EFTA Document EFTA01273308

SUBS Your financial Advisor ≤..TC TT STACK mA :U LYLE CASRiEt UEIS Pnanoal Seruces Questions about your statement? Call your Financial Advisor or the RMA Resourceline at PO/BMA-1000. account 029023568 Visltour websIte: vAmv.ubscomlfinancialseivites Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Feiancial Advisor or Branch Manager. You can find a full dezription of the alternative investment objectives in Important information about lour statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Pnmary - Moderate Investment eligibility consideration - None selected Resource Management Account February 2014 Account name: ' NE_ f.1, friendly account na Account number: Value of your account on January 31 (1) on February 28 (1) Your assets 0.00 1,981,915.66 Your liabilities 0.00 0.00 Value of your account $0.00 Change in the value of your account February 2014 (I) Year to date (5) Opening account value $0.00 $0.00 Deposits, including investments transferred in 1,966,430 85 I ,966,430 85 Change in market value 15,484 81 15,484.81 Closing account value 51,981,915.66 $1,981,915.66 $1,981,915.66 Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00020481 Member SIPC CF26005403nS49f5F2600M 44229 00)020214 030575034 YI23568550C0C000 Page 7 of 48 CONFIDENTIAL EF1'A_00131101 EFTA01273308 SUBS Resource Management Account February 2014 Cash activity summary Account name: Friendly account na Account number: See Account activity this monthlot &ISIS BC:W(0ln your Sweep Options are maw:tam the operony and closing balances led it. FDIC insuiance epplies only to deposits at UM Bank tisk not to &pesos at uBs AG, Stanford Branch or bank deposits paced t hrouon the UBS Internanond Depose Account proaam. SIPC protection apples to money market sweep fund boding, but rot bank deposits see important inkoftnation about your statement on the last two pages of this document for detals February 2014 (1) Year to date (S) Opening balances $0.00 $0.00 Additions Deposits and other funds credited 20,390.04 20,390.04 Total additions $20,390.04 $20,390.04 Net cash flow $20,390.04 $20,390.04 Closing balances $20,390.04 $20,390.04 Jr Your Ignancial Advisor. SCOTT STACK MANLYLE CASRIEL CFZ60C04C02254926 F26003144229 00002 0214 030575074 V123568550 co)iisNycm000zoatte 8 of 48 CONFIDENTIAL EFTA_00131102 EFTA01273309 *UBS Resource Management Account Your assets Account name: Your Financial Advisor: Friendly account name: SCOTT STACK MAtill LY LE CASRIEL Account number. Some (Wei, income and current velue5Shoten may De approximate. As a este, gam and 'OVA'S may ni;il be axurately relkded. See Important onlornaabon about your statement a the end of tfs dxurrem for more Intormaion Cash Cash and money balances Cash arc( money balances may include avalable cah balances, UBS Bare. USA deposit account Wane's. UBS AG Stardord Branch deposit account baances and money market mut ua fund sweep balances. UBS Bank USA demise account balances are insured by the FDIC vat Nn yolk dale I 'mils, but are not protected by SIPC 1)85 AG Stanford 8rarx h deposit acoura banes ate not insured by FDIC end ere not protected by SIPC Morey market sweep balances are protected by 9PC but au not insured by the FDIC. Set the important information snout your statement at the end of this document for details arnit those balances. Opering Want. Closing loalaxe Pnce per :rude Average teddng on Feb 1 (1.) on Feb 28 (S) on Feb 28 (1) rate U6S BANK USA CfP ACCT 0.00 2039004 250.000.00 Dnlde nil Interest period Days in period Ca, arount Equities Common stock Wiring trade RUTI:Iti dale of shares Purchase OW Average pace per shale (I) Cost basis (1) Price per share on Feb 28(1) Tate on Unretiatid Holdeg Feb 28(1) gain or loss (I) period ANALOG DEVICES INC Symbol. ADI Exchange- OTC EAI: 32,591 Current yield: 2.91% 1,751 .000 --This information was unavailable.-- 50.820 88,98582 AUTOMATIC DATA PROCE55NG INC SymbOl. ADP Exchange: OTC EAI: 32442 Current yield: 2.47% 1,272.000 —This information was unavailable-- 77.780 98,936 16 BAXTER INTL INC Symbol. BAX Exchange: NYSE EAI: 13,050 Current yield: 2.82% 1,556000 --This information was unavailable-- 69.900 108,142.00 BLACKROCK INC Symbol. BLK Exchange WSE EAI: 32,872 Ostent yield: 2.53% 372.000 ---This information was unavailable-- 304.840 113,400 48 continued next page SDNY GM 00020483 CPZ60004002254927 PZ6000I 44229 00002 0214 030575004 YI235685500CCODO Page 9 of 48 CONFIDENTIAL EFTA 00131103 EFTA01273310 SUBS Resource Management Account February 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number: Your 'gonadal Advisor, SCOTT STACK MAN LYLE CASRIEL Your assets Equities . common stock (continued) Trade lad dng date Santee of that's Purchase pried Average price Price ger stare Vdue on Unierszed Haring pat sham (1) Cod basis (I) on Feb 28(1) kb 20 ($) gain of loss (1) period CATERPILLAR INC Symbol: CAT Exchange. NYSE CAI: $2,664 Current 247% 1,1 10 000 --This information was unavailable-- 96.970 107,636 70 COLGATE PALMOLIVE CO Symbol. Cl Exchange: NYSE EAI: 32,051 Current yield: 2.16% 1,508.000 --This information was unavailable-- 62.830 94,747.64 CONCCCPHLUPS Symbol: COP Exchange: NYSE EAI: 14,085 Current yield: 4.15% 1080.000 --This information was unavailable-- 66.500 98,420.00 GEM. MILLS INC Symbol: GIS Exchange: NYSE EAI: 12,861 Current yield: 3.04% 1032.000 ---This information was unavailable-- 50.030 94,156.46 IWNOIS TOOL WORKS INC Symbol: flW Exchange' NYSE EAI: 31,967 Current yield: 2.04% 1,171 000 --This information was unavailable--- 82.500 96,607.50 JOHNSON & JOHNSON COM Symbol: 08 Exchange: NYSE EAI: 42,814 Current yield: 2.87% 1,066.000 --This information was unavailable-- 92.120 98,199.92 MCDONAUDS CORP Symbol: MCD Exchange: NYSE EAI: 13,298 Current yield: 3.40% 1,018.000 --This information was unavailable-- 95. t 50 96,862.70 NEXTERA ENERGY INC COM Symbol: NEE Exchange NYSE EAI: 33,370 Current yield: 3.17% 1,162.000 --This information was unavailable-- 91.390 106,195.18 OCCIDENTAL PETROLEUM CRP Symbol: OW Exchange: NYSE EAI: 32,791 Current yield: 2.98% 969.000 ---This information was unavaiable-- 96.520 93,527.88 PEPSICO INC Symbol: PEP Exchange: NYSE EAI: 32,620 Current yield: 2.84% 1,154 000 --This information was unavailable-- 80.070 92,400 78 PROCTER & GAMBLE CO Symbol: PG Exhange: NYSE EAI: $2,728 Current yield: 3.06% 1,134.000 --This information was unavailable-- 78.660 89,200.44 continued nen' page CP260004032254928 P26000144229 00002 0214 030575034 Y123568550 COCtlikvGm0002eiati 10 of 48 CONFIDENTIAL EFTA_0013 I 104 EFTA01273311 SUBS Resource Management Account n. Your assets Equities . Common stock (contoured) Hddng STAPLES INC Symbol: SPLS Exchange: OTC EAI: 43.249 Current yield: 3.53% TARGET CORP Symbol. TOT Exchange. NYSE EAI: 42,752 Current yield: 2.75% TRAVELERS COS INOTHE Symbol. TRY Exchange. NYSE EAI: 12,304 Current yield: 2.39% UNITED PARCEL SERVICE INC CL B Symbol: UPS Exchange NYSE EAI: 12,843 Current yield: 2.80% NLINX INC Symbol: XINX Exchange:OTC EAT 12,0-36 Current yield 2 22% Total $1,961,525.62 Total estimated annual income: 555.438 Account name: GNI!LAINE MA. WELL Erie nd ly accou et name: Account number. Your Finandal Advisor: SCOTT STACK MAW LYLE CASRIEL ia.icebee of shares Purchase pica Average price per shale (1) Cost basis (S) Pitt< Per chafe on Feb 28(1) vaue on UmezdIzed Hold ng Feb28(1) gain or loss (1) period 6.769.000 ---This information was unavailable— 13.590 91,99071 1,600 000 --This information was unavailable-- 62.540 100.064 00 1,152.003 ---This information was unavailable-- 83.840 96,583 68 1,061 OCO --This information was unavailable- 95.770 101,611 97 1,798 000 ---This information was unavailable-- 52.200 93,855 60 Your total assets vaue on Feb 28 (5) Percentage of Cost your 3CCCunt COS6 (S) Est mated annue income (3) UnreNtZed gain Or IM(1) Cash Equities Total 61,981,915.66 100.00% $20,390.04 555,438.00 • Kinnrig (051 tees inloarellon Cash and money balances 20,390.04 1.03% 20,390.04 ' Common stock 1,961,525.62 98.97% 55,438.00 Account activity this month Date ActInty DexnotIon Amount 0) Deposits and other funds credited Feb26 Deposit CHECK DEPOSIT 20390 04 Total deposits and other funds audited $20,390.04 SDNY GM 00020485 CP260004302254929 P26003144229 08002 0214 030575034 Y123568550000000 Page 11 43 CONFIDENTIAL EFTA_00B1105 EFTA01273312 *UBS Resource Management Account February 2014 Account activity this month (ccntit0edl Investment transactions Account name: GHISLAINE MAXWELL Friendly account name: Account number: For mare information about the prkevalue shown for restrkted securities, see Cmportant inlormatkot about your statement at the end of this downent Date AC4)4ty Descdption eroceedS from Funds investment tnithdracen I a accrued Quantity Vdue (S) Price (S) transactions (5) InwesIrnentS130u0( (S) .merest (S) Feb26 Receive Dtc ANALOG DEVICES INC 1,751.000 89,020.84 Feb 26 Receive Dm AUTOMATIC DATA PROCESSNG INC 1,272.000 98,478.24 Feb 26 Receive Dtc BAXTER INTL INC 1,556.000 107,690.76 Feb26 Receive Dtc CATERPILLAR INC 1,110.000 107.89200 Feb26 Receive Otc KACKROCK INC 372.000 110,718.36 Feb 26 Receive Dtc COLGATE PALMOLIVE CO isos.coo 93420.60 Feb26 Receive Dtc CONOCOPHLUPS 1,480.000 97,872.40 Feb 26 Receive Dtc GENL MILLS INC 1,882.000 93460.12 Feb26 Receive Ott ILLINOIS TOOL WORKS INC 1,171.000 96,548.95 Feb 26 Receive DR JOHNSON & JOHNSON COM 1,066.000 97,123.26 Feb 26 Receive Dtc NCDCNALDS CORP 1,018.000 97,61602 Feb26 Receive (sac NEXTERA ENERGY INC COM 1,162.000 105,114.52 Feb26 Receive Dtc OCCIDENTAL PETROLEUM CRP 969.000 92248.80 Feb26 Receive Dtc PEP9CO INC 1,154.000 90,762.10 Feb26 Receive Dtc PROCTER & GAMEILE CO 1,134.000 88293.24 Feb26 Receive Dtc STAPLES INC 6,769.000 92058.40 Feb26 Roan* Dtc TRAVELERS COS INOTHE 1.152.000 96,111.36 Feb26 Receive Dtc TARGET CORP 1.600.000 96,784.00 Feb 26 Receive Dtc UNITED PARCEL SERVICE NC CL B 1,061 000 101.007.20 Feb26 Receive Dtc XIUNX INC 1,798.000 93,819.64 Total Securities transferred in $1.646A40.111 Your 14 nancial Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308-3140 CP200004002254930 PU000144229 00002 0214030575034 vi23568S50 COCejtiptiGm3,002iMe 12 of 48 CONFIDENTIAL EFTA_00B 1106 EFTA01273313 *UBS Resource Management Account February 2014 Account activity this month ccontroed Crate Money balance activities Jan 31 Feb 27 Feb 213 The UBS Bank USA Oepoot Account i; your primary sweep option Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your N sandal Advisor: SCOTT STACKMANLYLE CASRiEL Actrvity Description Arrount 1$) Balance forward S0.00 Deposit UBS BANK USA DEPOSIT ACCOUNT 20,390.04 Closing UBS Bank USA Deposit Account $20,390.04 SDNY GM 00020487 CP26O004002254931 PZ6000I 44229 00002 02I 4 030575004 Y123568550000000 Pegs 13 of 48 CONFIDENTIAL EFTA_00131107 EFTA01273314 *UBS Yournotes 4moravrimmessowagg. ,,,,,,...14.r. ...=,, CONFIDENTIAL EFT,00B110E EFTA01273315 Important information about your statement LES Financial Services ix. (the F im or UBS Anemia! Swing is a merrter of all princin wordy, cannodey and colons exchwges. IBS Fa-erxial Senates and U3S Bank USA we rdrect subaltern of LES AG and affiliates of LES Se:train UC. The Finn's Ihennal statement is available upon reoen. The Finn meanie off ices we a: LES Fintryoul Sans 1200 Harbor Boulevard Weehawken, to 07086 This statement represents the any off aria' record of pas LES Financial Servos account. Other words, rapt official far downwit containing cornicing date should rot be relied Lyon N you bedew there is an error cr omission, please report it immedately narking to the Bench Manager et the office saving you account. Atkough al figures shown ate intended to be accurate. statement dated-I:0i not be used fix tat purposes Rely ate& on xnend tax forms, 6.e. Form 1009 Sdalk 10425, etc.) whin preptringyour tax return. The Finn it requiredby low to won to te IRS all taxabk divide-Kb, report** rontaicabk dn.:lends and tidale edentlt eared on %wins held in you accent net proceeds an safe transactors, and cost base cncenain covered warns. Communications with the Firm • Please re-confirm any oral cornmincaterts in mai* to funher protect young*. incladrig your rad order the Salsifies Manor Protection Ad (EPA) • If the finnal nstitution en the tcp leit of Ike Ind of this statement is noeUBS Finaxel Senkes, LEIS Fnanoal Services carries your accon as cleamg taker by at argereant web the endowed intlitutiNt We Wormed you of this relationship when you opened this wookrt. kt this case, your trots and searkina-e tooted a LES Hnancial Senates and rot the droctiong broke., aid you mat make a rePcO of try eta or &tuition to both firms. A Nathan slate-rants shall tie deemed complete ad accurate i not objected ton wren; withn 60 days. • Please died customer complaints a eq.iiies to he Firn's C lent Relatims Dmanent a 201.352.1699 tolkfree a 8004569103, 860 A.M. to 6:CO P.M. ET Monday through Fridaw a in main; to LES Financial Senates K., Client Relations Depalment, P.O. Box 766 Union Cy, NJ 07087. • kJ case of erren Or Westin; about an electronic funds Wanner (Wit bi puymm or UBS Vsedebit card eankictiorn, call 62-1000, or wife to UBS Feenoal Semen tic„ 1000 Herby Blvd, 6th floor. Waken/on W 07086. *tin RINABSA Sermes Cal a write as soon as you cart it you their your staerrent or receipt is mang or if you need more nfamatim *as a tire* on the statement or recejet. The Firm or Card Issuer (as afkablekmr0 her from you np later than 60 days after te Fim sent you the fen stamen on which the error or problem appeared. - Prowde you- name ad acco.re nutter Of any). - Desoto& the *nor or he transfer you ant triAre about, and 'ratan as <kat as you cm why you believe t is an error a why you need more Piamation — Proud. the &Aar Arran d to suspected mot The Fins or Cad Issuer MI instgate your complaint and wall correct any error promptly. Please make all checks payable to the Fern or the financial inatitution itokated on fro front of this Oakmont had:Mint° rigida. *cant fen accounts may be subject to mailenaxe fees, chaps for ate parent for warns purchases and charges for unpaid amens an cash moans. Accounts that at transferred sp otter intkutgns may b subject to a sunder tee. UBS Swap Onions UBS offers options for sweepng cash bine; banes to bat deposits at UBS Bark USA and UBS AG Starthxd branch (Etank Sweep Frogume), moneymane mutual km* (Morey runt) ad the International Deposit Accotnt ODAffor customers with wantemational Resource edmagemeni Account. Through tie Balk Sweep Pregamk cash balances re swill to LESEtais USA up to an di-goblet...3 knit ad then to LES AG Stanford Brardn cr a Money Fund. Deposits at UBS Bak USA are FDIC rand in accordaxe with FDIC oaks. For nxre Haman:el please set wwwidiogov. Deposes at UBS AG Stamford Binh red tares of Money Funds ant rot inured by the FCC. %route the OA, mane to cash balances we swept to depose accounts al UBS AG New Yak Branch and CBS AG Cayman Branch These deposits ate not inured by the FIX. Balances Feld at an LES AG Cayman Brant, are tempera* exposed to the sovereign risk of the Canaan blends, and there is no giwantee Cr other obligation of UBS AG to tway to Saxes while on the UBSC grans Bradt. books. Depost a 185 Bat LEA and each UBS AG Eranch are not protected by SIPC. Money Fund shares av protected by SIPC. See *U3S Financial Service. Acton Protection' bobw Upon you retest, balrices n te Bank Sweep Programa OA may be withdrawn, and shares of a Money Fund may be liquidated, and the proceeds returned to you <flour rennin accapt. Rohr formation about available mem options, nthing amen attest rates and yet*, a nab k at www Lbscomriseeppekk from your Fnrxid Advisor or by calling 800762.1000. UBS Financial Serene moan protection The is a menthe of the SeardeS Investor Protection Corporation (SIPC), which protect securities account, of its members up to 1500,0:0 *cluck* 52663,000 for dams kr cash) The SK asset protection Imes copy to all account tat you hold n a pa-Li:lake capacity. The Finn, together with certain affiliates, ha also purchasechipplarental protection. The maximum anoint payable to al eligible dent colectereH trdie this rani* is S500 million as of December 10, 2013. klotot to the pokyconditions wet limitation, cash a the Firm is further protected fa Lea to 11.9 million n the aggregate for all you accounts held n ova-titular capacity A ft/ ccpy of tie poky waning is nibble open eeritent. The SIPC protection and the supploranUI protection both do not apply to. . Cowin &uncial Assets controlled by (and hand A your account value) but held away from UBSFina-cel Services (e.g.. certain(* cash al UBS Bat, El can at LES AG Stroked bunch (i) innate acdX1S, including rabble anwities, and (M) shires of man finds where such them are registered dienly n the naile of the account Fokker on the books a-4 march of the applicable issuer or transfer agent); • Certain meaner* contracts or nestment Merest (eg.. limited partnesein and plan placement) the are rot registered under tie Securities Act of 1933; ad • Commodities contacts (e.g, foreign exchange and yeti:kismet.' contracts) ncluding futons contacts ad toffneditr °Phan contracts. the 51K protects:nand h suppkmental pennon do not apply to these Malt even 4 they otherwise appear on you Weernent Tice SEC protection and the rtnizaantal protection do not protect again changes in the maim vale of gar investments (whether a a result of market movement, iSSuer bwkruptcy Ce Othertaiw) More information is avianle teen retort You may obtan mate hfcmiation abaft SK, incladng the 51K Brochure, by coraaningSIK a 202-371-8300 or by wsitng the SK **bate sr YAWI.SIOCAIV Dividend Rein/enfant Program (Dpi) The age reflected is an swage price. You may obtan the actual price Iran yin Financial Advisor. Only nth* tare are purchased uncler DIM; partial there, will be cold rd the cash wM be deposited in your accord The 6viderd renvesvnent price applied by to issuer may • from the market pia at which tee partial shires n sold Calenlieu CM, whole wets maybe hells+ par account. If mu are entitled w aim-WI use as annual of a tividerd Danko' or otherwise, the Firm eel either sell panel area at mallet peke a accept an amount determined by a registered clearing agency, at credit you' accart. Investment objectives The faunae °nuns red risk profile we speak to each account and may coy between Meese Seise the Finn prompt), in wren; of any signikant change in you. Maxie' skuaion or insurers objectives. For each CONFIDENTIAL accost hekk you choose one of the following jinn objectier • Endue Cunene/mom.. Inane es seekng the generation ca income crib.. • Adder• CapralApprociatba Ireasknents seeking growth of prroinal rather than the speroratim of moan?. • Produce Combination of Mame and Capital Appreciation: nesiments seeki-g both the generation of name and 'mirth of prkoikel. Oewoll risk prof des • Consavarar Seeks to maintain Pint vet pd, wth low risk aid voLaility to the non meal, tend that men the nose does not generate significant income or retutm and may rot keep pace with inflati:n. • Moderato Wilk* to accept sum Sc to pinogal and tolerate some rot:nary to seek Inter returns. • Aggressire: Wiling to accept high Sc to pinopal aid high toltailty to seek high returns over time. Statement licruseholdne We may consolidate al related account statements with the sane inlet n the sate tartar:4. Accounts may be related ler this purpose berate they hew owners who also maintain pit worn relationships wit other dents at the sane address. This practice's known as • househnling ' II you prefer to recede a-diva:kat statements mated in separate envetpes — you may dacha householding by Ealing your F minaret Advisor. Friendly account name the Frendkaccant name reflects al amnion that you greeted on the Fimrs onlne senates websae, N is a custanimble rniclrurro' &awn by you to alit you wish ma recordkeeping. It has ro legal effect on your account You can dung. you' hiendk account names, through Onire Services or by contactegyourFrancial Athisor. ACCOSolt overview • new of Mrs aCCOUnnOrektin Net of assets rd fiabillies. • Asset kolas salable cash balances, wades for restricted storey lest 1, and Global Tine Deposits, urrealied maks to makes, and certain ants not held by the Fan. Does rot include 'stoked SKS/eke:assets al the end of the prior and curent statement periods, or prorate irwestriwits, invested stock options and namable stock anions • Cianicies Includes debit blIIM•5, anwardirg rrurgn loan credit ne, tot accent balances, • Casb/r•oner balances. Total of uninvested avalable cash balances, plus UBS Bak LISA deposit baircek UBS AG Surraoid Ranch deposit balances and money market mutual fund sweep Sans, at the obit of he statement period. Noncormlocity kee credit balances in your account are rot segregated from other balances and the Fern may use any of these funds in the ordinary Crone of it Paine's. these funds a* payabk coon year drained. This total is included., h orrentpriod closi-g SDNY_GM_00020489 EFTA_00131109 EFTA01273316 Important information about your statement (Continued) lancing iteration For detafechnformation on the Finis ending practices and discitres, reeer to gas Client Relatorship Ageernern or Accan Agreement and the General Terms ad Conditions UBS Starred of Credit fraction available in Agreement; andOtiosares at ungraldrsagEgaaiguats. Yew at Hs Your ortment Semen securities end nit awes held lathe arrant at the end of the staernea period. You may ask fordeivery of fully paid segraies at ry time. You my receive securities used as loan collateral after prying any balance due on them. My securities transient to the rim clatg tea sestrant pent are listed at market value as of the end of the statemwe period. • Can basis. In dettemnirg she cost basis of the stories included in this statement, where indicated with the rumba. UPS Fivircial Services has relied cn information obtained from sources other tan tfirS Financial Services, including torrrision ten another Sim a that you may haw providecho you finaxial Advisor. The Finn don not intendant& verify a taunt the accuracy or vartity day information provided by sates offer than 1**Si-uncial Services. h attirt although UBS eininCel Services general& waren tie Hammen as it k received, the firm does not provide any eitrances that the iicrmatian kart "Cost basis" and "Lhreakzed gar/loss' it accurate as d the date of thS statement. As such phase donee re& on this tomtit to make pLeckase a tale decisions, fats trpases or otherwise. Accounts transferred to to Fim may reflect girl loss igamatn on& f or the period of tine they av held at to F rm More historical tams en tan be added by you. Feint Advisor. • Um-waited gat/losses Wien data is awiltle, estimated trealized gait tses we totaled Ice rYlvila4sMrey lots. Re transaction data for "tilt lots may or may not reelect committal dirges atria'entity reorganirat Mitts Dividend and °tarns nwstment lots rd systematic pachne kits are each combined to display one averaged loll)* • Trade date • [alto presents the aigiul transaction wade date. • Callable securities Brit and preferred stock that the seer cats for eair ter/en-ph" will be selected mpa-tal& by lot ten among all seo.raies of fiat int held hour tensor in non tee name lee as clients. Call bane idamtixh h cbtaned from third parties and is accuracy snot guaranteed. Other call fealres may west which cat tea yield complete tcmiaton Milt pronged upon request • Certificates of deport (CDs) CDs are FDIC enured Lp to S293,000 in stein' and accrued interest per deposior and per deposityinattit, rhacccrdane wt WI( rules. • Pricehalue tin displayed f or securities and ogler products may be higher or lower than Pewit that you would tusk retire h the market Pries an °tent from vaious third party sources itich use bet* to be reliable. but we do not gawalee their accuracy. — We gently to the closing price when avelthie the mean of the bit ad ask prices fa lined scants and cplors a on& NJ prices fa OTC seosnies. - Less acts& traded securities may be priced usng valuation model or the moo recent prt we obtaned and ma/ no reflect an aortal matt ;rice or vale - Certain positions may appear without a price and will dew as *price was rot avedable if we re unto to obtain a pnce f or a wanly - Deposits or warts de-a-Snaked n currencies other tan U.S. dollars are reflected at the et hinge rate as of the statement date. - For cart watts twang in non.conf riming dercirmataa price and quaty 0 ace value may have been adisted to facilitateproper valuation To obtain current quotations, when athilible, corded par Financial Ater. • Print inestrart0 end An/clawed product hit, metre,* sectrites (exiting drect pat/Spatial acqam and real estate investment trust warts) and stared prodxts are general& highly Att. Cent snared proists have not been registered will the Securities and Excha- (omission a under any state secures taws. We prate esteneted valets for pate investment decades and structured products for tormatena purposes only tasty knot grarantwd. - These values may differ stistantiaby from preer if any, at Mtn a private investment security a structured rcdxt may be bough or sold and do not necessarily represent the vat. you may receive ton rquidition. Thid patitsbrnates of vale cue as of a certain date and are Applied to UBS Enact Services on a regukr bass by in independera religion Jim. - Issuer, general partner a sponsor estimated vales, ary, are supplied to the Fran by Ow Mut gerwal pater or taws and may be calculated based on different information from tat used by thid parties laded* their estinated values. - You can obtan a toner taint:en regarding the methodology used to determine the &it* of value and the date of it tormation that is the basis for the taint by tonal leg your &uncial Advisor. - TAW party estnyeed votes may be reflected as •Not ;read' n wow I sit atm, wfe n ;dependent valuation ire has not suppledor is unite to assign a vale, when we become avare that a materialevent has tasted that may call a pints& reported vela it question, or when a value would be highly3'watt due tote nate of the study. - When neither an suer, general panne or sponsor *stinted vela nor a Orderer estimated vela if mad. the value of the senty Baia be different km itspurchaseonce. - •Pstrbact to date' may melt)* return of capital. income ce both — see' represents the initial ottani; price per unit and may not reelect your had basis • Retread securities Restled sea:4in enenralY are rot twenty elicit Tor public sale. UBSFina-rul kevices wee to matt price of the unrestricted stock of the same issuer as an mputed vat for the restricted stook for moons of des 'Women ond, To the tent that eearicled learition are elgbh la sae, the vale retied may be stbsentral& less than the inp_oed value drown • Eat (ostirneted) income. anent yields end Mtn. An entinate of mesa income is bawd an cant tidied ad interest rates, attuning tie secrets will be held for cur yew from statement date or Ltd MIlisity ma ellinale isce* again., accuracy rd continued nconw are not guaranteed - Estimated anal nccme carent yield fa certain types of sentries could include a tarn of pmcgal or capeal gat in %tit case the est income (ind tonere yelc$ would be °witted. - Estimated annual icane rd cant yield and la aclual tome and yield mgt be kwer a higher than the estimated taunts. - An estmate of rruateed n<ome (divdend ardor interest) dryad by the carers market valerf average balance is based on the fact dividend Or interest payment made by the issuer and arms tie seas-Mee/depot will be held for ore year tom the statement date or unhl malty. Accuracy AS continued weld we not garrote • Assets not held by UBS ;rancid Services. Certain assets are rot held by the fern and not thin the Fen's possession or carol. These assets are toted on you statement for informational purposes only. Portions ad values presented re p ted by the owing f ern UBS Frencial Sentes not rest:cantle for ths ilarnation and des not guarantee es accuracy. These assets me rot protected by RFC or tie Fitt ustlementalSIPC widens. • Revenue sharing and additional compensation. — In addition to commissions on sales and 12b1 fees recent n carecton wri the distnbution of marl lands to Ourc lent we ander our an" Fictive revenue *Wing payment from distributors a-dor athiges of the rupee funds that we sell. Thesestunts are based on two deems eorn4Onent4 amantol saki by UBS of a partkula miAual fund I ami& to our <lint, and CO the asset value of a pantie- mutual fund I amity's tares held at the Inn — We and as at also recess e nett:eking and orrnbus processing lees in consideration for transfer agent antes that we Fronde to the mutual find. Thew fees SlenerallY are Pat from investor asses in the nasal fund and are a toad Jolla amount based an tie number of accounts at the broker-dealer holdng maul( lords ot that fund CONFIDENTIAL — h stern tOCOmm6erni Maned n connector. wth the sale or delnbikon o1 away contracts and iisie investment tat units to our <lents, we actor our affiliate not ream* sharing anteneation tram many of the instance tenant undennetiw the arruity contracts, teats of the turn* carpanes or sponsors of tett investment wets we distrbute - Cur affiliates aho rewire trading comma:St and other canna-sato Fran total finds and nsurance companies whose prOCIJCIS we distribute. - Wettere an anal fee from UBS Bak OA and WS AG Stanford Branch of up to 425 per accost sweeping to the barks under the UBS Bark Sweep ercgrams. Activity hbrmaticriregardrigcanninto and otter charges ncurted n connedon with fie encutcri of wades, ndudng option transactions ha been induced on wilt -tons previously furrashed so you. and %WI be prowled to yOu wavily an recpest. Shit ailing F you are engaged in short werg a security, you may heir a charge the to certainborrowing costs for that particular secunty. Open reedit Receding Wen or •gazdtilloancelled* orders fiat were not "ruled by the statement date, open buy ad sap stop orders are redxed by the anount of dindends a rights on en ex-divider" a. trips date unless intruded otherwise by vat. You are rispornble for ceders that re trued &ricoyour bate to ca el Wafting open orders. Privacy To obtain a copy of at cleat (het Skinny Norco, please contact your Francis' Advisor or vie as weber at wittethilftgagisfatgla UBS Financier Services a rot a bat We RMA. Busnen Seniors Account BSA and IRMA are brokerage accounts which provide access to barking services at products though arrangiments with aft nated bat and other thedety bents, and provides access to nsura-ce and entry proista blued by unaffiliated thintity ;trance companies through tura-co agency substries of UBS financial Services Inc. Iniestment mutate. and arrAy products: Not VIC inured • No bank gutter.* May ese vela RYA. Restate Management Account, Burgess Services Account 854, 8144 and international Resource Management Accost are registered service marks of UBS Financial Services Inc Visa Siratue e a reggered service work of Visa International CBS Via Sgnatese cede cards and CBS Visa debt cards are card by UBS Bark USA with 'wanton from Vas U.S A Incorporated. UBS financial Services Int P*v 201402 SDNY_GM_00020490 EFTA_0013 1 10 EFTA01273317 SUBS UBS FMancial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CW70064797550311 XII. 0 Account name: GHISLANE MAXWELL Friendly account name: Account number: Ill SS Your Financial Advisor: SCOTT STACKLIANILYLE CASRIEL Phone Resource Management Account March 2014 OHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Questions about your statement? Call your Finan3,3 Advisor or the RMA ReSOUrCelane at 809RMA- 1000, account 029323568 Value of your account on February 28 (1) on March 31(1) Your assets 1,981,915 66 2,042,844.98 Malt our webilte: www.ubstorellinancialservices Your liabilities 000 0.00 Value of your account $1,981,915.66 $2,042,844.98 Items for your attention you use UBS Online Services, consider changing your User Name and Password regularly to protect your personal data. Not enrolled, Go to uhs.comionineservices Tracking the value of your account S Thousands 1,981.9 7.0428 Feb 2014 Mai 2014 Sources of your account growth duriag 2014 Value of your account at year end 2013 Net deposits and Wthdraifals Your iwestment return: Dividend and interest income Chance in markot value Value of year account on Mar 31, 2014 1000 31988,593.85 44263.84 349987 29 $2,012.944.98 SDNY GM 00020491 Member SIPC C81170003005479755 NP70003C04435 00002 0314 030575004 VI2356855010000D Page 9 of 86 CONFIDENTIAL EFTA_001311I I EFTA01273318 *DUBS Resource Management Account March 2014 Your account balance sheet Summary of your assets value on March 31 (I) Percentage of yOir account A Cash and money balances 46,816.88 2.29% B Cash alternatives 0.00 0.00% C Equities 1,996,028.10 97.71% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Corrmodities 0.00 0.00% G Other 0.00 0.00% Total assets Value of your account $2,042,844.98 $2.042,844.98 100.00% Account name: GHISLAINE MA cNELL Friendly account name: Account number: Your current asset allocation A Eye on the markets Index Year K Bendel Advisor. SCOTT STACK MANLYLE CASRIEL . Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the rmponant information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% Percentage change March 2014 Year to date 0.84% 1.81% 0.53% 1.97% -0.57% 0.77% -0.17% 1.84% CNP70X9006479756NP70033,1040500C02 0314 030575004.23568550 lOrgehy_Gitogo20062 10 of 86 CONFIDENTIAL EFTA_00131112 EFTA01273319 44) UBS Resource Management Account March 2014 Change in the value of your account March 2014 (S) Year to date (S) Opening account value $1,981,915.66 $0.00 Deposits, including investments transferred in 22,163.00 1,988,593.85 Dividend and interest income 4,263.84 4,263.84 Change in market value 34,502.48 49,987.29 Closing account value $2.042,844.98 $2,042,844.98 Account name: Your Financial Advisor: Friendly account name: SCOTT STACK MANLYLE CASRIEL Account number. Dividend and interest income earned For purposes of this statement treartaitty of inkiest and dividend income has been determined from a US tea repotting perspective. Based upon the residence of the accounl hdder, account type, or product type, some Interest andor dvidend payments may not be subject to united States (US) ardor Puerto Ric0 (PR) income tares. The cSent monthy statement is not intended lo be used and cannot be reeed upon foe tar PUICOSet Clients Should refer to the avocet:4e tax reporting forms they receive from 085 annuely, such as the forms 1099 and the FrtnIS 497, for lax rePOltmg information II is the Make of 085 to file the splicade to reporting forms with the US interred Revenue Semce and PR Treasury Department, and in such fortis accurately dairy d‘tdenct ardor interest as ten emrrpt or tine* income. Please consul! yOu I inchedual It. prepare/ March 2014 ($1 Year to date (S) Taxable dividends 4,263 76 4,263.76 Taxable interest 0.08 0.08 Total current year $4,263.84 $4,263.84 Total dividend & interest $4,263.84 $4,263.84 Summary of gains and losses Vaues reported telcw exclude products for which gam and losses are not Ossified. Realized gains and losses Unrealized March 2014 (9) Year to date (i) gains and Insses (9) Short term 0.00 0.00 68,692 37 Long term 0.00 0.00 211,386.11 Total $0.00 $0.00 $280,078.48 Cash activity summary See Account activity this month for detals. Sciences in your Sweep Options are induct din the openng and closing Mantes irate. FDIC insurance applies only to deposits a u85 Bank LISA not to deposits at Les AG. Slarriord trench or bank deposits placed throw", the LISS International Depose Account program. SIPC protection applies to moor/ market sweep hard hokringt but not bait depends Sae important ;Monne:ton about your statement on the last two pages cf this document for &IOUS March 2014 IS! Year to date (S) Opening balances $20,390.04 $0.00 Addittons Deposits and other funds credrted 22,163.00 42,553.04 Dividend and interest income 4,263.84 4,263.84 Total thiJItrons $26,426.84 $46,816.88 Net cash flow $26,426.84 $46,816.88 Closing balances $46,816.88 $46,816.88 SDNY GM 00020493 C elP70:10,006479757 NV7007307405 C0072 0314 030579004 M23568550 10000D Page 11 of 86 CONFIDENTIAL EFTA 00131113 EFTA01273320 *UBS Resource Management Account March 2014 UBS Bank USA Deposit Account APY Interest period Feb 7 - Mar 6 Opening UBS Bank USA Deposit balance Feb 7 80 .00 Closing UBS Bank USA Deposit balance Mar 6 820,390.12 Number of days in interest period 28 Average daily balance 85,825.73 Interest earned 80 .08 Annual percentage yield earned 0.02% Account name: GH1SLAINE MAXWEU_ friendly account name: Account number. Your investment objectives: YOU have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important inbrmation about your gammont at the end of this document. Your return objective: Curient income &capital appreciation Your risk profile: Primary - Moderate Investment eligibility consderation - None selected Your account instructions e You- account cost basis default clopng method is FIFO, First in, First Out Your linancial Advisor: SCOTT STACK MANLYLE CASIVEL CHP7C0C0006479758NP70C0300405 C0002 0314 030575004021888880 104021Y_GM_00021;145$ 12 of 86 CONFIDENTIAL EFTA_001311114 EFTA01273321 UBS Resource Management Account March 2014 Your assets Account name: GHISLAINE MAXWELL Friendly account name:Ind Account number. Seale PnCeS, InCCfne and current va Urn shown may be apron:it*. AS a its ult gam and frOSIS May rot be acutately refleded. See important information about your statement a the end ol this dxurreM for mote Informal on Cash Cash and money balances Cash ant money balances may include avalable cah balances, U8S Bank USA &pout account Warren UBS AG Stanford Branch depose account balances and money market mutual fund sweep barances UBS Bank USA deposit accounl balances are insured by the FOC valhn avec able limits, but are not protected by DPC U135 AG Stanford Bram h deposit ac Duet btlarxes are not /muted by FDIC end are sot protected by SIPC Money market sweep balances are protected by SIPC but are not insured by the FDIC. Set the important information above your statement at the end of this daarnent for deals about those balance; Openng baance Closmg Wane Pnce per share Average Hddng on Mat 1 (S) on Mar 31 (S) on Mar 31 (0 rate U8S BANK USA CEP ACCT Doldend Interest period Your PI nodal Advisor: SCOTT STACK MAN/LYLE CASRIEL Daft n period Cap amount (f) Equities Common stock Hddng 1.1.31;* dsle lanT1:1O of shares Purchase on( Average pate per share (I) Cost WS'S (S) Price Per Share 01 Mar 31 (1) Value on Mar 31 (1) unresino gain or loss (1) Hddng Period ANALOG DEVICES INC Symbol, ADI Exchange- OTC EAI: 32.591 Cuyent yield- 2 78% Nov 16. 11 13.003 37 316 485 12 53.140 690 82 205 70 LT Nov 17, I I 13003 35393 460.12 53.140 690.82 230.70 17 Nov 18, 11 35.003 35.502 1242 58 53.140 1.859 90 617.32 LT Nov 21, II 18.000 34.371 618 68 53.140 956 52 337.84 LT Nov22, 11 15.000 33338 500.07 53.140 797.10 297.03 LT Nov 23, 11 22.003 32 655 718 43 53.140 1,169 08 450.65 LT Nov25, II 7.000 32.460 227.22 53.140 371.98 144.76 LT Nov 28, 11 30.003 32.951 988 55 53.140 1,594 20 605.65 LT Nov29, 11 18.000 33.472 602 51 53.140 956.52 354.01 LT Nov29, II 5.000 33.622 168.11 53.140 265.70 97.59 LT Apr 24, 12 30.000 37.567 1,12701 53.140 1,59420 467 19 LT 20390 04 46,816.88 250,000.00 continued next page SDNY GM 00020495 C HP7000?306479759 NP70C030340S 000O2 031.1 030579004 III73S68SSO 100000 Pap 13 of 86 CONFIDENTIAL EFTA_00I31115 EFTA01273322 UBS Resource Management Account March 2014 Your assets . Equities . Common stock (co.-bonus) Nuking Trade date somber or shares Purchase peicel Average price per share (I) Price per shoe Cott befit (S) cm Mat 31 (1) Vdueon Mat 31 (S) Lloretated gain or loss (S) Hddng period Jan 23,13 1,056.000 43 209 45,62881 53.140 56,115.84 10,487.03 LT Apr 22,13 489.000 42 447 20,756 68 53.140 25,985.46 522878 ST Security total 1,751.000 41.990 73,523.89 93,048.14 19,524.25 AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange OTC EAI: 12,442 Current yield: 2.48% Aug 4, 11 146.000 48.469 7,076.53 77.260 71279.96 4,203.43 LT Aug 12, 11 4.000 46.880 187.52 77.260 309.04 121.52 LT Jan 23, 13 767.000 59890 45,936.09 77.260 59258 42 13322.33 IT Apr 22, 13 355.000 65.098 23,110.04 77.260 27,427.30 4317.26 ST Security total 1272.000 59.992 76310.18 98274.72 21,964.54 BAXTER INTL INC Symbol: BAX Exchange: NYSE EAI: 13,050 Current yield: 2.66% Jun 20, 12 30.000 51.934 1,547.84 73.580 2,207.40 659.56 LT Jun 20, 12 17.000 51.522 875.89 73.580 1250.86 374.97 LT Jun21,12 29.000 52.077 1,510.25 73.580 2,133.82 623.57 LT Jun21,12 7.000 51.500 360.50 73.580 515.06 154.56 LT Jun21,12 5.000 52.216 261.08 73.580 367.90 106.82 LT Jun 22, 12 61.000 51.890 3,165.29 73.583 4,488.38 1,323.09 LT Jan 23,13 768.000 66.658 51,193.80 73.580 56,509.44 5,315.64 LT Apr 22, 13 355.000 69.318 24,60800 73.580 26,120.90 1,512.90 ST Sep 19, 13 74.000 72.165 5,340.28 73.580 5,444.92 104.64 ST Sep 19. 13 6.000 71.875 431.25 73.50, 441 48 10.23 ST Sep 19. 13 3.000 71.880 215.64 73.580 220.74 5.10 ST Sep 20, 13 47.000 71.987 3383.41 73.580 3,458.26 74.85 ST Oct 3, 13 154.000 64.600 9,948.49 73.580 11,331.32 1,382.83 ST Security total 1,556.000 66.094 102,841.72 114,490.48 11,648.76 BLACKRCCK INC Symbol: BLK Exchange: NYSE EAI: 32,872 Current yield: 2.45% Oct 5, 12 7.000 189.932 1,329.53 314.480 2201.36 871.83 LT Oct 5, 12 3.000 187.820 563.46 314.480 943.44 379.98 LT Oct S, 12 2.000 186.670 373.34 314.480 628.96 25962 LT Oct 8, 12 8.000 185.783 1,510.27 314.480 2,515.84 1,005.57 LT Oct 9, 12 15.000 189186 2,837.79 314.480 4,717.20 1,879.41 LT continued next page CNP70003006479760NP70003C0405 00002 0314 030575004 V123568550 10060j1iyGhtoculyvie 14 of 86 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Anandol Advisor, SCOTT STACK MANLYLE CASRIEL CONFIDENTIAL EFTA_00131116 EFTA01273323 *UBS Resource Management Account Mardi 2014 Account name: GHIStAINE MAXWELL Friendly account name: Account number Your Fl sandal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Equities . common stock (continued) Trade Hddng date taunter of shares Ptirenera pace, Average pdce per snob TS/ Cost bans (S) Peke per share an Mar 31 (I) Wine on Mai 31 (I) Lirrealzed gain a loss (1) eidting period 00 9, 12 2.000 189.010 378.02 314.480 628.96 250.94 LT Oct 10, 12 3.000 187.720 563.16 314.480 943.44 380.28 LT Oct 10, 12 2.000 187.670 375.30 314.480 628.96 253.62 LT Oct 10.12 2.000 187.995 37599 314.480 62896 252.97 LT lan 23,13 224.003 236966 53,080.41 314.480 70,443.52 17,363.11 LT Apr 22, 13 104.000 251.093 26,113.69 314.480 32,705.92 6,592.23 ST Security total 372.030 235218 87,501.00 116,986.56 29485% CATERPILLAR INC Symbol. CAT Exchange: NYSE EAI: 12,664 anent yield: 2.42% An 19,13 72.000 84.718 6,099.75 99.370 7,154.64 1,054.89 ST lun 20. 13 121.000 83.141 10,06015 99.370 12,023 77 1,963.62 ST Jun 20.13 78.000 83.030 6,476.39 99.370 7,750.86 1,274.47 ST lun 21,13 204.000 82.904 16,912.44 99.370 20,271.48 3,359.04 ST Jun 24.13 III.0O3 81.517 9,048.46 99.370 11,030.07 1,981.61 ST Jun 25, 13 73.000 82354 6,011.86 99.370 7,254.01 1,242.15 ST lun 26.13 69.000 82.259 5,675.90 99.370 6,856 53 1,180.63 ST kr 27, 13 141.000 82.951 11,696.12 99.370 14,011.17 2,315.05 ST lun 27.13 7.000 82.925 580.48 99.370 695.59 115.11 ST lun 28. 13 169.000 82.774 13,988.92 99.370 16,793.53 2,804.61 ST 1x11, 13 65.000 82.781 5,380.78 99.370 6,459.05 1,078.27 ST Sootily total 1,110.000 82221 91,931.25 110,300.70 18,369.45 COLGATE PALMOUVE CO Symbol: CL Exchange: NYSE EAI: 42,172 Current yield: 2.22% Aug 4,11 174.000 41.632 7244.05 64.870 11287.38 4,043.33 LT Aug 12, 11 4.000 42.450 169.80 64.870 259.48 89.68 LT Jan 23,13 910.000 54240 49,358.63 64.870 59,031.70 9,673.07 LT Apr 22, 13 420.000 59.788 25,111 32 64.870 27245.40 2.134.08 ST Scarily total 1,508.000 54300 81,883.80 97,82196 15,940.16 CONOCOPHLUPS Symbol: COP Exchange: NYSE EAI: $4,085 Current yield: 3.92% Aug 4, 11 106.000 52.109 5,523.58 70.350 7,457.10 1,933.52 LT Aug 12, 11 2.000 51 435 102.87 70.350 140.70 37.83 LT continued next page SDNY GM 00020497 CNP70003006479761 NP7000X0405 C0002 0311 030575004023568SW 100000 Pap 15 of 86 CONFIDENTIAL EFTA_001311 17 EFTA01273324 *UBS Resource Management Account March 2014 Account name: GH1SLAINE MAXWELL Friendly account name: Account numben Your Kaandal Advisor: SCOTT STACKMØLYLE CASRIEL YOUr assets Equities . Common stock (conbnued) Tra* Hddng Ome Weter of shirts Raamt pace/ Menage pact per snapt (1) Cate basis (I) Pace per snare ces Mat 31 (1) Vitae on Mat 31 (S) Ursealzed gein or Ion (I) Hddng perbd May8, 12 16.000 53.400 854.40 70.350 1,125.60 271.20 LT May8, 12 13.000 53287 692 74 70.350 914.55 221.81 LT Jul 17,12 14.000 55.940 783.17 70.350 984.90 201.73 LT Jan 23.13 789.000 59815 47,194.59 70.350 55,506.15 8311.56 LT Mar 19, 13 138.000 59.137 8,160.98 70.350 9,708.30 1,547.32 LT Apr22, 13 402.000 57.707 23,198.25 70.350 28,280.70 5,082.45 ST Security total 1,080.000 58.453 86,510.58 104,118.00 17,607.42 GELAL MALS INC Symbc4: GIS Exchange: NYSE EAI: 13.086 Ctrrent yield: 3.16% Aug 4, Il 191.003 36265 6,926.77 51.820 9,897.62 2,970.85 LT Aug 12, 11 5.000 35.754 178.77 51.820 259.10 80.33 LT Jan 23,13 1,001.003 41387 41,428.89 51.820 51,871.82 10,442.93 LT Apr 22, 13 464.000 50.287 23,333.21 51.820 24,044.48 711.27 ST Jun 17, 13 148.003 49.739 7,361.45 51.820 7,660.36 307.91 ST Jul 18.13 73.003 49.836 3,638.07 51.820 3,782.86 144.79 ST Sectrity toti 1,882.003 44.031 82.867.16 97,525.24 14,658.06 IWNDIS TCOL WORKS INC Symbol: ITW Exchange: NYSE EAI: 41,967 Current yield: 2.07% Aug 4,11 135.000 47.128 6,362.35 81.330 10,979.55 4,617.20 LT Aug 12, 11 3.000 45240 135.72 81.330 243.99 108.27 LT Jan 23,13 706.000 63.704 44,975.31 81.330 57,418.98 12,443.67 LT Apr 22, 13 327.000 60.685 19,844.22 81.330 26.594.91 6,750.69 ST Security total 1,171.000 60.903 71,317.60 95,237.43 23,919.83 JOHNSON & JOHNSON COM Symbol: .INJ Exchange: NYSE EAI: 12,814 Ctrrent 2.69% Aug 4, 11 123.000 62377 7,67238 98.230 12,082.29 4,409.91 LT Aug 12, 11 3.000 63.730 191.19 98.230 294.69 103.50 LT Jan 23,13 642.003 72.736 46,696 71 98.230 63.063.66 16,366.95 LT Apr22, 13 29800 84.721 25,247.10 98.230 29,272.54 4,025.44 ST Security total 1,066.000 74.866 79,807.38 104,713.18 24,905.80 MCDONALOS CORP Symbol: MCD Exchange: NYSE EAI: 13,298 Ctrrent yield: 3.30% Aug 4, II 95.003 84.969 8,072.06 98.030 9312.85 1240.79 LT continued no« page CNP70009006479762 NP7000X0405 00002 0314 030575004.23568150 10/gfflyGm00025145. 16 of 86 CONFIDENTIAL EFTA_0013111 18 EFTA01273325 UBS Resource Management Account March 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Financial Advisor: SCOTT STACKMA:40'LE CASRIEL Your assets . Equities Hddng Common stock (continued) Trade date Mabee of shares Purchase Ova Average price per shL1Pt (t) Cost bens ($) Price per share an mar 31 (4) Value on Mai 31 (I) Linredlied gain or loss (4) Mang period Aug 12, 11 3.000 85.910 257.73 98.030 294.09 3636 LT Nov29, 12 8.000 86.456 691.65 98.030 784.24 92.59 LT tan 23,13 555.000 93.053 51,644.75 98.030 54,406.65 2,761.90 LT Apr 22.13 255.000 99318 25,326.32 98.030 24,997.65 -328.67 ST Sep 19.13 78.000 97)379 7,634.63 98.030 7,646.34 11.71 ST Sep 19, 13 22.000 97.425 2,143.36 98.030 2,156.66 13.30 ST Sep 19, 13 2.000 97.830 195.66 98.030 196.06 0.40 ST Security total 1,018.000 94169 95,966.16 99,794.54 3,828.38 NEXTERA ENERGY INC COM Symbol: NEE Exchanger NYSE EAI: 43,370 Current yield: 3.03% Aug 4,11 134.000 52.960 7,096 75 95.620 t 2,81308 5.71633 1.7 Aug 12, 11 3.000 52.530 157.59 95.620 286.86 129.27 LT tan 23, 13 700.000 71.610 50,127.21 95.620 66,934.00 16,806.79 1.7 Apr 12, 13 325.003 79.757 25,921.06 95.620 31,076.50 5,155.44 ST Security total 1,162.000 71.689 83,302.61 111,110.44 27,807.83 OCCIDENTAL PETROLEUM CRP Symbol: OXY Exchange: NYSE EAI: 12,791 Current yield: 3.02% Feb 12, 14 148.000 92.171 13,641.35 95.290 14,102.92 461.57 ST Feb 12, 14 117.000 92203 10,787.77 95.290 11,148.93 361.16 ST Feb 12, 14 32.000 92115 2,950.91 95.290 3,049.28 98.37 ST Feb 12, 14 7.000 92.065 644.46 95.290 667.03 22.57 ST Feb 13, 14 110.000 92.095 10,13045 95.290 10,481.90 351.45 ST Feb 13, 14 68.000 91.911 6250)30 95.290 6,479.72 229.72 ST Feb 13, 14 33.000 9t.560 3,021.49 95.290 3,144.57 123.08 ST Feb 13, 14 6.000 91.615 549.69 95.290 571.74 22.05 ST Feb 14, 14 334.000 95389 31,860.13 95.290 31,826.86 -33.27 ST Feb 18, 14 114.000 96.023 10,946 72 95.290 10,863.06 -83.66 ST Security total 969.000 93.687 90,762.97 92,336.01 1,553.04 PEPSICO INC Symbol: PEP Exchange- NYSE EAI: 42,620 Current yield: 2.72% Aug 4,11 115.000 63.979 7,357.65 83.500 9,602 50 2244.85 LT Aug 12, 11 3.000 63.023 189.07 83.500 250 50 61.43 LT continued next page SDNY GM 00020499 cRP70o0V06479763 Ny=0300405 OcCo2 0314 0305750041ln mosso lococe ►egs 17 of 86 CONFIDENTIAL EFTA_001311 19 EFTA01273326 SUBS Resource Management Account March 2014 Your assets . Equities . Common stock (continued/ Hddng Trade date Mater of sham Purchase pricer Average Lice per than (S) Price per shoe Cost bath (1) on Mat 31 (1) Vdue on Mat 31 (S) 1.1nredIred grin or loss (5) Hddng period May 16, 12 6.000 68.535 411.21 83.500 501.00 89.79 LT Oct 24. 12 1.000 68.690 6869 83.500 83.50 14.81 LT Oct 25, 12 2.000 68810 137.62 83.500 167.00 29.38 LT Oct 26, 12 1.000 68890 68.89 83.500 83.50 14.61 LT Oct 31, 12 1.000 69370 69.37 83.500 83.50 14.13 LT Nov6,12 1.000 69370 69.37 83.500 83.50 14.13 LT Nov7,12 1.000 69.150 69.15 83.500 83.50 14.35 LT Nov8, 12 2.000 69.090 138.18 83.500 167.00 2882 LT lan 23,13 699.000 72.166 50,444.31 83.500 58366.50 7,922.19 LT Apr 22, 13 322.000 82.251 26,484.85 83.500 26,88700 402.15 ST Security total 1,154.000 74.097 85,50836 96,359.00 10,850.64 PROCTER &GANELE CO Symbol: PG Etchange: NYSE EAL 32,728 Current yield: 2.98% Aug 4, 11 118.000 60.103 7,092.22 80.600 9,510.80 2,418.5S LT Aug 12, 11 3.000 60.896 182.69 80.600 241.80 59.11 LT lan 23,13 619.000 69.941 43,293.73 80.600 49,891.40 6,597.67 LT Apr 22, 13 286.000 81332 23,261.18 80.600 23,051.60 -209.58 ST Apr 24, 13 108.000 77.762 8398.32 80.600 8,704.80 306.48 ST Security total 1,134.000 72.512 82,228 14 91,400.40 9,172.26 STAPLES INC Symbol: SPLS bchange: OTC ERI: 43,249 Current yield: 4.23% Oct 24. 12 63.000 11.313 712.74 11.340 714.42 1.68 LT Oct 24, 12 1.000 11360 11.36 11.340 11.34 -0.02 LT Oct 25, 12 57.000 11391 64929 11.340 646.38 -2.91 LT Oct 25, 12 46.000 11.420 525.36 11.340 521.64 .3.72 LT Oct 25, 12 8.000 11.430 91.44 11.340 90.72 -0.72 LT Oct 26. 12 51.000 11.400 581.42 11.340 578.34 .3.08 IS Oct 31, 12 12.000 11.526 13832 11.340 136.08 -2.24 LT Oct 31, 12 3.000 1 I 566 34.70 11.340 34.02 -0.68 LT Nov 1,12 46.000 11.677 537.17 11.340 521.64 -15.53 LT Nov 1,12 33.000 11.605 382.99 11.340 374.22 -8.77 LT Nov1,12 7.000 11 .597 81.18 11.340 79.38 •1.80 LT continued next page CNP70009006479764 NP70003C0405 00002 0314 0305750dt Y123568550 laajwGmiymeign 18 of 86 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Ilnancial Advisor, SCOTT STACK MANY LYLE CASRIEL CONFIDENTIAL EFTA_0013 I 120 EFTA01273327 SUBS Resource Management Account March 2014 Your assets . Equities . Common stock (contrite:di mcldno Trade drie taint'« of snares Perdtase nicer Average price pet share (1) COS( bads <SI Price per stwe al Mat 31 (5) vane on Mal 31 (1) gain1.1 O7O1111 (11 Hcidng period Nov 1, 12 1.000 11 .600 11.60 11.340 11.34 -0.26 LT Nov2, 12 31.000 11.552 358 12 11.340 351 54 -6.58 LT Nov 5, 12 31.000 11.465 355.43 11.340 351.54 -3.89 LT Nov 5, 12 7 000 11.590 81.13 11.340 79.38 -1.75 LT Nov6, 12 51.000 11.820 602 87 11.340 578 34 -24.53 LT Nov6, 12 26.000 11812 307.13 11.340 294.84 -12.29 LT Noel, 12 48.000 11.597 556 70 11.340 544.32 -12.38 LT Nov 7, 12 22.000 11.582 254.82 11.340 249.48 -534 LT Nov8, 12 57.000 11.446 652.43 11.340 646.38 -6.05 LT Nov8, 12 30.003 11 672 350 16 11.340 340 20 -9.96 LT Nov8, 12 3.000 11 .666 35.00 11.340 34.02 -0.98 LT Nov29, 12 26.000 11.778 306 24 11.340 294.84 -11.40 LT Nov29, 12 8.000 11.778 94.23 11.340 9012 -3.51 LT Nov29. 12 6.000 11.765 70.59 11.340 68.04 -2.55 LT Nov30, 12 37.003 11.714 433 45 11.340 419.58 -13.87 LT Nov30, 12 16.000 11.677 186.84 11.340 181.44 -5.40 LT Nov30, 12 11.000 11.688 128 57 11.340 124.74 -3.83 LT Nov30, 12 1.000 11.750 11 75 11.340 11.34 • 0.41 LT Jan 23,13 3,076.000 13.260 40,788.38 11.340 34,881.84 -5,906.54 LT Mar 7, 13 399.003 12.626 5,03793 11,340 1,524 66 -513.27 LT Apr 22, 13 1,918.093 12.912 24,767.13 11.340 21,750.12 -3,017.01 ST Aug 26, 13 203.003 14.401 2,923 46 11.340 2,302.02 -621.44 ST Aug 26, 13 181000 14 412 2,608 63 11.340 2,052 54 -55609 ST Aug 27, 13 253000 14.105 3,568 74 11.340 2,869.02 -699.72 ST Security total 6,769 003 13036 88,237 30 76,760 46 -11,47684 TARGET CORP Symbol. TOT Exchange NYSE EAI: $2,752 Current yield: 2.84% Sep 23, 13 68.003 64 391 1,378 59 60.510 4,114 68 -263.91 ST Sep 23.13 6.000 64 405 386 43 60.510 363.06 23.37 ST Sep 24, 13 180.000 63.999 11,519.91 60.510 10,891.80 -628.11 ST Sop 24, 13 82.000 EA 133 5,25897 60.510 4,961 82 -297.15 ST Account name: GHISLAINE MAXWELL Friendly account name:Ind r Account number Your Pi nandal Advisor: SCOTT STACKMANLYLE CASFaEL continued next page SDNY GM 00020501 CIIP7030?305479765No70033C0405 C00O2 0314 030575004 Y1236685501000:0 Page 19 of 86 CONFIDENTIAL EFTA_00131121 EFTA01273328 SUBS Resource Management Account March 2014 Your assets . Equities . Common stock (continued) Irking rroae date Martin of titer's Purchase lancet Average pike per snag (1) Con bads (1) Price per snare on Mar 31 (1) Vitae on Mat 31 (S) Unrealized gain or Ion ($) Hddng period Sep 25.13 152.000 63.446 9,643.85 60.510 9,197.52 -446.33 ST Sep 25.13 92.000 63.598 5,851.05 60.510 5,566.92 -284.13 ST Sep 25,13 18.000 63135 1,147.23 60.510 1,089.18 48.05 ST Sep 25.13 13.000 63.620 827.06 60.510 786.63 -40.43 ST Sep 26.13 114.000 63.436 7,231.76 60.510 6,898.14 -333.62 ST Sep 27, 13 193.000 53.993 12,350.76 60.510 11,678.43 -672.33 ST Sep 30.13 104.000 63.785 6,633.64 60.510 6293.04 -340.60 ST Sep 30,13 51.000 63.888 3258.30 60.510 3,066.01 •172.29 ST Sep 30.13 27.000 63812 1,722.95 60.510 1,633.77 -89.18 ST Oct 1,13 139.003 69851 8,875.42 60.510 8,410.89 -464.53 ST Oct 1,13 53.000 61856 3,384.40 60.510 3,207.03 -177.37 ST Oct 1,13 38.000 63.757 2,422.80 60.510 2299.38 •123.42 ST Oct 1, 13 38.000 63813 2,424.93 60.510 2,299.38 •125.55 ST Jan 7, 14 197.000 62889 12,389.28 60.510 11,920.47 -468.81 ST Jan 7, 14 32.000 63.004 2,016.15 60.510 1,936.32 -79.83 ST lan 7, 14 3.000 62863 188.59 60.510 181.53 •7.C6 ST Security total 1.600.000 63.695 101,912.07 96,816.00 -5,096.07 TRAVELERS COS INC/THE Symbol: TRV Exchange RUSE EAI: 32.304 Current yield: 2 35% Apr 24,12 20.000 63 432 1268.64 85.100 1,702.00 433.36 LT Apr 24,12 4.000 63350 253.40 85.100 340.40 87.00 LT Apr 24,12 1.000 63.560 63.56 85.100 85.10 21.54 LT Apr 25,12 10.003 63.520 635.20 85.100 851.00 215.80 LT Apr 25,12 10.003 63.617 636.17 85300 851.00 214.83 LT Apr 25.12 10.000 63.659 636.59 85.100 851.00 214.41 LT Apr 25,12 2.000 63.545 127.09 85.100 170.20 43.11 LT Apr 25,12 2.000 63.645 127.29 85.100 170.20 42.91 LT Apr 25,12 2.000 63.745 127.49 85.100 170.20 42.71 LT Apr 26,12 5.000 63.928 319.64 85.103 425.50 105.86 LT Apr 26.12 2.000 63.920 127.84 85.100 170.20 42.36 LT Apr 26,12 2.000 63.930 127.86 85.100 170.20 42.34 LT Apr 26,12 1.000 63.720 63.72 85300 85.10 21.38 LT Account name: GHISLAINE MAXWELL friendly account name:Incl Account number • Your IS oandd Advisor: SCOTT STACK MANYLYLE CASR1EL continued next page CNP70009006479766 NP7000X0405 00002 0314 03057500t VI23568550 IC%ffireGp,400021~ 20 of 86 CONFIDENTIAL EFTA_00 1 3 1 122 EFTA01273329 *UBS Resource Management Account March 2014 Your assets . Equities . Common stock (continued) Purchase once Track Number Average price Pnce per share Vdue on undesired Holdng mddng date of snares per shale (0 Cost basis (S) m Mat 31 (1) Mat 31 (1) gainer loss TO period May 1, 12 15.000 64 637 969.56 85.100 1276.50 306.94 LT May 1, 12 6.000 64 715 388 29 85.100 510.60 122.31 LT May 1, 12 6.000 64 975 389.85 85.100 510.60 120.75 LT May 1, 12 2.000 64 850 129 70 85.100 170.20 40.50 LT May 1, 12 1.000 64 820 64 82 85.103 85.10 20.28 LT May 2. 12 7.000 64374 450.62 85.103 595.70 145.013 LT May 2. 12 4.000 64 410 257.64 85.100 340.40 82.76 LT May 2, 12 2.000 64 320 128 64 85.100 170.20 41.56 LT May 3. 12 4.000 64.960 259 84 85.100 340.40 80.56 LT May 3, 12 2.000 64 675 129 35 85.100 170 20 40.85 LT May 3, 12 2.000 64.910 129.82 85.103 170.20 40.38 LT Lan 23,13 629 003 77 560 48,785 62 85.100 53,527 90 4,742.28 LT Apr 22, 13 290 000 84.719 24,568 68 85.100 24,679 00 110.32 ST May 22, 13 111030 83 807 9302 58 85.100 9,446.10 143.52 ST Security total 1,152 0)3 78 533 90,469 50 98,035 20 7,565.70 UNITED PARCEL SERVICE INC CL B Symbol: UPS Exchange: NYSE EAI 42,843 Current yield: 2.75% Sep 19, 13 82.003 91.779 7,52590 97.380 7,985 16 459.26 ST Sep 19, 13 19.000 91 625 1,740.88 97.380 1,850.22 109.34 ST Sep 20, 13 107.003 91.805 9,823.18 97.380 10,419.66 596.48 ST Sep 20, 13 26.000 91 835 2387 71 97.380 2,531 88 144.17 ST Sep 23, 13 93.003 91.049 8,467.59 97.383 9,056.34 588.75 ST Sep 24, 13 93.000 91 612 8,520 00 97.380 9,056.34 536.34 ST Sep 24, 13 41.003 91.663 3,758 20 97.380 3,992.58 234.38 ST Sep 25. 13 62.003 91.138 5,650.56 97.380 6,037.56 387.00 ST Sep 25, 13 11.003 91090 1,031 99 97.380 1,071 18 69.19 ST Sep 26, 13 64.003 91,489 5,855.30 97.380 6,232.32 377.02 ST Sep 27, I3 54.000 91.117 4,920.33 97.380 5258.52 338.19 ST Sep 30.13 46.000 91.475 4,207.86 97.380 4,47948 271.62 ST Oct 1, 13 46.000 91.668 4,216.73 97.380 4,479.48 262.75 ST Oct 1,13 6.000 91 650 54990 97.380 584.28 34.38 ST continued neat page SDNY GM 00020503 C HP70005306479767 NP7003303405 CO007 0314 030575004 ll 23568550 100000 Pap 21 of 86 Account name: GHISLAINE MAXWELL friendly account name A r ccount number. Your PI nandal Advisor: SCOTT STACKMANLYLE CASRIEL CONFIDENTIAL EFTA_0013 I 123 EFTA01273330 *UBS Resource Management Account March 2014 Account nome: GHISLAINE MAXWELL Fdendly account name: Account number Your Kuuncial Advisor: SCOTT STACKMAIILYLE CASRIEL Your assets Equities siddng Common stock (continved) ruade ditte marte( of :haret Purchase puces Average puce pet amie (S) Cou bath (SI Fnce per share an mat 3: (II Vdue on Mar 31 (S) Unredned gin or Mu (f) Huang Pefed OCt 2, 13 61.000 91.128 5,558.84 97.380 5,940.18 381.34 ST Oct 2, 13 19.000 91 067 1,730 29 97.380 1.850 22 119.93 ST Oct 3, 13 55.003 90337 4,968 58 97.380 5355 90 387.32 ST Oct 4, 13 55.000 90.653 4,98596 97.380 5355.90 369.94 ST Jan 17,14 121.000 99 231 12,037 00 97.380 11,782.98 -224.02 ST Secunty total 1,061.000 92 250 97,876 80 103,320.18 5,443.38 nit« INC SymboI XLNX Exchange:OTC EAL 12,086 Cu rent yield. 2.14% Sep 7, 12 25.003 34.770 86927 54.270 1,356 75 487.48 LT Sep 7, 12 5.000 34 846 174 23 54.270 271.35 97.12 LT Sep 10, 12 37.000 34 845 1,289 29 54.270 2,007.99 718.70 LT Sep 10. 12 3.000 34.660 103.98 54.270 162.81 58.83 LT Sep 11, 12 20000 34 853 697 06 54.270 1,08540 388.34 LT Sep 12, 12 18.000 35.006 630.11 54.270 976.86 346.75 LT Sep 13, 12 21.0O8 34886 732.61 54.270 1,139.67 407.06 LT Sep 14, 12 19.003 35.536 675 19 54.270 1,031 13 355.94 LT Sep 17, 12 7.000 35.151 24606 54.270 379.89 133.83 LT Oct 24. 12 3.000 32.523 97 57 54.270 162 81 65.24 LT Oct 25, 12 5.000 32.522 162.61 54.270 271.35 108.74 LT Oct 26.12 3.000 32.776 98.33 54.270 162.81 64,48 LT Oct 31. 12 1.000 32.770 32.77 54.270 54.27 21.50 LT Nov 1,12 2.000 33360 66.72 54.270 108.54 41.82 LT Nov 1, 12 1.000 33.520 33.52 54.270 54 27 20.75 LT Nov I, 12 1.000 33.530 33.53 54.270 54.27 20.74 LT Nov2, 12 1.000 33.550 33.55 54.270 54.27 20.72 LT Nov 5,12 1.000 33 190 33.19 54.270 54.27 21.08 LT Nov6.12 3.000 33286 101.66 54.270 162.81 61.15 LT Nov7,12 2.000 34.025 6805 54.270 108.54 40.49 LT Nov 7, 12 1.000 33.910 33.91 54.270 54.27 20.36 LT Nova, 12 4.000 34.032 136.13 54.270 217.08 80.95 LT Nov8, 12 1.000 33 860 33.86 54.270 54.27 20.41 LT Nov28. 12 4.000 34.312 137.25 54.270 217.08 79.83 LT cantoued ne.« page CNP70309006479768NP70CO3C040500032 0314 030575004 V123568S5010MyGht 0002ess 22 of 86 CONFIDENTIAL EFTA_00131124 EFTA01273331 *UBS Resource Management Account March 2014 Account name: GHISLAINE MAXWELL Friendly account narne:Ind r Account number. Your Financial Advisor SCOTT STACK LIAM Lv LE CASRiEL Your assets . Equities. mcldng Common stock (conbnuedl Trade date Number of shares Purchase ;Inca Average price per share IQ Cost beds CO Me per share an mar 31 (1) Value on Mai 31 (I) Unrealzed Hdcing tan or loss (1) period Nov28, 12 3.000 34.410 103.23 54.270 162.81 59.58 LT Nov29. 12 15.000 34.583 518.75 54.270 814.05 295.30 LT Nov29, 12 3.000 34.493 103.48 54.270 162.81 59.33 LT Ian 23.13 1,087.0003 36.805 40,008.01 54.270 58.991.49 18,983.0 LT Apr 22,13 502.000 35.691 17,917.23 54.270 27,243.54 9,326.31 ST Security total 1,798.000 36246 65,171.15 97,577.46 32,406.31 Total $1,715,949.62 31,996,028.10 3280,078.48 Total estimated annual income: 355,784 Your total assets Percentage at Cost Est Mated urteszei value on Mat 91(1) your account bash (0 annual incur* ($) gain or loss (5) Cash Cash and money balances 46,816.88 2.29% 46,816.88 Equities Common stock 1,906,028.10 97.71% 1,715,949.67 55,784.00 260,078.48 Total 32,042,844.98 100.00% $1,762,766.50 $55,784.00 3280,078.48 Account activity this month Dale Actiity Oeseripeion Amount ($) Deposits and other finds credited Mar 10 Deposit CHECK DEPOSIT 19,300.57 Mar 17 Deposit CHECK DEPOSIT 2.862.3 Total deposit and other fueds credited Date Actiuty DescreptIon $22,163.00 Amara ft Dividend and interestinanne Taxable dividends Mar 11 Dividend ANALOG DEVICES INC PAID ON 1751 647.87 Mar 17 Dividend MCDONALDS CORP PAN) ON 1018 82458 Mar 17 Cividend NEXIERA ENERGY INC COM PAID ON 1162 842.45 Mar 24 Dividend 8LACKROC_K NC PAID ON 372 717.96 Mar 28 Dividend PEPSICO INC PAO ON 1154 654.90 Mar 28 Dividend TRAVELERS COS1NCITHE PAID ON 1152 576.00 Total taxable divideads 34,763.76 SDNY GM 00020505 C81'70003086479769 NP70003C0405 00002 0314 030575004 Y123568550100000 Page 23 of 86 CONFIDENTIAL EFTA_00131125 EFTA01273332 SUBS Resource Management Account March 2014 Account activity this month (Continvedi Date Activity Dividend aad intorestiacorni (continued) Taxable interest Mar 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 030914 0.08 Account name: GHISLAINE MAXWELL Friendly account name:Ind Account number: Your Amanda' Advisor: SCOTT STACK MANLYLE CASRIEL Descrption Amount (S) Total taxable interest Total dividend end interest income S0.08 34.26324 Date Activity Descrpticn Annum (f) Money balance activities Feb 28 Balance forward 320,390.04 Mar 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 03/0914 0.08 Mar 11 Deposit UBS BANK USA DEPOSIT ACCOUNT 19,300.57 Mar 12 Deposit 1.1BS BANK USA DEPOSIT ACCOUNT 647.87 Mar 18 Deposit LISS BANK USA DEPOSIT ACCOUNT 4329.46 Mar 25 Deposit UBS BANK USA DEPOSIT ACCOUNT 717.96 Mar 31 Deposit UK BANK USA DEPOSIT ACCOUNT 1230.90 Mar 31 Closing U.S Bank USA Deposit Account 846,816.88 The UBS Bait USA Deposit Account is your primary sweep option. CNP7C009006479770 NPVC0303405 00002 0314 COC675004d 2356955010My_Gm000211gm 24 of 86 End of statement for account numberI I CONFIDENTIAL EFTA_00131126 EFTA01273333 Important information about your statement LES Financial Services ix. (the F im or UBS Anoxia! Senthe). is a merrter of all princiaal moray, cannodey and options exchanges. MS Feerxial Stokes and 1165 Bank USA ere rdrect 'Ural:Sarin of LES AG and affiliates of LES Setritin UC. Ti. Finn's I handal statement is available upon mixt. The Fir's excite* off ices are a: LES Finnool Semen kw 1200 Harbor Boulevard Weehawken, t0 07086 Its 'Menem represents the any off icial Mead of pis LES Financial Nukes account. Other moth rapt official tar du-unmet, containing organ? date should rot be relied (E:allow before there is an error or emission, please report it Ormedately narking to the Ranch Manager et the office sentiment account. Atfouct al figures shown ere edended to be accurate. statement data shout not be used for tae purposes Rely sae& on yenend tax forms, te. Form ENE Sat 10425, etc.) whin prepirimyour tar return. The Fine a required by low to won to he IRS all taxabk dividerick. report** rantaicabk dvidends and liable niece* eared on secteties held in you exark net proceeds on safe trareactexe, aid cost base cncenain covered mutes. Communications witlythe Firm • Please re-confirm arty oral cormxricatorts in *meg to further protect your rads. includrig your rad under the Salsifies nester Protection Act (SWA). • If thefinancial nstitution en the top left of de friont of this statement is no LES Financial Sykes, LES Faunae' Services carries pox account a cleamg taker by anargerrant web the nicked intlitutelt We Wormed you of to relatianship when you opened this atom. Intl* case, your Ws and non:taw located a LES financel knee's and rot the ienixng broker. ad you mu t make a rePorl of rap era or OrnittiOn to both lined. ANottani statements shall tie deemed complete ad accurate a not objected ton wen; within 60 days. • Please died customer complaints a egJiieS to he Fim'sClant Relations Depanment X 201-352-1699 atoll-free a 800454-9103, 800 A.M. to 6:CO P.M. ET Monday through Fridak a in vet* to LES Financial Stokes lx., Client Relations Depalment, P.O. Box 766 Union City, NJ 07087. • ti case of erten or Olesligne about an electronic fixds transfer (Wit bi puymm or UBS Visedebit card transactor* call 62-1000, or wife to UBS Feenciathenrtee he., 1000 Harbor Blvd, 6th floor. Weehawken NI 07086. ABrc RIANBSA Sites Cal or write as soon as you cart if pou tile pas stmereent or receipt is tong or if you need more inftemakin eboat a twofer on the atatement or recejet. The Firm or Card Issuer fas afkableknuff her from you np later than 50 days aher to Fim sent you the fin stamen on whith the error or problem Matted. - Prow* you- name ad ocean number 0 any). — Death& the *nor or he transfer you am trotre about and explan as cleat as tam cm why you belt* re is an error a why you need more information — Proud. the &Aar arramt d to suspected ma. The Fins or Cad Issuer Mt tonna* your ccmplaint and will correct any error promptly. Please ma. all checks payable to the Fins or tie financial in indeated on fro front of to 'Moment had:Mix. to remit accord fen accounts may be subject to mantenne fees, chaps for late parent for statutes purchases and charges kr unpaid amounts in cash =thins. Accounts that ate transferred as other imitations may be subject to a sunder fee. UBS Sweep Options UBS offers options for sneepng cash Litotes, biances to bank deposits al UBS Bat USA and UBS AG Sufficed branch (Etank Sweep Pregame), moneymaim intuit knIs (Morn ands) ad the Trite-nationalDeposal Accord ODAffor customers with an Intonational Resource Management Account. Through tie Bank Sweep Prtgannk cash balances re them to UISEtni. USA up to an **abated knit ad then to LES AG Stanford Brandt or a Money Fund. Deposits at UBS Bat USA are FDIC mired in accordance with FDIC oaks. For nxre namation please reit mewl ditgov. Deposes at UBS AG Stanford Burch and tares of Money Funds ay rot Mind by the FCC. %rusty, the OA, athilebk to cash balances are swept to depose accounts at UBS AG New Yak Branch and IBS AG Cayman Bunch These deposits are not inured by the FCC. Balances Feld at an LEIS AG Carnal Brant, are tempera* exposed to the sovereign risk of the Canon blends, and tore is no gatirantee Cr other obligaton of UBS AG to gypsy the biarces while en the UBSC Nyman Breit. books. Depost at LES Bale LEA and each UPS AG Bench are not protected by SIPC. Money Fund shires me protected by SIPC. See 'U35 Financial Services Acton Protection' bobw Upon you no.est, betakes in the Bark Sweep Program or OA may be ethane" and shares of a Money Fund my be liquidated, wed the proceeds returned to you or their wenn accamt, krt.,/ raormation about available sweep options, nothing unit emeest rate, and yell, a soak k at www.Lbstomrsweeppelds, from your F Owe ial Maar or by calling 800.762.1000 UM Financial Services amen protection The F rrn is a menthe of tle SeardeS Inventor Protection Corpora:en (SIPC), *kith protect securities account, of its members up to S500,0:0 Talking 5255,000 for dams kr cash) The MK asset protection Imes spy to all account tat you hold n a palioular capacity. The Finn, together with certain elites, ha also purthasectipplwental protection. The minimum mouth DO* to al eligible diens, taking utak this protection is S500 million as of December 10, 2013. Preto to the pokyconditions ard limitations, cash a the Firm is further protected kr ma to $1.9 million n the aggegate for all you accounts held n a Donator capacity A ft! ccpy of tie poky waxing is addible Wen MIMI. The SIPC protection and the supplemental protection both do not apply to. . Corkin frontal Assets controlled by (and incLided your account value) lad held away from UBSFinaxel Services (e.g.. certain(* cash al UBS Bat, cat at LES AG Swatted branch, (I) insuraxe accbC1S, including warble enmities, and 00 shares of mutual fent where such thane are registered diedly n the name of the account token on the books and records of the applicable issuer or transfer agent); • Crain runner* contracts or nestment interest Org., limited pertneshix and plate placement) the are rot registered ender tie Securities Act of I S03; ad • Commodities contacts (e.g. Ithergn exchange and plectra metal ca -acts). ithuding Mures contacts ad tormeditsontim contracts. the 51K protects:nand Ile supplemental protection do not apply so these assets tent they otherwise appear on you. staornergy. Tee SEC protection ad the ssnIkerentalprotedion der not protect against changes in the maim vale of sou investments fnhether a a result of market mopement, iSSuer bankruptcy Ce athertnewt More information is aval*Se canon richest You may obtan roe hfcanation abou SIPC. noting the 51K Brothste, by cottoning SIPC a 202-371-8300 or by nett* the SIK **bake at YAW/.140‘041 Dividend Re:we/hen Program (DPP) the ate reflected is an emote price. You ma/ the actual price from you Financial Advisor. 0y Wok tarn are purchased under DRIP; partial there, wil be sod rd to oath wM be deposited in your account. The 6viderd reiwesvnent price applied by to issuer may • from the market pia at which the partial shares n sold Csalenlieu Chap whole units may be hewn yoke account. If you am entitled to a palol use a a result of a theiderd python or otherwise, the Firm rid ether sell panal mitt at market peke a accept an mount determined by a registered clean* agency, rid credit you' accost Investment objectives the revestmen Swann rd risk profile are speak to each account and row anbetween Phase *thee the Fern pritintei on *rang of any *natant change in you. Mattel situation Or nvestmen objecting. For each CONFIDENTIAL accost held, you choose one of the following investment objecliees' • *Wu. Cureentfixone. h.etbie its seekng the generation of income crib,. • Addeo Capra epprociatbe Irkintrnente seeking grown of prrotalrather than the generation of morn?. • Produce Com:buten of income and Capital Appreciation- I-segments seeking both the generaticn of norne and gambol prixinel. Oewoll risk prof des • Othsfevarke Seeks to martian nilel prec Pat with low risk and volatility to the acorn opera., rent that mewls the accost does not generate significant income or returns and may rot keep pace with inflation. • Moderate: Willi* to accept sane Mc to thinctal and tolerate some watery to seek hirer returns. • Angst*: Wiling to accept high Fisk to penopal ad high Motility to seek Nigh returns over time. Statement household:1r We may consolidate al related account statements with the sane adders n the sure envekpe. Accounts may be related ler this purpose betake they hew owners who also maintain pre non relational* wit other clients at the sane address. This practice's known as • househthing • II you prefer to recene individual statements mated in separate enveties —JOU may diklthe householding by oiling your Freiman Adveor. Friendly account name The Frendfi accost name reflects al ormation that you entered on the *Ws online seNces webste his a Custanitable 'noisome' chasm by you to auks you wish your recordkeephp. It has ro legal effect on your account. You can dirge you' Fri endb exeunt names, through Orate Services or by contactrgeourFiential Advises. ACCOOlt overview • van of poor accountiporffon Net of assets and • Asset kolas salable cash balances, vases for restricted sear list), and Global tine Deposits, urrealted maths to maid, and certain assets not held by the Fem. Does not include unthiced periods,t al the end of the prior and amen statementerios or prorate iwestnwits, minted stock options and emteatie stock options • Eialskies Include, debit bilirors °Amara* rrorgn loans. credit Fmk Owl accost balances. • Casb/r•oney balances. Total of unimested avalable cash balances. plus OF Bak USA deposit bat-rtes. UBS AG Surrawd Brands deposit balances and money market natal fund sweep balms at the case of he gatemen period. Norscormlocky free credit balances in your account we rot segregated from other balances lances • fee Fin, may use any of these funds in the ordinay course of its business. these funds me payabk Loon your darned. This total is include)., Pe omen period closing value. SDNY_GM_00020507 EFTA_00131127 EFTA01273334 Important information about your statement (coninued) W awa tampion Fa detract information on the Finis lending prances and taus, refer to you Client Relatizaip Ageement or Ascot Agreement rid the General Timm ad Conditions UBS Statement of Credit Practices available in Agreements andDadoserres at muraktracalarsgurtglainal Vaasa Your etrament Remit securitis endother was held tithe secant at the end ot the rtatentere period. You may ask for dethery of fully paid secueies at ary time. You may receive securities ad as loan collateral alter prying any balsa due on hem. Pry *writers transitedto the ;ire data the Watiment pent are listed at market value as of the end of the Staternere period. • Can basis. In detamning the cost basis of the seositin indicted in this statement, where indicated wash he rumba UPS Fieircial Services has relied a information cbtained from sources other I/lent/85 Frencial Services. including Odom-ton kern another lim a that puma has provided to you Finaxial MMus The Finn dos not itemendently verify a cements the acaracy or varclity day information provided by seas Sher then LESEPuncial Services. h adzitirt although LIDS ainrniCel Services generally abut this tamation as it is received, the firm does not provide any learances that the idamation vow "Cost basis" and lthireakzed gal loss' accurate as of tie date of his statement. As suck please do not rely on this eicenution to make pachera a tale decisions,. kris prase cr otherwise. Accounts Wandered to tie Fim may reflect gaff loss rdamatin orgif or the period of tine they a held at the F rm Main historical Moms a tan be added by your Fend Advisor. • Unrealized gain/loses Wien data is agilizat eninated areatized gaing Imes a urdated fa nivital secret lots. Re transaction data for netts( bis may or may not reflect ammissai. &urges ender "entity reorgenizal sits Dividend and otarre outran lots ad systernatk pad as bts are eachcombined to display crie averaged lot. She • Trade date • coktnn presents the aigrul transaction wade date. • Callable parities Barb and referred stock that the aver cats for eat redemption wit be selected mpaitalg by lot ban among all seoseies of that issa held hour name or in nornhee none la as clients. Call bane idcmusic n is dotted from third patties and is accuracy isnot guaranteed. Other call leases mays's' Stich cat affect yeti candete tortnatin Mete provided upon request • Certificates of &peer (map?CDs are FDIC inured asp to 5250,000 n priwit and accrued interest per &poste ad per deposthey institution, 6accordance web FOIC rules. • Priervalue Pros dirtesd for securities and other peeducts may be higher or lower than the price that you would anualy reek* n the maiket Prices are obtained fran vaisn third party sources whits we belts to be retitle. but we do not gmealee their accuracy. - We gensaty a the closi-g priceten awards cr the mean of the bid ail ask prices fatted securities and <plus a o* It prices to OTC seosities. - Less 'fag waded securities may be priced ushg a valuation model or the mots recent rite we obtaned and may not milled an actual maket rice or vaam - Craton positions may appear watheut a dice act will thaw at 'price was rot available' if we we untie to obtain apace for a scaly - Deposits or sectritin denteninatted 6currencies other tan U.S. dollars are reflected at the eichinge rate as of the statement date. - fur eration tuna wiedng n non.conformng derreeenalcre. mice at quarry0as vita) may have teen adisted to facilitateprat veumion. To obtain current quotations, when wattle, cordaa your Financial Adder. • Private inthernente and etructered produeb. hitt riteStmeit securities (hcbd6g act patripation ;warn and real estate investment trust scales) acid smart podxts are generalW highly Akvii. Certain dna-tared proicts hove not been registered will the Securities and Extha- Commesion o- under ano state securnes laws. We prowde est/mated skies for prate investment secretes and structured products for raormatifrul purposes only. Mang knee guaranteed. - These values may differ Mosta-nab/ from prices. if any, at etch a paw rwestntnl security a structured I:firkin may be bough or sold and do not nocesimily represent the vase you may receive ton rquidition. - Thal parlyesdnaesof vale see as of a certob date ad are sass lid to UBS Few-cial Services on a regukr bass by an independent valuation tint - ems general partner or scar estimated votes, ary, are tupplied to thermal by the roar, gensal pater Cr Spaithr and may be tabulated based on dltereri information fran tat used by Chidpenis to derive heir estimated values. - You can obtah Stud edennairon regarding the methodology used to determine the stint* of value ad the date of to tdoemalkn that is the basis for lee en mate by contactirg your Fruncial Advisor. - TAW piety estnutetherues may be reflected as •Not pad' n war I sit dims. wee n rdependent station tim NS not suppled or is cattle to assign a vats. Mien we became aware that a materialevent has united that May call a peetusly reported vela ib question. or *hen a value would be highlyspeculative due to the metre of the security. - When neither an suer, general pane or sponsor stated war me a Ord./any estimated woe if mad the value al the scaly will be deigned ken its purchase price. - • Dalzu cm to date may iodide return of capital. interne a both - 'Crignaltnt see • reptaeos the initial Olen; price per unit and may not ;elect Will cost basis • Restricted neuritis; Restrcled sentain generally are rot currently ergble for publk sale. UBSFina-cal Services ides re market price of the unrestricted slack of the sane issuer as an mputed value for As restricted stock for (Napo:col this 'ferment on. To the tent that restricted SeCtrition are SOS la a the sax nuked may be silonantralg less than the immeed value *town • Eat Beata) incest anent yields and rata. An stinate of a-rual income is based a current clicked ad interest rates, assuring tie seculties Sill be held for sew yew from statement date or Lentil nutisity. This tuna ceW egtelne, accuracy aid continued means are not guyed's( - Estimated anal income rd current yeti fo- certain toes of seoskis could include a rebt of pmcpalor capeal gars h which case the est income (ird current yield would be overstated. - Estimated snail i-ccarie a-d cant yeld and the actual hcone and Pell milt be kwer a higher than the tinged amounts. - An estMate of trusteed income (divdend ands interest) deededby the care market vatraverage balance is based on the bet dividend Or interest payment made by the issuer and mimes the securities/depot will be held foe ore year fran the statement date or until manly. Accuracy erd continued weld me not garaged • Assets not hold by UBS Fiesta Services. Certain assets me rot held by the Fein and not viten the fens possessen or untol. These assets me thawed on yea statement for informational purposes only. Position, and values presented are Petted by the issui-g hen UBS Fna racial Services not rescrable for the ?formation and des not gurnantte es accuracy. These assets we rot protected by SIC or is Fits implemental SIC covers?. • Revenue sharing and additional compensation. — In addition to commissions on sales and 12b-t fees received n carman with the distnbution of nasal lads to our c lent we Niece our AIMS eceive revenue taring Papeento from distributors ardor advisors of the rural funds that we sell. Theseamounts are based on two deferent aornItOnent4 to matt of sales by UBS of a pm:6W mutual fund family to our clients, and Cs) the asset value of apanicsSr mutual fund family; stares held a tie tem — We and cur attire also recewe nenwrking and dermas ;teeming lees in consideration for winder agent servos that we pm& to the trued fads. These Wes generally are pal from insister mat in the mutual fund and are a fixed dada amount based cri the outer of accounts at the brolsedealer holdng maul lads ol that land fang; CONFIDENTIAL — h ackle on le crimascni received n connection rah Me sale or distnbacon of array contracts and vie investment that units to our <lents, we ands our affiliate recewe reverse sharing compensation Iran many of the insurance companies underweirg the racycontracts, tides of to Mutate menpats or sponsor of teat internee nets we distrb.ee - Cr affiliate. also nxiebe trading <amnesia and other comps nation from mutual knit and MtnnOO Companies whose prodmis we detnbUte. — %Verse's an and tee from UBS Bak OA and LISS AG Stanford Branch ohm to szs per accost sweeping to the bark; under the UBS Bak Sweep ercgrame Activity hbrmatithregradrigcanmissrns and other charges nested ei conned cn with tie um:knot wades ncludng option transactions has bierentbdid on antirrntons avow(' furrished to you, ad we be provided to y0u artmptly en reaped. Sheet allies I Ku art engaged in she selling a security, you may incur a charge die to cerUin Wearying costs for that particular secunty. Open eeden kiting ism or • gezdaikantelbe cedes that were not eiculed by the gatemen date, open buy and set stop orders are redxed by the mount of dividends or rights on an ex-dividerds or wads date unless instructed otherwise by you. You are respond:de for orders that are seated die coyote failure to cancel sating opm orders. Primes To obtain a copy of ax current Client BtuBois, please contact your Francis' Achisor or vet ar website at mitismAUBABtheitemettem. UBS Financial Services a not a bark We MIA, Bushes, Services Account GSA and IRMA re brekerag• account. which provide access to barking services ad products through arrangtments wdi affiliated bat arid other third-party bents, rod provides access to nsurace and antsy prodt, awed by unaffiliated thirdity insurance cargthis through reuram agency sandarac of UBS Financial Services Inc. Interment, nsura-ce. at artily products: Not MSC inured • No bank guarantee* May bse vain RYA. Resource Management Account, Business Services Account 854, 8144 and international Resource Management Accost are registered service marks of UBS Financial Services Inc Visa *rata is a festered service murk of visa Intonational CBS Vila Sigmas credit cads and CBS yea debit cards are tamed by UBS Bank USA with peaty/lion from Vs. U.S A Incorporated. UBS Fireside' Services Inc Psi 20402 SDNY_GM_00020508 EFTA_001 3 1128 EFTA01273335 SUBS 1.835 Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70056133631 0414 ■ 0 Account name: GHISLANE MAXWELL Friendly account name: Account number: Ill Your Financial Advisor: SCOTT STACKIAAN/LYLE CASRIEL Phone Questions about your statement? Call your Finan,:ial Advisor or the RMA ReSourCeLine at 800-RMA- MOO, account 029323568 Visit our website: www.ubStomainandaiserviCaS Items for your attention . If you use UBS Online Services, consider changing your User Name and Password regularly to protect your personal data. Not enrolled? Go to ubs.cornionimeservices Value of your account on March 31 (5) on April 30 (5) Your assets 2,042,844.98 2,082,282.04 Your liabilities 0 00 0.00 Value of your account $2,042,844.98 Tracking the value of your account S Thousands $2,082,282.04 2,042.8 2,082.3 Resource Management Account April 2014 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 PAW 2014 AV 2014 Soarers of your account growth during 3014 V** of your account at year end 2013 Net deposits and withdrawals Your nveStrnent return Dividend and interest income Chance in market yaw Value of your occotrit on Apr 30. 2014 5000 51,988,593 85 $7,639.71 186osaas $2.0.3.392.04 SDNY GM 00020509 PA•mber SIPC CNP70303005838631 NP7003191745 00002 0414 030575004 Y123568550 0003C0 Pogo 9 of 98 CONFIDENTIAL EFTA 00131129 EFTA01273336 SUBS Resource Management Account A0'112014 Your account balance sheet Summary of your assets Value on April 30 (1.) Percentage of your xcount A Cash and money balances 50,192.75 2 41% B Cash alternatives 0.00 0.00% C Equities 2,032,089.29 97.59% D Fixed income 0.00 0.00% E Non-traditional 0.00 a 00% F Corrmocift ies 0.00 000% Account name: GH1SLAINE ELL Friendly account name: Account number: Value of your account $2,082,282.04 100.00% $2,082,282.04 Your current asset allocation A Eye on the markets Index Yourignoncial Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.15% Percentage change April 2014 year to date 0.74% 2.56% 0.12% 2.10% 1.53% 2.31% 0.84% 2.70% 011'700X0005038632 WT003191745 00002 0414 030575004 Y123568S5003alyyGitocoAlliM 10 of 98 CONFIDENTIAL EFTA_00131130 EFTA01273337 Resource Management Account *CBS HI. :CI: Change in the value of your account April2014 (S) Year to date (S) Opening account value 52,042,844.98 10.00 Deposits, including investments transferred in 0.00 1,988,593.85 Dividend and interest income 3,375.87 7,639.71 Change in market value 36,061.19 86,048.48 Closing account value $2,082,282.04 $2,082,282.04 Account name: GHIS&AINE , i. Friendly account name: Account number. Dividend and interest income earned For purposes of leis statement, tarefatty of interest and dnidend income hen been determined from a US ta rep:cling gersperahr. Based upon the residence of the account holder. account type. or product type, some Interest ardor dvidend payments may not be subject to United States (US) area NPR'S, Rico (PR) income tares. The tient monthly statement is not intended lo be used ant carrot be retied upon for tar purposes. Clients should refer to the aCCINCEbee tax reponrng forms they receise from US$ annuals', such as the Forms 1099 and the Fermi 480, foe tar reporting information n IS the practiced LIBS to file the apt:egade tar reporting forms with the US mterrul Revenue Semce and PR Treasury Departrent, and in sot h fortis accurately dasofy clocienct arbor interest aster ectritot or teeter income. Please consult yOur includual tan prepare/ April2014 (1) Year to date (S) Taxable dividends 3,374 78 7,638.54 Taxable interest 1 09 1.17 Total currant year $3,375.87 $7,639.71 Total dividend & interest $3,375.87 $7,639.71 Summary of gains and losses %/dues reported below exclude products for which gait and losses are not dectlfrezt Realized gains and losses Unrealized April 2014(1) Year to date IS) gains and kisses (S) Short term 0.00 0.00 32,632 93 Long term 0.00 0.00 283,506.74 Total $0.00 $0.00 5316,139.67 Your II nandal Advisor: SCOTT STACKMANLYLE CASRiEL Cash activity summary See Account actnrty the month for decals. Balances in your Sweep Options are inducedin the cpenng and doing bdances yaw. FDIC Insurance applies only to deposits e u8S Bank USA, not to deposits at LOS AG. Stamford &tench or bank deposits paced through the UBSInterneeronal Depose Account pro7arn SIPC protection applies to money market sweep lurid holdings but not bans deposits. Seeimportant inSomnation about your statement on the last two pages cf this document for deists Apnl 2014 (5) Year to date (S) Opening balances 546,816.88 50.00 Additions Deposits and other funds credrted 0.00 42,553.04 Dividend and interest income 3,375.87 7,639.71 Total additions $3,375.87 $50,192.75 Net cash flow $3,375.87 $50,192.75 Closing balances $50,192.75 $50,192.75 SDNY GM 00020511 CkiP70:0130568:8633 NP:00319I 745 00032 dila 030575004 Y123568SS000C00) Page 11 of ce CONFIDENTIAL EFTA_00131131 EFTA01273338 *UBS Resource Management Account April 2014 UBS Bank USA Deposit Account APY interest period Mar 7 • Apr 6 Opening UBS Bank USA Deposit balance Mar 7 820,390 12 Closing UBS Bank USA Deposit balance Apr 6 148,190.97 Number of days in interest period 31 Average daily balance 841,466.38 Interest earned SI 09 Annual percentage yield earned 0.03% Account name: • Friendly account name: Account number: Your investment objectives: YOU have identified the following investment objectives for this account. If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager You can find a ful description of the alternative investment objectives in Important inbrmation about your statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out Your Ignenciel Advisor: SCOTT STACK MANLYLE CASRIEL CNP70009005688634 NP7003191745 00002 0414 030575004 Y123568550 030;01iffiM00026.112 12 of 98 CONFIDENTIAL EFTA 00131132 EFTA01273339 SUBS Resource Management Account April 2014 Your assets Account name: GHISLA1NE MAXWELL Friendly account name:Ind Account number SOnle prK eS, *neer,* and current values Shonn may be approximate. As a result, gains and IOM'S may not be acurately reflected. See importantinsarmabon about your statement a the end ol this dxurrent for more Informal on Cash Cash and money balances Cash and money balances may include avalable cah balances, OBS Bank USA deposit acount Glances. UBS AG Stanford Branch deposit account balances and money market mutua fund sweep balances. UBS Bank USA deposit accounl balances are insured by the FOC villein applic tie limits, but are not protected by SIPC. U135 AG Stanford Banc h deposit accoum telaxes are not insured by F DC rid ale not protected by SIPC Money market sweep balances are protected by SIPC but are not insured by the FDIC. Sn the fmportant information about your statement at the end Of this dxurent for details rout those balances. Hddng IJ13513ANK USA DEP ACCT 4681688 50,192.75 250,000.00 Openng baance Closing Wince Pnce per share Average on Apr 1 (1) on Apr 30 (5) on Apr 30 (1) rate DnIdencf interest period Your Ill sandal Advisor: SCOTT STACKMANLYLE CASRIEL Dais en period Cap arounl (1) Equities Common stock Hddng 11.10C dote RIITI:P“ of shares Purchase pita AVeragt price per share (1) Cost basis (V Price Per Share on Apr 30(1) Value on Apr 30(1) twee/lug gain or loss (I) Hdd rig period ANALOG DEVICES INC Symbol: ADI Exchange- OTC EAI: 12,591 Current yield- 2 89% Nov 16, 11 13 003 37316 485 12 51.290 666 77 181.65 LT Nov 1 7, 1 1 13.000 35393 460. 12 51.290 666.77 206.65 LT Nov18, 11 35.000 35.502 1,24258 51.290 1,795.15 552.57 LT Nov 21, I I 18.000 34 371 618 68 51.290 923.22 304.54 LT Nov 22, 11 15.000 33338 50007 51.290 769.35 269.28 LT Nov 23, 11 22.003 32655 718 43 51.290 1,12838 409.95 LT Nov25, 11 7.000 32.460 227.22 51.290 35903 131.81 LT Nov28, II 30.003 32.951 988 55 51.293 1,538.70 550.15 LT Nov29, 11 18.000 33.472 602 51 51.290 923.22 320.71 LT Nov29, II 5.000 33.622 168.11 51.290 256.45 8834 LT Apr 24, 12 30.0® 37.567 1,12701 51.290 1,53870 411.69 LT continued next page SDNY GM 00020513 C HP7C007005668635 NP7003l91 745 00032 0414 030575004 Y123568SSOCODOCO Page 13 of 98 CONFIDENTIAL EFTA_00I31133 EFTA01273340 UBS Resource Management Account April 2014 Your assets . Equities . Common stock icorionoeco Hddng Trade date Norte' of them Purchase Ow Average price per thaw (I) Cad bads (S) Price pet Otte on Apr 30Ni Vdue on API 30(S) toreaszed ton or ion (4) Hddng period Jan 23,13 1,056.000 43 209 45,62681 51.290 54,162.24 8,533.43 LT Apr 22, 13 489.000 42.447 20,756 68 51.290 25,080 81 4,324.13 LT Security total 1,751.000 41.990 73,523.89 89,80979 16,284.90 AlITOMATIC DATA PROCESSNG INC Symbol: ADP Exchange OTC EAI: 42,442 Current yield: 246% Aug 4, 11 146.000 48.469 7,076.53 77.960 11,382.16 4,305.63 LT Aug 12, 11 4.000 46.880 187.52 77.960 311.84 124.32 LT Jan 23,13 767.000 59890 45,936.09 77.960 59,795 32 13,859.23 LT Apr 22, 13 355.000 65.098 23,110.04 77.960 27,675.80 4,565.76 LT Security total 1272.000 59.992 76,310 18 99,165.12 22,854.94 BAXTER INTL INC Symbol: BAX Exchange NYSE (Al: 13,050 Current yield: 2.69% Jun 20, 12 30.000 51.594 1,547.84 72.790 2,183.70 635.86 LT Jun 20, 12 17.000 51.522 875.89 72.790 1,237.43 361.54 LT Jun21,12 29.000 52.077 1,510.25 72.790 2,110.91 600.66 LT Jun21,12 7.000 51.500 360.50 72.7% 509.53 149.03 LT Jun21,12 5.000 52.216 261.08 72.790 363.95 102.87 LT Jun 22, 12 61.000 51.890 3,165.29 72.7% 4,440.19 1,274.90 LT Jan 23, 13 768.000 66.658 51,193.80 72.790 55,902.72 4,70692 LT Apr 22, 13 355.000 69.318 24,608.00 72.790 25,840.45 1,232.45 LT Sep 19, 13 74.000 72.165 5,340.28 72.790 5,385.46 46.18 ST Sep 19, 13 6.000 71.875 431.25 72.790 436.74 5.49 ST Sep 19.13 3.000 71.880 215.64 72.790 218.37 2.73 ST Sep 20, 13 47.000 71.987 3383.41 72.7% 3/121.13 37.72 ST Oct 3, 13 154.000 64.600 9,948.49 72.790 11,209.66 1,261.17 ST Security total 1,556.000 66.094 102,841.72 113,261.24 10,419.52 BLACKRCCK INC Symbol: BLK Exchange: NYSE EAI: 32,872 Current yield: 2.56% Oct 5, 12 7.000 189.932 1,329.53 301.000 2,107.00 777.47 LT Oct 5,12 3.000 187.820 563.46 301.000 903.00 339.54 LT Oct 5, 12 2.000 186.670 373.34 301.000 602.00 228.66 LT Oct 8, 12 8.000 185783 1,510.27 301.000 2,408.00 897.73 LT Oct 9,12 15.000 189186 2,837.79 301.000 4,515.00 1,677.21 LT Account name: GI-IISLANE MAXWELL A endly account name: Accountant number. Your Ignandal Advisor, SCOTT STACK MANY LYLE CASRIEL continued next page CNP70003001088636 NP7000191745 00002 0914 030575004 VI 23568SSOCOMINGik mufti* 14 of 98 CONFIDENTIAL EFTA_001311134 EFTA01273341 44)UBS Resource Management Account April 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number Your Flnandra Advisor: SCOTT STACK MANLYLE CASPJEL Your assets . Equities Hddng Common stock (continued) Trade date taunts of shares Parrott price average price pee share (I) Cosa basis CO Pete per share on Apr 30(1) Vdue on Urredlted Hddng Apr 30(S) gain of loss (t) period Oct 9, 12 2.000 189.010 378.02 301.000 602.00 223.98 LT Oct 10, 12 3.000 187.720 563.16 301.000 903.00 339.84 LT Oct 10, 12 2.000 187.670 375.34 301.000 602.00 226.66 LT Oct 10. 12 2.000 187.995 375.99 301.000 602.00 226.01 LT Jan 23.13 224.000 236966 53,080.41 301.000 67,424.00 14,343.59 LT Apr22, 13 104.000 251.093 26,113.69 301.000 31,304.00 5,190.31 LT Security total 372.0(13 235218 87,501.00 111,972.00 24,471.00 CATERPILLAR INC Symbol: CAT Exchange: NYSE (Al: 12,664 Current yield: 2.28% Jun 19, 13 72.000 84.718 6,099.75 105.400 7,583.80 1,489.05 ST Jun20.13 121.000 83.141 10,060.15 105.400 12,753.40 2.693.25 EE Jtm 20, 13 78.000 83.030 6,476.39 105.400 8,221.20 1,744.81 ST Jun21.13 204.000 82.904 16,912.44 105.400 21,501.60 4,589.16 ST Jun 24,13 111.003 81.517 9,04846 105.400 11,69940 2,650.94 ST Jun 25,13 73.000 82354 6,011.86 105.400 7,694.20 1,682.34 ST Jim 26.13 69.000 82.259 5,675.90 105.400 7,272.60 1,596.70 ST lin 27,13 141.000 82.951 11,696.12 105.400 14,861.40 3,165.28 ST Jim 27.13 7.000 82.925 580.48 105.400 737.80 157.32 ST Jrm 28.13 169000 82.774 13,9B892 105.400 17,812.60 3,823.68 ST Jul I, 13 65.000 82.781 5,380.78 105.400 6,851.00 1,470.22 ST Security total 1,110.000 82821 91,931.25 116,994.00 25,062.75 COLGATE PALMOLIVE CO Symbol: CL Exchange: NYSE (Al: 42.172 Offrent yield: 2.14% Aug 4,11 174000 41.632 7244.05 67.300 11,710.20 4,466.15 LT Aug 12, 11 4.000 42.450 169.80 67.300 269.20 99.40 LT Jan 23,13 910.000 54240 49,358.63 67.300 61,243.00 11,884.37 LT Apr22. 13 420.000 59.788 25,111.32 67.300 28266.00 3,154.68 LT Security total 1,508.000 54300 81,883.80 101,488.40 19,604.60 CONOCOPHLUPS Symbol. COP Exchange: NYSE (Al: 44,085 arrent yield: 3.71% Aug 4,11 106.000 52.109 5,523.58 74.310 7,876 86 2,353.28 LT Aug 12, 11 2.000 51.435 102.87 74.310 148.62 45.75 LT continued next page SDNY GM 00020515 CNP70303005698637 NP7000191 745 00002 0414 030575004 Y123568550000000 Pap 15 of 98 CONFIDENTIAL EFTA_00B1B5 EFTA01273342 *UBS Resource Management Account April 2014 Your assets . Equities . Common stock (Continued) Hddng Trade date Iturber of thorn Purchase OW Average pace per share (1) Con basis (1) Prke per share on Apr 30(1) Vdueon Aim 30(1) UnredIzed Hokin; gain or Ion (I) period May8, 12 16.000 53.400 854.40 74.310 1,188.96 334.56 LT May8, 12 13.000 53287 692 74 74.310 966.03 273.29 LT Jul 17,12 14.000 55.940 783.17 74.310 1,040.34 257.17 LT Jan 23,13 789.000 59815 47,19459 74.310 58,630.59 11,436.00 LT Mar 19, 13 138.000 59.137 8,160.98 74.310 10254.78 2,093.80 LT Apr 22, 13 402.000 57.707 23,198.25 74.310 29,872.62 6,674.37 LT Security total 1,080.000 58.453 86,510.58 109,978.&3 23,468.22 GELAL MILLS INC Symbol, GIS Exchange: NYSE EAI: 13.086 Current yield: 3.09% Aug 4,11 191.000 36265 6,926.77 53.020 10,126.82 3200.05 LT Aug 12, 11 5.000 35.754 178.77 53.020 265.10 86,33 LT Jan 23,13 1,001.000 41387 41,428.89 53.020 53,073.02 11,644.13 LT Apr 22, 13 464.000 50.287 23,333.21 53.020 24.601.28 1268.07 LT 1:4117, 13 148.000 49.739 7,361.45 53.020 7,846.96 4:85.51 ST Jun IS, 13 73.000 49.836 3,638.07 53.020 3,870.46 232.39 ST Security total 1882.003 44.031 82867.16 99,783.64 16,916.48 IWNDIS TOOL WORKS INC Symbol: 11W Exchange NYSE EAI: 41,967 Current yield: 1.97% Aug 4, 11 135.000 47.128 6,362.35 85.230 11,506 05 5,143.70 LT Aug 12, 11 3.000 45.240 135.72 85.230 255.69 119.97 LT Jan 23,13 706.000 63.704 44,975.31 85.230 60,172.38 15,197.07 LT Apr 22, 13 327.000 60.685 19,844.22 85.230 27,870 21 8.025.99 LT Security total 1,171.000 60.903 71,317.60 99,804.33 28,486.73 JOHNSON & JOHNSON COM Symbol: ACI Exchange: NYSE EAI: 12,985 Current yield: 2.76% Aug4,11 123.000 62.377 7,672.38 101.290 12,458.67 4,786.29 LT Aug 12, 11 3.000 63.730 191.19 101.290 303.87 112.68 LT Jan 23,13 642.003 72.736 46,696 71 101.290 65,028 18 18,331.47 LT Apr 22, 13 298.000 84.721 25,247.10 101.290 30,184.42 4,937.32 LT Security total 1,066.000 74.866 79,807.38 107,975.14 28,167.76 MCDONALOS CORP Symbol: MCC) Exchange: NYSE EAI: $3,298 Garen( yield: 3.20% Aug 4,11 95.000 84.969 8,07206 101.380 9,631.10 1,559.04 LT continued next page CNP70003005888638 NP7000191 745 00002 0414 030575004 Y123568550 C001#1YGM00021918 16 of 98 Account name: GHISLAINE MAXWELL friendly account name: Account number: Your linandd Advisor, SCOTT STACK MAIdLYLE CAMEL CONFIDENTIAL EFTA_00 1 3 1136 EFTA01273343 SUBS Resource Management Account , [2,- 1 t YOU I- assets . Equities . Common stock (continued) Hddng Trade date Hunter of shares Purchase puce( *wine price per shoe (I) Cost basis (SI Price peg share on Apr 30(1) Value on ape 30(9 Wreaked gain or 1054 a) Hddng period Aug 12, 11 3.000 85910 257.73 101.380 304.14 46.41 LT Nov29, 12 8.000 86.456 691.65 101380 811.04 119.39 LT Jan 23,13 555.000 93.053 51,644.75 101.380 56265.90 4,621.15 LT Apr 22.13 255.000 99318 25,32832 101.380 25,851.90 525.58 LT Sep 19.13 78.000 97.879 7,634.63 101.380 7,907.64 273.01 ST Sep 19, 13 22.000 97.425 2,143.36 101.380 2230.36 87.00 ST Sep 19, 13 2.000 97.830 195.66 101.380 202.76 7.10 ST Security total 1,018.000 94/69 95,966.16 103204.84 7,238.68 NEXTERA ENERGY INC COM Symbol: NEE Exchanger NYSE EAI: 43.370 Current yield: 290% Aug 4,11 134.000 52.960 7,096 75 99.850 13,379.90 6283.15 IT Aug 12, 11 3.000 52.530 157.59 99.850 299.55 141.96 LT Jan 23, 13 700.000 71.610 50,127.21 99.850 69,895.00 19,767.79 LT Apr 22, 13 325.000 79.757 25,921.06 99.850 32,451.25 6,530.19 LT Security total 1.162.000 71.689 83,302.61 116,025.70 32,723.09 OCCIDENTAL PETROLEUM CRP Symbol: OW Dchange: NYSE EAI: 12,791 Current yield:3.01% Feb 12, 14 148.000 92.171 13,641.35 95.750 14,171.00 529.65 ST Feb 12, 14 117.030 92203 10,787.77 95.750 11202.75 414.98 ST Feb 12, 14 32.000 92215 2,950.91 95.750 3,064.00 113.09 ST Feb I/ 14 7.000 92.065 644.46 95.750 670.25 25.79 ST Feb 13.14 110.000 92.095 10,13045 95.750 10.532.50 402.05 ST Feb 13, 14 68.000 91.911 625080 95.750 6,511.00 261.00 ST Feb 13, 14 33.000 91560 3,021.49 95.750 3.159.75 138.26 ST Feb 13, 14 6.000 91.615 549.69 95.750 574.50 24.81 ST Feb 14. 14 334.000 95389 31,860.13 95.750 31,980.50 120.37 ST Feb 18.14 114.000 96.023 10,94672 95.750 10,915.50 -31.22 ST Security total 969003 93.687 90,782.97 92,781.75 1,998.78 PEPSICO INC Symbol- PEP Exchange: NYSE EAI: 12,620 anent yield: 2.64% Aug 4,11 115 003 63.979 7,357.65 85.850 9,877 35 2,519.70 LT Aug 12, 11 3.000 63.023 189.07 85.890 257.67 68.60 LT Account name: CHISLAINE MAXWELL Friendly account name: Account number. Your Financial Advisor: SCOTT STACK MAN LYLE CASRIEL contoued next page SDNY GM 00020517 CNP70003005698639NP7000191 74500002 0114 030575004 Y123568550000000 Page 17á 98 CONFIDENTIAL EFTA_00131137 EFTA01273344 *UBS Resource Management Account April 2014 Account name: GHISLAPIE MAXWELL Friendly account name: Account number: Your 15 asocial Advisor: SCOTT STACK MANLYLE CASR1EL Your assets Equities fiacing Common stock (continued) dste taarber of share: Purchase price Average price pee share (I) Con bans (S) Price per stint on ape 30(5) Vaue on Apt 30 (5) unreaired gain or loss (t) Halting Period May 16, 12 6.000 68535 411 21 85.890 515.34 104.13 LT Oct 24. 12 1.000 68 690 6869 85.890 85.89 17.20 LT Oct 25, 12 2.000 68 810 137.62 85.890 171.78 34.16 LT Oct 26, 12 1.000 68 890 68 89 85.890 8589 17.00 LT Oct 31, 12 1.000 69 370 69 37 85.890 85.89 16.52 LT Nov6, 12 1.000 69370 69.37 85.890 8689 16.52 LT Nov7,12 1.000 69 150 69 15 85.890 8589 16.74 LT Nov8, 12 2.000 69.090 138 18 85.897 171.78 33.60 LT Jan 23, 13 699 000 72.166 50,444 31 85.890 60.037.1 1 9,592.80 LT Apr 22, 13 322.000 82.251 26,484 85 85.890 27,656 58 1,171.73 LT Security total 1,154.000 74.097 85,508.36 99,117.06 13,608 70 PROCTER &GAMBLE CO Symbol: PG Exchange: NYSE EAI: 32,919 Current yield: 3 trio Aug 4,11 118.000 60.103 7,092 22 82.550 9,740 90 2,648.66 LT Aug 12, 11 3.000 60.896 182.69 82.550 247.65 64.96 LT tan 23, 13 619.000 69941 43,293 73 82.550 51,098.45 7,804.72 LT Apr 22. 13 286.000 81332 23261.18 82.550 23,609.30 348.12 LT Apr 24. 13 108.000 77.762 8398 32 82.550 8,915 40 517.08 LT Security total 1,134.000 72.512 82,228 14 93,611 70 11,383.56 STAPLES INC Symbol. SPLS Exchange: OTC (Al: 43,249 anent yield' 3.84% Oct 24, 12 63.000 11.313 712 74 12.500 787.50 74.76 LT Oct 24, 12 1.000 11360 11.36 12.500 12.50 1.14 LT Oct 25, 12 57.000 11391 649 29 12.500 712 50 63.21 LT Oct 26 12 46.000 11.420 525.36 12.500 575.00 49.64 LT Oct 25, 12 8.000 11.430 91.44 12.500 100.00 8.56 LT Oct 26. 12 51.000 11.400 581.42 12.500 637.50 56.08 LT OCt 31, 12 12.000 11.526 13832 12.500 150.00 11.68 IT Oct 31, 12 3.000 11.566 34 70 12.500 37 50 2.80 LT Nov 1,12 46.000 11.677 537.17 12.500 575.00 37.83 LT Nov 1,12 33.000 11.605 382.99 12.500 412.50 29.51 LT Nov 1,12 7.000 11 597 81 18 12.500 87 50 6.32 IT continued next page CNMOC93054588640NP7000191745 03CO2 0414 030575004 Y123568550 0ZoilnikwGM0002(1591 Is of 98 CONFIDENTIAL EFTA 01))31)38 EFTA01273345 *UBS Resource Management Account April 2014 Account name: GHISLAINE MAXWELL Pdendly account name: Account number Your PI nandal Advisor: SCOTT STACKMAN/LYLE CASRIEL Your assets . Equities mddng Common stock loonhnued) TI3dt date web« of snares PU«Nne OW Average price per sham (S) Cost basis 01 ence per share on Apt 3001 vatic on unedited ricking AP, 30(4) gain or loss (S) Period Nov 1, 12 1.000 11.600 11.60 12.500 12.50 0.90 LT Nov2, 12 31.000 11.552 358 12 12.500 387.50 29.38 LT Nov 5,12 31.000 11.465 355.43 12.500 387.50 3107 LT Nov 5, 12 7.000 11.590 81.13 12.500 87.50 6.37 LT Nov6, 12 51.000 11.820 602 87 12.500 637.50 34.63 LT Nov6, 12 26.000 11,812 307.13 12.500 325.00 17.87 LT Nov?. 12 48.000 11.597 556 70 12.500 600.00 43.30 LT Nov 7, 12 22.000 11.582 254.82 12.500 275.00 20.18 LT Nov8, 12 57.000 11.446 652.43 12.500 712.50 60.07 LT Nov8, 12 30.003 11.672 350 16 12.930 375.00 24.84 LT Nov8, 12 3.000 11.666 35.00 12.500 37.50 2.50 LT Nov29, 12 26.000 11.778 306 24 12.500 325 00 1816 LT Nov29, 12 8.000 11.778 94.23 12.500 100.00 5.77 LT Nov29. 12 6.000 11.765 70.59 12.500 75.00 4.41 LT Nov30, 12 37.003 11.714 433 45 12.500 462 50 29.05 LT Nov30, 12 16.000 11.677 186.84 12.500 200.00 13.16 LT Nov30, 12 11.000 11.688 128 57 12.500 137.50 8.93 LT Nov30, 12 1.000 11.750 11 75 12.500 12.50 0.75 LT Jan 23,13 3.076.000 13260 40,788 38 12.500 38,450.00 -2,338.38 LT Mar 7, 13 399.000 12.626 5,037 93 12500 4,987 50 -50.43 LT Apr 22, 13 1,918.003 12.912 24,767.13 12.500 23,975.00 •792.13 LT Aug 26, 13 203.003 14.401 2,923.46 12.500 2,537.50 -385.96 ST Aug 26, 13 181.000 14.412 2,608 63 12.500 2,262 50 -346.13 ST Aug 27, 13 253033 14.105 3,568 74 12.500 3,162.50 -406.24 ST Security total 6,769 003 13036 88,237 30 84,672 50 -3,624.83 TARGET CORP Symbol: TGT Exchange NYSE EAI: 12,752 Current yield: 2.79°4 Sep 23, 13 68.003 64 391 4,378 59 61.750 4,199 00 -179.59 ST Sep 23.13 6.000 64 405 386 43 61.750 370.50 -15.93 ST Sep 24, 13 180.000 63.999 11,519.91 61.750 I 1,115.00 -404.91 ST Sop 24. 13 82.000 64 133 5.25897 61.750 5,063.50 -195.47 ST continued next pege SDNY GM 00020519 CHP7C0093056138641 NP7003191 745 00032 0414 030579304 V123568550000000 Page 19 or se CONFIDENTIAL EFTA_00131139 EFTA01273346 SUBS Resource Management Account April 2014 Your assets •EEquities . Common stock (continued/ Purchase pricer Track taarber average ;mkt Price per share Vdue on Unedited Holdng 111d n g date of shares per than (S) Con bans (I) on apt 30(5) Apr 30(1) gain or loss (S) period Sep 25. 13 152.000 63 446 9,643.85 61.750 9,386.00 -257.85 ST Sep 25. 13 92.003 63 598 5,85105 61.750 5.68100 -170.05 ST Sep 25, 13 18.000 63.735 1,147.23 61.750 1,111.50 -35.73 ST Sep 25, 13 13.003 63.620 827.06 61.750 802.75 -24.31 ST Sep 26.13 114.000 63 436 7231 76 61.750 7,039.50 •192.26 ST Sep 27, 13 193.000 63.993 12,350.76 61.750 11,917.75 -433.01 ST Sep 30. 13 104.003 63 785 6,63364 61.750 6,422 00 -211.64 ST Sep 30, 13 51.000 63.888 3258.30 61.750 3,149 25 •109.05 ST Sep 30.13 27003 63 812 1222.95 61.750 1,657 25 -55.70 ST Oct 1,13 139000 63 851 8,87542 61.750 8,583.25 -292.17 ST Oct 1, 13 53.000 63856 3,384.40 61.750 327275 -111.65 ST Oct 1,13 38.003 63 757 2,42280 61.750 2,34650 -76.30 ST Oct 1, t3 38.003 63 813 2,424 93 61.750 2,346.50 -78.43 ST Jan 7, 14 197.003 62.889 12,38928 61.750 12,164.75 -224.53 ST lan 7, 14 32.003 63004 2,01615 61.750 1,976 00 .40.15 ST 14n 7, 14 3.000 62863 188.59 61.750 185.25 -3.34 ST Security total L600.003 63 695 101,91207 98.800 00 -3,112.07 TRAVELERS COS INC/THE Symbol. TRV Exchange. NYSE EAI: 12.534 Current yield. 2.430/0 Apr 24, 12 20.003 63 432 1.268.64 93.580 1,811.60 542.96 IT Apr 24, 12 4.000 63 350 253 40 93.580 362 32 108.92 LT Apr 24. 12 1.000 63.560 63.56 93.580 93.58 27.02 LT Apr25, 12 10.000 63.520 635 20 93.580 905.80 270.60 LT Apr25. 12 10.003 63.617 636.17 93.580 905.80 269.63 LT Apr 25.12 10.000 63.659 636 59 93.580 905.80 269.21 LT Apr 25, 12 2.000 63 545 127 09 91580 181.16 54.07 LT Apr 25, 12 2.000 63.645 127.29 93.580 181.16 53.87 LT Apr 25, 12 2.000 63.745 127.49 93.580 181.16 53.67 LT Apr 26, 12 5.000 63.928 319.64 sass° 452.90 133.26 LT Apr 26.12 2.000 63.920 127.84 93.580 181.16 53.32 IT Apr 26, 12 2.000 63.930 127 86 93.580 181 16 53.30 LT Apr 26. 12 1.000 63.720 63.72 93.580 93.58 26.86 LT Account name: GHISLAINE MAXWELL Friendly account name: Account number: Your K noncid Advisor. SCOTT STACK MAIILYLE CASRIEL contfrnued next page CrIP7C0C9305688642NP70C0191 745 000O2 0414 030575004 Y123593550 ODEMYGM0002%/111 20 of 98 CONFIDENTIAL EFTA_001 3 1 140 EFTA01273347 UBS Resource Management Account April 2014 Account name: GHISLA1NE MAXWELL friendly account name: Account number. Your Maenad Advisor: SCOTT STACK MANILYLE CASRIEL Your assets . Equities Common stock (conbnuegl Pu«hase pore siddno Tap date Member of shares Average price per share (0 Poce per share Con basis (SI on Apr 30(11 ze:) period Hddag value on gainli or Ions Apr 30(1) May 1, 12 15.000 64637 969.56 90.580 1,358.70 389.14 ti May 1, 12 6.000 64 715 388 29 93.580 543.48 155.19 a May 1, 12 6.000 64.975 389.85 90.580 543.48 153.63 LT May 1, 12 2.000 64850 129 70 90.580 181.16 51.46 LT May 1, 12 1.000 64 820 64 82 90.580 90.58 25.76 LT May 2. 12 7.000 64374 45062 90.580 634.06 183.44 LT May 2. 12 4.000 64 410 257.64 90.580 362.32 104.68 LT May 2, 12 2.000 64 320 128 69 93.580 181.16 52.52 LT May 3. 12 4.000 64 960 259 84 90.580 362.32 102.48 LT Maya, 12 2.000 64 675 129 35 93.580 181 16 51.81 a May 3, 12 2.000 64.910 129.82 90.580 181.16 51.34 LT Ian 23,13 629.003 77 560 48,785 62 93.580 56,974.82 8,189.20 LT Apr 22, 13 290.003 84.719 29,568 68 93.580 26,268 20 1,699.52 LT May 22, 13 111.000 83 807 9302.58 90.580 10,054 38 751.80 ST Sec's* total 1.152.033 78 533 90,469 50 104,348 16 13,878.66 UNITED PARCEL SERVICE INC CL B Symbol: UPS Exchange. NYSE EAI: 42.843 Current yield 2 72% Sep 19, 13 82.003 91 779 7,52590 98.500 8,077.00 551.10 ST Sep 19, 13 19.000 91 625 1,740.88 98.500 1,871.50 130.62 ST Sep 20, 13 107.000 91.805 9,823.18 98.500 10,539.50 716.32 ST Sop 20.13 26000 91 835 2387 71 98.500 2.561 00 173.29 ST Sep 23, 13 93.003 91.049 8,467.59 98.500 9,160.50 692.91 ST Sep 29, 13 93.003 91 612 8,52000 98.500 9,160.50 640.50 ST Sep 24, 13 41.003 91.663 3,758 20 98.500 4,038.50 280.30 ST Sep 25.13 62.003 91.138 5,650.56 98.500 6,107.00 456.44 ST Sop 25, 13 11.000 91 090 1,001 99 98.500 1,083 50 81.51 ST Sep 26, 13 64.003 91.489 5,855.30 sasco 6,304.00 448.70 ST Sep 27, 13 54.000 91.117 4,920.33 98.500 5,319.00 398.67 ST Sep 30.13 46.000 91 475 4,207.86 98.500 4,531.00 323.14 ST Oct 1, 13 46.003 91.668 4,216.73 98.500 4,531.00 314.27 ST Oct 1, I 3 6.000 91 650 54990 98.500 591 00 41.10 ST continued next page SONY GM 00020521 CHP7030?305668643NP7003141745 00802 0414 03057%04 Y123568S50 000000 Page 21 of 98 CONFIDENTIAL EFTA_00131141 EFTA01273348 SUBS Resource Management Account April 2014 Your assets Equities . Common stock (continued) Hiring Security total MINX1NC Symbol: XLNX Exchange:OTC EAL 42,086 Current yield. 2 A6% excel[ ditto Oct 2, 13 Oct 2, 13 0c13, 13 Oct 4, 13 lan 17,14 Sep 7, 12 Sep 7, 12 Sep 10, 12 Sep 10. 12 Sep 11, 12 Sep 12. 12 Sep 13. 12 Sep 14, 12 Sep 17, 12 Oct 24. 12 Oct 25, 12 Oct 26.12 Oct 31, 12 Nov 1,12 Nov 1,12 Nov I, 12 Nov2,12 Nov 5,12 Nov6, 12 Nov7,12 Nov 7,12 Nov8, 12 Nov8, 12 Nov28. 12 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your A sandal Advisor: SCOTT STACK MAI/ LYLE CASIVEL hunter of shares Purchase piny Average price per shape (I) Cost basis (4) Prue per Owe on Apt 30(S) Vdue on Apt 30(1) Unrealized gain or loss (4) HdeIng period 61000 91.128 5,55884 98.500 6,00850 449.66 ST 19.003 91 067 1,73029 98.503 1,871 50 141.21 ST 55.003 90 337 4,968 58 98.500 5,417.50 448.92 ST 55.000 90.653 4,98596 98.500 5,417.50 431.54 ST 121.000 99 231 12,007 00 98.500 11,91850 88.50 ST 1,061.003 92 250 97,876 80 104,508.50 6,631.70 25.000 34.770 869.27 47.190 1,179.75 310.48 LT 5.000 34 846 174.23 47.190 235.95 61.72 LT 37.003 34 845 1,28929 47.190 1,74603 456.74 LT 3.000 34.660 103.98 47.190 141.57 37.59 LT 20.003 34 853 697 06 47.193 943 80 246.74 LT 18.000 35.006 630.11 47.190 849.42 219.31 LT 21.000 34.886 732.61 47.190 990.99 258.38 LT 19.003 35.536 675 19 47.190 896 61 221.42 LT 7.000 35.151 24606 47.193 330.33 84.27 LT 3.000 32.523 97 57 47.190 141.57 44.00 LT 5.000 32.522 162.61 47.190 235.95 73.34 LT 3.000 32.776 98.33 47.190 141.57 43.24 LT 1.000 32.770 32.77 47.190 47 19 14.42 LT 2.000 33360 66.72 47.190 94.38 27.66 LT 1.000 33.520 33.52 47.190 47.19 13.67 LT 1.000 33.530 33.53 47.190 47.19 13.66 LT 1.000 33.550 33.55 47.193 47.19 13.64 LT 1.000 33 190 33.19 47.190 47 19 14.03 LT 3.000 33.886 101.66 47.190 141.57 39.91 LT 2.000 34.025 6805 47.190 94.38 26.33 LT 1.000 33.910 33.91 47.190 47.19 13.28 LT 4.000 34.032 136.13 47.190 188.76 52.63 LT 1.000 33 860 33.86 47.190 47.19 13.33 LT 4.000 34312 137.25 47.190 188.76 51.51 LT continued next page cNP7C00X)056836.14 NP7003I9I 745 C0002 0414 030575004 Y123593S5eCCWINYGM000215,22 22 of 98 CONFIDENTIAL EFTA_0013 I 142 EFTA01273349 SUBS Resource Management Account I :C1: Account noose: GHISLAINE MAXWELL Friendly account natne: Ind r Account number. Your Pi minded Advisor: SCOTT STACKMANYLYLE CASRIEL Your assets Equities . Common stock (conbnued) Trade wiring date Writer of shares Porch/et pike Average price per share IQ Cost basis (St Pike per share on nor 30(1) value on ape 30(/) Unrealized Holdng gein of 10S5 (5) Period Nov28, 12 3.000 34.410 103.23 47.190 141.57 38.34 LT Nov29, 12 15.000 34.583 518.75 47.190 707.85 189.10 LT Nov29, 12 3.000 34.493 103.48 47.190 141.57 38.09 LT Jan 23.13 1.087.000 38805 40,008.01 47.190 51295.53 11287.52 LT Apr 22.13 502.003 35.691 17,917.23 47.190 23,689.38 5,772.15 LT Sectxity total 1,798.000 36.246 65,171.15 84,847.62 19,676.47 Total $1,715,949.62 $2,032,099.29 $316,139.67 Total estimated annual income: $56,376 Your total assets Percentage et Cost Situated Unrealzed Value on Ape 30 (S) your account bald (1) annual income (SI Ono' 1015 (S) Cash Cash and money balances 50,192.75 2.41% 50,192.75 Equities Common stock 2,032,089.29 97.59% 1.715.949.62 56.376.00 316.139.67 Total $2,082,282.04 100.00% $1,766,142.37 $56,376.00 $316,139.67 Account activity this month Die Minty Description anoint (S) Dividend and interestisoome Taxable thwlends Taxable interest Apr I Dvirlend AUTOMATIC DATA PROCESSNG INC PAID ON 1272 610.56 Apr I Cividend BAXTER INTL INC PAID ON 1556 762.44 Apr 8 Dvidend ILLNOIS TOOL WORKS INC PA1DON 1171 491.82 Apr IS Dividend OCCIDENTAL PETROLEUMCRP PAID ON 969 697.68 Apr 17 Cividend STAPLES INC PAID ON 6769 812.28 Total taxable dividends $3.374.78 Apr 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0470414 1.09 Total taxable interest Total dividend and interest income $1.09 $3.375.97 SDNY GM 00020523 0NP70009005038645 NP7000191 745 00002 0414 0305750041'123568550000000 Page 23 of 98 CONFIDENTIAL EFTA_00131143 EFTA01273350 SUBS Resource Management Account April 2014 Account activity this month (Contrived) Dale Activity Deeplicn Arrount (S) money balance activities Mar 31 Balance forward $46.816.88 Apr 2 Deposit LIDS BANK USA DEPOSIT ACCOUNT 1.373.00 Apr 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0404/14 1.09 Apr 9 Deposit UBS DANK USA DEPOSIT ACCOUNT 491.82 Apr 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 697.68 Apr 21 Deposit UBS BANK USA DEPOSIT ACCOUNT 812.28 Apr 30 Closing MIS Sank USA Deposit Account S50.10.75 Account name: GHISLAiNE MAXWELL Friendly account name: Account number. Your Kniencial Advisor SCOTT STACK MAIILYLE CASRIEL Tne UBS Bank USA 02009t AccOunt IS your primary sweep colon CW7~3005698646 NP70C0I9I 745 00032 0414 030575004 VI 23569S5000~yGm0002~ 24 of 98 End of statement for account number.-, CONFIDENTIAL EFTA_00131144 EFTA01273351 Important information about your statement LBS Financial Services ix. (the F im or UBS Anoxia! Strong is a merger of all prince:el mosey, cormnity and cptcre erthwges. 1.85 Firtrxial Strict and U3S Bank USA we rdrect sutradares of LBS AG and affiliates of LES Secwitin UC. The Filers Itanrial statement is available upon noted The First venire offices we a: LBS Finennel Seamus Ix. 1200 Harbor nubvard Weehawken, to 07066 Ibis statement represent the any official record of yote LBS Fe-uncial Santos account. Other warn neat official tar documnrt containing conflict* daze should rot be relied inn If you ben* there is an error cr mission, please report it inmedately narking to the Ranch Manager d the office servile you account. Ail-cugh al figures shorn are etended to be accurate. statement data shzikl not be used fix tat purposes Rely sink onys-end tax forms, 6.e.. Form 1099 SEE 10425, etc.) whin preprergyour to return. The Fim a required by low to won to tie IRS all taxabk &indent report** re:namable Undends and aable meted eared cm secteties held in you accaut, net proceeds cm safe transactors, and cost base cntenain coveted learns. Communications whilst', Firm . Please re-confirm are oral cormuncatorts in *meg to funher protect young*. includrig your Ned order the Stones nun Protection Act (Stn. • If thefinancial nstaution en the tcp leit of Me bort of this statement is no LESS linnet Senikes, CBS Feenoal Services canes yos accourt as cleamg toter by anargerrant web the induced intlitutal We Wormed you of to rielannshis when you opened this attars. h this case, your ten and 'earns a-e heated a LBS Rnancial Strikes and rot the erodwng broke., aid you rout make a Wort el try eta or *Tuition to both HMS. A Naccunt szaternrits shall be deemed complete ad accurate if not objected ton wren; within 60 days. • Please &vet customer complaints a iNUiin to he Firn's C lent Relations Depanent a 201-352-1699 atoll-free a 800-3Se-9103, 8:CO A.M. to 6:CO P.M. ET Monday through Friday a in mire to LBS Financial Seines ix., Client Relations Depalment, P.O. Box 766 Union City, NJ 07087. • is ease of ern or Oast Cris about an electronic funds tansies' EFT) NI puymm or UBS Vsedebit card Vanuctions, call 62-1000, or voile to UBS Feenoal Semen tic„ 1000 Herby Blvd, 6th floor. Wuhan/en W 07086. Ann RIANBSA Sermes Cal or write as soon as you cart it you thiicycis statement or receipt is wring or t you need more inkrmatim ebos a tire* on the statement or mai* The firm or Card hat fas SPIrablrimulf her from you ns later thwi 60 days aher to Fim sent you the fin stamen on which the error or problem Maned. - Prone you name ad acco.rt nutter 0 any) - Death& the *nor or he transfer you ant tare about, and elan as chair aye cm why you believe re is an error a why you need more ekrmation - Proud. the &Aar anion d to suspected enot The Fern or Cad Issuer wel instigste yew complaint and will cared any error prom*. Please make all cheeks paubb to the Fern or tie lihntial institution heated on tie front of to stakimint had:Mist to nine accost fen accounts may be subject to mai-ten-re lees, chat es for tee parent for 'tunes purchases and charges For unpaid armonts in cash axons. Accounts that ate transferred bo nor nsteutions may be subject to a trends tee. UBS Sweep Option UBS offers options for sweepng cash bounce; balances to hart deposits at UBS Bat USA and UBS AG Stamford branch (flank Sweep Pregams), money maks mewl kends (Money Fund) rd the Intonational Deposit Accont ODAlfor customers with wantentional Amuse Management Accourt. Through tie Bank Sweep Pronert cash balances re swept to MISEterk USA up to an istabkhod lint ad then to LBS AG Stanford Bradt or a Money Fund. Oeooses at UBS Bart USA are FDIC rend in accordwee with FDIC rules. For more Hannan please veit wwwitlicgov. Deposes at UBS AG Stanford 'Penh an tares of Money Funds ant rot ironed bon FIX. Throup the OA, mane to cash balances we swept to depose accounts at UBS AG New Yak Branch and CBS AG Cayman Bunch Thew deposits ate not inured by the FIX. Balance, Feld at the LBS AG Cayman Brant, are tempera* exposed to the sovereign Sc of the Caren blends, and tee is no 'Anne Cr other obligation of UBS AG to tepay the Saxes while on the UBSC grans Bradt. books. Deposes a U35 Bale LEA and each UBS AG french are not protected by SIPC. Money Fund shires we protected by SIPC. See *U3S Financial Service. Paw% Protection' bobw Upon you reaest, balances n tea Bank Sweep Program or OA may be eighteen and shares of a Money Fund may be liquidated, widen proceed returned to you or 'our wastes accunt. Fr.rt-er r eon about available weep options, ncldng anent attest rate, and yet*, a available at www comreseepnekk from your Financial Maar or by calling 006762.1000 UBS Financial Services account protection 'Ruffen is a melte of the Secedes invella Protection Corporatism (SIPC), *nkh protects securities account, of its members up to 5500,000 finding S29),000 for dams kr cash) The Sift asset protection Imes apt' to all account tat you hold n a palkular capacity. The Fier, together's*, certain affiliates, ha also purchasectippinental protection. The mariner amount payable to al eligible Worts, cote ks& urn( this protectors is 5500 million as of December 10, 2013. Sista to the poky conditims ad limitation, cash X the Firm is further protected kr Leatot-1.9 million n the aggregate for all your accounts held n eyeliner capacity A ft/ ccpy of tie poky waning is /nibble LOOn request. The SIPC protection and the upplamenEl protection both do not apply to. ▪ Ceruin fruitier Moat controlled by (and hand er your account value) but held away from UB5 Fina-cel Services (e.g.. certain* cash at UBS Bat, (il cat at L85 AG Stantonbunch (i) innate prinaCtS, including variable enmities, and 60 shires of mutual finds where such shares are registered diedly n lot name of the account Foliar on the books a-4 records of the applicable issuer or trader agent); • Certain rneslmert contracts or iwestnent interest (eg., limited pertneshes and piste placements) the are rot registered snider tie Securities Act of 1933; ad • Commodities contacts (e.g., Icreign tectia-ge and yeti:cornet/a contradrt idudeg lulu., contracts ad tormoderoPtim contracts. the 51K protects:en and to supplemental protection do not apply to these Man eine theyotherwise appear on you. neernent 11. SEC pritectim and the a-Pakzerental trunnion do not protect again changes in the maim raize of you investments (whether as a result of market movement, iSSua bankruptcy a otherwie More information is aviane term rezmest You may obtan wee nfornation abou SIPC. ercladng the 51K Bruhn, by soreaningSIK a 202-371-8300 or by wsitng the SIK **bait. at YAW/.140‘041 Dividend ReiWetblbeell Program (DPP) The price reflected is an swage price. You may obtan the actual price Iran yaw Financial Advisor. Oray *ink tare are punned under DIM; partial shins wil be sod rd tot cash wit be deposited in your account. The 6videni reinvesvnent price applied by tea issuer may 6ff of tom the want pia at which the partial shires n sold Cannlieu CM, whole units may be held n yar *court. If no at entitled to a palel use as smolt of a dviderd Paimeol or otherwise, the Firm coil other sell panal an at market peke or accept an amount &Emitted by a registered cling agency, at credit yew account Investment objectives The nix-smell °non' and risk profile we specific to each account and may wrybetween Please adeise the earn promptly in adrg of any simikant change in yow Maxie' situnn or mistreat objecting. Fa each CONFIDENTIAL wont het you choose one of the foaming Finn objectier • frodwe Cureentbxome. hresb,e es seekng the generation of income crib" • Achim Coped Approcithen Inwrittnents seeking growth of prnepal rather than the spereratim of mown?. • tatodoce Combination of Income and Capital Appreciation- nesiments seekeg both the generation of morne and gambol percent. °awn risk profit • Conseevarive Seeks to maintain initial prec Pat with low Sc and volatility to the non meal, tend that men the nowt does not generate significant many a noun aid may rot keep pace with • Moderate Willi* to accept coma risk to pinonl and tolerate some votatAty to 'seek hyl-er returns. • Aggressne: Wiling to accept high Sc to pinopal and high senility to seek high returns over time. Statement Ilouseholdre We may consoldart at related account statements with the sane Wats n the sane enact Accounts may be related Ice this purpose brine they have owners who also maintain bra scam relationships wit other dents at the sane address. This practice's known as • househrting ' II you prefer to recen I-diva:kat statements mated in separate enveins — yOU may drtlive housholding by Ealing you Frontal Advisor. Friendly accent name The Frenclk non name reflects al oerretion that you erteted on the him's onlne senses websee. N e a customizable Iniclrurro' chmon by you to aolift you with sax recordkeeping. It has n legal effect on your account. You can Mangey:is hiendk acccunt names, through Online Services or by contactegyourFrancial Ann ACCOalt overview • van of MX aCCOOnnOrtnin 14:4 of assets ad s. • Asset hulas salable cash balances, totes for restricted seney lest), and Global tine Deposits, urrealied marks to main, and certain ants not held by the Fim. Does not include unpriced S9Clatifill assets al the end of the prior and curent statement periods. or private imestriwits, united stock options and comsat* stock options • lianicies Include, debit Maces,colvadirg moron loans. credit In, horn secant balances. • Cash/rtoney balances. Total of unnerved aviane cash balances. plus OF Bart LISA deposit Innen UBS AG Stan otd Branch depose balances and money market nen fund sweep Sans, at to able of ic y stsemen period. Noricormmeity tee credit balances in your accourt are rot segregated from other balances and tie Fan may use any of these funds in the ordinary course of it business. These funds at payable Loon tor drinard. This total is include)., tea omen period doseg value. SDNY_GM_00020525 EFTA_00131145 EFTA01273352 Important information about your statement (con inued) tande, alternation for detalechnf °matron on the Finis landing practices and &tissues, refer to yam Client Relatorship Ageernert or Account Agreement and the General Terms an Conditions UBS Statemerd of Credit Practices available in agreements and Din mum at mow rda romrarronnedmisygay, Yawata Your nesment Bemires securities endother anus held is the =ant at the end of the stammer* prin. You may ask for deice.), of bay paid swishes at ary time. You may receive securities used as loan collateral after prying any balance due on tem. Pry securities tensioned tote Fan dzi-g tee arena period are listed at market nitre as of the end of the statement period. • Cast basis. in (*hymning the cost basis of he sentries included in this statement, Mere indicated we. the nuntee I, • UBS FaecalServices ha relied coinformation obtained from sources otter than U8S Frenoal 5eruces, including information Iran another firm a Matsumay haw provided to you Finarcial Advisor. The Finn does not ireperdently verify or guarantee the accuacy or viclity of any information provided by sans other thin I-ESAuncial Sennett h addlixt although UBS fennel Sences generally Lydon this Hammen as aground, the firm dills not provide any awasances that the llamado-a tater "Cost basis" and laveakzed gar/loss' is accurate as el the date of this statement. As such please donut re it on he Hermitian to make puchara a Tale decisions, forth pirpates otherwise. Accounts tendered to tire Finn may reflect gent loss rdantatisn onb f or the period of tine they aro hted a the Frm More hisunical inkirmaton can be abed by you Feancial Advisor. • Umadizerel gain/lose Wien data is ;milt* ertinated trreated gang loses we calculated la PINCUS seemly lots. Re transaction data for ndiatal lots may or may not often commissions, charges alder acuitymartini:aim arts Dirdend and °term mestment lots rd eysternatic pischne bts are each combined to display one averaged loll)* • Trade date • taint presentsthe «grid transaction trade date. • Callable spawitiss Batch and preferred stock that the bur cats for eain rectenrotron will be selected mpatalb by lot tan arrong all secant*, of that sat held hour name or in nominee name la or clients. Call barna inkrinatbn is cbtaned from third parties and is accuracy snot guaranteed. Other call knives may rest which card affect ynekt coadete recnnatcn MOW provided upon request • Owe:Grata of deposit (CDs) CDs are FDIC inured up to S2 93,000 'n perch,' and accrued interest per depositor ad per deposinyinstitutixt 6 accordance yet POIC rules. • PrreAralua Prom dirolspd for "aunties and oiler products may be higher or lower than theatre that you would fl atly reek* in the mallet Prices are obtained tom various third party sources chid. we Delete to be retitle, but we do not guarantee their accuracy. — We gent* owe the closing pricewhen ankh* a the mean of the bid ad ask prices farmed securities and colons a onb al prices to OTC worts. - lass actironb waded securities may be priced using a valuaan model or tie moo recent price we obtained and may not reflect an actual market price or take - Certain position may appear without a price and will raw as *price was rot available' it we re unapt to obtain a abettor a pony - Deposits or stashes denwninated 6 currencies other tan U.S. dollars are reflected at the es:hinge rate as of the statemmt date. - Fa (erten nentines tadng in noixeonformng ckaminataa pin rH quany (face rate) may have been edify-Led to facilitatepram- vtusin To obtain current quotations, when wattle, cordart your Financial Addax. • Prints inroaronwrta and druchwed producb. hint, minim,* secutin (nclading drect participation acqam and real estate investment its seurites) red strut-mad patch ale generally highly AktAiel. Certain anstred poises hove not been registered wih the Securities and Excha- C omission o- under any state secures laws. We provide ehmated wakes for private investment wad is and structured (viaducts for rdormatkrul purposes only. Accuracy isnot parentsed. - These values may differ stbstantiaby from pees. a any, at Midi a private nressment security a structured pralaa may be bough or sold and do not necessarilyrepresent the valancu may receive upon ;qui:Intim, - Vied pary estimates of vale we as of a certan date ad are supplied to UBS Fna-cial Services on a reptr bass by an independere vitiation tint - Muer, generalpawner or warrior estimated sakes, it ery, are supplied to the Fm by the Muir, genital painer or sponsor and may be calculated based on r erin information Iran that used by thed partied to derive trod estimated values. - You can obtan additcrul Harman reganding Ike methodology wed to determine the entente of value ad the date of to idamation that is the basis forte en mate by contectrg your Brengel Advisor. - Think party *stewed views my be reflected as •Not peed' n saw Ise agent wee n ;dependent natation tern has not suppledor is unable to assign a watt when we become avare that a material event has °coated tut may call a porously reported aka It question. or when a value would be highly spectlative due to he nacre ite the sturdy - When neither an suer, general primer or sponsor estimated value me a thetparty estimated vela is mad, the value of dw sway will be &hoard km itspurchaseprice. - 'Ditto an to date' may include num of (weal income a both - we' represents the initial catering pie per Lint and may not reflect yxr too basis • Restricted anauritios Beaded seurdin really are rot currenty enable der public sale UBS Fina-cal Services as to market price of the unrestricted stock of the same issuer as an inputed value for the restricted stock Ay madam of Ma atatomont 0.4, To the relent that rearicled parities are 'Tubb la sae, the gala reared may be stbstantnalb less than the inpaed value town • Est keetirnstsd) insigne, current yields and rotas. An estinate of rival income is based am current dniderd ad interest rates, assuring tie secutis will be held for conga' from statement date or trill maturity This ennuis is ceW a gadalne, accuracy rd continued income are not guaranteed - Estimated anal acme an current yield la certain toes of secures could include a return of prncpalor capeal garb in %NM case the est income (irdcunerd yak) would be overstated. - Estimated areal ;cane an current ywld and the actual ixone ad yield might be kwer a higher than the estimated amounts. - An estMate ol a-ruafeed income (divdend andor interest) deeded by the content market vatcraverage balances based on the bet dividend or interest payment made by the issuer and assents the secures/deposes will be held for one year from the statement date or until mab.rity. Accuracy an continued yield we not gurameed • Ann not held by U3S Financial Services. Certain assets we rot held by the Tim and not vothri the Fen's possess's, or antol. These assets are deplayed on pis statement for informational purposes only. Position, and values presented at Provrted by the issui-g Inn UBS Tramiel Services is not respray:able for to acemation and des not qua-wive es accuracy. these assets are rot prceecied by DK or hi finis suppkonental SIC covens?. • Ravanut shoring and additional compensation. — In addition to commissions on sales and 12b-t fees received in carection wih the dbtribution mutual funs to our c lent we mock, our alMate receive lb l. nua *Wing namuntis from distributors ardor achiscrs of the mAkil funds that we sell. Pest anoints are based on two deleram COMP:InerAL tlY amantol sale, by UBS of a partiaxla maim] fund I amib to our clients, and Cs) the asset value claps-auLe mutual fund tamer's shares held at tie lien — We and ors afMate also recite nem:eking and ormtus processing lees in consideration For transfer gent arvin that we troy& to the rrukal lards. Thew lees generally are pad from investor assets in the mewl fund and are a fixed dela- amount based on the outer of accounts at the brolandealer holdng maul had of that fund f anily CONFIDENTIAL — h eale co to commoscohroceined n connector wail the sale or astnbtaion of a-ruey contracts and tie investment mat units to our <lents, we anchor our attire roadie retina sharing cornsensation f rom many of the aosance companies underwriting the unity contracts, *Bates ca to nava-ice <arca...nor sponsors of the use imestment trusts we diserbutt. - gar affiliates ako web* wading canraskre and other cornea-oaten from mutual kids and nsurance companies whose proclicesne dstrbute. - We recent an anal fee from UBS Bali OA and LIES AG Stanford Branch of up to $zs per accost sweepng to the barks under the UBS Bark Sweep Frogram. Activity hbamation rewarding ownnissCrts and otter charges Mimed in connect on with tie um:knot wades, inducing option transactions ha becanducbd on confinaicos previously furrished to you. and tall be provided to you wavily at rawest Short telling lain engaged in short sellrg a Wu*, yOu may hat a change the to cenainbxrowina costs for that particular SeCulty. Open aria Regarding open or • www1likancellee ceders that were not heated by the statement date, open buy ad sea stop orders are refixed by the amount of dividends on rigas on an ex-dividerds a emotes date unless inetructed oherobe by pa You are rnponsble for orders that are emitted dar Togo's failure to caxel hating open orders. Privary To obtain a copy of as trannI Cling friary Notice, phase contact your Fnancial Achisor or visit our website at wwwailktEafaiSiblEmEla, UBS Financial Services a rot a bark the ILIA, Bushes, Services Account OSA and IRMA act brokerage accounts which provide access to bating services a-idproducts trough arnagimwits wan affiliated bags aid other led pay banks, and provides access to roan and smel t prodxt blued by unaffiliated thitenany insurance cemparon through aurane agency subsidiaries of UBS Financial Services Inc. Imegment„ nsura-ce. and amity products: Not VIC inured • No bank guanine.** May toe vat* RUA. Resource Management Account, Business Semites Account 85A, RMA and alternation& Resource Management Accost we registered service marks of UBS Fr racial Services he Via *pave s a regigered senice mai of visa Intonational CBS Via Signet'se cede cards and UBS Veva deb cards we issued by UBS Bark USA with prmosion from no U.S A Incorporated. UBS Finandal Services Inc Pm 201402 GDNY_GM_OOO2O526 EFTA_0013 1 146 EFTA01273353 UBS UBS Financial Services tic 299 Park Avenue 25th Floor New York NY 10171.0002 Resource Management Account May 2014 CW70056316530514 0 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHIStANE MAXWELL Friendly account name: Account number: Your Financial Advisor: SCOTT STACKLIAN/LYLE CASRIEL Phone Questions about your statement? Call yo4r Financh8 Advisor or the Value of your account RMA ResourceUne at 800-RMA- 1000, account 029323568 on April 30 (1) on May 30 (9) Your assets 2,082,282.04 2,098,806.52 Malt our website: mrove.ubsconrillinantiaiservices Your liabilities 0.00 0.00 Value of your account $2,082,282.04 $2,098,806.52 Tracking the value of your account S Thousands 2.062.3 2.0988 A0r 2014 May 2014 Sources of your account growth during 3014 Value of your account at year end 2013 Net deposits and withdrawals 51,983,59885 Your eniestment return MO:lendand interest income S10.351 25 Chance in inatot yk* 599,861.42 Value of your account on May 30. 2014 92,098,806.52 $000 SDNY GM 00020527 Member WPC CW7030930991653 W00019324691002 C614 030575004 Y12356855000039) Page 9 of 96 CONFIDENTIAL EFTA_00 I 31147 EFTA01273354 *DUBS Resource Management Account May 2014 Your account balance sheet Summary of your assets value on May 30 ft) Percentage of your account A Cash and money balances 52,904.29 2 52% B Cash alternatives 0.00 0.00% C Equities 2,045,902.23 97.48% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 000% G Other 0.00 0.00% Total assets Value of your account $2,098,806.52 $2,098,806.52 100.00% Account name: GHISLAINE MAc1/1iELL Friendly account name: Account number: Your current asset allocation A Eye on the markets Your K sandal Advisor- SCOTT STACK MAII LYLE CASRIEL . Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the lmponant information about your statement on the Fast two pages of this statement for details about those balances Index Percentage change May 2014 Year to date S&P 500 2.35% 4.97% Russell 3000 2.18% 432% MSC I - Europe, Australia & Far East 1.76% 411% Barclays Capital U.S. Aggregate Bond Index Interest rates on May 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% 1.14% 3.87% CW70003005631654 NP7003193246000O2 0514 0305750N 'el 2356855003apit Giumalen 10 of 98 CONFIDENTIAL EFTA_00131148 EFTA01273355 UBS Resource Management Account May 2014 Change in the value of your account May2014(3) Year to date (3) Opening account value $2,082,282.04 $0.00 Deposits, including investments transferred in 0.00 1,988,593.85 Dividend and interest income 2,711.54 10,351.25 Change in market value 13,812.94 99,861 42 Closing account value $2,098,806.52 $2,098,806.52 Account name: Your Finandal Advisor: Friendly account name: SCOTT STACK MANY LYLE CASRIEL Account number. Dividend and interest income earned For purposes of this statement, tatatikly of interest and dniclen4 income hen been determined From a US tar rep:fling perspective. Bad upon the residence of the account herder, account type. or product type, sane interest ardor dvidend payments may not be subject to united Stan (US) arc, Puerto Pre.) (B4) income tan. The dent mond* statement is rot intended to be used and cannot be reeed upon for tat purposes. Clients should refer to the appiKatle tax reporting forms they recent from URS annualy, such as the Forms 1099 and the Barra 480. foe lax reporting mformabon ts IS the practice ca 1185 to Me the applicatie tar reporting forms with ite US interred Revenue Semce and PR Treasury Department, and in such forms accurately dasOfy dndends an, cr Interest as tar exempt Or twit* income- Please consult you Indudual tax prepare/ May 2014(3) Year to date (1) Taxable dividends 2,710.34 10,348.88 Taxable interest 1.20 2.37 Total currant year $2,711.54 $10,351.25 Total dividend & interest $2,711.54 $10,351.25 Summary of gains and losses Vaues reported below exclude products (or which gain and losses are not decsifitd. Realized gains and losses Unrealized May 2014 (j) Year to date (i) gains and loses (3) Short term 0.00 0.00 29,995.51 Long term 0.00 0.00 299,957.10 Total $0.00 $0.00 $329,952.61 Cash activity summary See Account acttaty tins month for detals. Balances in your Sweep Options are indueedin the openng and closing balances vasee. FDIC insurance applies only to deposits at UBS Bank USA not to deposits at UBS AG, Starrecad french or bank deposits pla«dthrouds the UBS Internetronal Depose Account program SIPC reelection applies to money market sweep lurid holdings but rot bank deposits. Su important inSotma6on about your statement on the tact two pages ci this document for Letal5 May 2014 (5) Year to date IS) Opening balances $50,192.75 $0.00 Additions Deposits and other funds credrted 0.03 42,553.04 Dividend and interest income 2,711.54 10,351.25 Total adJitrons $2,711.54 $52,904.29 Net cash flow 22,711.54 $52,904.29 Closing balances $52,904.29 $52,904.29 SDNY GM 00020529 CHP70303005631655 N77003197246 COMO 0514 030575004 Y123568550 0013000 Page 11 of 98 CONFIDENTIAL EFTA_00I31149 EFTA01273356 *UBS Resource Management Account May 2014 UBS Bank USA Deposit Account AF'Y Interest period Apr 7 - May 6 Opening UBS Bank USA Deposit balance Apr 7 $48,190.97 Closing UBS Bank USA Deposit balance May 6 $50,965.57 Number of days in interest period 30 Average daily balance $49,700.20 Interest earned $1.20 Annual percentage yield earned 0.03% Account name: GHISLAINE MAXWELL Friendly account name: Account number: Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at tho end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment ccnsderation - None selected Your account instructions • ‘f.pt: alccurt cos, base. default closing method is FIFO. First in, First Out Your linandal Advisor. SCOTT STACK MANY LYLE CASIVEL OO70008005631656NP70C0IS0246 C0M 05l 4 030575004 Y12356855003Ww_GM_0002eigiE3 12 of 98 CONFIDENTIAL EFTA_00I31 150 EFTA01273357