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efta-efta01926672DOJ Data Set 10CorrespondenceEFTA Document EFTA01926672
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
To:
Jeffrey EpsteinBeevacation©gmail.com]
From:
David Stern
Sent:
Mon 5/12/2014 5:40:18 PM
Tim Collins has less than 10% as of April 29, 2014
On 29 April 2014, Timothy C. Collins and affiliated entities notified RHJ International (•"RHJI") that their
aggregate holding of 8,879,157 shares in RHJI had crossed downward the threshold of 10% of the total
number of voting rights in RHJI from 10.37% to 9.75%.
On 26 March 2014, RHJI carried out a capital increase in connection with its acquisition of a 9% stake In
BHF-BANK AG. As a result of the issuance of such additional voting rights in RHJI to the seller of BHF-
BANK AG, the total number of voting rights in RHJI increased from 85,545,547 to 91,045,745. The
aggregate holding of 8,879,157 shares in RHJI held by Timothy C. Collins and affiliated entities
consequently decreased from 10.37% to 9.75% of the total number of voting rights in RHJI.
A copy of the notification sent by Timothy C. Collins and affiliated entities is reproduced hereunder and
available on RHJI's corporate website under "Investor Relations - Shareholder Information - Transparency
Rules".
Additional background information
In connection with the acquisition by Kleinwort Benson Group ("KBG") of a 91% stake in BHF-BANK AG
which was disclosed by the Company on 27 March 2014, two entities affiliated with Timothy C. Collins,
namely Windmere Investments LLC and the Timothy C. Collins 2003 Descendants Trust, made an
aggregate cash investment of E13.6 million in return for a 2.65% stake in KBG.
EFTA_R1_00373284
EFTA01926672
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