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efta-efta01746402DOJ Data Set 10CorrespondenceEFTA Document EFTA01746402
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
From:
Richard Kahn
Sent:
Friday, February 27, 2015 10:02 PM
To:
jeffrey E.
Subject:
Bruce Galloway
Attachments:
Mail Attachment.html; Untitled attachment 00007.htm; Mail Attachment.txt; Untitled
attachment 00010.htm
on Feb 6th we told Bruce to sell 50% of TBIO position which =e did at an ave price of 2.98 Bruce keeps telling me =hat
that are 4 short term catalysts...
stock announced public offering and =losed today at 1.74
http://finance.yahoo.com/q;_ylt=Av.lEzTZkfkOJM3qADCZVQX3eAohG;=ylu=X3oDMTBxdGVyNz.NBHNIYwNVSCAzIERIc2t0
b3AgU2VhcmNoIDEx;_ylg=X3oDMTB=OTkyZWtoBGxhbmcDZW4tVVMEcHODc2VjdGIvbnMEdGVzdAM-
;_ylv=3?uhb=uhb2&=r=uh3 _finance_vert_gs&type=2button&s=tbio
http://finance.yahoo.com/news/transgenomic-announces-pricing-pu=lic-offering-113000608.html
please advise
Richard Kahn
HBRK Associates Inc.
575 Lexington =venue 4th Floor
New York, NY 10022
tel =12-971-1306
fax 646-350-0954
cell
Begin forwarded message:
To: =/b>"Richard Kahn"
Subject: =/b>Re: Tbio
From: =/b>Bruce Galloway
Date: =/b>February 27, 2015 at 2:13:45 PM =ST
They were supposed come out with news. Didn't expect a =inancing
Sent from my HTC on T-Mobile 4G LTE
EFTA_R1_00040100
EFTA01746402
Reply message =----
From: "Richard Kahn" S>
To: "Bruce =alloway"
Subject: =bio
Date: Fri, Feb 27, 2015 13:57
<rnailt
>
stock now down 45% =ince we sold and no response from you..
Richard Kahn
HBRK Associates Inc.
575 Lexington =venue 4th Floor
New York, NY 10022
tel =12-971-1306
fax 646-350-0954
cell
position
</=ody>
On Feb 23, 2015, at 4:32 PM, Richard Kahn c
> wrote:
any updates on =hy we should not sell remaining 50% as stock has gone 20% lower since =e sold 50% of
Richard Kahn
HBRK Associates Inc.
575 Lexington =venue 4th Floor
New York, NY 10022
tel =12-971-1306
fax Nil
cell
On Feb 4, 2015, at 7:36 PM, Bruce Galloway
4 big =atalysts going on. All short term
Sent from my HTC on T-Mobile 4G =TE
> wrote:
2
EFTA_R1_00040101
EFTA01746403
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