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efta-efta01746402DOJ Data Set 10Correspondence

EFTA Document EFTA01746402

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DOJ Data Set 10
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efta-efta01746402
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EFTA Disclosure
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From: Richard Kahn Sent: Friday, February 27, 2015 10:02 PM To: jeffrey E. Subject: Bruce Galloway Attachments: Mail Attachment.html; Untitled attachment 00007.htm; Mail Attachment.txt; Untitled attachment 00010.htm on Feb 6th we told Bruce to sell 50% of TBIO position which =e did at an ave price of 2.98 Bruce keeps telling me =hat that are 4 short term catalysts... stock announced public offering and =losed today at 1.74 http://finance.yahoo.com/q;_ylt=Av.lEzTZkfkOJM3qADCZVQX3eAohG;=ylu=X3oDMTBxdGVyNz.NBHNIYwNVSCAzIERIc2t0 b3AgU2VhcmNoIDEx;_ylg=X3oDMTB=OTkyZWtoBGxhbmcDZW4tVVMEcHODc2VjdGIvbnMEdGVzdAM- ;_ylv=3?uhb=uhb2&=r=uh3 _finance_vert_gs&type=2button&s=tbio http://finance.yahoo.com/news/transgenomic-announces-pricing-pu=lic-offering-113000608.html please advise Richard Kahn HBRK Associates Inc. 575 Lexington =venue 4th Floor New York, NY 10022 tel =12-971-1306 fax 646-350-0954 cell Begin forwarded message: To: =/b>"Richard Kahn" Subject: =/b>Re: Tbio From: =/b>Bruce Galloway Date: =/b>February 27, 2015 at 2:13:45 PM =ST They were supposed come out with news. Didn't expect a =inancing Sent from my HTC on T-Mobile 4G LTE EFTA_R1_00040100 EFTA01746402 Reply message =---- From: "Richard Kahn" S> To: "Bruce =alloway" Subject: =bio Date: Fri, Feb 27, 2015 13:57 <rnailt > stock now down 45% =ince we sold and no response from you.. Richard Kahn HBRK Associates Inc. 575 Lexington =venue 4th Floor New York, NY 10022 tel =12-971-1306 fax 646-350-0954 cell position </=ody> On Feb 23, 2015, at 4:32 PM, Richard Kahn c > wrote: any updates on =hy we should not sell remaining 50% as stock has gone 20% lower since =e sold 50% of Richard Kahn HBRK Associates Inc. 575 Lexington =venue 4th Floor New York, NY 10022 tel =12-971-1306 fax Nil cell On Feb 4, 2015, at 7:36 PM, Bruce Galloway 4 big =atalysts going on. All short term Sent from my HTC on T-Mobile 4G =TE > wrote: 2 EFTA_R1_00040101 EFTA01746403

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