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efta-efta02031323DOJ Data Set 10Correspondence

EFTA Document EFTA02031323

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DOJ Data Set 10
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efta-efta02031323
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
To: [email protected]@gmail.com]; Cc: [email protected]@gmail.com] From: Peggy Siegal Sent: Tue 4/3/2012 6:06:06 PM Subject: Re: good am Nancy: what is best number to reach you on. Peggy From: Rubin, Nancy (Roseland) Sent: Tuesday, April 03, 2012 To: Peggy Siegal Subject: good am Hi Peggy, it's been quite awhile ...hope you're well....i took a good look at your 2 accounts and there are a few things I would like to change in your individual account due to downgrades , the IRA is fine.... If you would like to call.. Nancy Rubin Vice President/Investments Stifel, Nicolaus & Co. Roseland, NJ 07068 NI electronic messages sent and received by Stifel Nicolaus Associates are subject to review by Stifel Nicelaus. Stifel Nicolaus may retain and reproduce electronic messages for state. federal, or other regulatory agencies as required by applicable law. IMPORTANT: Please do not use e-mail to request or authorize the purchase or sale of any security or commodity, send fund transfer instructions, or otherwise conduct any securities transactions. Any requests, orders, Instructions, or time-sensitive messages sent by e-mail cannot be accepted or processed by Stifel Nicolaus. The accuracy of any information sent by Stifel Nicolaus through e-mail cannot be warranted or guaranteed by Stifel Nicolaus or its affiliates. Stifel. Nicolaus & Company. Incorporated Member NYSE & SIPC Headquarters: St. Louis, MO 63102 EFTA_R1_00541403 EFTA02031323 Stifel NicoIaus Canada Inc. Member IIROC 8 CIPF Headquarters: 21st Floor. Toronto. ON M5K 1B7 EFTA_R1_00541404 EFTA02031324

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