EFTA Document EFTA01728083

Eileen G-u,n °Ake\ INN EFTA01728083 • Law Enforcement Report Pagel of 12 Ny 71,,,o,,y Important: Tho Public Records and commorcialty available data sou-cos used on reports have errors. Data is somot mos entered poorly. processed incorrectly and rs generally not free from defect. This system should not be relied upon as definitively accurate. Before relying on any data nis system supplies, it shoud be independently verified For Secretary of State documents, the following data is for information purposes only and is not an official record. Cer.ified copies may be obtained from that individual stato's Department of State. Law Enforcement Report Law Enforcement Report Date: 05'15/07 Report processed by: FBI-LS 600 Martin Luther King Jr Place Louisvite. KY 40232-2231 (502) 583-3941 Main Phone Subject Information: Name: Da Age SS D1: xxx-xx-xecx issued in NEW JERSEY between 0110111966 and 12/31/1967 View Al SSN Sources Names Associated With Subject: View Al Name Variations Sources Age: JERS DOB. JERS DOS: JE DOS: tea-loi n EW JE ten 01/1966 and 12/31/1967 Age: een 01/1966 and 12/31/1967 Age: een 01/1966 and 12/31/1967 e: oe een I I/C1/1966 and 12/31/1967 Others Associated With Subjects SSN: (DOES NOT usually imitate any type of fraui or deception [Ncne Found) Comprehensive Report Summary: Names Associated With Suotect 4 Found Others Assooated With Subjects SSN None Found t g r i f Possible Criminal Records None Found O Sexual Offenses None Found Q Dnver's License None Found a Motor Vehicles Registered None Found 4 Florida Accidens None Found Concealed Weapors Permit None Found j;..• Poop eat Work Nonc Found 0 Professional Licenses None Found 04, FAA Certifications None Found Report Legend: S -Shared Address D Deceasec _Probable Curren: Address Imps:fisecure.accurint.comtapp/bps/report 8/15/2007 EFTA01728084 ' Law Enforcement Report Page 2 of 12 + FAA Airc-afts None Found ... Watercraft None Found E Voter Registration 2 Found *Hunting/Fishing Permit None Found t , Bankruptcies None Found I. Liens and Judgments None Found fit UCC 'Hinge None Found it POSSiDIC Properties Owned 7 Found • ( Possinle Associates 2 Found il Possble Relatives 1st Degree • 2 Found 2nd Degree - None Found 3rd Degree - None Found Ail Neighbors 1st Neighborhood - 6 Found 2nd Neighborhood - 6 Found 3rd Neighoorhood - 6 Found 4th Neighborhood - 5 Found Address Summary: View All Address Variation Scurries Address County Dates Maps NEW YORK NY 10003.2667 NEW YORK Jan 1983 - Jul 2007 Mop NEW YORK NY 10003-2637 NEW YORK Dec '995 - May 2007 Map DNSOE TOWNSHIP NJ 08831.4832 MIDDLESEX Mar 2006 Map • R NCETON NJ 08540-3016 MERCER Jun 1982 - Mar 2066 Map NEW YORK NY 10003-2667 NEW YORK 2003 - 2006 Map GREENACRES FL 33415-9089 PALM BEACH 2000 - Jan 2004 Map MONROE TOWNSHIP NJ 08831- MIDDLESEX 2002 - 2003 Map nab PRINCETON NJ 08540-6825 • INCETON NJ 08540-5349 MERCER MERCER Dec 1984 - Jun 1987 May 1982 - Jan 1983 Map Map Ac ' ddress(es): View All Address Variation Sources ilikA I NEW YORK NY 10003-2667. NEW YORK CCUNTY (Jan 1983 - Jul 2007) lghborhood Profile (2000 Census) Average Age- 44 Medan Household Income: 572.029 Medan Owner Occupied Home Value: 5280.200 Average Years of Education: 17 4 NEW YORK NY 10003-2637. NEW YORK CCUNTY (Dec 1995 - May 2007) Wing -borhood Profile (2u00 Lonsus) Average Age: 44 Median Household Inoome: 572.029 Median Owner Occupied Home Value: 5280.200 Average Years of Education 17 Previous And Non-Verified Address(es): View All Address Vanaton Sources TOWNSHIP N. 08831-4882. MIDDLESEX COUNTY (Mar 2006) roperty Ownership n orma ion for this Address Property: Parcel Number - 12-00027-0001-00025-0146-C-008B Book - 005647 haps://secure.accunnt.comfapp/bps/report 8/15/2007 EFTA01728085 ' Law Enforcement Report Page 3 of 12 Page • 000843 Name Own r1 Address ONROE TOWNSHIP NJ 08831-4731, MIDDLESEX COUNTY Owners ress EW YORK NY 10003-2634, NEW YORK COUNTY Lard Usage - SIN ESIDENCE Sale Date - 01/31/2006 Sale Price - $10 Name of Seller -- Property: Parcel Number - 12-00027-0001-00025-0146-C-0088 Book - 005647 Page - 000851 Lot Number - 25 Name Own r 1 Address OE TOWNSHIP NJ 08831-4882. MIDDLESEX COUNTY Owners ress . MONROE TONNSHIP NJ C8831-4882, MIDDLESEX COUNTY Lard Usage - CONDOMINIUM Total Value - $119.700 Lard Value - $35.000 Improvement Value • S84.700 Sale Date - 01/31/2036 Sale Price - 624 Name of Seller Legal Description - Neighborhood Profile (2000 Census) Average Age: 67 Median Household Income: $57.273 Medan Owner Occupied Home Value: 5234900 Average Years of Educaton: 14 PR NCETON NJ 08540-3016. MERCER COUNTY (Jun 1982 - Mar 2006) t Address: urr Curr en: Props y owners ip Information for this Address Property: Parcel Number - 09-00010-3002-00021 Book - 002189 Page • 000163 Lot Number - 21 Name Owner 1 - Name Own Address J 08540-3016, MERCER COUNTY Owner's ress . NEW YORK NY 10003-2607. NEW YORK COUNTY Lard Usage - SF Total Value - $1.013900 Land Value - $-40Z000 Improvement Value $611900 Land Size - 11.578 Sale Price - $21 Name of Seller Legal Descnption - Neighborhood Profile (2000 Census) Average Age: 26 Medan Household Inxime: $118.385 Median Owner Occupied Home Value: $875,000 Average Years of Education. 14 NEW YORK NY 10003-2567, NEW YORK COUNTY ( 2003 - 2006) Cur Prope y wnership Information for this Address Property: Parcel Number - 3899-0032 Book - 000000 Page - 000000 Lot Number • 0032 Name Own r 1 - F OND AV 323-27 AddreSS NEW YORK NY 10003-2634 Land Usage 7 Sale Date - 11/25/1986 https:hsecure.accurint.comfapp/bps/report 8/15/2007 EFTA01728086 ' Law Enforcement Report Page 4 of 12 Sala Price - 510.730 000 Neighborhood Profile (2000 Census) Average Age: 44 Medan HouSenold Income: 572,029 Medan Owner Occupied Home Value: $280,200 Average Years of EdLcaton: 17 GREENACRES FL 33415-9089. PALM BEACH COUNTY ( - Jan 2004) Cur Property Ownership Information for this Address Property: Parcel Number • 18-42-44.15-05-538-0020 Book - 016413 Page - 001790 Name Address R NA RES FL 33415-9089. PALM BEACH COUNTY Owner's ress , GREENACRES FL 33415-9389, PALM BEACH COUNTY COUNTY COUNTY Lard Usage - CCNDOMINIUM Subdivision Name - PINE RIDGE CONDO 01 NORTH Total Value - $143.000 Lard Size - 43.560 Binding Sze 1370 Year Built- 1982 Sale Date - 12/2812033 Sale Price - 6107 Name of Seller Legal Description - Larder Name - HOMEBANC MT Property: Parcel Number - 18-42-44-15-05-538-3020 Book - 016413 Page - 001790 Name Owner 1 - Address - A = FL 33415-9069. PALM BEACH COUNTY Owners GREENACRES FL 33415-9089, PALM BEACH Lard Usage • CONDOMINIUM (RESIDENTIAL) Sale Date - 12/282003 Sale Price - 5107.000 Name of Seller Loan Term - ao Larder Name - HOMEBANC MTG Property: Parcel Number - 18-42-44-15-05-538-0020 Book - 000000 Page - 00000) Lot Number - 00 Name Owner 1 Name Ow. r Address - RES FL 33415-9089, PALM BEACH COUNTY Owner's , MONROE TOWNSHIP NJ 08831-4708. MIDDLESEX Land Usage - CONDOMINIUM Subdivision Name - PINE RIDGE CONDO 07 NORTH Total Value - 561,635 Land Size - 43,560 Building Sze • 1.370 Year Built - 1982 Legal Description - PINE RIDGE NORTH I CON) BLDG 538 UNIT B MONROE TOWNSHIP NJ 08831-4708, MIDDLESEX COUNTY ( 2002 - 2003) Arsenic • Property Ownership Information for this Address Property: Parcel Number - 00027-0002-00026-0192 Book - 005278 Page - 000487 Name Owner 1 https://secure.accurint.com'app/bps/report 8/15/2007 EFTA01728087 • Law Enforcement Report Page 5 of 12 Address OE TOWNSHIP NJ 08831-4708, MIDDLESEX COUNTY Owners ress MONROE TOWNSHIP NJ 08831-4708. MIDDLESEX COUNTY Lard Usage - SINGLE FAMILY RESIDENCE Sale Date - 12/05/2033 Sale Price - $230 Name of Seller - TRUST Neighborhood Profile (2 Average Age: 75 Median Housenold Income: 539.669 Median Owner Occupied Home Value: S1c6.700 Average Years of Educaton: 14 Ml PRINCETON NJ 08540-6825, MERCER COUNTY (Dec 1984 - Jun 1987) erg Neighborhood Profile (2000 Census) Average Age: 32 Median Housenold Incorre: 553.162 Median Owner Occupied Home Value: $634,100 Average Years of Educaton: 19 PRINCETON NJ 08540-5349. MERCER COUNTY (May 1982 - Jan 1983) urr t Address: Props y mars ip Information for this Address Property: Parcel Number • 10-08702-0000-00018 Book - 000000 Page - 000000 Lot Number - 18 Name Own r 1 - Address - - NJ 08540-5349 Owners ress HOBE SOUND FL 33475-1546 Lard Usage - SF Total Value - 5237.300 Land Value - 5140.000 Improvement Value • $97,300 Land Size - 10.454 Neighborhood Profile (2000 Census) Ave:age Age. 35 Mecian Housenold Income: $44.299 Mecian Owner Occupied Home Value: $336.800 Aveage Years of Educaton: 18 es Possible Criminal Records: [Nene Found] $ Sexual Offenses: [Ncne Found: Driver's License Information: [None Found: Motor Vehicles Registered To Subject: [None Found] Florida Accidents: [None Found; Concealed Weapons Permit: [None Found' People at Work: [None Found] https:Csecure.accunnt.comtapp/bps/repon 8/15/2007 EFTA01728088 • Law Enforcement Report Page 6 of 12 *Professional License(s): [None Found] *FAA Certifications: [None Found] + FAA Aircrafts: [Nene Found] OWatercraft: [None Found] ®Voter Registration: Name: Resid DOB: Gender: ems e Last Vote Date: 11/02/2004 Registration Date: 10/04/1983 Political Party. DEMOCRAT State of RegistraSon' New Jersey Status: ACTIVE Name: Maili DO G . Registration Date: 10/1983 Political Party DEMOCRAT State of Registra:ion New Jersey Status ACTIVE PRINCETON NJ 08540-3016 PRINCETON NJ 08540.3018 la Hunting/Fishing Permit: [None Found] 4 Bankruptcies: [None Found] 112 Liens and Judgments: [None Found] UCC Filings: [None Found] &Possible Properties Owned by Subject: Property: Parcel Number- 12-00027-0001-00025-0146-C-0088 Book - 005647 Page - 000843 Name Address- ONROE TOWNSHIP NJ 08831.4731. MIDDLESEX COUNTY Owner's W YORK NY 10003-2634: NEW YORK COUNTY Land Usage - SIN ESIDENCE Sale Dale - 01/31/2006 Sale Price - $10 Name of Seller - Property! Parcel Number - 12-00027-0001-00025-0146-C-008B Book - 005647 Page - 000051 Lot Number - 25 https://secure.accurint.com/app/bps/report 8/15/2007 EFTA01728089 Law Enforcement Report Page 7 of 12 Name Ow Address OE TOWNSHIP NJ 08831-4882. MIDDLESEX COUNTY Owners ress MONROE TOWNSHIP NJ 08831-4882. MIDDLESEX COUNTY Land Usage - CO Total Value - $119,700 Land Vale - 535.000 Improvement Value • $84.700 Sale Date - 31/31/2006 Salo Price - $24 Name of Seler Legal Descnpbon - Property: Parcel Numoer - 18-42-44-15-05-538-0020 Book - 016413 Page • 031790 Name Own Address- t< R ENA R FL 33415-9089. PALM BEACH COUNTY Owner's A ress - GREENACRES FL 33415-9089. PALM BEACH COUNTY Land Usage - CON S.ibtivison Name - PINE RIDGE - Total Va.ue - $143,000 Land Size - 43,560 fielding Size - 1,370 Year Built - 1982 Sale Date - 12/28/2003 Sale Price - $107 Name of Se ler • Legal Description - Lender Name • HOMEBANC Property; Parcel Number- 18-42-44-15-05-538-0020 Book -016413 Page - 031790 Name Own r 1 - RD Address GRFFNACRES FL 33415-9089 PALM BEACH COUNTY Owners ress GREENACRES FL 33415-9089, PALM BEACH COUNTY Land Usage - CO Sale Date - 12/28/2003 Sale Price - $107-0O0 Name of Serer Loan Term 30 Lender Nome - HOMEBANC MTG Property: Parcel Numoer • 09-00010-000247O021 Book 002189 Page• 000163 Lot Number • 21 Name Owner 1 - Name Own Address- NJ 08540-3016. MERCER COUNTY Owner's A ress - NEW YORK NY 10003-2667, NEW YORK COUNTY Land Usage • SFR Total Va ue - $1.013.900 Land Va ue - $402,000 Improvement Value - $611.9O3 Land Size - 11.578 Sale Price - $210 Name of Seder • Legal Descnpbon - - Property: Parcel Numoer - 18-42-44-15-05-538-0020 Book - 030000 Page - 000000 Lot Number - 002 Name Owner 1 - Name Ow Address ES FL 33415-9089. PALM BEACH COUNTY Owners ress MONROE TOWNSHIP NJ 08831.4708. MIDDLESEX COUNTY Land Usage - CO Subcivision Name - PINE RIDGE Total Value - $61.635 Land Size - 43.560 hups:ilsecure.accurint.comiapp/bps/report 8/15/2007 EFTA01728090 • Law Enforcement Report Page 8 of 12 Bulking Size - 1.370 Year Burt - 1982 Lega Descrption - PINE RIDGE Property: Parcel Number - 18-42-44-15-05-538-0020 Book - 003690 Page - 001171 Lot Number - 00 Name Owner 1 • Name Cm Address Owner's ress E. MONROE TOWNSHIP NJ 08831-4708. MIDDLESEX COUNTY Land Usage - COND Subchvison Name - PINE RIDGE Total Value • 550.400 Improvement Value - 550.400 Land Size - 43,560 Buildng Size • 1.370 Year Built - 1982 Sale Price - 956.300 Legs. Description - PINE RIDGE "'Possible Associates: D LESTER GUGGENHEIM DO3: IMEM)OD:11/21/1998 (PALM BEACH FL) Age at Death: 89 (3orn 98 years ago) - Verified xxx-xx-xnx issued in PENNSYLVANIA between 01/01/1936 and 12/31/1951 Names Associated with Associate: D LESTER GUGGENHEIN DOB DOD:11/21/1998 (PALM BEACH. FL) Age at Death: 89 (Born 98 years ago) - Verified xxx-xx-xxxx issued in PENNSYLVANIA between 01/01/1936 and 12/31/195 Previous And Non-Verified Addross(es): $ Aug 20 1 MONROE 'OWNSHIP NJ 08831.4731. MIDDLESEX COUNTY (Oct 2002) MONROE TOWNSHIP NJ 08831.4708. MIDDLESEX COUNTY (May 1993 - GREENACRES FL 33415-9089, PALM BEACH COUNTY (Nov 1984 - Sep 2 Y RK NY 10017-5705. NEW YORK COUNTY (Oct 1998) GREENACRES FL 33415-8999, PALM BEACH COUNTY (Nov 1994) Y NJ 08090-2503. GLOUCESTER COUNTY :Jan 1983 - Dec 1991) D SYLVIA GUGGENHEEIM DOB: DOD:09/16/2005 (PALM BEACH. FL) Ago at Death: 87 (Born 89 years ago) - Verified xxx-xx-xxxx issued in PENNSYLVANIA between 01/01/1936 and 12/31/1951 Names Associated with Associate: D SYLVIA A GUGGENHEIM DOB: DOD:09/16/2C05 (PALM BEACH, FL) Age at Death 87 (Born 89 years ago) - Verified xxx-xx-xxxx issued in PENNSYLVANIA between 01/C1/1936 and 12/31/195' ed Address(es): NEW YORK NY 10016-1901. NEW YORK COUNTY (Feb 2004 - Jul 2007) MONROE TOWNSHIP NJ 08831-4731, MIDDLESEX COUNTY (Oct 2002 - .16n 2006) . SANTA MONICA CA 90405-2283, LOS ANGELES COUNTY (Jan 2005 - Jun 2C05) MONROE TOWNSHIP NJ 08831-4731. MDDLESEX COUNTY (Oct 2002 - Aug 2004) YORK NY 10017-67C5. NEW YORK COUNTY (Oct 1998 - Feb 2034) MONROE TOWNSHIP NJ 08831-4708. MIDDLESEX COUNTY (Jul 1990 - Jun 20311 GREENACRES FL 33415-9089. PALM BEACH COUNTY (Dec 1994 - Apr 2003) GREENACRES FL 33415-8999. PALM BEACH COUNTY (Nov 1994) I. i POSSIble Relative Summary: (Click on name to ink to more details within this report- No Charge) - (AKA), Age. (AKA). Age https:bsecure.accurint.comiapp/bps/report 8/15/2007 EFTA01728091 ' Law Enforcement Report Page 9 of 12 Cu Possible Relatives: e: neeexeuout issued n Ag NEW JERSEY between 01/01/1981 and 12/3111983 kianan.Asseelatastwith Rilati OCS xxx-xx-mx isnu in NEW DOB: tween 1/0111981 and 12/31/1983 Age: een11/0111961 and 12/31/1963 NEW Address(es): NEW YORK NY 10003-2667. NEW YORK COUNTY (Jun 1982 - Jul 2007) ess: etl Addres8(n): NEW YORK NY 10003-2887, NEW YORK COUNTY (Dec 1987 - Jun 2007) PRINCETON NJ 08540-3016, MERCER COUNTY (Jun 1982 - 2006) Address: t this ss: . PRINCh iLiN NJ C8540-3817, MERCER COUNTY (Oct 1991) PRINCETON NJ 08540-5340. MERCER COUNTY (May 1982) urr t Address: *11Neighbors: Naiad: s(es): NEW YORK NY 10003-2667. NEW YORK COUNTY (Jul 2003 - Jul 2007) NEW YORK NY 10003.2667. NEW YORK COUNTY (Jan 1983 - Jul 2007) . NEW YORK NY 10003-2687, NEW YORK COUNTY (Jun 1982 -Jul 2907) Age: ed in NEW JERSEY between 0191/1961 and 12/31/1963 Ace: NE a Y 10Ø26d7, NEW YORK COUNTY (Jan 1976 -Jul 2007) Age OR tween 01/01/1969 and 12/31/1962 W Yii;l01.3.266 i NEW YORK COUNTY (Jan 1978 -Jul 2007) - issued in UT be een 01/01/1954 and 12/31/1958 DO Age: W YO 266 NEW YORK COUNTY (Jan 1964 -Jun 2007) DOB: e. between 01/01/1936 and 12/31/1951 NEIYORK COUNTY (Nov 1989 -Jul 2007) DOB: Age: https://secure.accurint.corn/app/bps/report 8/15/2007 EFTA01728092 Law Enforcement Report Page 10 of 12 - - issued in NEW YORK between 01/01/1975 and 12/31/1978 • NEW YORK NV 10003-2667. NEW YORK COUNTY (Aug 2000 -Jul 2007) e DOB: ETT between 01/01/1985 and 12/31/1987 t) Age: Y b eien 01/01/1972 and 12/31/1973 Ns' • xxx-xx-xxax issued in between 01/01/1989 and 12/31/1989 P TON N 16, M1 0ER COUNTY (Jun 1982 - Mar 2006) DOB: Current st address: Proof NCETON NJ 08540-3015, MERCER COUNTY (Dec 2003 - Jul 2007) e: xxx-xx•xxxx *sued in MARY in NEW lOOB: eon /01/1969 and 12/31/1970 e: n I/01/1991 and 12/31/1991 • • nCON • belwt 01/01/1966 and 12/31/1987 Aoe: DOB: Age: . PRINCETON NJ 08540-3016. MERCER COUNTY (Sep 1986 - Jul 2007) es DOB: Age: x -xx-x in x ed INeI 43 eon 1/01/1! and 12/31/1968 DO -XX-X)Yat Ag 'SS ' e een01/1965 and 12/31/1986 PRINCETON NJ 08540-3016. MERCER COUNTY (Jun 1995 - Jul 2007) xx-xxxx issued .n DOB: mil Age: YORK tteen 01/01/1982 and 12/31/1984 DOB: Age:. en 01/ 1/1969 and 12/31/1970 DOB: Age: • ien 0 1/1960 and 12/31/1982 Age: *sued DOB: issued in A A9e: between 01/01/1987 and 12/31/1988 xXx-xx-vout issued in ILLINOIS between 01/01/1969 and 12/31/1970 hi Nell.l. PRINCETON NJ 08540-3015. MERCER COUNTY (Jan 1983 - Jul 2007) 0 IONE M SHEAR DOB: t1 DOD:01/15/2005 Age at Death: oft (Bom 71 years ago) - - - , Acjed.in MASSACHUSETTS between 01/01/1953 and 12/31/1957 - - tad i RAS:Y.10Nreefl 01/01/1961 and 12/31/1963 It, - - i Dectain -ARgSeE:etween 01/01/1978 and 12/31/1977 xxx•xx•iaxx in ERSErbetween 01,01/1976 and 12/31/1977 PRINCETON NJ 08540-3016. MERCER COUNTY (Mar 2001 - Jul 2007) 85 DOBRIMII xxxixicioxx sauce n OHIO e n 1/ 1/ 3 nd 12/31/1983 • DOB: Age: - x- xxx ssued in OHIO betwe n / 1/196 nd 12/31/1963 https://secure.accurint.com/app/bps/report 8/15/2007 EFTA01728093 ' Law Enforcement Report Page 11 of 12 PRINCETON NJ 08540-3015. MERCER COUNT" (Aug 1987 - Jul 2007) es DOWAg i e XAS 01 1 and 12/31/1955 DOB: As n NEW Y n 1/1962 and 12/31/1963 Ne' • TOWNSHIP NJ 08831-4882, MIDDLESEX COUNTY (Mar 2008) NROE TOWNSHIP NJ 088314731. MIDDLESEX COUNTY (Jun 2006 - May 2007) xxx xx xrxx sai in TOWN HIP N 08831-47 1, MIDDLESEX COUNTY (Dec 1996 -Jul 2007) OW: Age: EVI Y een O'i 1/1952 and 12/31/1954 NRO T A HIP NJ 31-4731, MIDDLESEX COUNTY (Apr 2006 - Jul 2007) DO Age Y een 01/01/1965 and 12131/1966 TOVYN11.183"-4X. MIDDLESEX COUNTY( 2003 - Jul 2007) DOB: Age: xxx-xx-xxxx ssu in NEW een 1/1959 and 12/31/1962 Jul 2007) No' borhood• MONROE TO'NNSH P NJ 08831.473'. MIDDLESEX COUNTY (Mar 2000 - Jun 2007) Ago: w-xx-xxxx ed in NEW YORK between 01/01/1936 and 12/31/1951 MONROE TOWNSHIP NJ 08831.4731. MIDDLESEX COUNTY (Feb 1993 - IIIII Age: xxx-xx-xxxx in NEW DOB: Y een 011/1936 and 12/31/1951 Res • GREENACRES FL 33415-9089. PALM BEACH COUNTY ( 2000 - Jan 2004) DOB: DOin xxx F si ft s Age/ 01/1988 and 12/31/1988 Age: 0 01/1973 and 12/31,1974 DOB: e. FLORI 1 • / /1993 and 01/03/1994 DOB: ge: xxx-xx-xxxx issuedm MAS S be een 01/01/1989 and 12/31/1990 ddresstesl: GREENACRES FL 33415-9077. PALM BEACH COUNTY (Nov 2001 - Jul 2007) Age: xxx-xx-xxxx issued in EY bin n 1 1/1981 ( 1213111962 DOB: e: xxx-xx-xxxx issued in FLORIDA between arid . 31/1987 XXIC-XX•XXXX ISSU FLOR ENAC1.415-81. PALM BEACH COUNTY (Jul 2003 - Jun 2007) DOS: Age: een 04 /2001 end 12/31/2099 Cuimnt (Annex lintael se thic arldrome- GREENACRES FL 33415-9089. PALM BEACH COUNTY (May '993 - Jun 2007) Res, DOB: xxx...xxxx issued in II etw n 1/ 1/1936 nd 12/31/1951 DOB: Age: httpslisecure.accurint.com'app/bpstreport 8/15/2007 EFTA01728094 I- • • Law Enforcement Report Page 12 of 12 Current phones listed at this address: Jul 2007) Res GREENACRES FL 33415.9089. PALM BEACH COUNTY (Oct 1980 Jul 2007) DOB: 008: Age.. ewe n 0141/1971 and 12/31;1972 Age Age: 3O3C-XX-O0O( issued Fn FLORIDA Ise DOB' eon 101/2 ard 01/C3/2005 01/20/ ard 08/01/2002 GREENACRES FL 33415.9089. PALM BEACH COUNTY (Dec 1995 - Residents' ?DX- -XXXX issued n NEW YORK 01 JP and 12/31/1951 DOB: Age: /10 DOB: Age: xrc-xx-xxxx issued n NEW YOR en 1/01 36 and 12/31/1951 Source Information: Al Sources Persor Locator 1 Voter Reg &Vat:ions Historical Person Locator Persor Locator 2 Deed Trarsfers Tax Assessor Records 49 Source Document(s) 1 Source Docurnent(SI 2 Source Docurnengs) 15 Source Docaurnongs) 8 Source Docurnengsi 4 Source Docurnengsl 19 Source Document(s) haps:// secure.accurint.comiapp/bps/report 8/15/2007 EFTA01728095 • Princeton University Office of Development - Eileen Guggenheim Page 1 of 2 GIVING to PRINCETON Search this sn ANNUAL GIVING UNIVERSITY PRIORITIES WHY GIVE? WAYS TO GIVE MAKE A GIFT NE Home > Volunteer > Volunteer Profiles Eileen Guggenheim Volunteer v Volunteer Profiles Terdema Ussery > Eileen Guggenheim Joseph Gatto Henry Wendt 0 Eileen P. Guggenheim *82 University Trustee Eileen P. Guggenheim '82 does not know quite begin when asked to recall her most memorable experiences as a student in art and archaeology at Princeton. so she offers an infom She mentions the distinguished faculty members she learned from Kurt Weitzmann, the great scholar of Byzantine art, and Peter C. Bunnell, David Hunter Professor of the History of Photography and Modem Art, Emeritus. She cites the acces≤ the expert curators and rich materials of the Princeton University Art Museum. She disci of working with undergraduates, whose exuberance serves as a nice balance to the quit scholarship. And she emphasizes how much the small size of classes and programs me other students. -Every encounter with a professor was intimate — and that makes all th( an education: she says. Guggenheim should know, because her busy. post-Princeton career—she taught at the three years after receiving her PhD—has been devoted in good measure to promoting tl education. With a handful of others in the early 1980s. she launches the New York Acac which thrives today in its mission of teaching traditional skills to artists—thereby helping reinvigorate representational and figurative art. She taught at the school, was dean and of development there, and today is special adviser to its board of trustees. Moreover, her interest in art education extends beyond U.S. borders. In recent years, G worked on the start-up of a new drawing school. founded by Prince Charles. in London. trustee of the Prince of Wales's foundation for urban design and architecture. Guggenhc transatlantic work seriously enough that in 2001 she earned a masters degree from Tuft Fletcher School of Law and Diplomacy. Guggenheim is married to Russell C. Wilkinson, and their daughter Isabel C. Wilkinson. of the Class of 2008. Named a trustee in 2003, she carves out a lot of time for Princeton other capacities. Guggenheim is a leader in the Graduate Alumni Annual Giving effort, v most recent campaign raised a record amount. She has worked extensively on behalf of Council and is chair of the Trustees' Alumni Affairs Committee. Her other roles range frc the Women in Leadership steering committee to volunteering in career services. http://giving.princeton.edu/volunteer/profiles/guggenheim.xml 8/15/2007 EFTA01728096 Princeton University Office of Development - Eileen Guggenheim Page 2 of 2 Volunteer Volunteer Profiles Terdema Ussery > Eileen Guggenheim Joseph Gatto Henry Wendt She sees her work, she says, as 'returning the favor' to Princeton. "Education. and part: education, is the most important thing there is,' Guggenheim says. "Princeton is a rema and it is sustained by the people who received a great education there—and then decide back' Printable Version E-mail Ankle Staff Directory I Contact Us I Princeton.edu I Alumni Association I Employment Opportunities 2007 The Trustees of Princeton University hup://giving.princeton.edukolunteer/profiles/guggenheim.xml 8/15/2007 EFTA01728097 Princeton University names six new trustees Page I of,/ I up News from PRINCETON UNIVERSITY Office of Communications 22 Chambers St. Princeton, New Jersey 08542 Telephone 609-258-3601; Fax 609-258-1301 For immediate release: June 27, 2003 Contact: Patricia Allen, (609) 258-6108, allet Lteton.edu Editors: CORRECTS biographical information on James McDonnell Ill from June 26 release; ADDS hometown information for new trustees. Princeton University names six new trustees PRINCETON, N.J. -- Princeton University has named six new members of its Board of Trustees. The board elected Peter Lewis, James McDonnell ill and Louise O'Brien to four-year terms as term trustees. Princeton alumni elected three board members, Eileen Guggenheim, Olivier Kamanda and Rajiv Vinnakota, also to four-year terms. The Board of Trustees is responsible for the finances and funds of the University. It approves the operating and capital budgets, supervises the investment of the University's endowment and oversees campus real estate and long-range physical planning. The trustees also exercise prior review and approval concerning changes in major policies, such as those in instructional programs and admission, as well as tuition and fees and the hiring of faculty members. Following is information about Princeton's new trustees: Eileen Guggenheim, of New York, is an educator and philanthropist who currently serves as vice chair of the Prince's Foundation, an organization founded by the Prince of Wales in London. She also is founder and president of the Villore Foundation, a philanthropic organization that supports educational institutions in the arts internationally. Guggenheim is the first graduate alumna elected to the board from a slate of candidates not solely comprised of graduate alumni. Guggenheim earned her doctoral degree in art and archaeology from Princeton in 1982. She began teaching while at Princeton and went on to pursue a career in education, helping to found what is now the New York Academy of Arts. In her many years with the academy, she served as a professor and head of art history, dean of students and vice president of development. She currently is a special adviser to its Board of Trustees. Olivier Kamanda, who graduated from Princeton in June, majored in operations research and financial engineering. Kamanda, of Chevy Chase, Md., was elected a "young alumni trustee" by recent graduates and upperclassmen. He has served as vice president, class senator and minority issues action committee chair of the Undergraduate Student Government. As founder and coordinator of the Ideas in Action Lecture Series, Kamanda has sought to address social awareness and increased student involvement in political and social issues. He also has served as editor of Kruller Literary http://www.princeton.edu/pr/news/03/q2/0627-trustees.htm 8/15/2007 EFTA01728098 http://newyorksocialdiary.com/partypictures/2005/05 09 05/images/tribecaball/RussellWi... 8/15/2007 EFTA01728099 Page 1 of 1 hup://www.newyorksocialdiary.com/partypictures/2006/03 08 06/images/shvoiWilkinson... 8/15/2007 EFTA01728100 'I EFTA01728101 Law Enforcement Report Page 1 of 10 Important: Tie Public Records and commercial.y available data sources used on reports have errors. Data is somet mes entered poorly, processed incorrecty and s generally not free from defect This system should not be relied upon as Cefinitively accurate. Before relying on any data nis systerr supplies. it shoud be independently verified For Secretary of State documents, the following data is nor information purposes only and is not an official record. Cerified copies rray be obtained from that inCividual slate's Department of State. Law Enforcement Report Law Enforcement Report Date: 08'15107 Report processed by: FBI-LS 600 Martin Luber King Jr Place LouLsville. KY 40202-2231 (502) 583.3941 Main Phone Subject Information: Nano: Age: SSN: X0C-ex-)000( issued in NEW JERSEY betweer 01/01/1961 and 12/31/1963 'tier; AI SSN Sources Names Associated With Subject: View All Name Variations Sources so. n 01i JER e ee /1461 and 12/31/1963 DOB: Age: Age: EW JERSEY between 01/01/1961 and 12/31/1963 Age: xxx-xx-xxxx issu in NEW JERSEY between 01/01/1961 and 12/31/1963 Others Associated With Subjects SSN: (DOES NOT usually indicate any type of fraud or deception) None F0Lnd] Com rehensive Report Summary: Names Associated With Subject 3 Found Others Assocated With Subjects SSN None Found ,§1, Possible Criminal Records None Found O Sexual CfferSes None Found n Driver's License None Found a Motor Vehicles Registered None Found ,ft Florida Accidents None Found 4m Concealed Weapons Permit None Found People at Work 1 Found M I Professional Licenses None Found 441 FAA Cerifications None Found + FAA Aircrafts None Found None Found Report Legend: 3 -Shared Address - Deceasec _Probable Curren: Address https:/, secure.accurint.comlapp/bps/report \ i R EFTA01728102 Law Enforcement Report Page 2 of 10 Watercraft E Voter Registration 1 Fourd ps, Hunting/Fishing Permit None Found 4 Bankruptcies None Found Liens and Judgments None Found M s UCC Filings None Found it Possible Properties Owned 2 Found ii Possible Associates None Found ri Possible Relatives 1st Degree - 2 Found 2nd Degree - None Found 3rd Degree - None Found gh Neighbors 1st Neighborhood - 6 Found 2nd Neighborhood - 6 Found 3rd Neighborhood - 6 Found 4th Neighborhood - 6 Found Address Summary: view An Address Vanatior Sources Address County Dates Maps NEW YORK NY 10003-26437 NEW YORK Jun 1982 - Jul 2007 Map NEW YORK NY 10003-2667 NEW YORK Dec 1987 - Jun 2007 Map PRNCETON NJ 08540-30'6 MERCER Jun 1982 - 2006 Map RINCETON NJ 08540-3817 MERCER MERCER Oct 1991 May 1982 Map Map PRINCETON NJ 08540-5349 Active AddreSs(eS): View All Address Variation Sources NEW YORK NY 10003-2667. NEW YORK COUNTY (Jun 1982 - Jul 2007) cu ant Dadelelarkie Neighborhood Profile (2000 Census) Average Age: 44 Median Household Income: $72,029 Median Owner Occupied Home Value: $280.200 Average Years of Education: 17 Pr vino s And Non-Verified Address(es): view Al Address Variation Sources NEW YORK NY 10003-2667, NEW YORK COUNTY (Dec 1987 - Jun 2007) Property Ownership Information for this Address Property: Parcel Number - 0899-0032 Book - 000000 Page -000000 Lot Number - 0032 Name ND AV 323-27 Address . NEW YORK NY 10003-2634 Land Usage - T Sale Date - 11/25/1986 Sale Price - 510.730.000 Neighborhood Profile (2000 Census) Average Age: 44 Medan Household Income: $72.029 Median Owner Occupied Home Value: $280,200 Average Years of Education: 17 PRINCETON NJ 08540-3016. MERCER COUNTY (Jun 1982 - 2008) ur ' Address: Current ahnnal 'Mad nt this atifireis: https:/isecure.accurint.com'app/bps/report 8/15/2007 EFTA01728103 Law Enforcement Report Page 3 of 10 Prope ners Ip Information for this Address Property: Parcel Number - 09-00010-0002-00021 Book - 002189 Page - 000163 Lot Number - 21 Name Owner 1 - Name Ow Address NJ 08540-3016, MERCER COUNTY Owners r 5 NEW YORK NY 1C003-2667, NEW YORK COUNTY Lend Usage - SF Total Value • $1.013900 Lard Value -$402,000 Improvement Value - $611,900 Lard Sizo - 11.578 Sale Price - $210 Name of Seller - Legal Descnpson - -4 Neighborhood Profile (2000 Census) Average Age: 26 Median Household Income: $118.385 Median Owner Ocsuped Home Value: $875.000 Average Years of Educaton: 14 PRINCETON NJ 08540.3817, MERCER COUNTY (Oct 1991) ss: rope y wners ip norm ion or this Address Property: Parcel Number - 00034.3001-03012 Book • 006443 Page - 000642 Name Ow Address - PRINCETON NJ 08540-3817 MERCER COUNTY Lard Usage - AMILY RESIDENCE Sale Date - 09/2612033 Lender Name - PNC BK NATIONAL ASSN Neighborhood Profile (2000 Census) Avefoge Age. 40 Medan Household Income: $65977 Medan Ciimier Occupied Home Value: $260,100 Average Years of Educaton: 17 aRINC;TON NJ n540-5349. MERCER COUNTY (May 1982) urr at Address: Proper y wners :p Information (or this Address Property: Parcel Number • 10-08702-0000-00018 Book - 000000 Page - 000000 Lot Number - 18 Name Ow Address - NJ 08540-5349 Owner's ress - . HOBE SOUND FL 33475-1546 Land Usage - SFR Total Value - $237,300 Land Value - 5140.000 Improvement VaLse - $97.300 Land Size - 10,454 Neighborhood Profile (2000 Census) Average Age: 35 Median Housenold Income: $44.299 Median Owner Occupied Home Value: $336.800 Average Years of Educaton: 18 Possible Criminal Records: https://secure.accurint.comiapp/bps/report 8/15/2007 EFTA01728104 Law Enforcement Report Page 4 of 10 OSexual Offenses: [Nine Found] en Driver's License Information: (None Found] Motor Vehicles Registered To Subject: [None Found] n( Florida Accidents: [None Found] Concealed Weapons Permit: (None Found] &I Po le at Work: Name: Title: P ONTACT SSN: XXX-°x-XX Company. Address: Y 10003-2634 Phone: FEIN: Dates: Aug 02. 1999 Confidence: High Professional License(s): [None Found] {it FAA Certifications: [None Found] + FAA Aircrafts: [None Found] fEll Watercraft: [None Found) Name: Resid DOB: Gend Last Vote Date: 11/08/2005 Registration Date: 11t13/1990 Political Party. DEMOCRAT State of Registration • New York Status: ACTIVE laHunting/Fishing Permit: [Nene Found] Bankruptcies: [None Found] 11°' Liens and Judgments: NEW YORK NY 10003-2667 https://secure.accurint.com/app/bps/report 8/15/2007 EFTA01728105 Law Enforcement Report Page 5 of 10 Possible Relatives: (None Found: eUCC Filings: (None Found) &Possible Properties Owned by Subject Property: Parcel Number - Book - 002590 Page - 000008 Name Own r 1 Address - J 08540-3817, MERCER COUNTY Owner's A ress PRINCETON NJ 08540-3016. MERCER COUNTY Land Usage -SIN IDENCE Sale Date - 09/30/1991 Sale Pnce - $274 Name of Seller • Property: Parcel Number- 09-00010-0002-00021 Book - 002189 Page - 000163 Lot Number - 21 Name Owner 1 Name Ow Address 08540-3016. MERCER COUNTY Owner's NEW YORK NY 10003-2667. NEW YORK COUNTY Land Usage - SER Total Vale - 51.013.900 Land Vakie - S402.000 lmprovemert Value - 561-.900 Land Size - 11.578 Sale Price • $21 0 Name of Seller Lega Desorption - Possible Associates: [None Rot nd] /-11 Possible Relative Summary: (clicx on name to Cnk to more details Wthin this report - No Charge) - :AKA). Age - ,AKA). KA). Ag KA), Age Age: tea-Ks-to= issued n NEV'/ JERSEY between 01/31/1965 and 12/31/1967 (dative• xxx-xx-xxxx issu Active Address(es): DOB: NEW J DOB: in NEW DOB: in NE DOB: in NEY eNve:o 01/01'1966 and 12/31/1967 Age:. etwei 01/01'1966 and 12/31/1967 ge tween 01/01'1968 and 12/31/1957 e. etwe 01/01'1966 and 12/31/1967 NEW YORK NY 10003-2667. NEW YORK COUNTY (Jan 1983 - Jul 2007) EW YORK NY 10003-2637. NEW YORK COUNTY (Dec 1995 - May 2C07) u PIP P I II I. SSE Previous And Non-Verified Address(es): PRINCETON NJ 08540-3016. MERCER COUNTY (Jun 1982 - Mar 2006) https:Lsecure.accurint.com'app/bps/report 8/15/2007 EFTA01728106 Law Enforcement Report Page 6 of 10 Curr t Address: Cur s: R 7 WNSHIP NJ 088314882 MIDDLESEX COUNTY (Mar 2006) NEW YORK NY 10003-2667, NEW YORK COUNTY ( 2003 - 2006) Curren t Residents at Address: uu GREENACRES FL 33415-9089, PALM BEACH COUNTY ( 2000 - Jan 2004) MONROE TOWNSHIP NJ 08831-4708. MIDDLESEX COJNTY ( 2002 - 2003) n s a Address: PRINCETON N. 0854C-6825. MERCER COUNTY (Dec 1984 - Jun 1987) PRINCETON NJ 08540-5349. MERCER COUNTY (May 1982 - Jan 1983) urr t Address: Age. ress(es): NEW YORK NY 10003.22667, NEW YORK COUNTY (Jul 2003 - Jul 2007) .62rtit Neighbors: Neighborhood. NEW YORK NY 10003.2667. NEW YORK COUNTY (Jun 1982 - Jul 2007) osi Age: xxx-xx-xxxx issu m NEW JERSEY between 01/01/1961 and 12/31/1963 Age: jo t NEW YORK NY 10003-2837. NEW YORK COUNTY (Mar 1999 -Jul 2007) DOB: Age: • DOB: twee 01/01/1979 and 12/3'/1981 ma-xx-xxxx issued n FL e eel /01/1978 and 12/31/1979 NEW YORK NY 10003-2637. NEW YORK COUNTY (Jan 1983 -Jul 2007) esi • DO3: Age YX(-)(- in DOB: (\Veen 01/01/1961 and 12/3'/1963 : 27 etween 01/01/1982 and 12/31/1984 NEW YORK NY 10003.2637. NEW YORK COUNTY (Jan 1983 -Jul 2007) yyy-xx-x)ca ssu Ilt N W RK DOB: Age: tween 01/01/1936 and 12/31/1951 DOB: e' eau in ■a ORK tween 01/01/1959 and 12/31/1962 https://secure.accurint.coniapp/bps/report 8/15/2007 EFTA01728107 Law Enforcement Report Page 7 of 10 . NEW YORK NY 10003-2634. NEW YORK COLNTY (Mar 2004 - Jul2037) esi xu-xx-xxxx ssu YLV IA between 01/01/1974 and 12/31/'975 Age: xxx-xx-xxxx .ssued in CALIFORNIA between 01/01/1983 and 12/31/1983 . NEW YORK NY 10003-2667. NEW YORK COUNTY (Dec 2004 - Jul2037) se Age: - - ssuedm RSEY etween 01/01/1971 and 12'31/1971 DOB: Age: looc4ccomoc .ssued in T C between 01/01/1980 and 12/31/1982 RK NY 1 .2 7. NEW YORK COUNTY (Jan 1983 - Jul 2037) loac-xx.ccocasu in ONN twooI31/01/1936 and 12/31/1061 DO Age: Ne' • X.XX XX )OOCX issued in IA between 01/01/1980 and 12/31/1989 OO8: Age: ON Nit. 16. MICER COUNTY (Jun 1982 - 2006) ss: Proof PRINCETON NJ 08540-3015, MERCER COUNTY (Dec 2003 - Jul 2007) a gM(/r . DOB. e: in RI. e t3 een r /01/1.7 and 12/31/1968 DOB: Age: een 01 c /1965 end 12/31/1966 . PRINCETON NJ 08540-3016, MERCER COUNTY (Jun 1995 - Jul 2007) es • DOB: xcci-idm- issued DOB: Age: moc-xx-noor i . in MARYLAND een 01/01/1991 and 12/31/1991 Age - - n NEW er /01/1969 and 12/31/1970 DOB: Age - - i in CON between 01/01/1966 and 12/31/1967 Me: , PRINCETON NJ 08540-3016, MERCER COUNTY (Sep 1966 - Jul 2007) er. 01/01/1982 and 12/31/1984 on 01 1/1060 and 12/31/1970 DOB Age: een 0 / 1/1960 and 12/31/1962 A9 xxx-xx-x x ast,od •A bo oen 01/01/1987 and 12/31/1988 Age: xxx-xx-xxxx ssued in ILLINOIS between 01/01/1969 and 12/31/1970 Curen nhone3_Ilsted at this address: PRINCETON NJ 08540-3015. MERCER COUNTY (Jun 1982 - Jul 2007) IONE M SHEAR COB: 02/19/1936 DOD:01/15/2005 Age at Death:68 (Ben) 71 years ago)- . - sued in MASSACHUSETTS between 01/01/1953 and 12/31/1957 Age - - issued in N W ERSEY between 01101/1961 and 12/3111963 DOB: Age: sued in RSE tween 01/01/1976 and 12/31/1977 DOB: Age: xx - -xxxx in ERSEIbetween 01/01/1976 and 12/31/1977 haps:/;secure.accurint.com/app/bps/report 8/15/2007 EFTA01728108 Law Enforcement Report Page 8 of 10 M UM PRINCETON NJ 08540-3316. MERCER COUNTY (Mar 2001 - Jul 2007) eel t DOB Agel xxiocc-oxx issue° :n OHIO 1/ '/ 3 nd 12/31/1963 DOB: e: - - oax issued :n OHIO between /196 and 12/31/1963 PRINCETON NJ 08540-3315. MERCER COUNTY (Oct 1987 - Jul 2007) DOB: - - tXAS DOB: xxx-xx-xxxx ism, n NEW Y /01/1 and 12/31/1955 een 0 1/1962 and 12/3'/1963 Age: Ne' - 8 PRINCETON NJ 08540-3817. MERCER COUNTY (Oct 1991) DOS: Age: xxx-xx-xxxx issu in NE een11/01/1966 and 12/31/1968 DOB: Age: xxutissued in K b een 01/01/1967 and 12/31/1968 Age: xxx-xx-xxxx iss in N W RSEY between 01/01/1988 and 12/31/1989 , PRINCETON NJ 08540-3818. MERCER COUNTY (Jul 1990 • Jul 2007) I MI DOES: Age: In - - issued n FEW-JERSEY boon 01/01/1961 and 1231/1963 PRINCETON NJ 08540.3817. MERCER COUNTY (Aug 2004 - Jcl 2007i Age: Ag xxx-xx-xxxx s ° I-i0BNA IIPHIRietween 01/01/1936 and 12/31/1951 Age: -xx-xxxx i .n MA ACHUSETTS between 01/01/1977 and 12/31/1979 , PRINCETON NJ 08540-3818, MERCER COUNTY (Dec 1985 • Al 2007i e DOB. Age.. -xx•xxxx ucued n N b n 01/01/1966 and 12'31/1967 DOB: Age: n NEW etwe n 01/01/1954 and 12/31/1956 YORlite Nveen 01/01/1958 and 12/31/1960 e Age: YOR tween 10/01/1996 and 08/03/1998 hv 1/01/1958 and 12131/1960 Age: riet 01/01/1965 and 12/31/1966 PRINCETON NJ 08540-3817, MERCER COUNTY (Oct 1988 - Jul 2007) e DOB: Age:. xxx-xx-x.xxx in PEN between 01/01/1936 and 12/31/1951 DOB: Age: Ag in iA biween 01/01/1963 and 12/31/1964 Age SYLVANIA between 06/01/1993 and 03/01/1996 Age: xxx-xx-nxx 55u n JERSEY between 0101/1986 and 12'31/1987 ourcato th:o. aRiNCETON NJ 08540.38'7, MERCER COUN- Y (Jar 1987 • Jul 2007) https://secure.accurint.com'app/bps/report 8/15/2007 EFTA01728109 Law, Enforcement Report Page 9 of 10 Residents: D NATALIE A BRUNSWICK DOB: 06/11/1909 DOD:02/03/2003 (MERCER. NJ) Age at Death: 93 (Born 98 years ago) - Verified Al t - - . in NEW Y r 01/01/1951 and 12/31/1952 DOB: Age:. - - x . in CALI tween111/01/1976 and 12/31/1976 PRIN T \I NJ 0854 - 17 ReCi COUNTY (Sep 2003 - Jul 2007) DOB: Ag - - between 01/01/1992 and 12,31/1993 Ne' • TON N 9. M CER CCUNTY (May 1982) DOB: XXX-XX-XXXX issued in SE etween 01/01/1953 and 12/31/1955 P T N NJ 08 - 1 MER R COUNTY (Sep 1995 - Jul 2007) DOB: Ago: xxx-xx-xxxx ssued in N be een 01/01/1936 and 12/31/1951 PRINCETON NJ 08540-5311, MERCER COUNTY (Sep 1978 - Jul 2007) DOB Age sSued D be een 01/01/1967 and 12/31/1968 DOB: Age: in DOB: weeir1/01/1968 and 12/31/1969 in NE between 01/01/1987 and 12,31/1988 Age: .ed in NEW JERSEY between 0141/1987 and 12,31/1988 e Age: -XX-XXXX PRINCETON NJ 08540-5349. MERCER COUNTY (Jan 1998 - Jul 2007) DO Ace. JERS n 01, 1, 75 and 12,31/1976 DOB Age YORK eer 01/01 72 and 12/31/1973 AR INA between 01/01/1987 and 12/31/1987 llIMEMIPRINCETON NJ 08540-5311. MERCER COUNTY (Oct 1974 - Jul 2007) Ras DOB: MS AgeAe - issued i TIC tween 01/01/1936 and 12/31/1951 Age: x..xx issued in NEW JERSEY between 01/01/1963 and 12,31/1964 PRINCETON NJ 08543-5311. MERCER COUNTY (Aug 1975 -Jul 2007) OHIO in in DELA etwoon 1/01/1063 and 12/31/1965 Age: 1/01/ 7 and 12/31/1960 DOB. Age: m PRINCETON NU 08540-5349. MERGER COUNTY (Aug 1997 - Jul 2007) Age: )O/-xt-x3xx in PENN Y VANIA between 01/01/1961 and 12/31/1963 DOB: e:60 eel N minor 0'. /01/1063 and 12/31/1964 Age: Age: an in RHODE ISLAND oetween 01/01/1989 and 12/31/1991 Ago: haps:/isecure.accurint.comfapp/bps/report 8/15/2007 EFTA01728110 Law Enforcement Report Page 10 of 10 iii Source Information: All Sources 32 Source Document(s) Persor Locator 1 1 Source Document(s; Voter Registrations I Source Document(s) Phone 1 Source Document(s) HIvories' Person Locator 8 Source Document(s) Persor Locator 2 9 Source Document(s) Deed Transfe-s 1 Source Document(s) Tax Assessor Records 9 Source Document(s) Persor Locator 4 2 Source Document(s) https:Psecure.accurint.comfapp/bps/report 8/15/2007 EFTA01728111 Describe your relationship with Mr. Epstein. I kw long have you known Mr. Epstein? I low did you meet? What was your role at the New York Academy of the Arts? What was Epstein's involvement with the NYAA? Did Epstein express any interest in one particular style of artwork or interest in a specific artist attending NYAA? Did any NYAA students work for Mr. Epstein or yourself? Were there ever any complaints filed against Mr. Epstein by young female students while he was active with the NYAA? Did Mr. Epstein ever show any noticeable attention or exhibit any questionable or inappropriate behavior towards young females while he was involved with the NYAA? (Relieved to have brought a young female as his date to a formal function sponsored by NYAA) Did Mr. Epstein leave the NYAA on good terms? Did any of the students paint portraits of an .our family members during this time period?( painted portraits of )When? Where? What did the art depict? When was your last contact with Mr. Epstein? What was it in reference too? EFTA01728112 Guggenheim Museum - History Page 1 of 3 Gu9genheimuusEuM Exhibitions The Collection Education Museum Store Membership Visit Us SI ARCII 1929-30 At age sixty-six, the wealthy American industrialist Solomon R.Guggenheim begins to form a large collection of important modern paintings by artists such as Vasily Kandinsky, Paul Klee, and Marc Chagall. He is guided in this pursuit by a young German artist and theorist, Hilla Rebay (born Baroness Mika Rebay von Ehrenwiesen). In July 1930, Rebay brings Guggenheim to Vasily Kandinsky's Dessau studio, and Guggenheim purchases several of the artist's paintings and works on paper; he will eventually acquire more than 150 works by Kandinsky. 19305 Guggenheim's growing collection is installed in his private apartment at the Plaza Hotel in New York. Small exhibitions of newly acquired works are held there intermittently for the public. Rebay organizes a landmark loan exhibition entitled Solomon R. Guggenheim Collection of Non-Objective Paintings, which travels to Charleston, South Carolina; Philadelphia; and Baltimore. 1937 The Solomon R. Guggenheim Foundation is formed for the 'promotion and encouragement and education in art and the enlightenment of the public." Chartered by the Board of Regents of New York State, the Foundation is endowed to operate one or more museums. Solomon Guggenheim is elected the first President of the Foundation, and Rebay is appointed its Curator. 1938 At age forty, Peggy Guggenheim, Solomon's niece, opens Guggenheim Jeune, a commercial art gallery in London representing such avant-garde artists as Jean Cocteau, Kandinsky, and Yves Tanguy. Initially advised by Herbert Read and Marcel Duchamp, she soon begins to amass her own important collection of Surrealist and abstract art. 1939 Under the auspices of the Solomon R. Guggenheim Foundation, the Museum of Non-Objective Painting opens in rented quarters at 24 East Fifty-fourth Street. Under Rebay's direction, the museum— decorated with pleated gray velour on the walls and thick gray carpeting, and featuring recorded classical music and Incense—showcases Solomon's collection of American and European abstract artists. 1942 Peggy opens Art of This Century, a unique gallery-museum on Fifty-seventh Street in New York, designed by Frederick Kiesler. The inaugural installation features her own collection displayed in unconventional ways. Over the next five years, Peggy mounts dozens of important exhibitions devoted to European and American artists such as Giorgio de Chinas, Robert Motherwell, Jackson Pollock, and Mark Rothko. 1943 Solomon and Reba), commission Frank Lloyd Wright to design a permanent structure to house the Museum of Non-Objective Painting. Over the next fifteen years, Wright will make some 700 sketches, and six separate sets of working drawings, for the building. The Foundation acquires a tract of land between East Eighty-eighth and Eighty- ninth Streets on Fifth Avenue, but construction Is delayed until 1956 for various reasons, foremost among them postwar inflation. 1949 One year after Peggy exhibits her now fabled collection of Cubist, Surrealist, and European abstract painting and sculpture at the Venice Biennale, she purchases the Palazzo Venter dei Leoni on Venice's Grand Canal, installs her collection there, and opens it to the public. She establishes the Peggy Guggenheim Foundation to operate and endow the museum. 1952 Rebay resigns and James Johnson Sweeney is named Director of the museum. The name of the Museum of Non-Objective Painting is changed to the Solomon R. Guggenheim Museum to designate it as a memorial to its founder, who died in 1949, and to signify a shift toward a broader view of modern and contemporary art. Under Sweeney, the Foundation purchases several sculptures by Constantin Brancusi and other http://www.guggenheim.org/history.html 2/5/2007 EFTA01728113 Guggenheim Misseum - History Page 2 of 3 important artists whose work does not fall within the category of non-objective art. 1959 The museum opens to an enthusiastic public on October 21, just six months after Wright's death. From the beginning, the relationship between the breathtaking architecture of the building and the art it was built to display inspires controversy and debate. One critic writes that the museum "has turned out to be the most beautiful building in America . . never for a minute dominating the pictures being shown,' while another Insists that the structure is 'less a museum than it Is a monument to Frank Lloyd Wright." 1961 One year after the resignation of Sweeney, Thomas M. Messer is appointed Director of the Solomon R. Guggenheim Museum. He will remain in that position for twenty-seven years, during which time he greatly expands the collection and establishes the Guggenheim as a world-class institution known for its art scholarship and special exhibitions. 1963 The Solomon R. Guggenheim Foundation receives a major portion of Justin K, Thannhauser's renowned personal collection of Impressionist, Post-Impressionist, and early modern art. Over the years, Thannhauser and his widow, Hilde, will give the Guggenheim more than seventy works, including thirty-four by Picasso alone. This donation greatly enlarges the scope of the collection to include painting of the nineteenth century, beginning with Camille Pissaro's The Hermitage at Pontoises. Under the terms of the gift, the Thannhauser Collection is on permanent view at the Solomon R. Guggenheim Museum. 1976 Peggy Guggenheim transfers ownership of her collection to the Solomon R. Guggenheim Foundation with the understanding that the works of art will remain in Venice. Peggy dies In 1979 and the Foundation takes ownership of the palazzo. Thomas M. Messer is appointed Director of the Peggy Guggenheim Collection in addition to his role overseeing the New York museum, and he supervises a major effort to conserve and document the Venice holdings. In 1980, Messer is named Director of the Solomon R. Guggenheim Foundation. 1988 Thomas Krens succeeds Messer as Director of the Foundation. Krens takes charge of an expansion program already underway In New York, which will include an annex designed by Gwathmey Siegel and Associates Architects, and Initiates planning for a comprehensive restoration of the Wright building. 1990 The Wright building is closed to the public so that the restoration and expansion can begin. Over the next two years, masterpieces from the collection are exhibited In a triumphant international tour to Venice, Madrid, Tokyo, Australia. and Montreal. 1991 Through purchase and gift, the Solomon R. Guggenheim Foundation acquires the Panza di Biumo Collection of Minimalist and Conceptual Art. This acquisition dramatically enlarges the Foundation's permanent collection, giving it great depth in works by American postwar masters Carl Andre, Dan Flavin, Robert Ryman, and Richard Serra, among others. 1991-92 Agreements are signed between the Basque Administration and the Solomon R. Guggenheim Foundation to create a Guggenheim Museum in Bilbao, Spain. The Basque Administration will fully fund the $100 million construction and will make annual contributions to the operating budget. The Foundation will provide curatorial and administrative expertise as well as the core art collection and programming. Frank Gehry is chosen as the architect of the future museum. The Robert Mapplethorpe Foundation gives the Guggenheim 200 vintage photographs by Mapplethorpe, as well as a grant to launch a photography program. Contemporary photography quickly becomes a major area of collecting for the Solomon R. Guggenheim Foundation, and within a decade it is able to mount major exhibitions based on its holdings. 1992 After a three-year restoration of its interior, the Solomon R. Guggenheim Museum reopens to great acclaim. An eight-story annex, designed by Gwathmey Siegel and Associates Architects, opens simultaneously. The Guggenheim Museum Sotio opens. During its ten years in operation, the museum, designed by Arata Isozaki, will mount many small but important exhibitions focusing on artists such as Max Beckmann, Marc Chagall, and Anton' Tholes as well as on art created in new media. http://www.guggenheim.orgThistory.html 2/5/2007 EFTA01728114 Guggenheim Museum - History 1997 The Guggenheim Museum Bilbao opens and is instantly hailed as an architectural masterpiece. Frank Gehry's titanium and steel structure becomes the first work of museum architecture to rival the Wright building in its achievement and influence. Guided by the Solomon R. Guggenheim Foundation, the Bilbao museum forms an important collection of postwar American and European painting and sculpture that complements the Foundation's holdings in New York and Venice. The exhibition program includes exhibitions that originate at the New York Guggenheim, as well as at other internationally Prominent museums. In only a few years, the Guggenheim Museum Bilbao is widely credited with reviving the reputation and fortunes of the Basque region. The Deutsche Guggenheim, Berlin, opens. This small museum, designed by Richard Gluckman, is a unique partnership between the Solomon R. Guggenheim Foundation and Deutsche Bank. Funded entirely by the German corporation, the museum's primary purpose is to commission important new works by contemporary artists that will then enter the Guggenheim collection. Over the next eight years, several distinguished international artists are commissioned, including William Kentndge, Jeff Koons, Gerhard Richter, James Rosenquist, Hiroshi Sugimoto, Rachel Whiteread, Bill Viola, and Lawrence Weiner. 2000 The Solomon R. Guggenheim Foundation signs an alliance agreement with the State Hermitage Museum in St. Petersburg, which becomes a trilateral alliance in early 2001 when these institutions are joined by the Kunsthistorisches Museum in Vienna. The objectives of the alliance are to expand international cultural relations; to make each museum's collections accessible to broader audiences; to pursue collection sharing strategies that complement each institution's holdings; to Implement Joint exhibition, publishing, educational, and retail Initiatives; and to facilitate each Institution's long-term goals. Philip Rylands is promoted from Deputy Director to Director of the Peggy Guggenheim Collection_ 2001 The Solomon R. Guggenheim Foundation and the State Hermitage Museum Jointly open the Guggenheim Hermitage Museum at the Venetian Resort in Las Vegas. This small museum, designed by Rem Koolhaas, is devoted to masterworks from the permanent collections of the allied museums. Simultaneously, a large Kunsthalle called the Guggenheim Las Vegas opens at the Venetian in order to provide a venue for the Foundation's popular exhibition The Art of the Motorcycle. The exhibition runs for an unprecedented sixteen months, at which time the Guggenheim Las Vegas doses. 2005 Richard Serra's monumental site-Specific installation The matter of Time (2005) opens at the Guggenheim Museum Bilbao. The largest sculpture commission in history, it is hailed by critics as a singular achievement. Restoration of the exterior of the Frank Lloyd Wright building begins. Work will be finished in time for the fiftieth anniversary of the museum's opening. Lisa Dennison is promoted from Deputy Director and Chief Curator to Director of the Solomon R. Guggenheim Museum. Page 3 of 3 http://www.guggenheim.orWhistory.html 2/5/2007 EFTA01728115 Barbara Guggenheim Page 1 of I S Home a Biography a Curriculum Vitae a Writing 0Pt Speaking 0.1 Consulting ^ Press Barbara Guggenheim • Contact BIOGRAPHY Barbara Guggenheim is one of the nation's top art advisors. She is a partner in the national firm of art consultants, Guggenheim, Asher Associates. She holds a doctorat in art history, has taught on the university level, and has worked previously at Sotheby's and Christie's and as a lecturer for the Whitney Museum. Guggenheim, Asher Associates has advised corporations, such as Coca-Cola and Sony, and individuals such as Tom Cruise, Aaron Spelling, and Steven Spielberg. Barbara has been the subject of numerous magazine profiles, including two in Vanity Fair, and lectures across the country and abroad. With her husband, entertainment attorney Bert Fields, she lives a bicoastal life between Los Angeles and New York. In addition, Barbara regularly writes humor for W and Elle magazines. She has written two books on collectible handkerchiefs which have been published by Collector Books, the second of which is due out very soon. Her third book, Decorating on eBay: Fast and Stylish on a Budget, is due in November from Regan Books. hup://www.barbaraguggenheim.com/ 2/5/2007 EFTA01728116 Barbara Guggenheim Page 1 of 1 Barbara Guggenheim Home Biography A"' Curriculum Vitae 0 Writing Speaking $ Consulting a Press 0 Contact CONTACT mail Barbara Guonenheim telephone/fax email http://www.barbaraguggenheim.com/ 2/5/2007 EFTA01728117 Guggenheim, Asher Associates Page 1 of 1 isio I comPanY Q Partners Contact Guggenheim, Asher Associates NEW YORK Mai)mg Address 511 Avenue of the Americas. '7227 New York. N.Y. 10011 Physical Address 138 West 13th Street New York, N.Y. 10011 LOS ANGELES Address • 139 South Beverly Drive, Suite 214 Beverly Hills, C.A. 90212 httpilAvww.guggenheimasher.com/ 2/5/2007 EFTA01728118 New York csirmdemy of Art „ Pagel of 2 •s:c. NYinkik .orns4i- Graduate School . . Continuing Edkation Faculty & Staff Admissions Student Ufe & Work Special Events NYAA 111 Franklin Street New York, NY 10013 212.966.0300 infoOnyaa.edu Alumni Association ABOUT NYAA: Located in the heart of TriBeCa, the New York Academy of Art, a not- for-profit educational and cultural institution, is dedicated to the advancement of figurative painting, sculpture and drawing. The only graduate school in the United States devoted exclusively to the study of the human figure, the Academy fosters values and skills intrinsic to the creation of significant contemporary art. ACADEMY HIGHLIGHTS Open House! Graduate School Info Sessions: Sat., January 13th Sat., February 24th Sat., March 31st 11:00 am - 1:00 pm Please RSVP Andrew Mueller 212.966.0300 x961 or Andrew@nyaa.edu DOWNLOAD ivl FA APPLICATION Save the Date! Reception for NYAA Alumni at the College Art Association Annual Conference Thursday, February 15 5:30 - 7:00 pm CAA New York Area MFA Exhibition February 10 - March 24, 2007 Exhibition Reception: Thursday, February 15 6:00 - 9:00 pm click here for more info Summer study in Tuscany! with New York Academy Faculty click here for details Alumni Saturdays: shared printshop use click here for details NYAA HOME I GRADUATE SCHOOL I CONTINUING EDUCATION I FACULTY & STAFF I ADMISSIONS I STUDENT WORK I SPECIAL EVENTS http://www.nyaa.edu/index.html 2/5/2007 EFTA01728119 New York As_ ademy of Art - Page 1 of 2 NYAA Home Graduarc Continuing Education *KT-% • re.C74. .F.9CUIEStan Admissions Student Life & Work Special Events NYAA 111 Franklin Street New York, NY 10013 212.966.0300 info@nyaa.edu DOWNLOAD MFA APPLICATION International applicants, please read this. ADMINISTRATION Wayne A. Linker Erica Ehrenberg Ed Foster Andrew Mueller Tim Evans Elvira Quilt Hope Stevenson Grady Ziegler Shoy Joseph John Cichowski Francis Harrison Shauna Finn Executive Director • Dean Operations Manager Director of Admissions Financial Aid Admissions & Financial Aid Senior Accountant Staff Accountant External Affairs Building Manager IT Director Weekend Manager Security Design Consultant FACULTY [click here for Faculty News and.Exhibitions FULL TIME FACULTY: John Jacobsmeyer, Faculty Chair Harvey Citron Catherine Howe Edward Schmidt Wade Schuman SENIOR CRITICS: Vincent Desiderio Eric Fisch' Jenny Saville CONTINUING EDUCATION. FACULTY: Robert Armetta Hal Brooks John Cichowski Peter Cox Jon deMartin Cynthia Eardley Debra Goertz David Klass Joel Mangin Randolph L. McIver Alyssa Monks Chris Pugllese Andrea Smith Dan Thompson John Wellington ADJUNCT FACULTY: Steven Assael Patrick Connors Will Cotton Peter Cox Adam Cvijanovic Jos€ DeJesoS Jon deMartin Peter Drake Cynthia Eardley Laura Frazure Debra Goertz Jeffrey Hesser John Horn Dennis Kardon Leonid Lerman Nina Levent Randolph L. McIver Mark Mennln Frank Porcu Phyllis Purves-Smitl Robert Simon Robert Taplin Dan Thompson John Wellington http://www.nyaa.edu/faculty.html 2/5/2007 EFTA01728120 r a. 4.1111 GOVERNANCE BOARD OP TRUSTEES Chairman President Executive Director Treasurer Secretary Representing the Alumni Association TRUSTEES EMERITI The Honorable SPECIAL ADVISORS TO THE BOARD OF TRUSTEES PATRONAGE AND SUPPORT The Nei York Academy of Art, a 5O1(c)(3) not-for-profit corporation, is supported by the patronage of His Royal Highness the Prince of Wales, and the support of private individuals, foundations and corporations. EFTA01728121 NEW YORIC ACADEMIC OP ART xxx Franklin Street New York, NY roc,13 Tel: (212) 966-0300 Fax (an) 966.32.17 Web: www.nyaa.edu Email: info@mpaedu This Handbook is intended to provide useful information and guidelines regarding the policies affecting students at the Academy. It is not a contractual document and may be revised by the Academy's administration or Board of Trustees at anytime. The Academy reserves the right to change any curricular offering, policy governing students or financial regulation stated herein whenever and as the requirements of the Academy demand. The information in this Handbook supersedes the information included in all prior Student Handbooks. Neither this Handbook nor any of its parts or predecessors constitutes or creates a contract or privilege. No one has or can acquire any entitlement to the application or continuation of any particular policy or procedure in the Handbook . 77 EFTA01728122 THE PRINCE'S FOUNDATION CONSOLIDATED BALANCE SHEET AT 31ST MARCH 2006 Fixed assets Notes GROUP 2006 2005 £ £ COMPANY 2006 2005 £ £ Tangible assets 8 3,718.430 3,793,571 3,691,877 3.788,278 Current assets Stocks 10 3,833 3,833 Debtors 11 1,454,626 945,897 1,435,347 1,018,277 Bank deposit - endowment 1,547,97.7 1,547,977 1,547,977 1,547,977 Other cash and bank balances 624,355 661,251 39,749 330,372 3,626,958 3,158,958 3,023,073 2,900,459 Creditors: Amounts falling due within one year 12 ( 1,200,998) ( 1,017,512) ( 1,079,609) ( 920,550) Net current assets 2,425960 2 141 446 1 943,464 1.979.909 Net assets 6,144,390 5,935,017 5,635,341 5,768,187 Funds employed 13 General fund 4,413,167 3,999,300 3,952,776 3,963,311 Restricted funds 183,246 387,740 134,588 256,899 Endowment fund 1,547,977 1,547,977 1,547,977 1,547,977 6,144,390 5,935,017 5,635,341 5,768,187 The financial statements were approved by the Trustees on 9 November 2006 and signed on their behalf by Professor 10 ' . EFTA01728123 THE PRINCE'S FOUNDATION CONSOLIDATED CASH FLOW STATEMENT FOR THE YEAR ENDED 31ST MARCH 2006 2006 2005 £ £ Reconciliation of changes in resources to net cash inflow (outflow) from operating activities Net incoming resources for the year 209,373 195,374 Depreciation and disposals 153,227 168,756 Decrease in stocks 3,833 4,135 Increase in creditors 91,420 231,625 (Increase) / decrease in debtors ( 508,729) 98,648 Net cash inflow (outflow) from operating activities ( 50,876) 698,538 Investing activities Purchase of tangible fixed assets ( 78,086) ( 80,893) Increase (decrease) in cash and cash equivalents ( 128,962) 617,645 Balance brought forward 2,147,021 1,529,376 Cash and cash equivalents carried forward 2,018,059 2,147,021 Analysis of changes in net funds 31 March 1 April 2005 Cash Flow 2006 Net Cash: Cash at bank and in hand 661,251 ( 36,896) 624,355 Bank overdraft ( 62,207) ( 92,066) ( 154,273) 599,044 ( 128,962) 470,082 Bank deposit - endowment fund 1,547,977 1,547,977 Net funds 2,147,021 ( 128,962) 2,018,059 11 • EFTA01728124 THE PRINCE'S FOUNDATION STATEMENT OF ACCOUNTING POLICIES - continued Accounting convention The financial statements have been prepared under the historical cost convention in accordance with the Statement of Recommended Practice - Accounting by Charities (revised in 2005). The accounts also comply with the requirements of the Companies Act and relevant Accounting and Reporting Standards. Basis of consolidation These financial statements consolidate the financial statements as at 31st March 2006 of Prince's Foundation Enterprises Limited (which raises funds for the benefit of The Prince's Foundation), The Prince's School of Traditional Arts and The Prince's Drawing School. Income recognition All incoming resources are included in the statement of financial activities when the charity is entitled to the income and the amount can be quantified with reasonable accuracy. The following policies are applied to particular categories of Income: Incoming resources from generated funds General grants and donations are accounted for when receivable. Earmarked donations are accounted for as restricted funds and matched against the related expenditure. Income from grants is recognised on an accruals basis to the extent that grants are for services to be provided over a specified period, or if the grants are conditional upon the delivery of a specified level of service. Grants to which the charity is not yet entitled under these circumstances are accounted for as deferred income. It has not been considered possible to quantify the value of donated services and facilities, or the value of services provided by volunteers, and these have not been included in the financial statements. Income from events is recognised when the event takes place. Income from fund-raising trading is recognised when receivable, using normal commercial accounting principles. Investment income is recognised when receivable. Incoming resources from charitable activities Incoming resources from charitable activities are recognised on an accruals basis, as the related services are supplied over a period. Resources expended All expenditure is included on an accruals basis. Resources expended are analysed between the following headings: Costs of generating funds representing the costs of fundraising and communications work. Charitable activities representing the direct costs of the operational charitable programmes, and the costs incurred by corporate service teams to support operational programmes. Governance costs representing the costs of managing the company as a legal entity. Where expenditure can not be directly allocated to one of the above headings, it is apportioned based on an estimate of staff time and building use attributable to each of the headings. 12 EFTA01728125 THE PRINCE'S FOUNDATION STATEMENT OF ACCOUNTING POLICIES - continued Depreciation Depreciation is calculated on a straight line basis so as to write off the cost of an asset over the shorter of its estimated useful economic life or the underlying lease period. Office equipment, fixtures & fittings are depreciated at various rates between 10% and 33.3%. The freehold buildings are depreciated over 50 years. There is no depreciation of the freehold site. Following an impairment review in 2002, a freehold property was written down to its market value by making a provision for permanent diminution in value. The trustees have not adopted a policy of revaluation under FRS 15. Foreign currencies Bank deposits in foreign currencies are translated at the exchange rate applying at the balance sheet date. Value Added Tax The activities of the Charity have led to it being partially exempt for VAT purposes. Irrecoverable VAT is included in Support costs. Pensions The Foundation contributes to individuals' personal pension schemes. Pension costs are charged to the profit and loss account as payable. The Prince's Foundation also participates in the Universities Superannuation Scheme, a defined benefit scheme which is externally funded and contracted out of the State Earnings-Related Pension Scheme. The assets of the scheme are held in a separate trustee-administered fund. The fund is valued every three years by a professionally qualified independent actuary using the projected unit method, the rates of contribution payable being determined by the trustee on the advice of the actuary. In the intervening years, the actuary reviews the progress of the scheme. It is not possible to identify each institution's share of the underlying assets and liabilities of the scheme and hence contributions to the scheme are accounted for as if it were a defined contribution scheme. Fund accounting The Prince's Foundation maintains three types of fund: General unrestricted funds are those which can be used in accordance with its charitable objects at the discretion of the trustees. Restricted funds are donations, sponsorship or grants given for a specific piece of work or area of activity. The restricted funds are: Education: relates to grants, donations and sponsorship received to provide craft scholarships by the charities. Urban programme: relates to grants received from Porcelanosa for the Chief Executive to use in progressing urban programmes. Miscellaneous programmes: relates to income received for the development of the charity's website. Endowment funds are those given subject to the requirement that they are held permanently by the organisation. Income generated from endowment funds is used (for education) in accordance with the terms of the endowment fund. 13 EFTA01728126 THE PRINCE'S FOUNDATION NOTES TO THE FINANCIAL STATEMENTS 1 Incoming Resources from generated funda GROUP Voluntary income Grants and Donations for. General Fund 2006 £ Restricted Funds 2006 £ Total Funds 2006 £ Total Funds 2005 £ General purposes of the charity 953,939 953,939 751,482 Educational programmes 1,375,186 89,004 1,464,190 941,041 Urban programmes 31,747 31,747 585,280 Heritage programmes 50,000 Total Voluntary Income 2,360,872 89,004 2,449,876 2.327,803 Activities for generating funds: Events 98,540 98,540 Fund-raising trading 101,083 101,083 114,435 Total activities for generating funds 199.623 199,623 114,435 Investment income: Endowment funding 88,697 88,697 89.791 Interest received 36,070 36,070 8,039 Total Investment Income 124,767 124,767 97,830 Total incoming resources from generated funds 2,685,262 89,004 2,774 266 2,540,068 CHARITY Voluntary income Grants and Donations for. General purposes of the charity 953,939 - . 953,939 751,482 Educational programmes . 280,000 12,500 292,500 370,000 Urban programmes 31,747 31,747 585,280 Heritage programmes 50,000 Total Voluntary Income 1.265.686 12,500 1.278.186 1,756,762 Investment income: Interest received 12,185 12,185 610 Total Investment Income 12.185 12,185 610 Gift Aid from subsidiary 61.080 61,080 102,226 Total incoming resources from generated funds 1,338,951 12,500 1.351,451 1.859.598 14 EFTA01728127 THE PRINCE'S FOUNDATION NOTES TO THE FINANCIAL STATEMENTS 2 Incoming Resources from charitable activities GROUP Income generated by: General Fund 2006 £ Restricted Funds 2006 £ Total Funds 2006 £ Total Funds 2005 £ Educational programmes 296,818 296,818 311,645 Urban programmes 1,156,223 1,156,223 819,448 Heritage programmes 13,901 Total incoming resources from charitable activities 1,453,041 1.453,041 1,144.994 CHARITY Income generated by: Educational programmes 25,497 25,497 53,587 Urban programmes 1,156,223 1,156,223 819,448 Heritage programmes 13,901 Total incoming resources from charitable activities 1,181,720 1.181,720 886,936 3 Costs of charitable activities General Restricted Total Total Fund Funds Funds Funds 2006 2006 2006 2005 GROUP £ £ £ £ Educational programmes 1,259,712 193,498 1,453,210 1,102,817 Urban programmes 1,053,557 100,000 1,153,557 1,069,568 Heritage programmes - 96,065 Allocated support costs (below) 852,881 852,881 759,851 Total cost of charitable activities 3.166.150 293.498 3,459,648 3,028.301 Support costs (group) Staff costs 463,776 463,776 349,626 Other costs 89,034 89,034 134,859 Premises 158,828 158,828 97,253 Depreciation 141,243 141,243 160,451 Interest paid - , 17,662 852.881 852,881 759.851 CHARITY Educational programmes 289,599 34,811 324,410 297,488 Urban programmes 1,053,557 100,000 1,153,557 1,069,568 Heritage programmes - - 96,065 Allocated support costs (below) 766,340 766,340 704,077 Total cost of charitable activities 2.109,496 134,811 2,244,307 2,167,198 Support costs (charity) Staff costs 405,922 405,922 311,533 Other costs 70,777 70,777 125,448 Premises 158,828 158,828 97,253 Depreciation 130,813 130,813 157,805 Interest paid 12,038 766.340 766.340 704,077 15 EFTA01728128 THE PRINCE'S FOUNDATION NOTES TO THE FINANCIAL STATEMENTS 4 Governance costs General Restricted Total Total Fund Funds Funds Funds 2006 2006 2006 2005 £ £ £ £ GROUP Cost of meetings 3,488 3,488 4,517 Legal and professional fees 12,042 12,042 14,329 Audit fees 20,900 20,900 18,000 36,430 36,430 36,846 CHARITY Cost of meetings 3,488 3,488 4,517 Legal and professional fees 5,823 5,823 . 7,135 Audit fees 12500 12,500 10,000 21,811 21,811 21,652 5 Total resources expended Staff costs Depreciation Other costs Total GROUP Cost of fund-raising trading 46,160 46,160 Other costs of generating funds 239,564 6,885 229,247 475,696 Educational programmes 628,372 15,529 819,739 1,463,640 Urban programmes 706,457 447,100 1,153,557 Programme support 417,958 130,813 273,680 842,451 Governance costs - 36,430 36,430 2,012,351 153,227 1,852,356 4,017,934 CHARITY Cost of generating funds 239,564 6,885 153,450 399.899 Educational programmes 188,784 135,626 324,410 Urban programmes 706,457 447,100 1,153,557 Programme support 405.922 130,813 229,605 766,340 Governance costs 21,811 21.811 1.540.727 137,698 987,592 2 666,017 16 EFTA01728129 THE PRINCE'S FOUNDATION NOTES TO THE FINANCIAL STATEMENTS 6 Staff costs 2006 2005 Wages and salaries 1,637,062 1,370,827 National Insurance 171,484 144,977 Pension costs 80.660 96,421 Direct costs 1,889,206 1,612,225 Recruitment and training costs 123,145 127,861 2,012,351 1,740,086 • Emoluments (excluding pension contributions) to employees in excess of ranges: £60,001 - £70,000 £70,001 - £80,000 £80,001 - £90,000 £60,000 were in the following 2 2 1 1 £110,001 - £120,000 1 Pension costs for those higher paid staff (as detailed above) were as follows: £ 27,032 £ 27,047 The number of employees to whom retirement benefits are accruing under money purchase schemes Is: 22 17 The average number of employees during the year, analysed by function, was: Educational programmes 20 27 Urban programmes 19 13 Heritage programmes 2 Programme support 9 9 Fund-raising and communications 3 3 Management and administration 2 3 53 57 7 Net incoming (outgoing) resources for the year 2006 2005 £ £ This is stated after charging: Trustees' (directors') emoluments Trustees' expenses 3,488 4,517 Auditors' remuneration: For audit services 20,900 18,000 For other services 8,720 7,470 Depreciation 153.227 168,756 Trustees are eligible to be reimbursed for travel and Incidental expenses incurred in the performance of their duties. In the year, 2 trustees (2005 - 2) claimed such expenses. 17 EFTA01728130 THE PRINCE'S FOUNDATION NOTES TO THE FINANCIAL STATEMENTS 8 Tangible fixed assets GROUP Cost At 1 April 2005 Additions at cost At 31 March 2006 Accumulated depreciation At 1 April 2005 Charge for the year At 31 March 2006 Net book value At 31 March 2006 At 31 March 2005 COMPANY Cost At 1 April 2005 Additions at cost At 31 March 2006 Accumulated depreciation At 1 April 2005 Charge for the year At 31 March 2006 Net book value At 31 March 2006 At 31 March 2005 Equipment, Freehold fixtures & Property fittings Total 5,759,871 752,385 78,086 6,512,256 78,086 5 759 871 830,471 6,590,342 2,184,171 534,514 2,718,685 48,100 105,127 153.227 2,232,271 639,641 2,871,912 3,527,600 190,830 3,718,430 3,575,700 217,871 3 793 571 Equipment, Freehold fixtures & Property fittings Total 5,759,871 744,446 6,504,317 41.297 41.297 5,759,871 785,743 6.545.614 2,184,171 531,868 2,716,039 48,100 89.598 137 698 2,232,271 621,466 2,853,737 3,527,600 164,277 3,691,877 3,575,700 212,578 3,788,278 18 EFTA01728131 THE PRINCE'S FOUNDATION . NOTES TO THE FINANCIAL STATEMENTS 9 Holdings in subsidiaries The Prince's Foundation holds a 100% interest in each of the following subsidiaries, all incorporated in the United Kingdom: Prince's Foundation Enterprises Limited, whose business is fund-raising. The Prince's School of Traditional Arts, whoSe business is operating a school of traditional arts. The Prince's Drawing School, whose business is operating a drawing school. Summarised financial results for the year ended 31 March 2006: Turnover Expenses Investment income Net surplus The Prince's Drawing School £ 731,615 ( 693,443) 5,545 The Prince's School of Traditional Arts £ 853,185 ( 658,474) 107,037 Prince's Foundation Enterprises Limited 83,868 43.717 301,748 83,868 Donated under Gift Aid ( 83,868) Reserves brought forward 71,502 92,082 Reserves at 31st March 2006 115 219 393,830 10 Stocks Group Company 2006 2005 2006 2005 £ £ £ £ Books held for resale 3.833 3,833 11 Debtors Group Company 2006 2005 2006 2005 • £ £ £ £ Debtors for projects and events 1,338,506 874,685 1,326,032 805,096 Balance due from subsidiary 76,987 178,685 Prepayments and accrued income 103,112 71,212 31,988 34,496 Other debtors 13,008 . 340 - 1.454,626 945,897 1,435,347 1,018,277 19 EFTA01728132 THE PRINCE'S FOUNDATION NOTES TO THE FINANCIAL STATEMENTS 12 Creditors - Amounts falling due Group Company within one year 2006 2005 2006 2005 £ Bank overdraft 154,273 62,207 154,273 62,207 Trade creditors 147,118 180,359 133,102 140,368 Tax and social security 154,488 82,344 154,488 82,344 Accruals 169,827 155,523 153,331 130,050 Deferred income 538,880 479,115 477,400 450,630 Other creditors 36,412 57.964 7.015 54,951 1,200,998 1,017,512 1,079,609 920,550 The bank overdraft is secured by a legal charge over the charity's freehold property. Deferred Income Group Company Deferred from the previous period 479,115 450,630 Released during the year ( 390,715) ( 362,230) Arising during the year: Fees 121,480 60,000 Sponsorship 7,500 7,500 Donations 321,500 321,500 538,880 477,400 13 Funds employed Brought Incoming Outgoing Carried forward resources Resources forward GROUP E E E Restricted funds: Education 160,907 89,004 ( 193,498) 56,413 Urban programme 200,000 ( 100,000) 100,000 Miscellaneous programmes 26,833 26.833 Total restricted funds 387,740 89,004 ( 293,498) 183,246 Endowment Fund 1,547;977 1,547,977 General fund 3,999,300 4,138,303 ( 3,724,436) 4,413,167 Total funds 5,935.017 4.227.307 ( 4,017,934) 6,144,390 CHARITY Restricted funds: Education 30.066 12,500 (34,811) 7,755 Urban programme 200,000 ( 100,000) 100,000 Miscellaneous programmes 26,833 26,833 Total restricted funds 256,899 12,500 ( 134,811) 134,588 Endowment Fund 1.547.977 1,547,977 General fund 3.963,311 2,520,671 ( 2,531,206) 3,952,776 Total funds 5.768,187 2.533.171 j2,666,017) 5,635.341 The endowment fund has been set up to support the Foundation's Visual Islamic and Traditional Arts educational programme; interest received from the fund is applied towards that programme. More details on restricted funds may be found in the Statement of Accounting Policies 20 EFTA01728133 THE PRINCE'S FOUNDATION NOTES TO THE FINANCIAL STATEMENTS 14 Analysis of net assets between funds Tangible Net current Total fixed assets assets GROUP Endowment Fund 1,547,977 1,547,977 Restricted funds 183,246 183,246 1,731,223 1,731,223 Unrestricted funds 3,718,430 694,737 4,413,167 3,718,430 2,425,960 6,144,390 CHARITY Endowment Fund 1,547,977 1,547,977 Restricted funds 183,246 183,246 1,731,223 1,731,223 Unrestricted funds 3,718,430 694,737 4,413,167 3,718,430 2.425,960 6,144,390 15 Pensions The Prince's Foundation contributes to individuals' personal pension schemes, which are thus accounted for as defined contribution pension schemes. The Prince's Foundation also participates in the Universities Superannuation Scheme, a defined benefit scheme which is externally funded and contracted out of the State Earnings-Related Pension Scheme. The assets of the scheme are held in a separate trust. The cost recognised within the surplus/deficit for the year in the statement of financial activities is equal to the contributions payable to each of these pensions schemes during the period. Contributions payable during the period were as follows: 2006 2005 Defined contributions personal pension schemes 76,087 89,612 Universities Superannuation scheme 4,573 6,809 80.660 96,421 16 Capital commitments There are no significant capital commitments. 17 Related party transactions The Trustees of The Prince's Foundation are appointed by HRH The Prince of Wales. During the year, the Prince's Foundation received donations from the following charities, which are considered to be related parties: The Prince of Wales's Charitable Foundation £250,000 (2005 £342,000) The Prince of Wales Foundation, an American charity £237,568 (2005 £131,961) The Foundation holds legal title to 19.22 Charlotte Road, Shoreditch. The Prince's Drawing School and The Prince's School of Traditional Arts enjoy the right to occupy a third of the building rent-free. It has been proposed that this arrangement will be fonnalised and discussions are in progress. 21 EFTA01728134 The Prince's Foundation FOR THE BUILT ENVIRONMENT The Prince's Foundation (Under the working name of The Prince's Foundation for the Built Environment) Consolidated Financial Statements For the year ended 31 March 2006 Company number 3579567 EFTA01728135 THE PRINCE'S FOUNDATION YEAR ENDED 31" MARCH 2006 Company Number 3579567 Registered Charity 1069969 Directors Company Secretary Chief Executive Registered Office Bankers Auditors 19-22 Charlotte Road Shoreditch London EC2A 3SG Allied Irish Bank 9110 Angel Court London EC2R 7AB 198 High Street Tonbridge Kent TN9 1BE Index Page Directors' Report 1 Independent Auditors' Report 7 Consolidated Statement of Financial Activities 8 Company Statement of Financial Activities 9 Balance Sheet 10 Cash Flow Statement 11 Statement of Accounting Policies 12 Notes to the Financial Statements 14 EFTA01728136 11 THE PRINCE'S FOUNDATION DIRECTORS' REPORT The Directors present their report and audited financial statements for the year ended 31 March 2006. This report, prepared in accordance with Section 234 of the Companies Act 1985, is also the Trustees' report required by Part VI of the Charities Act 1993. • The Directors have adopted the provisions of the "Statement of Recommended Practice — Accounting and Reporting by Charities" (revised 2005) in preparing this annual report and financial statements. Structure, Governance and Management The Prince's Foundation is a company limited by guarantee and a registered charity. Each member undertakes to contribute the sum of £1 towards the company's liabilities in the event of winding up. It is governed by its Memorandum and Articles of Association, dating from Incorporation in June 1998. A Board of up to 20 Directors (who are also the Trustees of the charity), appointed by HRH The Prince of Wales, governs the Foundation. Directors are appointed on the basis of their knowledge of the built environment or their educational or business experience. The Foundation has the option to recruit from a pool of potential charity trustees maintained by a firm of recruitment consultants. Training and induction is available for new Directors. Directors are appointed for fixed terms of up to five years at the end of which they may be eligible for re- appointment. The Board meets regularly to set the overall strategic direction of the organisation and to monitor progress of the organisation's work. Day to day management of the organisation is the responsibility of the Chief Executive and the Executive Team. Subsidiary companies During the year the Foundation operated Prince's Foundation Enterprises Limited (PFEL), an incorporated trading subsidiary company which was established to undertake fundraising for the Foundation in schemes that do not fall within its own Memorandum and Articles. Subsidiary charitable companies The Prince's Drawing School and The Prince's School of Traditional Arts are run autonomously, with their own boards of Directors. Details of the financial results for the subsidiaries are given in note 9. Objects The Charity's objects are as follows: a) the protection, preservation, improvement and revitalisation of the Built Environment; b) the relief of poverty of people through the provision of assistance (including financial assistance) and encouragement whilst they are being educated, Instructed or trained in or whilst they are in the process of preparing for entering upon or engaging in any profession, vocation, industry, craft or trade associated with the field of the Built Environment; c) the support of any charity or charities or charitable purpose or purposes. The subsidiary charities' objects are as follows: The Princes Drawing School - the advancement of the education of the public in the arts of drawing, painting, fine art, sculpture, print making, fashion and design. The Prince's School of Traditional Arts - the advancement of the education of the public in the practice and application of the traditional arts and architecture of Islam and other civilisations; and the promotion of the practice and appreciation of such traditional arts and architecture. - The Prince's Foundation for the Built Environment is an educational charity that seeks to improve the quality of people's lives by teaching and practicing timeless and ecological ways of planning, designing and building. 1 EFTA01728137 I THE PRINCE'S FOUNDATION DIRECTORS' REPORT (Continued) We believe that if we can understand and apply time tested principles and therefore build in a sustainable way again, we will reap improvements in public health, in livelier and safer streets, and in a more affordable lifestyle for families and individuals. We also believe that neighbourhoods exhibiting these sustainable characteristics will increase, rather than decrease, in value over time. Through exemplar projects, an academic programme, and policy and research initiatives, we aim to influence the future development of the built environment by affecting the business strategies and long term planning of major developers, government departments and academic institutions. We believe that close scrutiny of traditional models for architecture and town planning is a sound basis for addressing the sustainability agenda. Review of objectives and activities The Prince's Foundation: The Foundation adopted a five-year strategy in late 2004, and reviewed and revised that strategy in February 2006. The strategy sets a vision and a series of goals for the organisation. By 2010 The Prince's Foundation will have made a significant improvement to the quality of people's lives by disseminating its skills, techniques and ideas through: • Having a minimum of 6 exemplar projects that demonstrate an improvement in the quality of people's lives and the practical application of The Foundation's ten fields of study. • Having a minimum of 20 joint initiatives with UK Government and key organisations to influence existing thinking and policies. • Having 10 collaborations with other internationally recognised centres of excellence for the built environment. • Supporting and drawing on a scrutinised global network of 300 effective practitioners. • Employing a unique and effective teaching model that has supported a minimum of 2,500 students. • Raising expectations with the general public for the quality of design and building. • A portfolio of positive press coverage of The Prince's Foundation and its work. The 2005/06 financial year marked the first full year of implementing the Foundation strategy. The strategy aims to put in place a core business model of practice based learning, and during the year it: • Undertook project engagements on three new projects that are expected to be exemplars, progressed a number of others through the design stage and opened one exemplar project at Upton in Northamptonshire. • Negotiated new strategic partnerships / initiatives with English Partnerships, the Building Research Establishment, the British Home Builders Federation, and the King's Fund. • Continued to build collaborations with a number of International Centres of Excellence, including the Congress for the New Urbanism, the Remaking Cities Institute, the Congress for European Urbanism, the Al Turath Foundation, and the New Zealand Ministry of the Environment. • Offered short courses and conferences to over 600 unique attendees in 2005/06. • Held regional conferences, released reports to the public and generated substantial discussion about urbanism and the quality of life. • Generated positive news coverage on the BBC, in broadsheets, trade publications and the local media. The Foundation will continue to follow the strategy in the following Ways: The Chief Executive will direct activities germane to the strategy objectives, and ensure that goals are being reached in both education and projects departments. The CE team also initiates and manages partnership working with major developers as well as research. 2 EFTA01728138 1 • THE PRINCE'S FOUNDATION DIRECTORS' REPORT (Continued) The Director of Education is preparing a programme and staffing plan for the coming year, and will work with the new Chair and the Directors to define the model, schedule and strategic partners for a new MA programme. The Projects Team continues to manage major projects to and beyond the Enquiry by Design stage; these include a strategic growth plan for Lincoln, a major urban extension to Plymouth, a brownfield regeneration at Coed Darcy in Wales, engagement with George Wimpey Homes at Crewkeme, Somerset and monitoring pilot projects at more advanced stages including Poundbury, with the Duchy of Cornwall, and Upton, with English Partnerships. Explanation of the strategies for achieving the stated objectives The Chief Executive's Office leads the organisation, manages and oversees all Departments of the organisation, and is directly responsible for key strategic partnerships, building and facilities, development, and relationships with Clarence House. The Chief Executive is responsible for developing and implementing the strategy of the organisation, which must be reviewed and approved by the Board of Trustees and the President. In developing the strategy, it is expected that the Chief executive will consult the senior management team. The Chief Executive reports to the Board of Trustees, while the senior management team report to the Chief Executive. The Education Department develops policy conferences, strategic seminars and short courses that address the need to build in more sustainable ways. These aim to help design professionals, students, and the communities who live In and shape our built environment. The Education department engages in direct partnerships with key organisations that are able to sponsor individual events to benefit their own members or for goodwill. The Projects and Practice Department engages in fee earning urban design and masterplanning projects pursuant of the strategic goal of six exemplar building projects by 2010, and in fulfilment of the model of practice-based learning. These are in a range of scales and settings that demonstrate timeless and ecological ways of planning, designing and building. In creating these exemplars, the team are also developing a set of tools and techniques that build upon traditional urbanism that can be subsequently taught through the education programme. The Design Theory Department oversees the development and evolution of a body of intellectual capital for the Foundation. This intellectual capital will be found both in the ongoing curriculum and principles created by the Senior Fellows and built through Education and Projects and Practice, and in the identification, training and growth of a Network of Practitioners qualified to implement the principles and techniques of The Prince's Foundation. Development is vital to the charity. In September 2005 a Development Director was recruited to increase the Foundation's fundraising streams and enable a move towards being self-sustainable. . Future activities In 2006/7 the following initiatives programmes will be initiated or continue: 1. Strategic partnerships with the Building Research Establishment, English Partnerships and the Home Builders Federation, each with a minimum of three direct initiatives. 2. Ten education events between October and July, as well as the development of the MA programme with a significant academic partner, leading to an accredited MA course being initiated in 2007. 3. Development of projects work to include over the next few years: • A sustainable urban extension with a landowner dedicated to the long term as well as a new Scottish exemplar project • A regional spatial strategy • A citywide local development framework • Sustainable regeneration of existing suburbs, including retrofit of existing housing stock • Social housing estate renewal • A public transport oriented development around a railway station/ transport node 3 EFTA01728139 THE PRINCE'S FOUNDATION DIRECTORS' REPORT (Continued) • Rural affordable housing in a mixed use village setting • Continued work on a town extension at Sherford (South Hams) and regeneration of Lincoln city centre Financial results Incoming resources for the year totalled £4,227,307 as against £3,685,062 in the previous year, with significant growth in project income, and generous grants towards the new education programme. Resources expended for the year totalled £4,017,934 compared with £3,489,688 in the preceding year, with growth in the project and education departments. This resulted in net incoming resources of £209,373, comprising net Income of £413,867 on general funds and net deficit on restricted funds of £204,494. Two key performance indicators show that staffing costs to charitable activities grew from 14% in 2005/Q6 to 18% this year. This reflects an investment in the calibre of staff to fulfil the main charity's objectives. Numbers trained in educational courses and conferences rose from 448 to 600, the nominal cost for each attendee falling from £664 in 2004/05 to £541 in 2005/06. Reserves policy Free unrestricted reserves — that is unrestricted reserves excluding those represented by fixed assets — were in surplus at 31 March 2006 by £694,737 compared with a surplus at 31 March 2005 of £205,729. The medium-term aim of the Directors is to establish a level of unrestricted funds which will enable the organisation to operate from a financial perspective with a degree of certainty and flexibility. The fundraising strategy recognises the need to increase the proportion of funding provided on an ongoing, rather than one-off basis and to diversify the number of funding streams. Risk management The Directors regularly consider and review, as an on-going process, the major risks to which the organisation is exposed and its control systems: with particular reference to those risks that could potentially prevent the organisation from achieving its principal objectives. Objectives and Activities of the Subsidiaries The Prince's Drawing School: The Prince's Drawing School believes that anyone with talent and passion should be afforded the opportunity to learn to draw, regardless of their financial circumstances. The School's mission is to raise, for public benefit, the standard and profile of drawing through teaching and practice. In this financial year, it achieved this through: • A post graduate Drawing Year which educates 25 artists a year in drawing. They are supported by scholarships, field trips in the UK and Europe, studio space at the Tea building studios, access to tutors, classes and lectures. • A Public Programme: being, public classes open to practising artists and members of the public interested in drawing. • Community Outreach Programme and SummerSchool The Prince's School of Traditional Arts: During the 2005 / 06 financial year the School sought to fulfil its objects by the following activities: - 1. Education: 4 EFTA01728140 THE PRINCE'S FOUNDATION DIRECTORS' REPORT (Continued) The most significant activity for this year was the Quinquennial Review whereby the School fulfilled all the requirements of the University of Wales and obtained another five years validation of its course. The first in a series of Independently run summer schools was held in August 2005. The new academic year brought in 7 new MA students, 1 MPhil and 2 PhD researchers. 2. UK Outreach and Community Education programme The School worked in partnership with Shakespeare's Globe Education and with London primary schools in "There's Magic in the Web* and "The Tent of Peace". The School also joined hands with Shakespeare's Globe Education in celebrating "Islam Awareness Week" in November 2005 by organising four workshops for the family. Three other outreach events in which The School participated were: Skills City on 6-9 July; Art in Action in Oxford; and the Saudi National Day in September. At all these events, exhibitions of the work of the School and demonstrations of corresponding craft were offered. 3. International Outreach Programme: The highlights for this financial year were three major exhibitions on -The Work of The Prince's School of Traditional Arts" held at the National Building Museum in Washington, DC; The Emir Taz Palace in Cairo, Egypt and at the King Abdul Aziz Historic Centre in Riyadh, Saudi Arabia and the launching of the Cairo Programme on March 18 -21 2006. The Cairo Programme is a one-year programme in collaboration with the Egyptian Ministry of Culture. The School is also developing a programme in Lebanon with the Safadi Foundation. 5 EFTA01728141 THE PRINCE'S FOUNDATION DIRECTORS' REPORT (Continued) Directors The Directors (who are the Trustees of the charity and the Members of the company) who served during the year and up to the date of this report are as follows: (appointed 12 May 2006) (retired 30 June 2006) Statement of Directors' responsibilities Company law requires the Directors to prepare or have prepared financial statements for each financial year which give a true and fair view of the state of the affairs of the company and of the surplus or deficit for that period. In preparing these financial statements, they are required to: • select suitable accounting policies and then apply them consistently; • make judgements and estimates that are reasonable and prudent; • prepare the financial statements on the going concern basis unless It is Inappropriate to presume that the company will continue in business; • state whether applicable accounting standards have been followed, subject to any material departures disclosed and explained in the financial statements. The Directors are responsible for ensuring that proper accounting records are kept which disclose with reasonable accuracy at any time the financial position of the company and to enable them to ensure that the financial statements comply with the Companies Act 1985. They have general responsibility for taking such steps as are reasonably open to them to safeguard the assets of the company and to prevent and detect fraud and other irregularities. Statement of disclosure to auditors. So far as the directors are aware, there is no relevant audit information which has not been disclosed to the company's auditors. They have taken all the steps that they ought to have taken as directors in order to make themselves aware of any matters which would be relevant for audit purposes, and td ensure that such information has been communicated to the company's auditors. Auditors in accordance with Section 384 of the Companies Act 1985, a resolution for the re-appointment of Lindeyer Francis Ferguson as auditors of the company is to be proposed at the forthcoming Annual General Meeting. Approved by the Directors and signed on their behalf by Professor- Chairman Dated: 9 November 2006 6 EFTA01728142 INDEPENDENT AUDITORS' REPORT TO THE MEMBERS OF THE PRINCE'S FOUNDATION We have audited the financial statements of The Prince's Foundation for the year ended 31 March 2006, which comprise the Consolidated Statement of Financial Activities, Company Statement of Financial Activities, Consolidated Balance Sheet, Consolidated Cash Flow Statement and the related notes. These financial statements have been prepared under the historical cost convention and the accounting policies set out therein. This report, including the opinion, is made solely to the charitable company's members, as a body, in accordance with Section 235 of the Companies Act 1985. Our audit work has been undertaken so that we might state to the company's members those matters we are required to state to them in an auditors report and for no other purpose. To the fullest extent permitted by law, we do not accept or assume responsibility to anyone other than the company and the company's members as a body, for our audit work, for this report, or for the opinions we have formed. Respective responsibilities of the directors and auditors As described in the Statement of Directors' Responsibilities, the company's directors' are responsible for the preparation of the financial statements in accordance with applicable law and United Kingdom Accounting Standards (United Kingdom Generally Accepted Accounting Practice) Our responsibility is to audit the financial statements in accordance with relevant legal and regulatory requirements and International Standards on Auditing (UK and Ireland). We report to you our opinion as to whether the financial statements give a true and fair view and. are properly prepared in accordance with the Companies Act 1985. We also report to you if, in our opinion, tho Directors' Report is not consistent with the financial statements, if the company has not kept proper accounting records, if we have not received all the information and explanations vie require for our audit, or if information specified by law regarding directors' remuneration and transactions with the company is not disclosed. We read the Directors' Report and consider the implications (or our report if we become aware of any apparent misstatements within it. Basis of audit opinion We conducted our audit in accordance with International Standards on Auditing (UK and Ireland) issued by the Auditing Practices Board. An audit includes examination, on a test basis, of evidence relevant to amounts and disclosures in the financial statements. It also includes an assessment of the significant estimates and judgements made by the directors in the preparation of the financial statements, and of whether the accounting policies are appropriate to the charitable company's circumstances, consistently applied and adequately disclosed. We planned and performed our audit so as to obtain all the information and explanations which we considered necessary In order to provide us with sufficient evidence to give reasonable assurance that the financial statements are free from material misstatement, whether caused by fraud or other irregularity or error. In forming our opinion we also evaluated the overall adequacy of the presentation of information in the financial statements. Opinion In our opinion the financial statements: • give a true and fair view, in accordance with United Kingdom Generally Accepted Accounting Practice, of the state of affairs of the charitable group and company as. at 31 March 2006 and of its incoming resources and application of resources, including its Income and expenditure, for the year then ended; and • have been property prepared in accordance with the Companies Act 1985. In our opinion the Information given in the Directors' Report is consistent with the financial statements. narterea Accountants Registered Auditor 7 9 November 2006 North House, 198 High Street Tonbridge, Kent, TN9 1BE EFTA01728143 THE PRINCE'S FOUNDATION CONSOLIDATED STATEMENT OF FINANCIAL ACTIVITIES (INCLUDING INCOME AND EXPENDITURE ACCOUNT) Year ended 31st March Incoming resources: Incoming Resources from generated funds Notes 1 General Fund 2006 E Restricted Funds 2006 £ Endowment Fund 2006 £ Total Total Funds Funds 2006 2005 £ £ Voluntary income 2,360,872 89,004 ' 2,449,876 2,327,803 Activities for generating funds 199,623 199,623 114,435 Investment income 124,767 124,767 97,830 Incoming Resources from charitable activities 2 Educational programmes 296,818 296,818 311,645 Urban programmes 1,156,223 1,156,223 819,448 Heritage programmes 13,901 Total incoming resources 4,138,303 89,004 4,227,307 3,685,062 Resources expended: Cost of generating funds 521,856 521,856 424,541 Charitable activities 3 3,166,150 293,498 3,459,648 3,028,301 Governance costs 4 36,430 36,430 36,846 Total resources expended 5 3,724,436 293,498 4,017,934 3,489,688 Net Incoming (outgoing) resources 7 413,867 ( 204,494) 209,373 195,374 Balances brought forward 3,999,300 387,740 1,547,977 5,935,017 5.739,643 Balances carried forward at 31st March 2006 4,413,167 183.246 1,547.977 6 144 390 5,935,017 All incoming resources and resources expended derive from continuing activities There are no recognised gains and losses other than those passing through the statement of financial activities. Comparative figures for 2005 have been restated to the extent necessary to implement revised disclosures resulting from the application of 2005 revision of the SORP on Accountingby Charities. The result for the year was not affected by these presentational changes. 8 EFTA01728144 . . • THE PRINCE'S FOUNDATION STATEMENT OF FINANCIAL ACTIVITIES - COMPANY (INCLUDING INCOME AND EXPENDITURE ACCOUNT) Year ended 31st March General Fund 2006 Restricted Funds 2006 Endowment Fund 2006 Total Funds 2006 Total Funds 2005 £ £ £ £ £ Notes Incoming resources: Incoming Resources from generated funds 1 Voluntary income 1,265,686 12,500 1,278,186 1,756,762 Investment Income 12,185 12,185 610 Gift Aid from subsidiary 61,080 • 61,080 102,226 Incoming Resources from charitable activities 2 Educational programmes 25,497 25,497 53,587 Urban programmes 1,156,223 1,156,223 819,448 Heritage programmes 13,901 Total incoming resources 2.520.671 12,500 2,533.171 2,746.534 Resources expended: Cost of generating funds 399,899 399,899 388,428 Charitable activities 3 2,109,496 134,811 2,244,307 2,167,198 Governance costs 4 21,811 21,811 21,652 Total resources expended 5 2,531,206 134,811 2,666,017 2,577,278 Net incoming (outgoing) resources before transfers 7 ( 10,535) ( 122,311) ( 132.846) 169,256 Restricted reserves transferred to subsidiaries ( 140,712) Net movement in funds ( 10,535) ( 122,311) ( 132,846) 28,544 Balances brought forward 3,963,311 256,899 1,547,977 5,768,187 5.739,643 Balances carried forward at 31st March 2006 3,952,776 134.588 1,547,977 5,635,341 5.768.187 All incoming resources and resources expended derive from continuing activities There are no recognised gains and losses other than those passing through the statement of financial activities. Comparative figures for 2005 have been restated to the extent necessary to implement revised disclosures resulting from the application of 2005 revision of the SORP on Accountingby Charities. The result for the year was not affected by these presentational changes. 9 EFTA01728145 agorhz Mbuattur PERSONNEL 2004 New York SS Archives, Library, and Museum Records Art Services and Preparations Conservati I I EFTA01728146 © 2005 by The Harry Frank Guggenheim Foundation 25 West 53rd Street COVER: Thomas Hart Benton, Struggle fir the Wilderness, American Historical Epic Series, ca. 1924-1926. Courtesy of The Nelson-Atkins Museum of Art, Kansas Cicy, Missouri (Bequest of the artist) F75-21/9. © Benton Testamentary Trusts/UMB Bank Trustee/VAGA, New York, NY. Photo: Jamison Miller. PHOTOGRAPHS: 3: Barbara Vaughn Photography 4: Risette Prince 7: AFP/Getty Images 9: ArifAli/AFP/Getcy Images 12: Robert Nickelsberg/Getty Images 13: Courtesy The Washington Post via Getty Images 22: Getty Images 27: Ami Vitale/Getty Images 29: Michael K. Nichols/National Geographic/Getty Images 31: Rodrigo AranguaJAFP/Getty Images 32: Austin Ekeinde/Rcuters 35: Spencer Platt/Getty Images 39: Robert Knoth/Panos 40: Alejandro Brun/AFP/Gerty Images 48: Nancy Scheper-Hughes 65: Scott Nelson/Getcy Images 83: Elvis Barukcic/AFP/Getty Images EFTA01728147 DIRECTORS, OFFICERS, AND STAFF BOARD OF DIRECTORS AS OF JANUARY I, 20O5 Peter Lawson-Johnston, Chairman of the Board Josiah Bunting III, President COMMITTEES OF THE BOARD Executive Committee Investment n ; Pr am Committee Finance and Administration Committee OFFICERS AND STAFF CONSULTANTS COUNSEL: Clew, Gottlieb, Steen & Hamilton Aunrroas: 87 EFTA01728148 Guggeghein$oundation Officers and Trustees Page Page 1 of 3 John Simon Guggenheim Memorial Foundation Fellowships to Assist Research and Artistic Creation Home Announcements General Information Eligibility Deadlines Application Forms Recent Fellows All Fellow lists Frequently Asked Questions Definitions Press releases Officers and Trustees Annual Report and Brochures Donations in support of Guggenheim Fellowships The Guggenheim family Guggenheim foundations Guggenheim Museum Lampadia Foundation Board of Trustees term ending 2007 Michael Hegarty Joyce Carol Oates Charles P. Stevenson, Jr. Patrick J. Waide, Jr. term ending 2008 Edward Hirsch A. Alex Porter Richard A. Riflcind term ending 2009 Robert A. Cam Joel Conarroe Joseph A. Rice Charles Ryskamp Waddell W. Stillman Ellen Taaffe Zwilich Corporate Officers Joseph A. Rice, Chairman of the Board Edward Hirsch, President Andre Bernard, Vice President and Secretary Coleen P. Higgins-Jacob, Vice President, Chief Financial Officer, and Treasurer Richard W. Hatter, Director of Development and Public Relations Joseph Gurvets, Director of Technology Barbara E. Gleason, Assistant Treasurer Julie R. Klein, Assistant Treasurer and Assistant Secretary Patricia E. O'Sullivan, Assistant Secretary Susan Tarone, Assistant Treasurer and Assistant Secretary Keith B. Lewis, Program Associate Maria Elena Pizarro, Program Assistant Former Trustees of the Foundation Simon Guggenheim, 1925-41 (President)* Charles Earl, 1925-43 Carroll A. Wilson, 1925-47 Charles D. Hilles, 1925-49 Francis H. Brownell, 1925-54 (Vice President)* Pagina principal Information en espafiol Elegibilidad Fechas Becarios recientes Los formularios para las solicitudes Preguntas mas frecuentes Definiciones Avisos (en ingles) ggporte Anual v Panfletos Infonnacio en portugu8s Elegibilidade Prazos Bolsistas recentes Os formularios de inscricAo Perguntas frequentes Definicaos Avisos (em http://www.gf.org/officer.html 2/5/2007 EFTA01728149 GuggeOeirniFioundation Officers and Trustees Page Page 2 of 3 Roger W. Straus, 1925-57 (flee President, 1951-57) • Olga Hirsh (Mrs. Simon) Guggenheim, 1925-61 (Vice President, 192541; President, 1942-61); President Emeritus, 1961-70; Trustee Emeritus, 1963-70 John C. Emison, 1939-63; Trustee Emeritus, 1963-66 Medley G. B. Whelpley, 1939-65 (Vice President, 1959-65); Trustee Emeritus, 1965-68 Charles Merz, 1942-65; Trustee Emeritus, 1965-77 Henry Allen Moe, 1945-66 (Vice President, 1954-61; President, 1961-63); Trustee Emeritus, 1966-75 Roswell Magill, 1947-62 Elliott V. Bell, 1951-72 (Vice President, 1965-72) Kenneth C. Brownell, 1954-58 (Vice President, 1958); Trustee Emeritus, 1958 Ernest M. Lundell, Jr., 1957-75; Trustee Emeritus, 1975-93 Dale E. Sharp, 1958-75 (Chair, 1961-75); Trustee Emeritus, 1975-84 Forrest G. Hamrick, 1958-82 James Brown Fisk, 1959-81 R. Manning Brown, Jr., 1963-75; Trustee Emeritus, 1975-85 Carroll V. Newsom, 1963-76 (Chair, 1975-76); Trustee Emeritus, 1976-90 Gordon N. Ray, 1963-86 (President, 1963-85); President Emeritus, 1985-86 John A. Peeples, 1965-74; Trustee Emeritus, 1974-77 John M. Schiff, 1965-76; Trustee Emeritus, 1976-87 John N. Irwin II, 1966-73 Frederick Seitz, 1973-83 (Chair, 1976-83) Roger W. Straus, Jr., 1973-89; Trustee Emeritus, 1989-2004 Carl M. Mueller, 1974-85 Ralph E. Leach, 1975-83 Lewis Thomas, 1975-85 Richard W. Couper, 1975-94 Lewis M. Branscomb, 1976-78 William T. Golden, 1976-81 W. Clarke Wescoe, 1976-91 (Chair, 1983-91) Helene L. Kaplan, 1981-97 Malcolm B. Smith, 1982-95 Edward E. David, Jr., 1982-98 Robert V. Lindsay, 1983-97 (Chair, 1991-97) S. Parker Gilbert, 1990-96 Theodore L. Cross, 1991-96 Charles A. Sanders, 1991-96 C. Nicholas Potter, 1995-2001 Kenneth Lipper, 2000-02 Leon Levy, 1991-2003 Jean Strouse, 1987-94, 2000-04 Wendy Wasserstein, 1997-2006 *Before May 1961, the title of President meant Chairman of the Board, and the chief executive officer (Henry Allen Moe) http://www.gforg/officer.html 2/5/2007 EFTA01728150 Guggepheitr,foundation Officers and Trustee's Page Page 3 of 3 was called Secretary (1925-37) and Secretary-General (1937- 61). Before June 1973, the title of Vice President meant Vice Chairman of the Board. home page http://www.gf.org/officer.html 2/5/2007 EFTA01728151 Guggestheimet amily Page Page 1 of 2 Home Announcements General Information Eligibility Deadlines Application Forms Recent Fellows All Fellow lists Frequently Asked Questions Definitions Press releases Officers and Trustees Annual Report and Brochures Donations in support of Guggenheim Fellowships The Guggenheim family Guggenheim foundations Guggenheim Museum Lampadia Foundation John Simon Guggenheim Memorial Foundation Fellowships to Assist Research and Artistic Creation The Family of John Simon Guggenheim John Simon Guggenheim was the son of Simon Guggenheim, one of seven brothers whose father Meyer Guggenheim came to Philadelphia from Switzerland in 1848. Meyer Guggenheim created a successful business importing lace, but made an investment in Colorado silver mines that put the Guggenheim family into the mining and smelting business, a business (the American Smelting and Refining Company or ASARCO) that expanded to include copper and nitrates not only in Colorado, but eventually in Mexico, Alaska, Chile, and other places around the world. Five of the brothers participated in the business activities of the family: Daniel, Murry, Isaac, Solomon, and Simon. The two younger brothers were Ben and William. Ben went down on the Titanic in 1912, but left a daughter, Peggy Guggenheim, who became a well known figure in the modem art world. William's grandson William Guggenheim III can be reached by email. Daniel Guggenheim became the head of the family in 1905 and was an avid promoter of aviation and rocketry. Aeronautic institutes that he funded exist at various universities around the country. His foundation still makes grants. Daniel's son Harry Frank Guggenheim, the founder of Newsday, also created his own foundation, one that has for its primary focus the study of the nature and causes of aggression. Murry Guggenheim funded a major dental clinic for the poor of New York. When the state took on that responsibility, his benefactions went mostly toward New York hospitals. Solomon Guggenheim collected art and funded various museum projects until Frank Lloyd Wright joined him to create the Solomon R. Guggenheim Museum, which is supported by Solomon's foundation, now chaired by his grandson Peter Lawson-Johnson. Shortly before her death, Peggy Guggenheim deeded her art collection and villa in Venice to the Solomon R. Guggenheim Foundation. Simon Guggenheim became a senator from Colorado in Pagina principal Information en espatIol Elegibilidad Fechas Becarios recientes Los formularios para las solicitudes Preguntas mas frecuentes Definiciones Avisos (en ingles) Reporte Anual y Panfletos Infomiacito en portugu8s Elegibilidade Prazos Bolsista recentes Os formularios de inscrictio Perguntas frequentes Definicdos Avisos (em inglos) http://www.gf.org/gugg_fam.html 2/5/2007 EFTA01728152 Guggeiiheirtiamily Page Page 2 of 2 1907 for one term. He had two sons, both of whom died young, and he and his wife Olga Hirsh Guggenheim went on to devote their resources to this Foundation, both during their lifetimes and in bequests after their deaths. There are no more heirs of Simon Guggenheim. Roger Straus, Jr., a' grandnephew of Simon Guggenheim, was until his recent demise an emeritus member of the Foundation's Board of Trustees and represented the Foundation's last connection with the wider family of its founders. For further information about the Guggenheim family, see John H. Davis, The Guggenheims (1848-1988): An American Epic (Morrow, 1978; Shapolsky, 1989). home page http://www.gf.oregugg_fam.htrn1 2/5/2007 EFTA01728153 Tufts University - printed web page Page 1 of 2 This page printed from: h ://fletcher.tufts.edu/about/overseers.shtml THE FLETCHER SCHOOL TUFTS UNIVERSITY BOARD OF OVERSEERS • Peter Ackerman, Chair F'69, F'71, F'76, F'03P, A'03P Managing Director Rockport Capital, Inc. Washington, DC Neil A. Allen F'76 Chairman and CEO Allen Global Holdings, LLC Greenwich, CT Joyce L. Barsam Tufts '62, '89 Professor, Modern Language Department Northeastern University Boston, MA C. Fred Bergsten F'62, F'63, F'69 Director Institute for International Economics Washington, D.C. Johannes A. Binnendijk F'70, F'71, F'72, F'06P Director Center for Technology and National Security Policy National Defense University Washington, DC Gerald W. Blakeley, Jr. President Blakeley Investment Company Boston, MA Charles N. Bralver F'75 Executive Director Mercer Oliver Wyman New York, NY Michael M. Maney F'57 Partner Sullivan & Cromwell New York, NY William F. McSweeny Director Charles H. Dallara F'75, F'76, F'86 Managing Director Institute of International Finance Washington, DC Eileen Guggenheim F'01 (GMAP) Ditstee and Advisor The Prince of Wales Foundation New York, NY John P. Hamill F'99P Chairman of the Board Sovereign Bank New England Boston, MA Robert D. Hormats A'65, F'66, F'67, F'70, H'00 Vice Chairman, Investment Banking Division Goldman, Sachs & Co. New York, NY Paul S.P. Hsu F'65 Chairman & CEO PHYCOS International Co., Ltd. Taipei, Taiwan Wolfgang F. Ischinger F'73 German Ambassador to the United Kingdom London, UK Jonathan A. Small F'68 Of Counsel Debevoise & Plimpton LLP New York, NY Wendin Smith F'00 Senior Associate Booz Allen Hamilton Washington, DC. Lisbeth Tarlow F'84, F'97 http://scripts.web.tufts.edu/phprint/phprint.php 2/5/2007 EFTA01728154 Tufts University - printed web page Chevy Chase Bank FSB Chevy Chase, MD Vikram Mehta F'79 Chairman The Shell Group of Companies in India New Delhi, India William G. Meserve A'62, F'62, A'91P, J'95P Partner Ropes & Gray Boston, MA Mark K. Nichols F'71, F'73 Managing Director Banc of America Securities, LLC. New York, NY Elizabeth Parker Powell F'62 Co-Founder, Chair, Treasurer Diamond Machining Technology, Inc. Marlborough, MA Andrew Safran F'76, F'77 Managing Director and Global Head Energy, Utilities and Chemicals Investment Banking Citigroup Global Markets Inc. New York, NY Thomas Schmidheiny H'99 Chairman Spectrum Value Management Ltd. Jona, Switzerland • Page 2 of 2 Associate Director, Davis Center for Russian Studies Harvard University Cambridge, MA Gregory I Terry F'70 Chief Operating Officer, Asia Morgan Stanley Hong Kong Shashi Tharoor F'76, F'77, F'79 Under-Secretary-General Communications and Public Information United Nations New York, NY G. Richard Thoman F'67, F'69, F'71 Managing Director Corporate Perspectives New York, NY Andrei P. Vandoros F'71, F'75 Managing Director Pearl Carriers Limited London, UK Fuad S. Abu-Zayyad F'58 Chairman InterArab Investment Fund L.P. Amman, Jordan http://scripts.web.tufts.edu/phprint/phprint.php 2/5/2007 EFTA01728155