EFTA Document EFTA01268483

From: thablaSall To: Chad ldiarScosi Subject: Re: SF I.LC Date: Friday. May 31. 2019 10:53:42 AM Move to From: 'Date: 05/31/19 9:53 AMMessage available until 05/30/21. A i see that only 3,000 of 3,000,000 quantity was transferred please advise thank you rich Delete Download I Print I New window Richard Kahn HBRK Associates Inc. On May 30, 2019, at 11:44 AM, <Chad Markland@tdameritrade coup <[email protected]> wrote: Hey Rich, I confirmed with my back office and transfers team, no issues so far with the DTC transfer request submitted 05/29/19. I also had them a note to clarify the quantity just to make sure, but per usual I will keep an eye on it for you now that I'm in the office today and tomorrow. The expectation is that they should get it moving this afternoon. Feel free to let me know if you have any other questions around it. As a heads up, there is a tiny amount of cash still in the account as well (from interest that posted the same day the wire of the cash went out). Thank you, Chad Markland Senior Financial Consultant Phone: (817) 490-2333 Fax: (866) 594-5256 CONFIDENTIAL SDNY 12453 EF1'A_00123096 EFTA01268483 E-mail: Chad.MarklandOTDAmeritrade.com yowwidameritrade.com <image001.png> Member FINRAISIPCNFA This message is confidential and sent by TD AMERITRADE solely for use by the intended recipient. If you are not the intended recipient, you are hereby notified that any use, distribution or copying of this communication is strictly prohibited. If you have received this electronic transmission in error, please notify us by telephone at 800-669-3900 immediately. This should not be deemed as an offer or solicitation, to buy or sell any product. Any 3rd party information contained herein was prepared by sources deemed reliable, but is not guaranteed. TD AMERITRADE does not accept electronic instructions that would require an original signature. Information received by or sent from TD AMERITRADE is stored, subject to review, and may be produced to regulatory authorities or others with a legal right to such. From: Richard Kahn [mailto• Sent: Wednesday, May 22, 2019 8:18 AM To: Markland. Chad W Cc: Jeanne Brennan Subject: SF LLC can you please look into 3,000,000 of Excela bond that never transferred to Schwab.. thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 tel 212-971-1306 fax 212-320-0381 cell 917-414-7584 CONFIDENTIAL SDNY_GM_000 12454 EFTA 00123097 EFTA01268484