the BOP in approximately 2005 or 2006 and spent his entire career at MCC New York. stated he was promoted to his current rank of SOS in approximately 2009. Prior to working for the BOP, served in the United States Army and worked for the Transportation Security Administration. continues to serve in the United States Army Reserve as a Flight Instructor- Master Trainer and performs military orders frequently. According to M, he is currently assigned to Morning Watch Overnight, Unit 2, which he described as a female unit. He also has multiple collateral duties, including the Disturbance Control Team and the Mentorship Program. He also serves as a Lead Control Tactics Instructor. stated he was assigned to the Special Housing Unit (SHU) Day Watch (8am — 4pm) from Monday to Friday. added he opted to transfer to Day Watch that quarter because he was able to perform overtime while on Da Watch and still get weekends off. The schedule also worked well with his military orders. stated the only assignment available with weekends off that quarter was the SHU Day Watch, which he accepted. stated he worked in the SHU in the past, but prior to this most recent SHU assignment he worked the overnight shift for approximately 5-6 years and was not assigned to the SHU during that time. When he first began working at MCC New York, stated he was assigned to the SHU, a typical post assignment for new officers, for a few months. After he rotated off that assignment, he stated he only worked in the SHU when he was providing coverage, when they were short-staffed, or if he responded to a use of force incidents. Prepared By: Preparer Title: Reviewed By: Reviewer Title: Special Agent Senior Special Agent Signature: Signature: OIC: Form ill -210/4 (09/06/2018) This donement contains neither recommendations nor conclusions of the IG. It is the propeny of the IG and is loaned to your agency; it and its contents are not to be distributed outside of your agency. EFTA01688273 stated officers assigned to the SHU on the weekends were responsible for taking institutional counts at 4pm, 10pm, 12am, 3am, and 5am. He added he did not work the weekend shift so he did not perform these counts. The Day Shift, which he was assigned to, performed 30 minute rounds. explained the counts are supposed to be completed every 30 minutes, but within a 40 minute time period. He described Mondays, Wednesdays, and Fridays as "shower days", where the inmates are escorted to a shower at the end of the tier. He added MCC New York SHU does not have showers in the cells so inmates have to be restrained, escorted to the shower, restrained again upon completion of their shower, and escorted back to their cell. described this process as time-consuming and stated it can affect the ability to perform the 30 minutes counts. He added the checks are being performed because officers have contact with the inmates throughout this process and they conduct counts as scheduled once the showers are completed. He added the Recreation Officers also constantly pull inmates out of their cells to take them to the 12th Floor to for their one hour of recreation time, which also affects the ability to perform traditional counts as expected. According to M, the 30 minute counts are conducted as required on Tuesdays and Thursdays because showers are not offered those days. further added he did not believe it would be possible to perform 30 minute rounds as scheduled on Mondays, Wednesdays, and Fric due to all of the inmate movement and the current staffing levels at MCC New York, which described as "abysmal". When asked to describe the process for filling out the times of the forms documenting the 30 minute counts, stated you are supposed to fill out the form as you are completing the round so you accurately record the time. He added that on shower days, he fills the form out when he gets the inmate out of the cell to transport him to the shower because he has visual contact with the inmate at that time. stated he also fills out the form when he responds to inmate's cells for complaints or things of that nature. He clarified the times may not exactly reflect 30 minutes, but he fills out the forms as he see the inmates. added he cannot comment on how other staff members perform the counts or fill out the logs. stated a comparison of the cameras to the 30 minute logs for his quarterly assignment to the SHU would reveal that the log sheet is posted at the end of the tier on occasion and other times the log is maintained at the desk by the officer's station. stated when the log is maintained at the desk, the officers would write things down and fill out the form to "catch up" after the checks were completed instead of filling it out as the checks were being done. He stated the forms are filled out after the fact because it is hectic and the officers don't have the logs with them while completing the checks. He added that, on occasion, some people would fill out the logs without completing the checks. stated he does not agree with this practice because that is not how things are supposed to be done. added there are times the sheets have not been posted on the tiers and are not filled out accurately and times they are filled out accurately. He stated the camera footage should show both instances. According to, he tried not to fill out the log sheets if he didn't actually perform the checks. He stated he would fill out the log sheet when it was maintained on the desk if he moved someone for the Memorandum of Investigation Page 2 Case Number: 2019-010614 EFTA01688274 shower or performed the rounds. added if he noticed the log sheet had not been filled out for a period of time or he wasn't there during that time, he won't sign it. opined leadership at MCC New York is aware of how difficult it is for staff members to perform the 30 minutes rounds due to staffing shorts es and other manpower issues, to include additional equipment i required to do the job properly. stated staff members shared their concerns with Captain but nothing changed. He added he was not present at any of the meetings where the information was presented to Captain According to M, during his three month rotation on the SHU assignment, he was on military orders for approximately half of that time cumulatively. alined he performed two week military orders but had several sets of orders during that quarter. was at MCC New York during the period leading up to the death of Epstein, however. On August 9, 2019, stated he worked overtime on the midnight shift, which ran from 12am on Thursday to 8am on Friday. He performed this overtime on unit 11-South and worked this shift alone. stated he was relieved late, at ahaimately 8:40am, and didn't arrive to his scheduled shift on the SHU until approximately 8:45am. stated Epstein had already been escorted to the attorney conference room by the time he arrived at the SHU to begin his shift. According to =, Epstein never returned to the SHU during his shift. At approximately 3:30pm, checked to see if Epstein was still in the attorney conference room and received confirmation Epstein was still in the area. Epstein was in the attorney conference room for all counts that took place during shift. stated Epstein did not return to the SHU prior to being relieved at 4:00pm and reiterated he did not see Epstein at all during his shift that Friday. stated he believed Epstein stayed in the attorney conference room until late Friday night. When asked about Epstein's cellmate, Efrain Reyes, Register Number 85993-054, stated Reyes was gone when he reported to his shift at the SHU at 8:45am and did not return nor to bein relieved at 4:00pm. reiterated he never saw Reyes that Friday. added SOS may have told him that Reyes left the SHU. clarified he knew Reyes was not in his cell, but he did not know Reyes was released from custody. He stated he never saw the court list that day to know if Reyes was on it and stated just because an inmate was not in their cell, it does not mean they are actually leaving MCC New York. He stated it is not uncommon for inmates to be gone from their cell all day and then return later that evening. stated the most he knew was Reyes left the unit, but he did not know where Reyes went when he left the unit or that he was not returning. According to, when he called to see if Epstein was returning to the SHU for count, no one told him Reyes was not coming back. He clarified that no one told him Reyes was not coming back and that a in needed a new cellmate. reiterated that no one, including Captain 1=1, Lieutenant the Psychology Department, or SOS told him Epstein needed a new cellmate. When left his shift at 4pm, Correctional Officer (no further information) was in the SHU Memorandum of Investigation Page 3 Case Number: 2019-010614 EFTA01688275 working but he couldn't recall who else was there but did not recall seeing Officer Tova Noel. added he did not see most of the officers on the next shift because he left as soon as he completed his turnover with believed Noel waarosed to come in for the next shift but he does not know who else was supposed to be working. stated he relayed to that Epstein was still down at the attorney conference room and that there were a few inmate showers that had to be tom, because they were unable to finish them during the 8am to 4pm shift. stated he also told what the inmate count should be. could not recall if he passed any information about Reyes. added his focus was providing information about Epstein because he was "high profile". stated he was on military orders in July 2019 and learned about Epstein's initial suicide attempt upon his return to MCC New York after completing his orders. added he did not know Epstein was removed from suicide watch until after his death. He reiterated again that no one informed him Epstein required a new cellmate. He elaborated SOS never told him Reyes was being released and Epstein required a new cellmate. Additionally, never saw a memorandum drafted by SOS dictating he provided the information about Reyes and Epstein to added if someone wrote a memorandum stating they told that Epstein required a cellmate it would be false. stated if he was made aware that Epstein required a new cellmate, he would have followed direction and ensured Epstein received one. stated if a fellow officer told him Epstein required a new cellmate, he would have confirmed this information with his leadership and then he would have assigned a new cellmate to Epstein. added it would not have been difficult to find a new cellmate for Epstein. repeated that if he was made aware by lead, that Epstein required a new cellmate he would have made it happen, but no one told him. stated it did not matter who the inmate was, if he is told an inmate needs a cellmate, he ensures the inmate receives a cellmate because when they are told an inmate requires a cellmate, it is for a reason. When asked about his interactions with Epstein, stated he didn't really interact with Epstein. He stated he escorted him to the attorney conference room on one occasion but he didn't really talk to him. He stated he always got Epstein what he needed, such as socks, like he did with any other inmate at MCC New York. Attachment(s): I. OIG Form III-226/2- Warnings and Assurances to Employee Re uested to Provide Information on a Voluntary Basis. Signed by FCI Fort Dix Lieutenant dated April 23, 2018. Memorandum of Investigation Page 4 Case Number: 2019-010614 EFTA01688276 90A-NY-3151227 Serial 163 FD-302 (Rev. 5-8-10) •1 of 1. FEDERAL BUREAU OF INVESTIGATION Date of entry 12/13/2019 On December 11, 2019, Office of the Inspector General Special Agent provided the transcript of the digitally recorded interview of . The documents provided are attached to this report. imtmigationon 12/11/2019 at New York, New York, United States (Email) File # 90A—Ni— 31 51 2 2 7 Date drafted 12/11/2019 by This document contains neither recommendations nor conclusions of the FBI. It is the property of the FBI and is loaned to your agency; it and its contents arc not to be distributed outside your agency. EFTA01688277 90A-NY-3151227 Serial 164 FD-I036 (12cv. 10-16-2009) UNCLASSIFIED FEDERAL BUREAU OF INVESTIGATION Import Form Form Type: OTHER - Other Title:(U) OIG Forms Provided by OIG SA Approved By: SSA Drafted By: Case ID It: 90A-NY-3151227 (U) UNSUB(S); JEFFREY EPSTEIN - VICTIM; DEATH INVESTIGATION Date: 12/13/2019 Synopsis: (U) On August 30, 2019, OIG SA provided the OIG Waiver Forms for , and .• UNCLASSIFIED EFTA01688278 UNITED STATES DEPARTMENT OF JUSTICE Office of the Inspector General WARNINGS AND ASSURANCES TO EMPLOYEE REQUESTED TO PROVIDE INFORMATION ON A VOLUNTARY BASIS You are being asked to provide information as part of an investigation being conducted by the Office of the Inspector General. This investigation is being conducted pursuant to the Inspector General Act of 1978, as amended. This investigation pertains to: SN ves tsitk.n- (Ate— T?frgt r Eest Piny fir/ D AP7 fimplokat trn CuntOG S C This is a voluntary inter iew. Accordingly, you do not have to answer questions. No disciplinary action will be taken against you if you choose not to answer questions. Any statement you furnish may be used as evidence in any future criminal proceedings or agency disciplinary proceeding, or both. WAIVER I understand the warnings and assurances stated above and I am willing to make a statement and answer questions. No promises or threats have been made to me and no pressure or coercion of any kind has been used against me. Office of the Inspector General Special Agent ire cf:55AA. Time Place MmployeeIS- 's Signature 8 la gi 1 Date 5PiVy OIG Form III-12612 (0423/07) Non-Custodial - Employee EFTA01688279 UNITED STATES DEPARTMENT OF JUSTICE Office of the Inspector General WARNINGS AND ASSURANCES TO EMPLOYEE REQUESTED TO PROVIDE INFORMATION ON A VOLUNTARY BASIS You are being asked to provide information as part of an investigation being conducted by the Office of the Inspector General. This investigation is being conducted pursuant to the Inspector General Act of 1978, as amended. This investigation pertains to: jefrei enkete INvewl mdoe iv 043 A ifiN— -evNPlfe rS c•AM...C•I This is a voluntary inten ie.‘‘. Accordingly, you do not have to answer questions. No disciplinary action will be taken against you if you choose not to answer questions. Any statement you furnish may be used as evidence in any future criminal proceedings or agency disciplinary proceeding, or both. WAIVER I understand the warnings and assurances stated above and I am willing to make a statement and answer questions. No promises or threats have been made to me and no pressure or coercion of any kind has been used against me. Office ot the Inspector General E nlover's Sionnntre Special Agent • %i t kVA') Air, Time ala 1117 Date I OM( Place 0IG Form III-226/2 (04;23/07),Von-Custodtal Employee EFTA01688280 UNITED STATES DEPARTMENT OF JUSTICE Office of the Inspector General WARNINGS AND ASSURANCES TO EMPLOYEE REQUESTED TO PROVIDE INFORMATION ON A VOLUNTARY BASIS You are being asked to provide information as part of an investigation being conducted by the Office of the Inspector General. This investigation is being conducted pursuant to the Inspector General Act of 1978, as amended. This investigation pertains to: 03-kin ..Erfr-cvSkody dect ts, ribtez yaH or p-"J oky en.? bite € /roc sc onciva-. This is a voluntary interview. Accordingly, you do not have to answer questions. No disciplinary action will be taken against you if you choose not to answer questions. Any statement you furnish may be used as evidence in any future criminal proceedings or agency disciplinary proceeding. or both. WAIVER I understand the warnings and assurances stated above and I am willing to make a statement and answer questions. No promises or threats have been made to me and no pressure or coercion of any kind has been used against me. Office of the Inspe General oye ignature Special Agent glzoliq Une IQ.. Time Place Date USnt) sDNi MG Form III-226/2 (04 23 07) Von•Cuitodial Empkiee EFTA01688281 90A-NY-3151227 Serial 165 FD-I036 (12cv. 10-16-2009) UNCLASSIFIED FEDERAL BUREAU OF INVESTIGATION Import Form Form Type: OTHER - Other Title:(U) OIG Forms Provided by OIG SA Approved By: SSA Drafted By: Case ID It: 90A-NY-3151227 (U) UNSUB(S); JEFFREY EPSTEIN - VICTIM; DEATH INVESTIGATION Date: 12/13/2019 Synopsis: (U) On September 6, 2019, OIG SA provided the OIG Waiver Forms for , and .• UNCLASSIFIED EFTA01688282 UNITED STATES DEPARTMENT OF JUSTICE Office of the Inspector General WARNINGS AND ASSURANCES TO EMPLOYEE REQUESTED TO PROVIDE INFORMATION ON A VOLUNTARY BASIS You arc being asked to provide information as part of an investigation being conducted by the Office of the Inspector General. This investigation is being conducted pursuant to the Inspector General Act of 1978. as amended. This investigation pertains to: s kin Th-Cvzkay an-4-4 Invesilo. o4- aft-1 employee rivrcon duct. This is a voluntary inter\ iew. Accordingly, you do not have to answer questions. No disciplinary action will be taken against you if you choose not to answer questions. on Any statement you furnish may be used as evidence in any future criminal proceedings or agency disciplinary proceeding. or both. WAIVER I understand the warnings and assurances stated above and I am willing to make a statement and answer questions. No promises or threats have been made to me and no pressure or coercion of any kind has been used against me. O c General Employee's Signature Special Agent elz-‘312.0 I 91 itne Date Th3r Time 03 A-O Sbnly Place OIG Form 111-22612 (04 23 07) Non-Ciectodial Emplojee EFTA01688283 UNITED STATES DEPARTMENT OF JUSTICE Office of the Inspector General WARNINGS AND ASSURANCES TO EMPLOYEE REQUESTED TO PROVIDE INFORMATION ON A VOLUNTARY BASIS You are being asked to provide information as part of an investigation being conducted by the Office of the Inspector General. This investigation is being conducted pursuant to the Inspector General Act of 1978, as amended. This investigation pertains to: EPs-tein Th- Cgs-40dt Data, Inv.eSk OAct any/ employee mircoActue+, This is a voluntary interview. Accordingly, you do not have to answer questions. No disciplinary action will be taken against you if you choose not to answer questions. Any statement you furnish may be used as evidence in any future criminal proceedings or agency disciplinary proceeding, or both. WAIVER I understand the warnings and assurances stated above and I am willing to make a statement and answer questions. No promises or threats have been made to me and no pressure or coercion of any kind has been used against me. Office of the InspectoiCQ neral Special Agent ttness a 3:zo E (/19/241(1 Date kkS frO SD my Time Place OIG Form III-226/2 (04 23 07)Acm-Custodial Employee EFTA01688284 UNITED STATES DEPARTMENT OF JUSTICE Office of the Inspector General WARNINGS AND ASSURANCES TO EMPLOYEE REQUESTED TO PROVIDE INFORMATION ON A VOLUNTARY BASIS You are being asked to provide information as part of an investigation being conducted by the Office of the Inspector General. This investigation is being conducted pursuant to the Inspector General Act of 1978, as amended. This investigation pertains to: epsiein Cvs-49 be-both Inica-fi ktn a.tvit 0-"-y n\A-scottdve-4-. This is a voluntary interview. Accordingly, you do not have to answer questions. No disciplinary action will be taken against you if you choose not to answer questions. Any statement you furnish may be used as evidence in any future criminal proceedings or agency disciplinary proceeding, or both. WAIVER I understand the warnings and assurances stated above and I am willing to make a statement and answer questions. No promises or threats have been made to me and no pressure or coercion of any kind has been used against me. O eneral Specia] Agent ess Employee's Signature q/6/2-211 Date tisko Sony Time Place OIC Form 111-226/2 (04 2307) Non-Custodial'Empicuee EFTA01688285 90A-NY-3151227 Serial 166 FD-I036 (12cv. 10-16-2009) UNCLASSIFIED FEDERAL BUREAU OF INVESTIGATION Import Form Form Type: OTHER - Other Date: 12/13/2019 Title:(U) Letter to the Office of the Chief Medical Examiner Regarding the Autopsy of Jeffrey Epstein Approved By: SSA Drafted By: Case ID #: 90A-NY-3151227 (U) UNSUB(S); JEFFREY EPSTEIN - VICTIM; DEATH INVESTIGATION Synopsis: (U) On September 3, 2019, AUSA provided the letter that was sent from the US Attorney's Office to the Chief Medical Examiner regarding the autopsy of Jeffrey Epstein. .• UNCLASSIFIED EFTA01688286 U.S. Department of Justice United States Attorney Southern District of New York The SilvioJ. Mollo Building One Saini Andrew's Plaza New York New York 10007 August 28, 2019 Florence Butner, Esq. General Counsel Office of the Chief Medical Examiner 421 East 26th Street New York, New York Re: Autopsy Report and File for Jeffrey Epstein Dear Ms. Butner: As you are aware, the United States Attorney's Office for the Southern District of New York ("USAO") and the Federal Bureau of Investigation ("FBI") are conducting an ongoing criminal investigation into the events related to Mr. Epstein's August 10, 2019 suicide at the Metropolitan Correctional Center ("MCC") (the "Criminal Investigation"). As you are also aware, between August 10, 2019, and August 16, 2019, at OCME's request and in order to assist OCME in determining the cause and manner of Mr. Epstein's death, the USAO and FBI gave OCME access to certain materials and information gathering during the Criminal Investigation. As discussed by phone, while the OCME autopsy is now complete, the Criminal Investigation remains ongoing. As such, and in order to avoid compromising the Criminal Investigation, we request that OCME withhold from disclosure to any third party any documents, evidence or information made available to OCME by the USAO or FBI—including documents, records, or materials from the MCC—or created by OCME or within the OCME case file that include, reflect, or contain information made available to OCME by the USAO or FBI. We also request that you withhold from any disclosure the names and identifying information of any federal law enforcement agents or employees who were interviewed by the OCME, along with the substance of any statements or interviews made by those agents or employees. EFTA01688287 Page 2 We appreciate your willingness to comply with this request. Should you decide at any future point, notwithstanding this request, to produce any of the above-referenced material to any third party, we request that you notify us before you do so, so that we may seek additional process. Please contact us with any further questions. Very truly yours, GEOFFREY S. BERMAN United States Attorney by: Is/ Assistant United States Attorneys EFTA01688288 90A-NY-3151227 Serial 167 ED-1036 (Rev. 10-16-2009) UNCLASSIFIED//REL TO USA, GBR, IRL FEDERAL BUREAU OF INVESTIGATION Import Form Form Type: OTHER - Other Title:(U) Work Schedules for Michael Thomas Approved By: SSA Drafted By: Case ID #: 90A-NY-3151227 (U) UNSUB(S); JEFFREY EPSTEIN - VICTIM; DEATH INVESTIGATION Date: 12/13/2019 Synopsis: (U) On September 6, 2019, OIG SA provided the work schedule for Michael Thomas. .• UNCLASSIFIED//REL TO USA, GBR, IRL EFTA01688289 Trust Fund/Financial Management STAFF BLANK ROSTER (March 10, 2019 thru June 9, 2019) UNIT STAFF SUN MON TUE WED THU FRI SAT COMMISSARY I OFF I I I I I OFF COMMISSARY 2 OFF 3 3 3 3 3 OFF LAUNDRY I OFF I I I I I OFF LAUNDRY2 M.THOMAS OFF 4 4 4 4 4 OFF S& A I OFF I I I I I OFF S& A 2 OH; 3 3 3 3 3 OFF WAREHOUSE I OFF 2 2 2 2 2 OFF I ••• 6:00AM - 2:30PM 2 •••7:00AM - 3:30PM 3•••8:00AM 4:30PM 4•••8:30AM-5:00PM DEPARTMENT HEAD I MON RLPRESEN I A FIVE: DATE POSTED: DALE: 2i119 EFTA01688290 Trust Fund/Financial Management STAFF BLANK ROSTER (June 9, 2019 thru September 7, 2019) UNIT STAFF SUN MON TUE WEI) THU FRI SAT OFF I I I I I OFF . 2 OFF 2 2 2 2 2 OFF UNDRY 1 r0 Y a OFF I 1 I I I OFF -at OFF 2 2 2 2 2 OFF Li Cam -40 A i 1 i I OFF OFF 2 2 2 2 2 OFF - • OFF I 1 I I I OFF iliso I ••• 7:00AM - 3:30PM 2 •"8:OOAM • 4:3OPM DEPARTMENT HEAD UNION REPRItSLN I ATI ft DATE POSTED: Yh4 9 DATE: EFTA01688291 90A-NY-3151227 Serial 168 FD-I036 (12cv. 10-16-2009) UNCLASSIFIED FEDERAL BUREAU OF INVESTIGATION Import Form Form Type: OTHER - Other Title:(U) Daily Assignment Log for Tova Noel Approved By: SSA Drafted By: Case ID It: 90A-NY-3151227 (U) UNSUB(S); JEFFREY EPSTEIN - VICTIM; DEATH INVESTIGATION Date: 12/13/2019 Synopsis: (U) On September 6, 2019, DIG SA provided the daily assignment log for Tova Noel. .• UNCLASSIFIED EFTA01688292 MCC NEW YORK NEW YORK, NY Noel, T - Daily Assignments Data Quarterly Roster Assignment Shift 9/5/2019 3RD QTR 2019 ADMIN LEAVE P/M 10 9/4/2019 3RD QM 2019 ADMIN LEAVE PRA 10 9/312019 3RD QTR 2019 Day Ott 9/2/2019 3RD QTR 2019 Day Off 9/1/2019 3RD QTR 2019 ADMIN LEAVE EM 12 8/31/2019 3RD CITR 2019 ADMIN LEAVE EM 12 8/3012019 3RD OTR 2019 ADMIN LEAVE P/M 10 8/29/2019 3RD QTR 2019 ADMIN LEAVE P/M 10 8/28/2019 3RD QM 2019 ADMIN LEAVE P/M 10 8/27/2019 3RD QM 2019 Day Off 8/26/2019 3RD QTR 2019 Day Off 8/25/2019 3RD QM 2019 ADMIN LEAVE EM 12 8/24/2019 3RD QM 2019 ADMIN LEAVE EM 12 8/23/2019 3RD OTR 2019 ADMIN LEAVE EM 8/22/2019 3RD QTR 2019 ADMIN LEAVE P/M 10 8/21/2019 3RD OM 2019 ADMIN LEAVE P/M 10 8/20/2019 3RD QTR 2019 Day Off 8119/2019 3RD QM 2019 Day Off 8/18/2019 3RD QM 2019 ADMIN LEAVE EAN 12 8/17/2019 3RD QTR 2019 ADMIN LEAVE EM 12 8/16/2019 3RD QM 2019 ADMIN LEAVE EM 12 8/15/2019 3RD QTR 2019 ADMIN LEAVE P/M 10 8/14/2019 3RD QTR 2019 ADMIN LEAVE P/M 10 8/13/2019 3RD QTR 2019 Day Off 8/12/2019 3RD QM 2019 Day Off 8111/2019 3RD QTR 2019 Sick Leave 800/2019 3RD QTR 2019 SHU 111 OT M/W 2 8/10/2019 3RD QTR 2019 Sick Leave atsrzois 3RD OTR 2019 SHU 02 E/VV 12 8/8/2019 3RD OTR 2019 SHU 03 P/M 10 8/7/2019 3RD OTR 2019 SHU 03 P/M 10 8/6/2019 3RD QTR 2019 Day Off 8/5/2019 3RD QTR 2019 Day Off 8/4/2019 3RD QTR 2019 SHU 81 EM 12 8/3/2019 3RD QTR 2019 SHU 41 ENV 12 8/3/2019 3RD QTR 2019 SHU 02 OT DEW 8 8/2/2019 3RD QM 2019 9 NORTH EMI 12 8/2/2019 3RD OM 2019 UNIT 2 OT D/W 8 8/1/2019 3RD OTR 2019 Sick Leave 17 00-22 00 800019 3RD QTR 2019 SHU 63 14 CO-17 00 7/31/2019 3RD QTR 2019 SHU #3 PRd 10 7/30/2019 3RD OTR 2019 Day Off 7/29/2019 3RD OTR 2019 Day Off 7/28/2019 3RD OTR 2019 Sick Leave 7/27/2019 3RD QTR 2019 10 SOUTH 01 MAN 2 7/28/2019 3RD OTR 2019 SHU 02 EM 12 7/25/2019 3RD QTR 2019 SHU 03 P/M 10 7/24/2019 3RD QTR 2019 SHU #3 NM 10 7/23/2019 3RD QM 2019 Day Off 7/22/2019 3RD OTR 2019 Day Off 7/21/2019 3RD QTR 2019 SHU St ENV 12 7/20/2019 3RD QTR 2019 Annual Leave 7/19/2019 3RD QTR 2019 Annual Leave Page 1 9/6/2019 9:19:37 AM EFTA01688293 MCC NEW YORK NEW YORK, NY Noel, T - Daily Assignments Date Quarterly Roster Assignment Shift 7/18/2019 3RD QTR 2019 Annual Leave 7/17/2019 3R0 OTR 2019 Annual Leave 7/16/2019 3RD QTR 2019 Day Off 7/15/2019 3RD QTR 2019 Day Off 7/1412019 3R0 QTR 2019 Annual Leave 7/13/2019 3RD QM 2019 Sick Leave 7/12/2019 3RD QTR 2019 11 NORTH OT 8 7/12/2019 3RD QTR 2019 9 NORTH EM 12 7/11/2019 3RD QTR 2019 SHU P/M 10 7/10/2019 3RD QTR 2019 SHU 03 P/M 10 7/9/2019 3RD QTR 2019 Day Off 7/8/2019 3RD OTR 2019 Day Off 7/7/2019 3RD QTR 2019 11 NORTH r 8 717/2019 3RD QTR 2019 SHU OT MNV 2 7/6/2019 3RD QTR 2019 Sick Leave 7/5/2019 3RD QTR 2019 9 NORTH OT 2W 8 7/5/2019 3RD QTR 2019 SHU ft2 EM 12 7/4/2019 3RD OTR 2019 SHU I13 P/M 10 7/3/2019 3RD OTR 2019 SHU fl3 P/M 10 7/2/2019 3RD OTR 2019 Day Off 7/1/2019 3RD OTR 2019 Day Off 6/30/2019 3RD QTR 2019 SHU 01 EM 12 6/29/2019 3RD OTR 2019 SHU f1 EN/ 12 6/29/2019 3RD OTR 2019 11 SOUTH OT PNW 2 6/28/2019 3RD OTR 2019 SHU 02 EM 12 6/27/2019 3RD QTR 2019 SHU 83 P/M 10 6/26/2019 3RD QTR 2019 SHU1/3 P/M 10 6125/2019 3RD QTR 2019 Day Off 6/24/2019 3RD QTR 2019 Day Off 6/23/2019 3RD QTR 2019 LWOP 6/22/2019 3RD QTR 2019 LWOP 6/21/2019 3RD QTR 2019 LWOP 6/20/2019 3RD QTR 2019 LWOP 6/19/2019 3RD QTR 2019 LWOP 6/18/2019 3RD OTR 2019 Day Off 6/17/2019 3RD QTR 2019 Day Off 6/16/2019 3RD QTR 2019 LWOP 6/15/2019 3RD QTR 2019 LWOP 6/1412019 3RD QTR 2019 LWOP 6/13/2019 3RD QTR 2019 LWOP 6/12/2019 3RD QTR 2019 LWOP 6/11/2019 3RD QTR 2019 Day Off 6/10/2019 3RD QTR 2019 Day Off 6/912019 3RD OTR 2019 LWOP 6/8/2019 2ND QTR 2019 Day Off 6/7/2019 2ND OTR 2019 LWOP Munn 2ND QTR 2019 LWOP 615/2019 2ND QTR 2019 LWOP Page 2 9/6/2019 9:19:37 AM EFTA01688294 90A-NY-3151227 Serial 169 FD-302 (Rev. 5-8-10) •1 of 3. FEDERAL BUREAU OF INVESTIGATION Date of entry 12/19/20) 9 On September 25, 2019 at approximately 1130 hours, the undersigned, along with Special Agent of the Office of the Inspector General, Special Agent of the Federal Bureau of Investigation and Assistant United States Attorneys for the Southern District of New York and did interview Federal Bureau of Prisons correction guard- date of birth-, at the Southern District of NY. This interview was conducted in the presence of attorney. informed that he has been a guard with the Bureau of Prisons (BOP) for approximately three (3) years, all of which have been at the Metropolitan Correctional Center (MCC). informed that he has completed all the basic and required training for being a guard in the BOP and that he is currently the senior officer in the Special Housing Unit (SHU). When asked about his activities for August 9, 2019, assume that's EPSTEIN day". informed that as far worked a 2pm x 10 pm shift and did not see EPSTEIN for shift because EPSTEIN was with his lawyers all day. seeing EPSTEIN at approximately 8 pm and at that time guard that EPSTEIN needed to make a call. made the decision to have EPSTEIN call from the G tier call and believes guards NOEL and were present informed that dialed the number for EPSTEIN. that he did not overhear the conversation and that the call initially and then left before the call ended. the EPSETIN call another inmate, replied "I as he can recall he the majority of his first recalls informed BOP informed that he shower to make the as well. further informed was present for says during was claiming to want to commit thamatigattonon 09/25/2019 at Fikst 90A-NY-3151227 New York, New York, United States (In Person) Date drafted 12/18/2019 by This document contains neither recommendations nor conclusions of the FBI. It is the property of the FBI and is loaned to your agency; it and its contents arc not to be distributed outside your agency. EFTA01688295 9OA-NY-3151227 Serial 169 FD-302e (Rev. 5-8-10) 90A-NY-3151227 Continuation of FU-302 of (U) Interview of 09/25/2019 .page 2 of 3 suicide so that diverted some guards from EPSTEIN. After the all the guards dealt with inmate EPSTEIN needed to be placed back in his cell. recalls no other guard getting up to move EPSTEIN so he made the move at approximately 9:30 pm. round paperwork while he did some administrative computer stuff. informed that before he left he conducted a round and spoke to EPSTEIN and asked "are you good" to which EPSTEIN gave a thumbs up response. said recalls guard NOEL filling out the 30 minute that before he left he went back to guards NOEL and you watch him (referring to EPSTEIN) he's your priority. EPSTEIN seemed normal and was just sitting there. and make sure stated that explained the 30 minute rounds and when asked about the paperwork stated that the exact times are probably off because they are estimates. When told that there is video of the SHU area stated that he would be surprised to see video of the rounds not being conducted. When asked about the round sheets and the sign-off procedures could not clearly remember who did what rounds exactly or what if any rounds he did, only that he would not have signed off on the rounds had they not been conducted. When asked about the count number in the SHU for that date and the number matching the MCC master number stated "this would be a mistake on my part", he probably just used the numbers off the master sheet, and that there count "No". was probably signing off done in response to pressure and having the cleared. was asked several questions about EPSTEIN and specifically if guard advised about EPSTEIN needing a cellmate to which responded When questioned further about the last visit conducted before leaving for the shift, concluded at 1311 hours. gave inconsistent answers. The interview was Further details of the interview and statements made by are recorded on the interview notes which are attached to this report. EFTA01688296 90A-NY-3151227 Serial 169 FD-302a (Rev. 5-8-10) 90A-NY-3151227 Continuation of FD-302 of ( U ) Interview of on 09/25/2019 .page 3 of 3 EFTA01688297 90A-NY-3151227 Serial 170 FD-302 (Rev. 5-8-10) -1 of 2 - FEDERAL BUREAU OF INVESTIGATION Date of entry 12/19/2019 On August 20, 2019 at 1130 hours, the undersigned along with Special Agent of the Office of Inspector General were present at the Manhattan Correctional Center (MCC) for the purposes of interviewing inmate Steven LOPEZ , date of birth and inmate #15934014, in regards to a tip received. LOPEZ informed that he has been at the MCC for approximately two (2) weeks and has been assigned to collect garbage and act as the Warden's orderly. LOPEZ informed that while he is collecting the garbage from the offices MCC staff personnel are to be present. LOPEZ informs that he simply bags the trash from the trash bins in the offices and takes all the trash to the rear gate of the facility. In regards to the tip received that sensitive documents were shredded in an attempt to cover-up or hide issues relating to inmate EPSTEIN or that LOPEZ had knowledge or was involved in a cover-up the following questions were asked and answered: Do you have any information about shredding documents - No Did you overhear anyone talk about shredding documents - No Do you know what if any documents were shredded - No idea what if anything was shredded, just did usual trash bin runs Do you have any information about anything going on, anything about shredded documents, anything about the tip that was received by the FBI - No, no information about any info Did you observe or have any knowledge of any destruction of relevant paperwork or information - No knowledge Do you have any information or knowledge about the "After Action Review" No, just saw all different people around Did you ever hear any rumors about EPSTEIN and the trash or EPSTEIN documents and trash - No, there was a little more shredded trash than usual, maybe 2 days more. invcstigationon 08/20/2019 at File # 90A-NY-3151227 New York, New York, United States (In Person) Date drafted 12/18/2019 by This document contains neither recommendations nor conclusions of the FBI. It is the property of the FBI and is loaned to your agency; it and its contents arc not to be distributed outside your agency. EFTA01688298 90A-NY-3151227 Serial 170 FD-302a (Rev. 5-8-10) 90A-NY-3151227 Continuation of FD-302 of ( ) Steven LOPEZ Interview Ain 08/20/2019 inwc 2 of 2 LOPEZ had no other information relating to EPSTEIN or the tip and informed that he is just trying to stay out of trouble, keep his head down and do his work. LOPEZ informed that he enjoyed the position he has and doesn't want to screw it up in any way. The interview ended at 1145 hours. Further details of the interview and statements made by LOPEZ are recorded on the interview notes which are attached to this report. EFTA01688299 90A-NY-3151227 Serial 171 FD-302 (Rev. 5-8-10) -1 of 2 - FEDERAL BUREAU OF INVESTIGATION Date of entry 32/79/20)9 On August 14, 2019 at approximately 2025 hours the undersigned, along with Special Agent of the Office of the Inspector General, Special Agent of the Federal Bureau of Investigation and Assistant United States Attorneys for the Southern District of New York and did interview Federal Bureau of Prisons Guard , date of birth , at the Southern District of NY. informed that she has been employed by the Bureau of Prisons (BOP) since 12/11/1994 and promoted to Lieutenant around 2010 and has spent her entire career working at the Metropolitan Correctional Facility (MCC). During the interview described the duties and responsibilities of her position as well as the guards she supervises at the MCC. is assigned to the midnight to 8 am shift but routinely arrives at 10 pm. In addition to describing her administrative duties described how a "count" at MCC works and that lieutenants are responsible for supervising one (1) count per shift. described that during the count two guards assigned to the area are to unlock the main gate that separates the cells from the open and common area where the guards are. One guard will walk "down-range" and actually look into each cell and count the number of prisoners inside. Once that count is complete the guard will return to the gate and exchange places with the guard that was left to secure the gate. That guard will then walk "down- range" and count the number of prisoners in the cells. Upon completion the guard will return to the gate, secure it from the outside and record the numbers obtained from their count. Those numbers will be compared to the master list of prisoners on record for being assigned to the cells. In addition to the numbers being recorded and compared to the master list or "E-1" sheet, the guards will call in or receive a call from "internal" and give a verbal record of their count and internal will compare that number to mycmpuonon 08/14/2019 at File # 90A-NY-3151227 New York, New York, United States (In Person) Date drafted 12/18/2019 by This document contains neither recommendations nor conclusions of the FBI. It is the property of the FBI and is loaned to your agency; it and its contents arc not to be distributed outside your agency. EFTA01688300 9OA-NY-3151227 Serial 171 FD-302a (Rev. 5-8-10) 90A-NY-3151227 Continuation of FD-302 of (LI) Interview ,o, 08/14/2019 mg, 2 of 2 the number that they have on file and advise the count matches and is "good" or does not match and a count needs to be conducted again. The count slips prepared by the guards are then placed in an area for pickup by another guard assigned in MCC and brought to "control" for review. In addition to the official counts that are to be conducted at specific times during each shift, informed that guards are also responsible for conducting "rounds" every thirty (30) to forty (40) minutes. During the rounds the guards simply walk the "range" and view that the prisoners are "alive" and in their cells with no issues. The number of prisoners is not recorded but simply the fact that a round was conducted and the officers who conducted it is. When asked stated that she has no knowledge of rounds or counts not being conducted and that no one would tell her if that were the case. made several comments regarding the MCC and staffing describing that guards can only do so much with what they are given and that due to staffing sometimes things happen. informed that in regards to the EPSTEIN death she did not speak with guards THOMAS and NOEL about the events of the evening or early morning hours. The interview concluded at 2205 hours. Further details of the interview and statements made by are recorded on the interview notes which are attached to this report. EFTA01688301 90A-NY-3151227 Serial 172 FD-302 (Rev. 5-8-10) -1 of 2 - FEDERAL BUREAU OF INVESTIGATION Date of entry 12/19/2019 On August 19, 2019 at approximately 1000 hours the undersigned, along with Special Agent of the Office of the Inspector General, Special Agent of the Federal Bureau of Investigation and Assistant United States Attorneys for the Southern District of New York and did interview Federal Bureau of Prisons Guard , date of birth , at the Southern District of NY. informed that he has been a guard with the BOP for approximately six (6) months and is assigned to security but has worked in the Special Housing Unit (SHU) a few times with the last time being August 05, 2019. was shown BOP MCC documents during this interview. The documents were the proper practices, policies and procedures for guards working at MCC. described the duties and responsibilities for guards doing both "rounds" and "counts" and provided the information based upon his knowledge and training and also reading off the documents provided to him. In regards to EPSTEIN, informed that "everybody knew the deal" with him and that he himself was told by several guards and supervisors to keep an eye on him. On the day of EPSTEIN's death station 11 south and informed that he heard commotion. was assigned to also stated "Thank God I wasn't working (SHU), would not happen if I was there, I do my rounds". When asked if had any knowledge of rounds not invcstigationon 08/19/2019 at File # 90A-NY-3151227 New York, New York, United States (In Person) Date drafted 12/18/2019 by This document contains neither recommendations nor conclusions of the FBI. It is the property of the FBI and is loaned to your agency; it and its contents arc not to be distributed outside your agency. EFTA01688302 90A-NY-3151227 Serial 172 FD-302a (Rev. 5-8-10) 90A-NY-3151227 Continuation of FD-302 of ( U ) Interview of , on 08/19/2019 , page 2 of 2 being done or specifically NOEL and THOMAS not doing rounds, replied "no". The interview concluded at 1055 hours. Further details of the interview and statements made by recorded on the interview notes which are attached to this report. are EFTA01688303 90A-NY-3151227 Serial 173 FD-302 (Rev. 5-8-10) -1 of 2 - FEDERAL BUREAU OF INVESTIGATION Date of entry 32/79/20)9 On August 21, 2019 at approximately 0845 hours the undersigned, along with Special Agent Special Agent of the Assistant United States Attorneys and Psychiatrist • District of NY. of the Office of the Inspector General, Federal Bureau of Investigation and for the Southern District of New York did interview Federal Bureau of Prisons , date of birth , at the Southern Dr. informed that she has been with the BOP since 07/17/2000 and that she has been the staff psychiatrist since 2002. Dr. advised as to the procedures and policies in place at the MCC for her role and how inmates meet with the psychiatrists. Dr. 07/23/2019 and conducted a suicide EPSTEIN had no clear recollection of tell that he is "too much of a "doesn't like pain" and that suicide according to , EPSTEIN had many informed that she met with EPSTEIN on risk assessment. According to the incident. EPSTEIN went on to even coward" to commit suicide, that he goes against his Jewish religion. Also normal interactions with those in the psych unit and even those guards that were assigned to observe him. did advise the staff that EPSTEIN would need a cellmate. When the psych staff reviewed EPSTEIN's file in their routine meetings EPSTEIN yielded no factors that would have placed him back in suicide watch. Dr. stated that had she or her department been notified that EPSTEIN changed his will that that would have been a factor that would have warranted a review of his mental state and would have probably been placed back in suicide watch. The interview concluded at 0930 hours. Further details of the interview and statements made by Dr. recorded on the interview notes which are attached to this report. are Investigation on 08/21/2019 at File # 90A-NY-3151227 New York, New York, United States (In Person) Date drafted 12/18/2019 by This document contains neither recommendations nor conclusions of the FBI. It is the property of the FBI and is loaned to your agency; it and its contents arc not to be distributed outside your agency. EFTA01688304 90A-NY-3151227 Serial 173 FD-302a (Rev. 5-8-10) 90A-NY-3151227 Continuation ofFD-302 of ( U ) Interview of Dr. .on 08/21/2019 page 2 of 2 EFTA01688305 90A-NY-3151227 Serial 174 FD-302 (Rev. 5-8-10) -1 of 2 - FEDERAL BUREAU OF INVESTIGATION Date of entry 32/79/20)9 On August 19, 2019 at approximately 1300 hours the undersigned, along with Special Agent of the Office of the Inspector General, Special Agent of the Federal Bureau of Investigation and Assistant United States Attorneys for the Southern District of New York and did interview Federal Bureau of Prisons Guard , date of birth , at the Southern District of NY.\ informed that he has been employed by the BOP for approximately five (5) years and is currently assigned as the Senior Officer of Special Housing (SOS) and 2nd officer of the SHU. advised as to the proper way to do a "round" and "count" which was consistent with BOP memos and information. also advised as to several other practices, policies and procedures of being a guard at the SHU and MCC. did state that in terms of conducting and documenting the "rounds" during the day shift, to which he is assigned, that its fairly easy due to the fact that the guards are always "on the range" interacting with inmates and that generally the times are recorded and approximated at the end of the shift. also stated that he knew EPSTEIN was a high profile prisoner but that at the end of the day EPSTEIN was still just a prisoner and treated him the same. stated that he never heard of guards not doing rounds and that due to his military career he feels he has a higher standard of integrity and would always do what's expected and required of him. also informed that he was aware of EPSTEIN's past suicide attempt and that he was flagged or on the "hot list". stated that on the date prior to EPSTEIN's death he was aware that EPSTEIN was without a cell mate and needed one and notified other guards relieving him from his shift. The interview concluded at 1404 hours. invcs8p8onon 08/20/2019 at File # 90A-NY-3151227 New York, New York, United States (In Person) Date drafted 12/18/2019 by This document contains neither recommendations nor conclusions of the FBI. It is the property of the FBI and is loaned to your agency; it and its contents arc not to be distributed outside your agency. EFTA01688306 90A-NY-3151227 Serial 174 FD-302a (Rev. 5-8-10) 90A-NY-3151227 Continuation of FD-302 of ( U ) Interview of xon 08/20/2019 ins, 2 of 2 Further details of the interview and statements made by recorded on the interview notes which are attached to this report. are EFTA01688307 FD-302 (Rev. 5-8-10) 90A-NY-3151227 Serial 175 -1 of 1 - FEDERAL BUREAU OF INVESTIGATION Date of entry 12/20/2019 Pursuant to a Proffer Agreement, CARLOS SANCHEZ-GALAN was interviewed at the United States Attorneys Office of the Southern District of New York, 1 St. Andrews, New York, New York. In attendance for the Proffer interview were Assistant United States Attorney (AUSA) , AUSA , FBI Special Agent (SA) , and Office of Inspector General SA After being advised of the identity of the interviewing investigators and the nature of the interview, SANCHEZ-GALAN provided information relating to the investigation.(See attached notes taken by AUSA Investigation on 09/09/2019 at File # 90A-NY-3151227 New York, New York, United States (In Person) Date drafted 12/20/2019 by This document contains neither recommendations nor conclusions of the FBI. It is the property of the FBI and is loaned to your agency; it and its contents arc not to be distributed outside your agency. EFTA01688308 FD-302 (Rev. 5-8-10) 90A-NY-3151227 Serial 176 -1 of 1 - FEDERAL BUREAU OF INVESTIGATION Pursuant to a Proffer Agreement, United States Attorneys Office of the Southern Andrews, New York, New York. In attendance for Assistant United States Attorney (AUSA) , FBI Special Agent (SA) , and (OIG) SA Date of entry 12/20/2019 was interviewed at the District of New York, 1 St. the Proffer interview were -• AUSA Office of Inspector General After being advised of the identity of the interviewing investigators and the nature of the interview, provided information relating to the investigation.(See attached notes taken by AUSA tavastiptionon 09/05/2019 at File# 90A-NY-3151227 New York, New York, United States (In Person) Date drafted 12/20/2019 by This document contains neither recommendations nor conclusions of the FBI. It is the property of the FBI and is loaned to your agency; it and its contents arc not to be distributed outside your agency. EFTA01688309 FD-302 (Rev. 5-8-10) 90A-NY-3151227 Serial 177 -1 of 1 - FEDERAL BUREAU OF INVESTIGATION Date of entry 12/20/2019 Pursuant to a Proffer Agreement, CHRISTIAN PEREZ was interviewed at the Southern District of New York (SDNY), 500 Pearl Street, New York, New York. In attendance for the Proffer interview were Assistant United States Attorney (AUSA) , AUSA , FBI Special Agent , and FBI Task Force Officer Detective After being advised of the identity of the interviewing investigators and the nature of the interview, PEREZ provided information relating to the investigation. (See attached notes taken by AUSA Investigation on 08/21/2019 at File # 90A-NY-3151227 New York, New York, United States (In Person) Date drafted 12/20/2019 by This document contains neither recommendations nor conclusions of the FBI. It is the property of the FBI and is loaned to your agency; it and its contents arc not to be distributed outside your agency. EFTA01688310 FD-302 (Rev. 5-8-10) 90A-NY-3151227 Serial 178 -1 of 1 - FEDERAL BUREAU OF INVESTIGATION Date of entry 12/20/2019 Pursuant to a Proffer Agreement, JASON MOJICA was interviewed at the Southern District of New York (SDNY), 500 Pearl Street, New York, New York. In attendance for the Proffer interview were Assistant United States Attorney (AUSA) , AUSA , FBI Special Agent (SA) , and Office of the Inspector General SA After being advised of the identity of the interviewing Agents and the nature of the interview, MOJICA provided information relating to the investigation. (See attached notes taken by AUSA Investigation on 09/10/2019 at New York, New York, United States (In Person) Nett 90A—NY-3151227 Date drafted 12/20/2019 by This document contains neither recommendations nor conclusions of the FBI. It is the property of the FBI and is loaned to your agency; it and its contents arc not to be distributed outside your agency. EFTA01688311 FD-302 (Rev. 5-8-10) 90A-NY-3151227 Serial 179 -1 of 1 - FEDERAL BUREAU OF INVESTIGATION Date of entry 12/23/2019 On August 26, 2019 at approximately 1433 hours, the undersigned, along with Special Agent of the Office of the Inspector General, Special Agent of the Federal Bureau of Investigation and Assistant United States Attorneys for the Southern District of New York and did interview Federal Bureau of Prisons , date of birth at the Southern correction guard District of NY. informed that he has been a Bureau of Prisons guard since 2016 and has always been stationed at the Metropolitan Correctional Center. provided information as to various guard duties and responsibilities including the proper way to do counts and rounds. is currently assigned to "control". was not working or at the MCC at the time of Epstein's discovery and death and stated that he has heard no rumors or information relating to Epsetein or the incidents that transpired prior to or directly after Epstein was discovered. Further, informed that he never really had any interaction with Epstein as an inmate. The interview concluded at 1453 hours. Further details of this interview and statement are recorded on the interview notes attached to this report. invcsugationon 08/23/2019 m New York, New York, United States (In Person) Nest 90A-NY-3151227 Date drafted 12/23/2019 by This document contains neither recommendations nor conclusions of the FBI. It is the property of the FBI and is loaned to your agency; it and its contents arc not to be distributed outside your agency. EFTA01688312