EFTA Document EFTA01273824

*UBS UBS Financial Services he 299 Park Avenue 25th Floor New York NY 10171.0002 CP260022549330214 YI 0 Resource Management Account February 2014 Your Financial Advisor. SCOTT STACK MAN1LYLE CASRIEL Phone' Account name: GHIRAINE MAXWELL friendly account name: Questions about your statement? Call your Financial Advisor or the Account number: RMA Resourceline at 800-RMA-1000, account Visit our wank*: www.irbscomlfinancialservices Your investment objectives: Value Your account instructions You have identified the following of your account • Your account cost basis default closing investment objectives for this account If you have questions about these objectives, disagree with them, or web to on January 31 (S) on February 28 method is FIFO, First in, First Out. Your assets 0.00 991,747.68 change them, please contact your Your liabilities 0.00 0.00 Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Value of your account $0.00 $991,747.68 Important information about your statement at the end of this document Your return objective: Current income & capital appreciation Change in the value of your account Your risk profile: February 2014 (1) Year to date 04 Primary - Moderate Investment eligibility consrleration - None selected Opening account value $0.00 $0.00 Deposits, including investments transferred in 991,783 20 991,783.20 Change in market value -35 52 -35.52 Closing account value $991,747.68 $991,747.68 SDNY GM 00020997 Member WPC CP160004007254933 P26000144229 i20003 0214 030575034 c03030 Page 15 of 48 CONFIDENTIAL EFTA_00 I 3 1617 EFTA01273824 UBS Resource Management Account February 2014 Cash activity summary Account name: Friendly account name: Account number: See Account act/MyInc moron lot W Sls. Bdances In your sweep 0ptica are includedIn the opening and closing balances value. FDIC Insurance apples only to deposits at UBS Bank USA, not to deposits at UBS AG, Stamford Erarch or bank deposits placed hrough the UBS international Deposit ACCOUnt progarn. SIPC protection goats to money market sweep fund headings but rot bark deposit. See Iroportant inionnaobn about your stsemert on the last two pages el this 0ccurnent for *tills February 2014 (1) Year to date (S) Opening balances $0.00 $0.00 Additions Deposits and other funds credned 30,535.25 30,535.25 Total additions $30,535.25 $30,535.25 Net cash flow $30,535.25 $30,535.25 Closing balances $30,535.25 $30,535.25 Your Ignandal Advisor: SCOTT STACK MANY LYLE CASR1EL CF2600040022 54934 126000144229 00003 0214 030575004 CONFIDENTIAL CCONSNY_GM_00026%. 16 of 48 EF1'A_00131618 EFTA01273825 *UBS Resource Management Account February 2014 Your assets Account name: GHISLAINE MAXWELL Friendly account name: Account number Sate prices, inCane and Current vautS Sham may be Approxirrty1t. As a (KW, gairtS alC1105545 may nal be acurately refleded. See important onlormabon about your statement a the end ol this dxurrent for more infornalon Cash Cash and money balances Cash and money balances may include avalable cah balaxes, U85 Bank USA &pout account balances. UBS AG Stanford Branch &pout account baances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vat h n apPiccble limits, but are not potected by SIPC. U85 AG Stanford Brae h deposit account balances we not insured by FDIC end ate tot pOlteled by SIPC Money market sweep batances are protected by 9PC but ate not insured by the FDIC. See the important information about your statement at the end of this document for details about those balances. Openng Wane. Closing balaxe Hddng on Feb I It) on Feb29(5) V85 BANK USA DEP ACCT once per :ban on Feb 28 (S) Average rate Your Ill nandal Advisor: SCOTT STACK MANLYLE CASRIEL ()MeteorsInterest Days in period period Cap mount (s) Fixed income 0.00 30,535.25 Mutual funds Total reinvested is the Iola d at reinvested dvdends M does rot include any cash Ondends. n is rot a tat lot for the purposes of deeerminng herding periods or cost bass. The shares you receive each time you reinvest cludendS become a separate tax l01. Cost basis is the total purchase cost of the security. inducing reinvested ci vdends The con basis may needle be agusted for return of (OW payments in order to cletennne the aisl rased cost bass fill tar reporting poposes. Purchne Cane/ flurrber Average pine Hddng Of SNIPS per SNIP (5) DOUBLE LINE TOTAL RETURN FUND INSTL Symbol. DBLTX 4,490.660 EAI: $2,510 Curent yield: 5.10% EATON VANCE FLOATING RATE FUND I Client mvestrrent (i) 250,000.00 Unrea (zed aid gain or loss is the dfference between the current vaue and the cost basis and woad generally be your taxaale gan or loss if the security was sold colitis dale. The up/taxed (tar) gan er loss mat need 10 be alusted for return or capita Payments in order to &termtie the realized gan Or CiSSI Or tat reporting puiposeS investment return Is tar Current value MnuS the amount you invested r does not Include Oats that are not reflected on put statement, inducing shares that hate been matted as either a gan or a loss. It also does net include Cash °Wands Ihat were not reinvested • ••Th8 information was unavailable--- Cost acne per share basis CI) on Feb 28 (1) value on unrealized Rad investment Hddng Feu 29 (s) gain or loss (5) return (5) period 10.960 49,217.63 continued next page SDNY GM 00020999 CPZ60004CO2254935 F76000144229 00003 0214 030575004 CONFIDENTIAL COCCOO Page 17 of 48 EFTA_00I31619 EFTA01273826 *UBS Resource Management Account February 2014 Your assets . Fixed income . Mutual funds (continued) Hddng Number of sheen Purchase price Averaw price Client Faiths'. (S) investmmt CS) Cost bads (1) Price per share on Feb 28(5) value on Feb 28 (5) unrealireciCia-0 spin or loss (S) IllbnITbeld Hddng return (S) period Symbol: BBLX EAI: 12,932 Current yield: 3.90% 8,191.630 --This information was unavailable-- 9.180 75,199.16 GOLDMAN SACHS STRATEGIC INCOME CL1 Symbol: GSZIX EAI: 54,349 Current yield: 3.05% 13,465.623 ---This information was unavailable-- 10.600 142235.60 Hsi< TOTAL RETURN RIND CLASS I Symbol: HTRIX EAI: 31,110 Current yield: 1.91% 5,780.066 --This information was unavailable-- 10.050 58,089.66 JP MORGAN STRATEGIC INCOME OPPORTUNITIES RIND CLASS S Symbol: .60SX EAI: 52.850 Current yield: 2.27% 10,517.975 ---This information was unavailable-- 11.940 125,584.62 .11, MORGAN MULTI-SECTOR INCOME FUND SELECT SHS Symbol JSISX EAI: 32,519 Current yield: 252% 9,651.542 ---This information was unavailable--- 10.370 100,086,49 PAACO UNCONSTRAINED BOND RIND CLASS P Symbol: PUCPX EAI: 51,245 Current yield: 0.78% 14,308.333 ---This information was 11.200 160253.32 PRUDENTIAL ABSOLUTE RETURN BOND FUND Z Account name: GH1SLAINE MAXWELL Friendly account name: Account number: Your 15 sandal Advisor: SCOTT STACK MANLYLE CASRIEL continued mot peep CP260004002254936 PZ60001 44229 03003 0214 033575004 CONFIDENTIAL COMSNY_GM_00028iie 18 of 48 EFIA_00131620 EFTA01273827 U Resource Management Account BS Account name: Friendly account name: Account number. Your assets Fixed income . Mutual funds (c0ntlnUed) Purchase owe' coNusrhratreses Ape verra gra (pellet Client ) investment CU siching Symbol: PADZX EAI: 42,998 avrent yield: 3.16% R8C BLUEBAY ABSOLUTE RETURN FUNDCIASS I Symbol: RBARX 14,793.787 --This information MS unavailable-- 10.490 155,186.82 (Al:12,115 Curent yield: 1.36% Total $0.00 Total estimated annual income: $22,628 II;LAINE MAXWELL Your Financial Advisor SCOTT STACK MAN' LYLE CASRIEL Cost Price per share basis (S) on Feb 280/ Value on Unrealized (tad investment Holdng rib 28(S) gain °doss ($) return ($) period 9,610.855 —.This information was unavailable-- 9.870 94,859.13 Your total assets Value an Feb 28 (5) $96121243 $0.00 Percentage ci Cost your &taunt bath (5) Unmated annual income (S) Untested glin a loss(I) Cash NIS income Total • Mining oast basis idormatico Cash and money balances 30,535.25 3.08% 30,535.25 • Mutual funds 961,212.43 06.92% 22.628.00 Account activity this month Date ActSty $991,747.68 100.00% $30,535.25 $22,628.00 Oescripdon AITOunt (5) Deposits and other funds credited Feb26 Deposit CHECK DEPOSIT 30,535 25 Total deposits and other funds credited 830,535.25 SDNY GM 00021001 0260(04032254937 P26000144279 00003 0214 033575(04 CONFIDENTIAL co o Page 19 of 48 EFTA_00131621 EFTA01273828 *UBS Resource Management Account February 2014 Account activity this month (Contnued) Investment transactions Account name: GHISLAINE MAXWELL Friendly account name: Account number. For more Information abate the pricer value shown for restricted securities, see Important informatixt about your statement at the end of this document Date AchWty Deicer:item r.roceedS Iron inwstrnent Quantity value (t) ante 1) transactions (I) Funds withdrawn I a Accrued investments bought (S) Interest (S) Feb26 Receive EATON VANCE FLOATING RATE FUND I 8,191.630 75,199.16 Feb 26 Receive JP MORGAN STRATEGIC INCOME octorcruNmcs FUND CLASS S 10,517.975 12%689.80 Feb26 Receive FsMCO UNCONSTRAINED BOND FUND CLASS P 14,308333 160,396.41 Feb26 Receive DOUBLE UNE TOTAL RETURN FUND iNSTL 4,490.660 49,442.16 Feb26 Receive GOLDMAN SACHS STRATECK INCOME CL I 13,465.623 143,004.91 Feb26 Receive PRUDENTIAL ABSOLUTE RETURN BOND FUND Z 9,610.855 94466.92 Feb26 Receive JP MORGAN MULTI-SECTOR INCOME FUND SELECT SHS 9,651.542 99,893.45 Feb26 Receive HSBC TOTAL RETURN FUND CLASS I 5,780.066 57,916.26 Feb26 Receive RBC El LUE8 AY ABSOLUTE RETURN FUND CLASS I 14,793.787 155,038.88 Total Securities transferred in Date Activity 5961.247.95 Descrelion An'ount (S) Money balance activities Jan 31 Balance Forward $0.00 Feb 27 Deposit U135 BANK USA DEPOSIT ACCOUNT 30535.25 Feb 28 Closing UIS Bank USA Deposit Account 530,53525 Your II sandal Advisor: SCOTT STACK MAN LYLE CASRIEL The DRS Bant LISA Deposit Account is your primary sweep gallon CF260C04CO22 54938 l26000I 44229 00003 0214 0)0575004 End of statement for account number CONFIDENTIAL 0030iSMYGM0002Ilte 20 of 48 EFIA_00131622 EFTA01273829 Important information about your statement LEIS Financial Services ix. (the F im or UBS Anemia! Strang is a merrter of all orincgal Pony, coring* and cplora achwges. IRS Fe-erxial Semites and U3S Bank USA et rdrect tuba :fares of LES AG and affiliates of LES Setritin LIC. The Fias I handal statement is available upon repot. The Fitt ereonee off ices aw a: LES Sinned Snots It 1200 Harbor Boulevard Weehawken, to 07066 Ibis statement represent the any official record of you LES Shwa& Saxes account. Other rcards, except office,' the docurnent contenting conflicting date shoved rot be relied Lyon N you beam there 6 an error cr omission please report it armedately narking to the Enrich Manager of the office swag you account. arc ugh al figures Sham as intended to be accurate. statement data shxdi not be used kr tar purposes Rely tab.Gigs-end tax forms, (le., Form 109 5498. 10425, etc.) whin prepargyour to return. The Firm a required by low to won to tor IRS all taxable Evident, report** rcruncable andends and taxable edenele earned on Ecunties held in you woon, net proceeds an safe trareacten, and cog base cncenain cowered learns. Communications win the Firm . Please re-confirm arty oral cormtncatorts in vet* to funher protect youtrarts. includrig your rad order the Senates franca Protection Act (Stab • If the financial natation cn the top left of the front of this statement is no LES Matta Senes, LEIS Prenoal Services carries yon nowt as clearng bather by anargenent web the endowed intlitutiXt We Wormed you c4 to relationship when you opened this toast. fins case, your trots and searkina-e located a LES Rnancel Semmesand rot to hrodsng broke., ad jou rut make a rePcrl of try ester or *Tuition to both limes. A N arrant state-rentsshall tie deemed complete ad accurate i not objected ton wren; within 60 days. • Please died customer complaints a iNUiieS to tie Firn's C lent kaolin Catarlment a 201,352.1699 a toll ree a 800-35d-9103, &CO A.M. to 6:00 P.M. ET Monday through Freclap a in mire to LES Financial Senores Ix., Client Relations Depalment, P.O. Dm 766 Union City, NJ 07087. • 11 case of (*men or pant On; about an electronic funds Wander (Wit bi puymm or UBS Visedebit card transaction, call 62-1000, or yea to UBS Financial Senna ex„ 1000 Harbor Bat, 6th floor. Wrenn/en W 07086. Min RIAMBSA Sans Cal or write as soon as you cart if you rids jolt statement or receipt is rag or d you need more inkrmai in aboat a Una on the stetnert or n2990 The Firm or Card Meer (as aPfrableknuff her from you no later than 60 days aher to Fim sent you the fin stamen: on Oath the error or problem appeared. - Proneyou- name ad accost number 0 arty) - Cesabe the ono or he transfer you re snare about and explan as cleat as pea can why you belt* t is an error a why you need more riamation - Proud. the doter arnosit d to suspected ente The Firn or Cad Issuer wel inentigett yew complaint and all correct any error promptly. Please make all checks papbb to the Fern or to financial inflation Oacated on fro front of this 'anent had:Jilin to regular accost fen accounts may be subject to mailenarce fees, charges for late parent for stuns purchases and charges for unpaid am:tints in cannons. Accounts that re transferred o other notations may be subjcci to a transfer fee. UBS Sweep Caine UBS offers options for sampng cash bane; biances to bat deposits at UBS Bat USA and UBS AG Starrnd bunch (Bank Sweep Program), morncount mutual surds (Mora Fu-ds) and the Intonational Deposit Arrant ODAffor customers with wantentional Resource kinagemeni Accost. Through tie Bank Sweep Progart cash balances re mem to LBS Berk USA up to an esubthed knit ad then to LES AG Stafford Brandt or a Money Fund. Deposits at UBS Bak USA are FDIC mired in accordaxe with FDIC ruts. Fort mere nlamatOn please mit menclicgov. Deposes at UBS AG Stand Burch std tares of Money finds aro rot inured byline FCC. Throup the OA, thane to cash balances are swept to depose accounts at UBS AG New Yak Branch and CBS AG Capron Branch Thew deposits ate not awn by the EX. Babnces Feld at the LES AG Carnal Bath are tempera* exposed to the so ...reign risk of the Cayman blends, and there is no gannete Cr other obligation of LES AG to nay the barns while on the UBSC trans Brach's books. Depost a 185 Bat L6A and each UBS AG Etch are not protected by SIPC. Money Fund shares ere protected by SIPC. Ste 'LBS Franca Sates Acton Protection' bobw Upon your retest, balances n to Bank Stet Programer OA ma be withdrawn, and shares of a Money Fund may be liquidated, end the proceeds returned so you cc pour sonnet accant. Furter 4-donation about available sweip options. ncleing anent attest rates and yet*, a available at aim comrsseeppea from your Filar id Maar or by calling 800.762.1000 UM Financial Serena account protection The is a member of do SeardeS inveltill Protection Corpora:en (SIPC), wah protect securities account, of its members up so 5500,0a) (inn* $79),000 for dams kr cash/ The Sit asset protection Ina spy to all account tat you hold n a particular apathy. The Finn, together with certain aftEawes, ha also purchased I/parental protection. The mann amount payable so al eligible Winn, cobra& war this protection is 5500 million as of December 10, 2013. Wad to the pokycondition ard limitatio sh n, ca X the Firm is further protected kr La to $1.9 million n the aggregate for all you accounts held n ape-liner capacity. A hi copy of tie poky wodng h nibble upon reqUill. The SIPC protection and the supplementl protection both do not apply to. ▪ Cain &ncial assets controlled by (and aided your account value) but held away from MSFin-Mt Services (e.g.. certain* cash at UBS Bat fil cat at LES AG Strand branch (1) innate pro1C1S, including variable awaits, and (iv) shares of mutual finds where such harm are registered dieoly n tot neon of the account holier on to tots a-4 records of the applicable issuer a transfer agent); • Certain maniere contracts or nestment interest Seg., limited partneshix and piste placements) the are rot registered under tee Securities Act of 1933; ad • Commodities contacts (e.g, foreign excha-ge and prec in metal contracts), excluding faults contracts rd corneae atm contract. the 51K potectsm and to suppemental protean do not apply so these assets even 4 they otherwise appear on you. sisternot. Tie SEC pieteceim rd the APPlzerentalprotedion do not protect tarot canon in the mat vale of your investments (whether as a result of market movement, iSSuer bwkruptcy OtherWat) More information is neine tton raped You may obtan more nfornation Lou Sit. incising the 51K Brochure, by contacting SIPC a 202371.8300o by %tang the SRC abode sr YAW/.140‘041 Dividend ReiWetblbOlit Program (DPP) The are reflected is an aver price You may obtan the actual price Inn tots Financial Advisor. Only Pan tarts are purchased under DIM; partial shares wil be est ad tot rah wa b apnea in your account. The dviderd reinsvnent price applied by to ister may dff er from the want pia at which the partial shires n sold Cannlieu Cnbr whole units may be held in jar arrant. If you at entad to a palel Inn as smut of a dviderd Dann' or otherwise, the Firm MI ether sell tonal int at rivulet pin a accept an amount datamined by a registered clerin agency, a-idcredit tor wain Investment objectives The nation attunes and risk profile we speak to each account and may vary between, Please Seise the awn promote, et *nag of any sena rant chance n your finaxial stunt or nvesunen objectives. Far each CONFIDENTIAL account held, you choose one of the following instant candler • Roden Cureentaxone. hatthe es seekng the generation of income crib, • Adieu* °prat Opprociaeou Insectrnents seeking growth of prncpal rather than the prorate:not income. • Produce Combinaton a Mame and Capital Appreciation nesiments stag both the generation of name and gambol papal. Cerra risk profit • Conservaar Seeks to martian nilel pi-c Pal with low risk aid volatilty to the accord owe., mend that men the accost does not generate significant income or awns std may rot keep pace wit inflation. • Moderate: vearrg to accept same ride to principal arid tolerate some Panty to 'seek hirer returns. • Aggressite: Wiling to accept high ink to pnopal and high sober* to seek high returns over time. Statement Imuseholdre We may consolidate at related account statements with the same address n the sae entrap.. Accounts may be related Ice this pintos* betas:. they haw owners who also maintain pia *cora relationships wit other client, at the sane address. This practice's known as • householing you prefer to recede rdivedual statements mead n separate enveins — you may declne household,* by Ealing your Frontal Advisor. Friendly accourt name the Frendkaccant name reflects al ormation that you erteted on the film's onlne senores webote. II e a customizable thiclrerre- cFosen by you to Mtift you fah you recordkeepig. It has no legal effect on your account. Yea can charge yos hiendb• account names, though Onfre Services or by contactrgaurFrancial Athisor. ACCOYlt overview • yam of nor accountiPortiolia Net of assets rd • Ant 'Plots sealable cash balances, vales for restricted sent MP), and Global tine Deposits, urrealied marks to market, and caftan ants not held by the Fim. Does non include unpiced S9Ctritifill assets al the end ot the prior and norm statement periods, or prorate ivestriwits, brwested stock options ad tamable stock anions • Einbries Include, debt blIIM•1, °Sara* rrargn loans. credit lne, text accent balances. • Casts/money Wares. Total ot unimeseed wadable cash balances. plus UBS Bak USA deposit W.:nest-8S AG Saran Stanch depose balances and money market mita fund sweep boracesat the cbse of he daemon period. Norecormority free credit balances in your accourt we rot segregated from other balances and the Fern may use any of these funds in the ordinary route of tattiness. these funds are payable mon your dernard. This told 'n included., to current period closi-g value. SDNY_GM_00021003 EFIA_00131623 EFTA01273830 Important information about your statement (coninued) lancliw iteration Per *teed erif °motion Hi the Finis landing prates and discbsaes, raker to you Client Relate:thin Ageemen or Accord Agreement aid the General Toms ad Conditions UBS Statement of Credit Practices available in Agreements andDixfoxeres at moratassagrrsagadainoss. Was mob Your parament Bernina sericite( endother meta held lathe account at the end of the staterners pvisd. You may oak fordeivery of fully paid seo eiesat an/lime. You may receive securities wed as loan collateral after prying sty blame due on them. Pry snorts irantind to the Lien datg the statrent penod are 'bed al market value as of the end of the statement period. • Cast basis. In *limning the cost basis of the %eerie' included in this statement, were indicated wake the runt. UBS Fnarcial Services to relied on inforrrotion obtained from sources other Chant/35 Ftencial Semite, including nf omission Iran another tem a tfratou may hat provided to you Fintial Actor. The Finn does not Dabney:4>mb verify e spirant the &annoy or vardity day idorrnsion provided by sans oiler than 1**Eluncial Senates. aicitixt although UBS tintual Services general& penes tit Hematites as t arented, the firm does not provide any strances that the itormatit stbr 'Cost basis" and 'treaked gar/loss- is accurate as d the date of this statement. As such please do not ft on the Hottion to make peewee sale decisiont fete paten ce. otherwise. Accounts trancferred to to Fim may reflect gent loss Hanunit on& for the period of time they et held a to F em More historical Hon/wen it be added by you knatt Advisor. • Untitled gat/losses When data is available, eeinated utaiied gain9 Ixstes we ciciAated la edvitalseoty lots. The transictson data for needs( tot may or may not tenet ammistem, charges ate weeny reorgannal ewmts Diridend and otarre mitten lots ad systematic patens toss are each canbined to display cue averagedlot. The • Trade date • [Hann pesents the aged transaction wade date. • Callable securities Bads and ;referred stock that the tercelsfor eat Feet-pion wit be selected motel& by lot Iran am:rg all see...besot that issue held hour mint or in trete nen* lee ex clients. Call feat hfcrinatit a dotted from third parties and is accuracy isnot guaranteed. Other call feabres maybes' itch cat affect yield compfete Homan:re will* provided upon request • Certificates of deposit (CDe) CDs are FDIC teed et to S29),000 n pritPal and accrued interest per depositor rd pee deposty institutes inaccordance vat RAC rules. • Pricehalue trots disobeyed/or securities and *ter products may be higher or lower than tette that you would aclualy rect. n the mallet Prices we °bait from vaiorn third party sources tit. we Delve to be relite, but we do not pate, tear accuracy. — We gent* tae the clochg price Own avalta a the mean of the bid a-desk prices Soloed securities and <plots a orky bd prices fa OTC setts. - Less arta& traded securities may be priced ustg a valuation model or the moo recent rite we °blared and may not reflect an actual maket rice or wax - Certain position may appear without a peke aid will taw as *price was rot available if we re untie to obtan a pace for ;berry - Deposits or starts detninated 6 currencies ocher tan U.S. dollars are reflected at the exhingt rate as of the statement date. - For wean *curet trading n non.conformrig chrieranatcris. rice and quaty (face eke) may have been adisted to facilitate proper veusion. To obtain current quotatne, when asailebt contact par Financial Atte. • Privets enosbnwsts and etre/clawed producb. Private tette stunts (ncldig drect participation roam aid real estate investment its se rites) end strutted prodxts ale gleteralkr highly CHM anxbred poises have not been registered wit the Securities and Excha- Commission a under any state securties laws. We proverb estimated vibes for pmate investment wait is and structured products for itormatkrul purposes only testy knot geurantoed. - These values may differ abstamtiab from prim a any, at which a private tesanent security a structured product may be text or sold and do not necessarily represent the vats you may receive upon rquidatiOn. Thad pat), tsbmates of vale arc as of a certab dread are supplied to UBS Fna-cial Services on a regale bass by in independent vitiation fins. - Issue general panne or sponse estimated rakes, ef ry, are toppled to the Fm by Ow inner, cormalpater or tensor and may be tabulated based on different in tam tat used by l t'd parties lo deb. ten estimated values. - You can obtan additrol Haitian regime/Mg the methodology wed to determine the Minato of value ad the date of tea itamanon that is the basis for the Hint by contacteg your Ftuncial Advisor. - MAW party *started Woes may be reflected as •Not tread' n weer I sit airs. wake n tdependent volition tem RS not suppled or is usable to assign a vale. Mon we became avare that a material event ha orated that may call a pettily reported vats ib question. or ten a value would be highlyspectate due tote nave the sectrdy. - When neither an suer, general panne or sponsor estimated value nor a lewd/tab estimated *AA if matt the valued the warty will be defeated hen its purchase price. - • Derto crs to date may inch)* returnof capital. income a both — 'Cri alsnt see • represents the initial oll ern; price per unit and may not ;elect Will COO basis • Restricted securities Restled wan in gsnosaltr are rot twenty engiole for publk sale. UBSEina-col Services tries to matt price of the unrestricted clock of the same issuer as an mputed value for to mended stock for purposes of this statement on. To the relent frost reacted sectrities are tube le a the vela* retied may be sal:nun:Val& less than the imputed value Snoon • Est (estimated) incites current yields end rates. An estanate of a-rual income is based an current Welched and interest rates, assuning tie stakes will be held for cat year from statement date or until Matisity. This estate ten* age:Ste, accuracy rd continued Deane are not gurranteed - Estimated a-ntal Home at talent yield fe certain types of seat-hies could include a tarn of mantel or cants' gat in tit case the est income Ordcurers yeti would be overstated. - Estimated arual icon and current yield and tie actual hateme and yield milt be twee a higher than tenanted amounts. - An estinate ol a-netted ncome (divdend ands interest) divded by the current make) valetwerage balances based on the last distend or term payment made by the issuer and manes tie strain/deposes will be held for an year from to statement date or unhl manly. Accuracy ad continued weld me not wetted • Assets not held by WS Financial Services. Certain assets arc rot heed by the fern and not thee the ferns possession or control. These assets are dealeyed on sox statement for informational purposes only. Positions at values presented ma provided by to issui-g lam UBS Troncial Services is not resixtble for to itomation and des not guaantse as accuracy. These assets we rot protected by SOP or the Tits supplementalSIC coverage. • Revenue shoring and additional compensation. — In addition to cormissions on safes and 12b-I fees received n correction wit the datnbution mewl herds to our dents we ands our fl aw receive rtvorkw *wing Parente *0111dettributors odor adviscrs of the maul funds that we sell. Theseanoints are based on two *Cerra COWP:inentf- tiv amount ol ale by UBS of a tett mutual fund I ami& to our climb and CO the asset value of a pretty mutual fund family's shares keld at the 1ms — We and 0.1" Abate also recewe nempking and ormtus preening lees in corttation for under agree stem that we troy& to the maul ftrds. These lees generally are pad from investor assets h the mutual fund and are a feed dot a- amount based on to neater of accounts at the broke-dealer holdng taut lads of that fund Fmiy CONFIDENTIAL — h ate cem to comitscres recent n connedcp wth the sale or distribUion of curvy contracts and list inmestrnent tat units to our <lents, we ands our affiliate met mew sharing oarrpenstin from many of the intent* companies underwriting the amity contracts, iliates of to turat wrote, or sponsors of tetra imesvnent tests we distribute - OJT affiliates also receive trading corwricers and other competent from annual finds and nsurance companies whose prodxes we tribute. - bermew an atual fee from UBS Bait OA and IBS AG Stanford Bart of up to SZS per accent sweeping to the bat under the UBS Brie Sweep Programs. Activity Situate-. regardrig comments and oter charges vaned ei cowedco with tie e.ewmof eat, Ddudny option transactions ha been Deluded on cceritrrnalOnS [MMUSy fUlTeited to you. ani will be prowled to yOu ramptly ash rawest Sheet f lout engaged in that strew a security, you may hair a Haw the to certaintart/iv costs for that particular security. Open Arden Betiding Wen or • gxcltilkancelled* ceders tit were not Hewedbythe statement date, open buy at/ sap stop orders are redxed by the mount of dividends or rights on an weividerds or tots date unless instructed otherwke by you You are risponsble for orders that we evecuied Oae to your lilt to caxel pasting open orders. Privacy To obtain a copy of car current Client piney Noire. please contact pour Francis' Advisor or vie as weenie at sestistIRCRigkackOmpla UBS Fiancee Services es not a bet its RLIA, Bunsen Sties Account RSA and IRMA are brokerage accounts which provide access so barking services a-Idproducts trough arrangements wah affiliated bat axe other thrdpasy banks, and provides access to nsura-ce and annuty proixt awed by unstated therd.pasy insurance empamies through teura-ce agency subsitries of UBS Finarcial Services Inc. Investment, nsurat. and rutty products: Not MAC inured • No bank guwantee• May bee vitae MM. Resource Management Account, Business Services Account BA IRMA ad alternation& Resource Management Amon are registered service marks of UBS Fruncial Services km VW *rate is a rebbered senice mark of Visa Intentional WS Vila Sgnatixe credit cards and CBS yea debt cards are dewed by UBS Bark USA with pa/modem from Vas U.S A Incorporated. UBS Fineries' Services Inc kw 201402 SDNY_G M_0002 1004 EFIA_00131624 EFTA01273831 SUBS UBS Financial Senecas Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70064797710311 XI Y1 0 Resource Management Account March 2014 HI IN MAX a Account name: GI-BRAME MAXWELL Friendly account name: Account number: Your Financial Advisor. SCOTT STACKNIAN/LYLE CASRIEL Phone Questions about your statement? Call your Finan:hse, Advisor or the Value of your account RMA aesourcetine at 800-RMA-I000, account on February 28 (S) on March 31(5) Your assets 991,747 68 1,013,875.67 %Stour website: vnew.ubstomflinancialservices Your liabilities 0.00 0.00 Value of your account $991,747.68 $1,013,875.67 Items for your attention . if you use UBS Online Sernces, consider changing your User Name and Password regularly to protect your personal data. Not enrolled? Go to ubs.coneonlineservices Tracking the value of your account S Thousands Sources of your mos met growth duriag 2014 Yak* of your account at year end 2013 $000 Net deposits and 991.7 I 013.9 withdrawals $1,011054.19 • Your tiveStMent return. Dieu:lendand • interest income 11,493.42 Chance in market value 41.328.06 Value of your meow& Feb 2014 Mar 2014 on Mar 31, 2014 $1,013,875.67 SDNY GM 00021005 Msmber SIPC CNP70003006479771 NP7000300405 00003 0311 030575004 CONFIDENTIAL Sege 25 of 86 EFT/L00131625 EFTA01273832 *UBS Resource Management Account March 2014 Your account balance sheet Summary of your assets Value on March 31 (3) Percentage of your account A Cash and money balances 50,068.76 4.94% Your current asset allocation B Cash alternatives a co 0.00% C Equities a co 0.00% D Fixed income 963,806.91 95 06% E Non-traditional 0.C0 000% F Commodities ace 000% G Other 0.00 0.00% Total assets Value of your account $1,013,875.67 $1,013,875.67 100.00% Account name: GHlkAiNE hiA•.NELL Friendly account name: Account number: Eye on the markets Index Your No/nu:id Advisor. SCOTT STACK MANLYLE CASRIEL y Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% Percentage change March 2014 year to date 0.84% 1.81% 0.53% 1.97% -0.57% 0.77% -017% 1.84% CNP 70003006479772 NP70C0307405 00003 0314 030575004 CONFIDENTIAL 'elltifer_em_0002ISI 26 of 86 EFTA_00131626 EFTA01273833 UBS Resource Management Account March 2014 Change in the value of your account March 2014(S) rear to date (S) Opening account value $991,747.68 $0.00 Deposits, including investments transferred in 19,2 70.99 1,011,054.19 Dividend and interest income 1,493.42 1,493.42 Change in market value 1,363 58 1,328 06 Closing account value $1.013,875.67 $1,013,875.67 Account name: Your II nandal Advisor: Friendly account name: SCOTT STACK MAIILYLE CASRIEL Account number. Dividend and interest income earned For purposes of Iris statement, tacebdity of inkiest and dnidend income has been determined horn I U$ tier 'tootling perspective. Bared upon the residence of the account holder, account type, or product type, some interest enact dridend payments may not be subject to united States (US) anda Puerto Rico (FR) income taxes. The dent manthy statement is not intended to be used aid cannot be retied upon for tar purpOSel. Clients should refer to the appocatie lax reporting forms they receiie from US$ annualy,SuCh as the coma, 1099 and the Fawn 480. for cal repotting information. his the practice 01 UBS to flit the agolicalde tar reporting forms with int US sterna Revenue Semce and PR Treasury Department, and in such forms accurate/ clasOfy dndencb arced Interest est, exerrpt or tenable income. Please consult yOur indudual tax prepare/ March 2014 (3) Year to date (S) Taxable dividends 1,493.34 1,493.34 Taxable interest 0.08 0.08 Total current year $1,493.42 $1,493.42 Total dividend & interest $1A93.42 $1,493.42 Summary of gains and losses WILMS ieported below exclude products (or which guns and losses are not dectlfitd. Realized gains and losses Unrealized March 20,4 (9) Year to date(.) darns and losses (3) Short term 0.00 0.00 2,243 52 Long term 0.00 0.00 -3,128.01 Total $0.00 $0.00 -$884.49 Cash activity summary See Account eternity this month for decals. &dances in your Sweep Options are inductdin the opening and closing bdances value. FDIC insurance applies Only to deposits at U8S Bank LISA not to deposits at UBS AG. Stamford (ranch or bark deposits pia«ci nroutli the UBS Internetonal Depose ActOtillt program Sift peolection applies to Monty market sweep fund holdings but not bank depOtils See imporunt inSornhation about yogi statement on the last NA pages cf this document for detais March 2014 15! year to date IS) Opening balances Additions Deposits and other funds credited $30,535.25 19,270.99 $0.00 49,806.24 Dividend and interest income 1,493.42 1,493.42 Total additions $20,764.41 $51,299.66 Subtractions Funds withdrawn for investments bought -1,230.90 -1,230.90 Total subtractions -$1,230.90 -$1,230.90 Net cash flow $19,533.51 $50,068.76 Closing balances $50,068.76 $50,068.76 SDNY GM 00021007 CHP70:03006479773 NV7003303405 00033 031.1 030579004 Page 27 of 86 CONFIDENTIAL EFTA 00131627 EFTA01273834 SUBS Resource Management Account March 2014 UBS Bank USA Deposit Account APY Interest period Feb 7 - Mar 6 Opening UBS Bank USA Deposit balance Feb 7 80.00 Closing UBS Bank USA Deposit balance Mar 6 830,797.77 Number of days in interest period 28 Average daily balance 88,744.14 Interest earned 80.08 Annual percentage yield earned 001% Account name: Your A sandal Advisor. Friendly account name: SCOTT STAcEMAMLYLE CASRIEL Account number: Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your financial Advisor or Branch Manager You can find a full description of the altemabve investment objectives in important inkirmation about your statomant at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consderat on - None Se4eCted Your account instructions • Your account cost basis default closing method is FIFO, First In, Frst Out. CNP7C002)306479774 NP7000300405 0000.3 0314 030575004 CONFIDENTIAL 1883681Y_GM_00028109 28 of 86 EF1'A_00131628 EFTA01273835 UBS Resource Management Account March 2014 Your assets Account name: GHISLAINE MAXWELL Friendly account name: Account number %ale pnces, income and current vaueS ShrOven may be approximate. As a ItlUlt, gains alC110SkeS may not be acutately reflected. See important inforntation about your statement a the end of this clocumem for mote infornaion Cash Cash and money balances Cash and money balances may include avalable cash balances, UBS Bank USA &pont account beam's. UBS AG Stanford Branch deposit account odances and money makes mut ua fund sweep taiances UBS Bank USA deposit account balances are insured by the FOC villein applicable limits, but are not pointed by S1PC 1)85 AG Stanford Branch depout =cum banes are not insured by F DIC end at not potected by SIPC Money market sweep batances are protected by 9PC but are not insured by the FDIC. Ste the important information about your statement at the end of this document for death about those balances. Openng baance Cloung taaxe Hddng on Mar 1 (S) on Mar 31 U8S BANK USA DEP ACCT Price per share on Mar 31 (S) Average tete Your PI nandal Advisor: SCOTT STACK MANLYLE CASRIEL Offhand interest Days in period period Cep arounl Fixed income 30.535 25 50.068,76 Mutual funds Total reinvested is the Iola d renvested cividends II does rot include any cash dviderds. It is not a tax lot for the purposes of deerminng hdding penoch or cost bass. The shares you receive each time you reinatSICIWCINICIS become a separate tax 101. Cost basis is the total purchase cost of the security. inducing re nvested ci vdends The cost basis man ay need to be aclusted for return Cl cartel payments in order to cletermne the a:lased cost Dabs for tax reporting purposes. taking DOUBLE LINE TOTAL RETURN RIND INSTL Symbol: D6LTX Trade date: /an 29, 13 4,490.660 11.379 51,103.71 51,103.71 10.900 48,948.19 -2.155.52 LT Total reinvested 18.527 10.960 203.C6 10.900 201.94 -1.12 EA': 32.525 Current yield- 5 14% Security Iota 4,509.187 1 1.378 51,103.71 51,306.77 49,150.13 -2.156.64 -1,953.58 Purchase owe rivrOer Average price or shares per snare(S) Client investment Cs) 250,000.00 lirtreafzed (far) gain or loss is the dfference between the current vaue and the cost basis and woad generay be your latile gain a loss d the security was sold on Iris date. The unreaded (tax) ga n a loss may need to be Ousted for return or capita payments in Wert() delerMne the I !eked oxen or Kiss f Or tax reporting puooses Invf$J0ent refuters the current value trims the amount yOu invested. t does no Include shares that are not reflected on your statement, inducts); shares that hare been mailed a either a gain ce a foss. It arso does not include cash 'Sudeten that were not reinvested Cost erKe Der share basis 0) M mar 31 (SS Mar 31 (S) gain °cross CS) Value on Unrealized Rad impurnent Hddng return (8 CenS0 continued next page SDNY GM 00021009 CrIP7000;006479775NP7000303405 CO003 0314 03057%01 Page 29 of 86 CONFIDENTIAL EFTA_D0131629 EFTA01273836 SUBS Resource Management Account March 2014 Account name: CsHrthih1E Nikon Err Friendly account name: Account number. Your A sandal Advisor: SCOTT STACK MAHLYLE CASRIEL Your assets Fixed income . Mutual funds (continued) Purchase puce Nurrbei *maw pace Hsiang of shares ;either. (S) Client Cost bash (1) Pete per share value on at Mar 31 (I) Mr 31 (1) unrealized Raul In estment Hddng "In or loss (S) often (S) period investment (I) EATON VANCE FLOATING RATE FUND I Symbol. DBLX Trade date: Jan 29, 13 5,463.943 9.180 50,159.00 50,159.00 9.160 50,04931 •10929 LT Trade date: Jan 21, 14 2327.687 9.210 25,122.00 25,122.00 9160 24,985.61 •13639 ST Total reinvested 22.255 9.179 20430 9.160 203.86 -0.44 EAI: 42,899 Current yield: 3.85% Security total 8,213.885 9.190 75281.00 75,48530 75239.18 •24612 -41.82 GOLDMAN SACHS STRATEGIC NCOME CL I Symbol: GSZtX Trade date: Am 24.13 4,731.710 10.469 49.541.00 49,541.00 10.640 50,345.39 80439 ST Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10.640 19,949.74 31874 sr Trade date: Oct 2, 13 2.068.768 10.469 21,660.00 21.660.00 10.640 22011.69 351.69 ST Trade date: /an 21, 14 4,790.169 10.679 51,159.00 51,15900 10.640 50,967.39 •191.61 ST Total reinvested 27.967 10.599 296.45 10.640 297.57 1.12 EAI: 44.183 Current yield: 2.91% Security total 13,493.590 10.545 141,991.00 142287.45 143,571.79 1,284.33 1,580.78 HSBC TOTAL RETURN RIND CLASS I Symbol: HTRIX Trade date: Jan 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.140 48,917.36 -723.64 LT Trade date: Ha 27, 13 955.868 9.969 9,530.00 9,530.00 10.140 9,692.50 162.50 ST EAI: $1,110 Current yield: 1.89% Security total 5,780.066 10.237 59,171.00 59,171.00 58,609.86 .561.14 -561.14 JP MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS S Symbol: )SOSX Trade date: Jan 29, 13 10,517.975 11.949 125,689.80 125,689.80 11.930 125,479.44 •210.36 LT Total reinvested 16.737 11.940 199.84 11.930 199.67 -0.17 antinved next page CNP70009006479776 NP7000303405 00003 0314 030575004 IONONY_GM_00020kin 30 of 86 CONFIDENTIAL EFTA_00131630 EFTA01273837 UBS Resource Management Account (Pit Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Financial Advisor SCOTT STACK MAre LY LE CASRIEL Your assets Fixed income . Mutual funds (conbnued) Purchase PIKS ge p1cc Hddng Apeveir share (4; Client Cost Price per share investment en oasis(!) an Mar 31 (4) value on MM 31 (5) Unrealized (tad Investment Hokin) On or loss (4) return (8 Period (Al: 12,792 Current yield: 2.22% Security total 10,534.712 11.950 125.689.80 125,889.64 125479.11 -210.53 •10.69 JP MORGAN MULTI-SECTOR INCOME FUND SELECT 5145 Symbol: )SISX Trade date: Jan 29, 13 9,651.542 10.260 99,024.83 99,024.83 10.390 100,279.52 1,254.69 1254.69 LT EAI: 42.297 Current yield: 2 29% Pie.4C0 UNCONSTRMNFO BOND RJND CLASS P Symbol: RJCPX Trade date: Jan 29, 13 14308.333 11.520 164.832.00 164,832.00 11.170 159,824.08 -5,007.92 LT Total reinvested 9.004 11.199 101184 11.170 100.57 -0.27 (Al: 11,203 Current yield: 0.75% Security total 14317.337 11.520 164,832.00 164,932.84 159,924.65 -5,008.19 -4,907.35 PRUDENTIAL ABSOLUTE RETURN BOND FUND Z Symbol: PADD( Trade date: Jan 29, 13 7,400957 10.046 74,351.21 74,351.21 9.890 73,195.46 -1,155.75 LT Trade date: Oct 2, 13 2209.898 9.799 21456.11 21456.11 9.890 21,855.89 199.78 ST Total reinvested 22.939 9.870 226.41 9.890 226.87 0.46 (Al: $2,957 Cereal yield: 3.10% Security total 9,633.794 9.939 96.007.32 96233.73 95278.22 ' 955.51 -729.10 BBC BWEBAY ABSOLUTE RETURN FUNDCLASS I Symbol: RBARX Trade date: /an 29, 13 12,911.799 10.164 131239.70 131239.70 10.550 136219.48 4,979.78 LT Trade date: Sep 24, 13 1,881.988 10.159 19,120,13 19,120.13 10.550 19,854.97 734.84 ST (Al: $2.278 Current yield: 1.46% Security total 14,793.787 10.164 150359.83 150,359.83 156,074.45 5,714.62 5.714.62 Total $963,460.49 $964,69139 $963,806.91 -$884.49 $346.42 Total estimated annual income: $22,244 SDNY GM 00021011 CNI10003006479777 Nri0C0300105 00003 0311 0305750d Page 31 of 86 CONFIDENTIAL EFTA_00131631 EFTA01273838 SUBS Resource Management Account March 2014 Your assets (contrived) Your total assets Account name: i5HIScAINE MAXWELL Friendly account name: Account number: vake on Mat 31 (S) Percentage of your aCCOurit Your Asandal Advisor: SCOTT STACK MANLYLE CASRIEL Cost Estimated basis ($) anus intone (5) Unreaued gan or loss ($) Cash Axed income Mutual funds Cash and money balances 50,068.76 4.94% 50,068.76 963406.91 95.06% 964,691.39 22,244.00 -884.49 Total Account activity this month $1,013,875.67 100.00% $1,014,760.15 $22244.00 -$884.49 Date ActInly Degnptlen Amount (S) Deposits and other funds credited Mar I 0 Deposft CHECK DEPOSIT 19270 99 Total deposit and other funds credited 319,270.99 Date Attluty Description ArrOunt (4) Dividend aced interest income Taxable thvidends Mar 3 Dvidend EATON VANCE FLOATING RATE FUND I ASOF 02/28/14 204.30 Mar 3 Dvidend P MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS 5 199.84 Mar 3 Dvdend PIMCO UNCONSTRAINED BONDFLND CLASS P AS OF 02, 28114 100.84 Mar 3 Dvidend Mar 3 Dvidend Mar 3 Dividend PRUDENTIAL ABSOLUTE RETURN BONO FUND Z AS OF 07/2&14 226.41 Mar 3 Dvidend Mar 4 Dividend ROC BLUE BAY ABSOLUTE RETURN FUND CLASS I AS OF 0021314 Total taxable dividends 61.49334 DOUBLE LINE TOTAL RETURN RIND INSTL AS OF 02128(14 203.06 GOLDMAN SACHS STRATEGIC INCOME CL I AS OF 02f26/ 14 296.45 HSBC TOTAL RETURN FUND CLASS I 28.90 233.54 Taxable mtefest Mar 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 03O614 0.08 Total taxable interest Total dividend and Interest income 10.08 61,493.42 CNP7000%C6479778 NP7000300405 00033 0314 030575004 CONFIDENTIAL Y_GM_0002/33l3 32 of 86 EFTA_00131632 EFTA01273839 TUBS Resource Management Account March 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Account activity this month (continued) Investment transactions For mare Information stout ire pricer halve shown for restricted securities, see tarpon:tut Information about your 'roomer): at the end of this document Dale *cabby Cottonton Quantity via. (0 Price di etoceet Iron investment tramactions (5) Funds vAthdrawn Ice imestrnents bcurtit (5) Accrued inserest (5) Mar 3 Reinvestment EATON VANCE FLOATING RATE FUND DIVIDEND REINVESTED AT 9.18 NAV ON 0212/914 AS OF 02/28(14 22.255 -204.30 Mar 3 Reinvestment IP MORGAN STRATEGIC INCOME OPPORTUNITIES FUIC CLASS S DIVIDEND REINVESTED AT 11.94 NAV ON 02128/14 16.737 -19984 mar 3 Reinhestment PMCO UNCONSTRAINED BOND FUND CLA55 P DIVIDEND REINVESTED AT 11.20 NAV ON 0212e114 A5 OF 02128114 9.004 -10084 Mar 3 Reinvestment DOUBLE LINE TOTAL RETURN RIND INSTL DIVIDEND REINVESTED AT 10.% NAV ON 002E/14 AS OF 02/28r14 18.527 -203.06 Mar 3 Reinvestment GOUDMAN SACHS STRATEGIC INCOME CL I DIVIDEND REINVESTED AT 10.60 NAV ON 0028/14 AS OF 02/28114 27.967 -296 45 Mar 3 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z DIVIDEND REINVESTED AT 9.87 NAV ON 02/ 28714 AS OF 02/28i 14 22.939 -226.41 Total .81.230.90 Date AdMly Description Mmunt (I) Money balance activities Feb 28 Balance forward $30,53525 Mar 4 Deposit UBS BANK. USA DEPOSIT ACCOUNT 28.90 Mar 5 Deposit UBS BANK USA DEPOSIT ACCOUNT 233.54 Mar 7 (WOW UBS BANK USA DEPOSIT ACCOUNT AS OF 03/06/14 0.08 Mar I I Deposit UBS BANK USA DEPOSIT ACCOUNT i 9,270 99 Mar 31 Closing UBS Bank USA Deposit Account SS0.068.76 Your Finandd Advisor: SCOTT STACK MANLYLE CASRIEL The UBS Pa& USA Deposit Account IS your primary sweep cplion SDNY GM 00021013 CW713007006479779 NP700330340S 00033 0314 030579004 CONFIDENTIAL Page 33 of 86 EFEA_00131633 EFTA01273840 *UBS Yournotes CONFIDENTIAL EFT,00B1634 EFTA01273841 Important information about your statement LEIS Filene's' Services ix. (the F im or UBS Anemia! Sertes). is a merrter of all prince:el acuity, cannodty and opteris shaves. U3S Fe-uncial Seerices and LES Bank USA n rdrect subsdares of LE6 AG and affiliages of LES Se/drilla UC. The Fim's Inmate' statement is available upon tidiest. The Fun's vermin, off ices are a: LES Finacol Swat M. 1200 Harbor Boulevard Weehawken, to 07086 Ibis statement represents the any official record of yeti' LES Piuncial Seven account. Other sort except onkel Inc donsent containing torten-9dt; should not be relied man If you bees there is an error cr omission, please report it *sedately n Sting to the Each Manager d the office servig vs account. Meough al figures Moen We Mended to be accurate. statement data should not be used for tar purposes Rely sole& on mai-end tax kirms, de.. Form 1090. 5498. 10425, etc) whin prepregyour tax nets. The Flail required by law to report to tie IRS all 'babe attend, month° rstamble Sidends and taxable Mean eared on mount's held in mu accent, net proceed an sale transactixo, ad cost basis on certain covered mantes. Communications with the Finn . Please re-cores any oralcorm-scat/arts in to further protect your opts incbdrig your rad rat the States Senor Protection Act (SWAT • If theGnat* nstitution on the tcp left of dm front of this statemert is notLW Anatol Seeces. U3S Feenoal Selects carries you account a clearing broker by ategenst wen the Mated nista\ We Wormed )0.1 et this relationship Sun you opened this accost. li the case. your lads and seareina-e located a 1185 Financial Services and rot the ineodang broker. ad you nut make shoal ol sry near or *Tuition to both firms. Aga-court statements shall be deemed complete a-d accurate i not objected ton wren; within 60 days. • Please died customer complaint a iNUiin to te Fien's C lent Statism Depament a 201.352-1699 atog-free a 800-35d-9103, EGO A.M. to 6:00 P.M. ET Monday through Ends a in *Meg to LES Financial Smite, K., Clad Relations Depalrnent, P.O. Box 766 Union City, NJ 07087. • tease of (*nen Or Westiat, about an electronic Sods transle (BD, bi puymm or UBS Vet debit card trankaborts, call 62-1000, or vat to UBS Feunoal Semen Fic„ 1000 Harbor Blvd, 6th floor. Went/Men W 07086. Min RIVINBSA Since, Cal a write as soon as you cart it you thee gar statement or receipt is *rag ad you need more edamatim alms a twofer on the state ere or rq(901. The Firm or Card bus as aPicabldrneft For from you ns later then 60 drys after tie Fim sent you the fen stamen on white the nor problem appeared. - how:ley*: name ad accost number Of any). — Desoto the n or he transfer you are tare about and .,clan as desk as you cm why you believe e is an error a why you need more efamation — Providethetear anion d to suspected ens The Fin or Cad Issuer Ma nentigete you complaint and will correct any error promptly. Please see all checks paste to the Fern or to lhancial instraution eltated on tie front of this statement hadzlitim to rept, avert feu accounts may be subject to maivienne fees, chaps for late pawned for sautes purchases and charges ice unpaid ascents in cash accuses. Accounts that we transferred to other imitations may be subjecl to synth( fro. UBS Sweep Option, UBS offers options to sweepng cash bane; biances to bank deposits 01 UBS Bat USA and LES AG Slanted branch (Etat Sweep Propene), moraymedia mutual kinds (Morey rued) axl the International Deposit Acesent (10Alla customers with an International ramose Matagemeni Accord. Though tie Bank Sweep Pregawn cash balances re swept to LES Sail USA up to an enabrehed knit and then to LES AG Stamford Brand\ cr a Money Fund. Deposits at UBS Bat USA are FDIC roved in accorda-ce with FDIC rules. For more narration please and wwwidicgov. Deposes at UBS AG Stanford Mirth and tees of Money kinds are rot nand by the FCC Throup the OA, erodible to cab balances we swept to depose accounts al UBS AG New Yak Branch and UB5 AG Capron Branch Thew deposits are not Mused by sea FCK Balances Fold at the LES AG Cams Bra-d-, are [emporia* exposed to the sovereign rick of the Cams elands, and ten is no gaunt.e Cr other obligation of UBS AG to repay the biomes while on the UBSC Nyman\ Bradt. books. Deposes a LES Birk LEA and each UBS AG Bench are not protected by SIPC. Money Fund shares an, protected by SIPC. See *U3S Fitment Services Anna Protection* bobw Upon you repast, balances n to Barra Seen Program or OA may be %atheism" and shares of a Money Fund my be liquidated, and the proceeds returned to you or socurain atone Futter ilornabon about available sweep options, nctdng orbit fewest rate, and mkt, e saints le at www.Lbscomtiweepyiekt, from your Fiscal Advisor or by calling 800.762.1000. UBS Financial Services accost protection 'IMPS', is a member of the Seurat ilveltal Protection Corporation (SIPC), wth protect securities accounts of its members up to 1500,0:0 (.,king 5250,000 for dams kr cash). The SK asset protection knits XPV to all account tag's hold n a particular unmet'. The Finn, togeeher with certain affiliates, ha also purchased ILDpInnental protection. The madmen amount payable so al eligible there, deeds& Lecke this protect*" is S500 million as of December 10, 2013. klMot to the poky candid aidlimitations, cash X the firm is further protected fa mato $1.9 million n the aggegate for all you accounts held n a patular tasty A full copy of ea poky wiring es audible upon reciunt. The SIPC protection at the *operetta/it protection both do not apply to. • Certain Francial assets controlled by (and indeed A your account value)b.d held away from US$Fine-col Services (e.g.. certain(* ash al UBS Bak, cash at LES AG Stanfordbunch (1) insure-a pro1CIS, including weenie enmities, and (,0 shires of mutual fonds where such shares are reentered dienly n the nine of the account holier on dm boas ani nosh of de applicable issuer a transfer agent); • Certain el...Merl contracts or Segment Merest (r.g., limited parenasegaz and prime placements) that we rot regrind underte Securities Act of 1503; aid • Commodity., corwacts (e.g. lategn exchange and prt *anneal °meads) iMudeg futures contacts rd eormoditY WAS contracts. fi e 51K voted**, and It* soppy/mental protects do not apply to these assets event they otherwise appear on per teearocres the SK protection and the suriOnntal protedion dr not protect aped dons in the maim vane of you investments (whether as a result of meta movement. issuer be-erupt* a otherwise) More information is battik upon redest You may obtan moue Monnation about SK, Mixing the 51K &cobs* by contacting SIK a 202.371.8300a by usrang the 51K **tit. armscapteig Dividend ReiWettelbant Program (DPP) lhe prke reflected is an swage price. You may obtan the actual peke kanyvr Financial Advisor. cry auk Wares are purchased under Dli; partial gores will be sod rd the cash wil be deposited in your account. The dviderd rein estmert price applied byte issuer may One from the market pike at which thepartied shires at sold Cadelelieu Cnk whole wets may be held., you want. If mu re entered to a palal mit as a result of a dviderd Parent or otervose, the Firm eel ether sell petal sand at market peke a accept an amount donned by a registered cleans any, at credit wyr accora Investment objectives The nveurnere ablest and risk profile we sect to each account and may my between Please adela the Fern promptk among of any simkant Mange in Ste Maxi& situate or semen objectives. Fa each CONFIDENTIAL account held, you choose one of the following issenent °bib-lees' • bodge CunentIrcome. 'imbue as seekng the generation of income cr4. • Adhere Capra! Appronetion Investments waking growth of pent WI rather than the generation of income. • Produce Combinaton of income and Capital Apprtoatco, Mesiments seekeg both the generation ol mane and gowth of precteek Overeat risk erects • Cooservarrarr Seeks to mai-dain nein pi-c isal with low rid and volatility to the baud own., bend that mews the accost does not generate significant income or returns eld may rot keep pace with • Moderate: Mang to accept scene rid to principal and tolerate some +/dotty to seek hgher returns. • Aggressee: Wiling to accept high tisk to Isobel ad high solatildy to seek highreturns ma tiny. Statement Ilousaholdne We may consolidate at related account statements with the same n the same enveSe. Accounts may be related la this purpose berate they haw owners who also maintain pot acorn relational-Ms wit other clients at the sane address. This practice's known as • househsling *lime prefer to retake adie/dual statements mailed in separate enveives — you may dwIne houteholding by Ealingmut Frontal Advisor. Friendly smart name the Frendbi account name reflects information that you evened on the Firm's onlne seises webete. It is a customizable 'thus' Masan by you to mid you wish sar recordkeephg. It has no legal effect on your accord. Yana can dia-ge you hiendk acccunt names, through OS* Services or by contadegmurFewncial Abhor. ACCOollt overview • wake odmor accoentbortke Net of assets ad • Assets hoists available cat balances, vela' for restricted testy lest 1, and Global tine suss, marks to market, and caftan sets not held by • the Fin. Does not include unpnced Stfluitiell assets al the end on, the pior and ourent statement periods, or private evestriwns, masted stock options aid emicoobk stock orations • Elates Include, debt braces, mar loans. credit rib, ton account balances. • Cash/money balances. Total of uninvested amiable cast, balances, plus UBS. Bak USA deposit Wares. UBS AG Suneord Branch deposit balances and money market nail fund sweep Saxes, at be obit of tie gnomon period. Norecorsocky kee credit balances in your accourt as rot segregated from other balances ad the FS may use any of these funds in the ordinary course of it business. these funds etpayable upon your darned. This total is included., to anent period doseg value. SONY_GM_00021015 EFTA_00131635 EFTA01273842 Important information about your statement (Continued) Lending ilonnation Fa defend information cn the Finis lending practxes and &bosses, refer to gar Clent Retatbrailp Agetment or Accord Agrammt al the General Tarns and Conditions UBS Statement of Credit heats available in Agreements md Otters, at musarassailtaguadoolgults Yew mete Your artement Semites securities end otlwr awns held hag account at the end of the statement pewit. You may ask for deity of fully paid seosities at anytime. You may receive securities used as loan collateral after prying any balance due on tem. k -y securities transferred to t. dim dai-g the fat rent period are listed at market the as of the end of the statement Feria • Cast basis. In dettrmning the con basis of the settles inchded in this statement, where indicated wt the mortar 9.• UPS Fiera& Servings It relied cn information cbtained from sources other than IRS Handal Senices, including ill ornwicm kern anothe- tem a that you mg have provided to you Finaxial Adrisor. The Finn does not independently verify a gement the acaracy or vardity day information provided by sons other thin LESFivncral Services. adzitirt although LIDS Firamal Services general& gidetes ink Hamann as it s received, the firm ties not provide any sin:antes that eh& idamatim vow "Cost basis" and "threaked gar/loss' ie accurate as crE the date of this statement. As suck please dome ray on this nfametion to mike puchara a Tale decisiont false p-rposes cr otherwise. Accounts Wandered to to Fim may reflect girl loss tdomatim onh f or the period of tine they we held at to F rm More historical tonnagn <sib, steed by yost Few char Advisor. • Unedited panalosses When data is eninated isrealizad gait bsses we Undated Ise indebtedstorey lots. Re transaction data for navies( lob may or May not teat °ruminant. aurges ander 'acuitymarginedlen events Dividend and ofierre enthrone lots at systematic padvse bts are each combined todisplay one averagedloll)* • Trade date • [alto p'esents the aged transaction wade date. • Callable securities Brisk ands:rehired stock that the truer cats for ea-h redemption will be selected mpavelh by lot Iran arrorg all seoseies of fiat iset held hour rune or in nominee num la oa- clients. Call Watt hecnnatim s cbtened from third parties and is accuracy isnot guaranteed. Other call feast may've' which m idaffect yield conaete &domain MOW provided upon request • Certificates of deposit OW CDs are FDIC hewed em to S29),000 h priehal and accrued interest per depositor and per deposity inched:xi inaccerdance with POIC rules. • Preenralue Prot, dimbeed f or »tongs, and oher inducts may be higher or lower than Mesta that you would stilly rake in the mallet Prices we °Want from vaious third party sources vanish the being to be retitle, but we do not gasragee their accuracy. — We gentray it the closi-g pricewit swath a the mean of the ad ask prices to lined acuities and <peas a onh It prices fa OTC seoties. - Less actew waded securities may be priced ushg a valuatn model or the mon recent site we obtart and may not reflect an actual matt rice or star — Celan positions may appear without a price ad will thaw as 'price was rot available' if se are unapt. to obtain a pnce f or a savoy - Deposits or starts deobcrinated in currencies ocher tin U.S. dollars are reflected at the &Aching& rate as of the statement date. - Fa certain inters eating in non.conf corm() clerrommatcre. Oct ad quality gace glad may have teen addled to facilitatepram gluier,. To obtain current quotations, when arailible, contact par Financial Adviscr. • Private immanent, and rtrucbrred product& hitt nsestrrert sautes fitted'"? drect patcipation ;acorn and real estate in trust stilted at stoat ppdacu ale genevelh highly Abseil. Cent dna-tared crotch have not been registered will the Securities and Extha- Com-nosion a under am, state securties laws. We prote rated vanes for private investment secedes and structured (tags for nforrnatiarul purposes only tasty knot giurantoed. - These values maydiffer ebstantiaby from prices. any, at *hal a ante rwestnenl security a structured pralan may be bough or sold and do not necessarilyrepresent the valat you may receive upon kluidetion. ▪ Thad paly esbrnates of vale cue as of a cereain date ad are %maid to UBS Fem-ciel Services on regent bass by in independent religion Jim. - tsar, generalpanne or sponsor estimated mhos, my, ere wooled to therm by the tar, gennal pater or Matr and may be tabulated based on dkerent information Iran tat used by hid parties Widen,* ter ennead values. - You can obtain adage-id nforrnaten regarding the methodology used to determine the estimate of value ad tie date of to efamalimtha is the basis forte &rant by contacteg your Fe-uncial Advisor. - TA id party esti-mod vitas mg be reflected as •Not sited' n sewer I sit atnt wfe n independent valasion fern has not soakedor is unable to assign a vat when we become avare that a materialevent has &coated due May call a petal, reported vats it question, or when a value wadi be highly specate due to fie nave of the seatity. - Whin neither an suer, general panne or sponsor estimated &aka nor a thrd-pany estimated sake is presided. the value of fle tarty will be clamed from itspurchaseprice. - •Oselne an to date may meta return of casual, income cr both - Crignat Ltd see represents the initial ottani; price per unit and may not reflect yur cost basis • Escalated securities flasIrded sea:4in citneraly are rot wrens? agble sec publk sale. UBS Fine-cal Services ides lee matt price of the unnegided stock of the sane issuer:Ism mputed value lade netted stock for porpons of this 'Women on. To the tent that restricted searities are 'Tube fa sae, the vale reared may be stionantialh less than the ittp_eed vale gnash • Est (eitirneted) inecems current yield' and rates. An estimate of anal income is based an cunt &lard at interest rates, assuning tie stakes will be held for one year from statement date or until Mali-city. This estinew bony 6ga:feint, accuracy and continued income are not playacted - Estimated anal nccme ad hrrent Wild fa certain types of stakes could include a retun of pmcpalor cepaal gars in which case the est income Ord current yeti would be overstated. - Estimated anal tone at cunt Weld and the actual item at yield mbht be Ismer a higher than theist:matedamounts. — An entate of a-tufted name (divdend ander interest) dryad by the anent market vaseaverage balance it based on the last dividend or newest payment made by the issuer and wearies the seasat/depot will be held for ore year from tie statement date or until matuity. Accuracy rid continued weld we not garenteed • Assets not held by UBS 'rancid Service& Certain awes we rot held by the Fern and nor nth the Fern's possession or control. These assets de dopleyed on you statement for informational purposes onfy. Paitions and values presented an anted by the Sit fern UBS F nancial Services not resarreble for this ilcanation and des not guarantee as accuracy. These assets are rot wooed by SIK or to Fern% ea:plementalSleC caverns. • Revenue sharing and additional compensation. — In addition to commissions on sales and I 2b-I fees received n correction Mtn the distribution of maul lends to °waren% vs Niece our ant receive revenue taring Cements from distributors a-dor adMices of the mAtal funds that we sell. Thesearrant, are based on two delvers COMfonerAL amantol sales by UBS of a pa-tkula MAYA fund I amib to our (lint and CO the asst value of a palter mutual fund I amih's shires held at the ern — We and as agitate also recewe net :eking and orrnbus processing lees in consideration For gender agent sereirs that we Fronde to the rrulual land, Thew fees generale are Pad from investor awes h the lethal fund and are a fired dela- amount based an tie number of accounts at the broker-dealt( holdng maul lirds ol that fund fatly. CONFIDENTIAL — e, atria, to centrism-6 recent n tonneacn rah the sale or danbikon of a-ruey contracts and tnt investment tat units to our <lents, roe ander our affiliate recent revers :Nang corrpensmion tram many of the insurance °wpm ies oraienwitin; the amity contracts, athletes of he turn" carpets or sponsors of Swum investment tots we destrbute ▪ Oar affiliates ako receive wading commetto and other cornea-swim from rnsual knit and rata, competes whose vortices we distribute. - Wetmore an anal fee from UBS Bark USA and AG Stanford Blanch of up to szs per accost vamping to the barks under the UBS Bait Sweep Fragrant Activity &tarlatan Tasting commentsand otter 011agel Warred f. conned cn with tie teem:knot wades, Secluding option transactions ha bwri included an ccedernaions pettish furred-ad so you, and wall be provided to yew la-unpile co rawest. Sheet anise F as engaged in short tarot a security, you may incur a charge the to certain bctrowbg costs for that particular secunty. Open sedan Reg ting wen or • goodtikanceied* ogees tat were not tegted by the statement date, open buy ad sel stop orders are redxed by the mount of dividends a rigus on an maividert a trifle date unless inn-sated otherwise by yet" You are resporable for orders that we mewled the to your failure to coca elating open orders. Privacy To obtain a copy of ca canine Client FtrucyNaice, please contact pour Francis' Acensor or visit cur website atwwwwEGEBegataidgfala UBS Pinata Services a rota be-k The RIK Bunnies, Services Account BSA and IRMA a-• brokerage accounts which provide access so barkingservices at products though arrangimmts walk Arland bat at other that:Weary banks, rod provides access to nsura-ce and anmay protcts hued by uneff thintiany insurance companies through neura-mi agency subsiiieries of UBS Financial Services Inc. Investment nsura-ce. at fl uty products: Not MEC inured • No bank guwantem May boe vela RUA. Resource Management Account, Business Senices Account 85A, IRMA and alternation& Resource Mai/gement Accost are registered service marts of UBS Freemen( Services he Visa *hate interbredservice mirk of visa Intonational CBS Visa Sartre cede cads at LES Vet debt cards are reseed by UBS Bank USA with prinession from to U.S A Incorporated. UBS Finendal Services Inc Pm 201402 SDNY_GM_00021016 EFTA_00131636 EFTA01273843 (SUBS UBS FMancial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70056836470414 Yi 0 Resource Management Account April 2014 HIS AN MAX Lt Account name: GHIStANE MAXWELL Friendly account name: Account number Your rinandal Advisor. SCOTT STACKMANLYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, account on March 31 (S) on April 30 (5) Your assets 1,013,875 67 1,015,343.20 VI-t our webslte: www.ubSCOMIlinanCiakerviCeS Your habilttleS 0 00 0.00 Value of your account $1,013,875.67 S1,015,343.20 Items for your attention . if you use UBS Online Services, consider changing your User Name and Password regularly to protect your personal data. Not enrolled? Go to ubs.cornionineservices. Tracking the value of your account S Tricusancis ' 0'3 1,015.3 • • Mai 2014 Apr 2014 Sources of your account growth during 2014 Value of your account at year end 2013 Net deposits and withdrawals Your OveStrnent realm Macleod and interest income Change in market value Value of your account on Apr 30. 2014 $1,015.343.20 $O00 51,011,054.19 43,10850 41,18051 SDNY GM 00021017 Member SIPC CNI100010050380.7 err/00019r 74500003 0414 030575004 CONFIDENTIAL 000000 Page 25 of 96 EFTA_00I31637 EFTA01273844 UBS Resource Management Account April 201/. Your account balance sheet Summary of your assets Value on April 20 (4) Percentage of yOur account A Cash and money balances 50,297.51 4 95% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 965,045.69 95.05% E Non-traditional 0.00 0.00% F Corrmodities 0.00 000% G Other 0.00 0.00% Total assets Value of your account $1,015,343.20 Si ,015,343.20 100.00% Account name: ChiriAINE N'A.V.ELL Friendly account name: Account number: Your current asset allocation A Eye on the markets Index Your lq Randal Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the imponant information about your statement on the Last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.15% Percentage change April 2014 Year to date 0.74% 2.56% 0.12% 2.10% 1.53% 2.31% 0.84% 2.70% CNE2000900SE88648 NE7003191745 00033 0414 030575004 CONFIDENTIAL C0MUiy_Gmixmllitas) 26 of 98 EFTA_00131638 EFTA01273845 Resource Management Account SUBS Change in the value of your account April2014 (SI Year to date (S) Opening account value $1,013,875.67 $0.00 Deposits, including investments transferred in 0.00 1,011,054.19 Dividend and interest income 1,615.08 3,108.50 Change in market value -147.55 1,180.51 Closing account value $1.015,343.20 $1,015,343.20 Account name: Yourli vandal Advisor: Friendly account name: SCOTT STACK MANLYLE CASRIEL Account number. Dividend and interest income earned For purposes of Wit statement, taratitty of inkiett and dnidend income has been determined from a US tar repotting perspective. Baud upon the residence of the account holder, account type, or product type, some Interest andor dvidend payments may not be subject to United States (US) anda Plena Rico (PR) income tares. The dent moral* statement is not intended to be used ael carnol be reeed upon for tar purposes. Clients should refer to the aPphiCatte tau reporting forms they recent from u85 annually, such as the Forms 1099 and the RCM's 480, for tax feD3lb09 informatiOn it is the practice of UBS to file the a;olicale tar reporting forms with the US interni Revenue Semce and PR Treasury Deparirrent. and in such forms accurately clasafy drdena arbor Interest as tau exempt or taeabtt inceme. Please consult ytur includual tax prepare/ April2014 (S) Year to date (t) Taxable dividends 1,613 88 3,107.22 Taxable interest 1 20 1.28 Total current year $1,615.08 $3,108.50 Total dividend & interest $1,615.08 $3,108.50 Summary of gains and losses Vann reported abase exclude products (or which gam and losses are not dectified. Realized gains and losses Unrealized April 2014 (1) Year to date(1) gains and lasses (S) Short term 0.00 0.00 1,645.% Long term 0.00 0.00 -2,678.00 Total $0.00 $0.00 -$1,032.04 Cash activity summary See Account acts.* this month for detals. Balances in your Sweep Options are indudedin the cpenng and closing beiances v al Le. fDiC insurance applies only to deposits at UBS Bank USA, not to deposits at UBS AG. Stamford french of bank deposits placed throush the UBS Internetiond Depose Account pr cora°. SiPC protection applies to money market sweep fund hoidirgs but rot bare deposits. Sao important inbronation about your statement on the last two pages ci` this document for dews Apnl 2014 (S) vear to date (I) Opening balances $50,068.76 $0.00 Additions Deposits and other funds credrted 0.00 49,806 24 Dividend and interest income 1,615.08 3,108.50 Total additions $1,615.08 $52,914.74 Subtractions Funds withdrawn for investments bought -1,386.33 -2,617.23 Total subtractions -$1,386.33 -$2,617.23 Net cash flow $228.75 $50,297.51 Closing balances $50,297.51 $50,297.51 SONY GM 00021019 ChIP70309305688649NPIOCOI91745 00033 0414 030579004 CONFIDENTIAL oococo Page 27 a 98 EFTA_00131639 EFTA01273846 *UBS Resource Management Account April 2014 UBS Bank USA Deposit Account APY Interest Period Mar 7 - Apr 6 Opening UBS Bank USA Deposit balance Mar 7 $30,797.77 Closing UBS Bank USA Deposit balance Apr 6 $50,297.51 Number of days in interest period 31 Average daily babnce 847,612.47 Interest earned 31 .20 Annual percentage yield earned 0.03% Account name: Jr Friendly account name: Account number: Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important inkirmation about your statement at the end of this document. Your return objective: Cuivent income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consderat on - filcne Wecred Your account instructions e Your account cost basis default closing method is FIFO, First In, First Out. Your lq sandal Advisor: SCOTT STACK MAMLYLE CASRIEL CNP7C004)005,588650NP70C0I9I 745 00033 0414 030575004 CONFIDENTIAL COMILY_GM_00021Ifilte 2$ of 98 EFTA_00B1640 EFTA01273847 *UBS Resource Management Account Av 2C 1: Your assets Account name: Your Pi nandal Advisor: Friendly account name: SCOTT STACK MANLYLE CASRIEL Account number. Some prices, income and current values shOnn may be approximate. AS a ItS gales and losses mai nol te.xcurately reflected. See important intormabon about your statement a the end of this dxurrent for inore inforrivion Cash Cash and money balances Cash and money balances may include avalable cah balances, UBS Bank. USA *Toot account balances. UBS AG Stardord Branch deport account balances and money market mutual fund sweep balances. UBS Bank USA &mil account balances are insured by the FDIC vAlhn applicable limits, but are not potected by SIPC. UBS AG Stanford Branch deposit accoum balances ate not insured by F OK and we rot proteded by SIPC Money market sweep balances are protected by SIPC but are not insured by tee FDIC. Set the important information about your statement at the end of this ckxument for details tout those balances. Hddng V85 BANK ll5A DEP ACCT °tering biance Closing bane on Apr 1 (1) on Apt 30 IS) Price per share on Apr 30 CI) Average rate C....WendInterest Days n period period Cap arounl (1) Fixed income 50,068.76 50297.51 Mutual funds Total reinvested is the told dal reinvested cindends M does not include asy cash detends. n is not a tat lot for the purposes of determinng hciang penods or cost Lass. The shares you receive each tire you reinvest Ciwciends become a Separate tax 101. Cost basis is the total purchase cost of the security. indudng reinvested d Wends The cost basis mar need to be aclusted for return Cl cartel payments in order to determine the adiated cost baths (or la< mooning pnposes. 250,000.00 Linreafzed (tax) gain or foss is the dfference between t he current vaue and the cost basis and world generally be your Wade gan or loss if the Security was sold on this date. The unreaized (tau) gan a loss may need 10 be &dusted for return of (vital Parents in order 10 Wen Ile the realized gan or loss f or tax reporting puiposes investment return is the current value mous the amount you invested r does not Include Shores that are not reflected on your statement, indudng shares that hare been reacted as either a gam or a loss. It asp does rent include cash chidends that were not reinvested Hddng f wbese Purchase Owe/ Am y e r as r a ipe7ses invest cittit) Cost basis (S) Prize oer shore on Apr 30(51 value on Apr 30 ($) Unrealized (tad gain or loss (S) investment Honing return (I) Pencil DOUBLE LINE TOTAL RETURN FUND INSTL Symbol: DElLTX Trade date: Jan 29, 13 Total reinvested EAI: 12,549 Current yield- 5 15% Security Iota 4,490.660 37.087 4327.747 11.379 10.929 1 1.376 51,103.71 51,103.71 51,103.71 405.36 51,509.07 10.930 10.930 49,082.91 405.36 49,48,3.27 -2020.80 -2,020.80 -1.615.44 LT continued next page SDNY GM 00021021 CHP70303005688651 NP700319174500003 0414 03057500E CONFIDENTIAL 000000 Pap 29 of se EFTA_00131641 EFTA01273848 UBS Resource Management Account April 2014 Your assets . Fixed income . Mutual funds (continued) Hcicing Minim of slum Purchase puce Arnow Dice per share (5) Client investawt (f) Cost basil (1) Prge per sheet Value on on Apr 30(1) Apr 30(5) Uateefized Ree0 imestment Holdng gain tidos& (f) return (1) period EATON VANCE FLOATING RATE FUND I Symbol. 0BLX Trade date: Jan 29, 13 5,463.943 9.180 50,159.00 50,15901 9.130 49,885.80 -273.20 LT Trade date: lan 21, 14 2,727.687 9.210 25,122.00 25,122.00 9.130 24,903.78 .21822 ST Total reinvested 47.205 9.169 432.84 9.130 430.96 -1.86 EAI: 12,892 Current yield: 3.84% Security total 8238.835 9.190 75,281.00 75,713.84 75220.56 .49328 -60.44 GOLDMAN SACHS STRATEGIC P4COME CL I Symbol: GSZtX Trade date: Jun 24. 13 4,731.710 10.469 49,541.00 49,541.00 10.600 50,156.13 61513 ST Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10.600 19,874.75 243.75 ST Trade date: Oct 2, 13 2,068.768 10.469 21,660.00 21,660.00 10.600 21,928.94 268.94 ST Trade date: Ian 21, 14 4,790.169 10.679 51,159.00 51,159.00 10.600 50,775.79 -383.21 sr Total reinvested 58.849 10.620 625.03 10.600 623.80 -1.23 EAI: 43.881 Current yield: 2.71% Security total 13,524.472 10.545 141,991.00 142,616.03 143,359,40 74138 1,368.41 FISEIC TOTAL RETURN RIND CLASS I Symbol: HTRIX Trade date: Jan 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.190 49,158.58 482.42 LT Trade date: Jun 27, 13 955.868 9.969 9,530.00 9,530.00 10.190 9,740.29 21029 ST EAI: 51,110 Current yield: 1.88% Security total 5,780.066 10.237 59,171.00 59,171.00 58,898.87 -272.B -272.13 JP MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS 5 Symbol: /SOSY Trade date: /an 29, 13 10,517.975 11.949 125,689.80 125,689.80 11.910 125,269.07 .420.73 LT Total reinvested 36.164 11.934 431.60 11.910 430.71 -0.89 continued nevi Page CNP70303005888652 HP7000191745 00003 0414 030579004 cogttlitty_cm_0002ittilt2 30 of 98 Account name: Friendly account name: Account number: Your 15 vandal Advisor. SCOTT STACK/allLYLE CASRIEL CONFIDENTIAL EFTA 0(1131642 EFTA01273849 *UBS Resource Management Account Account name: CHISLAINE MAXWELL Friendly account name: Account number. Your Finandal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Fixed income . Mutual funds korionuezO Purchase pow Nurrber Average price Hddng of shares per share (I) client investment (1) Cost basis (I) Price per share value on cm Apr 30(1) Apr 30(1) Unrealized aad inrestmeet Holdng 93In or loss ($) return (1) period EAI: 12,607 Current yield: 2.07% Security total 10,554.139 11.950 125,689.80 126,121.40 125,699.79 •421.62 9.98 JP MORGAN MULTI-SECTOR INCOME FUND SELECT SHS Symbol: .1SISX Trade date: Jan 29, 13 9,651.542 10.260 99,024.83 99,024.83 10.370 100,086.48 1,061.65 LT Total reinvested 1.858 10.387 19.30 10.370 19.27 -0.03 EAI: 42,558 Current yield: 2.56% Sleazily total 9,653.400 10.260 99,024.83 99,044.13 100,105.75 1,061.62 1060.92 FIMCO UNCONSTRAINED BOND FUND CLASS P Symbol: PUCPX Trade date: ran 29, 13 14,303.333 11.520 164,832.00 164,832.00 11.220 160,539.48 1292.52 LT Total reinvested 21.216 11.182 237.25 11.220 238.04 0.79 EAI: $1,232 Cured yield: 0.77% Security total 14,329.549 11.520 164,832.00 165,06915 160,777.53 1,291.73 -4.054.48 PRUDENTIAL ABSOLUTE RETURN BOND FUND Z Symbol: PADZX Trade date: Mn 29, 13 7,400.957 10.046 74,351.21 7435111 9.880 73,121.45 -1,229.76 LT Trade date: Oct 2, 13 2,209.898 9/99 21,656.11 21,656.11 9.880 21,833.79 177.68 ST Total reinvested 47.149 9.880 465.85 9.880 465.83 -0.02 EAI: $2,955 Current yield: 3.10% Security total 9,658.004 9.939 96,007.32 96,473.17 95,421.07 -1052.10 -586.25 R8C BWEBAY ABSOLUTE RETURN FUNDCLASS I Symbol: RBARX Trade date: Mn 29, 13 12,911.799 10.164 131,239.70 131,239.70 10.550 136219.48 4,979.78 LT Trade date: Sep 24, 13 1,881.988 10.159 19,120.13 19,120.13 10.550 19,854.97 734.84 ST EAI: 42,426 Current yield: 1.55% Secuity total 14,793.787 10.164 150359.83 150,359.83 158,074.45 5,714.62 5,714.62 continued next page SDNY GM 00021023 CNP70003005698653 NP7000191 745 00003 0114 030575004 00000) Pap 31 of 98 CONFIDENTIAL EFTA_OO131643 EFTA01273850 UBS Resource Management Account April 2014 Your assets Fixed income . Mutual funds (continued) Purchase price Number Average price of shares per share (S) Account name: GHISLAINE MAXWELL Friendly account name: Account number: Client Tnvestrnenl (S) S963.460.49 5966,077.72 Cost Price per share bash (5) cn Apt 30 (1) Your A sandal Advisor: SCOTT STACK MAMLYLE CASRIEL value on Unrealized 044 Investment Hddng Apr 30 (5) spinorloss (S) *turn (S) Prerincl Total Total estimated annual income: $22.210 Your total assets Cash Fixed income Total Cash and money balances Mutual funds Account activity this month Date ADhoty Dividend and interest income Taxable timderds Apr I Cividend Apr I Cividend AprI Dividend Apr I Dividend Apr I Dividend Apr I Dividend Apr I Dividend Apt I Dividend Apr 2 Dividend Total taxable dividends Taxable In teresY Apr 7 Interest 1965,045.69 -11,037.04 11,585.20 Percentage of Cost Value on Apt 30 (1) your recount basis 01 50,297.51 4.95% 50,297.51 965,045.69 95.05% 966,077.72 $1,015,343.20 100.00% $1,016,375.23 Estimated annual income (5) 22,210.00 $22,210.00 DesCrOlOn Amount (1) EATON VANCE FLOATING RATE FUND I AS OF 03/31/14 228.54 11, MORGAN STRATEGIC INCOME OPPORTUNMES FUND CLASS S 231.76 PIMCO UNCONSTRAINED BONDFUND CLASS P AS OF 03)31/14 136.41 DOUBLE UNE TOTAL RETURN FUND INSTL AS OF 0313 If 14 202.30 GOLDMAN SACHS STRATEGIC INCOME CLIAS OF 03'31114 328.58 PRUDENTIAL ABSOLUTE RETURN BOND FUND Z AS OF 02/31/14 239.44 11) MORGAN MULT1-SECTOR INCOME FUND SELECT SHS 19.30 HSIIIC TOTAL RETURN FUND CLASS I 28.80 RBC BLUEBAY ABSOLUTE RETURN FUND CLASS I AS OF 03/31114 198.75 $1.613.48 UBS BANK USA DEPOSIT ACCOUNT AS OF 04/0414 1.20 Total taxable interest 61.20 Total dividend and interest income $1.615.08 Unceaked gang loss (S) -1,032.04 -$1,032.04 CNP70009005688654 NP700019I 74500003 0414 030575004 CONFIDENTIAL 00MiliT_Gm_00024ISIM 32 of 98 EF1'A_00131644 EFTA01273851 $UBS Resource Management Account April 2014 Account activity this month (coniinvece Account name: GHISLAINE MAXWELL Friendly account name: Account number. Investment transactions for mare Information stet the price/value shown for restricted securities, see rinportant Informaion gout your statement a the end of INS doc anent Date AcWty Desciption Quantity Value (I) Price CS) Proceeds Iran investment transactions (I) Funds withdrawn fa MVISIfrottlh b01401)(5) Accrued intoned (S) Apr I Remestment EATON VANCE FLOATING RATE FUN) I DIVIDEND REINVESTED AT 9.16 NAV ON 03131/14 AS OF 03131/14 24.950 -228.54 Apr 1 Reinvestment IP MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS S DIVIDEND REINVESTED AT 11.93 NAV ON 03/31/14 19.427 -231.76 Apr I Reinvestment FivK0 UNCONSTRAINED BOND FUND CLASS P DiviDEND REiNvESTED AT I I. I7 NAY ON 03/31/14 ASOF 03/31/14 12.212 -136.41 Apr I Reinvestment DOUBLE UNE TOTAL RETURN FUND INSTL CWIDEND REINVESTED AT 10.90 NAV ON 03131/14 ASOF 03/31/14 18.560 -202.30 Apr 1 Reinvestment GOLDMAN SACKS STRATEGIC INCOME CL I CWIDEND REINVESTED AT 10.64 NAV ON 03131114 AS OF 03/31114 30.882 -328.58 Apr 1 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z CWIDEND REINVESTED AT 9.89 NAV ON 03731/14 AS OF 03/31114 24.210 -239.44 Apri Reinvestment JP MORGAN MULTI•SECTOR INCOME FUND SELECT SHS DIVIDEND REINVESTED AT 1039 NAV ON 03/31/14 1.858 •19.30 Total -$1,386.33 Date Activity Cescnplion Amount ($) Money balance activities Mar 31 Balance forward 650,068.76 Apr 2 Deposit U85 BANK USA DEPOSIT ACCOUNT 28.80 Apr 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 198.75 Apr? Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 04104/14 1.20 Apr 30 Closing ISIS lank USA Deposit Account $50,29731 Your Pi nandal Advisor: SCOTT STACKMAN/LYLE CASRIEL The UBS Bank USA Depoat Account Is your primary sweep cation SONY GM 00021025 CNP70003005698655 NP7000191 745 00003 0414 030575004 CONFIDENTIAL 000000 Page 33 of 98 EFTA_00131645 EFTA01273852 *UBS Yournotes cl.mmomsenr.ammommo orwat ..SNY—.,.RM H. , . .1 elmnem.t bacemninurnkr CONFIDENTIAL EFTA,B1606 EFTA01273853 Important information about your statement LEIS Filene's' Services ix. (the F im or UBS Anoxia! Strows)t is a merrter of all orincitel Nosily, cannot* and colons exchanges. LES Financial Seinen and UES Bank USA an rdrect subsdares of LES AG and anilines of LES Seasitin UC. The Fim's I hancial statement is available upon nano. The Fin* naafi:* on ices ae a: !Assn/noel Sermon Ix. 1200 Harbor Boulevard Weehawken, NJ 07066 Ibis statement represents the any official record of yaw LES Financial Schwas account. Other tweeds, rapt officialese documnt cordoning cordlicting date should not be relied Lyon If pm bedew there is an error cr omission, please report it irrmedately harking to the Bench Manager in the clic. sentigmes account. Athaegh al figures Moon T. edended to be accurate. statement data should not be used kr tat purposes Rely sae& on mmend tax forms, Be.. Form 10BL Salk 10425, atc.)whinpreptregyour we return. The Fim required by law to report to t* IRS all taxabk dividend,. repaid* rentwabk den:lends and tat imennt eared Col sectilties held in pas axamt, net proceeds on safe transattexe, std cost base cc certain covered parities. Communications with the Finn • Please reconfirm arty oralcorm...neatens in *rang to funher protect gout skids. incbding your Ned order the Salsifies 'nester Protection Ace (SSA) • If heGnome' hsteution cn the top left of lee frcrd of this statement is noel% Financial Sakes. IBS Financial Services canes you account as cleating looker by anargenent web the helmeted &Mahn We Rimmed you rat Ink relanianthia when you opened this accost. lithe case. your Ltd. and sectsaina-e located a UBS financial Services and rot the etwocbtng broke.. and you must make alnico-I of rap ma or *Tuition to both NITS. A anoint staternrits shall be deemed (caplete ad accurate a not objected to el wring within 60 days. • Plea,. diect customer complaints or iNUiieS to he Fine' ;Client Relations Dna-Meat n 201.352.1699 tolbfree n800-354-9103, 8:CO A.M. to 6:CO P.M. ET Monday through Fridao a in mien; to LES Feenoal Sauces lx., Client Retinae Depalment, P.O. Ben 766 Union City, NJ 07087. • in case of green orgapstinn about an electronic heeds trench( (Wit bi puymm or UBS Visedebit card Penman* call 62-1000, or wile to UBS Financial Semen kic„ MOO Herber Blvd, 6th floor. Week/Men W 07086. Min RIMMESA Senkes Cal a write as soon as you cart it you tit yes shearers, or receipt is maga s you need more Hama' ian *cut a turn* on the statemert or narojat. The Firm or Card Issuer as aPinablieknust her from you no later thm 60 days after the Fern sent you the fin Wannest on valid" the nor problem *Pared. - bowie you- name ad accost minter Of any) - Desabe the nor he wander you ere 'ose about and .'clan an cleat as mu cm why you believe t is an error or Minim need more eicnnation — Proud. the dollar arrant d to suspected error. The Fim or Cad Issuer me ineestiane you complaint and wen cared any error pomp*. Please mate all checks payable to the Fern or the financial innitufion inekated on the front of this stakimmt h adtlitim to regular account fen accounts may be subject to maieenance fees, chars for late parent for securities purchases and charges kr unpaid arreunts in cash &wont. Accounts that we transferred to other negations may be subject to a wander tee. UBS Sweep Option, UBS offers optics for sewepng cash balances, biances to ben& deposits a UBS Berk USA and UBS AG Slanted brand, (Clank Sweep Programe), moneyme/kw insult suds MoneyFun* and the International Deposal Meant (DAlfor customers with an Weernational Renee Managemern Account. Through the Bank Sweep Progeny cash balances re weep to ISISBat USA up to en knit and then to LE'S AG Stanford Branda or a Money Fund. Deposits at UBS Bak USA are FDIC enured in accordance with FDIC mks. For nxre nlamati:n pease mit worwidicgor. Deposes at UBS AG Stanford Burch std two of Money Funds no rot inured by the FCC. Thou fre the OA, mailable local, balances we swept to depose accounts at UBS AG New Yak Branch and UEIS AG Cayman Bunch Thew deposits ate not inured by the FIX. Balances held at the LES AG Carnal Beni are tempera* exposed to the severely' risk of the Cayman glands, and tere is no gmantee or other obligation of UBS AG to IVO) tie biarces while co the UBSCaymards Bradt. books. Deposes a UBS Bak LEA and each UPS AG Each are not protected by SIPC. Money Fund shires ate protected by SIPC. See *U35 Fruncial Services Accost Protection' bobw Upon pas reg.est, balances n tie Bank Sweep Programor OA Mai be vothelmem and shares of a Money Fund my be liquidated, end the proceeds returned to you or sour seoskin atcamt. Fuller re ornation about available sweep options, nctdng anent attest rates and yell, a mailable at www come isotopia* from your Fiume' Advior or by calling 800.762.1000. UPS Financial Services OX01.191% protation The Fnn is a molter el the Swanks InvegOl Protection C orporaticn (SIPC), wheh protests securities accounts of its members sip to 1500,022 (nth** S2B),000 for dams kr cash) The SIPC asset protection Imes XPV to all account that you hold n a palimbir cepa*. The Fim, together with certain affiRites, ha also purchased stpplorental protection. The madmen amount payable toy eligible dents, thane& trcht this protection is 5500 million as of December 10, 2013. klaPct to the poicy conditions ad cat X the Firm is further protected kr ma to $1.9 million n the aggregate for all your accounts held n a articular capacity A fiA ccpy of he poky wiring is mantle upon request The SIPC protection at the seaplane-IBS protection both do not apply to. • Certain &uncial Mies controlled by (and eyelike! A your account value)b.d held away from UBS Firm-col Services (e.g.. certain(* cash al UBS Bak In oath at LES AG Sta./Acedbunch (I) insigne predX1S, including variable anwitiet, and (hi) shares of Mutual funds whim such shares are registered dreg h the nine of the account holler on the bock, ad mock of the applicable issuer or transfer agent); • Certain nwslmert contracts or niestment interests (tg., limited partnershix and privet* placements) that we rot registered ender tie Secunties Act of 1933; ad • Commodities contacts (e.9, kneign eccha-ge and yeti:usenet.' (ontracts). nduding futures contacts ad wiTn0401C0icn contracts. the SIPC patch:a and the suppernental protector' do not apply to these Mats mend they otherwise appear on yam seaternent. 71-. SEC plotecien and the aMahrriental protection du not protect agave changes in the makes vain of you investments (whether as a rest* of market mthement. issuer baisruptcy alarmist). More information is avalable tom manse Yoe may obtan more edomation abou SIPC. Soloing the 5WC Broths.., by condoling UPC a 202371.8300 or by tositng the Sift websiw ar YAMADA*, Dividend ReiWatblbafilt Program (DPP) The ake reflected is an swage price. You may obtan the actual price Iran yas Financial Advisor. 0* eh* tarn are purchased under DPP partial shires wil be sold rd tlw cash war be &ponied .' your account. The 6viderd pi-moment price applied by the issuer may ale from the market price at which &partied shires we sold CaOwavlieu Chap whole wets may be held.' you' accout If you am entitled to a papal um( a a mull of a dviderd Paelment or otherwise, the NM red other sell panel sna at rivulet li ke a accept an amount &Omitted by a registered demi* agency, rid credit you' accost. Investment 'objectives The nvesImert objectives aid risk profile we specie to each account and rnw wry between. Phase /thee the Fern promote,' 'n writrg of any natant change in you Maxis' skuaion or nom-wort objectives. FCC each CONFIDENTIAL account held, you choose one of the following imesnrent objectieer • Sodom CumentIrcome. location es seekng the generation of income cr4. • Achim Capdal Appreciation: Instilment( egging growth of pence:el rather than the generation of mom?. • Produce Combinaton oflrcome and Capital Appreciation: neesiments seeking both the generaticn of noon. and got/shot pit011. Overall risk precise • Con.wvathm Seeks to mantan nilial pecioak with love risk and volatility to the access overal, ben if that meat the accost does not generate signet 'cant income or mown ad may nut keep pace with inflation • Mocha: Wilk* to wean sant rids to pinonal and tolerate some votataty to seek hirer returns. • Aggress*: Wiling to accept high fit to pummel and high wlatilig to seek high returns over time. Statement Imuseholdhe We may consolidate al related account statements with the same Mims n the sane earn:ix. Accounts may be rented ler this purpose betase they haw owner who also maimin jaht acorn rehtionshps with other dents at the sane address. This practice's known as • homeh"ling ' II you prefer to receine edivelual statements mailed in separate envetpts — yOU Tay done householdng by Ealing sour Francis' Advisor. Friendly accourt name the Frendk accost name reflects information that you emend on the Firm's online services webute. II is a custcmizable 'nickname' &men by you to min you with ear recordkeepi*. It has * legal effect on your award. You can change you' hiendh account names, through Ordre Services or by contactegmurFeancial Advisor. ACCOellt overview • vete of ma accounapordcan Net of assets ad • Assets hulas evadable cash balances, vales for restricted sear* len I, and Global Tine Deposits, urrealied maks to make, and cinteh assets not held by the Fim. Does rot include unpited Stfluitiall assets al the end ot the pia and anent statement periods, or prorate imestrrents, 'nested stock options ad mendable stock anions • Eiablibes Include, debit blIIM•5, cuturding mar loans. credit Inc, tom meant balances. • Cashkroney balances. Total of unimested avalable cash balances. plus UBS Bak USA deposit beircek UBS AG Starraoid Branch depost balances and money market nal fund sweep Saxes, at the obit of the gnomon period. Noncom-n*6g Bee credit balances in your account are rot segregatedfrom other balances and tie Firl may use any of these funds in the ordinay course Messiness. these funds me payabk soon yew darned. This total is included in the cement pried closing value. SDNY_G M_0002 1027 EFTA_00131647 EFTA01273854 Important information about your statement (con inued) lending Hornet/on Fa petered information cn the Finis lending pradthes and disci:sues, refer to yes Clent Rthatbrado Agensunt or Accord Agreemmt atthe General Terms at Conditions UBS Statement of Credit Practises available in Agreements andOgdosures at anduakisamitoguadflobsucts Vass amen Your Athement Semites securities and otter rats held rntM socarit at the end of the statement period. You may ask for deivety d fully paid smites at an/ time. You may meive securities used as loan collateral after prying any Wince due on tem. k -y securities Wanderedto the Um darg the stalernent penod are listed at market vatue as of the end of the Statimert retied. • Cast basis. In determning the cost basis of the navies included in this statement, where indicated wash the nurrbee UPS Famed& Servists has robed cn information obtained from SCUMS other than IRS Handal SeniceL including haforrrinicm been another lam a that you mew have provided to you Finaxial Achisor. The Finn does not ithripentently verify a gonna the watery or varsity day information provided by sans other than Linnantral Senates. aicitixt although UBS Simnel Services generaly want this itarnation as it is received, the firm does not provide any esesances that the itemacian thin "Cost basis" and "threalded gar/loss- is accurate as cid the date of this statement. As suck please donor reay on this nIcrination to make wears a tale decisions. fortes p-rposes *theme's*. Accounts Wandered to tie Fim may reflect girl loss edionatith onbr for the period of tine theythe held a the F rm More historical Hamann tan be added by you Finenciel Adenor. • Unwiring/A gain/been When data is aailtb. eninated Le-readied gent losses ay calculated la exhilialseosty lots. The transaction data for ncliektalbts may or May not teethe atomism:4m, *urges ander socirityroorgenizalisn marts Dividend and °term nvestrnmi lots rd systematic pachne kits are each combined to display are averaged lot. The • Trade date • canna presents the aigrul transaction trade date. • Callable securities Ban* ands:referred stock that the inter cats for eery recknpton will be selected merely by lot Iran among all seo.rties of tat issa held in our rum or in nominee maw la or clients. Call bane hfcrinatkn b obtaned from third parties and es accuracy snot guaranteed. Other call knives mayeng which mid aged yield complete neon/latch itillbe provided upon request • Certificates of deposit OW CDs are FDIC hared sp to S2 9),000 h annul and accrued interest per depostor ad per depository institutich Macccrdtnce web FDIC rules. • Prieekalue Press disobeyed f or secants and other induces may be higher or lower than Menke that you would away receire h the mallet Prices cue obtained from vaious third party sources which we beanie to be relit,* but we do not gora-tee their scanty. - We genet 'teethe closi-g price when aveldsb a the mean of the bid and ask prices fagged mantes and <peons or onY bd prices Ill OTC seosties. - Less actW4 waded securities may be priced ushg a valuation model or the move recent pi:e we donned and may not reflect an real motet nice or vane - Celan position may appear without a price oral will ;haw as 'prim was rot amiable' if we re undole to obtain a pnce f or a lastly - Deposits or sectritin deraninated incurrencies other than U.S. dollars are reflected at the exhinge rate as of the statement date. - Fa certain *canes visdng rat noteconformng dertmatcris price avd cageySlate valor) may have been ode aced to facilitate pre:et valuation To obtain current quotations, when arailible, corded yes Financial Adder. • Prints irrestmentr and rtruclund prot atb. hint, emestmeir secants (landing drect paticipation pagan) and real estate imestrnent trust stashes) and stacked nandts ale generally highly eliari. Certain strixturd crotch have not been registered with the Securities and Excha- Comnsion a under ami state securties laws. We prowle estmAed vanes for pwae investmem wades and structured products for Mormatisrul purposes only. Accuracy knot guarenteed. - These values may differ abstantialy from proor a any, at eh& a priathe Mennen' security a structured prixIxt may be teArt or sold and do not necessarily represent the vela you may receive soon liquidation. - Thid prly 'Ornate of ale av as of a certain date and are espied to UBS Fna-ciA Services on a regret base by in independent vitiation tint - Saar, general panne or tumor estimated vanes, any are supplied to the Fm by the Muer, general manner or sponsor and may be tabulated based on &keen information Van that used by Ind parties to derive their estinated values. - You can obtan additcrul Hamann regarding the methodology used to determine the "innate of value ad the date of the Hameln) that is the basis forte thane* by contideg your Fivncial Advisor. - Thief party esernmed wines may be reflected as •Not prked* n mew Ise *ions. new n edependent valuation time RS not %condor is aide to assign a vane, when we become aware that a materiel event has &oared that May call a pumas), reported vane no question, or yawn a alue would be big* sPeculetioe due to the mere ▪ the steady - When neither an suer, general partner a sponsor thawed vale ma a thrthpany estimated sake is podded the value of tee steely will be differ' *an its purchase price. - • Derkis crs to date may include return of capital. income Cr both - see • represents the initial ottani; price per unit and may not ;elect exr cost basis • Restricted securities ResItcled wan t in generally cue rot curate/ ergiole for publk sale. UBS Firacal kwvices ides the menet price of the unrestricted stock of the same issuer as an inputed value fade restricted stock fa purposes of this summon on. To the intent that reariaed securities are elabb fa a the vale rented may be Abctantialy less than the Sewed value town • Est (astirnated) inane. current yields and rates, An estinate of assn) income is based an current Sicked at interest rates, assuring tie seethes will be held for one nth from statement date or until nlatitity. This teams Sony a gthielne, accuracy rd continued income are not outwitted - Estimated anal nccme adherent yield fe certain tapes of scathes could include a return of ',intim' r canal gars h esnith case the est income Ord current yeti would be overstated. - Estimated anal icon and current Old and the actual i-ccene and yield might be kwer a higher than theist:matedamounts. — An estmate of rruateed income (divdend ands interest) divded by the event market valthaveran balance is based on the last dedend or interest payment made by the issuer and wearies the seositiegdeposts will be held for one year from the statement date or until manly. Accuracy and continued yield ere not gerageed • Assets riot held by WS 'rancid Services. Certain assets se rot held by the Fins and not within the Fern's possession or carol. These assets de &pitied on yaw statement for informational purposes they. Positions ad values presented me IMMO by the inueo f ern UBS Francial Senekes not reversible for the ilainalion and des not guarantee es accuracy. These Assets au rot protected by SOP or the Finh uthplemeneal SIC coverage. • Revenue shoring and additional compensation. — In addition to commissions on sales and 12b1 fees received n correction with the dSbibution mutual lads to our dent we ilea our alMate 'ern* ilvonue 4hring Parents from dertributors odor attracts ot the mAtal funds that we sell. These arrant, are based on two deferent COMFOnents- 0 tem amantol sales by UBS of a paS am mutual fund I amibi to our clients; and CO the asset value of a pre& Sr mutual fund I amiy's shares held a the Irma — We and at atMate also recewe nemaking and embus protesting lees in corskleration for tender agent services that we word* to the mutual fads. These lees generally are pad from investor assets in the mutual kind and are a heed de la amount based on tie number of accounts at the brokentheler holdng mature lads ol that fund CONFIDENTIAL — h silt c., to comments-6 received n connection wth the sale or delnbetion ol only contracts and an investment net ails to our dents, ye meta our affiliate resew reseal sharing compensation frommar*/ of the instance companies undenatirg the amity contracts, *dates of the innate cowries or sponsors of fount in anent rusts we disirbute ▪ Cur affiliates ako receive trading commetas and other cornea-deanfrom mewl kits and mune, companies whose prOCIXIS we distribute. - Wetmore an anal fee from UBS Bak OA and UES AG Stanford Blanch of up to szs per accost sweeping to the barn under the UBS Ba-k Sweep Fri:grams Activity hbisnationregsdng <atm:nets and otter Charger ilcuned in connedco with the oecutcn of rade', ncludng onion transactions ha been included on MolirrnriOnS IMMUSly filtrated to you, ad will be goaded to you wavily at recpest. Short Wig I yauae engaged in short serrg a security, you may haw a chape die to certain bcrroatg costs for that partials security. Open cadre Regarding Wen or • scaltikancelbe ceders that were not thawed by the statement date, open buy at tel stop orders are refixed by the mount of diudends a rights on an haividerds or antes date unless intruded otherwise by y:u. You are respontble fa orders that we executed du toyer failure to cexel hosting open orders. Privity To obtain a copy of ax current Client Aiwa Neice, please contact mur Francis' Achisor or vhit as wash ate. UBS Enamel Services a not a bat The WA, Busiest Services Account BSA and IRMA an brokerage accounts which provide access so barking services ridproducts through arrangements we, affiliated bags rid other thief-Daly banks, rid provides access to roseate and ennithy praticts hued by unaffiliated thed.pany insurance companies through reura-or agency subsklissies of UBS Financial Services Inc. Iniestment mutate. at fl utyproducts: Not MI( Mewed • No bank gusset.* May tise vela Resource Management Accost, Business Semites Account 854, IRMA and alternation& Resource Management Accost are registered service marks of UBS Financial Services In Visa *halve is a resigned sersice mark of Visa Intonational las Via Sonatae credit cads at LES Visa debt cards are issued by US$ Bank USA with permission from Vas U.S A Incorporated. UBS Financial Services Int P.4.v. 20402 SDNY_GM_00021028 EFTA_00 31648 EFTA01273855 c;It UBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70056316690514 Y1 0 Resource Management Account May 2014 HI AN MAX Li Account name: GHIStANE MAXWELL Friendly account name: Account number Your N nancial Advisor: SCOTT STACKMANLYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, account on April 30 (1) on May 30 (1) Your assets 1,015,343 20 1,018,909.37 1,15Itour website: www.ubstomlfinancialservices Your liabilities 0.00 0.00 Value of your account $1,015,343.20 81,018,909.37 Tracking the value of your account S Thousands ' 0. 5? 1,0189 • POI 2014 mar 2014 Sources of your account growth during 2014 Value of your account at year end 2013 Net deposits and withdrawals Vow MeStinent return MO:lendand interest income Charism in markot value Value of your account on May 30. 2014 11,018,909.37 10.00 11,011,054.19 35,128.54 32.72664 SDNY GM 00021029 Member SleC CNP70009305631669NP7003193246 00003 0514 030575004 00c0c0 Page 25 of 98 CONFIDENTIAL EFTA_00131649 EFTA01273856 *UBS Resource Management Account May 2014 Your account balance sheet Summary of your assets Value on May 30 (11 A Cash and money balances 50,531.30 B Cash alternatives 0.00 C Equities 0.00 D Fixed income 968,378 07 E Non-traditional 0.00 F Commodities 0.00 G Other 0.00 Total assets Value of your account $1,018,909.37 51,018,909.37 Account name: GNIAANE MA. Vt ELL Friendly account name: Account number: Percentage of your account 496% 0.00% 0.00% 95 04% 000% 000% 000% 100.00% Your current asset allocation A Eye on the markets Year Kendal Advisor: SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money mallet mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Index Percentage change May2014 Year to date S&P 500 2.35% 4.97% Russell 3000 2.18% 4.32% MSC I - Europe, Australia & Far East 1.76% 4.11% BarclaysCapital U.S. Aggregate Bond Index Interest rates on May 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% 1.14% 3.87% CNP 70000009531 670 NP70C0 I 97246 00003 0514 0305750O4 CONFIDENTIAL C0Milliy_Gitoorfitin 26 of 98 EFTA_00131650 EFTA01273857 UBS Resource Management Account May 2014 Change in the value of your account May 2014 (S) rear to date (S) Opening account value $1,015,343.20 $0.00 Deposits, including investments transferred in 0.00 1,011,054.19 Dividend and interest income 2,020.04 5,128.54 Change in market value 1,546.13 2,726.64 Closing account value 41,010,909.37 $1,018,909.37 Account name: GH1SLAINE t Your Financial Advisor: , Friendly account name: SCOTT STACKFAANLYLECASRIEL Account number. Dividend and interest income earned For W rposes of INS statement, toutairty of interest and dmdend income het been determined hem a US tor repcitirg perspective. Based upon the residence of the accounl holier, account type. or product type, some interest ardor deidend payments may not be subject to United States (US) araa PIRO'S, Rico (PR) income tarts The dent mant* statement is rot intended to be used and cannot be retied upon fa tar purposes. Clients should refer to the aPOKEtte lax reporting forms they recent from 1185 annualy, such as the Form!, 1099 and the Rtnill 480, fee 14x reporting information It IS the practice Of 1185 to Ole the axlicatle tar reporting forms with the US mterriS Revenue Semce and PR Treasury Department, and in such forts accurately (Wary dwdenct ardor Interest as tar exempt or Unto* income. Pease consult your indedual tar prepare/ May 2014 01 Year to date (1) Taxable dividends 2,018 84 5,126.06 Taxable interest 1 20 2.48 Total current year $2,020.04 $5,128.54 Total dividend & interest $2,020.04 $5,128.54 Summary of gains and losses Varies reported below exclude products (or which gam and losses are not dasilkd. Realized gains and losses Unrealized May 2014 ($) Year to date IS) gains and losses (3) Short term 0.00 0.00 1,637.08 Long term 0.00 0.00 -1,123.02 Total 40.00 $0.00 $514.06 Cash activity summary See Account activity tins month for deta &lances in your Sweep Options are indudedin the q:enng and closing balances 'taut. FIX insurance applies only to deposits at uBS Bank USA, not to deposits at 1€5 AG, Slarra00 french or bank deposits paced !Wog, the UBS internat.:mar Depose ACIOUDI program SiPC protection applies to money market sweep hod headings but rot bare deposits 5**imporunt information about your statement on the last two pages cf this document for crews May 2014 (5) year to date IS) Opening balances Additions Deposits and other funds credited $50,297.51 0.00 $0.00 49,806.24 Dividend and interest income 2,020.04 5,128.54 Total additions $2,020.04 $54,934.78 Subtractions Funds withdrawn for investments bought -1,786.25 -4,403.48 Total subtractions -$1,786.25 -$4,403.48 Net cash flow $233.79 450.531.30 Closing balances $50,531.30 $50,531.30 ClIP7C0C0305631671 NP7003193246 00033 0514 030575004 CONFIDENTIAL SDNY GM 00021031 coo0c0 Page 27 of 98 EFTA_00131651 EFTA01273858 *UBS Resource Management Account May 2014 UBS Bank USA Deposit Account APY Interest Period Apr 7 • May 6 Opening UBS Bank USA Deposit balance Apr 7 850,297.51 Closing UBS Bank USA Deposit balance May 6 850,531.30 Number of days in interest period 30 Average daily balance 850,315.91 Interest earned 81 .20 Annual percentage yield earned 0.03% Account name: Friendly account name: Account number: Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full descnpticn of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility C0nSideratan - None selected Your account instructions • Vote account cost basd default closing method is FIFO, First In, First Out. Your linancial Advisor: SCOTT STACK MANY LYLE CASRIEL CNP70:O005631672NP70C0IS0246 l>3033 0514 030575004 CONFIDENTIAL COMY_GM_00028164 " of 98 EF1'A_00131652 EFTA01273859 *UBS Resource Management Account May 2014 Your assets Account name: GHISLAINE MAXWELL Friendly account name: Account number %me PK et, income and current values Sham may be approximate. AS a *SA GAM and ICAk'S May rol be accurately reflected. See importarionfarmabon about your statement a the end ol this dxurrent for more infornason Cash Cash and money balances Cash arc( monsy hatnwes may indtde avalable cah balances, UBS Bank. USA deposit account ()lances UBS AG Stanford Branch deposit account caances and money market mut ua fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vet h n aplic able limits, but are not protected by S1PC U85 AG Stanford Bram Isdevout account banes be not insured by FDIC and are rot potected by SIPC Money market sharp balances are protected by SIPC but are not Insured by the FDIC. Set the important information about your statement at the end of this docuwent for details about incise balances. Ocenng Wave Closing bane Hddng on May 1 (S) on May 30 IS) UBS BANK USA DEP ACCT Pnce per :One on May 30 (0 Average rate Your Ili nand/ Advisor: SCOTT STACK MANITLE CASRIEL DnIdend Interest Days n period Undo/ Ccp antiunl (1) Fixed income 50.297 51 50.531 30 Mutual funds Total reinvested is the Iola et A reinvested cividends M does nal include any cash dedench. It is not a tat lot for the purposes of determinng hdckng pencds or cost bass. The shares you receive each time you reirnesldvdendS te<Cole a separate tax lot. Cost basis is the told purchase cost of the security. inducing reinvesteddvdends be cost basis may need to be aclusted for return Cl cadtal payments in order to deteimne the a:Sated cost bass for tax reporting purposes. Wang 0fP(0sit0oti Purchase OM& Average mvesi Cltirst) DOUBLE LINE TOTAL RETURN FUND INSTL Symbol" DBLTX Trade date: Ian 29, 13 4,490.660 11.379 51,103.71 Total reinvested 55.884 10.929 EA': 32,555 Current yield- 5 10% Security tOtal 4546.544 11.374 51,103.71 250,000.00 Unwired ftat)gain or foss is the dfference between the current vain and the cost basis and woad generAy be your tattle gain or loss rf the security was sold on this date. The unrearzed (tax) ga n or loss may need 10 be &lusted for return 01 capita payments in order to (Mem-tine trie realized On or as for tax reporting purposes investment return is the current value woos the amount you invested. R aces nOF i uCe shares that are not reflected on your statement, inducing shares that hare been reacted a either a gain ce aloss It aso does riot include cash chiclends that wen not reinvested Cost oasis (s) PrKe per share on mg 30(s) Value on Mg 3()(5) Unrealizedam gain 0(108 (5) intesernent Kicking return (s) petted 51,103.71 610.81 51,714 52 11.010 11.010 49,442.16 615.28 50,057.44 1,661.55 4.47 -1,657.08 LT -1,046.27 continued next page SDNY GM 00021033 CelP7C0CE005631673 NP7003193246 00033 0514 030575004 cococ0 Pap 29 of 98 CONFIDENTIAL EFTA_00131653 EFTA01273860 *UBS Resource Management Account May 2014 Your assets . Fixed income . Mutual funds (cononued) Meng Number of shares Purchase price Average Floe per sham (5) Client invents-ma CS) Cost Oasis (I) ante per share Value on on May30(1) May 30 (I) thueallied Rea Imeslmeot Making spin afro's (S) return (S) period EATON VANCE FLOATING RATE FUND I Symbol. EIBLX Trade date: Jan 29, 13 5.463.943 9.180 50,159.00 50,159.00 9.140 49,940.43 •21857 LT Trade date: /an 21, 14 2,727.687 9.210 25,122.00 25,122.00 9.140 24,931.06 •19094 ST Total reinvested 71.058 9.156 650.62 9.140 649.47 -1.15 EAI: $2,867 Current yield: 3.80% Security total 8262.688 9.190 75281.00 75,931.62 75,520.96 .410.66 239.96 GOLDMAN SACHS STRATEGIC INCOME CL I Symbol: GSZD( Trade date: Jun 24. 13 4,731.710 10.469 49,541.00 49,541.00 10.590 50.108.80 567.80 ST Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10.590 19,855.99 224.99 ST Trade date: Oct 2, 13 2.068.768 10.469 21,660.00 21,660.00 10.590 21,908.25 24825 ST Trade date: /an 21, 14 4,790)69 10.679 51,159.00 51,159.00 10.590 50,727.89 -431.12 ST Total reinvested 87.660 10.614 930.43 10.590 928.32 -2.11 EAI: 43.903 Current yield: 2.72% Security total 13,553.283 10.545 141,991.00 142,921.43 143,529.26 607.81 1,538.24 HSBC TOTAL RETURN FUND CLASS I Symbol: UNIX Trade date: /an 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.250 49,448.02 •192.98 LT Trade date: km 27, 13 955.868 9.969 9,530.00 9,530.00 10.250 9,797.65 267.65 ST EAI: 41,110 Current yield: 1.87% Security total 5,780.066 10.237 59,171.00 59,171.00 59245.67 74.67 74.67 JP MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS S Symbol: )SOSX Trade date: Jan 29, 13 10,517.975 11.949 125,689.80 125,689.80 11.900 125,163.89 •525.91 LT Total reinvested 45.912 11.929 547.70 11.900 546.35 •1.35 continued next page 01P703C0005631674 NP7000190246 00003 0514 030575001 0000/Y_GM_00024MA 30 of 98 Account name: GH1SLAINE MAXWELL Friendly account name: Account number. Your Ilnandal Advisor: SCOTT STACK MANY LYLE CASRIEL CONFIDENTIAL EFTA_00131654 EFTA01273861 *DUBS Resource Management Account May 2014 Your assets . Fixed income . Mutual funds (contrived) alching Water of shares PurchaSe price Average price penile'. (t) Client investment (1) Cost bads et) Price per share value on on Miff 30(1) Ma/ 30 (1) Unrealized Cad investment Holdng 93In or loss (0 return (0 period EAI: 12,461 Current yield: 1.96% Security total 10,563.887 11.950 125,689.80 126,237.50 125,710.25 .527.26 20.44 JP MORGAN MULTI-SECTOR INCOME FUND SELECT SHS Symbol: JSISx Trade date: Lan 29, 13 9,651.542 10.260 99.024.83 99,024.83 10.360 99,989.97 965.14 LT Total reinvested 49.333 10.370 511.62 10.360 511.09 -0.53 (Al: 12,483 Current yield: 247% Security total 9,700.875 10.261 99,02483 99,536 45 100,501.06 96461 1,476.23 PerICO UNCONSTRAINED BOND FUND CLASS P Symbol: PUCPX Trade date: Ian 29, 13 14,308.333 11.520 164,832.00 164,832.00 11.300 161,684.16 -3,147.84 LT Total reinvested 35.214 11.197 394.31 11.300 397.92 3.61 EAI: 11,248 Current yield: 0.77% Security total 14,343.547 11.519 164,832.00 165,22631 162,082.08 -3,14423 -2,749.92 PRUDENTIAL ABSOLUTE RETURN BOND FUND 2 Symbol: PADZX Trade date: Lan 29, 13 7,400.957 10.046 74,351.21 74,351.21 9.920 73,417.49 .933.72 LT Trade date: Oct Z 13 2209.898 9.799 21,656.11 21,656.11 9.920 21,922.19 266.08 ST Total reinvested 76.718 9.880 757.99 9.920 761.04 3.05 EAI: 13,042 Current yield: 3.17% Security total 9,687.573 9.939 96,007.32 96,765.31 96,100.72 -664.59 93.40 R8C BWEBAY ABSOLUTE RETURN RJNEKLASS I Symbol: RBARX Trade date: Lan 29, 13 Trade date: Sep 24, 13 12,911.799 1,881.988 10.164 10.159 131,239.70 19,120.13 131,239.70 19,120.13 10.520 135,832.11 10.520 19,798.51 4,592.41 67838 Si TL. EAI: 42,456 Current yield: 1.58% Security total 14,793.787 10.164 150,359.83 150359.83 155,630.63 5,270.79 5270.79 continued I*4 page SDNY GM 00021035 CNP700C0305631675 NP7000190246 00003 7614 030575001 000000 ►ase 31 of 98 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your II nandal Advisor: SCOTT STACK MANLYLE CASRiEL CONFIDENTIAL EFTA_00131655 EFTA01273862 SUBS Resource Management Account May 2014 YOUf assets . Fixed income . Mutual funds (continued) Mcrang Total Total estimated annual income: Your total assets Cash Mxed income Total Account name: GHISLAINE MAXWEU. Friendly account name: Account number: Your IR sandal Advisor: SCOTT STACK MAN LYLE CASRIEL Number of shires Purchase price Angara, peke Client pet share (s) inatunent CS) Cost Pnce per that bash(!) on may 30(i) value on May 30 (1) unrealized 0e4 coin orloss (5) imesimem Holdng return (5) Maw 572,125 9963460.49 value on May 30 (5) 1967,86397 Percentage of your XCOUill 1968,378.07 Cost Oasis (5) 1514.06 Estmated annual income (1) 14,917.58 unceeized gain of loss(!) Cash and money balances 50,53130 4.96% 50,531.30 Mutual funds 968,378.07 95.04% 967,863.97 22,125.00 514.06 $1,018,909.37 100.00% $1,018,395.27 $22,125.00 $514.06 Account activity this month Dale Acthtty DescriPPOri Amount (S) Dividend and interest income Taxable t Imeerod May I Dvidend EATON VANCE FLOATING RATE FUND I AS OF 04130(14 217.78 May I Dividend )P MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS S 116.10 May I Dividend PIMCO UNCONSTRAINED BOND FUND CLASS P AS OF 04/30114 157.06 May I Dividend DOUBLE UNE TOTAL RETURN FUND INSTI. AS OF 0430/14 205.45 May 1 Dividend May I Dividend PRUDENTIAL ABSOLUTE RETURN BOND FUND Z AS OF 0430/14 292.14 May I Dividend May I Dividend HS8C TOTAL RETURN FUND CLASS I 2890 May 2 Dividend RBC BLUEBAY ABSOLUTE RETURN FUND CLASS I AS OF 04301 14 203.69 Total taxable dividends 12.01834 COWMAN SACHS STRATEGIC INCOME CL I AS OF 0430/14 305.40 W MORGAN MLAT1-SECTOR INCOME FUND SELECT SHS 492.32 Taxable interest May 7 Interest UFtS BANK USA DEPOSIT ACCOUNT AS OF 0906114 1.20 Total taxable interest Total dividend and interest income $1.20 $2020.04 CNP700C0005631676 NP7000193246 00003 0514 030575004 CONFIDENTIAL 03ROLYGM0002,6313 32 o1 98 EFTA_00131656 EFTA01273863 SUBS Resource Management Account May 201 4 Account activity this month (continued) Account name: GHISLAINE MAXWELL Friendly account name: Account number Investment transactions for mate Information stout the price value shown for restricted securities, see Mponanz Informaioa about your 'cerement at the end of this docurnent Date Activity Description Quantity Wait 0> Price (I) ProceedS Iran investment tramztions (S) runs vAthdraven for inwslants bocagt (5) Accrued inured (SS May I Reinvestment EATON VANCE FLOATING RATE FUND I DIVIDEND REINVESTED AT 9 13 NAV ON 04/ 3,014 AS OF 04/30114 23.853 -217.78 May 1 Reinvestment JP MORGAN STRATEGIC INCOME OPPORTLe41RES FUND CLASS S DIVIDEND REINVESTED AT 11.91 NAV ON 04/30/14 9.748 -116 10 May I Reinvestment PINCO UNCONSTRAINED BOND FUND CLASS P DIVIDEND REINVESTED AT 11.22 NAV ON 04/3014 AS OF 04/3014 13.996 -157.06 May I Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL DIVIDEND REINVESTED AT 10.93 NAV ON 04/3014 AS OF 0430/14 18.797 -205.45 May I Reinvestment GOLDMAN SACHS STRATEGIC INCOME CL I DIVIDEND REINVESTED AT 10.60 NAV ON 04 MI 14 AS OF 04/3014 28.811 -305.40 May I Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z DIVIDEND REINVESTED AT 988 NAV ON 0413Cir Id AS OF 0413011d 29.569 -292.14 May 1 Reinvestment JP MORGAN MULTI-SECTOR INCOME FUND SELECT 5145 DIVIDEND REINVESTED AT 10 37 NAV ON 0413014 47.475 •492.32 Total -51.786.25 Ode Activity Desuption Amount (0 Money balance activities Apr 30 Balance forward $50,297.51 May 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 28.90 May 5 Deposit UBS BANK VSA DEPOSIT ACCOUNT 203.69 May 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0906/14 1 20 May 30 Closing UBS Bank USA Deposit Account $50,531.30 Your Pi nandal Advisor: SCOTT STACK MANLYLE CASRIEL me UBS Pant USA Devisor Account is your primary sweet, oPlion SDNY GM 00021037 CNPTC004305441677 NP7003193246 00033 0614 030575004 CONFIDENTIAL 000000 Page 33 of SS EFTA_00131657 EFTA01273864 *UBS Yournotes onemommmenraonozaeowe aslomora. ..111V-.,.R.8 H. , . ...........^ , ^umb. CONFIDENTIAL EFTA,B165E EFTA01273865 Important information about your statement LEIS Fiuncial Services tc. (the F im or UBS Financial Services} is a marker of all prinokel sxvly, conrroilly and colons wedirges. LES Frencial Sendai and USS Bank USA ate rdrect subskiares of LES AG and affiliates of LES Secuitin LIC. The Fim's Handal statement is available upon reopen. The FITS. excite* on ices we a: LES Finnol Sauces km 1200 Harbor Boulevard Weehawken, to 07066 Ibis statement represents the any official record of your LES Fe-uncial Senses account. Other record, wwpt office' the documnte contaning conflicting date should not be relied Lyon If you beakie there is an error cr omission, please report it irrmakately n *Ming to the Bench Manager of the office savigmw account. Allnach al figures shows re edended to be accurate. statement data should not be used fix tar purposes Rely seer on wa'-end tat fams, key Form 1098 Seak 10425, tacit...hen prearegyour Lex return. The Fiona required by law to report to he IRS all taxabk dividenck, report*le rantatable den:lends and tat enennt earned an acuities held in you accent, net proceeds on safe transactore, red coR base on certain covered seusein. Communications with she Finn • Please re-confirm arry oral cornmencatons in wing to funher protect your rotas incbdrig your nthn ors:Yr the Searitin !Meat& Protection Ad (WA} • If the finrcal nstitution on the top left of the front of this statement is floe L66 Financial Sevees, LBS Prenoal Services carries yaw account a clearng taker by anargenront rah the indexed intlittaiNt We Wormed you of tie relationship when you opened this accost. h this case, your Ws aid seoseina-e located a UB5 Rnancial Senecaand rot the esoctiong broker. and you moat make a rePorl of try anew or CiTlitO011 to both HMS. A II arrant statements shall be deemed complete ad accurate if not objected ton *meg within 60 days. • Mean divot customer complaints or ilaJii•S to tie Fitn's C Sem Relations Dope-Meat S 201,352-1699 atoll-free at 800-354-9103, 8:CO A.M. to 6:00 P.M. ET Monday through Frklas a in *gig to LE6 Ftencial Services Ix., Clive Relations Depalment, P.O. Box 766 Union City, NJ 07087. • th case of (erten or Oast ran abo Las electronic knots transle n bi payment or UBS Visedebit card transaction, call 62-1000, or wise to UBS Premier' Semen lx„ MOO Harbor Blvd, 6th floor, Weehawken NI 07086. Akin RIANIKA %von Cal or write as soon as you can, mu tit you statement or receipt is wog or A you need more Hamra:In about a turas on the statement or natotat. The Firm or Card bear (as XPleaeld mod her from you np later thin 60 days aher the Fim wit you the ha Ornament on *Sikh the error or problem *Pared. - howde you name ad accost number Of any) - Desoto the era or tie wander you re ,mare about and etplan a cleark as you car why you believe it is an error o- Wine° need more eicnnation — Staudtthe cbla antent of the suspected error. The Fim or Cad Issuer wit n.estgae your complaint and sal coned any error promptly. Please make all cheeks payable to the Fern or the financial institution Skated on ere front of this Makatea hacklian to agar acme-it fees accounts my be subject to maimenance fees, chars for late parent for worries purchases and charges tor unpaid amounts in cash =cents. Accounts that we transferred lea other nsteutions may be subject to a transfer fro. UBS Sweep Options UBS offers options for sweepng cash bine; Wanes to ha* deposits at UBS Bat USA and UBS AG Starriked arch (frank Sweep Preganss), money make. mutual knit (Morey Fu-d.) ad the International Deposit Avant 00Alfor customers withal International 'mune Malagement Account. Through the Bank Sweep Pregame oath balances re swept to USG EUrk USA up ton raelakhod Find ad then to LES AG Stanford Brea are Money Fund. Deposits at UBS Bak USA are FDIC Fined in accordace with FCC rules. For more nformation please vet wwwldicgov. Deposits at UBS AG Stanford Bush and tarn of Money Funds are rot inured by the FCC. Throat. the OA, arailible to cash balances we swept to deposit accounts al UBS AG New Yok Branch and UB5 AG Cayman Bunch These deposits are not insured by the FIX. Balance, Fold at the LES AG Carr. Bad, are tempera* exposed to the sovereign risk of the Caren glands, and there is no 'wanke Cr tithe obligalon of UBS AG to messy the biomes while co the UBSC aymank Briclis books. Deposes a UBS Bak L6A and each UPS AG Earth are not protected by SIPC. Money Fund shires are protected by SIPC. See -U35 F hernial Seven Accost Protection' bobw Upon you request, Pala-ices n tie Bank Sim* Pm:gransa OA may be withdrawn and shares of a Money Fund my be liquidated, end the proceed. returned so you a pour conceits accent. Fr.rd-er elormaron about available sweep options, ncleing orient rarest rates and yet& a swank at www.LbscomIsseepyrekk, from your F nano al Maar or by calling 800.762.1000. UM Financial Services account protection The F name-Iterate Secs tea al./.1101 Protection Corporation (SIPC), *Fah protects securities account. of its members sip 10 1500,CCO fncluding S2B),000 for dams kr cash/. The SIPC asset protection Imes XP4' to all accounts that you hold n a palkular caparty. The Finn, together with certain affiliates, ha also purdiasedlipplemental protection. The mariner amount payable toy eligible Wenn abates& Le-cke this protection is 5500 million as of December 10, 2013. BiloRct to the pokyconditions ad limitation sh , ca X the Firm is further protected la up to $1.9 million n the aggegate for all you accounts held n ape-Males capacity A hit copy of he poky evening is /nibble Won oeciunt. The SIPC protection at the upplemenUI protection both do not apply to. • Lenin Francid asses controlled by (and hcbided your account valuo)b.:1 hell away from UBS Fine-cid Services (e.g.. certain(* cash at UBS Bat (il cath at LES AG Started bunch (1) insigne pro1OS, including variable enmities, red OM shares of mutual finds whore such shares are registered dreg n the name of the account holier on the books ad records of the applied* issuer or tender age's); • Certain rneslmert contracts or nwstment inteesta (eg., limited panne-shins and whoa placements) the tro rot registered trder tee Securities Act of I S03; a-d • Commodities contacts (e.g, foreign exclave and pew Os metal contredg ncludeg futures contacts rd tormodne anon contracts. fi e SIPC wotecton and to supplemental protectors do not apply so these assets event they otherwise appear an gar Materna*. Tor SEC egoisti . end the RIPPlerreental protection do not protect agora changes in the makes vats of p.r investments (whether as a result of market movement. issue bwkruptcy otherwise} More information is waitle soon raped You may obtan more eacanation abaft SRC. noising the 58C Brochure, by coraadingSIPC ae 202-371-8300a by *Moth, Slit **kite at YAW/.140‘041 Dividend Re:we/bun Program (DPP) n-e rcke reflected is an away Fria. You may obtan the whet prke kccnyou Financial Advisor. Onk ithsk tarn at poetised under Dli; partial shires will be soli rd tlw cash w8 be deposited We your arcourt The 6viderd rerniesvnent price applied by tie issuer may rifle from the market ate at which Ws penis shares are sold Cn9 whole units may be held in rer *mut If you are entad to palul inn a a result of a dviderd Darien' or otherwise, the Firm tell either sell petal wen at rivulet peke a accept an "Mont detamined by a registered clewrg agency, thd credit you aware Investment objectives the riven:nen &wain* rd risk profile we speak to each account and may vary between. Please wleise the Fern prompt. in won; of any signif Cant dunce in you (natal situation or manner% objectives. Foe each CONFIDENTIAL avant held, you choose one of the Toll:wig knestrnent objectirer • Produe CunentIrcome. lin-Mom its seekng the generation of income a*. • AcAiova Capdal Appreciation: Investments waking growth of prncpal rather than the generation of income. • Pialoce Combinaton d Incline and Capital Appreciatcot 'vestments seeki-g both the generation of neon. and gowth of ftlittali. Overall risk prairies • Conservative' Seeks to manta* Sol pi-cloak with low risk aid volatility to the axon overal, then if that meths the waist does not generate signif 'cant income a returns end may rot keep pace with inflation. • Moderate: Willing to accept some risk to principal and tolerate some votatAty to seek hither returns. • Aggressive: Wiling to accept high risk to pinopal ad high telatilik to seek high returns over time. Staterna. fiouseholdne We may consolidate al related account statements with the same biota n the Sin* &MO**. Accounts may be related ler this purpose beat. they haw owners who also mai-nein pia scorn relationships with other clients at the sane address. This practice's known as • househsking II you prefer to recehe idivedual statements snaked in separate anYttlata — yOU may dalne householchng by wag your F nearer Advisor. Friendly accourt name The Frendk accost name reflects el amnion that you entered on the Firm's onlne sown webste. II is a customizable lniclrurne- dine by you to Matt you wish you recordkeephp. It has no legal eked on your accost. You cal charge you Friendk account names, through Online Services or by contadegmurFeancial Athisor. ACCOYlt overview • vat. of ;oft accountipordolia Net of assets ad • Assets_ hulas evadable cash balances, yaws Is restricted wary lest), and Global tine Deposits, urrealted mares to rnerket, and , cattail mats not held by the Fins. Does rot include unprioed SOIL/Ojaiassets al the end of the prior and anent statement periods, or prorate evestrrans, krwested stock options wed estimable stock anions • Eialtaibes Indudn debit Winces onstardig mar loans. credit fie Own =ant balances. • Casb/reoney bamices. Total of unimested amiable cash balances. plus UBS Irk 1.6A deposit batrces UBS AG Surraord Branch deposit balances and money market maters fund sweep biases at the cased Ow statement period. Noricormodey bee credit balances in your *court we rot segregated from other balances and the Fern may use any se these funds in the adinany course its business. These funds we payable upon your darned. This total is includedin the anent period closi-g value. SDNY_G A40002 1039 EFTA_00131659 EFTA01273866 Important information about your statement (Continued) lending information Br Matedinformation cn the Faits lending practices and disci:nu-es, are to sea Client Relatcrehip Agennera or Accord Agreement and the General Timm and Conditions UBS Bateman of Credit Practices available in Agreement andOisfoxtres at szuraksrsagmagainges. Yewieseta Your stament is unwire( end other meta held in the avant at the end of the statement period. You may ask fordeivery of fully paid seeseies at anytime. You may. receive securities used as loan collateral after prying any balance due on them. Ary securities Irenslened to the Fire casing to setherrent period are listed al market value as of the end of the gatemen period. • Can basis. In detemning the cost basis of tie gasket indicted in this statement, where indicated wilt the number UPS Fa-vernalServices has relied cn intonation cbtained from sources other than IRS Financial Semites. including kif omen& Iran another am a that you may have provided to you Finaxial Mesa. The Finn don not itheepathently verify a gaunt** the accuracy or vardity day information provided by sans other thin 1**Ftuncial Senices. h aicitirs although LIDS FininCel Sennces general& ithcbtet this iroamation as "groaned, the firm cases not provide any asturonces that the irocrmatian sdkr "Cost basis" and lthreakzed gar/loss' it accurate as of to date of this statement. As such please donee re& on this nil:mach to make puchsee a sole decisions tams drpates or otherwise. Accounts transferred to to rim may reflect grintloss taanutifi on& for the period of time they a-e held at the F rm More historical Hams en tan be ackled by you. Financia Advisor. • Unedited gain/losses Wien data is arailak. estinated streatized gaind losses we uttAated fa indeiliat secret lots. Re transaction data fat Medal lot may or may not reflect atomism:0s. <Forges ander 'entity martini:dim nines Oiridend and otherrenwstment lots rd systematic pachthe kits are eachcombined to display one averaged lot The • Trade date • [Mann presents the aigrul transaction wade date. • Callable securities Back and ;referred stock that to sea cats for eair tea/siphon will be selected nthasel& by lot Iran among all seta-lies of tot its& held how new or in nominee none la as clients. Cell bane ilamatifi s cbtaned from third parties and is accuracy isnot guaranteed. Other call teases may east which mid affect yeti& comPete tacmiatcn willbe provided upon request • Certificates of deposit (per CDs are FDIC enured sato 5250,000 ' gimbal and accrued interest per &costa ad pet deposkayinaitutices rhaccadance vet FOIC rules. • Preehralue Prot, displeased f or securities and other products may be higher or laver than the price that you would acthaly recede h the mallet Prices cue obtained from various third party sources Mid. sae bathe to be retitle. but we do not gene, their accuracy. — We gentray use the closi-g price when avalabka the memo/the bid ad ask prices fa lined amities and <peons a on& led prices Ice OTC seosities. - Lest active& waded securities may be priced ushg a valuation model or the move recent rite we obtained and may not reflect an actual market rice or was - Cedar, positions nay appear withcut a price aid will thew at *price was rot available it we re undok to obtain a peso or a wanly - Deposits or sedates denteninatied n currencies other than U.S. dollars are reflected at the ea:hinge rate as of the statement date. - amen securities ening ri nonieonformno clo-crninatona p^m ad qua-bey(Iaco vats) may have been a:listed to facilitatearca" vausion. To obtain current quotation, when avertible, contact your Financial Athlete. • Private inwsbeilints and rtrucland producb. hint, nsestrreat secutes balding deed participation vegan) end real estate investment trust stashes) and grunted ptcdsu are generally highly Airoid. Conan dna-tared pro:Lets how not been registered with the Securities and Excha- Commesion o- under ani state mulles laws. We provide estimated vases for private investment secretes and structured products for ilkelnalked purposes only &assay knot giurintwd. - Thew values may differ robstantiaby from prices any, at Midi a prorate rwestnenl security a structured ratan may be ticeAra or sold and do not necessarily reword the day& may receive Won lAwidation. Thni patitsbrnates of vale av as of a caftan date and are supplied to UBS Fina-cial Services on a regalia' bind by in independent vitiation Jim. - thud general panne- a thernor estimated vales, a ay, are thpplied to the by the roue, general passer or thalar and may be calculated based on dfferent information from tat used by hid partite to derive heir estimated values. - You can obeah addinna Neonatal regrading the methodology used to determine the &int* of value and tie date of to iroctmalicn that is the basis for to ethreate by contort erg your Financial Advisor. - Thiro party estimated weds may be reflected as •Not add' h send I set Sion wfe n independent valuation fern RS not suppledor is unable to assert a valth when we become avare that a material event has &dared tat may call a prewsusly reported wife irto question, ce when a value would be highly specuktive due to the nate of the seosay. - When neither an thud, general panne at sponsor "stinted vale net a thrdipatly estimated vale if meark the valued the wanly wit be &Sewn' tram itspurchaseprice. - •Pstikocrs to date may include return of caudal. income Cr both - see' represents the initial Otero; price per unit and may not ;elect pas cots basis • Rationed securities Restrded warn in generally are rot twenty eimble for publk sale. UBSFina-col Services thee to math price of the unrenicted slack of the same issuer as an Snouted value for to restricted stock for purposes of thin statement odd, To the rant that rearined learition are efrobk la sae, the vats reared may be tibstantial& less than the Orpied value drown • Eat (eatirneted) incomes current yields and rates. An est nide of an-ual income is based an cared Sided and interest rates, assuring to seethes will be held for ant yew from statement date or until rAllinte This minima Bony a gadolne, accuracy ad continued name are not outwitted - Estimated anal ixane ant herent yield fa certain toes of acuities could include a retun of paid' or capeal gains in %di& case the est income (rd contra yeti would be overstated. - Estimated an dame rd wren yield and the actual ixcene and yield night be deer a higher than theist:matedamounts. — An estMate of rruatced n<ome (divdend andor interest) deededby the anent market valeraverage balance it based on the tact dividend Or interest payment made by the issuer and wattles the seositieddeposts will be held for one year from the statement date or until manly. Accuracy ad continued weld we not &amend • Assets not held by UBS 'rancid Services. Certain assess we not held by the Fern and not refire the Fen's possession or canto'. These assets de depltied on yos statement for informational purposes army. Petitions add values presented a Pounded by fie nue-9 tern. UBS Financial Services is not rest:cable for the ilaination and des not guarantee es accuracy. These assets are rot preened by SteC or tie Firth uthplementalSIPC coverage. • Revenue sharing and additional compensation. — In addition to commissions on sales and 12b1 fees received el correction wen the disuibution of maw' 'Inds to Ourclenti we ander our anew receive revenue *Wing Parents from distributors ado advisers of the mutual funds that we sell. These armunts are based on two deferent encrftnentf- O.* aniaint al fillet by UBS of a partkula mutual fund fermi& to our climes and CO the awn value of a panda mutual hind I amihrs tares held at the tem — We and os afMate also recewe nemetking and orrnbus protesting lees in consideration for transfer agent serviies that we prod* to the mutual bra Thew Ives generally are pad from investor assets h the mutual fund and are a fated Jolla amount based an tie number of accounts at the broker-dealer holdng (mewl IBM of that fund CONFIDENTIAL — h aide co 10 CrimenCni Maned n connecicn wth the sale or drolnbracon of antsy contracts and rant investment trust units toot/ <lents, we anchor our affiliate receive mans sharng compensation tram may of the instance companies &dement.; the amity contracts, athletes ith to Isaac* companes or sponsors of the um irwestment mats we &edict - Cur affiliates also mode trading commeskre and other compereadrifnan mutual knit and insurance companies whose prOCIJCIS we distribute. - We reams an anal he from UBS Bak OA and lIBS AG Stanford Branch of up to szs per accost sweeping to the bade under the UBS Bark Sweep Fragrant Activity hbrmatcriregadrigoommissnors and *tier &WOK iwurred in conned cn with the wecutcn woad ndudng option transactions has bear mcluded an casein-Mons provousey fur...shed so you, and wit be provided to yOu promptly co rawest. Shot senile F you am engaged in chat selli-g a security, you may haw a shave Os to certain bcrrowng costs for that particular security. Open anima Receding Wen or •oxdtiCcancellecr ceders that were not tintedbythe statement date, open buy ad la stop orders are redxed by the amount of dividends a rigits on an ex-divider& a ewritits date unless intruded anti-with by pa. You are respontbk for orders that we theosed die to your failure to ca el Wafting open orders. Privacy To obtain a copy of at current Clime Finny Notice, please contact your FronciatAchisor or visit apt websiee at sthwesitGrathoththththgla UBS Financial Services a not a birk Ste WA. Business Services Account GSA and IRMA at/ brokerage accounts which provide access to barking services ad products trough arrangements wet affronted bats and other thedgasy banks, and provides access to nsura-ce and ennuty product teed by unaffiliated thither& insurance companies through I-aura-co agercy subsiiieries of UBS Financial Services Inc. Instalment, nsurace. ad rutty products: Not IIDIC Mewed • No bank guwantee• May bse vats RYA. Benne Management Account, Business Services Account 85A, IRMA and international Resource Management Accost we registered service marts of UBS Francis! Services Inc Visa *rave is a regniered service mark of Visa International CBS Via Signet'se cede cards and CBS Vera debt cards we isthed ty UBS Bank USA with at/mission from Vas U.S A Incorporated. UBS Financial Services Int Per 201402 GDNY_GM_0OO21O40 EFTA 001;1660 EFTA01273867 UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP700649a9130611 X123 Y1 0 UBS Strategic Advisor June 2014 HI AN MAX Li_ Account name: GHStANE MAXVVEll. Friendly account name: Account number Your linandal Advisor- SCOTT STACKMANLYLE CASF1EL Prcine Questions about your statement? Call /cit inandsil Advisor or the Value of your account RMA Resourceune at 800-RMA-1000, account on May 30 (1) on lune 30 (S) Your assets 1,018,909 37 969,515.06 11sit our website: youw.ubs.comifinanciaisecnces Your liabilities 0.00 0.00 Value of your account $1,018,909.37 $989,515.08 Items for your attention . Reminder. Certain mutual Fuld shares held in select 11135 Investment Atheism Programs will be converted starting in lute. See your statement activity for details. Tracking the value of your account S Thousands 1,018.9 • 969 • May 2014 sun 2014 Sources of your account growth duriag 2014 Value of your account at yea. end 2013 Net deposits and withdrawals Your avestment return Di*lendarcl interest income Change in market value Value of your account on Jun 30, 2014 $969.515.06 50.00 1560,354.70 46,850.18 42,31018 SDNY GM 00021041 Member SIPC CNP70003006493913 NP100O293741 00003 0614 030575001 CONFIDENTIAL 111000 Page 27 of 102 EFTA_00131661 EFTA01273868 T UBS Strategic Advisor June 2014 Your account balance sheet Summary of your assets Value on June 30 Percentage of you account A Cash and rrxmey balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities ace 0.00% D Fixed income 969,515.06 100.00% E Non-traditional 0.00 a00% F Corrmodities 0.00 ace% G Other 0.00% Total assets Value of your account $969,515.06 $969,515.06 100.00% Account name: Friendly account name Account number: Eye on the markets Your K sandal Advisor- SCOTT STACK MANLYLE CASRIEL Index Percentage change June 2014 year to date S&P 500 2.07% 7.14% Russell 3000 2.51% 6.94% MSC I - Europe, Australia & Far East 0.99% 5.14% Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.16% 0.05% 3.93% CR1'70009005498914 W7000299741 00033 0614 030575004 gripiyGm0001M020 of 102 CONFIDENTIAL EFTA_00131662 EFTA01273869 UBS Strategic Advisor SUBS June 2014 Change in the value of your account Arne 2014 (5) Year to date (S) Opening account value $1A18,909.37 $0.00 Deposits, including investments transferred in 173.06 1,011,227.25 Withckawals and fees, including investments transferred cut -50,872.55 -50,872.55 Dividend and interest income 1,721.64 6,85018 Change in market value -416.46 2,310.18 Closing account value $969,515.06 $969,515.06 Account name: your Sisandal Advisor: Friendly account name: SCOTT STACK MANLYLE CASRIEL Account number. Dividend and interest income earned For Pr IPOSes of this Statement, tenability of interest end dindend income has been determined from a US tor reputing perspective. Bared upon the residence of the account holder, account type, or product twat, Sane imerest antra avidend payments mcw not be sublect to United States (UA ardor PuertO Rico (PR) Income tan. The (lent monthly statemem is not Intended to be used and cannot be refied upon for lac pirposes. Clients should refer to the applicable tat reporting forms they receive from 165 annualy, such as the forms 1099 and the Fan 480, for tar reporbn9 information. It IS the pradiCe of U85 to file the appeale tar reporting forms with the US mterfa Revenue SeMCe Cod PR Treasury DepartMent &rd In such forms accurately dairy dwdende ardor interest aster everrpt or ramble income. Please consul, yoar In&Aclual tax paperer. June 20140) Year to date (1) Taxable dividends 1,719.54 6,845.60 31.:4? 2.10 4.58 Total current year $1,721.64 $6,850.18 Total dividend & interest $1,721.64 $6,850.18 Summary of gains and losses values reported below exclude products for which gam ancllosies are not dessified. Rear:zed gains and losses unrealized June 2014 (14 Year to date (1) gains and losses (5) Short term 0.00 0.00 667.13 Long term 0.00 0.00 -569.48 Total $0.00 $0.00 $97.65 Cash activity summary See Account sternly the month for details. Balances in your Sweep Options are induced in the gaffing and ciceing balances rate. FDIC insurance apples only to deposits a Ulnae* USA, not to devil's IA 105 AG, Stamford Bench or bark deposits owed through the UBS intern/nom Demi Account program ARC Detection appal to money mortal sweep held holdings but not bark deposits. Sr...Important inkormanon about your statement on the last two pages d this document for details. June 20,4 (5) year to date (S) Opening balances $50,531.30 $0.00 Additsons Deposits and other funds credited 173.06 49,979.30 Dividend and interest income 1,721.64 6,850.18 Total additions $1,894.70 $56,829.48 Subtractions Professional management fees and related services -173.06 -173.06 Other funds debited -50,699.49 -50,699,49 Funds withdrawn for investments bought -1,553.45 -5,956.93 Total subtractions -$52,426.00 -$56,829.48 Net ash flow -$50,531.30 $0.00 Closing balances $0.00 $0.00 SONY GM 00021043 ClIPTC00;006498915NP7000298741 00003 0614 030575004 CONFIDENTIAL 111000 Page 20 of 102 EFDLOG131663 EFTA01273870 T UBS Strategic Advisor lure 2014 UBS Bank USA Deposit Account APY Account name: Your Ilnandal Advisor: Friendly account name: SCOTT STAC1(MAIILYLE CASRIEL Account number. Interest period May 7 - Jun 5 Opening UBS Bank USA Deposit balance May 7 $50,531.30 Closing UBS Bank USA Deposit balance Jun 5 $50,699.49 Number of days in interest period 30 Average daily balance 850,543.34 Interest earned 82.10 Annual percentage yield earned 0.05% Your investment objectives: YOU have dentified the following investment objectives for this account. If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a ful description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Cunent income & capital appreciation Your risk profile: Primary - Moderate Investment efigibrIity consderat on - None Wected Your account instructions • You account is currently coded for margin • You account cost basis default closing method is Fit°, First In, First Out CNP7C0(03064989l 6 NP70C0i90741 00033 0514 030575004 CONFIDENTIAL 11 gtli1w_cm_00041111430 of 102 EFTA_00131664 EFTA01273871 *UBS UBS Strategic Advisor June 2014 Your assets Account name: GHISLAINE MAXWELL Friendly account name: Account number. Same prices, income and current eaue$Shonn may be approximate. AS a recut, gym Endlossesmat not be curateiy relteded. See ;ethos-tan oath/dawn about your statement a the end ol des cixurrent for more intonvion Cash Cash and money balances Cloning Planet nyJic On Jun I (0 1.035 BANK USA UP ACCT 50,531.30 0.00 250.000.00 Closing tsaxe on Jun 30 (1) Price per snare Average On Jun 300) 'Se Your Finandal Advisor: SCOTT STACKMAN/LYLE CASRIEL Dindend Interest Oar in period period Cap ((room (S) Fixed income Mutual funds rotas reniveste n the total <I al reinvested dodends n does not include any cash chiclends It is not a tat lot for the OurPOSeS Oldetermin no hcicing periods Or cost Oasts. The shares you receive each time you dimest d udends become a separate tax aos Cost tosis is the tots purchase cost of the security. indudng reinvested d %Mends The cost basis may needtote adusted tor return d captal payments in order to (*terrine the al usted cost bags for tax reporting ptripOSel. Mealy:el (rev) gat or lac ts the dfference between the current value and the cost basis and would neraly be >our lamb* con a IOSS d the security was sold co this we. The unrealzed RECO pan 41(lOSS may need to be alluded for return or capita paimems in order to detenn ne the realized genor bss for lad reporting purposes investment return is the current value minus the amount you invested. I does not include shares that ay not reflected on pave statement, includng shares than bats been realized aseither a gain ce a loss Il also does not include cash dvdends Ina were not reinvested Hddng Nurrber of shares Purchase pike/ Average Aire per share (5) Client investment (1) Cost basis (S) Price per shat on tun 30(5) Value on in 30 (S) Unrealized dz.) spin or loss (S) imesirnent Hcidnig return (S) period DOUBLE LINE TOTAL RETURN FUND INSTL Symbol: DBLTX Trade date Jan 29, 13 4,459.660 11.379 51,103.71 51,103.71 10.990 49,352.35 -1,751.36 LT Total reinvested 74.037 10.949 810.67 10.993 813.67 3.00 EAT 12,560 Current yield: 5.10% Security total 4664.697 11.373 51,103.71 51,91438 50,166.02 -1,74836 -937.69 EATON VANCE FLOATING RATE FUND! Symbol: El8LX Trade date: Jan 29, 13 6463.943 9.180 50,159RO 50,159 00 9.150 49,995.07 -163.93 LT Trade date: /an 21, 14 2,727.687 9.210 25,122.00 25.122 00 9.150 24,958.33 -163.67 ST Total reinvested 95.999 9.151 878 58 9.150 878.39 -0.19 COP7C0070C64909I 7 eP7003210741 00033 0614 030575004 CONFIDENTIAL continued next page SDNY GM 00021045 111000 Page 31 of 102 EFTA_00B1665 EFTA01273872 *UBS UBS Strategic Advisor kW.? 2014 Your assets . Fixed income . Mutual funds (continued) Wiring Merlon of shares Purchase price' Aileen price per sham (S) Client investment Cost basis (s) Price per share on tun 30 (1) Value on son do (s) Unrealized (tad Investment Holdng gain or loss (S) *tuff, (S) period (S) (Al: 12.851 Current yield: 3.76% Security total 8287.629 9.190 75281.00 76,159.58 75,831.80 -327.79 550.79 GOLDMAN SACHS STRATEGIC INCOME CL I Symbol: GSZIX Trade date: Ain 24, 13 4,731.710 10.469 49,541.00 49,541.00 10.580 50,061.49 520.49 LT Trade date: Sep 3. 13 1,874.976 10.470 19,631.00 1%631.00 10.580 19,837.25 20625 ST Trade date: Oct 2, 13 2,068.768 10.469 21,660.00 21,660.00 10.580 21,887.57 227.57 ST Trade date: Jan 21, 14 4,790.169 10.679 51,159.00 51,159.00 10.580 50,679.99 -479.01 ST Total reinvested 117.740 10.607 1248.98 10.580 1,245.69 -3.29 (Al: 53.830 Curent yield: 2.67% Security total 13.583.363 10.545 141991.00 143239.98 143,711.98 47101 1,720.99 HSBC TOTAL RETURN RIND CLASS I Symbol: NTRIX Trade date: Ian 29, 13 4.824.198 10.290 49,641.00 49,641.00 10.230 49,351.54 -289.46 LT Trade date: Ain 27, 13 955.868 9.969 9,530.00 9,530.00 10.230 9,778.53 24853 LT EAI: 11,110 Current yield: 1.88% Security total 5,780.066 10.237 59,171.00 59,171.00 59,130.07 -40.93 -40.93 JP MORGAN STRATEGIC INCOME OPPORTUNITIES FL/ND CLASS S Symbol: .50SX Trade date: Jan 29, 13 10,517.975 11.949 125,689.80 125.689,80 11.900 125,163.89 -525.91 LT Total reinvested 58.340 11.923 695.59 11.900 694.25 -1.34 EAI: 42.464 Current yield: 1.96% Security total 10,576.315 11.950 125,689.80 126,38539 125,858.14 427.25 168.34 JP MORGAN MULTI-SECTOR INCOME FUND SELECT SHS Symbol: JSISX Trade date: Jan 29, 13 9,651.542 10.260 99,024.83 99,024.83 10.390 100279.52 1,254.69 LT continued next page 0Ne700090C64989i 8 NP7003338741 00003 0514 030575004 gtfiw_G000lleigl632 of 102 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your 15isoncial Advisor: SCOTT STACK MANY LYLE CASRIEL CONFIDENTIAL EFTA_00131666 EFTA01273873