EFTA Document EFTA01268314

Rage 1 of 41 Ameritrade PO Box 2760 ir Omaha. NE 68103-2760 Fax: 866-468-6268 Account Herniae United LieDifityCompeny: Southern FmtinCial LLC Trading Authorization for Limited Liability Company Account Slate of Oreantakint U.S. Virgin Islands The undersigned members of the abovenamed Limited Liability Company (LW) duly organized in the abuse-named slate hereby authorize 7DAnwritrade gearing. Inc. rClearIng Fkm", to open an account for the LW. The undersigned hereby authorize Authorized Agent Nanw. Bruce R. Galloway Authorized Agent Now &Morticed Agent Name: Authorized Agent Mimic rAuthorked Managers', or any one of there as the LLC's agents and attorneys-In-fact to buy, sal (inciticang short sales), and trade in stocks, bonds, and other securities anclfor contract ratting to the same, on margin or otherwise, for the LLCs wavont art rIsic, and in the Lies name a number on Clearing Firm's becks, In accordance with the Cfierll Agreement set forth In its Standard Account Agreement (including arbitration of disputes) and those terms and conditions otheriviSe established by Clearing Firm. Clearing Firm is authorized to follow the Instructions of Authorized Managers, or any one of them, In earl respect Ograterriagg the LLC's account with Cawing Firm. and make deliveries of securities and Payment of monies to them or as they may order or direct. In DO meters end things aforementioned, as well as in all other things necessary a Incidental to the adminIStration of the LLC's account Authorized Managers, or any ono of them, we authorized to act for and on behalf of the LLC In the same force and effect as the undersigned might or could do. and me authorized to matte on behalf of the ittb kg:cool rt dernandS, notices, cow:mations, reports, statements of account, aid communications of every kind, to make agreements at behalf of die LICs account, to terminate or modify same or waive any provisions thereof, end generally Co deal on behalf of the LLC's account as hilly and completely as 11 Authorized Matteson were interested iii saki taxying, all wthoe notice to tie other partners of the LLC. The undersigned hereby ratify and non Frm any and all transactions with Clearing Finn hereto:ale ur hereafter made by IscallOrtzed Managers. or any one of them, for the LLC's account this authorization Is In addition to (and In no way links or restricts) nub' rights Clearing Flint may have under any other agreement between the undersigned and Clearing Finn This authorization Is binding on the undersigned and the LLC and for their respective successors and assigns, and is also a Continuing one and shall remain In full force and effect until revoked by the undersigned. a their respective surcessnra, and assigned by a written notice addressed to Cleating Firm and dr:Meted to 200 South 108th Avenue, Omaha. NE 68154-2631. In the event any of the undersigned (*Me to be members of the LLC, Cleating Firm Is authorized (a) to continue to treat such person as a member for at purposes, and as bawd by this aolkatzation untg such time as ono of the wide:foist' MAL or ?ext., persons rewesentanve, delivers a mitten notice to Clearing Firm, at the address set forth above, to the effect that such person has ceased to be a member and will no kings, be bound by this authorization and (b) to take such Proceedings. require such paean. retain curt portion of, or reside' tansootions In the 110's account as Cues lag Film may dilltM acnsabie to protect t againSI any liability, penalty or toss under any present or future law a otherwtse. It is further agreed that, In the event any of the undersigned cease to be 3 member of the LLC, the remaining member(*) wet Immediately cause you in be nnlified of such fact no notice or revocation, or of any of MB LI nine-Juno(' ceasing to bee member of the U C. she; affect any authority hereby granted or any ItabiSty in any way resulting tom uwIsacgons initiated prier to the receipt of the wnen notice thereof try gearing Firm. This MfloortzatiOn shell inure to the benefit of Clearing Firra and of try tina, inesiptictive or any change at arty time to the personnel thereof, for any cause wha .oever. and of the assigns of Clearing Firm or any successor firm. We acknowledge receiving ecrarunt duisimentallon, agreements, and risk disclosure forms includng the account Clem Agreement' The undersigned agree that this authorization Is consistent with the Client Agreement set forth in any LW Agreement or other governing instrument of the LLC. and any and all nits and recut lions, whether crews or Implied of the LLC. We, the undersigned. Jointly and severally indemnify ID Amentrado, Inc., Its dMsions and affiliates thereof (ID Arneribade) and Wirt 7D Ameritrade harmless from any Ilahlity for effecting any transactions If TD Amorgrade Mita pursuant to lost vizIons given by the 44.4110nZed Agents, We agree to Inform TO Arneribude, in writing, of any amendment to the LW Operating Agreement, any flange in COMPOSitiOn of din AI dhrtri7ed Agents or mentors, or any other event which would materially ano the cc. liTaad0413 made above. To help the government fight the funding of terrorism and money laundering activities, federal law requires all financial Institutions to obtain, verify, and record Information that identifies each poison authorized to trade on an account. What this means for you: When you are authorized to trade on an account, we will ask for your name, address, date of birth, and other information that will allow us to Identify you. Yite may also utilize a third-party Information provider for verification purposes and/or ask for a copy of your drivers license or other Identifying documents. VIII IiIi IIIIIIIIIIiIUJIIiIINIIIII CONFIDENTIAL TOA074F03/13 SDNYGM_00012199 EFTA_00122850 EFTA01268314 Rage 2 of 41 2. AUTHORIZED AGENT INFORMATION .C"-: Name Profit (optawa): IDA's. CID,. ORev. Full togal mom: Bruce H. Galloway Date CI WM: (f4A4-0D-YYYY) U.S. Social So:wiry Number (SON) Mom° Adckeist (No PO box or mai Ono) coy, Sunny Isles Beach tL Plasm wady a you ern: CI Unemployed aftetared Ononernalrof OSIudeot Sell Laiployed Frac...Type Name. Jacombs Investments, inc. 2P Code: 3 3 1 6 0 Sono Of k in fa (onto or untenelostO): 1 boaosocorrype of eteenees: Investor/Investments Sunny isles 41( Signature: Original sign required, Wee nig signatures and/ 2k, Code: 3 3 1 6 0 n.t.. r _or o_/ fonts are not authorized. Mahe Prefbc (00kflalk DM. Dent EMS- Opt 'a tm' Ful Legal Nemo: Dale of Beth: (4O4-OO-YYYY) Home Address: (No PO box or ma/7&w) U.S. Social Secuhly Number. ISSN) Cry: VP Code: grease We* it You am ClUnemciored Employer Name: Ftetited Chiconemaker OStudent CISelf.Employed Source of income !d roared orusimrioren: Occupation/Type of Businest Einotoyer Street Adtkosh: S1S40: ZIP Code: X Sigasluse. Original signatures an remind, electzonlc algnehnea and/or fonts are not etuthOtited. Date P d CONFIDENTIAL SDNYMr666PY2bo EFTA _00122851 EFTA01268315 Rage 3 of 4y Name Prefix (oprionag: OlAr. OlArs. OMs. O0r. EIRev. Fut Legal Name: Dale of Birth: Mgt CO-YYr0 _________ - - Horne Address: Me PO Pax armor/drop) Crly: U.S. errial SeCoety Nemec,: (SSN) Stale: Please pay If you ant: Unemployed Deserve rj Homemaker rj shrdei Eisen ra,p4orod EmpNyer Name: I ZP Codes Samos efInceree (ffsicsdortewardlopeclA Occupadorifype of Business Emptier Street Adtkess: City: X Ohmeture. Chighrel signatures we required, electronic signatures andiot fonts are not authorized Slate: ZIP Cody MVPS Piet (aptlena)c f JMt. Oran. DIAL Oo.. InRet. Rd Legal Name: 0ele of arth: goAtel-VvVV) U.S. SCOW Security Number. (SSA, Home Address: (NoPO box camel atop) City: Please specify if you are: nUnemployed riFtetirsd ritomensl Emptoyer Name: Employer Seem Address: Slaw nStneent riScitEmpkerea Zr Coat Source of Income ((retired or unengloyeen: OcnuealioniType or Business: City: X Stalin& Original signatures are required, electronic signatures andior fonts are not authorized State: ZIP Code: Craw 3. AFFILIATIONS'" peed two if any Authorized Agent arty matter of their 'nucleators family. a any business associate of theirs is a senior poled figure (SPF). Specifythe sasetssis Autccoce0 Agent. me name of lee SPF. palatal tee, resaUOnSnip M me AutruSiliee Agent. end country dote: Ochres bens if ene MAW. tatesi Aeon Ise:lea. Wale siieteisaan, u perry eraung mow ce a pubcty trance cromPanS Specry mo earns at Ihe lialtVaaasell Agent. the company *ler 'Wines( name, address. city and slateproXyce: Ekheck here i 1 erg Authoized Agent fs licensed a employed bye factiSterecl broker/dealer. securities exchange. Or member of a securities esefleolan Wo must recehe a compliance leder Sep with this applatiort. Specify the name el the Authorizes Agent CONFIDENTIAL SDNY_GM_00tPtiffef Dana EFTA 00122A52 EFTA01268316 (Page 4 of 4 I The undersigned we all members of the aforesaid Original signatures aro required. efectrortic signattirea Podloe fonts aro not authorized. r Loge Name- gtuthern !Eitel C;te nudity. Inc. wgnature: . Jeffrey EpseNn. Presicete Full Legal Namir. X signets.: Fug Legal Name: X S.0 e3 an Full I P54.14 Narnn Wgeolurt Full Legal Mame: X Signature: Koe LPEPI Rsm' Sgralara: X Sitnalwe: Fut Leg& Name: Full Legal Name: X Signature: X Signature: Please make additional copies d necessary investment Products: Not Muted No Bent Guarantee may Lose Vela TO Arneribade. Inc.. member FINRA/SIPCMFA and TD Arnedtrade awing. Ina. member FINRAMIPC. Tr/Amen/rade Ls a It-Smut joingy twin net hy TO Amend-ode IP Company. Inc. and The ToronlcsOornInicn Bank.® 2013 TO Arnenlade IP Compan% Inc. AL rights reserved. Used eft pertnisecn. SUN v_GMb_kthneet CONFidD4 ENTIAL EFTA_00122853 EFTA01268317