EFTA Document EFTA01276845

SUBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 M76002244885 02i 4 VI 0 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number: Your Financial Advisor: SCOTT STACKLIAN/ LYLE CASRIEL Phone Questions about your statement? Call your Elnan,:ie. Advisor or the Resoureeline at account VI-t our websIte: www.ubstomffinancialservices Items for your attention • if you use UBS Online Services, consider changing your User Name and Password regularly to protect your personal data. Not enrolled' Go to ubs.comronineservices Value of your account Business Services Account February 2014 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 on January 31 (S) on February 28 (S) Your assets 0.00 3,517.75 Your liabilities 0.00 0.00 Value of your account 50.00 Tracking the value of your account S $3,517.75 3,5179 00 Jan 2014 Feb 2014 Sources of your account growth during 2014 Value of your account at year end 2013 Net deposits and rittidram% Your nvestrnent return Change in market Mu. Value of your account on Fob 29, 2014 3000 SDNY GM 00024832 33,517.75 10.00 99517.75 Mombor SIPC PZ601:03007244805 P26000143882 00001 0214 0:00000OCe CCCCOCI Page 1 of 6 CONFIDENTIAL EFIA_00135452 EFTA01276845 SUBS Business Services Account February 2014 Your account balance sheet Summary of your assets value on February 28 (S) Percentage of your account A Cash and money balances 3,517.75 10000% B Cash alternatives 0.00 0.00% C Eduitres 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $3,517.75 S 3. 517 . 75 100.00% Account name: MAn FOUNDATION Friendly account name:MAX FOUINIMI1ON Account number: Your current asset allocation A Eye on the markets Index Percentage change February 2014 Year to date S&P 500 4.57% 0.96% Russell 3000 4.74% 1.43% MSC I - Europe, Australia & Far East 5.59% 1.34% Barclays Capital U.S. Aggregate Bond Index 0.53% 2.02% Your Financial Advisor - T STACK MANLYLE CASRIEL Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on February 28, 2014 3-month Treasury bills: 0.05% One-month LIBOR: 0.16% AF260CO3CO2244886 PZ60001 43882 00001 02 1 4 00000000 COC C Itti l_ 24 000 freSe 2 of 6 CONFIDENTIAL EFTA_00135453 EFTA01276846 *UBS Business Services Account February 2O14 Change in the value of your account Account name: MAX FOUNDATION Your Mnandel Advisor: friendly account name: X F All SCOTT STACK MAN LYLE CASRIEL Account number. February 2014 al Year to date (1) Opening account value $0.00 50.00 Deposits, including investments transferred in 3,517.75 3,51 7.75 Closing account value Cash activity summary $3,517.75 13,517.75 See Account early rtts month tot detals Balances in your Sweep Options are indudedin the cpenirg and CIOSUO WOWS Taut. FDIC insurance 43Clies Only to deposits a unseat's/A, not tOOPCOOIS at UBS AG. Stanford &arch or balk deposits placedthroudg the UBS Internationa Depose Account pogrom SIPC prOteCtiOn copses to money market weep two ncioings but rot bars deposits. Seeimportant inbanscO• about your statement on the tat two pages ci thisdocument for debt's. Year to date a) February 2014 (1) Opening balances 10.00 $0.00 Additans Deposits and other funds credited 3,517 75 3,517 75 Total additions 13,517.75 13,517.75 Net cash flow $3,517.75 $3,517.75 Closing balances $3,517.75 $3,517.75 Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objecows, disagree with them, or wish to change them, please contact your Fmancial Advisor or Branch Manager. Youcan find a full description of the alternative investment objectives in Important information about your statement at the end of this document Your return objective: Capital appreciation Your risk profile: Simians • Moderate investment ehgibihty conaderateon - None selected Your account instructions • Your account is currently coded for margin. • You account cost basis defaultclosing method is FIFO, First in, First Out SONY GM 00024834 APZ600D3007244887 P2600014380200001 0214 CCOCO 0000: COOn CONFIDENTIAL EFTA_00 I 35454 EFTA01276847 *UBS Yournotes '''''''''''"........... 6.4...... ..eaves,humoNgist. • a 6 CONFIDENTIAL EFT,00B3453 EFTA01276848 *UBS Business Services Account Re &Wry 0' 4 Your assets Account name: MAX FOUNDATION Friendly account n • ON Account number. Sane pnces, *fume and current vaueS Proem may te approxirrune. AS a 'nut, gain and losses ma/ rol te accurately reflected. See unportam snlormatton about yam statement a the end of this &current for mote informalon Cash Cash and money balances Cash am% money balances may Ind tde avalable cah balances, UBS Bank USA cUpout account baances. UBS AG Stariard Branch deposit account baances and money ~tree mutua fund sweep balances. UBS Bank USA deposit account balances are Insured by the FOK vat tt n abpliccble limits, bul are not reotected by WC U8S AG Stanford Brant h depot acoum Latent, ate not insured by FDIC and are not proteded by SIPC Money merkei sweep balances are protected by SIPC but we not insured by the FDIC. See the important information abOvt your statement at the end of this document for details about those balances ()Fenno Wage Closing Wanre Pnce per Mae Average hicldng on Feb I(S) on Feb28 (S) on Feb 28 (S) rate UBS BANK USA BUS ACCT 0.00 3,517.75 250.000.00 Du idt ndinterest period Your Pi nandal Advisor: SCOTT STACKMAAMLYLE GABRIEL Dap ei period Cap errOUnl Your total assets Va ue on Feb 28(S) Percentace, Ce Cost Estimated your account basis (S) annual income (S) Unrealized gán or loss (5) Cash Cash and money balances 3,517.75 100.00% 3,517.75 Total $3,517.75 100.00% $3,517.75 Account activity this month For more Information about the unto" value shown for reStrifted:CCUMIel, see important information about y0ut statement at the end of this document Your Citiantityi Date Activty DeSCriptiOn egense code face value Jan 31 Feb 27 Deposit FEDERAL FUNDS DEPOSIT BY MAX FOUNDATION AT 3,517.75 3,517.75 CHASUS33 PncelValue (1) Cash amount (1) Cash and money baance IS) Cash and money balance 50.00 Feb 28 dosing cash and money balance 53,51735 SONY GM 00024836 AF2601:032072448E0 126003143W 0000I 0214 020000000~03»:0 Page S of 6 CONFIDENTIAL EFTA_00135456 EFTA01276849 SUBS Business Services Account rehaary 2014 Account activity this month (COntrivert Oate Money balance activities Mn 31 Feb 28 Feb 28 The UBS Pant USA SUS; ness Account is your onmay sweepoption Account name: MAX FOUNDATION Friendly account n •MA%F FJ All Account number: Your lq asocial Advisor SCOTT STACK MAN LYIS CASRIEL Activity Descripticn Amount (1) Balance forward $0.00 Deposit UBS BANK USA BUSINESS ACCOUNT 3,517,75 Closing UBS Bank USA Business Account 33,517.75 AF260CO3CO2244890 PZ6000143882 00001 0214 COOCOCOD ar cOMSNY_GM_000248Pne 6 of 6 End of statement for account number. CONFIDENTIAL EFTA_00135457 EFTA01276850 Important information about your statement LEIS Financial Services ex. (the F im or UBS financial Services} is a merrter of all prinotool sxtily, ammo* and options exchanges. U3S Frencial Semites and WS Bank USA ay rdrect subdiares of LES AG and affiliates of LES Searitin UC. The Finns irondal statement is available upon maws. The FirWS wean* off ices are a: 'Assn/nod' Sauces 1200 Harbor Boulevard Weehawken, to 07086 Ibis outman represents the any official record of your LES Financial Senses account. Other records, watt office,' far doarnenti, containing ccriliding date should rot be relied la:allow beam there 6 an error cr emission, please report it irrmeciately narking to the Bunch Manager of the office sentig put account. Ail-cuct al figures shorn are intended to be accurate. statement data shaili not be used for tar purposes Rely sae& Goys-end tax lams, (lei Form Mgt SRA 10425, es.) whin prepargyour tu return. The Pim a required by law to report to tie IRS all taxable divide-Kt record* rentauble diticknds and taxable enema erred on woollies held in you acant, net proceeds on sale transactors, and cost base ascertain covered Austin. Communications with she Finn . Please reconfirm ay oral cormancatorts in *mina to further protect your ruts. incbdrig your Ned Lady the Seosities Inagua Protection Act (WA) • If the financial nstitution cn the tcp left of Ito front of this statement is not UBS Finance' Sakes, LES Fnancial Services carries your scout a I:Sarno broke by at argerrant web the Moaned inttitutiNt We Wormed you of tie rielationshA when you opened this wooLne. Atlas case, your trots aid aurae, a-e located at LES financial Senses and rot the Wroctscng broker. aid you must make a tercel of my bra or &Milian to both firms. ANattar statements shall be deemed complete ad accurate if not objected ton twee* within 60 days • Please divot customer complaints a' Fin's C lent ' wit at crtolllreea B.OOA .to ET Mond* through ay, or in marg to LES Friancial Senates Ix., Client Relations Deus-mem, P.O. Box 766 Union C y, El 07087. • time of errOnor OileTIFMS and al electronic Viols transle (ET) b BS Wedeln( card trankictiook. call ce wile to UBS Frenoal Service, hc., MOO Harbor Blvd, 6th floor, Weak/Men N/ 07036, Atte RMNBSA Sermes Cal or write as soon as you cart it wu thrk yaw stmerrent or receipt is wrong «a you need more Hamm ion /boat a transfer on the statement or naCeest. The Firm or Card Issuer Cis aPicable)nua hew horn's° no later ten ISO days after to Fim sent you the fin stsemert on 0,0Nthe error or problem appeared. - Prow:leyou- name ad accost nutter Of any). — Desoto the *nor or he transfer you smart about and 'mien as chair as you cm why you believe a is an error a Newyouneed more ricrmation — Proud. the dolor anion d the suspected err«. The Fim or Cad Issuer Mt I-moon your complaint and will correct any error promo*. Please make all checks pasta to the Fern or tie financial incaution rotated on tie front of this star ward hacklition to negtlai accost few accounts mai be subject to rnai-eerUCe fees, charges for late parent for seo.rnes purchases and charges for unpaid amounts in cash =ants. Accounts that re transferred to whir notations may la, subject to a transfer tee. UBS Sweep Options UBS offers options to sweepng cash biases, biances to bass deposits at UBS Bat USA and UBS AG Standoff brach (Bank Sweep Frown* money market nutail Ards (Money Funds) ad the International Deposit Amount (0Alfor customers withal International Replace Management Account. through the Bank Sweep Proaamk cash balances re swept to U2GEterk USA up to an esubfehed pmt ad then to LES AG Stanford Bradt or a Money Fund. Deposits at UBS Bak USA are FDIC enured in accordrce with FIX rules. For nxre nformation please set mwrldicgov. Deposes at UBS AG StanfordBra-third Owes of Money kinds are rot inured by the F . Thrown the OA, addible Marsh balances are swept to depose accounts al UBS AG New Yak Branch and UB5 AG Cayman Bunch Thew deposits are not insured by to FIX. Balance Fold at the LES AG Carr. Brad, are tempera* exposed to the sovereir risk of the Canon glands, and there is no gamete or other obligation of UBS AG to repay tie biases with on the UBSC Arian\ Bradt. books. Deposis at LES Bale LEA and each UBS AG Each are not protected by SIPC. Money Fund shares ate protected by SIPC. Ste 116 *uncial ServiCeS Mecum Protection' bobw Upon gas re asst, balances in tie Bane Sweep Po:gransor OA may be withdraw\ and shares of a Money Fund my be liquidated, end the proceeds returned so you <flour unities account. Futter information about available sweep options, noising ors* loftiest rate, and yell, a wank le at wvw.sbs< - from your F hart ial Miser or by calling UM Financial Services account protection the f rin a s member of tie Seosites Ins/Mbar Protection Corporation (SIPC), *nth crowns securities account, of its member. up X S5OO,000 (existing S2B),000 for dams kr cash). The Silt asset protection Wks XPV to all accounts tat you hold n a particular <aux*. The Finn, together with cenain affiliates, ha also purchased sppinental protection. The maximum amount payable to al ekgible dents, coRectorebi iman this protection is 1500 million as of December 10, 2013. kloWot to the pokyconditions ad limitation, cash X the firm is further protected kr iwo to $1 .9 million n the anegate for all you accounts held n aDrawler capacity. A fJ ccpy of tie poky wiring h available upon moat. The SIPC protection and the supplemenUI protection both do not apply to. • Certain thanial assets controlled by (and incladid your account %dud but hell away from US$Fine-Pa Services (e.g.. certain(* cash at UBS Bak (i$ cad, at LES AG Surnlad bunch (a) insurance pro1C1S, including variable acuities, std (IV) shires ol mutual fund, whore such shares are registered deny h tot name of the account holier on tie becks ad records of to applicable issuer or trasfer agent); • Certain rnestmert contracts or inestment interest (eg., limited portnestips and prime placements) this we rot registered under tie Securities Act 01933; ad • Commodities contacts (e.g, lateen Paha*e and yeti:use/seta' calriectA nduding futures contacts ad tormodierootion contracts. the 51K protects:A and the suppternernal protection do not apply to these awe. hen if toyotherwise appear on as seaternenh. Tin SEC protedion and the sztPlernental protection do not protect agarct changes em the make vale of you' investments (whether as a felt* Of Market movement, issuer baltruplay otherwise} More information is avalable won nest You may obtain wag nfonnation abets the SIPC Brochure, by contacting 51K at cc by esitng the SEC waste at YAW...tag Dividend Roittiatbbant Rogan (DRIP) The wke reflected is an average price. You mar obtan the actual price Iron was Financial Advisor. Orly neve tares se purchased under DIIIP; partial shires wil be cal rd tot rah wa be deposited h your arcourt The 6viderd rerivesvnent price applied by tie issuer may • from the nwket lake at which thepartied shires we sold Caldebeliou Daly whole wets may be held i. you account. If you are entitled to a palul unit as amok of a cbriderd Parent or oterwise, the Firm oil ether sell panel unit at nutlet peke a accept an amount determined by a registered clang any, and credit sow accost. Investment objectives The nmumert °blear* rd risk profile we speclk to each account and may my between Please algae the Ferri promo* in merry of any signkant change in you. Maxie' situacn or nvestmere objectiws. Foe each CONFIDENTIAL accost held you choose one of the following inestrnent objectiies: • %Wore amentlmome. ...Aim seekrg the generation ea income crib.. • Adam Capref Appreciation: Insintrnentt waking grOwlh of pence:el rather than the generation of income. • Plodoce Combinaton nF lncone and Capital Appreciaavot hesiments seeki-g both the generation of mane and gumbo' priX011. Overall risk precis, • Conserv/Ws Seeks to madam idle' wet Pat with low risk and volatility to the accord owe!, tent that meals the accost does not generate significant atom, a returns std may not keep pace with inflation. • Moderate: Willng to accept some risk to principal and tolerate some voted* to seek hgher returns, • Aggress*: Wiling to actin hit ink to principal aid high volatility to seek highreturns *airtime,. Statenant Itousaholdite We may consolidate at *Wed account statements with the sane n the sere envelxe. Accounts may be related Ice this purpose Letate they hew owners who also maintain pia scorn relationshps wit other dents at the sane address. This practice's known as • householing • you prefer to receive statements maned separate lopes—you envel may dah-tt houtnholang by Ealing you. F floweret Advisor. Friendly aoseurt name the Friendt accost name reflects al amnion that you evened on the Firm's onlne winces webste. R e a customizable tniclrerm' thatch by you to mitt you wth tar mode...pixy It has no> legal effect on your am nt. You can change you hi Yount names, through Onyx Services or by contactrgwurFtancial Attars. Ammon overview • vat. of moraccountibornbk, Net of assets ad liabilities. • Asset_ Atlas sealable cash balances, yeas' for restricted sec rey kw I, and Global tine Deposits, urrealted marks to market, and ocean ants not held by the Fim. Does not include unwired 5.ft/16.4assets al the end of the prior and ourent statement periods, or prorate iwestrrents, trusted stock options aid euicoable stock options • Ciatiabes Includes debt Slimes, cuivardirg moor loans. credit Pit Owl ascent balances. • Cash/money balances. Total of uninvested avalable cash balances, plus UBS Bak USA deposit bArces. UBS AG Stafford Ewan* depose balances and money market mn.ul fund sweep biases, at the obi, of the statement period. Noncormuoity free credit balances in your acorn ant rot segregated from other balances aid tie Fern may use any of these funds in the ordinary course of is business. these funds are payable upon your darned. This total 6 included in tie anent period dosing value. SDNY_GM_00024838 EFTA_00135458 EFTA01276851 Important information about your statement (Continued) bandit, alternation Fix &tared int on-nation on the Finis Ming practices and &ensues, ries to you Client Relatortip Agee-nes or Accan Agreement and the General Toms at Conditions UBS Statement of Credit Practices available in Agreements andDisefoscrres at muralassailtrsamegaingu. Yoweseela Your tasement itemise sentient end other mete held hthe account at the end of the statement twit. You may oak fordeivey of fully paid sebrdies at ary time. You may receive securities used as loan collateral after swing any balrce due on tem. k -y securities transient to he Fir. &it the sestrent ponod are lase al market value as of the end of the Materna* period. • Can basis. In &limning the cost basis of the stoats included in this statement, where indicated writ the runts UBS Fharcial Services has relied cn information obtained from sources otter thane /35 Financial braces. including nf °tenon Iran another km a that sumy has provided to you Financial Ater The Finn does not indeperdently verify a gaunt the acaracy or wrathy day irdornution provided by puts Sher than tAid.Frential Services. h teitirt although LIDS Finncel Sanas generally waits tit Hammiest at thrice:ad, the firm does not provide any lonsances that the iicrmation knit 'Cost basis- and "Lhreakzed gar/loss' is accurate as cid the date ol this statement. As such please do not rely on this Hatton to make &shwa a ale decisions, fa to papist cr ahem's*. Accounts tendered to tie Fim may reflect girl loss rdamatit only for the period of time they ae held t the F rm More historical toms cn tan be addedby you Teuncial Advisor. • Urrealieed pans/losses When data is abiltle. esrinated &realized gait lases we alcaated fa ndvital secret lots. The trankiett data for ndittal lob may or may not tent commissions. charges ardor security reorganiza len mints Diridend and otervenwstment lots ad systematic sardine lots are each canbined to display are averaged lot. Ihe • Trade date • eclat 'resentsthe aigrul sensation wade date. • Callable securities Baia and ;referred stock that the Saar cats for eat Fa/intim wil be selected motel& by lot Iran am:rg all seoseies of that Mt held hour new* or in nornhee name la as ciente. Call titre ilonnati:n s Obtained from third parties and is accuracy isnot guaranteed. Other call feattres mays's' Mich cat affect weld complete hlonenatcn evillbe provided upon request • Cartifiestres of deport (CDs) CDs are FDIC rowed up to 5.29),000 n archal and accrued interest per delta& at pee deposity institutiont itacccrdance rah POIC rubs. • Priervalue Pros divined f or securities and ti ter products may be higher or lower than the price that you would stab reek* n the meet Prices we obtained from vaious third party sources Mid. Delve to be relitle, but we do not gavalee tee accuracy. — We gin tray us the closing pricewhen aveldab the mean of the bid ad ask prices fatted acuities and cplons a only bd prices fa OTC states. - Less acne& waded securities may be priced ushg a valuta, model or to mot recent prt we &tared and may not reflect an actual maket price or vale - Certah position may appear without a price ad will dove as 'price was rot available if we re untie to obtain a pnce f or a warily - Deposits or sectrain denzeninated in currencies other than U.S. dollars are reflected at the eichinge rate as of the statement date. - Per tereen washes trading in non.eonformng dirianinatcris. Oa a-4 quaty (face iota) may have been edited to facilitateprimer vtumion. To obtain current quotations, when aaattsle, corpse your Financial Adviser. • Prints artestments and An/clawed producb. his to means* states (heath? drect participation oroyam and real estate investment its searitPs) rid starved prodxts ale generally highly Akid. Certain sen_ctued proists hew not been registered wih the Securities and Excha- Commosion a under an, state securties taws. We proverb estimated robes for private investment stare is and structured products for rdormatibrul purposes only Accuacy trot guaranteed. - These values may differ abstantiaby from pat if any, at ph& a private investment security a structured 'Dalt may be bough or sold and do not necessarily represent the slag& may receive coon liatgteon. - ThM prly titillates of wtw cue as of a certain date and are smplid to UBS Fruit Services on a regret( bass by an Wee:enders station Gem. - Dun, general panne- or sponsa stinted vales, ry, are supplied to the F rrn by the name, gennal pater or spate and may be tabulated based on dlterent irdormation him that used by thrd parties to derive teir estimated values. - You can ocean addiecrul Namara' regarding the methodology used to determine the Minato of value ad the date of the itrmationtha is the basis for to es mate by contester? your Fe-uncial Advisor. - Th id party *started vases may be reflected as •Not sited' naves I sit aims. taw n idependent volition tem has not suppled or is Lod* to assign a vat" when we become avare that a materiel event he °soared chat ray call a pieta& reported vela ib question. or ten a value would be highly speottere due to he nave of the sectrity. - When neither al suer, general panne or sponsor *stinted value rite a &Stab estimated valve if mad, the valued the surly will be &tent horn its purchase price. - • Delia* cm to date may noble return of meal, income a both - see • represents the initial orlon; price per unit and may not ;elect Will COO basis • Restricted securities Restreled warren general& are rot canine& enable for publk sale. UBSFina-col Services tries to matet price of the unrestricted stock of the same issuer as an mputed value for ix restricted stock for proem of this ,tatemere on4r To the relent fiat reatsed lecirkies are elith la calk the vale retired may be sit:marital& less than the irrpled value drown • Et (stinted) inters arrant yields and rates. An estinate of a-rut income is based an current &lard ad interest rates, assuning tie seoskies will be held for one yea from statement date or until matisity. This stint Bony a gtalne, accuracy rd continued income are not guranteed - Estimated anal nccme ant cement Wald fo- certain types of secuires could include a stun of pnnePal or capeal gains in inflict) case the est income Cardcurrent yeti would be overstated. - Estimated areal icane ad claret yield and the actual boune aid yield milt be kwer a higher than Descanted amounts. - An estimate ol a-ruaeced ncome (divdend ands interest) dryadby the anent market valetaveram balance is based on the bet dividend or 'Merest payment made by the issuer and manes tie seositieSdepot will be held for use year torn the statement date or until meaty. Accuracy and continued weld me not gauntest • Assets not held by WS Financial Services Certain assets ae rot had by the Fan and nor nth the fens possessit or anti These assets de &played on rev statement for informational purposes only. Positions rd values presented Footed by due issue.; Inn U6SFroncial Servos is not respabble for to itemation and des not guarantee as accuracy. These assets are rot preened by MK or the Fite supplemental SIC coverage. • Revenue shoring and additional compensation. - In addition 10 commissions on sales and 12b-I fees received n carection Mb the distribution of nutlet had to sarcasms eve arida our alMate receive mina taring Wrenn fr011lokeribulors ads editors of the matt' funds that we sell. These anoints are based on two &learn conlxnents- V* amarn ol sales by UBS a a whit mutual fund family to our <lens and CO the asset value of epeeist mutual fund family's tares held at the 1mi - We and as afldiate also teens net :eking and ormtus lancet ng lees in corokleation for rimier agent sierViAS that we pt.& to the mad lards. These lees generally are pad from investor assets in the metal fund and are a fired &Oa amount based an the number of accounts at the broke-dealer holdng mobile trill ol that fund Emily CONFIDENTIAL - h tell on to covirrascni received n toter-non wth the sale or danbikon of a-rueir contracts and cm investment trust units to our <lents, vs ands our affiliate scare mph.* sharing componeation from many of the instance can-pant underwriting the amity contracts, athletes of the Murat carpanes or sponsors of Meese investment tots we distrbute - Qn taints also receive trading commetts and other conversation from mutual finds and nuance companies whose products we *tribute. - Nemeth, an anal fee from UK. Bak OA and itS AG Stanford Birth of up to diS per accost sweeping to the bat under the UBS Bair Sweep Frograt. Activity Inbanation regudrig <corn:nays and *ter chugs tuned in connectco with De oeculat of rads ncludny option transactions ha been inclucbd ccedirrnrons previously turrashed to you, at wall be plated to you pamptly recpeg. Sheet allies f Pain enaaged in that sell'et a security, you may hair a charge dm to certain tariarrtg costs for that particular security. Open onion Pelting oari or • sozdtilkancelhe orders tat were not cricteed by the tamer( date, open buy at sal stop orders are redxed by the mount of dividends or rig-its on an exdividerds a baits date unless intruded otherwise by you. You are rinpondt fa orders that re sealed dm coyote talus to (axe pasting open orders. Prissy To obtain a copy of ca curried Client Riney Steer phase contact dour Francis' Advisor or visit as nitrite at stimistROBoathaOdarm. UBS Financiel Services a not a bat 11-e RUA, Business Sett Account BSA and IRMA are brokerage accounts which provide access to barking services at products trough arrangements wed) affiliated bat at other thrdaty banks, and provides access to rotate and snit protaa Sued by unallaseal the/Deity insurance ccmpanies through roura-ce agency subsidiaries of UBS Finarcial Services Inc. Investment, nsura-ce. and arutly products: Not ODIC inured • No bank puttees May tae valet RYA. Retrace Management Acccunt, Business Services Account BSA, IRMA and alternation& Resource Management Accost are registered service marks of UPS Fruncial Services Inc Visa *Date is a restered senice mirk of Visa Intentional WS Via Santee cede cards and CBS Vea deb cards are bated by UBS Bark USA with IMMffliOri from to U.S A Incorporated. UBS Fireside' Services Inc Psi 201402 SDNY_GM_00024839 EFI'A_00135459 EFTA01276852 4tUBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 Al4P70010605470314 kl Y1 0 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number: Your linancial Advisor. SCOTT STACKMANILYLE CASRIEL ■ Questions about your statement? Call your Finan.:hse. Advisor or the Resourc in t accoun %Ask our websIte: vehree.ubscomIlinanciatsenixes Items for your attention • if you me U8S Online Services, consider changing your User Name and Password regularly to protect yogi personal data. Not enrolled? Go to ubs.cornionineservices Value of your account on February 28 (1) on March 31(9) Your assets 3,517 75 3,517.75 Your liabilities 0.00 0.00 Value of your account $3,517.75 $3,517.75 Business Services Account March 2014 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 Tracking the value of your account 3,517.8 • 3,5178 • Feb 2014 Mar 2014 Sources of your account growth duriag 2014 Value of your account at year end 2013 Net deposits and vathdratials Vat riveStnient return. Change in market value Value of your account on Mar 31.2014 90.00 SDNY GM 00024840 53.517.75 10.00 $3,517.79 Member SIPC ANe7004:0001060547 W7000122502 00001 0314 000000000a 100000 ►aga 1 of 6 CONFIDENTIAL EFTA_00135460 EFTA01276853 *UBS Business Services Account March 2014 Your account balance sheet Summary of your assets Value on March 31 (3) Percentage of your account A Cash and money balances 3,517.75 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 0.00% Total assets Value of your account $3,517.75 53,517.75 100.00% Account name: lax FOL•NDATIGN Friendly account name:MAX FOUNDATION Account number: III MIN Your current asset allocation A Eye on the markets Index Percentage change March 2014 Year to date S&P S00 0.84% 1 81% Russell 3000 0.53% 1.97% MSC I - Europe, Australia & Far East -O.57% 0.77% Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% -017% 1.84% Your ig mental Advisor SCOTT STACK MAIILYLE CASRIEL • Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Imponant information about your statement on the last two pages of this statement for details about those balances AMP 70003001 060548 NP70C0122502 00001 0314 000000000 CONFIDENTIAL 0 loaNYGM00024£019. 2 of 6 EF1'A_00B5461 EFTA01276854 *UBS Business Services Account March 2014 Account name: MAX FOUNDATION friendly account name:MAX FOUNDATION Account number: II IMO Your Financial Advisor: SCOTT STACK MANILYL£ CASRiEL Change in the value of your account March 2014 (31 Year to date IS) UBS Bank USA Business Account APY $0.00 Interest period Feb 7 - Mar 6 Opening UBS Bank USA Business balance Feb 7 Opening account value $3,517.75 $0.00 Deposits, including investments transferred in 000 3,517.75 Closing UBS Bank USA Business balance Mar 6 $3,517.75 Number of days in nterest period 28 Closing account value Cash activity summary $3,517.75 $3,517.75 Average daily balance $879.44 Interest earned $0.00 Annual percentage yield earned 0 00% Ste Account ectory mon:n101 delalf Bien( eS in your Omen0010rd art intim:ea n the operona and dosing Mantes value. FDIC insurance qtchts Poly id deposits at 08$ Bank USA, not to dtC091S dt 085 AG, Stamford &arch or bank deposits paced t hood', the UBSInternatona Depccet Account proyam, S✓PC protection zones to money matket sweep land holdings tout mt Dark Otponts. See impOrtanr infOrmaton about your statement on the izt Iwo pages Cl this document for &leis March 2014 (1) Year to date (5) Opening balances $3,517.75 $0.00 Add/bons Deposits and other funds credited 0.00 3,517 75 Total additions $0.00 $3,517.75 Net cash flow $0.00 $3,517.75 Closing balances $3,517.75 $3,517.75 Your investment objectives: You have identified the following investment objectives for thisaccount If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a fuN description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Capital appreciation Your risk profile: Primary Moderate Investment eligibility consideratx>n None selected Your account instructions . Your account cost basis default closing method is FIFO, First in, First Out SONY GM 00024842 AtisP70003001C6054UNehoo3122502 OdOai dam 000030000 100000 Page 3 of 6 CONFIDENTIAL EFTA 00135462 EFTA01276855 *UBS Yournotes e•,..,,ce..eosro.,re,...er..... rmse_._.....s. CONFIDENTIAL EFTA,B3463 EFTA01276856 *UBS Business Services Account March 2014 Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. El El I %Me PrKeS, incarie and current ',Sues shorn may De approximate. As a festal. gam Endlossesmat rol to acurately reflected. See in portartontormabon about your statement a the end ol this ifccurreM for mote Informaion Cash Cash and money balances Cash and money balances may include avalable cah balances. UBS Cant USA &pout account Waxes. UBS AG Startbrd Branch depose account onances and money make mut ua fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vet h n sok (de limits, but are not protected by 9PC U85 AG Stanford Branch deposit =cum balances as not enraged by F DK and are rot protected by SIPC Money market sweep batances are protected by SEC but au not Insured by the FDIC. Set the Important information about your statement a the end of this document for details about those balances °Fenno baance ClosingI:dance Pnce per setae Average aiddng on Ma 1 (S) on Mar 31 (5) on Mar 31 (S) rate UBS BANK USA BUS ACCT Daidend interest period Your Pi nandd Advisor: SCOTT STACK MANLYLE CASRiEL Days in period Cap amount (I) Your total assets 3,517 75 3,517.75 250.000.00 Value on Mar 31 (I) neKenfage c( your accord Cost Estimated basis (I) annual income (5) Unrealized gain or loss (5) Cash Cash and money balances 3,517.75 100.00% 3,517.75 Total $3,517.75 100.00% $3,517.75 SDNY GM 00024844 ANP7000300IC6OSSI NP7OCOI27S02 0003I 0314 DOC0300a0 100000 Page 5 of 6 CONFIDENTIAL EFTA_00135464 EFTA01276857 *UBS Yournotes CONFIDENTIAL EFTA,B3463 EFTA01276858 Important information about your statement LES Firancial Senates ix. (the F im or UBS Anemia! Senikes), is a merrter of all orinciul sxvly, ammo* and colons exchwges. LES FeurcialSenrices and U3S Bask USA ae rdrect sutobiares of LES AG and affiliates of LES Seasitin LIC. The Fim's f hernial statement is available upon masa The FITS. excite off ices re a: LES Financial Sermon Ix. 1200 Harbor Boubvard Weehawken, to 07086 Ibis aatement represent the any official record of you LES Fe-uncial Samos account. Other words, except official documra containing cordlictiog date should not be relied Lan If you befew there is an error cr omission, please report it immedately narking to the Bench Manager of the office saveg your account. Alloach al figures shown We Mended to be accurate. statement data shoult not be used kr tar purposes Rely ale& on yea'-end tax forms, (lei Form 1039. kat 10425, etc.) whin prepargyour to return. The Film a required by law to report to tie IRS all taxabk &iamb, report*e rcritauble dvicknds and tat imenet eared on 'utilities held in you axant, net prate:b on sale transact:re, aid cost base on certain coveted wanks. Communications with the Finn • Please re-confirm any oral cormxncatorts in own. to further protect gout rghts. incladwg your right tardy the Searities !nester Protection Ace (SEA) • If the finrcal nstitution on the top left of the bent of this sfatemert is not UB5 Anatol Semces. U3S Faunae' Services canes yos account as cleanng broker by arrangement wits the hdcated instanion We Wormed yaz of the relationship when you opened this accost. h this case. your twit and nose* at boated a UB5 Rnancial Services and rot the hwabong broke.. al you moat make *Von at spy ever or *Tuition to both lima. A II accant statemrits shall be deemed complete ad accurate f not objected to hut. within 60 days. • Please died *atoms canplaints or • • • Fitn's C lent ' ems a:toll-frees 903 .to : ET Monday through as a in ati. to U36 Financial Senices lx., Client Relations Detriment, P.O. Box 766 Union City, NJ 07087. • Pr case of (*men Or asslions anal an electronic funds trander allb BS Wedeln( card trankictiorn, call a vete to UBS Faunae' Sensors ex., 1000 Harbor Biwa, 6th floor, Weehawken N/ 07036, Aar FOANBSA %owes Cal a write as soon as you cart if jou shit jar statement or receipt is maga 4 you need more infamat ion *cut a natter on the gannet or rOtWO. The Finn or Card baar (8, et:Stable) muff hew horny:et ro later than ISO days after to Fern sent you the fin sentient on whit the error or problem *Peered. - now. you name ad accost number Of any) — Dessau the era or the wander you are ionise about and .clan as clerk as you on why you believe t is an error a onyx° need mote Wicrmation — Provide the dollar anant of the suspected error. The Fern or Cad Issuer wit nonzgate your complaint and MI correct any error prompt/. Please make all dada payable to the Fins or tie Ihencial initiation ildkated on tie front of this Onement had:Mimeo nooks scant feu accounts mai be subject to martenrce fees, chars for ate papromt for startles pwthases and charges kr unpaid amounts in Glib =wits. Accounts that ate transferred to other :tensions may be subject to a trendy tee. UBS Sweep Cgitions UBS offers options to sweepng cash bine; biases to had deposits at UBS Bats USA and U35 AG Stallard brerch (Bank Sweep Frown* money maks maul Ards (blowy Funds) ad the InternationalDeposit Accost BOATfor customers with an International Awoke Malagemern Account. Through the Bank Sweep Progeny, ash balances re swept to USEEterfs USA up to al easbkhod Iran ad then to LES AG Stanford Brandt or a Money Fund. Deposits at UBS Bak USA are FDIC ntred in accordrce with FCC rules. Fa nacre nlamatian please sat wonvIdicgov. Deposes at UBS AG Stamford Barth ad tares of Money Rands are rot inured by the FCC. Throup the 04, awailible to cash balances are swept to deposit accounts al UBS AG New Yak Branch and UB5 AG Cayman Bunch Thew deposits ate not Wound by doe FDC. Batman Fold at the LES AG Caymat Brash are tempera* exposed to the sovereign risk of the C spun glands, and tee is no gwantee Cr other obligation of UBS AG to may the biarces while on the UBSC aymarris Brach's books. Deposes a LEIS Bat LEA and each UBS AG Each are not protected by SIPC. Money Fund shires we protected by SIPC. Ste Francis Service. Mecum Protection' bobw Upon you reg.est, balrices n tie Bank Sweep 1:regretsa OA may be withdraw" and shares of a Money Fund my be liquidated, rd the proceeds returned to you oreour seosein accant. Further formation about available sweep options, notating unit imetest rates and yelds, a audible at wuw.sbs< from your Frac ial Advisor or by calling UM Financial Services account protection The f inn is a member of the Sautes ilveltal Protection Corporation GIPC), whkh protects securities accounts of its members up so 1500,02) (naafi. S2 00000 for dams kr cash). 11-e SIPC asset protection Imes spy to all account tat you hold n a particular casually. The Fim, together with certain affiliates, ha also purchased appinental protection. The mparrun amount payable to al eligible Went, cobectozek iscke this protection is 1500 million as of December 10, 2013. Gotta to the pokyconditions ard limitations, cash X the Firm is further protected kr Lea to $1.9 million n the aggregate for all your accounts held n a patioalat capacity. A ful copy of tepoky wiring is available L0011 reourst. The SIPC protection at the upplementl protection both do not apply to. • Conan thascial Isiah controlled by (and hcbdid your account value) but held away from LeSFinarxol Services (e.g.. certain(* cash at UBS Bat, (i$ cash at LES AG Surnlad brach (a) inswarce prosbaS. including variable enmities, cod 00 shires of mutual finds where such shares are registered diedly it the name of the account holler on the boas ad records of d-e applicable issuer a Wafer agent); • Certain rnestmert contracts or niestment interest gg., limited partneshix and private plarnments) that are rot registered srder tie Securities Act of 1933; ad • Commodities contacts (e.g., foreign exchage and mei:corneal contrads), irnudig futures contacts ad tornotitroPticn contracts. the SIPC protection and to supplemental protection do not apply to these assets ew.4 they otherwise appear on yea statement. The SEC ototection and the heriPlerrental protection do not protect agarct changes in the maks vats of you investments (whether as a result of market mown** issuer baicruptcy a otherwise) More inf cannon is avaldsk tool raciest You may obtain nut iffonnation aka,' the SIPC Broths., by contacting 51K a or by osier. the 51K website a WeabieetOy Dividend ReiWetblbefil Norm (DRIP) The age reflected is an swage price. You may obtan the actual price from yaw Financial Advisor. Only whoa *ire are purchased under DOW; partial shires will be sod rd the cash wS b depoOted h your account. The dviderd renvestment price applied by te issuer may differ from the make pate at which thepartial shires at sold Cattern•liew CMF whole units may be hekhn year scout. If you at witted to a panel at as a result of a dviderd Pankni ▪ oterwise, the Firm veil either sell panel ins a made) peke a accept an amount Stumbled by a registered clerk. agency, axl credit yaw accost Investment objectives The rims:nen °haunt ad risk profile we spa:oft to each account and may my between Please whise the Fm promptly in swag of any signif Cant change in yar foaxial situation or monsters objectives. Fa each CONFIDENTIAL account held, you choose one of the folkwig imennent objectives' • Amokse CunentIrcome. es sato; the generation of income cr.. • Adam Capes! Appreciation: Investments seeking growth of pence:bat rather than the gerersen ol income. • Produce Combinaton oilman. and Capital Appel:lawn- Imesiments sakig both the generation ol mane and earthof fatC011. Overall risk profdes • Conservative Seeks to mantan vette& with low risk and volatility to the accost carat, send that meat the accost does not generate significant income or netutm name, not keep pace with inflation. • Moderate Wilkg to accept some risk to pinc0al and tolerate some votatay to seek hirer returns. • Aggressite: Wiling to accept high Sc to anopal ad high :slotty to seek high returns our time. Statement Isouseholdne We may consolidate a1 related account statements with the sane bidets n the sink envebpe. Accounts may be related la this purpose bait. they haw owners who also maintain pia scam relationships with other clients at the sane address. This practice's known n • househnling ' II you prefer to receive rdivilual statements mated in separate envelopes —you may date household!g by wiling your Ennuis' Advisor. Friendly actaust name The Friend. scant name reflects Mormation that you wetted on the Fitm's wile* senses website. II is a customizable 'nick-urn? d-osen by you to aria you wah you recordetepint It has no legal effect on your am nt. You can cha-ge you hi endk attars names, through Onfre Services or by contact. murFkandal Attars. A000%ffilt overview • tate otmor accoontiport** Net of assets and • Assets hulas available cash balances, yaws for restricted searey lest), and Global fine Deposits, urrealied mats to market, and cedars assets not held bytes Fins. Does no include unxiced S.CUitiell assets at the end of the primand norm statement periods, or prorate irnestrrents, pasted stock °prom aid emendable stock options • Eiatiticos Include, debt bilirces, outtardirg margin loans. credit the, inn accent balances. • Casb/reoney balances. Total of uninvested available cash balances. plus UBS Bat USA deposit boraces CBS AG Surrnstd Punch deposit balances and money market mahout fund sweep biases, at the case of M gatemen, period. Noricormocky bee credit balances A your scout av rot segregated from other balances ad tie Few may use any ol these funds is the: ordinay course testiness. These funds re payable upon your dernard. This total is included in the amen period close-. value. SDNY_GM_00024846 EFTA 001;5466 EFTA01276859 Important information about your statement (cOn Inued) landing information For &tared information cn the rims lending packet and &domes, refer to you e'en Reiatbr&Ip Agee-runt or &can Agreement and the General Timm rd Conditions UBS Statement of Credit Practises addable in ermine adDrrebsuria at ramcdsracataczatacimuas Yedrmete Your «ferment itemises securities &dative awes Need hike aoccent at the end of the gatemen period. You may ork for debrery of bAkr paid seasities at anytime. You may receive securities used as loan collateral after prying any balance due on them. Ny securities transferred to tne ;On dyig the statanent period are hitdal market yak* as of the end of the statement period. • Cat bads. In &Manning the tog basis of he stories included in his statement where indicated will the nurrbe• UBSFearn<W5arvices he relied conformation Maned from sources other than1.8$ Handal Senices, including irlf ankh& kern anothe- km a that you my have provided to you Financial Mika. The Finn does not hetipeniently verify a parart.. the ;sconce or vaidity of eery ire ormation provided by, sources other than LES Siuncial Senices. h a:1*in although LIDS Finareal Services genteel& &dates ha infamatian as it k received, the firm does not provide any wawa that he informal& tnier 'Cost basis- and %Streaked gall loss' is accurate as of te date of this statement. As wok please done M& on this rdamation to make whew cr sale deckiont torus papaws a otherwise. Accounts transferred to te tim may reflect gar/ loss Hamann on& for the period of time hey" held a he F rm More hits:vital Hamann <anew added by your Toned Advisor. • Lanalitedgaisellosees When data is avail&k, eginated u-realized grind lases we Wanted la eckvidat saucy lots. On transaction data for navidal lots may or May na reflect OknoliSSCre, elmerges mace security reorganizal in everts Diedend and oterrenvestmern lots ad systematic p_rduse lots are eachcombined to display one averaged lot. The' Trade date • &Linn presents the «egret transaction trade date. • Callable nawkies Barb and ;referred stock that the sum cats for ea& redemption will be selected mural& by lot han arrorg all seosities of hat isste held hour rare or in nominee mine hie as clients. Call feakene infonnatkn k Maned from third parties and es accuracy isron guaranteed. Other call feakres myrest which could affect mkt complete Oleo-melon will be proviied upon request. • Certificate' of "peek (ms)CDs are FDIC hawed tp to 1293,000 in Frixtal and accrued interest per detios4or ad per depository institako bacccolince vette /VIC rules. • Rice/value kites displayedfor securities and Mier «edicts may be higher a beer than the Pria that you would "sly recent h the market Prices we obtahed from various third party sources Mite we bah* to be retitle. but we do not guarattee their accuracy. — We generaty um the cloai-g priceMein available cr the mean of te bd ad ask prices fa listed securities and <peons a ores bd prices fa OTC seosities. - Las actime& traded securities may be priced using a valuation model or te most recent pre* we &tared and may not reflect an actual naket trice or toes? - Certain position may appear without a pike and will tow as 'price was rot available' if we am untie to obtah a once for a manly - Deposits or sectrees de-crninated h currencies other don U.i dollars are reflected at the e&chinge rate as of the stmerrent date. - Fa terrain sectrines trading em n0ts.confoormng censmsnatcra price aH quaairy (face aka) may have been ad arted to facilitate pupa valuation To obtain current quotations, when «alibi., contact your Financial Advisor. • Print* frivenibmin and rtructured producb. hivats ~trait mantis (kWh? drect participation poltam and real estate investment trust wanes) zed stunned pedicu are generally highly Akpid. Cedar. striamsed voids have not been registered wih the Securities and Excha-r Commission o- under art? gate «curries laws We erode esbmaed vases for vivate inritarnas secure es and structured products for reormataul purposes only &cum knot guaranteed. - These values may differ stbstamiabi kan prices. il any, at whch a private horsemen security a structured «aka may be bough or sold and do not netCeStanly represent the as you may receive upon Inuidation. - TIM pary estrnates of aka are as of a certah dread are %paled to UBS Fina-cial Services on a regale' basis by ah independent vitiation tim. - ksuer, generalpanna or sternor estimated valse, ery, art wpplied to **Fro by the Mot, general partner cr sponsor and may be calculated based on Steen information Iran hat used by mid parties to derive tar estimated values. - You can obtah adder:rut Hamann regarding the methodology used to determine the estimate of value ad te date of he i-krmationtha is the basis for lee est imata by contacting your dundal Advisor. - Tat party estinated alas may be reflected a 'Not peked' h sava I sit Mae Me n independent vitiation lime has not suppled or is unable to asap a vale. when we become aware that a material event has ormred tug may call a peemury reported vats Ma question, ix when a value would be highly Wearlative due to he nitre of the scarify. - When neither an issuer, general parter er sponsor estimated value nor a &Marty estimated Mx is mad, the value of te wanly will be damn front itspurchasePrice. - 'PSITIN.ACC0 to date • may include return of (aortal, income a both — • Crignal kris see • represents the coital &env price per unit and may not reflect your cost basis • Restricted nowitien Restrded ~des general& are rot &rent& elglob kor publk sale. UBS Finacel Services uses te market price of the unrenricted stock of the tame iswc m an invited value for he restated stock for purposes of this statement on, To the «tent that restricted seoskies are «gbh fa sale, the vale received mar be stbstantial& less than the inpsed value disown • Est. Beatimated) Mayne. and yields and ream An estimate of areal income is based am current dmiderd and interest fans, assuring he searites sill be held for ere yea from statement date or until ~miry This estimate korg altadeln, accuracy ad continued income are not guaranteed — Estimated areal ncome ad current y.eld fo- certaa tees of seoshies could include a return of pnixtal or capeal gains h Mich case the est income (rd cunt yek$ would be overstated. — Estimated anal im-ane ad anent yield and live actual rrxme ad yield mi;ht be bar a higher than the estirnated amounts. — An estimate of a-rue!~ income (divdend sector interest) divded by the <sort market valuraverage balance is based an the last dividend or rang patient made by the issuer and asans te securities/depose will be held for one year from he statement date or until maturity. Accuracy rd continued yield se not gained • Assets not held by U3SFrancial Services. Certah asets ore rot held by the Fin and not wan the Fermis possession or coma. These assets are *played on yon statement for informational purposes Orly. Positions and values presented am «audd by he &tied fern UBS F nancial Services is not respray:Ole for ges itanation and des not guarantee es accuracy. These tams se rot preceded by SVC or to Faris essplemereal Siff coverage. • Revenue shoring and additional compensation. — In addition lo corrmissons on sales and I 2b-I fees received at ocorection sal the distribution of moat knal to ouraent we ands, our &San receive revenue haring payment horn distributors ad or ahiscrs of the natal funds that ore sell. These arnants are based on two different carPonents- (I he arnocntol ales by UBS of a partkuler mutual fund lami& to our <lints; and CO the asset value of a patios« mutual fund I amity's shares heed a the Inn — We and as altsate also recent netwaking and orbs processing lees in consideration tor fader agora rank.« that we parish to the rrulual hint Thew ties genitalia are Pad from investor assets in the mutual kind and are a feed delta amount based an he number of accounts at the broker-dealer holdng maw( lords al that fund CONFIDENTIAL — h aide in to orimessen; received n conneacn wash the sale or danbUion o1 arvvy contract and um investment rut inks to our <tents, we anda our affiliate recent revenue sharing corrpensatin from many of the reasame companies underwriting the artery contracts, aflaates of te imunace <own» or sponsors of tetra investment rusts we diastole ▪ Can affiliates ako receive vadng cannusins and other cantonal:tarn» mutual es& and nsurance ~panes whose «cokes We distribute - We receive an areal lee from UBS Bak USA and USG AG Stamford Bran& of up to 12S per accost tweeting to the barka under the UBS Bark Sweep Frogman,. Ad)vity Mormatcriregurdngoornminkns and char charges hosted in connector weh the evecutcn of radio, &Judi; option transactions ha be& included on &M mata prevousty furroted to you, and well be Fronded to you panelsy cn Sheet Nang I you art engaged in short ward a security, you may hoar a charge die to certain borrowing costs for that particular suety. Open «den Regarding Wen or 'coidtilkancelticr adel tat were not eacuted by the staternere date, open buy and see stop orders are revised by the amount of dividends rights on an ex-divider& a antes date unless horucted «hew« by lie. You are nespormbh fa orders that are neo sed deer to you failure to cancel ensting open orders. Pamela To obtain a copy of ar current Client friaryNotice. please contact >our Francis' Achisor or visit as what» at alltILICIGGILliadat2aidra. UBS Foment Services e rot a bark The WA, Busiest Services Account RSA and RUA we brokerage accounts which provide access to barkingservices rd products through arrangements rah instated barks ad other thrd-paty bents, ad provides access to nsurace and &may pnxtest issued by unaffiliated third.party insurance compries through nurse« agency subsidiaries of UBS Finarcial Services Inc. Investment nsura-ce. ad rutty products: Not VIC inured • No bank guarantee. May bse vale RUA. Resource Management Account Business Services Account BSA, RMA arrd .lonational Resource Management Mama are registered service marks of UBS Fruncial Services he Vka koalase is a registered service mark of Visa International. LES Via Sonattre cede cads eat LES yea debit cards are skied by UBS Bark USA with pemosion from yea U.S A Inconaoraied. UBS Finandel Services Inc 201402 SDNY_GM_00024847 EFTA_00 135467 EFTA01276860 ;It UBS 085 Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70036434550414 VI 0 Account name MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number: Your linancial Advisor. SCOTT STACKMANNYLE CASRIEL Phcme • Questions about your statement? Call to Jr Kir,ancia AdvJSO: Of U e Resourceline at account 14sit our website: www.ubscornifinancia/sennces Items for your attention • If you use UBS Online Services, consider changing your User Name and Password regularly to protect your personal data. Not enrolled? Go to ulas.com/onineseivices Value of your account on March 31 (5) on April 30 (5) Your assets 3,517 75 8,738.15 Your liabilities 0.00 0.00 Value of your account $3,517.75 $8,738.15 Business Services Account April 2014 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 Tracking the value of your account S 8,7382 1517.8 Mar 2014 API 2014 Sources of your account growth dude!' 2014 Value of your account at year end 2013 Net deposits and withdrawals Your investment return Change in market value van of your account on Apr 30, 2014 10.00 Member SIPC ANP700CQ0C06O455NP7050067033C0031 0414 00 CONFIDENTIAL $8,738.15 saw S4,730.15 SDNY GM 00024848 oococo Pogo 1 of 6 EFTA_00135468 EFTA01276861 SUBS Business Services Account April 2014 Your account balance sheet Summary of your assets value on April 30(1) Percentage of your account A Cash and money balances 8,738.15 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 a00% F Corrmodities 0.00 000% G Other 0.00 0.00% Total assets Value of your account $8,738.15 $8,738.15 100.00% Account name: Friendly account name- `1 Account number: Your current asset allocation A Eye on the markets Your Financial Advisor scc YLYLECASRIEL Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, U8S AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about your statement on the test two pages of this statement for details about those balances Index Percentage change April 2014 Year to date S&P 500 0.74% 2.56% Russell 3000 0.12% 2.10% MSC I - Europe, Australia & Far East 1.53% 2.31% Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.15% 0.84% 2.70% ANP70002000613456 W003862003 0003I 0414 00CCOCOSONOMY_Gnifioortailifie 2 of 6 CONFIDENTIAL EFTA_00135469 EFTA01276862 CBS Business Services Account nix,' 2C 1.: Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. I MI Your Melinda! Advisor: SCOTT STACKMANLYLE CASRIEL Change in the value of your account April 2014 ($1 Year to date IS) UBS Bank USA Business Account APY Interest period Mar 7 - Apr 6 Opening account value $3,517.75 $0.00 Opening UBS Bank USA Business balance Mar 7 $3,517.75 Deposits, including investments Closing UBS Bank USA Business balance Apr 6 $3,517.75 transferred in 17,220 40 20,738 15 Number of days in nterest period 31 Withdiawals and fees, including investments transferred Average daily balance 13,517 75 cut -12,000.00 -12,000.00 Interest earned $0 .00 Closing account value $8,738.15 $8,738.15 Annual percentage yield earned 0 00% Cash activity summary See Acronm 4ttnny th4 momnfor detals Balances in your Sweep Options are indudedin the cpertng and closing balances vSue. FDIC insurance applies coy to deposits at U85 Bank USA, not to deposts at U8S AG, saarloid &arch or bait dep3sitspiaredinroud, the LIBSInternanOnd NOVA ACCOunt pogrom. SIFC VOtection applies to money menet stneep fund holdings but not bark deposit. See Important MOonation about your statement on the last two pages cat this document (Or °eta's Apnl 2014 (S) Year to date (S) Opening heiress Additions Deposits and other funds credited $3,517.75 I 7,220.40 $0.00 20,738.15 Total additions $17,220.40 $20,738.15 Subtractions Other funds debited -12,000.00 -12,000.00 Total subtractions -$12,000.00 -$12,000.00 Net cash flow $5,220.40 $8,738.15 Closing balances $8,738.15 $8,738.15 Your investment objectives: You have identified thy- investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fbancial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document Your return objective: Capital appreciation Your risk profile: Primary vtDderate Investment ehgbihty consderavon • None selected Your account instructions • Vow account cost basis default closing method is FIFO, First In, First Out SDNY GM 00024850 ANP703020C0643457NP7003067CO3 00031 04 14 000000000 CONFIDENTIAL coc0c0 Pap 3 of 6 EFFA_00135470 EFTA01276863 *UBS Yournotes sax ammo:mow 3sMISs_ca_asosalw • a s CONFIDENTIAL EFT,00133471 EFTA01276864 UBS Business Services Account April 201.: Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. Sane pn<es, income and current Mull Sham may be approximate. As a its WI, gains and losses fray not be acurately reflected. See importanontormaaon about your statement a the end of this dxument for more information. Cash Cash and money balances Cash and money balances may inch.* availablecah balances, UBS Bank USA deposit account balances, U85 AG Stariord Branch &post account balances arid money market mutual fund sweep balances. U8S Bank USA deposit account balances are insured by the FDC xltNn applicable I Innb, but are not protected y SIPC. MIS AG Stanford Branch depose account balances are not insured by FDIC and are not protected by SIPC. Moneymarket sweep balances are protected by SVC but me not insured by the FDIC. Set the important information SKR your statement a the and of INS docurtwnt for Peak ,boil those balances. tikking UM BANK USA DVS ACCT Your total assets Your ti nada! Advisor: SCOTT STACK MAMME CASRIEL Deanna Mance Closing Waite Pace per share Average Dividend Interest Days n on Apr 1 ($) on Apr 30 (t) on Apr 30 (l) rate period petted Cep amount (1) 3,517.75 8,738.15 250,000.00 Percernapeot Cost Estimated Unmated Value on Apr 30(S) your account bans (S) annua incare (S) gain a IOSS (I) Cash Total $8,738.15 100.00% $8,738.15 Cash and money balances 8,738.15 100.00% 8,73%15 Account activity this month For more Information about the pikeinalue shown bar restricted:aunties, see important WOIMStiO4 about your statement a the end of this dot anent Date Acetyl), Your Quantity/ Description expense code Face vast Cash PrIcelValue (I) amount (S) Cash and money balance tS) Mar 31 Cash and money balance $3,517.75 Apr 4 Deposit FEDERAL FUNDS DEPOSIT BY MAX FOUNDATION AT 04A50533 17,220.40 13,738.15 Apr 4 Transfer JOURNAL TO RRAMAR PROJECT, INC. -7400000 Apr 22 Transfer JOURNAL TO RRAMAR PROJECT, INC. -5,000.00 8,738.15 Apr 30 Closing cash and money balance $8,738.15 SDNY GM 00024852 Ame703020C0643459 Ne7003062CO3 COCCI 04140000D0000 00000D Pap S of 6 CONFIDENTIAL EFTA_00135472 EFTA01276865 *UBS Business Services Account April 2014 Account activity this month (contrived) Oate Money balance activities Mar 31 Apr 7 Apr 23 AM 30 The UBS Mk USA But, neSS Account is your primary hveepoption. Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number: . _. Your Ignandal Advisor. SCOTT STACK MAAY LYLE CASRIEL Acimty Description Amount (1) Balancer forward $3,517.75 Deposit UBS BANK USA BUSINESS ACCOUNT 10220.40 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 04122/14 -5,000.00 Closing UtS tank USA Business Account $8,738.15 ANH0302000643460NP7000062003 00001 0914 00 °OVAI4Y_OM_0002489vo 6 of 6 End of statement for account number. CONFIDENTIAL EFTA_00135473 EFTA01276866 Important information about your statement L8S Financial Services ix. (the F im or UBS financial Wring is a master of all princizel wearily, ammo* and colons et:changes. LES Frencial Satires and U3S Bank USA n rdrect subsinres of LES AG and atlases of LES Seasitin TLC. The Fim's I hancial statement is available upon cigar. The Firrik ereosite off ices ae a: LES Finarcol Services fox. 1200 Harbor Boulevard Weetaken, tU 07086 Ibis statement represents the any official record of you. LBS Fruncial Satins account, Other words, except official tic documents containing corairinnata should not be relied iv:alto° befew there is an env or omission, please report it immediately n wring to the Ranch Manager of the office serving your account. Arcot ellipses shown We Pilended to be accurate. statement data shark' not be used for tar purposes Rely sclet on yes-end tax forms, (let Form 1099.54A 10425, etc.) whin prepregyour tu return. The Fim required by law to report to ihe IRS all to able dividends, respond* I-astral* clitidends and tat intern end an acuities held in you acant, net proceeds on sale transactora, and cost tress on remain covered Communications whittle Finn . Please retorism wry oral corrmuncatorts in wring to funher protect your opts incbdrig your rghb tat the Sonnies nest& ifel•CtiOn Act (SSA). • If thefinical nstirution on the top left of the friont of this statement is notUB5 Sinaloa Serns,U3S Phenol Satires carries you- scout as cleamg taker by anargerrant web the rdcated intlitutiNt We Wormed ycu et this relationship when you opened this accost. hare case, your tad aid secures a-e located a UB5 Rnancial Servicesand rot the FrocEngbrokei, ant you nut mace error of ery area or minion to both lints. A accctnt statementsshall be deemed rent, ad accurate ri not objected to h wrong within 60 days • Please detect aroma complaints or ' Fitn's C lent ' tot at or toll-free at 8:03A. .lo ET Monday through as cr in ening to UES Financial Satires Ix., Client Relations Dees-rent, P.O. Box 766 Union C ay, R107087, • thirst of wren or sf.reslims roar an electronic funds transfer or BS Vise debit card tanuctiorn, call or write to UBS Fhunual Semen frt., 1000 Harbor Blvd., 6th floor, Wanner' N) 07036, AtIrr MAMMA Soren Cal or write as soon as you cart it you thrk yes statement or receipt is mug Cl 4 you need more Horne ion elms a turner on the flattrnent or COMO. The Finn or Card boar as aPiciablE most her horn you no later nth 60 days after the Fim sent you the fell stamen on which the error or problem *Pared. - honer:ors name ad accost number Of any) - Desoto the err or he wander you ere are about, aid .clan as chary as rat can why you believe t is an error a why you need more lionnation - Provide the dollar anent of the suspected error. The Fim or Cad Issuer instate your complaint and well correct any error promptty. Please mete all checks paydok to the FOTO or tie financial inetitution Skated on fro front of this statement had:Mtn to noon accord fen accounts may be subject to maieenne lees, chines for late parent for secures purchases and charges for unpaid armunts n cashaccosts. Accounts that ate transferred to oder hdautions may be subject to a transfer fee. UBS Sweep Options UBS offers options for sorepng cash brans balances to bat deposits al UBS Bark USA and UBS AG Stamford branch Bank Sweep Pregame), money maim mutual weds (Moray Funds) andthe Intentional Deposit Arrant MARE customers with as Intentional Resource Management Accost. Though the Bank Sweep Brogan cash balances re swept to IBS Ent USA up to an erabkhod knit rd then to LES AG Stamford Brady a a Money Fund. Deposits at UBS Bak USA are FDIC fluted in accordrce with FDIC rules. For mote nlomation please set werwidicgov. Deposes at UBS AG Stanford Burch rd tun, of Money kinds ant rot nosed by the FCC. Throup the Cra, theilibk local balances are swept to depose accounts at UBS AG New York Branch and AS AG Carron Bunch Thew deposits are not hauled by the FIX. Balance, Feld at tie LBS AG Carron Binh are temporary exposed to the sorereir risk of the Caftan elands, and there is no gurantee or other obligaton of U3S AG to mpg the brans while on the UBSCaymars Brach's books. Deposes at UBS Bait LEA and each UBS AG Earth are not protected by SIPC. Money Fund shares are protected by SIPC. See *U35 f Social SetioteS Aran Protection' bobw Upon yin regrst, bairns in the Bank Sweep Programs OA may be withdrawn. and shares of a Money Paid my be liquidated, and the proceeds returned so you a your contain accoont. Futher formation about available strip options, nthing ones* merest rates and yelds, a nibble at wvw.sbsc from your F ram ial Advisor or by calling UDR Financial Services account protection The f rrn is a molter d the StO.ViteS Investor Protection Corporation (SIPC), *nkh protects securities account, of its members up so SSW,000 (rotting S292000 for dens kr cash) 11-e SIK asset protection kris copy to all accounts that you hold n a palkular capacity. The Fin together with certain Alan ha also purchased stpplarental protection. The madmen amount payable to al eligible clients, cobectert Eck( this protection is 5500 million as of December 10, 2013. Word to the pokyconditions ad limitations, cash a the firm is further protected kr hp to $1 .9 million n the aggregate for all you accounts held n a patioalar capacity. A MI copy of te poky wowing is nibble LOOn reciunt. The SIPC protection and the supplemental protection both do not apply to. • Certain &uncial assets controlled by (rid hand it your account value) but held away from US$Fin-col Services (e.g.. certairril cash al UBS Bat (il cad, at L85 AG Stankrd branch (1) innate pro1C1S, including variable enmities, and (iv) shires of mutual finds whin such shares are reginened diedly in the name of the account holier on tie torn and monk of trot applicable issuer or trader agent); • Certain meaner* contracts or nestment interest (eg., limited partneshix and pine placements) the are rot regrind under tie Securities Act of 1933; ad • Commodities corrects (e.g foreign exchange and prat cur metal ccntrachl including futures contacts rd corncrib' conon contracts. the SIPC protection and the supplemental protection do not apply to these Man ewna theyotherwise appear on you. slaternenh. The SEC protection and the sullskosentalprotodion do not poled agars changes in the makel vats of you investments (whether as a result of market motement, issuer binkruptcy CC OtherWit) More inf carrion is avoid* won insist You may obtan more nfonation note the SIPC Brochure, by contacting 51K a or by .45Mothe Slit went. arnevalotin Dividend ReiWetblbelit Brogan (DPP) The Eke reflected is an arose price. You may obtan the actual price Iran you- Financial Advnor. Only whole tirei are purchased under Dar; partial shires wil be won rd tlw rah war be &potted in your account. fi e dviderd fel-ointment price applied by tie aver may differ from the market price at which thepinta shires n sold Caaltbelieu Cnbr whole units maybe held. yin account. If you re entitled to a palul trat as aresult of a dviderd Darien' or otherwise, the Firm Vol ether sell parhal silk at mina peke a accept an amount determined by a registered clewing agency, a-idcredit you: acorn Investment objectives The rimmert °forerun and risk profile Megan to each account and my try between Please nen the Fan prong*, in merger any signif tent change in you: financial situnn or nommen objectives. For each CONFIDENTIAL non held, you choose one of the following imesnent objecther • Endue Currentbkome. I ...shun es seekng the generation of income crib.. • Arabi* °prat Approciatint Investments seeking growth of prncesakather than the gererren of norm. • Produce Combination oilman, and Capital Appreciation nesiments seeking both the generation of ncane and gowth of Fringal. Overellrisk pnafies • Corn/vain Saks to maitain nilal Enloe& with low rat end voltility to the accost moral, then if that means the accord does not generate signif scant income or return, ad may rot keep pace with inflation. • Moderate vstarnD to accept some risk to principal and tolerate some tinny to 'seek hgher returns. • Aggressive: Wing to accept high riot to oncost and high volatility to seek high returns on tint Staterner liouseholdile We may consolidate al related account statements with the same address n the sank envetse. Accounts may be related la this purpose Leone they haw ones who also maintain pia non relationships with other dents at the sane address. This practice's known as • househsting ' II you prefer to retake Minkel statements need in septet envelOpe, — yOU may debt householng by tiling your Frontier Advisor. Friendly accourt name The Frendk accost name reflects al amnion that you ertered on the firm's onlne senores webute. h is a customizable fnicrurne' dune by you to amid you yeah you reconeeping. It has m legal effect on your are. cot. You can change Her Fri endk account names, through Onfre Services or by contactrgyourFtancial Achim AODOWt overview • ken of nor accountiPortiolia Net of assets ad • Asset_ hulas salable cash balances vases for restricted starer list), 1, and Global time Deposits, wreaked marts to market, and caftan nets not held by the First Does not include unpura secuaier sNo at the end of the prior and arras statement periods or prorate is-presto:rents, invested stock options at encoable stock options • Innis Includes debt Wines, osIverdig mar loans. credit the, Tat =cant balances. • Casn/r•oney balances. Total of unimested ratable cash balances plus UBS Bark USA deposit braces U3S AG Starr/or Branch deposit balances and money market msul fund sweep brans, at the close of Ow statement period. Nortcormlodry thee credit balances in your accourt ire rot segregeted from other balances adthe Fan may use any of these funds in the. ordinary course its business. These funds a* Noble iron Mir darned. This total is includedin the anent period closi-g value. SDNY_GM_00024854 EFTA 00135474 EFTA01276867 Important information about your statement (Continued) landing istomeation Fa detafechrif °minion on the Finis lending ;radices and &Pusses, her to you Client Relatcrohip Sienna or Accord Agreement and the General Towns ad Conditions UBS Statement of Credit Practices available in Agreements and oixfoscrres at gdyw eat mmarcrernertrat.catr vase-ft Your natement itemises securities and °Mr was held tithe =cant at the end of the stammers period. You may ask for &Shy a futi paid seareies at ant time. You may receive securities wed as loan collateral alter prying any balance due on hem. Arysecuritieo Membered to Me Tern Brig the staterent ponad are listed at market value as of the end of the sheaf period. • Cast basis. In determning the cost basis of the mantes included in this statement Wort indicated wash the number '1,• UPS Fivercial Services has relied cn information obtained from sources other tan IRS Financial Senices, including formation tarn anothe- lim a that sumay have provided to you Finaxial Athisor. The Finn does not alspendently verify a gaunt** the &tansy or vitality dry iriomhaion provided by sons ogler than 1**Eluncial Senates. h atilas although LIDS Financial Services general& iambus tit formation as knout:did, the firm does not provide any enerances that the formation vow 'Cost basis- and inreakzed gar/loss' is accurate as of the date of the statement. As suck please do not rely on the formation to make purdaha Tale decisiont hue pspases cr otherwise. Accounts transferred to tie rim may reflect gail loss rannatin ong for the period of tine they are held a the Frm More historical itcnnaten crib, added by you. Feuxial Advisor. • thedized gansflosees Wien data is Jail** eninated tweaked geeing Imes we Undated Ice rdivitral secure lots. The transaction data for nava.* lob may or may not reflect &ruminant, stages anchor 'entity reorgn,:alcn ewes Dividend and °here referent lots rd systematic ouches+ lots are eachcombined to display one averagedloll)* • Trade date • [alma presents the aigrul transaction trade date. • Callable securities Bare* and preferred stock that to sneer cats for eats redemption coil be selected morale by lot kern among all seo.reies of tat is.. held hour ran eor in nominee nine la as clients. Call bane informatin s cbtaned from third parties and as accuracy isnot guaranteed. Other call leases manual which said affect yield conpfete I-domain POW provided upon request • Cartificates of deposit (CDs) CDs are FDIC rouged up to 5250,000 n peaky' and accrued interest per &posh rd per deposhay institution, rsaxadance wain FDIC rules. • Pricehalue Peon displayed for securities and oter products may be higher or lower than the price that you would aclualy reche n the market Prices me °bland from vaious third party sources 'Ankh tee Delve to be reliable. but we do not ghatee their accuracy. — We generaty use the closi-g price Own ankh. cr the mean of the bol ad ask prices foisted Rarities and <pions a ong bid prices fa OTC seosdies. - lass actinig waded securities may be priced using a valuation model or the most recent prce we obtained and may not reflect an actual mortal rice Oe letb? - Certan posdions may appear without a price and will tow as *price was rot available it we are actable to obtain a price for a manly - Deposits or sectrain dehninated hicurrencies ocher tan U.S. dollars are reflected at the eichinge rate as of the statement date. - For cation wcwian oredng in non.conformng ckaminalcres, price ad quareity (late vats) may have been adsted to facilitate paper fusion To obtain current quotations, when wattle, cordad your Financial Adriscr. • Private irgesbnents and dructured groducb. hinte minima seculars (ncldng drect paticipation ptqam andreal estate investment its washes) and staved prixthe are geteralkr highly Chain stn_ctured proists hove not been registered wit. the Securities and Exeha- Commission o- under ay state *cornet laws. We prove* estimated vakies for ;mate investment wades and structured products for reformational purposes only. Accuracy isnot geurenteed. - These values may differ abstantiaby from prices. any, at rndn a arm* fiesanent security a structured rumba may be bough or sold and do not necessarilyrepresent the why& may receive soon hydson. - Thid prly 'Ornate of vale act as of a certain date ared are usplid to UBS ha-cial Services on a reguir baus by in independent imitation am. - Rome, generalpanne- or sponsor estimated votes, ry, are hpplied to thereto by the Wu& gennal pa-tner or sponsor and may be tabulated based on dlterent information from that used by thid parties to derive tea estimated values. - You can Wean addiand recansicri regarding the methodology used to determine the *sonata of value ad the date of tie Hamann that is the basis forte Mina* by contactrg your Financial Advisor. - Th id party estimated hues may be reflected as •Not pared' n war I sit aims. wee n hdependent volition tim RS not suppled or is wade to assign a velae, when we become avare that a material event has owned tut may call a sewer* reported sate ito question. or teen a value would be highly specuLative due tote nattre of the smith - When neither an suer, general panne or sponsor *stinted take ncr a thrdgany estimated mils if avoided, the value of the nosey will be deferent *an itspurchasePrice. - • bstrhs an to dare may include returnof capital. income a both - 'Crignal ins see • represent the initial Otero; price per unt and may not (elect rxr cots basis • Restricted securities Restated secneies streeraltr are rot currently eagiole (cc publk sale. UBSFina-col Services wet to mate price of the unrestricted stock of the same issuer as an mputed value for to restricted stock for purpose; of that statement on. To the edent that restricted seas-hies are 'tuba kg sale, the soh* reared may be mbstantialg less than the implied value ;natl. • En. hetirneted) income current yields end rates. An estinate of a-rual intone is bawd an current clnidird ad interest rates, assuming tie secuties will be held for one yea from statement date or until Mitisity. This minim ha* a isiailne, accuracy rd continued nconw are not guaranteed - Estimated anal nccme ant bred yield fo- certain tapes of Posies could include a return of princival ix capeal gains in sear& case the est income Ord coma yeti would be overstated. - Estimated anal icane rd curia Wild and the actual font and yield might be kwer a higher than theist:matedamounts. — An estMate ol atuateed ncome (divdend afar interest) divded by the anent made valhaverage balance is based on the last dividend or interest payment made by the issuer and manes the seositieedeposas will be held for one year kom the statement date or until mab.rity. Accuracy ad continued meld me not &winked • Asses riot held by U35;1101691 Services. Certain assets are not held by the Fern and not myth the Fen's possessiai or control. These assets me dopleyed on sex statement for informational purposes only. Positions rd values presented are MOWS by the Burg Inn U65 F antral Service, is not remomble for is formation and des not guarantee as accuracy. These assets ate rot protected by SIC or to Fitts upplemental SIC coverage • Revenue shoring and additional compensation. — In addition to commissions on sales and 12lal fees received n correction wash the disbibution of mutual ha* to phrasing we sutra our alMau receive reverse taring Payments from distributors a-dor advisors of the mAkel funds that we sell. Theseamounts are based on two deferent COMP:nentf- tlY amant al sale, by UBS of a patioalw mtaual fund I amig to our <lents; and C) the asset value °tape-auLa mutual fund I amity's shares held at the law — We and os atlas,* aho recewe nem:Wing and ormtus proceseing lees in corokhation for Nadir agent serifs that we parka to the reubsal lards. Thew hes generally are pad from investor heel in the mutual kind and are a fried dolls mount based cri the nutter of accounts at the broke-dealer holdng maul hods ot that fund fmiy CONFIDENTIAL — e, aide cen to anwriascro received n tonnecan rah Me sale or dolnbincon d antsy contracts and wit rwestrnent hat units to our <lents, we anctor our affiliate recewe resins sharing comensakin f rom many of the krona* companies underwriting the artily contracts, *Rates of tit insurance omparen or sponsors of twine investment tuts we chetah - an affiliates also receive trading comMatkra and other corrporchon from mutual finds and nsurance companies whose praises we destitute. - 1Ve reset.* an anal fee from UBS Bale OA and WS AG Stanford Branch of up to szs per accost sweeping to the barks under the UBS Bak Sweep Fri:gram. Activity hbrinaticaregardrigcannissCris and otter charges nomad in connedon wth tie e.eo.stcn of wades, Musing option transactions ha been included on ccafimaicns previously furnished so you. ad tell be provided to yOu wavily at rawest Sheet selling aware engaged in that selling a seas*, yOu may incur a chave the to certain barogerg costs for that particular smutty. Open arta ReSlading Wan or • ghatilkancellecr craw tat were not eirecuted by the statement date, open buy ad sal stop orders are refixed by the mount of dividends or rights on an ex-divider& a earetits date unless intruded aherwite by you. You are responsble for orders that we weaned die Toyota failure to catty ' ,ening open orders. Privacy To obtain a copy of at current ChM Riau Notices please contact your Francis' Achisor or visit as website at mitismAUBLototholgaitla UBS Financial Services a rot a bark he RLIA, Business Shims Account BSA and IRMA are brokerage accounts which provide access so barking services a-idproducts through arrangarents iv& affiliated bats and other thgraphy WM, and provides access to nsuratre and ennuty proht sued by unaffiliated thidgerey insurance amparen through roura-mi agency subsitsaies of UBS Financial Services Inc. Investment, nsura-ce. ad ruttyproducts: Not IDIC inured • No bank guarantee* May toe Val* RYA. Resource Management Acco.nt, Business Services Account 854, IRMA and ntematioral Resource Management Accost we registered service marks of UBS Financial Services 1K Visa Skpatue is a regidered settee mart of Visa Integrations( IRS Via Signet'se cede cards and LES yea debit cards we based by UBS Bark USA with permission from Visa U.S A Incorporated. UBS Financial Services Int P.4.v. 2O14O2 SDNY_GM_OOO24855 EFFA_00135475 EFTA01276868 SUBS UBS Financial Senrices nC 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70036251130514 V1 0 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number: Your Financial Advisor: SCOTT STACKIAANILYLE CASRIEL Phone Questions about your statement? Call your Adv,sO, or tl,e ResOurCetine at account %ask our webslte: ynkw.ubscomllinancialservices Items for your attention r If you use UBS Online Services, consider changing your User Name and Password regulady to protect your personal data. Not enrolled? Go to ubs.cornionineservices Value of your account Business Services Account May 2014 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 on April 30 (1) on May 30 (1) Your assets 8,738 15 8,738.24 Your liabilities 0.00 0.00 Value of your account 38,738.15 Tracking the value of your account S 38,738.24 8.738.2 8,738.2 • • Apr 2014 May 2014 Sources of your account growth duriag 2014 Value of your account at year end 2013 Net deposits and withdrawals Your nyestment return Change in market value Value of your account on May 30. 2014 10.00 SDNY GM 00024856 48,73824 $0.00 $t 738.24 Member SIPC ANP20002000625113 NP7000051141 COCO C514 00CO3COOGS00:003 ►age 1 of 6 CONFIDENTIAL EF1'A_00135476 EFTA01276869 *UBS Business Services Account May 2014 Your account balance sheet Summary of your assets Value on May 30111 Percentage of your account A Cash and money balances 8,73824 10000% B Cash alternatives 0.00 0.00% C Equitres 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.120 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $8,738.24 58,738.24 100.00% Account name: MAY. rtr:“ rt: AT ICN Friendly account name:MAX FOUNDATION Account number: IIIIIII Your current asset allocation A Eye on the markets Index Your Fi nano's! Advisor srri—r <Try,- 1 .IILNY I VI F C deRIFI Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Irnponant information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on May 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% Percentage change May 2014 Year to date 2.35% 4.97% 2.18% 4.32% 1.76% 4.11% 1.14% 3.87% ANP7C0020C0625114NPI000061241 COCor 0514 000000000 CONFIDENTIAL COC6ItidiY_GM_0002409O 2 of 6 EFTA_00135477 EFTA01276870 UBS Business Services Account May 2014 Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. I-, Your Financial Advisor: SCOTT STACK MAN, LYLE CASNEL Change in the value of your account May 2014 (S) Year to date (I) UBS Bank USA Business Account APY Interest period Apr 7 - May 6 Opening account value $8,738.15 $0.00 Opening UBS Bank USA Business balance Ape 7 $3,517.75 Deposits, including investments Closing UBS Bank USA Business balance May 6 $8,738.15 transferred in 0.09 20,738 24 Number of days in nterest period 30 Withctawals and fees, including investments transferred Average daily balance $11,238 15 cut 0.00 -12,000.00 Interest earned $0 .00 Closing account value $8,738.24 $8,738.24 Annual percentage yield earned 0 00% Cash activity summary Ste account sonny me monintoi deals &lances in your Sweep Options are indudedin the opting and closing ['dances clue. PDC insurance applies Only to deposits at U8$ Bank USA, rot to deposits at LIEIS AG, sianioyd &arch or balk deposits reactorbrooch the UBS internavona Depose Account pogrom WC protection applies to money market sweep fund hcidlnOS but not bank deposits. Seeimporiant intormaaon about year statement on the ham two pages d this document tor deists. May 2014 (S) Year to date IS) Opening balances Additions Deposits and other funds credited $8,738.15 0.09 $0.00 20,738.24 Total additions $0.09 $20,738.24 Subtractions Other funds debrted 0.00 -12,000.00 Total subtractions $0.00 -$12,000.00 Net cash flow $0.09 $8,738.24 Closing balances $8,738.24 $8,738.24 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document Your return objective: Capital appreciation Your risk profile: Primary Moderate investment eligniSty consideration • None selected Your account instructions • You account cost basis default closing method is FIFO, First In, Arst Out SDNY GM 00024858 AmP703020C063SI I S NP700306I 241 COCCI PSI a COCO:00000 Y12366I 550 000000 Page 3 of 6 CONFIDENTIAL EFTA_00135478 EFTA01276871 *UBS Yournotes CONFIDENTIAL EFT,00133479 EFTA01276872 *UBS Business Services Account May 2014 Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. III Same pnces, income and current ea ueS Sham may De approximate. AS a ItStslc ORS and IOSSCS may nol be . curately reflected See important solo/mason about your statement a the end of this dxurrent for more intorno on Cash Cash and money balances Ca:Sand money balances may incede ayalablecah balances, UBS Sant USA depoat account balances, U8$ AG Slardord Branch deposit accent balances and money market mutual fund sweep balances. U8S Sank USA deposit account balances are insured by the FDIC vett( n apolk dole limits, bul ale not protected by SIPC. 005 AG Stanford Branch deposit account banes ate not insured by FDIC end are not protected by UPC. Money market sweep balances are protected by WC but are not insured by the FDIC. See the Important information about your statement a the end of this <tauten' for details stow those biances. Hthang Cash VB5 BANK USA BUS ACCT 8.238 15 8.738.15 250.000 00 Total Dining balance on May I ($) Closing balance on Mry 30 (S) en ce per share Average on May 30 (0 tie Dnidend Interest period Your Financial Advisor: SCOTT STACK KLAN' LYLE CASRIEL DOTS n parted Cap amount IS) 0.00 0.09 Your total assets 58,738.15 58,73824 value on May 30 (5) Percentage of Cost your &Count baS6 (S) Estimated annual Income (SI Unrested On or loss (S) Cash Total $8,738.24 100.00% $8,738.24 Cash and money balances 8,73824 100.00% 8,73824 Account activity this month For more information about the pike, value shown tar restricted securities, we Important information about your statement a the end of this document Your Quantity/ Die Actiety Desorption erpense COO! Fa! MU* Apr30 Cash and money balance 58.738.15 May 2 Deposit FE CERAL FUNDS DEPOSIT BY MAX FOUNDATION AT CHASUS.33 Prices/due (S) Cash amount CS) Cash and money balance (S) 09 8,738.24 May30 Closing cash and money balance 58,73824 SDNY GM 00024860 AMP7C0020C062511 NP7003061 241 03031 0514 03C030300 Y123661%0000000 Pegs S of 6 CONFIDENTIAL EFTA_00135480 EFTA01276873 *UBS Yournotes CONFIDENTIAL EFT,00B3481 EFTA01276874 Important information about your statement LEIS Financial Services tic. (the F im or UBS financial Senakes), is a merrter of all principal wearily, ammo* and colons exchages. LES Fe-erxial Services and LBS Bank USA at rdrect suadares of LES AG and affiliages of LES Seasitin EC. The Fine's Handal statement is available upon retest The Fir* excite* of ices are a: UBS Sirrinoul Serous k%. 1200 Harbor Boulevard Weetuvikeo, tU 07086 Ibis tenement represent the any official record of yur LBS Pi-uncial Serves account. Other words, wheat official tar dominants, containing tea ria-gine should not be relied is:naps° been, there is an error cr omission please report it immutably narking to the Ranch Manager of the office stung your account. almach al figures shorn re ,tended to be accurate. statement data shoili not be used for tax purposes Rely seleW on yeaend tax kerns, (le., form 1099. 5498. 10425, etc.) whin prepregyour mx return. The Fine is required by law to report to tie IRS all taxabk &Rance, *portion in:nth:be *ands and taxable Menne eland w Leashes held in you axant, net proceed on sae transactcro, cod cost baps on twain covered pantin. Communications with the Finn . Please re.cordirm any oral cormarnations in *meg to further protect your rota incbdrig your Ned Leder the Salaries Inviter Protection Ad (WA) • If the Gnome' nstitution cn the top left of Be Irene of this statemert is not UBS Salami,' Sakes, IRS Ftencial Services carries yos account a creamg taker by at argement via the ideated instiarien We Wormed you of this relationship when you opened this accost. Ii this cash your eat aid sautes a-e located a UB5 Rnancial Serousand rot the heating broker. ant you net maw a report of try aux or OrnitOOn to both limn. APaccar statementsshall be deemed arrolete ad accurate f not objected to nine* within 60 days • Ilene died °stoma cambia a' Fim's C lent • mat or toll-free at 8:03A. .to ET Monde? threugh ay a in beteg to UBS Financial Seines Ix., Client Relaters Depamnent, P.O. Box 766 Union City, Rl 07087. • acne of trret Or Oash:ns about an electronic kends teacake (51) b BS Msedebit card Vansicuorro, call et wile to UBS Fronual Senors ex., 1000 Herbs Blvd., 6th floor, Wnhavaere N) 07036. Aftm Want Serrces Cal a write as soon as you cart it you ark yes statement or receipt is twang cr 4 you need more Hamm ion abos a tram* on the statement or Pacer* The Finn or Card bstar (as aPicablri mon her tromps° ro later thin 60 days after the Fim sent you the fin stamen on brashthe error or problem appeared. - Node you name ad accost number Of any) — Desoto* the emu or the wander you are are about aid .plan as clear& as tau can why you believe t is an error a why you need more ,formation — Provide the dollar arnart ot the suspected error. The Fins or Cad Issuer wa eiresegate your complaint and vall correct any error romp*. Please mate ell ants payable to the Fern or Pe financial intatution ideated on fro front of this anent had:Mien to reciter accost fen accounts may be subject to mai-rerun(' tees, chaps for ate parent for seornes purchases and charges For unpaid an cares in cashtaunts. Accounts that be transferred to other notations may be subject to a transfer fee. UBS Sweep Option, UBS offers optics for susepng cash bine; Winces to bank deposits m UBS Bat USA std UBS AG Starricrd brad h (Bank Sweep Program), moneymaker mutual Seeds (Moray Fends) ad the Inttmational Deposit Accant ODATfor customers Shan International gnome Management Account. Through to Bank Sweep Edgerly, cash balances re swept to U26 Sark USA up to an esubkhod Find rd then to LES AG Stanford Brandt or a Money Fund. Deposits at UBS Bak USA are FDIC rased in accordaxe with FCC rubs. For mere nit:mato-I please vet andicgov. Deposes at UBS AG Staked Burch ad fares of Money Funds are rot inured by the FCC. Throup the OA, mailable to ash balances at swept to depose accounts al UBS AG New Yak Branch and UB5 AG Cayman Brach These deposits are not inured by Ile FM. Balanced Feld at the LES AG Cara Branti are tempera* exposed to the sovereign risk of the Carron elands, and tere is no gurantee Cr other obligation of UBS AG to repay the lanes while on the UBSC amens Bradt. books. Deposis at LEIS Bak LEA and each UBS AG Rath are not protected by SIPC. Money Fund shires ate protected by SIPC. See -UBS Financial Scenes Accent Protection' below Upon yak req.est, banes n tie Bank Sweep Program or OA ma be withdraw,. and shares of a Money Fund ma be liquidated, and the preens returned to you or hour tortes accant. Further formation about available sweep options, ncliing eminent merest rate, and yetis, a unable at www.Lbsc - from your F berth Advisor or by calling UBS Financial Services account protection The F is a member of the Searites Investor Protection Corporation GIPC), *fah protect' securities account, of its members up so SSW,000 incising S29),000 for dams kr cash). lane SIC asset protection inks apy te all account that you hold n a particular capacity. The Finn, together vrith certain earn ha also purchased stpplarental protection. The marten amount Neale to al ekaible clients, tokens& trche this protection is 1500 million as of December 10, 2013. kbact to the poky conditions ad limitations, cati X the Firm is further protected fa Lc, to 11.9 million n the aggregate for all you accounts held n a Drawler capacity A hi copy of tepoky waxing is inedible uPOn request The SIPC protection and the upplementl protection both do not apply to. • Certin financial Assets controlled by (and heti:red it your account value) but held away from UBSFinrcel Services (et. certain(0 cash at UBS Bat (il cad, at LES AG Stanlad bunch th interne predX1S, including veritble enmities, and (in shires of mutual finds where such shares are reentered dreg A the nine of the account holier on the books and wads of die applicable issuer or trader agent); • Certain rneslmert contracts or inestment interest (eg., limited partnirshis and prate pia:emelt) diet are rot registered under tie Securities Act of 1933; aid • Commodities contacts (e.g, triton exchange and mai:corneal ccntrads). ndudipg futures contacts ad rormoditYcPticn contracts. the 51K rotecten and the suppamental protection do not apply to these asset, even if theyotherwise appear on you. slaternenh. Tim SEC protecien and the arialarrintal protection do not protect merit changed in the main vats of you investments (whether a a result of market mosement, issuer bankruptcy cr otherwise). More information is mid* won nrissi Vcu may obtan mere eanion about the SIPC Brochure, by contacting 51K at et by usitng the MK **bate re mow.aloctup Dividend ReiWeeblbeelt Pitogran (Dpi) The erg, reflected is an average price. You may obtan the actual price Iron you Financial Advisor. Or* viva dam are purchased under DIP partial shas will be soli rd Ilw rah wa bedeposited in your account. The 6viderd reinvestment price applied by fie issuer may differ from the make peke at which thepartial stares are sold Caaleielieu any whole units may be hekhn hey anoint. if you are entitled to a panel unit a a result of a dviderd *Amen or otherwise, the NM veil ether sell parhal trite at rivulet peke a accept an amount determined by a mit:Peed clewing agency, adcredt your snout Iowa/went objectives the nuestmert objectives ad risk profile ere specie to each account aim./ wry between Please waste the Fern Oforerttrn mit; of any *natant change in you. (natal seuren or in...nacre ebjectives. For each CONFIDENTIAL rear held, you choose one of the following inestrient artier • Ohne Conant lrrome. lin-Aim es sering the generation of income cr4. • Achieve Capra! Appreciation Instrument( waking growth of prncpal rather than the generation ol mown?. • Produce Combination °throb. and Capital Appreciation: Imestments anti* both the generative ol axone and gowth of peeettal. Overoll risk prase • Conserwarrir Seeks to maintain nth,' peer* with low risk ad volatility to the account overal, men if that mews the accost does not generate significant income a returns wit may rot keep pace with inflation. • Moderate: Wang to accept wine Sc to mindful and tolerate some totality to seek hirer returns. • Aggress*: Wiling to accept high risk to anopal and high snail* to seek high returns oar tine. Statement liouseholdne We may consolidate at related account statements with the same address n the Lore envetee. Accounts may be related la this purpose beade they haw owners who also maintain pint accuse reationtntss wan other dents at the sane address. This practice's known as • hot arcking 'thou prefer to recein edivaistal statements mailed in separate enveisses — you may dalim householding by Ening your Frontier Advisor. Friendly occur name The Friendy account name reflects al ormation that you emend on the Firm's onlne saves webote II is a customizable 'nictitate..? dune by you to auks you wth car recordiemint It has * legal effect on your ern rt. You can charge psis hi endB accost names, through Onire Services or by contactrgyourFhancial Athirst.. &MOW% overview • vat. Of rOr accountiportiob Net of assets ad • Asset atlas available cash balances. vas' for restricted searey Pot and Global tine Deposits, unsalted make to market, and , cash nuts not held by the Fern. Does rot include unpriced strutting assets al the end of the prim art ourent statement petiods, of precast reestrrents, panted stock options ad vendable stock onions • Eialithes Include, debt biliron, °Saadi* moon loans. credit rex, tol account balances. • Cash/reoney helmets. Total of unimested evadable oaf, balances, plus UBS Ba-k USA deposit batrcet 185 AG Sanford Branch deposit balances and money maned mutual fund sweep Saxes, at the case of 11.0 statement period. Noncormlocky bee credit balances in your accountire rot segregated from other balances aid tie Frio may use any of these funds in the. ordinary course of its Main's,. These funds repayable upon your derna-d. This total is included., Swann! period closi-g value. SDNY_GM_00024862 EFTA_00135482 EFTA01276875 Important information about your statement (COtltnued) Lending information Fix &take' intonation cri the Finis baling places and &chives, (der to au Client Relationship Agerneve or &coat Agreement and the General Tarns rd Conditions UBS Statement of Credit Practices available in Agreements and0richarres at musaassagtrazgaggainoss. Yew meta Your notsmont iternin sushi( end other meta held hthe account at the end of the steamers period. You may ask fordeivey of filly paid secuaies at ant time. You mayreceive securities used as loan collateral after paying any balrce due on hem. Ary securities iranstened to he Fir. !tag the staarent rend are flied al market value as of the end of the stigma.* period. • Can basis. In dettemning the cost basis of tie sedates included in this statement, where indicated wen the ante. UBS GarciaServices has relied cn information cbtained from sources other tient/35 Farhat Semces, including nf °minion Iran another lim a tat sumsy have provided to you finaaial Adasor. The Finn does not nape-sandy verify a gaunt** the mosacy or vardity day irf °elation provided by sons other then 1**Ftuncial Services. h akin" although 1€$ Financial Services general& &dew to narration as it e received, the firm dyes not provide any sentences that to 'iceman:In trader "Cost basis" and "lambed gar/loss' A accurate as el the date of this statement. As suck please do not refy on this ricenition to make puduua Tale decisions, feta papaw or otherwise. Accounts tranderred to fie Fim may reflect gairl loss igcnnatin ong for the period of tine they ire held a the Frm More Nur:heal rhombiAn tan be addedby yov Fancied Adeisor. • Urrealited gandlossos When data is nada* estimated totalized gain9 lases we cictflated Ion nada( seosty lots. We transaction data fee ndvistal lens may or may not reflect ammisans, charges ands security reorganize in rats Dividend and °tarn, maroon lots rd systernati pactuse kits are each combined to display ale averaged loll)* • Trade date • [elan presents the aiarul transaction wade date. • Callable securities Drib and ;referred stock that the aural, for erg Fee/en-pan will be selected mpaselg by lot Iran am:rg all seosties of that ester held hour ram or in nominee nitre lee es dint. Call bathe ilamatin is &tined from third parties and is accuracy snot guaranteed. Other call leases maybes' which mid aged yield complete hloninatrin ante provided upon request • Certificates of deposit (CDs) CDs are FDIC awed up to 5250,000 n pasha' and accrued interest per depositor rd per deposhay institution, in accordance wain POIC rules. • Pricenralue Prat diatead for securities and atm pecducts may be higher or lower than Awoke that you would artily reek* n the market Pries we obtained from vaious third party sources math see Delve to be retitle, but we do not gara-See their accuracy. - We gentragy teethe closig price when avaadat cr he mean of the bit ad ask prices farmed bashes and cplons a ong bid prices fa OTC seostes. - Less annoy traded securities may be priced ushg value*, model or the most recent pra we &bra and may not reflect an actual market rice or vibe - Certain passions may appear without a ace and will taw as 'price was rot available' if we re uneole to obtain a puce for a warty - Deposits or sedates des rninated ei currencies other than U.S. dollars are reflected at the eschinge rate as of the stool-pent date. - Fa cerien "Kuehn trading n noniconformng carminatom ace al quaaity (face ala may have been adisted to facilitate proper veusion To obtain current quotations, when asaileae, contact your Financial Adriscr. • Prints inistments and An/clawed product. hint. ravine,* saunas actdig drat participation creqam arid real estate investment trust stashes) ad strucised eosin ale gdieralkr highly Cmain sto_cteed proists have not ban registered wih the Securities and Excha- Commission a under any state securties laws. We provide estimated vases for Fame investment wait is and structured products for acematisul purposes only. Accisacy knot gairenteed. - These values maydiffer abstatialy from prices. a any, at auto prorate ivresament security a structured tax,* may be to4i or sold and do not necesurily represent the Ma p& may receive Loon likapan. - Thid prly 'Ornate of vale cue as of a certab date ad are mooted to UBS Fna-ciel Services on a regale Daus by in independent religion tem. - lase, generalpanne or spear estinuted votes, ary, are supplied to the by the Sauer, penal nano or spear and may be tabulated based on &feral information frcm hat used by tadpartite "adage lair estimated values. - You can obtan addiane akernatin regarding the methodology used to determine the abate of value ad the date of la idarnaiim that is the basis for to banal* by contact g your Financial Advisor. - Thad party esti-need weas may be reflected as •Not abed' n sear I sit aliens. via n ?dependent valuation tem NS not suppled or is aide to assign a *alb when we became entire that a material event has &oared that may call a phew* reported eats it question. or *an a value would be highly specubtire due tote nave of the sectrity - When neither al sates, general brew et sponsor *stinted value nix a thedipay estimated vale if matt the value of the smarty will be different fern its purchase price. - •Dstrbecre to dee may include enema cadge. income a both. - 'Orignatura sce • represents the initial olferng price per unit and may not reflect yes cost Weis • Restricted securities knitted Searein generally as rot currently rime* icepcblic sale. WSFine-hal Services toes to make' price of the undistorted stock of the same issuer as an mputed value for der rotated stock for purpores of this 'Women. only To the rrient that restated bashes are 'kaki fcr sale, the vale rooked may be sdoriantialg less than the inp_ged value howl • En. (oitirneted) inccone current yields end rates. An estimate of arual income is based a current cliched and interest rates, assuring tie salsas will be held for <anew from statement date or tall rnatisity. This baron cony a gablne, accuracy rd continua incenw are not gueranteed — Estimated a-ntal berme ail cis rent yield fa certain tees of seciskies could include a rain of prncpalor capital gars in Mai& case the est income Ord current yelc$ would be onerstated. — Estimated anal icane and current Wild and tie fl at isms aid Pelf mgt be kwer a higher than theatinated amounts. — An estimate of a-ruateed name (divdend ands interest) divded by the deem market vales taverage balance based on the bet dividend Or hided payment made by the issuer and nines to seosities/deposts will be held foe one year from the statement date or until mabsity. Accuracy erd continued weld me not garbed • Assets not held by IBS Financial Services. Certan asserts se rot held by the Pin and not with the firm's possess.* or control. These assets de &played on pas statement for informational purposes only. Positions rid values presented a provided by to issui-g Inn UBS F racial Seriees not res&roble for to ?formation and des not guaantee es accuracy. These assets are rot protected by WC or the Finis supplemental SIC coverage. • Revenue shoring and additional compensation. — In addition to commissions on sales and I 2b-I fees received n correcuon web the distribution of mutual had to °Learnt VS aura our alas receive mvmve haring Paean from distributors itch advisors of the mA.oi funds that we sell. best anoints are based on two deferent COM:Onentf- ptlaamantol sake by UBS of a partialw mutual fund family to our climb and C) the asset value of a patioLT mutual fund I amity's dares had at the Brat - We and cis affable also rem* netneeking and embus procesring lees in coraleation for Nadir agent arias that we era& to the raked had, Thew fees generally are pal from investor amen in the nulual fund and are a fried dela amount based en the number of accounts at the brawideale holing moue lads ol that fund family CONFIDENTIAL - II XkleienlOCCmrrieerni Maned n connect.* Mh to sale or distnbuion o1 a-ngy contracts and knot investment trust units toots <lents. we ands ow affiliate recta retina sharing commune, f rem many of the inesance conpanies underwriting the a-reity contracts, iliates al to aurace corpaves or sponsor of neat imeserat hats we disirbie - On athlete. also make trading commears and other conwersatin from mail knit and nuance companies whose prodsts we dstrbute. - 1Ve receive an anal fee from UBS Bale OA and LIES AG Stanford Branch of up to $ZS per access sweephg to the bake under the UBS Ba-k Sweep aprons Activity hlormation regarding commissar's and caper charges nosed in connedion with tie eeecesfrn of wades, ncludng option transactions ha been included en CCedirrodiOnS MMUSy fumed so you. ad coal be provided to you pronptly on recped. Short selling f lou are engaged in shot selling a aur ty. yOu may nor a chape die to certainbanal-la costs for that articular Worley. Open arta Reading Wen or • soxitilkanceelecr ciders hat were not eaculed by the steamer( date, open buy ad sea stop orders are redxed by the anourt of dividends or ripus on an ex-divider& a beritits die unless iutnxted otherwise by you. You are fa:amble for orders that we mewled dale toy0te failure to cancel *MON open orders. Priam To obtain a copy of ax current Client Saucybeim phase contact 'our Francis' Achisor or visit as website at subeatkVagiothefOogla UBS Rancid Spices a rat a beak The RUA, Busiest Services Account GSA and IRMA are brokerage accounts which provide access to barking services Yidproducts through arrangements wen affiliated bats end other thedpay banks, ad provides access to nsura-ce and ennuty proists hued by unalbliseedthielipay insurance ccmpain through i-eura-re agency sandal's of UBS financial Services Inc. Investment, retrace. avid artely products: Not VIZ inured • No bank guarantee May bse aloe RYA. Resarce Management Acccunt, Business Services Account BA BMA ad ntematioral Resource Management Accost a registered service marks of UBS Fruncial Services Ix Via *rase is a reidered service mark of Visa International las Vile Satiety. cede cards and LES yea debt cards we issued by UBS Bank USA with peanrssion from Vise U.S A Incorporated. UBS Finendal Services Inc Pm 20t402 SDNY_GM_00024863 EFTA 00)35483 EFTA01276876 UBS U85 Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70039850930614 X12 Y1 0 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number: Your Financial Advisor: SCOTT STACKIAANILYLE CASRIEL Phone Questions about your statement? Call i0Jr hriancia Advii0: Of tl e ResourceLine at Visit our website: envw.ubscomananciaiservices Items for your attention • Help protect yourself from baud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditrepoct.com. Value of your account on May 30 (1) on lune 30 (1) Your assets a738 24 8,738.24 Your liabilities 000 0.00 Value of your account 38,738.24 38,738.24 Business Services Account June 2014 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 Tracking the value of your account S 8738.2 • 8,7382 • May 2014 Jun 2014 Sou rots of your account growth duriag 2014 Value of your account at year end 2013 Net deposits and Wddramals Your nwstment return: Change in market value Value of your account on Jun 30.2014 1O00 SDNY GM 00024864 18,73824 $0 .00 *73824 PA•mbor SIPC ANP7001:000,935093 NP7003114483 00001 0614000000000 Y123661550110000 Peg. 1 of 6 CONFIDENTIAL EFTA_00135484 EFTA01276877 UBS Business Services Account lure 2O14 Your account balance sheet Summary of your assets Value on June 30 CO Percentage of your account A Cash and money balances 8,73824 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.C° 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $8,738.24 58,738.24 100.00% Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number: NI MIN Your current asset allocation A Eye on the markets Index Your Financial Advisor. SCOTT STACK MANLYLE CASRIEL Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the lmponant information about your statement on the last two pages of this statement for details about those balances S&P S00 Russell 3000 MSC I - Europe, Australia & Far East BarclaysCapital U.S. Aggregate Bond Index Interest rates on June 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.16% Percentage change rite 2014 Year to date 2.07% 7.14% 2.51% 6.94% 0.99% 5.14% 0.05% 3.93% ANP X003003885094 NP70C01 14483 C0C0I 0614 000000000 CONFIDENTIAL WAY_GM_00024111059e 2 of 6 EFTA_00135485 EFTA01276878 Business Services Account *CBS Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. I MU Your Financial Advisor: SCOTT STACK MAN LYLE CAORIEL Change in the value of your account tune 2014 (Si Year to date (I) UBS Bank USA Business Account APY Interest period May 7 - Jun 5 Opening account value $8,738.24 $0.00 Opening UBS Bank USA Business balance May 7 $8,738.15 Deposits, including investments Closing UBS Bank USA Business balance Jun 5 $8,738.15 transferred in 0.00 20,738.24 Number of days in nterest period 30 Withci-awals and fees, inckiding investmentstransferred Average daily balance $8,738.15 cut 0.00 -12,000.00 Interest earned $0.00 Closing account value $8,738.24 $8,738.24 Annual percentage yield earned 000% Cash activity summary See account sonny the month for decals Balances in your Sweep Options are included in the cpervng and closing balances value. FDIC insurance applies only to deposits at UBS Bank USA, not to deposits at UBS AG, sianicad Branch or on deposits pfatedi brooch the UBS Internet:Pond DepaN Attain pagan siec protect on applies to money mance sweep fund hcidIndS but not bent deposit. See important Information eau t your statement co the at two pages d this document tor retells lune 2014 (S) Year to date (t) Opening balances $8,738.24 $0.00 Your retain objective: Capital appreciation Additions Your risk profile: Deposits and other funds credited 0.00 20,738.24 Primary Moderate Total additions $0.00 $20,738.24 Investment elig dodgy consderation • None selected Subtractions Other funds debited 0.00 -12,000.00 Your account instructions Total subtractions $0.00 -$12,000.00 • Your account cost basis default closing method is FIFO, First In, First Out Net cash flow $0.00 $8,738.24 Closing balances $8,738.24 $8,738.24 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a fuN description of the alternative investment objectives in Important information about your statement at the end of this document SDNY GM 00024866 ANP7C00300098509S NP70001I 4483 C0001 C6f 4 000:0 I100 000CC0 Page 3 of 6 CONFIDENTIAL EFTA_00135486 EFTA01276879 *UBS Yournotes eeo.,c.e,m,s.......... ome_._.....•.• CONFIDENTIAL EFTA,133487 EFTA01276880 *UBS Business Services Account Jur X 1.; Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. • • SCrne pn< et, inccrne and current WI UeS snpYn may be apprOximMe. AS 8 Mut, Om and 105545 ma/ not be .xcurately reflected See rarportantmlorniabon about yow statement a the end ol this dxurrent for 'note infornaion Cash Cash and money balances Cash and money balances may Ind cle available cash batmen, UBS Bank USA deposit account balances, UBS AG Starriord Branch deposit accum balances arid money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDIC WIN n ecplicabie limits. but are not protected by SIC. UBS AG Stamford Branch deposit SOWN balances are not insured by FDIC and are not protected by SIPC. Money market sweep balances are protected by SiPC but are not insured by the FCC. See the important information about your statement a the end of this drzurraint for deeds about those tdances. Hefting Cash UBS BANK USA BUS ACCT 8.738 15 8.738 t 5 250.000 00 Total Orennrobaleaxe Closing Wax. Pnce per :haze Average on Jun t (S) on Jun 30(1) on Jun 30(1) lac Oaklandinterest period Your PI nandal Advisor: SCOTT STACK MANLYLE CASRIEL Daft in period Cep amount Cl) 0.09 0.09 Your total assets 5%73824 58,73824 value on Pin 30 (1) Percenta;e of Cost your account bash (1) Esimated annual inarte (Si Unrealized On 0' IOSS Cash Cash and money balances 8,73824 100.00% 8,73824 Total $8,738.24 100.00% $8,738.24 SONY GM 00024888 ANF70003000935097 NV7OO3114483 00031 C614 OOCOOOOa)11OOOO Paps S of 6 CONFIDENTIAL EFTA_00135488 EFTA01276881 *UBS Yournotes rarromoomsogenr.a.tanoxmonemaxam . ssoi,..., c,,,, 0, 024ms a s ......t........= CONFIDENTIAL EFT,00135489 EFTA01276882 Important information about your statement LES Financial Services ix. (the F im or UBS Anoxia' Services} is a merrter of all principal stonily, cannodty and options exchages. LES Fe-erxial Services and U3S Bank USA re rdrect subskisres of LES AG and affiliates of LES Securitin UC. The Fints I hancial statement is available upon noen. The Fin* eceofine offices are a: as Finer col Sepias kw. 1200 Harbor Boulevard Weehawken, to 07086 Ibis datement represents the any official record of pi' LES Finincial Semmes account. Other words, rapt official tar document containing cordial-9dt; should rot be relied worm N you bekne there is an error a emission please report it irrmedately narking to the Bench Manager of the office sentig you account. Ailnarch al figures shown are mended to be accurate. statement data should not be used fa tar purposes Rely sae& onyea.-end tax lams, 0.e.. Form 1099. SoBB. 10425, etc.) whin preptregyour to return. The Fim a requiredby law to report to M IRS all taxabk disidera. repaid* rantaabk aticknds and taxabk Merest erred an acuities held in you axant, net proceeds on sale transacura and cost basis on amain covered sear, an. Communications with the Finn . Please reconfirm arty oral cormencations in mei* to further protect your rants. in:IANyour rite Leder the Swains Mesta Protection Aa (SEA) • If thefinancial nstitution en the top left of the front of this statemere is not UBS finance' Senias,U3S Fnancial Services carries your account as cleamg bake by anargerrant wth the Matted .maul We Wormed you c4 this relationship when you opened this attend. Int* case, your Inds and seostina-e located a LOS Rnancial Services and rot the introdxng broker. ad you mat make a regart of try one or *nation to both lima. A N account statements shall be deemed merolete ad accurate if not objected ton mei* within 60 days • Please died °sterner complaints or ' Fivn's C lent • wet X or tont ree at 8:03 A. .to ET Monday through as a in mei* to LES Financial Senates Ix., Client Relations Depatnent, P.O. Ben 766 Union City, W 07087. • h fake of crraM or 0.1mli:ms abet an electronic finds transle (ET) b BS Wedeln( card ttanuctiorn, call a wile to UBS Fhonoal Semen Ix., 1000 Harbor Blvd, 6r vice, N/ 07036. Alen RMNBSA Seaces Cal a write as soon as you cart it you shit yes statement or receipt is ma* or 4 you need more infonaut as tutelars* on the statement or neon* The Firm or Card boar (as AlPBAkic)mulf hew horny* ro later dna ISO days after the First sent you the fin tisane: on whichthe error or problem *Pared. - Prow:deyou- name ad accord number Of any) - Desoto: the era or the wander you we are about• and .clan as deark as you can why you believe t is an error a why you need more formation — Provide the dollar an end of the suspected error. The Fin or Cad Issuer wP ithestigete your complaint and will correct any error tromp*. Please make all desks payable to the Fan or tie financial institution imitated on tie front of this statement had:like to reale accost feu accounts may be subject to maiVerunce fees, charges for ate parent for seo.rnes purchases and charges Ice unpaid armunts in cash =ants. Accounts that ate transferred to other institutions may b. subject to a bonder tee. UBS Sweep Options UBS offers optics for among cash bine; biances to bath deposits M UBS Bat USA and UBS AG Stanford larch (Bank Sweep Progamd, money matte intuit finds (Money Rids) adthe:internationalDeposit Accant ODAffor customers withal international Rebuke Management Account. through the Bank Sweep Progeny, cash balances re swept to UZGEOrk USA up to an radafthid knit ad then to LES AG Stanford Branch or a Money Fund. Deposits at UBS Bak USA are FDIC ,tared in accordroe with FCC rules. For mine Hamilton please mil wiwyldicgov. Deposes at UBS AG Stanford Broach ad Sum of Money kinds are rot hosed by the FDC througn the OA, available torah balances we swept to depose accounts at UBS AG New Yak Branch and UB5 AG Cayman Branch Thew deposits are not insured by the FCC. Bannon Feld at the LES AG Cayman Braden are tempera* exposed to the sovereign risk of the Canon elands, and there is no gar*e or other obligation of UBS AG to repay the biarces while on the UBSCaymann Podia books. Deposes a LES Bark LEA and each UBS AG Bench are not protected by SIPC. Money Fund shares an protected by SIPC. See "SS Financial Swats Arcata Protection' bobw Upon you request balances in tie Bard Swap Programer' OA ma be withdrawn and shares of a Money Fund may be liquidated, and the proceeds returned so you or your martin accant. Further formation about available streip options, ncldng cure. Serest rates and yelds, a swank at wvw.sbt< - from your ream id Advisor or by calling UBS Financial Services account protection The F ren is a member d the Sheaths Inveitai Protection Corporation EIPC), ankh protect securities account, of its members up so S5O0,000 fixixling S292000 for <toms kr cash). the SIPC asset protection knits ape, to all account that you hold n a particular capacity. The Firm, together with cenain affiliates, ha also purchased Iwpthrental protection. The madman amount payable toy eligible tents, cobecitan u-dee this protection is 1500 million as of December 10, 2013. kloPot to the poky conditions ard Wheat, cad X the firm is further protected fa LEtot-1.9 million n the aggegate for all you accounts held n a panialar capacity. A hi copy of to poky wiring is wailible won request The SIPC protection and the supplenunUI protection both do not apply to. • Catlin Vranciel Asses cannoned by (and Acidic! A your account value) but hell away from US$Fine-col Services fe.g.. certain(* flash at UBS Bat fel cash at LES AG Stankrd branch (4) insuraxe want, including variable awakes, and (id shires of mutual fund, whore such shares are registered dice, n the name of the account holier on the books and words of the applicable issuer or transfer agent); • Certain minima* contracts or Mestment interest Eg., limited partneshaz and Fite pia:emeriti) the are rot registered under tie Securities Act of 1933; ad • Commodities contacts asap ercha-ge and red:usenet/A scalers). ncluchvg futures contacts rd corrioditYcchon contracts. the 51K gotectie and de supgemental protection do not apply so these mas mat they otherwise appear on as staternent. 11. SSC protection and the HaOkeriental protection do not protect agate changes in the make vale of your investments (whether as s testa of market movement, issue boltruptcy or otherwise} More information is avoid* won insist Vas may obtan more nfornation abou the SIPC Brochure, by contacting 51K a a by steno the StrC need< at antwakettsig Dividend ReiWatalbent Regan (DPP) 0-4 I:wke reflected is an awaspe price. You may obtan the actual price Iran tort Financial Advisor. Orey nth* tam are purchased under DRIP; partial shires wil be soli ard the cab wff be deposited h your account. The *lard reinvestment price applied by the issuer may differ from the rraket pate at which thepanne shires are sold Cadelefiriet CM, whole umts may be held. you' nova. If you are entitled to apalel inn as a result of a dviderd Parent or otherwise, the Film yea either sell parhal sniff a moan pia a accept an amount detamined by a regiaered clerha agency, andcredit your accord. Invertneent objectives the netsbnert objectives and risk profile we speak to each account and may coy between Please whise the tam promote, in mord of any tied Cant change in your situate. or ',women a:snit-tan. Fa each CONFIDENTIAL wcount held, you choose one of the toll:wig jinni objecthes' • Eodue Umentbnconw. ...Amu as sakng the generation ce income cab, • Adam Gaped Appraise:3o Investrnente seeking growl+ of prncpal rather than the generation of mown?. • Psodece Combination of and Capital Appreciation: Imestments seekrg both the generation of .cane and goads of pracjaa. Oreriall rids profiles • Conservadve Seeks to mai-dain at< Pal with low Sc aid volthlity to the waist mewl, then if that means the accord does not generate significare income or return rd may rot keep pace with inflatnn. • Moderate: Warp to accept same fist to principal and tolerate some volattity to seek hirer returns. • Asepessirec Wiling to accept high riot 10 pilnOpal aid high volatility to seek hgh returns over Mr*. Statement Ilouseholdhe We may consolidate at related account statements with the same address n the sane envelwe. Accounts may be related la this purpose beaux they haw owners who also mainuin pia award relationships with other dents at the sane address. This practice known as • householing ' If you prefer to receive rdivaistal statements mated in separate envelaam — you may dAlivt householdmg by Ealing you Fnaixial Advisor. Friendly accourt name the trendy amend name reflects Serration that you entered on the Firm's online whites websde. N is a customizable 'nick-ono' drown by you to rift you wth you recordeepim. It hero legal effect on your am met. You can change yes Friendk account names, through Onthe Services or by contactegyourFkancial Achise Amman overview • vat. of mar arrounthonddin Net of assets rd • Asset hulas sealable cash balances, valas for restricted searey led), and Global Tine Deposits, urrealted marks to make, and caftan asks not held by the Firn. Does rat include snaked Ma:MSassets al the end of the prior and 'vial statement periods, of private irwestrrents, invested stock options aid excusable stock anions • Eiabloos Includes debt blI/M•5, Qattara* rrurgn loans credit the, tie =cant balances. • Casareoney batiores. Total of uninvested available cash balances. plus UBS Bak LISA deposit baleces, UBS AG Married Branch deposit balances andmoney market msul fund sweep Saxes, at the case of the daemon period. Norecormlocky bee credit balances in your accourt are rot segregated from other balances and the Fins may use any of these funds in the ordinary Caine of *business. these funds re payabk Limn your darned. This total n included., to anent period closing value. SONY_GM_00024870 EFTA_00135490 EFTA01276883 Important information about your statement (coninued) Fending ilonnation Fa deadinformation cn thefits (ending practices and &Moses, refer to you Client Walachia Agnates or Accord Agreement and the General Tarns at Conditions UBS Statement of Credit Practices available in Agreements and Distorts at maw eitaromfarrourerfalnumm Vas assets Your arlement itemises securities adother awes held h the account at the endof the teenier* period. You may ark fordethey of bay paid secuties at ay time. You may receive securities used as loan collateral after prying any balrce due on them. Acy securities translatedto the Fire trig the statrent prod are listed at market value as of the end of the statemere period. • Can basis. In detamning the cost basis of the startles included in this statement, where indicated wash the nunia. • UPS Fiera& Saviors has relied cn information obtained from sources other tan LES Feencial Seraces, including kilometer Iran another lim a that you maw haw. provided to you Finaxial Adasor. The Finn does not isdrendently verify a gaunt the acaracy or vardity day irdornation provided by sans other than 1.118Shantial Senates. h atlas although UBS tinter& Sates general& pastes tic Hamstion as it k received, the firm does not provide any anarances tat the information titer "Cost basis" and ifireakzed gar/loss' is accurate as tid tee date of his statement. As such plum do not ray on this Hormation to make madam a vale decisions for to armee( or otherwise. Accounts transferred to fie aim may reflect gate loss rdanatifi on& for the period of tine they are held a to F rm More historical tonna en tan be added by you Pena Advisor. • Urrealited gat/losses When data is available, esanated Le-readied ging bsses we alccAated fa infinite( seosty lots. Re transaction data for navistal lab may or may not tent commissions, charges ander acuity trainer an runts Dieidend and ofiereenwstrnmi lots ad systematic putts+ kits are each combined to display one averagedlot The • Trade date • coins presents the aigrul transaction trade date. • Callable securities Ba-cb and ;referred stock that the int oats for eaii redemption will be selected metal& by lot Iran among all seo.reies of tat Wet held hour name or in nominee harm Ise as clients. Call beta ilanatitn is obtained from third parties and es accuracy snot guaranteed. Other call feast matt:est which cat affect yield compete I-demean:a sante provided upon request • Certificates of deposit (CDs) CDs are FDIC enured Lp to 5293,000 in prechal and accrued interest per &costa ad per deposity institution in accordence cosh POI( rules. • Preenealue hat dirkerd f or »curios and other products may be higher or lower than the price that you would stray recet h the mallet Prices we obtaned from vaious third party sources vete. tat helve to be reliable. but we do not guerantee ten accuracy. - We genera. um the closha pricewhen avalabba the mean of the bid and ask prices foisted securities and colors a on& It prices fa OTC seotties. - Less eat& traded securities may be priced using valuation model or the moo recent pet we obtaned and may not reflect an achal matt mice or vane - Certain partials may appear without a mice ad will how at 'price was rot available it we re unto to obtain a pnce f or a wary - Deposits or sectrites den:minded 6 currencies other than U.S. dollars are reflected at the en hinge rate as of the statement date. - Fa wean wart ening n non.conformng clerismonacens. Mee and qua-MyBase value may have been edited to facilitateprow vtaion. To obtain current quotations, when wait*, contact your Financial Athiscr. • Private m. .Tenn- rd stedeturre motes hie: par o: secu r ..-: F. .rally highly alispict Cart en on.mised proicts haw not been registered will the Securities and Excha- (omission o- under any state securers taws. We prosde ethmated vat es for mate avestmem sectt is and structured products for nlormatisrul purposes only tasty knot giarentrd. - These values maydiffer abstantiaba from prees if any, at which a ante nvesanent security a structured mitt may be bat e or sold and do not necessarilyrepresent the Ma you may receive soon liquidation. - Thad paly estimates of vela ar as a a certain date and are %wit to UBS Fna-cial Services on a regale( bass by an independent rotation Sim. - Muer, general pains or sponsor estimated vaLes, ary, are supplied to to F rrn by Ow tar, gersealpfiner or sponsor and may be tabulated based on deferent irdonnation Iran that used by it'dparties laded* tea estimated values. - You can obtan addiecna Harnett' regrading the methodology used to determine the "Witt of value act to date of fie itrmationtha is the basis for to saint by corneae-9 your financial Advisor. - *WC party *stewed cotes may be reflected as •Not arced' re sew I sit atm. wfe n Ydependent vitiation fern has not stapledor is unable to assign a vatic when we become avare Mat a material event ha ocoared that may call a petit, reported vela it question. or when a value would be highly speottire due to the nave of the seardy - When neither an suer, general prate or sponsor *strait vale nee a Uttar estimated vela if Myatt the value of the study will be &Sherd Iran its purchase price. - •Pstrizes cm to date may meta return of cadet. income a both - 'Crignal site' represents the initial oaten; price per unit and may not reflect ps cost basis • Restricted securities therded seorfin gently we rot culling? ergble toe publk sale. UBS First:al Services its to matel price of the unrestricted stock of the same issuer as an reputed value for it* restricted stock for purpocc of this 'Women on. To the tent that resisted sectrities are 'robe fa ale, the vala remised may be stbaanteal& less than the espied value *town • Est (estimeted) incomes current yields and rates. An estinate of a-rual income is based an current drriderd arid interest rates, assuning tie searities will be held for cat ma from statement date or call murky. This retinal. non& a att., accuracy and continued income are not grata...a - Estimated a-ntel ixane ad carat yield la certain tees of securities could include a retun of princimI or capital gars h trice) case the est income Ord cured yeti would be overstated. - Estimated anal itene and cunt yield and the ate Scam and yield mi;ht be laver a higher than the estimated amounts. — An esstate of riveted ncome (divdend ands interest) deeded by the anent market valardaverage balance is based on the fact dividend or interest payment made by the issuer and arms she seas-et/depot will be held for ore year from the statement date or until manly. Accuracy at continued yield are not gained • ken not held by WS Financial Services. Certain assets we rot held by the Fire and not thin the Fen's possession or carol. These assets de dnplwed on your statement for informational purposes onfy. Positions rd values presented re by the inui-9 fern UE6 Frontlet Sates is not resew-sole for ths ilaination and des not guartte es accuracy. These assets ae rot protected by SIC or et Finn oasplementalSIPC coverage. • Revenue sharing and additional compensation. — In addition 10 comnispons on sales and 12b1 fees received en caveman cosh the distribution of Intel Clads to trams we arida our ant naive 'Won" taring Parents horn deaributon ads advisors of the matt funds that we sell. these arrant, are based on two deferent aseelaanenee- tee amantol sales by UBS of a patio La meal fund family to our clings, and CO the tee value of ape-Mut mutual fund family's shares held at the Irm — We arid au afldiate also recewe networking and orrnbus processing lees in consideration der transfer agent rerveies that we provide to the rrulual fads. Thew fees generale are Pad from investor assets in the mutual fund and are a feed Ma amount based on the number of accounts at the broker-dealer holdng maul tuna of that fund CONFIDENTIAL — h aide co 10 ebeirri6$ en; Maned n connection wth the sale or danbinon d amity contracts and Law investment tat units to our <lents, we ands our affiliate root rewna sharing asrposaion Iran many of the inasance companies utensil9 the amity contracts, ail hates cd the turn" aerpanes or sponsors od the u -w investment mats we distort e. Oar affiliates ako receive trading corminstkra and other compersatn from rnsual finds and nuance companies whose prOCI.Kle we distribute. - We retro an anal fee from UK. Bark LEA and lES AG Stanford &tenth of up to szs per accost sweeping to the barks under the UBS Bark Sweep trcgrams. Activity krbirnahcri regard:1g cannissins and oft chums nosed in cone co with fie evecutcn of eat, bdudng option transactions ha bran induced on attentions previous& furreshal so you. ad wall be pinged to you wavily co recped. Shit alley f you am engaged in short selling a security, you may haw a charge the to certainborrowing costs for that particular secunty. Open arts Receding open or •sixdailkancelled* ceders fiat were not triagedbythe tamer( date, open buy ad set stop orders are redxed by the mount of dividends a riggs on an exdividerds a tripes date unless entruched otherwise by ycu. You are reespornba for orders that re teamed tae to your failure to (axe gosling open orders. Privity To obtain a copy of at current Clime friary Nara, please contact your Francis' Athisor or vat our website at witwariGftgathlOwgira, UBS Financial Services a rot a bark the 11.14, Business Services Account GSA and IRMA are brokerage accounts which provide access t0 barking services andproducts though arrangements Web ablated bat and other third-vary banks, rod provides access to nsura-ce and finite postal hued by unaffiliated thied.pasy insurance canpres through tura-cie agency subsiiitries of UBS Financial Services Inc. Insestment nsura-ce. at anutly products: Not MSC inured • No bank guwanter May false vats. RYA. Berme Management Account, Business Services Account BSA, BMA and alternation& Resource Management Accost are registered service marks of UBS Francis! Services Inc Via *rate is a residered service mark of Visa Intonational CBS Via Sgratise cede cards at UBS yea debe cards are isted by UBS Bark USA with pea nation from 'lea U.S A Incorporated. UBS financial Services Inc fey 701402 SDNY_GM_00024871 EFTA 00135491 EFTA01276884 UBS U65 Financial Services Inc 299 Fmk Avenue 25th Floor New York WY 10171.0002 aNe700216C05550714 nYI 0 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number: Your Financial Advisor: SCOTT STACKIAAN/LYLE CASRIEL Phone Questions about your statement? Call foJr hrkan:ig AthiJior Or tl.e Rescurceline at account Visit our websIte: www.ubSCOMIfinanCialSeeviCeS Items for your attention • Help protect ycJstel' Iron, haul and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from WNW. annuakreditrepost.com. Value of your account Business Services Account July 2014 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 on June 30 (5) on Ally 31 (1) Your assets 8,738.24 8,738.24 Your liabilities 0.00 0.00 Value of your account $8,738.24 Tracking the value of your account $8,738.24 8.738.2 • 8.7382 • Jun 2014 hr 2014 Sources of your account growth derive 2014 Value of your account at yer end 2013 Net deposits end vattdrarrs Your nvestment return Chance market value Value of your account on Jul 31, 2014 $000 Member SIPC ANI100020C0600555NP1000057232 00001 071400 CONFIDENTIAL $8,738.24 10 .00 $t It733.24 SDNY GM 00024872 010000 Pegs 1 of 6 EFTA_00135492 EFTA01276885 SUBS Business Services Account July 2014 Your account balance sheet Summary of your assets Value on July 31 (1) Percentage of your account A Cash and money balances 8,738.24 100 00% B Cash alternatives 0.00 0 00% C Equities 000 0 00% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $8,738.24 $8,738.24 100.00% Account name: MAX FOLCDATICN Friendly account name:MAX FOUNDATION Account number: • =M Your current asset allocation A Eye on the markets Index Your K nand) Advisor- SCOTT STACK MAIILYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank USA deposit account balances, U85 AG Stamford Branch deposit account balances and money market mutual fund sweep balances Set the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on July 31, 2014 3-month Treasury bills: 0.03% One-month LIBOR: 0.16% percentage change July2 014 Year to date -1.38% 5.66% -1.97% 4.83% -1.96% 3.08% -0.25% 3.66% GAP.M Ate X002000600556 NIP70C0057232 00001 0714 00CO3C00aI owny_Gm_000248,yje 2 of 6 CONFIDENTIAL EF1'A_00135493 EFTA01276886 *UBS Business Services Account July 2014 Account name: MAX FOUNDATION friendly account name:MAXiiiNIATION Account number. Your Nnandal Advisor: SCOTT STACK MANLYLE CASNEL Change in the value of your account idly 201.1(5) Year to date (I) UBS Bank USA Business Account APY Interest period Jun 6 - Jul 7 Opening account value $8,738.24 $0.00 Opening UBS Bank USA Business balance Jun 6 $8,738.15 Deposits, including investments Closing UBS Bank USA Business balance Jul 7 $8,738.15 transferred in 0 00 20,738.24 Number of days in nterest period 32 Withdrawals and fees, including investments transferred Average daily balance $8,738.15 out 0.00 -12,000.00 Interest earned $0 .00 Closing account value $8,738.24 $8,738.24 Annual percentage yield earned 000% Cash activity summary See Account aornty this mooing°, deals Balances in your Sweep Options are induciedin the memos and dosing Manes verve. FDIC insurance asciits only to deposits at UBS Bank USA, not to deposits at UBS startio Franco or bank deposits placed ihrouch the uBS inteinahona Depose ACcount pitqam SIPC rxotection applies to money market sweep fund holdings but not bait deposits. Set importinz iniormacion about your statement on the last two pages el this document for Cetals July 2014 II) Year to date (I) Opening balances Additions Deposits and other funds credited $8,738.24 0.00 $0.00 20,738.24 Total additions $0.00 $20,738.24 Subtractions Other funds debited 0.00 -12,000.00 Total subtractions $0.00 -$12,000.00 Net cash flow $0.00 $8,738.24 Closing balances $8,738.24 $8,738.24 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Ananchal Advisor or Branch Manage. You can find a full desciiption of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Capital appreciation Your risk profile: Primary - Moderate Investment eligibihty consideration • None selected Your account instructions • Your account cost bass default closing method is FIFO, First In, First Out. SDNY GM 00024874 ANP70002000600557 NP7000057232 COCCI 0714 000030000 CONFIDENTIAL COI core Page 3 of 6 EFTA_00I35494 EFTA01276887 $UBS Your notes AnneommzeasenraconanormonamorocanInwssoolgsg, G. ,,,o,,,,,a a 6 CONFIDENTIAL EFT,00135495 EFTA01276888 *I S Business Services Account 14 2014 Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. • ME Some prices, income and r otent values ShOnn may be fppiOxirtV31e. AS a its tet. gains aid losses May 1101 be accurately reflected. See rmporunt info/moon about your statement a the end of this ctxumeM f0r more infornmon. Cash Cash and money balances Cash and moray balances may include avalade cash balances, UBS Bank. USA depast account balances, UBS AG Stanlord Branch deposit account balances and money maket mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the WC yalhn xpliceble limits, but are not protected by S/PC 085 AG Stanford Branch deposit account balances lie not insured by FDIC and ate not protected by 9PC Money market sweep batances are protected by 9PC but age not insured by the FDIC. See the Important information about your statement at the endof this document for details about those balances. Hddng Goering balance on rut 1 (1) Closing balance en re Per shale Average DnidendIrrleteSt Mel on Jul 31 (t) on rul 31 (1) rate period period Cap arnOunl (t) Cash 009 0.09 l.135 BANK USA BUS ACCT 8.738 15 8,738 15 250.000 00 Total 58,738/4 5473824 Your Pi nandal Advisor: SCOTT STACK MANLYLE CASRIEL Your total assets vaue on .1S 31 (S) Percentage oi Cost BbnOted your account bans (s) annual income (S) Unrealized gain or loss (1) Cash Total $8,738.24 100.00% $8,738.24 Cash and money balances 8,738/4 100.00% 8,738.24 SDNY GM 00024876 AelP703070C0603$59 NM:C(1057232 0003I CPU 00C030000SIC00D Page 5 of 6 CONFIDENTIAL EFTA_00 135496 EFTA01276889 *UBS Your notes .,,........,..,... a,,a ....M.... G. .....1. 6 . 6 E. of s.....c...66.b.... CONFIDENTIAL EFTA_ B5497 EFTA01276890 Important information about your statement 1185 Fns cis Services Inc ft* rim a USK Finaxial Sonnet. K amentor of al pneopalsecterty. cawaddy aid runs odsirges BBSF Oral *Yoe and LOS Bank USA zee rdied frubtaliwin of uBS AG and afiliann of LOS Strain LC met ass founder nee*ce it ayaktie upon reweso hit hits erector offices at a IBS Penrod Swats Ix 1200 Haber Barveartl Werra en NI 07086 1h6Statedlent reprewomhe onlyoticin rear of >cumin Honor Senors account Other records. except aloof too documents. comb-erg matting dau short not be rebel upon if you brew there n an cow a On6001. plea. n;p041il ementoliately n wrong° TheBrach Mangan the aloe seeing your am aim Altspagls al no tan ant intended b be atone. Barri data Mould rot be used for toe nooses key sole/ on yeSandia< Ian 04.. form 1099. MTh. I WS. oaf Man ono* sour too aunt la/ yr israver by Ian to fern tore RS al mote le dleands. mantle none OOP dvilends ad trade wen toned on swamies het:Imps ;Court, net proceeds on sale tranUctosni, and cost barsoncotah weed Sectintses Conownicellom with the Firm • Pith. te.C.CAlfsfrn any Ofd 0:8MNAC.41101% nntngto further wound your mien trader ner tons undo, the *areas Men Protect= Act l'SPA) • rant humor ensmaton °mho top Vara lnnt of this laiimmt n not LOS ChInCliSINCG. UPS Fora &mkt'scaries your acccort as death9 broke by derangement oath the orated nnuton We road sou ol Mn errata. Mot you oreened his =cunt in this cook snur funds ant farces re looted a UBS Frormal Senors aid not the rewiring boater. aid you must mace a nerd of my woe or omesslon to both Mini All aCCOune Staterence Shall be defined cem*eEe and acar ate d net oblestei to n Yearn worn 60 days • Please direct cutlasses' °mob to the I mr: CI avant X or tole. at I 800AMR/6W t WO/ drop n Sy a In rang tO ultS Arno' StIVCS tic. Clent Ardent Dratrrat PO Box 766 Unon City NI 07037 • n case of rasa prior atom at elecoono kinds traria 07T1 bl SV6Yelcish card tranaclook call a new to LOS Fnancal Wan ht. 100) Kator SKI .6th I ba Weehmleat Nl 07086. Ann INW8SA SereCes Cal centres san as nu cart dyournkyear stawnem or recept 6 %Ong a If you need more nf wria root atraenfor on the stabarrent or recap, The Fern Cr' Card Mow (as cep lOble) must hear *OM SOu nO tatir tr1/417 60 days alter the fret ant you the frst sorra on Muth the race or problem4par - Iran sou- nano and acorn, wawa amp - Describe the PTO. or the waster you at rive aro aul replan asdimly int On Mg you alma 4 is al error or erg you nor awe Mamma - Crory to data mound the supeatd era the Finn or Cad law vol kerstigatesseccaratint ad willconed arg wror prooptly Please alto al dw&s pays, to the Furor tie hasher nukotn neared on the front of thes Pawner h addt to negro' amen fees. acounG may be 940 to moaner. Mr charges for fate orient far 5.03Jriter. purchase; anddorm foe trpad nuns h rah ia-Olnt$ AiThUrit$ ma are tralsiernid to ogre nal:roams, be prod to a rarer see UBS Sweep Optins UBS otters opals for sweeprach batmeai braxeslo bank &posts at USSItat USA AM UtS AG %tertian] trade ark Sweep Arran* matey nwket mutual lads Nary Aans) and the halnytennal Depose Aorta CONfor customers rue al vammionr emote Minagernent ACCOur4 threugh the Bat Sweep6701.3ns. car balances are swept so WS Bark USA up it r establar lea and then to LOS AG Starred Brand, a a Matey Fund Deposes at LOS Bar USA are (DC eared n accordaxe with (DC rules For mati inconaion p lea, nut www Nnc gor Deposit a LOS AG Stated Bunt and *sand/Am, runs ere non tuurce3 by the FDC. Through the DA. warble to cattalo,' are Snips to depose accounts a LOS AG NewYork Brach and IBSAG Carman Boor. Thea deposes area meted by ta fl)K Parton heti a the LOS AG Capon Branch at tormaily mooed To rho Sbareqn rig of theCannot Wart ant thew k ro guarantee cc other proton a UBS M3 to way the OaLYIUS wale on the LOS Cannot's BraCh'S boas Deposes a LIES Bra USA rd each UBS AG Brach TOW proeecwd by SAC Monty Fund ties are parr by SPC See 'IBS Smarr Severs Account Protection' aka Own you realo, data-cos n to Bar Sweep Prayers or OA may Oe serrann. ad War of a Money fur maybe liquodsted, awl the proceeds returned to you a you, tante% =cull fumes michnagn tout tattle snoop *pions. erring anent molest rate, ad nens aortae a vete Ws from, Wu, lnacW,wetter Cr bY caln3 UBS Muriel Smokes moor protscan The Ann is ameba Of the SeltileS hveld Pt010CriOn Copormon (SPC). Mir poetics 560/1116 nut of es eneertos sp lo 1500000 (nOrm31250.000 for darns kr rat) The 5PC map mama, tout *Or to al acrsourn tharuhlict n a pariah* carry The fern together welt anal Al dates. has also puichat1 steplonental {infection Thema...um anount payable to all NOW clime, conctotlrunkr This protecion 6 WO mann as of Drente Ilk 2013 Subpa tore policy arditiorn and karat or at the Gro iSfunhEr prot4oed b up eSI 9 mean n the a ni egae for r sour accowishekt n a pater, canal? Kful mpyol thepokywadn96 ataktble WO Mg-in TAP SPC warm aid tie supplemental prewar, both do not SP1Y to • C won Instal 10MS controlled (and hsliked n yout arrant van) but told away from LOS Finer', Seam Ceg. anon car aUBS Bar (lacer at 1165 AG Stamford Wendt. On ruin modals exkomg 'oohs? awoken. and On Owes of mutual lends raw our shoes re trotter &Kay n the nano a The a0:0 P1 holler on Motor ad records of the aplideif Gra or urn* Speak • Conan ennestintni contrwts a ndirnitrit mane 019. 'mad prowships and prvae plawents) that are na traced lance the *yeas Aci of 1933. and • Cornrodlas crow tog. tamp wrong* and prtrus metal cam as/. ncledkni foxescommas and comf re ddY WW1 comas The91C protection rid the priplartarri prottcton do not apply to these assets even if they Orr* apnea on s arxe wear The WC protra and the sporty protedcn do not project name changes is the market Yaw Of sof aestnintsahertic( as a result catato morenent. run badnetcya Oth4C0492) More Wormiton a wait k icon request You may *bun row Warta alcio ln9 the SP( Broths. by carat eg SPC at aby yang tie SP( wrote at raw woo al Divider Re Meruntin Program OW) Thema wired is a There poet You may °titan the actual pooehan sour rourval Adeoor Gen/ 6hOle slut aepad.aoed inter CAP. pater Mrs veil to son and the or wet hoarser n sots account re dvidond renvestnera prow tippled by the is nog dew from the era fro a Ater the paha Mies an sold Caclekyliw Cnly Moe ant my be son in 'Our =Oust f you re carrel to 'pater eme al a wan e.t.d./Wend parent or ofhe-whe to Arm wil ether tel partial ernes at make' rice Cr accept an arra Woman by a nEtStered Cleats') agency. antecede now account larstrowd Situate The fnitillen1 roars and nt pool a are 5p2CIfiC to ear acorn rd nay ray attar neat Ore the Inn pommy n owing of any earkant Wang. I your firma stoats', or inftIMM CtleCtiVei For pad. account held. you choose one of the fo berg footmen obActres • Produce Cora name Intostnients seelrinj the 910(elibn of incomeonly • Ache* CVO, Appachwon kwearrontmering growth of pascal rah. than to ginalatOri of name • itorete Cornaktfon of Income and Cturk alkerklim manemmis tooting both the girwaion of moor» aid 9.0VS, 1:4 PrnaPal Oywall tisk profiles • COnawrate Seeks TO ',tannin blia/ pritipat wits Icter risk red vOla lily 10 tee acorn merit ern el tea means the worm does not generrenndallt iriCOttitOf Mums old mat nee keep pace was int Ilalo • Modern, lAlling to accept some rids tO leACPal ad tolerate to rarity op so* higher mums • ApareSlase Ming to doter hgh rtsk to pampa! an hgh reality to seethe"' reams or tea Statement lwesish *liar we rnayanSOrate al folded eCCOLISt StMeOlEIMS WM the sane arras n re sane envelope ACODittirroy be related for this snow rank they haw arm Mot, mintin pnt mount rilaionshr trot oar dents at the same address The macre is know, as 'hasseteoldng • d you aces to realm incliasal ilium t, Tided in apse CONFIDENTIAL envelopes —you nay diKine ausehollow by ding your Fnatall Adv6Or Friona, Keane nom Tacna.* morn nano feNcts Ofarriat that you awed al trehrwsonlne scars webs.. It ea custoinlzablo *assume choien by you lo ais you wits your roccecrievin n he, no Ira red co )w rcoum YOJ on range tote Frealdai atOcert names. °Your, Onlne Senna" a accmacung ntes &taco Arbor. Account review • Value of nor scour parr Na a ear ad habitats • aunt Includes talkie cat braces errslot forded %Kura Ont rid Global-me Dewitt unwrap:I marks to market ad certan asses net held byre Ann Does not nchdeunpnad areal assets at Me ens of the pro andmeat stamen prods a Wise inSITX41,. UnitSbaditi:4, colas an metier k stock °Mom • Orates trades OAR berated. OUISUndles9 mrgn loan. aril Int sheet accoumbroxes • Cash/Maw balances Total of unrwesied .wattle cash bran. toktU3S Bask USA apor bracts UBS AG Start ced Brach depose balances red money maker maul for sweep balsam a the dose of the *VOW( period Nm.mm osly free akin bans nyou=cum are not seyegaed from NWbatmen and try Pommy use ail of se these !Ards n The artery erase oof enterers These kerns payab* Won )era demand Th total IrKbdost ihe arrow period cbSi-sa war Lending information rot <Watt (donna/on on lief riV> Senstev p • alias and diclocums Maus ma Cam Arationtep Agreteron or Arun Ageentent ad the General Tows ow Conran, UBS Starrett of Ora Prances Mob* n Agfetreas ad Daimon /Ayrve.M ennyanyinecy toner Yourmat Year Statifiltril COMM. StatiteS and Other awes hen n the road a the end of tee anemias period YOU may al. for &Pry of luty paid watt, at any tea You may reare searier used a lor collated are Par9.arlian balance the On sheen Any feaeltin ttantlead to the Ming the sooners prod an lined a earn mar ol the ea of the torment pair • Cost basic n dievernhng the con basis of the stark* stared n list 9.31etnelt. wrest ndLited wM the nurebet '7 ' UBS Fin.' Ortmeshr read on inarnation obtained from sourer oho' than LOS fiord Sewer. nrecIng nlarnakin Iran axes IT or that you may An proodfd ID your frond' Myna TheFilm does not nekandonne way Of guaranteethe anzacy re Yak/Mot ary krarnaon Acorn by sources rearm LSSFnacW Sart. In addnen alsoujh LOS FriandolSereas randy updates Ms rformaxn as c 6 fretted taken does no priade ay aromas that the nf ameba wider Cost bale and 'Unrealittel prism" is aware at of the date of this UriMfr AS suck please do not rely on this arenaOn to rake curchre a sae drank for la purposes a onetra acumen orsloyed to the ten mayWeed gallon nIcerruta only for the prod of time they re held X the Pier Morehroron nterrnaCkes Cr be added by no FIM13113S AdedOr • Unearned palm/bows Year data is talkie 40rIrei Jrnal Ns; nesl':165 a2 cha a lel foe SDNY_GMS10024878 EFTA_00135498 EFTA01276891 Important information about your statement (Continued) intreidultareity lots the Inman data fa lots maya may not reflect cemnksans, dragesape seamy magnesia, Tau Dulled ad Mier ronorman lots and »Pail* pfd ae bh are men manned to dtigiaf one weragml lhe • traded.' cobra presents the «gnat balsut Kra Valedate • CANN narltiat Bonds and parted SIOP IAA the issua cat fa ea relongeon mil bestream! mania*? by lot tom rag al seurnes of Mat eswe held in our nane pi in ~mew n are ler CAI dents Callean Nana an is otaanod from TN prim and as xcura-f is not guramed On« call I eatints nay rota Nall muld ilea yell complete mlormakin sate prodded AKA warn • ~Was of deposit KO» CDs ate RaC mixed ups, 1293,CCO n antatal and road infest ma depositor aid pa canary trunnion n aoradance web itta: rules • ~MMus aces ~UN/ fa reanes ard other products maybehigher a byre thai the pris Mal you year 17 actuary motet in the make, PrCeS are °Maned from arias Mid pattyarm ends webeb!Mlo te ratable bet we do not gumbo eel' a:cracy - We "astray me To clangpia when sealable cr led mean or IN b4 and ask ilces fa laced PairteS and *pans or on y trd preen or OTC sense an - Lot adore,/ traded seamen maybe priced tung aalatan niocla a the nap wean pia we Malted admanot refreflect an actua mant prr or rain - (wain positrons may aura alma ay.:wand roll show z 'price was not writable' if we re ante to obi* a age for a saucy - Deposes a Wanes denallitnd n ~es OPP thi U S dollars se ref keled a the err) Ego rSe as of the Parma! data - for certan seanhes mica mnomantirmig denomnatros. ace and quality das vane) mart hae been attuned» lapPale Kopp vcupAn To obtain clam antrum Wien wattage «Nan yor Primal eatecor • mern lewmanuma and structured undo« Mate Inestriore taunts Crictidng Ana prapation progran aid real Mate rwstment rain *and Structured goo-AIM aerated., hghly NW./ (elan surctued prams hare nod been rettiored with the ~Pet and &Male Canaan a underand sure secures UM We prorate estmaed saws la agate magmas saran arm senate., prodas tor Mann.* cnalpupoen only Acatacyo rot gonnifCl - 111(RAIWNP maydiger %Diurnally tram Nam day a inch wire niestrnere sectary« structured Nana my be Lair a sokl aid do not necessaily represent the eatr you my rearoo upon Igridson - med pay enmans of vim are as of a anen due aid ae utplied so ISS Nadal Sams on a regi It bass by an nano:Sent YAWN., Inn Isav, ROIRIRIP~C(CPRISOr ecrimzed vain rf any. are stapled to te Form by Me mug general partner or sponsor and maybe 0W~ Axed an afferent Narration from that used by thrd part is to donee it... estimated valor; - You cal ratan addnana ntarnalan legator the methodology used to determine the mutate of vase ad the date of the Nonnaton Ty Is the bin for and mange hyaena:an your Amaral maser - 'MN party estimated yams may be reflected as nat p105 rr sewer auwars seeral an ',reptant valuation firm NS AA Applied or d made so assign a yaw wan we beano await that arnwora Tort had ocarred that trey alfa ~wry reponed vat. R03 <mean a Minna» marl be fugl,/ maytatree duo to the rut" of the seamy - ?Men Mill*, an isve( general panne( a 6Ør eginatal vadenot attrdpalyeslthiled vaneis prOwled. the Nut of Me mama al badgered tan nt prch/a pia - 'CliSrbutiorn to dare' may nicludt awn of cal, name a both • Off9gg and sae* 'exeunt, Pm MAP ollpAg price per relit m5 may not reflect sow cos bask • Ititsolatd Warn« Restricted Truces generaty are not as my ewe* for maolc sale IRS financial Sena uset the Trtat prior of To esurniktod stock of To say mute a an reputed raw fa the retuned neat tt purposes of This stmexemony To the omen Tx restated startle at enable for sale. Me mat remind nay be manumit, less Than IN imaged Wive shone • In. (.natod) yØ arrattyields and rap An engine of anal mein. is based on ward canker and nuep mot awning dm acuities till be held for One year from siaterned date or ate enigma This estimate is oq a guanine. accuracy and Øvered Mane se not g,ur meted - Est annual ammo and anent NM for agar Nino, Storing mutdiscluie a return of anaa or cagy( gas er wadi case the est name lait grant NM) would be werand - Estimated arena' name ard euteni yield aid the actua nowt and yeld night be lowers hgher than the maraud among - An mainatool amalged name <dotard andor Nang dulled brim coma matte, valrearewat balance is lased as the lag disand or Nan parfait, niale by Me muer and Nunes Tit seam indents rill be Midge one year ban the states-rat rigor ate ~prey Acosant aid Palmed Tied ae not goaanteed • Aetna held try UPS Mandel Soaker Conan agora are rot UN bytte Prm .3-4 not Minn the Fint's posseSPfi or anted Thee Puts Pe 46pta,ed at yam statement for inlormannal ~one, Roans end raps presented ao prosaed byte sung lien tills fi nancra Snag s not reiponsble for this Mann» and does net grantee to awry Moe assets ate not prowled by Sara or IN Ffin-C supplemental SaC coverage • ferns Sating and additional conmensadow - ti additar to ammissom on saks aid 12bil fees noted in enflame wits the &Paula of tradva fads to our dents we atla op starlap rente rensue it)wirr; pa/maul rorn tutu bungs and« advisors of the name funds Tat we telt Thew amounts are based on eto different arroonints IN amount ol saksby let of a pancuW metal lad Irma to outTerns erd Id Ow arm varelv a parboil, mate fund Landis ShIrOt Nil X IN IRA - We aid at Stare and rage renwang and ormtosproasong lees in consideration lot tuder agent spikes dat we proud. to the ntrual funds These lets gaff" at pad loco imtnor sner, in the mutual lad sid se a trod delft amaum trawl on the minter of ~Is at tie tragic-dean holding mutual I irds of Tai fird 'ma - m nation to commstam matted n annection win tor sabot dare:imam of anery common ad Inis imsi .mc Itnni units P cur deml. we alder our Praline remeeriterue I, lag Orelingalla from rnmyol The ratans> corrpsuro indemnity Pe artily =owls "Imes ol The iwyranor corn-La-4s ix sponsors a near inv4SPIell SUSS we *Saute - Ott agnates also recent trading commispas air arm compensation kom mina rinds aid ipmcw..p OPRPARIS vtios.proaxts we disorbute - We receive as anal tee fern t658alk USA ad USS AG Stanford Br arch of up io I1S per =cum around to tie tars any Ihe Mates* Sweep Programs Paley Information regardng corninkaa ad ogre charges roared it anedon awn the meodion ol valet ricadeig option tatactons has been ncalled cordenutons anorak fanned to you. aid wail be umiirad to you pommy on revren Short selling if you n engaged et Mort sang a parity ycu may nos a Tare due to wan laworang costs lanai palaula ranee Ow <San Regaling 4666 a 'AIXICIPI.CAllaad • orders that were not ereaited by the stenm (Net open buy al sell top orders re rented by the amount of dwdends er (gas on • oydadndsor mamas dato unless nomad airmen. by no You ae remorolote I or orders aha are ericuted doe to put fare to canal existing open orders Tax wiThaditg en ~ens futon UK financial Stains IRAs ledara tact taw requres 1.85 Nadal Sevres to wentrold income tat from its unable IRA &WHAM AAR but you may eke not lobate ~UN ♦dleldor. impart you nay Peet to hare lie ~Mc I a era, or maned row as you choose VP: Soon RA warn n effect IAN reRolcd by you You may mock. your acclIon a ay lino by ~mg a now onain a sou do rot haw weigh nonm a wanted Ironi 'Our d'actulialf. "Wililytie remora* la the paymera of ettand tat you may oar pares d vie moats rennet] and your estimated Ir parrninis reret eta CO van tar obligation Macy To obtain amen:Oar omen One Proxy tam c. please gonad you F natal mater cruise ow ?Aisne at ymrov wax ccrnenrrworry Let natal Saran is not a bark the WA. Suwon Sevres Accont BSA and AMA ate Wattage aoocurrts vadi proide access to bating seams aid pats,' ttrough an ti with affiliated bras awl other MS. partybalks and prcvdtes access to away ad znuIy promas ittud by until dated tied warty nurampe carman*, Heugn fivISICe agency Lobar es ol tilli Nadal Soria et ~ I. mace. ad annuity products POI 'DC heated • No bank p.Anni«R May tow vain MAA Resonate Ma,agrnuni await Banns taus Atarnt Sta, illar and neemmonal Baotou ~arrant CONFIDENTIAL Attoun ae ragitlered since mats or lØ5 ~al Brakes vat Squaw is a regrind S•ry1(OmYkol visa anermarnal 1.85 V6a Signature Cede Cads ad UPS Vila dotal cars ae issued by MS Barr USA rah marnimon from 'Janata Tarp:era LUIS Ananall Servieee 'PC PP 201407 SDNY_GM_00024879 EFTA_00135499 EFTA01276892 SUBS 1)85 Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171-0002 ANP700366495t 0814 YI 0 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number: Your Financial Advisor: SCOTT STACKMAN/ LYLE CASRIEL Phofte • Questions about your statement? Call jour i-irkarcia Adv,Ser Or tl.e Rev:km...eine at Visit our website: www.ubscomananciaiservices Items for your attention • Help protect yourself from haul and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www. a n nuak redit report .com Value of your account Business Services Account August 2014 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 on July 31 (1) on August 29(1) Your assets 8,738.24 8,738.24 Your liabilities 0.00 0.00 Value of your account 38,738.24 Tracking the value of your account 3%738.24 8.738.2 • 8,7382 • Aug 2014 Sources of your account growth aerial, 2014 Value of your account at year end 2013 Net deposits and withdrawals Your nvesonent returrk Change in market Mu. Value of your account on Aug 29.2014 10.00 SDNY GM 00024880 18,73824 10.00 94738.24 Member SIPC ANP7000200;1664951 NP7000066655 00001 OBI 400000000'000000 Page 1 of 6 CONFIDENTIAL EFTA 00135500 EFTA01276893 *DUBS Business Services Account August 201 4 Your account balance sheet Summary of your assets Value on August 29111 Percentage of your account A Cash and money balances 8,738.24 100 00% B Cash alternatives 0.00 000% C Equities 000 0 00% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% Account name: MAX FOLCDATION Friendly account name:MA,IDINIATION Account number: Total assets Value of your account $8,738.24 58,738.24 100.00% Your current asset allocation A Eye on the markets Index Your R nand., Advisor- SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, kJEIS Bank USA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on August 29, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.16% Percentage change August 2014 Year to date 4.00% 9.89% 4.20% 9.23% -0.15% 2.93% 1.10% 4 81% ANP20002003664952 W003005655 03COI OBI4 00003 039ffi eWl P IM 411_GI E —- 1_ Nat$19P 2 Of 000 6 CONFIDENTIAL EFTA_00135501 EFTA01276894