EFTA Document EFTA01268377

Ameritrade PO Box 2760 . Omaha. NE 68103-2760 Fax: 666-468.62666 Trading Authorization Agreement If you aro wanting to add an Authorized AgenUCYfloonPartret to the account and no: a rue Trarlingermileo Trading Authorization. please submit the ErY.fty Authorized Agent Form WA 7167 Ictdted vatic :he forms Lenity: napsutenvtildamentradeternifomithbrary Atinaltantr C3Ciq .. 3 C-- n C Z Accourt nianietren sour nir 4 N -FINAN)c..\ AL LLC_. The Account Owner(s) listed tatiw hereby ad 'adzes and appetite the AtAtiorized Aconi(e) below as the Account Owner's or Owners' agents and attorneys-n.fact fog the purchase and safe of sesuribes end other finencal instruments in cash andror on margin in the Account Owner's or Owners' name or number on the TO Arnoritmde Clearing Inc. (the tleareg Firm') books (:net -AccotaT). The Authonzed Agent(s) may ad on behalf of and withriti: notice to the Account Owner(s) to buy sell, sell shoe. and to o:henv se trade stocks, bonds, mutual funds, °peer s, and/ or any other securities. Inertial contracts. or tinandal instruments. fading Authorization does not alter your Authorized Agent to inslrud the Brokerage Firm to make any changes to the Account Ownerts) A(count, such. an address of roved suitabibly information, or to upgrade the Aucoun: to Melo co rnargn or to trade options. The asters of the Authorized Agent(s) have the same force and effect as those d the Account Ciemer(s) with respect to midi transactions, TO Amodtrade. Inc. (the 'Brokerage Firm') is autorded to teow such actions as if direcey instructed by Its Accourt Owner(s). The Authorized Agents) represents they are (anther wch the Account Ownerts) investment object nets, tinancal situation, and needs, and wel invest in a earner consistent with these obtedives. The Cl ent Agreement set forth in the Account Agreement and el other agreements apcbcauble to this Account. shall apply equaly to the Authorized Agon;(s). II Foe Tracing Authorizer:on is chosen. this aulterly induCke the right to request deg...icy of securities Cr mories tram the account in the Account Owner's or Owners' name(s). II this is a frlusiary amount. the Account Owners) tam(hat :as grant or trading autnerity has been ccreorted coned:en: van lialher fiduciary duties and powers, The Account Owner(s)ur dersfards al: such Irar.sacicns ocnducted by the Anhorized Agents) arc atte Account Owner's or Owners' own nee. The Account O* warts) hereby mulles and ccnfrrrs any and et transactions made at any tine by the Authorized Agent(s) for the Account. the AeCresti Ownerts) agrees to indemnify and hdd harmless the Brokerage Firm and Clearing Firm from any and al tosses arising from and to prortely pay an derranc any debit baance due on the Account. The Brokerage Fkm and Clearing rim assume no re soonaibility for trade trerstring or rerievrirg any nemstrnont actinty or decision of the AsItohnd Agent in the AncountOivneetstaccctee Futter, Ole Brokerage Farm or Clearing does rot offer tgal a tax advice. This authorization ant indemnity is in scd lion to, snob noway limits or restricts, any rights which the Brokerage Fin o. Coating Fern may now u-de: any other agmement with the Account Onnens) or Ai/Anew:id Argonffsig.'h s author zoon and indemnifeetian rewe Offer,: the Brotemge Firm and Claming Firm. and any successor limn irrespective of any changes at any lane in the pirsonnelthereet and heir wage. This Trading Authcrization Agreement supersedes trey prior Trading Auttcrization Agreements that the Account Owners) may have execded vdt regard to the Minuet. Th. s Agreement shaL remain in hie force and effect until revoked by the Account fsener(s). wdten nefice addressed to the Brokerage Firm and derhered to its OffiCOS. The Accost Owner(s) shat be able for tiamedimet int:abed prior to the Brokerage Firm's receipt of such writer. revocation. The &AMAMI Aged(*) agrees to iwnsocialety not:ly the Dasevage FS/lb in ventirg if any Authorised Agen:(a), of members or taiher hcsisehalck are either a) currently employee or !.caused by a member of a slack wadergo or the Feta-dal Industry Regulatory Auttofty (FiSIRA), or registag as en torment addsint and using lie license in a atifesstnie sales, trading, or customer service capacity, cc eta member of the board or thecae/v.1C% shatholoec of pd orm akog otter of a company which trades pubSdy an a stock exchange. To help the -government tight the funding of terrorism and money laundering activities, financial institutions obtain and record MlivrnatIon in order to ensure the Identity of each person authorized to trade on an account. What this means for your When you are authorized to trade on an account, wo will ask for your name, address, date of birth, and other information that will allow us to identify you. We may also utilize a thirdearty Information provider for verification purposes andlor ask for a copy of your driver's license or other identifying documents. III IIII I IIIIIIIIIIIIIII II nose f : TDAC73 s gel 7 EFTA01268377 Amount Nurretr. 9 CA- - c..3 ZO z AFF"JAMONS OCheck here Y ary Author.zed Agent, any member of their inenedete famiy, orarry business asset ate of thews is a senor poi heal tepre (S?F). Specify the named the Autnorized Acme, the name of the SPF, title. relationship to the Authorized Agent, anc country of office OCheck here if any Authorized Agent es a member of the board of directors 10% sharehOlder. Or POICY-makin9 officer of a PubiblY traded company. Specify the name of the Authorized Agent, the conQeny ticker symbol. nano, address. city, and Malorprovinco' EICheck here if any Authorized Agent's licensed cr employed by a registered troirerrdealm. SeasititiS exchange. or member 04 a securities exchange. We must receive a compliance leiter agong with this application. Speedy the name of the Authorized Agent: OCheck here If any Authorized Agents) is. or la employed by. a federal or slate registered Investment Advisor Are you usrc your litres in a protessiona: see or trading capacity on this account? ['Yes 0 No AUTHORIZED AGENT COMPENSATION ®Check here if any Authorized Agent is bebg compensated or proviLing investment advice, placing trades. a otherwise managing you: account. AUTHORI7FD AGENT• Level of Authorization: (check only one). If neither Full or Limited is marked. the authorization level will default to Limited. ['Full Tailing Authorization with Privileges to Withdraw Money andlor Securities (Not applicable on IRA, UTMA, UGMA, Estate, or Trust Accounts; authorization level will default to Limited.) Elumited Trading Authorization for Purchase and Sale of Securities Only Mate Preis mown* gw. late. ClOr. ORD. rut Leger Name t-- 1 BAR te.-, 11 R 1‘;`i'st boa of Barn: (AIM .DC-VYYY) (n;kidefiientsr 4,16 SID \i.%) CST Er )O Ave 12 C Wavy Peoria: Pease Spotty Yew are: Sible: 1 VP Code. C3 City. NI \ I Clatiornpilyoc Dilerad Die-ewaw OShrient aer-Emobad Ptel1J‘SZ Smile Weans gip •laiova c eLy EmPlaW "ems. pkieFipt ev_ov:e CARITA C rtTNI:Zts ErPmr-sv—mc-- Hit "— 5\--Fr` ST I rft -Pc Cry. H" N ziP ur4o- COQ, \ liento‘re into below *If you do rot hove J Soca' Sttv,ly \ut ba.D•an0 WSW pro:0030, a You' 0a1.1..5,1ora acow of a bank ce &Norio* uadonw Soot Smutty Sate (SW Page2a13 Try, 0:3 EFTA01268378 Amite: M iritt: AUTHORIZED AGENT' Level of Authorization: (check only one). If neither Full or Limited is marked, the authorization level will default to Limited. OFull Trading Authorization with Privileges to Withdraw Money and/or Seventies (Not applicable on IRA. UTMA, UGMA, Estate. or Trust Accounts; authorization level will default to Limited.) 0 Limited Trading Authorization for Purchase and Sale of Securities Only Nana Rah fecebrie: ElMi.EPArs Dux Dew Dewy. reitLegal kernel Ariatiozszp to Account O.vor MU od BIM: (A04.00.YYYY) Semi Securly Nuntber.a ISSN) Here Addeo: (no 00 box of met drop) Prenaty Phone' Ur Sate 211. Cone Pease Sporty f You Mc Raised Horresrate: Ill Student riSeICEmCOYOO Source of Income (ir v 3 t: 'amo:deo). Musenceayea SI a Fyrp aye/ Nemo: Occuotale %Typo *I Bl.ratasti Employer Street Adcran: State: ZIP Cadet *Signeturemovired brow alf you do net haw a Seca/ Seen ry alternbee pease ...Omit a phetoc091/ ci Yew Pase000 and a COP/ 0' a ban o' b•FIFFW•Fialemonli TRADiNG AUTHORIZATION DY our strictures below, the ACco-nl °worts) and Authorized A;Onl(s) agree to Me ;amnions within this dock mant in Its snurety and attest that this authenz alter. st.persedes any pr.nr trading authorization the Accourt Owner(s) may have executed w;th regard to the Account. Furthermore. Accocrt Owrier(s) and Ault-on:ea Agent(.; ociiremiedue that the Brokerage rem Cr Clearing may refuse to approve. or reform), :he Authorized Agent(s1 from actirg as the Ace.00010,..r.ens) agent on Pas. or any other account. All AccOunt Owners and Authorized Agents must sign. ACCOUNT OWNERS) X Apart Deener's Sg-talutet X ACP.OUrY. CO O.wr'z'S:;rai..co. Original signature required; electronic signatures and/or signature fonts are not authorized. Dare: Dale AUTHORIZED AGENT(S) X Authortzed Agent's Sktr :cure: X Attivoraol Agsinrs agleam: Original signature required; electronic signatures and/or signature fonts are not authorized. Zai 9 11- knestment Products: Not FDIC Inbred • No Bank Guarantee May Lose Va a I TO Amerarade. Inc. and 70 ArneMrade Clearing, Mc members FINRAPSIPO. TO Ameritrade is a trademark Jointly owned by TD Arnenitrade M Company. Inc. end The To-no -Dominion Dank. t'Y 2017 TD Ameritende Page3d3 l'OA C73 33/1 EFTA01268379