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efta-efta01749587DOJ Data Set 10CorrespondenceEFTA Document EFTA01749587
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
From:
Richard Kahn
Subject: Fwd: FIT 500 Shares
Sent:
Thursday, June 18, 2015 12:41:54 PM
To:
"jeffrey E." <[email protected]>
STC Morgan Stanley account received 500 shares of FIT
I will email you when stock opens
I called DB and they said they do not yet have their allocations for SFL
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
tel
fa
cel
Begin forwarded message:
From: "Atlas, Andrew S"
To: "Richard Kahn
Subject: FIT 500 Shares
Date: June 18, 2015 at 8:38:04 AM EDT
Rich,
FIT priced at 20. Southern Trust Company was allocated 500 shares.
Equity commission rate = 4c per share / $100 minimum
Speak soon,
Andrew
Andrew S. Atlas
Financial Advisor
Equity Sales/Middle Markets Group
Morgan Stanley Wealth Management
Midtown Manhattan Complex
1290 Avenue of the Americas, 12's Floor I New York, NY 10104
EFTA_R1_00048358
EFTA01749587
Tel/Direct:
I Fax:
Important Notice to Recipients:
Please do not use e-mail to request, authorize or effect the purchase or sale of any security or
commodity. Unfortunately, we cannot execute such instructions provided in e-mail. Thank you.
The sender of this e-mail is an employee of Morgan Stanley Smith Barney LLC (*Morgan Stanley'). If
you have received this communication in error, please destroy all electronic and paper copies
and notify the sender immediately. Erroneous transmission is not intended to waive
confidentiality or privilege. Morgan Stanley reserves the right, to the extent permitted under
applicable law, to monitor electronic communications. This message is subject to terms
available at the following link: http://www.morganstanlev.com/disclaimersimssbemail.html. If
you cannot access this link, please notify us by reply message and we will send the contents to
you. By messaging with Morgan Stanley you consent to the foregoing.
EFTA_R1_00048359
EFTA01749588
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