EFTA Document EFTA01278815

44) UBS lies Financial Services kw- Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CHP70056543150717 VI 0 Account name: GhliStANE MAXWELL Friendly account • v lennium Account number. Your Nnandal Advisor. Sic-01— STACK c "-ASP Fl Resource Management Account July 2017 GNISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Questions about your statement? Value of your account Call your Financial Advisor or the RMA ReSourCeLine at 800-RMA-1000, on June 30 (1) on July 31 ($) account Your assets 705,443.00 702,106.00 Visitour webilte: Your liabilities aoo 0.00 www.ubscomtlinancialservices Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreportcom. Value of your account $705,443.00 5702,106.00 Tracking the value of your account S Thc tt,and$ 683 7 Sources of your account growth during 2017 Vzdue of your account at year end 2016 5683,739.00 Your investmmt retunit 7054 70?1 Change m 2S) Dec 2015 Dec 2016 iun ?Crl 7 2017 market Mire Value of your account on MI 31. 2017 $18.367.00 $702.106.00 SDNY GM 00027586 Member SIPC CHP700023056543I 5 HP70:0187303 00005 0717 030575004 v1287765500000:0 Page 1 of 6 CONFIDENTIAL EFTA_00 138206 EFTA01278815 SUBS Resource Management Account July 2017 Your account balance sheet Summary of your assets Value on July 31 ($) Percentage of your account A Cash and rrxmey balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 000% E Non-traditional 702,106.00 100 00% F C orrmodit ies 0.00 000% G Other 0.00 000% Total assets Value of your account $702,106.00 $702,106.00 100.00% Account name: OHISLAINE MAXWELL Friendly account n • Account number Your current asset allocation E Eye on the markets Your R sandal Advisor: SCOTT STACK MANLYLE CASR1EL Index Percentage change July 2017 Year to date S&P 500 2.06% 11.59% Russell 3000 1.89% 10.99% MSC I - Europe, Australia & Far East 2.89% 17.53% Barclays Capital U.S. Aggregate Bond Index Interest rates on July 31, 2017 3-month Treasury bills: 1.07% One-month LIBOR: 1.23% 0.43% 2.71% 01P70003005004316NP7OCO 187303 000;6 071 7 030575004 Y128776S5003alyyGm_ 0002TiAge 2 of 6 CONFIDENTIAL EFTA_00138207 EFTA01278816 UB Resource Management Account S Change in the value of your account Account name: GHISLAINE MAXWELL Friendly account name* Account number. July 2017 (Si Year to date (1) Opening account value 3705,443.00 3683,739.00 Change in market value -3,337.00 18,367.00 Closing account wawa 3702,106.00 3702,106.00 Summary of gains and losses values reported telOw exclude OtOduttS for which ga re and losses are not oasslfied. Realized gains and losses Unrealized July 2017 (S) Year to date (S) gains and losses (S) Long term aoo 0.00 52,106.00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your financial Advisor or Branch Manager. Youcan find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current incase &capital appreciation Your risk profile: Primary AggreSSive Investment eligibility consideration None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out Your Moeda Advisor: SCOTT STACKMAIILYLE CASRIEL SONY GM 00027588 CNP7CODE0056543I 7 NP7003I97303 0003S MI 7 030579004 YI 28776S50 000000 Page 3 of 6 CONFIDENTIAL EFTA_00138208 EFTA01278817 $UBS Your notes .........6............,7 0.67.,,,.,......6%,_,,,,,,,,,,g, • a 6 CONFIDENTIAL EFT,0013A209 EFTA01278818 *UBS Resource Management Account July 2017 Your assets Account name: GHISLAINE MAXWELL Friendly account name- Account number. Some pnces, income and current vanes Sheet(' may be EppiOxirnble. Asa Kluft. gains asdlossesMey not be moriately reflected. See enportant iniontabon about your statement a the end of ttus dacuenem for wore infortrwoon. Non-traditional Private eqUty funds, linage funds, M0 Other investments are held in your UEIS WOW/ Setvltts Inc, (tin FS) gofers:, account. the pennons reported below reflect the reccoas of the issuers, and USS FS does not grantee the accuracy of the Idom.:Ilion The vdue shown is not necessarily the vtlue you would receive hem the Issuer if you sd the assets. Funds actively sdd ty UBSFS are subject to ongoing due digence, //though the level performed may vary A dosed fund may besieged to no ongoing dligence A fund that you purChied elsewhere may never have been subsea to FS cllige nee. although LIES FS may receive a let from the funds managet, whit h May constitute a M40Oty of the rnanagernenvi mem se fee. Flea% contact your financia nob's°. with questions. 'Est vdue per unit' is an estimate of value supplied by an independent valuation Inn and reflects alustrrents for factors such as the squidty of the units. Hedge funds Hcldng ALRHAKEYS MILLEN END BROKERAGE NO 930/17 Trade date: PurchaSe Pocer Natter Avelace price of shares per share (S) Client investment CO 650,000.00 Your PI nandal Advisor: SCOTT STACKMANLYLE CASRJEL 212-821-7000/800-308-3140 Estimates of Mut SuPPlitd by Issuers of (Plan Ceograrts (which ate gene raly *net diet vaue estimakS) are shown as' issuer est. value pet unit'. For Private equty funds, 'Est. value per unir is a value updated quarterly, based on the Net Asset Value (*NATIin the fund m of the date sped fed 0/sledby cidtal calls and subtractirg clsInbutions unce the NAV date The NAV is pin-aril, based on estimated portfolio vim, peonckd by the underlying fund sponsor These two vdues nay vary because of differences in the way they were estimated and because the ' Third patty est. value pet unit' nay have been prepared come basis of financial irionnation other than yearend Repotted estimates may not reflect resale, liquidation or repurchase value, I any, and may rot reflect dstrbutions of cwirtal unit' the next valuation is reported generally on an annual or Serre.annualbaSis See knponenr info/mown *our your statement at the end of ths Statement. Cost Price per share basis (1) onn4 3I (l) Value on unrealized(tar) investment stoldng Jul 31 (S) grin or loss (5) teturn period 650,000.00 1.000 702,106.00 52,106.00 Your total assets vaue on A/ 31 (1) Percentages Cost your account bass Of Estimated Unrearred annual infant (5) On or lOSS (1) No o•traertionol Hedge funds 702,106.00 100.00% 650600.00 52.106.00 Total $702,106.00 100.00% $650,000.00 $52,106.00 SONY GM 00027590 C eiP7C00330S6S431 9 NV700:1187303 COCOS 0717 030575004 Y128776S500003C0 Page 5 of 6 CONFIDENTIAL EFTA 0(1138210 EFTA01278819 *UBS Your notes CNP700C0005654320 NP7000187303 00005 071 7 030579304 Y128776550 00Nejtiy_ GM 0002759ige 6 of 6 End of statement for account number Y1 28776 SS CONFIDENTIAL EFTA_0013821 I EFTA01278820 Important information about your statement Fruncial Services Pc (the kern or UBS Firiarcii Strube!). is a menthe' of all principal sectrey, comrroday and cob:mocha-apes. UBS Financial Semites and 1.8$ Bank USA ate i-diect subside:Wes of UPS AG and aft ihaes of 1165 Sautes LLC. The POWs tnanoal statement k available upon request. The Funs exwafte often an a. 1€$ Finrcal Shrives Ix. 1200 Harbor Boubeard Weehawken NJ 01086 This statement represents the coney official record of you' U35 Financial Services account. Other records, tape official tax dwunet contanng cornicing daa should not be relied lath II you beim* there is an firer or omission please report it immediately n writing to the Branch lianaotto of the office wvi-q your accowt. Attce4' Al 'igen shown are Mended to be masa*, statement data shoukf net be wed Per tar papaws Rely 'SD on yea-end tax fan's fte Form 1099, 5496 10425, etc) when Drepamg your lax return. The Fim required by law town to the IRS all tenable dividends, mportade rontauble ckiiima and undo& interest emed on secteities held n mu awl" net proceeds on see tranaclions, rd con basis then-lain covered seosaies. Cartresalatlen• with the Firm • Please reconfirm ay oral communcatons in wring to further protect your rites. indudrg your ridis utter the Seo_elies Intestor Protection Act (SPAT • If the financial retention m the top left of led front of this steams isnot 1_135 Ennui Senates, U35 Financial Senates carries yea accounts dearing tether by arrangement wth the ideated insteuton We informed you of this relationshi• W.enyou opened this accost h this cast your kr.t and swates tre boated a WS financial Service, and rot the iwolicig braer. and you mist make a tapir of any error or omission to both firms • Asdew-iced in the account ageements, you must roily us of any enors or fraud animating decks reflected on your statement within 30 days after t was mailed or made available. • Plenadied oatortor complains or ixpiies to the Fion's C fent Relations Depirment a 201.352.1699 or toll-free at 800354-9103, 8:CO A.M. to 6 CO P.M. ET Mondry through Fedex or in wing to WS Fiuncial Semites kit. Client Retinae Depairmak P.O. Box 766 Union Cky, W 0700. • A 0 casements shall be deemed complete ad acosee not cbbctonl to ri writing within 60 days • Fa TTY services_ Call 0444120986 or acme outside the US.: Cal 201.352.1495 • In corm of *nets or cpwations abet an electronic krds Wander WO be payment or UBS Vea•debil card transactions, call B20-762-1000. Ca wile to UBS Pramual semces Ix., 1000 Harbor Blvd, 6th floor. Wtebbinnm NI 07036, Attrt RIAARE6A Stokes. Cal a write as soon as you can, if you tiro yes statement a receipt is nvorg or d you need more nknnaton teat a trader on the statement or recite. The Film or Card beer (as alokabldetril heat trornyou no later than 60 days alter the Frm sera you the list statement on which the erns or Problem aPPered. - horde pow name ad xCant nterter OF any/ - Death* to error or tie tanner you we tenure about, ad olden as <bay as you can why you believe a is an ma or why you need more reformation - Provide the doter amotht of the suspected era. The Finn or Card Issuer wil Seagateyour ample...it and wal coated any error promptly. For alleged *non rnolvis; UBS Via', debit ea-dna-each:re if we take more than 10 bannsdais to cloths, we will credit was acorn for the amount yea that a in error, Botha you well have the use of the money dumg he One n taken us to ccmplete our iwestigption. Please mike all checks payable to the Firm or the financial iguana) iterated on the from of the statement In addition to roods meant fees, accounts mei bo>sbject to rnaitinste has, chases for late pained kr securities purchases and charges kr unpaid arncthn n cash accounts Accounts that we transferred to other instailons way be subject to a trainer lee. UBS Sweep Options 1165 oilers options kr sweepeig cash balances to bale depost acccuits al non-affiliated bats ad an dated banks, rarity market mutualfunds (Money Finds) and the Mernational Devote Amon (DA) fa natation with an Internet:oral Resosce Management Accost. Depose account al UB5 Irk USA and non-affiliated banks panicipatng n the UBSFOK4nskred Deposit Program are FDIC aimured in accordance with fDIC iules. Fa more incnnatto, plea* visit nww . fdiegw.Deposk accounts at UBS AG StanfordBranch and shies of Money Ards are rot rased by the FCC. Through the DA, cash balances we swept to depose accounts at UBS AG New Von Brarth a-d UBS AG C SSW, Branch. These deposits are not inured by the FDIC. Balances held at he 1165 AG Cayman Branch are tenwanly ("posed to the sovereign refs of the Cayman blind, end there is nocturne* or whet oblation of 1.85 AG to repay the balances while on the UBS Cayman Branch's books. Bank deposits are not protected by UK. Money Fund shires re protested by 51K. See "125 Fine cal Services Accent Protection' below. lgxn your request, twines n the bark depositsmay be *Mohawk and shots of a Money Fad may be lige:Wed and he proceeds nand to you a your sea-rites accord Fuller remedial about available sweep options, iftLaIng current icier/It rates and yells, k available at wrmubs come weeppelds. from your Francial Advisor a by calling BO .762-1000. UBS Financial Services sawn protection the Firm is a nwrter of the Setaein Artesia Protection Corporation (SIK), which protects wankel customers of is merrters up to 1500,000 thcluding 5250,000 for (bins for call. Spbnatay broths* available upon request or at net. *c.o." The WPC asset protector, knits apply to all waists that you roan a particular capacity. the Fem. together with certain affiliates, ha also purchased samolementalinkrake The marmum anomie pea dab to a1 elobb clients, collect...fey ader this protector, is 5500 million as ot December 10, 2016. ktinct to the polo/ander:re at Imitations, cash a the Firm is further protected for up to $1.9 million n the ane9ane for all you accounts held n apanel:Wm capacity. A he copy of the poky wordi-g is wailed, won request. the SIPC protection and the supplemenUI protection both do no apply to • Certain liwncial mete controlled by (and inclabd your account value) but awl:Iarmy from UBSFinancol Services (e.g.. certain (i) deposits at *Mimed and non- affiliated bats (i0 nsuraxe products, noising variable arruhes, and (ii) shires of mutual funds when such shires an registered drooly in the, name of the account holier cr, the books and records of the issuer or tanner agent); • investment contracts or nvestment nterests(e.ga limited partnenhips at private placements) that are not registered under the Securities Act of 1933; ad • Commodities contacts (e.g. foreign excha-ge and precious metal comractsX inducing f aures corneas aid commodity option contracts. The 51K protection and the supplemental protemon do not apply to these mob each of they otheawiw appear on wax naemenes. The SIC protection ad the tpplerental protection do not protect against changes n the makel vela of yes investments (whether as a result of matket mommenq issuer barknaptcy or othenvise) Dividend Reivrettment Program PIP) the price reflected ban average price. You may obtan the actual price from yoke Financial Adascr. Only vitnale Main we purchasedunder DRIP; partial 'hats WI be sold ard the cash we be deposited re your account The (bard reiwenmert price swished by the esker may dna from the make price at *Nth the partial shorn re sold Cash-th-lieu Cr4 whole urns may be held n yds arrant. If won entitled toe pa-tol land as s result of a d mani pent or dimwit,. the Film will ether sell panel trill, at manes ate or accept an Nonni determined by a registered clean) agency, ad credit yes accost Invesbweew objectives The Minimal objectives ad risk profile an spec lk to each account and miry my between re, account Phase advs. the Firm prorrotbi in wining Walt sg-dicant change in you' I nancial siluation or inveament cbnaiven For each arrant heti, you choose ow of the blowing investment objectives: • hoax* Curnentincomt Investments seeki-q the generation of axone only. • Aohthe CaprtatAppreciabom haestments seeking growth of principal caber tun the generation or income. CONFIDENTIAL • Produce Combination of Income and Capita( Aboard:non Investments seeking both One generation of income ad wombat prixpal. Overall risk profiles • Consewasee. Seeks to mantan natal piximal, with low nth ad volatility to the accost overall even it that meant 8, accost, does not generate signif jure income a retort and may rot Peep pace with inflation. • Medeal. Wiling to accept some rin to pincipal at tolerate ,cme volalety to seek hater returns. • A9oressim: Wiling to accent hit irk to pnnopal and high volatility to seek high returns over time. • tomstment Ebaidibm Consedention: I selected a OrtiOn of the pOrdolio f or that account may include compbicstrategres. tented liquidity andgene valet iffy. Stertementshoweholdne We may consoldate tA related account statements with the same address in the sure envelope, e.g. because they have others oho hk0 jolt' =gal rebtionshjon wit other dents a the same address. If you prefer to receive individual statemenft mailed n sepa-ate melons, you may decline houwhdding by caliq your Frunual Admor. Friendly mown nem, The Friendly account name is a wskinutike *nidena-ne chosen by you to assist you with your recordkeeproy ha ro legal effect an your account You can thaxy your Friendly account names, through Orlin. Satirises a bycontacting you F i-ancial Advisor. Award overview • Vase of your Amounttpouttcdo. let of assets and karate> • Asseft Includes wobble cash balances. yaws for restricted security (est ), and Global Tine Deposits, unrealized marks to make, and teeter, assets not held by tie Fan. Does rot include mated secuntiesfassets at the end of tie plot and curet statement prods, preen* iventments, unwind stock options ad rentable Rod options • Liaberees Incides debit balances, cutstanfrg margin loan. creole line, iron account balances. • Cash/moneybalances. Total of uninfestal ward* cash banes, OS deposit Wines at affiliated ad noniallitufid bank, a-d tansy maker mutual tad swam balances. at the close of tie statement period Non.connnodity free creek balances in ma' accost we not segregated from other balances and the Fm. may We any of these kinds in the ordnity route of As busiwe Thew funds are patio* won your demand. This total a rolded in tie curet period closing yaks& Undress Information For deuseed hlamation cn the Firm's lenfing predees at chcbsuret refer to yes Cheat Relation**, hgraarl "mmtcr Accost Agreement and the General Terms and Conditions UBS Statement of Credit Notices awilabk n Agnomen endOisclosuyes at Wwwitht ruitfirrumidirlhwwi SDNY_G M_0002 7592 EFTA 00138212 EFTA01278821 Important information about your statement (00nallUtd) Yes area Your llearrent &mites securities and other assets held fire axotant al the end of the streams period. You may ask fordelevery of fully pad seasies at anar tine. You ma/receive acuities used as loan collateral aher paying sly balance cam on them. Any securities tranderred to Ihe Fim drirg the statement period are lined at market vibe as of the end of the sterner period. • Cart bask n deter ring the cost basis of tie skates induded n this statement, Mere indicated wih the number 'I,• LOS Financial Services has relied en information &tined from sources other thane-16S Faantral %nicer'. including idarretion from anothe- km a that you may hare provided to you Fina-cial Adeisor. The Firm does not indkerdently verfy gaunt** the maraca a raiday of am iriornution provided by coaxes other than U3SFhandal Senices ackflicri, although UES Financial Strides generalbr updates this nfamaten as ihs receeteA the km does not provide any assurances that the hfamation eider "Cott base rd •Unrealced gar/ be is accurate as of re date of this statement. As such, please do not ivy on this rdamation to make puchase or sale decisions fa tar arposes or otherwise Accounts larelmed to tie Fm may reflect gra loss infarnalim only for the period of tine they are held at the Finn Morehike:cal rdamatixi can be added by you Fnanciel Advisor. • Unrealised yen/team VMen data n *marble. events& tweaked gainnlostes re cakulated fa nand& securey lots. The transacten data for iv bed& lots may or may not reflect ammissens. charges ander security reorganization events. Dinolend and osier reinvestment lots and traumatic purdnese bit are eachcombined to dispLy re averaged lot The 'Trade date' colann presents the age al transaction trade date. • Callable seeurkiria Bona' and purNaid nod that the ismer& for cab redemption wil be selected neat* by lot Iran arrerg anima-dies of that 6.,e held an our rare or in nominee name for as clowns Call karat 'tenuity, is obtained from third parties and its accuracy is not goaded. Other call ferias may east which °AM affect yield complete inkematifi will be provided upon request • Cietifiraes Odense (CDa. CO, are FDIC muted Le> to 1293,000 in principal and armed interest pet deposkr ad per depository insikion it accordance AM FDIC ekes. • Pricehake Paces die:dyedfor securities and other products may be high.- or beer than the price that yar would actually receive in the market. Prick are drainedfrom various tied pricy sources whirls we &ler to be retake, bat we do not guarantee thee' accuracy. - We general & use the closing price when wilt& a fie mean of the bid and a* aims kr hsted searnes and options er only bid prices tor OTC leashes. — In actiway traded senates maybe paced usng a valuator model or the most recent price we obtained ad may not reflect an /awl market price a Ma — Certain positions may appear will-weepier ad vrill show as • peke was not availabb • if we are triable to °Nan a pace for a acuity. - Deposits a securers denominated is tummies aher then U.S dolls, at reflected at the ewl-unge rate as of the statement date. — fa certain senates eating in non-conf oaring denominations pnce and gray (face Mr) may have been adjusted to lack& grope Maw& To *Urn current artations when amiable, centre 'at Financial dancer. • Private investments did stated products. Innate rweswere skunk (rc iring deed minima, program end realeast, oilmen& hat &ma es) and structu-ed proixt are genwaly highly Crean structued products love not been registered with the Securities and Exchange Cornmesian or under ay setae securities laws. We prordemtinated vales fee private iivairant startles a-data-lured products for Hamra& arrows only. Acdrag ism guaranteed. — These vibes may differ abstinent/ tom prces, d any, at which a prime imestmenl security a structured produce may be barfil or told and do rot necesnlyrepreswe the value you myreceive upon licuidatin. — Third party estmatesol vas are as cl a certain date ant we supplied to UBS Financial Services on regent bar by an indeandere Mahon firm. — Ise" gineralpfinee or sponsor estimated wars, if ay, are kpplied tote Fun by the issuer, general partner or sponsor and my be calMated based on Orem information Iran *mused by tidos-lin to chew their estinaled values. — You can obtain addinrial Mormo:en regardirg Ire meto:blogy wed to determine the estimate of value ant the date of the ilonnaton that is the bash for the animate by coat/entre your Finneal Advisor — Third prty estinmed &Lies may be reflected as *Not paced' in several Austin: Men an rdeperdent valuation Inn has not suPPLed cr tremble to astir a vats when we became avant that a material event has caured that may call a prevany reported vile fiso portion. or Sian a value would be highly speculatne due to the nature of the Wittily. e When naive an burn; general panne or sponsor Milked value nor died-baby estimated value is puked the rake of the seardy dikre4 Worn its archase arm. — 'Distributions to date may indude retun capital name or both. - 'Original unit size' represent, the reel offering bribe get brit red may not reeled your cost basis — DIP and unfilled PER startles are not listed an a national sewenes exchange and ere genet* Woad and own a they can be told. tat price &ewe mW be kb, tan to per sham estimated value provided in the aCCCult gatellint. • Restricted se:amities Restricted SeCadies gerreralb are rot currently ehgble kr public sale. UBS Finns& Services wet the menet primal& unrestricted stock of *a sane issuer as an reputed value fa the restricted stock (or papeaes of magement oak To the extent hat resented 'metes are 'tuba la sale, the wtl.te neared my be Menantiala less than the waxed value shown • S. (estimated) income, current yields and rates. An estimate of antral none Is based on carer &kited erd interest cedes, assuning hie tectrites will be &Mice one yea from slatement date or tree meturity. This eslinaie is anti a punkin.; accuracy and continued mom* are not guaranteed. — Estimated aural 1-cane rd oared yeld fa certain byes of Nantes could include • omen of principal or capital gain in w ich cage the est income (aid current yell would to overaated. — Estimated aural Mane and ctrrent yield and the actual name andyield mitt be lower a higher than the *stirred amounts. — An kiln& of a-ruaked income (dividend radar interest) &lad by the current make vat (average balance* based on the last dividend or rarest payment made by the issuer and runes tie soorifiestapasits will be held for all year ern tie statement date or until many. Accuracyan:I continued yell are not gam-deed • AMU not head by UBS Pinata Services. Cedar, assets we rot held by the Fern and not we& the Ferns posers: sr, or antra These assets are dellayed on nos statement for informetional purposes only. Positions and values presented are provided by the &Mg fern UBS Frunoal Services a not resprarble for the &collation and does not qua-antm its accuracy. These assts ar rot pranced by 51K or la Finns supplemental 51K coverage. • Revenue shirty; and ideational compensation. - h .deism to ccenmksiam an sales ad 12b.I tees reared in connection with the data:Men of mutual this to ow carts we actor our affiliate receive revenue staring payments tan distrtutces enact advisors of the mated Kr& that we sell These smarm are bred on ten different comp:ciente (0 the arekre of sales by L85 of a Isertitula rrunnl - &dimity to ourclents; and GO fie asset rake al a particular mutual ford lanais threshed a the lint — We adour affiliate also receive networkhoard cmnbus processrg fees in comic/rah:info, transfer agent services that re provide so tae mutual f unds These fees generally ere paid from investor assets n der mutual fund and are a fend dolls aenant baud on the number of accosts at the broter.dealer hoking mutual furls of that ftrdfa-nily - h adddon to commiskns received in correction with the safe or astrbutionol annuity contacts and ere investnant bust Let to ea clients, we ardor ar aft Tete raise revenue sharing compensation ban many of the imurace companies underwriting the annuityco:needs &lbws of the inkraxe convokesor sooners of the tea investment trusts we distribute. CONFIDENTIAL — Our affiliates also receive owing cenvnisurn ad other compereatimi Iran mutual funds end Mate companies whose products we ristrtute. — We recent an a-rualfee from 1.85 Bank USA ad U3S AG Stanford Branchof tlli to VS per accent sweeping to the banks erode the ties Bad Sweep Program Adivity Information regatIng commasifis and other dunes incurred in annectin with he execution of Wades, &luring oaten transactions he beeninducted an confirmations previously herr:shed so you, and will be provided to you pranalydrirolatl. Short selling If you are engaged in that selling a security, you may incur a charge due to certainborrowing costs for that particular sectry. Open orders Regarding wen or 'good) ilkancellee ceders fist wore not executed by the stsenere date. open buy and set stop mars are reduced bi the mount of dividends or refits on an redividerds a e*r4ds date unless instructed chemist by ycia. You are emporia& for orders the re executed de to your faun to cancel Putting open orders. Privacy to °b an a cow of as anent Client rtimy Mike. please caned race Financial Athior or visit or webske at imfarillCBMACiegaldillz — LES Financial anices is not a bait. The RIM, Business Services Account BSA and BMA are brokerage accounts which provide access toter-king seeks and prodresSercugh arangerrents with affiliated bares end other 'hid-partybanks and arras access to hsurarce and away products issued by unaffiliated third-paity nsuurree amps-Ike trcutfi insurance agemyo_bsieiries of WS Financial anis Inc — hwerrent. Murree, and arnuity accbcir — Nut FDIC Mured• No bank guarantee* May lose vale - BMA. Reinke Management Account. Redress Senoras Account SSA, IRMA and kernational Resource Management Account re registered service maks of LESFironrial Semi& lx. — VISA is a registered radon& owned by Visa htemaknal Sent Aswallion and used under kense. The UBS Visa credit cads and the UBS Vela debt cards tee issued by UBS Bad USA with permission from Visa U S.A Morporated. M Sitar eadernaks, registered traamarks, serva maks ad regatered service marks are of their respect& menores UBS finannal Serval inc. Rev. 201706 SDNY_G M_0002 7593 EFTA_00138213 EFTA01278822 (SUBS lies Fmancial Services Inc Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CW70056257090617 X2 Y1 0 Account name: GHISLANE MAXWELL Friendly account name: Indy. Millennium Account number. v i 28776 SS Your linancial Advisor- SCOTT STACK MANILYLE CASRIEL Phone: 212-821-7000/800-308-3140 Questions about your statemett? Call your Financial Advisor or the RMA ReSourCeLine at 800-0MA-I000, account 029028776 Value of your account Resource Management Account August 2017 GHISLAINE MAXWELL P.O. BOX 308 TEANECK W07666-0308 on July 31 (3) on August 31 (S) Your assets 702,106.00 708,775.00 lAsit our website: Your liabilities aoo aoo www.ubscomainancialseryiceS Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free aedit report annually from www.annuakreditreportcom. Value of your account 5702,106.00 $708,775.00 Tracking the value of your account S it-lcL.6311GS 702 708.8 25)6 Dec 2015 D( 2016 Jul 22017 Aug 2017 Sources of your OCCO out growth during 2017 Value of your account at year end 2016 $683,739.00 Your rnvestrnent return Charge in market value 125036.00 Value of your account on Aug 31.2017 S708.776.00 SDNY GM 00027594 Member SIPC <NP7000S005625709Nr700019:470 00005 0017 0305750Cm Y128776550010000 Page 1 of 6 CONFIDENTIAL EFTA 00138214 EFTA01278823 SUBS Resource Management Account August 201 7 Your account balance sheet Summary of your assets Value on August 31 a) Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 000% C Equities 0.00 000% D Fixed income 0.00 000% E Non-traditional 708,775.00 100 00% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 5708,775.00 5708,775.00 100.00% Account name: Your Gooncial Advisor Friendly account nam Account number: • I ' ' - Your current asset allocation Eye on the markets Index Percentage change August 2017 Year to date S&P 500 0.31% 11.93% Russell 3000 0.19% 11.20% MSC I - Europe, Australia & Far East -0.02% 17.50% Barclays Capital U.S. Aggregate Bond Index 0.90% 3.64% STACK MANS VI F CASRIFI Interest rates on August 31, 2017 3-month Treasury bills: 1.00% One-month LIBOR: 1.23% CNP 700000056257 I 0 NP7000197470 COM C617 030579004 Y128776550 01 lMyGike,002751tne 2 of 6 CONFIDENTIAL EFTA_001382 I 5 EFTA01278824 Su:Bs Resource Management Account :c I - Change in the value of your account Account name: GHISLAINE MAXVVEU. Friendly account n 11 n I Account number. August 2017 (3) Year to date (I) Opening account value $702,106.00 $683,739.00 Change in market value dosing account value 6,669.00 25,036.00 $708,775.00 $708,775.00 Summary of gains and losses Vaues reported below exclude tx0Oucis roe which gars anCliOsses are not Ossified. Realized gains and losses Unrealized August 2017 (1) Year to date II) gains and losses (4) Long term aoo 000 58,775.00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact your Financial Advisor or Branch Manager, You can find a full description of the alternative investment objectives in imporranr information about your statement al the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary • Aggressive Investment erigibikty consideration - None selected Your account instructions • Your account cost bass default closing method is FIFO, First in, First Out. Your Financial Advisor: SCCJT STACK MANYLYLE CASR,El SDNY GM 00027596 CriP7COCE03056257I1NP70C0193470 00005 OBI 7 030579004 Y1287765500I0000 Page 3 of 6 CONFIDENTIAL EFTA 00138216 EFTA01278825 *UBS Yournotes CONFIDENTIAL EFT,00BE217 EFTA01278826 *UBS Resource Management Account August 2O1 7 Your assets Account name: GHISLAINE MAXWELL Friendly account name:Indy Millennium Account number. Some pnces, income and current vaues ShOrrn may tea ppioxirnme. AS a Intl. gains aidlOsses May not be Examately refkclel. See Amason infosmafrOn about your stereneera a the end of ths dxurnem for more infornason. Non-traditional IMOe equty funds, Hedge funds, and Other inveStments4re held in yOur UBSFinarcial *MoS Mr. CUBS FS) teolerage account. The pootIons reported below reflect the reccods of the issueis, and UBS FS dies not oiatantee the accuracy of the lreommton The value shown Is me necessarily the value you would receive from the Issuer if you sddthe assets. Funds actively sdd by UBS FS alt subject toongoing due digence, although the level performedmay vary A dosed fund may be subject to no ongong digence A fund that you purchased elsewhere Tel never have been suteecl to UPS PS cillgence. although UBS FS may receive a fee from t he funds manager, which may constitute a macelty of ine rnanagernenvincenti* lee. Please contact your financial Achtsof with questions. ' EA value per unit' is an estimate of value supplied by an independent valuation f rrn and reflects adjustments for factors such as the lquidty of the units. Hedge funds wiring ALPHAKEY5 !ALLEN FND BROKERAGE NO 713111 7 Trade date: Purchale piKd hearties Average puce of shares per shale (s) Client investment CS) 65O,OOO.OO Your PI nodal advisor: SCOTT STACKMANLYLE CASRIEL Estlinates of vat* Stppatd by ISSuerS Or urban Crowns (which are gene faly 'net asset value' estenateS) are shown as ' issuer est. value pet unit'. For Privae equty f unds, 'Est. value per uM1l' is a Value updaed quavery, based on the Net Anti value C NAV') in the fund as of the date sped fed eduskd by ailing radial calls and 'obi racti rg dst nbutions Once the NAV date me NAV is primarily based on estimated pordolio vaues provided by the underlying fund sponsor Thew two values may vary became of differences In the way they were estimated and because the • Third party en. value per unit' may Nave been prepared come bean ofhnancia iriormflon othei than yea•end Repotted estimates may not reflect resat liquidation or repurchase value, if any, and may rice reflect dst ebutions of deal u nth the next valuation is *Parted, neraly on an annual Or Sentanntial basiS See knponara inkimattOn ArAwr your increment at the end of this stateineM. Cost ace per share basis (S) on Aug 31 fa) value on unrealized OM mestment Holdreg Aug 31 (4) gain or loss (a) return CS) period 65O,OCO OO 1.OOO 708,775.00 56,775.00 Your total assets value on Aug 31 (5) Percentages Cost your account oasts CP enraged Unreenzed annual meant (f) gain or loss fag Noe•tradiitlonal Hedge leads 708,775.00 100.00% 650,000.00 58.775.00 Total 6708,773.00 100.00% 6650,000.00 658,775.00 SONY GM 00027598 C NP7C00200563571 3 NP7003‘93470 00005 0817 030579004 Y1 26776SSO 01 0000 Pegs 5 of 6 CONFIDENTIAL EFTA_00138218 EFTA01278827 *DUBS Your notes CNP700000056257i 4 NP70C0193470 00005 OBI 7030575004 YI 20776550 01MY_OM_0002769fir 6 of 6 End of statement for account number Y1 28776 SS CONFIDENTIAL EFTA_00138219 EFTA01278828 Important information about your statement has Enamel& Services tics (the Fern or UBS Fnercial Strike). is a member of all principal acuity, ccmrrodiy and optima exchathes. UBS Fisancial Services and 1.8$ Bank USA ore i-diect subsilanes of UPS AG and aft ihaes of UES Swishes LLC. The Fiths manual statement a available upon regyen. The Fines exec rise cAlkas re at: U35 Fina-col Sereces K. 1200 Harbor Boulevard thechneen. NJ 07086 This statement represents the °thy official record of you' Lea Fhancial Semites account. Other records, exept office le. documents. contanng confficing daa should not be relied tom II youbelieve thee is an error or omission. please report it immediately n writing to the Branch Manager of the office wvith your accoint. Allhafp a 'ivies shown Are Wended to be accurate, statement death:ad not be wed for tar purposes Rely coley on yerend tax kerns, (Le • Form 1099. 5498. 10425. etc) when Drepamg your lax return. The Rim 5 required by law to rexel to he IRS all lovable dividends, mporubb nameable thriabna and mute interest end pct securities Fold h you account net proceeds on see tramactire, ad con bask/oncertain covered stases. Cavoresdatlans with the Firm • Please reconfirm ay oral communcatons in wet 'rig tofurther protect your rills. indudrg your rutin utter the Seo_Mies Infector Protection Act (SBA) • If hefinahcot ithitution m the top left of to hen of this Weems snot UBS Ennui Service, LES Pi-sweat Service ones yes accounts dosing bicker by arra-gement with the edcated inslituton We informed you of this relatonshia fthenyaS opened this accan. h tits cast your kids and stones a* boated a LOS financial Services and rot the ramodiceg breer. and you mist mak• a nom of any error or omission to both firma. • As desated in the account agwernents yw ril.Za rowdy us of any emirs or fraud evening d-ecks reflected on your statement within 30 days after t was mailed a made available. • Please deed othorner complaith or Coen to tie Fiths C Fent Relations Department x 201.352.1699 or tolUree at 8020-354-9103, 8:CO A.M. to 6 CO P.M. ET Monday through Friday, or in awing to WS Reuncial %nice Ix.. Client Realms Department P.O. Box 766 Union Cky, W 07C$7. • A 0 Peewee shall be deemed complete ad note if not cbbctod to h waiting within 60 days • Fa ne services_ Call 1344-612.0966 or from outside the US.: Cal 20I.352-1495 • h us* of trees or centime akoul an electronic hands transfer (FT). bit payer or UBS Vtia•debit card transachons, call 020-7C2-1000. Ca wile to UBS Searwal Senates It,, moo Harbor Blvd, 6th Boers WotharOnn NI 07086, Attrt RIANEeth Sentefts. Cal a mite as with asyoea can, if you tilt yes staement a receipt swing or 4 you need more hlonmatith goat a transfer on the statement or reciter The Firm or Cad Issuer (as applIcable must her I romyou no later than 60 days alley the F rm on you the Int statement on with the erns or Problem athend. - horde pow name ad xcant nterter (if any) - Cnsabe to error or she Rather you weinert about, ad elegem as dearly as you cal why you blare d is then a why you need more edamaeon - hosed. the dolor anent of the suspected vra. The Finn or Card Issuer will hiestgete your compliant and will correct ry error promptly. For alleged errors envies? UBSVsaedebil ca-d Ma-marlins if we take more than 10 bus less days to datbs, we willcredit you accord for the amount you theta in error, so that you wit have the use of the money during he One A takes us to complete our ithestiption. Please mike all checks payabb to the Firm or the I euncial instaften muted on the front of thk steamer* In addition to nrgitar arrest fen, accounts may be abject to maivenarte has, chaps for late parent ice securities purchases and charges ice unpaid amounts n cash accosts. Accounts that aw transferred to other instoftens may be subject to a Vander lee. UBS Sweep Options 1165 oilers options for swatheig cash balances to bat depose accounts al non-thiliited bats ad Addled bankt money mane mutual f unds (Money Feeds) end the hernatisnalOtheit neon (DA) fa casts:nen with an Internet:erg Restate Mennen:int Accost. Depose account; al UB5 Be* USA and rion-athlitted banks participatng n the UBSFDIC4nstred Deposit Program are FDIC-insured in accordance vett f DIC rules. Foe more hfornatians please visit new . fdic.opeDeposk accounts at UBS AG StamfordBrand, and shams of Money Ruts are rot rased by the FDIC. Through the DA, cash Winces re swept to deposit accounts at UBS AG New Yon Brardn a-d UBS AG Carnal Branch. These deposits are not insured byte FDC. Balances held at he LES AG Cayman Brand, are temp:early eposed to the sovereign ra of the Cayman blinds ad there is nocturne or other **thorn of UM AG to repay the balances while on the UBS Cayman Branch's boots. Bank deposits re not protected by 9PC. Money Fund shines we protested by 51K. See 'WS Finarcal Senors Aeon Protection' below. Ltwn sour request, banes n the bare deposits me be *McRae\ ad thank of a Money Fat may be licuchted and the proceeds rend to you a your wanes accens hasher intornlaICO about available sweep opbons, rcledng turret interest rate. and yields, it available wym.ubs corrisene•pyil* from your Financial Advisor a by calling 8C0.762-1000. UBS Fiends! Smiths aware protection The Firm is a matter of the Sethilits Westin Protection Capaation (SIPC), vetch protects menace antomen of is merrbers up to 1500,000 (including S250,OOOfor duns for cash). Ethenatay broths* available upon rtqatt or at ewe apc. org The SIC asset protection turne apply to all accants that you hall in a oracular capacity. The Fisk together with certain affiliates, ha also Purchased snplemantalinstrace the mas mum amount payable to at elpble clients, co:ileum& under this protecten is 5500 million as of Deemher 10, 2016. Skeet to the poky cordite:a ad limitations, cash at the Firm is further protected to up to $1.9 million n the ample for all you accounts held n apentane capacity. ABA copy of the poky wauclig is erodible 'WM request. The SIPC protection and the supplemothl protection both do not apply to • Certain lieu vial wets controlled by (and related ei your account value) but hell away from UBSFinancel Services (e g.. certain(I) deposits a affiliated and nn ablated backs nsurrice products, ncicfng variable arruhes, and (ii) shores of mutual funds Magee such share ante registered droctly at the name of the account hot:len:tithe bochs and records of the issuer or trawler agent); • investment contracts or wenn( eeerests (e.g., limited partnerships ad private placements) that are not registered under the Securities Act el 1933; ad • Corrmoditan ontacts (e.g. foreign exchamw and preciousmetal contraast incluctrpfaures contraMs and commodity option contract. the SIPC voted on and the supplemental protection do not apply to thew assets sewn f theyotherwise apace on you statements. The SaTC protection and the swpkmental protection do not protect against changes in the motel valve of yes inaestments (eather' as a moth of market movement. issuer bakruptcy otherwise) Dividend Reiweittment Program (DRY) The price reflected is an sewage price. You may ottan the actual price from yos Financial Adviser. Only ohok shares re purchasedunder DRIP; partial shags will be sold ard the cash *1 be deposited ea your account The decked reiweffinent price applied by the seer may differ from the make price at which the patial shares re sold Cash-thilieu Only whole uMs may be had n you' accent. If you are entitled to a panel taut as a result of a eadeni payment • abewise. the Firm wit ether sell panel aim as made cake a accept an roan determined by a registered clean) agency, and credit you' account InItattritent objectives The I-Noumea objectives and risk prolile an sprit to each accent and my thybetween yos accomb Please ate-se the Finn prom* in meting of an? screcant Mane in your Ina-Kiel situation or investmem Meares For each accant hekl, you choose creel the Wowing investment objectives. • Peen Commeineone Investments seekith the generation of rune only. • Aches* Cape/ Mower/Dom twestments seeking growth of principal rather gun the generation of income. CONFIDENTIAL • Produce Combination of none and Cooker nitorticiaton Investments Mang both the generation of inane rd growth of eeriest Overall risk profiles • Conewatere. Seeks to manUin nital prec Pal with low re ad %eatery to the acorn °that even that meted to attune does not generate significant income a resume and may rot beep pace wits inflatkn. • Makin.; VnIling to accept sane nit to pincipal ad tolerate gene volataty to seek Incher returns. • Aggressive: Willrg to accept hi;h Mk to pongee end high volatility to seek high returns over tint. • Owestment Eforkikv Consideration: I selected a potion of the portfolios fix tat account may include ocerpth *renege, tented hors* and geate votatilty. Strthementliotaoholdne We may consoldate tA related account statements with the sane address in the sere envelope. e.g. because they have owners who ako moisten joint meant rebtionshth wit other dents at the same address. If you prefer to receive indiaidual statements mailed n separate envelopes, you may decline houwhdding by warp your Franual Admor. Friendly accomt name IN Friendly account name is a wskenethh *nidename* chosen by you to assist you with your recordteeprg. has ro legal effect coyote account You can chaxy your Friendly account name through Onthe Services a byes:Macao) you. F ran(ial Achiscr. Account overview • trate of your vaneaponfoto. Net of assets ad liAilees • Asses Includes avalifte cash balances. vales for restricted security (est ), and Global Time Deposits, unreatzed marks to make, and certan assets not held by tie Film Does not include mowed secuntieslassets at he end of the poor and anent statemeM periods, a mane ithrstmenK unseated stock options and therckatie mock options • Lialaithos Wide debit balances, outstanding merges loans, line, shoal account balances. • Cafleoney balances. Total of uninfestei avalgab cash balances, plft deportbanes at affiliated sal nonsaff need baits. a-dummy mate mutual find SWOP batances, at the starve( tie stakiment period Non.cornmodity lree trek balances in yar attars are not semtgated from other balances and the F rm may ow any of these fonds h the ordnify course of ms berets Thee funds aremote upon your domed. This total is exlided in the curet period closing wake Unarms, Information For dnaaed hicrmalion al the FirmY lerdep punkas ad basun., refer to Kis Client Rebtionchb Agraillvot a Accost Agreement and the General Tema and Cordnions UBS Statement of Credit freebies available n Agreements and factotum a 2wWW•dyr SDNY_G M_0002 7600 EFIA_00138220 EFTA01278829 Important information about your statement (SOIMMeqd) you —eta Your staanent awakes securities rd other assets held kith, axafit al the erdofthe straws period. You may ask fordovery of Mkt paid seostes at any tine. You may receive securities used as loan collateral after paying sly balance de on them. day securities tranderred to Ihe Fim otairg the statement period are liked at market value as of the end of the strawy period. • Cart bask. In detwroning the cost basis of to states induded n this statement where indicated wih the number 'I,• LOS Financial Services has relied on information obtained from sources other lhanIAS Fhencial Semites. including illarriation from another I km a that you may hare provided to you Fina-cial Adeisor. The Firm does not indeerdently verfy garirdin the maraca a wear of are idorrnition provided by sources other than U3SFhancial Senices. aisbirs although UES Paraxial Services generalk updates his nformation as n 6 rece*'e the him does not provide am assurances that the nfamation order 'Cost base rd •Unrealced gar/ Iola' is accurate as of fie date of this statement. As such, please do not rely on this rdamation 10 make purchase or sale decisions, fa to purposes or °them& Accounts twelwed to tie Fair may reflect gar/loss iskrrnatim only foe the period of tine they are held at fie Fat Morehi:tonal erkanalon can be added by you Fnancial Advisor. • Unreel's& geherbews VMen data n wadable. estinated urerized gainilosses are czkutred Ia ranter securY lots. The transaction data for rofivi:Ual bit may or may Oct reflect commissions, charges ands security reorganization everts. Dividend and &net reinvestment lots and systematic pardnese kph are eachcombined todisplayore avoraged lot The 'Trate date mecum presents the crank transact on trade date. • Callable murkier, Bonds and prtheral stock that the issuerciets for *ark rederrphon wil be selected What* by lot from among &swishes of fiat 6.,e held nom nameor n nomixe name for as dents Creates/v. rriamaton II &tared from third parties and as accuracy is not goateed. Other call features may east which could ilea Weld complete rdormatiw WOW provided upon request • CeetifirAtes °felspar& (CDs). CO, are FDIC muted Le> to 1293,000 On principal end untied intane pet depositor rd per depository institution ha:cadence rah FDIC mks. • Prkehalue. Prces die:rayed for sewrities and other produes my be higher or event than the price Ow you would actually receiw in the market. Peen an &rainedfrom variow hid arty sources *hitt we &levy to be reiable, bat we do not guarantee their accuracy. - We general& use the coning price when amilable cc to mean of the bid and a* pis fa listed searnis ad options re only bid prices tor OTC swishes. — In actiwy traded *Canes maybe paced usng a velumen model or the most recent prim we obtained and may not reflect an /awl market price a valet — Certain positions may awear wilhoul a pier rd nill show as 'price was rot avarlabk• if we are triable to Wain a price for a sway. - Deposits a securitiesdenominated r,cunerces oho. then U.S dolls, at reflected at the 'whinge rate as of the statement date. — For certain searbes racing in non-cantor-me-9 denomretions pnce and qua-lay(lace &a) may have been adjusted to lack& WOK valuation To Wan current anise:re, when nibble, rental ear Financial dekko. • Private investments and stambred products. Private nvommert searches (roldisg duct oanceme on program a-4 real wide investment hat untie es) and structured pair& are &walk highly BOA. Conan structured prodzcts few not been registered with the Securities and Exchange CannleSal or under any setae securities laws. We porde *treated vales for pirate inveterate ;earths a-4 structured products for Harnataml purposes only Acarary isnot guaranteed. — These vales may differ Abstain* torn prces, any, at which a pm& twesentril security a structured product may be bouefil or sold and do rot necessai resresent the value you may receive span liquidation. — Third party estenatesol vans re as el a certain dote ant we supplied to UBS Financial Services on a regular basis by an independent relation firm. — atilt; general paint., or sponsor estimated walks, ary, ate Applied to tie Fen by the issuer, general partner or sponsor and may be calodated based on dfferent &emotion Iran hawed by third parties to daiw their estinaled values. — You can obtain addnirial ilormation regarding the mehozblogy wed to determine the estimate of value ant the date of be honnaton that is the base for the 'amyl* by contathg your Ffiancial Advi.or. — Third party estinmed vales may be reflected as 'Not piked' in several Austin: when an ideuerdent valuation Inn has not suppled a rk triable to wigs a vale, when we became avant that a material event ha washed that may call a previousy reported vaLe into (lowlier; or viten a value would be highly speculatne due to fie nature ol the Meaty. ▪ When neither an tsar, general partner or sponsor &IMPS value nor athird-party estimated wke is ponied. the aka of the security WI& dikkre-4 Iran itspurchase once. — 'Distributions to date' may include room of capita( name or both. — 'Original unit size' represent, to heel offering price per (nit ad may not reflect your cost bast — DIP axe unlisted REITsecures are not listed ma national seturibes exchange and are genet* illospd rid event they can be sold. the price Mewed mh be less ban be per sham estimated value provided in the account statement. • Restricted securities. Restricted SKI-edit gerteralk are rot currently elgble for public sale. UBS Pirrone Services uses the math encircle& unresencted stock of to sane issuer as an masted value !a the restricted slack (or papeaes of this stamen( oath To the extent tet regraded souses are elgble kr sale, the was received my be otetantialy less than the nepoderd value Moan • fat. (estimated) income, current yields and rates. An estimate ol awl rod& rs based on curer dividend rd interest rams, assuring to secures will be &knot one year from statement date or user maturity. This eslinaie is only a gudeine; accuracy and continued hone are not guaranteed. — Estimated armee mane rd current yeld la certain hoes of Nahum could onclude • retun of principal or repeal galls in which case the ea income lardcurrent yell would be overstated. — Estimated anal home and ctrrent yield and the actual room ridpied mitt be lower a higher than the estimated amounts. — An *Pirate of a-ruaked income (dividend radar interest) divided by the current market valaefaverage balancers based on the last dividend or Merest payment ma:lebythe issuer and as.,,,.. the soneatertdeposks sill be held for a-s year from the Racial date oruntil many. Accuracy ad continued yell are not guaranteed • Anita not head by UBS Pinandel Services. Cenan awn ae non held by the Finn and not whirl the Firrns possnsiw or control. These assets are displayed on sax statement for informational purposes only. Positions tel values presented are provided by be aware? fens. LEG France& Services a not &potable for be information and alas not qua-antw its accuracy. These assets T9 rot protected by SIPC or tie Firm' s supplemental SIPC coverage. • Revenue serry, and additional compensation. - h adios to canmksiam on sales and 12lort Sees reared hi connection with the distrioulifi of mutual bat to Ote <bents we actor our affiliate receive reveres shafig hymens tan distil:01as ands Anson of the maul luck that we sell These smarm are baud on two different comp:mac (0 to amour of sakes by LSS of a Partin/la' "Owl krd f merely to ourclents: and GO fie asset akar of a parteutr rrufial ford I anys shares heed a the lint — We ad our affiliate also rewire meowing ad crenbus protean; fees in considerate:n(0r harder agent services that ne provide 10 tae mutual funds These fees generally at paid from investor assets n to mutual fund and are a feed dells /worn baud on the number al accounts at be brolter.dealer hokingrrealtal fully ol that !trodfamily - h addeon to commaskris received in correction with the sale or darbutionol annuity cc/Warts and milt known& butt set to Oa clients, we ads. our &Tate nowise revenue sharing conpensation Iran many of fie Mune ampanWs usdemeiting the annoy arnracts &nixes of the inssance compares or sponsors of the inn investment trusts a• &tribute. CONFIDENTIAL — Our affiliates also receive Tann; carenissnins aid offer (emanation Iran mutual funds end Mune companes whose products we astrtare. — We recent ari arrualfee frail 1,85 Bank USA and LES AG Stamford Brach of cote VS par account sweeping to the banks vole the LES Bank Sweep Program Activity Int ormaton regatengcommasifis and ober clumps incurred in connection with fie execoon of Wades, Mewing optkn transactions he been included en confirmations prevonly fur:shed so you, and will be provided to you prays,* CaresPerl. Shan sating If you x• engaged in short seller° a security, you may incur a charge due to certain torroarrog costs for that Particular warty. Open *edam Regarding open or 'goo& ilkanceled' ceders that were not nomadbythe statement date. open buy and sel stop orders are mixed by the anoure of dividends or eifits on an eirdividerds a eughts date unless &eructed &semis* by you. You are responsble for orders that re executed am to your fakir, to cancel eating wen orders. Privacy To obtan a copy of as cement Client PrivacyNonce phase contact rats Fisancial Abhor or Wit as website Beafaa&MsilltsaidOw2kOf. — LES Firencial Senices knot a bark. The BMA, Bus/less Services Account BSA and SMA are brokerage accounts which provide access whisking arras and pookkes ihrough arrangements with affiliated banks and other third-partybanks and ponies access to inurarm and armory products issued by Lnaftilialed Inel-party nsuance comport terawfi instance agamyabeirkeies of LES Fiuncial &nits Inc — hmarrant. Murree, arid arnuity podwir — Not FDIC insured. No bank guarantee* May lose vela - IMA. Resource Management Account. Buses Strokes Account ESA, IRMA and enemational Resource Management Accoust ere registered service maks of LESFrancial Semi& yr. — VISA is a registered radon& owned by Visa htematifial Sent Association ad used order kense The UBS Visa creole cards arid the LBSVia debt cards am issued by UBS Bank USA with permission from Visa US.A. I-corporates! M ober rademaks, registered trademarks, since marks and regatered service marks are of them roped** (snores 25 financial Serval Inc. Rev. 201705 SDNY_GM_00027601 EF1'A_0013822I EFTA01278830 (SUBS lies Feuncial Services tic. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70065613470917 X134 Y1 0 Account name: GHSLANE MAXWELL Friendly account name: Indy. Millennium Account number. Your Anemia Advisor- SCOTT STACK MANILYLE CASRIEL Phone 212-821.7000/800.308-3140 Questions about your statement? Call your Financial Advisor or the RMA ReSourCeline at 800-RMA- MOO, account 029028776 Value of your account Resource Management Account September 2017 GHISLANE MAXVVEU. PO. BOX 308 TEANECK NJ 07666-0308 on August 31 (3) on September 29 (S) Your assets 708,775.00 719,160.00 Visit our website: Your liabilities aoo aoo ,..Lbs corn? linancia:services Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreportcom. Value of your account 5708,775.00 $719,160.00 Tracking the value of your account g Thc Lr,and$ 7088 719.2 250 Dec 2015 Dec 2016 Aug 2017 firs 2017 Sources of your account growth during 2017 value of your account at year end 2016 3683,739.00 Your ravishment return Change rn market value Value of your account on Sep 29, 2017 135,421.00 9719.160.00 SDNY GM 00027602 Member SIPC ChnOCCe006551347NP7000309008 00005 0917 030575C*1 V128776550101100 Page 1 of 6 CONFIDENTIAL EFTA_OOI 38222 EFTA01278831 *DUBS Resource Management Account September 201i Your account balance sheet Summary of your assets Value on September 29 ($) Percentage of your account A Cash and money balances 0.00 000% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 719,160.00 10000% F Commodities 0.1;0 000% G Other 0.00 0.00% Total assets Value of your account $719,160.00 $719,160.00 100.00% Account name: GPI Friendly account na •Ind, • - Account number: Your current asset allocation Eye on the markets Index Percentage Change September 2017 Year to date S&P 500 2.06% 1424% Russell 3000 2.44% 13.91% MSC I - Europe, Australia & Far East 2.53% 20.47% Barclays Capital U.S. Aggregate Bond Index -0.48% 3.14% Your IIRancid Advisor. SCOTT STACK MAIst LYLE CASRIEL 212-821.7000/ 800-308-3140 Interest rates on September 29, 2017 3-month Treasury bills: One-month LIBOR: 1.23% CW70003006561348 NP7003303008 0000503i 70305750N Y1213776550 igNikwGmoconage 2 of 6 CONFIDENTIAL EFIA_00138223 EFTA01278832 UBS Resource Management Account September 2017 Change in the value of your account Account name: GHISLA1NE MAXWELL Friendly account narvie:Indy Milennium Account number. September 201701 Year to date (S) Opening account value 3708,775.00 3683,739.00 Change in market value 10,385.00 35,421.00 Closing account value 3719,160.00 3719,160.00 Summary of gains and losses values repOried DelOw exclude products for which gans andiosses are not OaSsifird Realized gains and losses Unrealized September 2017 (9) Year TO date IS> gains and losses (3) Long term 0.00 0.00 69,160 00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives m /mportant information about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary . Aggressive Investment eligibikty cons4eration - None selected Your account instructions • Your account cost bass default closing method is FIFO, First in, First Out Your ri medal advisor: SCOTT STACKM/14MR CASRiEL SDNY GM 00027604 CW70003306561349 NP70033030080003509t793057994 Y178776550101100 ►aye 3 of 6 CONFIDENTIAL EFTA_00138224 EFTA01278833 $UBS Your notes .0.0...6.36,,,,.....on..7 ....,,.,6,...,,,,,,,,,,,,,,,,, • a 6 CONFIDENTIAL EFT,0013A22.5 EFTA01278834 *UBS Resource Management Account September 2017 Your assets Account name: CHISLAINE MAXWELL Friendly account name: Indv.Milenroum Account number. Some pnces, mone and current vaues shown may be epproximrde. AS 8 teak gains ~Sasses May not be &crudely reflected. Set mnporunt Mioneenon at'our your statement at the end of Ins docurneM for more infonu on. Non-traditional Private egtety funds, Her* funds, and Other insestments are held in your U8SFinarcial SPMces mc. (UBS FS) broterage account. the positions reported below reflect the recce& of the dwelt and UBS FS does not garantee the &c utacy of the iriormation The vdue shown Is not necessarily the value you would receive from the issuer if you sdd the assets. Funds acinrely sdd by UBSFS de subject to orgoing due digence, dthaugh the level performedrosy vary A dosed fund may be subject tonoongoing dligence A fund that you puichwed elsewhere may never have been suttect to UBS FS dligerre. although UBS FS may receive a fee from the funds mana et. which may constitute a maionty of the rnana;ementri &poll* fee. Please contact your Financial achnor with questions. 'Est value per unit' is an eshmate of value supplied by an independent valuation tan and reflects adjustments for factors such as the equidty of Ire units. Hedge funds Hddng ALPHAKEYS MILLEN FND BROKERAGE 410 8'31117 Trade date: PurchaSe rourrber Avelage once or shares per share (S) Client investment (s) 650,000.00 Your flnandal Adviser SCOTT STACKMANLYLE CASRIEL Estimates of vdue %aged by Issuers 01 Uttan Crowns (wench am gene raty 'net asset estirnateS) are shown as' issuer est. raw per unit'. For Private equty f unds, 'Est. value per unt' is a value updaed quarterly, based on the Net Asset value (' Nay") in the fund a of the date specified allusled by &ling exile' calls end sodreefing dstnbutions since the NAV dale The NAV is primarily based on estimated porlSoliovdues provided by the underlying fund sponsor These two urdues may vary because of differences In the way they were estimated and because the • Third party ed. value per unit' may have been prepared on the basis «financial infonnahon other than year.end Reported estimates may not reflect reside. liquidation or repurchase value, e any, and may rod reflect dst ebuhons of capital um' the nett vduatim is feCerte4, generay on an annual or sentannuar basis See Important infOrrneaOn altoser your statement at the end of tits statement. Cost Price per share basis (1) on Sep 29(5) value on unredized (tail investment Holdng Sep 29 (5) gain or loss (S) return (S) period 650,000.00 1.000 719,160.00 69,160.00 Your total assets Witte On Sep 29 (5) Percentage <I Cost your account bass (S) Est mated annual income (f) serversted gain or loss (S) Non.traditionol Hedge funds 719,160.00 100.00% 650,000.00 69,160.00 Total $719,160.00 100.00% $650,000.00 $69,160.00 SDNY GM 00027606 C HP70009(305561351 NP7003309» COCOS 0917030575Ø V128776550 101 100 Pegs S of 6 CONFIDENTIAL EFTA_00138226 EFTA01278835 *DUBS Your notes CNP70009005561352 NP7000309000 00005 0517 030575004 YII8776550 I OyfikyGht000276ftge 6 of 6 End of statement for account number Y1 28776 55 CONFIDENTIAL EFTA_00138227 EFTA01278836 Important information about your statement L. Financial Services no. (the Firm or UBS lard' Strobes). is a member of all principal acuity, commodey and optima exchanges. UBS Financial Strikes and 1.8$ Balk USA are i-diect subsilenes of UPS AG and Miliags of 1.85 Smitten LLC. The Fens Inanoal statemert C available upon recite's. The Faros extoake Off kos are a. LES Fina-kol Sermes 1200 Harbor Boulevard WechaMien, NJ 07086 This statement represents the only off icial record of you' U3S Financial Services account. Other records, eroept official th. documents. contanng confliOng data should not be relied man II youbeteve there is an ince a omission please report a immediately n writing to the Brandi It anacw of the office wviv your account. Attce4' salivate sham are Mended to be actuate, statement MUM:ad not be used for ta. proposes Rely soleN on yerend tax kerns, , Form 1099, 5498 10425. etc ) wben orepamg your lax return. The Fim required by law to repon to he IRS all thable dividends, report/kb non-mutt anima and Liable inured end on roCinftiri held in you account net proceeds on sea tresactions, adcon basis on certain covered stashes. Cavervailatftme wigs she Firm • Please reconfirm are oral communcatens in wig tg to further protect your ritits, mdudrg your riggs under the Seosiies Investor Protection Act (SPA). • If thefin/nail Paitution an the top left of the Morn of this steams snot LBS F melee' Strykes,U3S Frontal Sonia" carries mat meant as dearing taker by arra-gement wit the rdcated institution We in you of tic relatamshio tMen)rat opened this axon. h the cast your kr.t old mashes Ire boated a LOS financial Services and rot the iroodaci-gbrder, and you nut make areporl of any error or omission to both firma. • Asdemi:cad in the account aggerrents, yw must roily us of my errors or fraud itemising ducts reflected an you statement within 30 days after t was mailed or made available. • Pleat* divot *mower complains or names tote Fients C fent Relative Department a 201852.1699 or toll-free at 803-354-9103, 8:CO A.M. to 6 CO P.M. ET Monday through Friday, or in wing to UPS Financial Semites frov Client Relations Department, P.O. Box 766 Union City, NI 07007. • A II arxements shall be deemed complete ad acetate if not ebbe-led to iv writing within 60 days • Fa TN services_ Call 0444120986 or from outside the US.: Cal 201.352-1495 • In um el enen or cheroot about in electronic knit transfer (FT). Ida payentra or UPS Veaftgroil card transact/ens, call $33-762-1000. or wile to UPS Fironoal $eruce, Ix., l000 Harbor Blvd, Stifled, Weehawken NI 07086, Atfl RIMVESA Smokes, Cal a *eke as soon as you can, if you hit you- staement a receipt is wag or 4 you need more treasured teA a tratsfer on the statement or recipe. The Film or Cad boar (as amicable) must tea I romyou no later than 60 days alter the Frm sent you the fist statellent on okikh the ores or Problem MP•mad. - remade pow name and accant nutter (rf any) — Cesote Ile error or tie trestle )Cu at inure about, rod engem as <tarty as you cm Mg you believe • is men a *by you need more reformation — Providethe dolor amount of the suspected era. The Finn or Card Issuer wd Seagate sue complaint and will correct my error Fri:math For alleged errors involving UBS beat debt ca-dtransaclera if we take more than 10 bannsdays to Mlles, we will credk yeti* aeon for the amount you that s in error so that you WI haw the use of he money dunng he tine n takes us to ccmplete our iroestiption. Please make all checks payabt to the Firm or he Inns& instates) rocketed on tie front of he statement In addition to reader accamt fen, accounts new be object to mantena-ce lees, chars for Pe pawing ice securities purchases and charges lee unpaid arnorts n cash accounts Accounts that at tansferred to other instaakns may be subject to a tender lee. UBS Sweep Options 1,65 offers options lee sweeping cash balances to bat detest accceres al non-affiliated barks ad affiliated banks, acne, maim mutualfunds (Money Finia) s-4 he eternal:nal GIMP Accent (DA) fa cuctanea wilt n International Reroute Management Accost. Deposer account al UBS Bark USA aid non-affiliated banks panicipatng n the UPS FDIC4nstred Daposit Program are FDIC rimmed in accordance with FDIC FUN. For more infonmatkin, please visit ~iv . fdic.gov.Deposi accounts at UBS AG StamfordBranch and shares of MoreyFunds are rot Wined by the FDIC. Through he DA, cash balances are swept to deposit accounts at UBS AG New volt Brad, ad UBS AG Cairn.' Branch. These deposits are not Faired byte FDC. Balances held at tie LES AG Cayman Branch are temp:only composed to the sovereign rat of the Cayman blandk and there is nog... ante* or other oblation of LES AG to repay the babies. while on the UBS Cayman Branch's books. Bank deposits are not protected by 9PC. Money Fund shires are protested by 51K. See UBS Financial Senior, decant Protection' below. Li:onyour request, batixes n the bare depositsmaw be wirotawn, and shoes of a Maw Fad may be hamtated and he proceeds Muriel to you a your 190.114$ want Faun iriormation about available sweep options, rasing current introit raft. and yields, it available mew ubs cornignewyekk from your Financial Advisor a by calling 920-762-1000 UM Financial Services accomt protection The Firm is a rewriter of the Seomnies Investor Protection Corporation (SIPC), which protects securities oatonws of es merrters up to 5500,000 (mckading S2S0,01)Ofor claim for cage Splanatoey Poch,* available upon nropeo or at ewe. spc.org The 9PC asset protection long apply to all Koos. hat you hold in a particular capacity. The Fen, together with certain aff iliates, has alto purchased opplinwital innate The mai mum amount payable bas elgbe clients, coltatek tilde this protection is 'SOO million as of December 10, 2016. SLISa to the poky cordlike's at imitations cash a the firm is further protected to up to $1.9 million n the aggregate for anyone accounts heel n a parieular capacity AM ccTryd he poky waroli-g is mailable upon request. Neither the SIPC protectionnor the ftpphrnental proteacn apply to: • Certain f nencial roses controlled Ihr (end ixWadn your account value) but held away from UBSFinancol Services. For example certain 02 Insurance onxixts, including wadable amities, and (it shares of crawl funds registered iv the name of the moan holder on the boots of the issuer or transfer agent), • Immtment contracts or iwornint interests P.4: limited partnerships and private placements) that are not registered uncifr the %curtsiesAct ol 1933; • Comnoditres contacts (e.9, foreign ethane and pre( me metal contracts), inducing futures contracts aid commodity option contracts; and • Deposit accounts (except certificates deposit) at LES Balc USA. UBS AG US. bra-obis and banks n the FDIC Insured Deposit Program. The SOC protect on and the suppresses-del protecton do not apply to them asset even 4 they °Penes* appear on you statements. 11-e WC protection at the ampkmertal protection do not protect against changes to maim vela of year investments (*Felber att anal of market movement, issuer berkruptcy Ohomile) Dividend Reinvestment Program (ow the ;eke reflected is an near got You may °Nan the actual eke licm yom that Advisor . Only *Fob shares are purchased under DRIP; Pamal shags will be sold ad the cash wit be divested in your account The &We'd armament puce applied by he Baer mat di ter from the market pike at inAvich the pada Mares at sold Cashetlieu CnN whole urns may be held n yam account. if you at entitled to • grid mit as a result ol • Pricked gtment a chemise. the Firm well either sell partial units at market price a accept an tenant determined by a registered cleartg agency, ad credit you' accost. Interment objectives The irommere objectives and risk profile are specik to each account and may ray between vas moans. Please Wyse the Firm promptg in wining day optimal change in you financial situationor investment objectrin For each moron held you choose ore of the (cloying investment objectives: • Produce Cavennetcoree: Investments seetri-g the gereratm of name only. CONFIDENTIAL • Achieve CoprtatApprePation: Investments seeking growth d pmcpal rather than the generation of income. • Produce Combination of Mccene and Capital Appnroationt Investments seeking both the generation of nccme aid growthof pixisal. Overall risk profiles • Conn:now- Seeks to martin nit el giro pat meth low rat and volatility to the accord ororat even if that means to account does roe generate significant income a retire and may not keep pace wit, inflation. • Moderate Willing to accept se m, ask to principal ad tolerate sane volatlity to wee biter returns. • Algyaressim: Willing to accept hip risk 10 pincipal at high volatility to seek high returns over time. • rnientment Elpitity Consobration: if selected a portion d the portfolio for tot account may include empire strategin. linked liquidky andante' oddity. Statement •homeheldisg• We may consolidate al related account statements with the sam address in the same envelope. erg. because they haw omens who ate maintain jxn accent relationshiss rah other dents a the wee address. If you prefer to receive indisidual statements mailed 'n ware emelcoes, you may decline homehdding try caning your Financial Mew Friendly account name The Friendly account name is a customizable 'nkkname drown by you to not you with your reccedkeriong It has no legal effect cn your account You can thange your kindly account names, through Online Services a by contacting yes Proncialedeeor. Accasft overview • yelp of tom eaounaborthilik Net of assets rd litanies • Asset_ Includes available cash balances, vaLes f or restricted smutty (est), and Global Time D.1:0545, unread:ad Moth 10 market, Andaman assets not held by the Pim Does rot include unpriced Ofturitieslaira at the end of the pior and curent statement peneds, cr male iroestrants u vd stock options ad teetotal* stodc options • Cietoices IncLides debt balaxes, cutsta-drg mar loam, credit lint short meant balances. • Cag/nromy balances. Total of uninvested avalabie cash balances, puts deposit balances at affiliated and nonaffikated basks an:Imoney matte mutual kid weep balances, at the cbse of he statement period. Noncormiodity free rode balances in per want are not seri paled from other balances and tie Firn may use any of these In nthe ordina-y course of its busness these funds repay** mon your derna-d. mis total is &Laded in the anent period clueing wait. SDNY_GM_0002 7608 EFIA_00138228 EFTA01278837 Important inform atioll about your statement (continued) Lending information detaied inf «nation cn the Penis lending Beaten and dab-Am refer to yea Clem Relationship Acitemmt or Accost Agreement rd the General leas,, and Conditions. LISS Statement of Credit Practices available in Agreements and Oa< blurts at jryonv ubs comfaccouothickratu Tea assets Your stattimmx ilemetS seevites and other assetshell in the *cat al the end of the statement period You may ask for &May of fully paid tar-rein N ay time. You may receive swunlies used as loan cameral slier payng any balance dye on them. Any securities transferred to the Inn dying the statement period are lied at magnet value as of the end of the gatemen paid • Cost balsa. In deleting the cat basis of the sautes included n this amenem. Ware indicated wen the nurbe LES FrancialSeneces Ws relied cn information obtained from sources other than UBS Financial Saracen rclalirg idamation from emelt fit or that you may haw provided to you Financial Ackiisce. The Firm does rot irdeperdently verity a gmantee the accuracy a madly of any doention provided by saran other thrilled Franco' Sernen. ackflon, althaugh LEK F Minced Semen gene-ago updates this Menial it mita received. the Trm Ma not provide 8nY aSStranCeS that the nformason under 'Cast basis' and 'werealced garnets' 6 aCcurate x the' of the etatement. As sucds please do not rely on this information to math asthma or sale decisions. fa tee psposes otherwise. Accounts transferred to the Firm may reflect garfloss Mammal only for the period of Inv they re Mid at the rem More historical information can be *dad by was Fnancial Adrmor. • Unrealized gaintloass When data a await/. estnatediseealtzed gansflosses are calculated for ndatdast save/ lots the traroxlion data for incividat Ian may or may na reflect ceennissions, charges ardor sectrity reorgatral Sri rents. Dividend and Mt reinvestment lots and wstmulk thechme lots at each atertned to display one averaged lot The • Trade date column pietas the Mint varnaction trade date • Callable securities Bonds and preferred dock that the issuer cats la tab redemption wit be selected riparialh by lot Iran anKrag at SCOanbet of that nab hold in our rent or ra nominee runs* for as cants Call tease nformalion is obtained from third parties and es testacy snot guaranteed. Other call leaves may exist which could atm weld anted. Mormausi will be provided upon request • Certificates of deposit (CDs). CDs are FDIC inured up to 5250,000 n principal and accrued jawed per depositor and per depository ithArtate% in Jain:VICO wit, FDIC Net. • Price/value Peen displayed fa wanes and other tea: is may be higher or lower than the price that you would Attu* receive in the mate. Prices are obtained from vaeu thrd party sources Own we belies* to be reliable, but we do not gdrartee they tarty. 9theralY use the closing Pico when ridable a the mean cf the bid and ad prices for lissed save in and options a on/yr bd prices for OTC securities. - Less ado* traded securities maybe priced using a valuation model a the mod Went WKe we obtained and may net reflect an actual minket price or vat. - Certain posaits may appear vathetil a price and will show es 'price was not aerlabb• if we are unable to Obtain a price fora sassy - Deposits a securities denominated in curreeties other than U.S dollars we reflected at the exhange wee as of the statement date. - For certain wevites wading in nonce:info-meg dencennatonx price ard qua-thy(ftt vaL,f) may have been adjusted to f *Irate PePer valuation To obtan anent quotations. when sealable, contact yas F Metal Actor. • Private investments end stmdated products. Private nvalfr'ent seaman at lading dr* pancipatcn program and real estate investment trust securities) and struckeed products are getaway highb ilia d Certain structured products have not been registered with the Securities and Exchange Carrnssion a tender any state securities Was. We parade estimated mats for ornate nvestrnent invites and shit add products for Mormathentl purposes only Amsacy is Mt guaranteed — These values may differ abstantiaty from frees, if any. at which a write MeOrient seasity or structured prodact may be bougle a sold and do not neeentnb'reOresert the vat* you my teethe upon liquidation. — Third pry estimates of value re at of a certain date and are supplied to UBS Fnancial Services on a regular base by an independere valeta limn. - Muir, general panne.- or sponsor estimated rabies. fry, re evplied to the Fm, by the issuer. general partner or sponsor and may be calculated based on del eyed edam aton from tat used by bled parlors to dense their Mewled values. - You can obtain add/text inkenucion regarding the methedolaw used to determine the estimate of value ad the dale of the dantion that is the basis la the estimate by contacting your Financial Advisor. - Third piety estimated sates may be reflected as 'Net pnced' in several sec mans: Warn an . valution Inn has not a/Med or 4 unable to anir a value, when we become aware that a material event has caned due may call a previous/yr reported value ito question, a when a value would be MOO, Speculeton, die to the nature of the away - When neither An 6Suer, general panne a sponsor estinaied value nor a thrd-party estimated value is prowled the valve of the navy will beMaimed tram its Botha. price - tastrbutions to date may nclude ream of caprtat. Mane of both. - • Carat unit we represents the Mal offering price pre the and my not reflect me cat bash - DTP and unlisted RUT washes we not listed on a meant washes exchange, and are generally BIM.] and even if they can be sold the price received may be less than the per share estimated value amid n the secant statement. • Restrided severities Restricted acuities generalB are not curling, erg& br public sale LEISFinancial Services uses the ma nn price of the arearced stock of the same issuer as an mimed value In the marched oak Cot parposes of this sratement only. To the Merit that restricted seas-ries are retgba for tie, the yaks reeehed may be alatarcialB less than the Mooed value tom • Eft. (eetineted) incomes anoint yield. and rates. An estimate of actual income is bred on anent (addend and der* rates, assuming the sat/cies will be held for one yet from statement date ce matvity. This estivate a ether a gudelne, accuracy and continual income are not gurameed — Eannated anal income and anent yield for tenet) tapes of soothes could include a relisn of prncval or capital cans n which case the est income findcurrent yekti would be overstated. — Estimated anal income and ournint yield and the aowal Scam and yield mete be laver or higher than the estimated twits — An estimate of reedited income (divdend ander interest) divided by the current market vabwaverage baste a based en the last dividend or interest pawned made by the issuer and *Ant the searresideposts trill be headier one year from the statement date or until naively. Accuracy ad continued yell* not guaranteed. • Assets not held by UPS Financial Services. Certain assets are rot held by the F Pm and not 'rah., the hems possession or control. These assets are chvalayed on you staterwa for informational purposes only. Poston, and values presented are Provided by the issuing him UK Financial Services is not moot-able for this efOrMiliOn and does not thatantee es tasty. these assets are not protected by STK or she F rds supplemental SIRC coverage. • Revenue shoring and additional compensation. — n addtcn to commtscris on sales and 12b-I Tees received in connection with the dairtiscn of mutual hinds to our <lents we odor our afffiale receive name ihreg *mem from doubters ardor advisors of the mutual fads that we Pill These wroth are based on two different conwents: the smote of Sales by US of a pat cult mutual fag Iamb to our cleat and 4B the asset vats a a parecular mutual fad (arrays tares held et the fem — We and ow affiliate also receive networeng and amoeba protesting lees in consderrder for wander agent wain that we monde to the mutual funds Thew fees generally we paid from investor assets in the mutual f urd and are a heed doll, amount based en the norther of accounts at the broker-dealer hc.klirg indusi finds of that fad family CONFIDENTIAL — h addition to a:minimax ricotta in comedian wan the sale or destitution of masty attracts ad unit investment trust units tear diem we ardor our *Mite receive reverye that; compensation from many of the nsvance companies add-wrong the amity cormats. Aiken of the insurance companin et sponsors of the an investrirom waste we darbute - Ow if ilutes also mem trading carrrisans ad Other conversation Isom mutual fads and matte <anoints whose products we Coubute. - We fr<ewe an snit fee from 1.65 Bra USA and t $AO Stamford Branch of up to $25 per account sweeping to the balks mite the LISS Bat Sweep Program. Activity information regrdng commissions arid other charges incurred in correction with the execution& trades, inducingoptic/1 utsactons has been tudedon confirmations previously funtshed to )ou, ad sell be provided to you promptly on timunt Short selling II you ate engaged n that wale* a wanly. you may new a charge die to certain borrohving costs fa that pan Mar smoky. Open orders Regaideng open or ' gatatrcancellecr orders that were not executed by the deemed date, open buy and lel slop ceders are dated by the anon of dnidonch or rights an an exidividends or neites date unless Masted otherwise by yow. You are respamble for coati that are executed die to your lathye to cancel reeling open ceden, Privacy To obtan a copy of art anent Chant Priacy Notice, please cornett you Fnancial Achiser or vet as rotate al wcwv 0161 n1a , "1/.1/1, 1•Miet 185 Financial Sett is noa a bark. The RMA. &nom Senates Account BSA and • IAA are broker*? accounts ssrsdn provide access to baricng serves and products throat arrangements with affiliated banks and oche. thickparty banks, and provides tease to insurance and annuity prodxts issued by astriated thidafarty mutatea:mates through Max*. agency subsidiaries of LGSFirircal Smiths Inc. — hmuneire insurance, and amuty ;maxis. - Not FDC muted • No bank guarantee. May lose vela — WA Pesone Management Account. Business Seriroes Account BSA, IRMA and intonational Resource Management Account are registered service marks of LABS enamel Sown - VISA is a registered atom* owned by Visa bternaional Sera. Assoc: nit and used under kens. The U3S Visa eyede cads ard llne LIErS Visa debt crds are issued by 18$ Bank LISA with permission from Vas U 5.A Ircorpotated All other eter ises. regained trademarks, acne marls and registered salvice owes .are of their respective compiles UPS Financial Services Inc. Per 201709 SDNY_GM_00027609 EFTA_00 138229 EFTA01278838 *UBS UBS Financial Services Inc. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70056493931017 vi 0 Resource Management Account October 2017 OHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Account name: GHISLANE MAXWELL Friendly account name: In& Millennium Account number. Your Nnancial Advisor. SCOTT STACK MAN1LYLE CASRIEL Phone: 212-821-70001800-308-3140 Questions sboutyour statement? Call your Financial Advisor or the Value of your account PMA Itesourceline at 800-RMA-1000, account 029028776 on September 29 If) on October 31(1) Your assets 719,160.00 721,906.00 Vlsitour website: swew.ubscomIlinancialservices Your liabilities 0.00 0.00 Value of your account 5719,160.00 3721,906.00 Items for your attention • Help protect yourself from fraud and review bank, credit raid, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www. annuakreditreportcom. Tracking the value of your account during 2017 Vaue of your account ThoL6arld$ Dec 2016 Dec 2015 Sep 2017 CKI 2017 at year end 2016 5683,739.00 Your investment retum Change in market value Value of your account on Oct 31,2017 538.161.00 S721.906.00 SDNY GM 00027610 Member SIPC 0.70001005603393 NP7000187706 00005 1017 0305750d v128776550000000 Page 1 of 6 CONFIDENTIAL EFTA_00 138230 EFTA01278839 *UBS Resource Management Account October / 7' Your account balance sheet Summary of your assets Value on October 31 (5) Percentage of JOTS account A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 atm% E Non-traditional 721,906.00 10000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 8721,906.00 $721,906.00 100.00% Account name: GHISIAINE ,WELL Friendly account name. • =1 rn Account number. Your current asset allocation Eye on the markets Your Nnancial Advisor SCOT CTACV MANI Yi F (AGM as of October 30, 2017 Index Percentage change October 2017 Year to date S&P 500 2.23% 1639% Russell 3000 1.99% 1617% MSC I - Europe, Australia & Far East 1.39% 22.14% Barclays Capital U S. Aggregate Bond Index Interest rates on October 30.2017 3-month Treasury bills: 1.12% One-month LIBOR: 1.24% 0.08% 3.23% CNP700030056$8394 NP7CC0107706 00005 MI 7 030575004 Y1213776550 COMpteGitoconentge 2 of 6 CONFIDENTIAL EFTA_00138231 EFTA01278840 *UBS Resource Management Account Change in the value of your account Account name: GHISLAINE MAXWELL friendly account naevie:Indy Milennium Account number: October al 7 ($1 Year to date (1) Opening account value $719,160.00 $683,739.00 Change in market value 2,746.00 38,167.W Closing account value $721,906.00 5721,906.00 Summary of gains and losses values reported below exclude products for which gas androsses are not Ossified Realized gains and losses Unrealized October 2017 (9) Year to date IS/ gains and losses (S) Long term aoo 000 71,906 00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Financial Advisor or Branch Manager, You can find a full description of the alternative investment objectives in tmportanr mfommtion about your statement at the end of this document Your return objective: Current inccme &capital appreciation Your risk profile: Primary • Aggressive Investment eligibikty consideration None selected Your account instructions • You account cost baths default closing method is FIFO, First in, first Out. Your financial Advisor: SCOTT STACK MANLY LE CA SR, El SDNY GM 00027612 C W70:0330564879 5 Nv7003 I 97706 OCCOS MI 7 03057SXM Y128776S50000000 Page 3 of 6 CONFIDENTIAL EF1'A_00138232 EFTA01278841 *UBS Your notes cu,,,...... ,,, ,..,..... , ...e,,,,,,,,zenressocagg. G. .andpge e of 6 CONFIDENTIAL EFTA_00138233 EFTA01278842 *UBS Resource Management Account October 2017 Your assets Account name: GHISLAINE MAXWELL friendly account name:Indy Millennium Account number: Some pubes, income and current vdues Shown may teepproxirnene. As a relit. gains aidlossesma/ mu be accurately refkcled. Set Aporunt info/moon ,tour your statement a the end of tins document fOt more informal on. Non-traditional Private equty funds, Hedge funds, and Other inwstments are held in you UBSFinarcial SPMces Inc. (UBS FS) brolerage account. TM poutions reported below reflect the records of the issuen, and UBS FS does rat garantee the accuracy of the IWorm:Mon The value shown is not necessarily the value you would receive ficm the Issuer it you sdd the assets. Funds acutely sdd by UBSFS ale subject to ongoing due digence, athcugh the level performedmay vary A closed fundmay be sutiect tonoonyx:no dligence A fund that you purchased elsewhere may never have been sutseo to UBSFS dllgence. although ul3S f5 may receive a fee from l M funds ManaCel, whit h may constitute a maollty of the rnanagernenti wenn se lee. Please contact your Anancid Advisor with questions ' Est value per unit' is an estmate of value supplied by an Independent valuation tcm and reflects adjustments for factors such as the lquidty of the units. Hedge funds Hddng ALPHAKEYS KAREN FND BROKERAGE 093017 Trade date: 650,000.00 Purchase pricer Number Average once of shares per shale (d) Client snvestrnent (1) Your Fl modal Advisor: scan [tier I.A4 i VI Estimates of vale Stippled by 'Slugs Of Cella n Orogmrns (which ate genially 'net asset value' eStelakP are shown as' issuer est. value per unit'. For Prvide equty f unds, • Est. value per unit' ea a value updated quarterly, based on the Net AsSet value New') in the fund as of the date sped fect adusted by adding ea:lie' calls and subi recti rg dst ',bunions ante the NAV date The NAV is primarily based on ell itnottd parPolio yaws provided by the underlying fund sponsor Thew two values may vary because of differences In the way they were estimated and because the • third patty' en. value per brit' fret Mve been prepared on the basis of financial infonnalon other than yea•Md Repoled estimates may not reflect resale, liquidation or repurchase value, a any, and may rice retied dm Noonan of cilital urns' the next valuation is fel:Pined. nerdy on an annual or serri.annual basis See knporunr infarnearn abour you( statement at the end of ths siattinem. Cost Pace per share basis(%) on Oct 31 (1) value on unrealized0M Ifint1tment HOICInq Oct 31 (1) 931114x toss (S) return (S) Ceried 650,000.00 t.000 721 $06.00 71,906.00 Your total assets Value on Oct 31 (S) Percentage CI cost your account bass (S) EStMated UnteSized annual incane 01 gem of loss (t) Noe•tmdidonoI Hedge feeds 721,906.00 100.00% 650,000.00 71,906.00 Total 9721,906.00 100.00% $650,000.00 $71,90600 SONY GM 00027614 CelP7C003305648397 NPTOCOIS7706 00035 1017 030575004 Y128776S500000O0 Pogo S of 6 CONFIDENTIAL EFTA_00138234 EFTA01278843 *UBS Your notes O47001.005648398N1, 000, 67706 0.5 , 017 MOW,. ,26776.000My Gm_0,02.A.1,1 6 of 6 End of statement fo, account number Y1 28776 55 CONFIDENTIAL EFTA_00138235 EFTA01278844 Important information about your statement Fruncial Services ix. (the Bern or UBS Fnercial Strike). is a merrber of all principal sway, ccmrrodty and cptia exchanges. UPS Financial Semites and 1.85 Balk USA are radiate subsilones of UPS AG and Maas of UM Season LLC. The Fim's fnanoal statement b available upon recited the Finis exeosire off KM re at: UBSFina-rol Strite, k. 1200 Harbor Boulevard Weehawken, NJ 07086 This gateman represents the one official record of you' LBS Financial Senates account. Other recalls, tape official le. daunenta contanng coneliang data should not be relied Loan II you tette there is an era cr omission please report t Owned** n witng to the Branch Manager of the afire wvith your account. Attce4' al Ham shovel re intended to be accurate, statement ditakkukf not be wed fa tae purposes Rey scieN on yerand tax lams fie , Form 1099. 5498. 10425. etc ) when orepamg your lax return. The Fim required by law to ran to he IRS alltaxable dividends, wportabb rontisubk anima and mute Werth end an etuties held n you accota, net proceeds the btheaclions, rd con basisoncertain covered caries. CwvareaslatIons with the Firm • Please reconfirm ay oral cormoncana in wring to further protect your ritds• inducing your ndos Liar the Se sides Investor Protection Act (SPAT • If the financial ithitution an the top left of to front of this stamen snot LBS Enna Sates, LBS Framer Sean carries yew vaunt as dearing locker by arra-gement wth the iterated inslaution We informed you of this relatcnshio Mnern you opened this axon. h the cast your alit aid stark/es tee tested a LOS financial Services and rot the rierdicrg greet and you nut make afar of aft wor or omission to both finm, • As deleted in the account aftements, you must roily us of any eras or fraud irmolving docks retlecied on your statement within 30 days after a was mailed or nude • Pleadna customer ccnolai-as or ixwifts to the Filo% C fent Relation Department x 201.352.1699 or toll-free at 802-354-90203, 8:CO A.M. to 6 CO P.M. ET Monday through Friday, or in wing to WS Financial Sean kr, Client Rebticre Deward, P.O. Box 766 Union Ciy, W 07007. • All fl own shall be deemed complete ri d acosae if not objected to in eating within 60 days • Fa TN services_ Call 0444124)986 or fran outside the US.: Cal 201.352-1495 • h cased ears or antion abol en electronic kends transfer WO bk awned or UPS Vea•thbil card transactions, call $20-762-1000. or wile to UPS Fiftnoal nices It,, 1000 Rambo Blvd, 61111100r, eaelastenn NI 07086, Aura MIMOSA Sevres Cal a carte as soon as yar can, if you tack yes statement cc receipt is wag or 4 pi need more Homan aut a trader on the statement or recept. The Film or Card bar (as opkabldmuat hes I romyou no later than 60 days ate the F rm sent you the fret statesmen on with the erns or Problem appeased, - Procrdeythr name ad xcant nterter (d any) - Comex he error or tie ander you ate enure about, ad aka as dear as you can why you believe a is an mu a ay aw need more Mamat ors - Providethe doles anent d the suspected sea. The Finn or Card Issuer a Westgateyour carolint and will coned ay error pampa y. For alleged ears involving UBSVW•debil card transaclioa if we take more than 10 6winnsdays to do this, we will credit you sawn for the amount situ that 6 in error. Botha you wt have the use of the money dung the tine takes us to camping our twetiption. Please mike all checks payabb to the Fin or the Nasal insteutisn coated on the halt of this statement In addition to nosier accatht lees, accounts may be abject to mantena-ce lees, cages for late parnent kr securities purchases and charges for unpaid amounts n cash accounts Accounts that are tansferred to other ratans may be subject to a ander lee. UBS Sweep Options 1165 offers cams /or Twang cash balances to bac depose accounts al non-aff diked bats ad affiliated banks, Maley Mallet mutual f unds (Matey Fund) ad the anal:nal Oath Arran (CA) for contemn wit, ati International Roane Manama Accost. Depose account al UB5 Birk USA ri d non-affiliated banks participatng n the UBSFOIC4nstred Deposit Program ere FDIC awed in accordance wan fOIC Nes. Fa more edovnatian, please visit nwwfdic.gai Deposit accounts at UBS AG Stanf ord Brand, and shares of Wray Funds are rot ensued by the FDIC. Through the DA, cash balances n swept to deposit accounts at UBS AG New Yore Brarth a-d UBS AG Carnal Branch. These deposits are not inured byte FOC. Balances held at he 1.8S AG Cayman Brandi are tempanN goosed to the sovereign nett of the Cayman • ath there is no ocarina or other oblates of LIBS AG to repay the balances while on the UBS Conn Branch's becks. Bank deposits are not protected by 9PC. Money Fund shires se protested by 51K. See "125 Financial Sinai Acacia Noonan' below. Manpour request, banes n the bark depositsma be winchawn, and sham of a Maw Ford they be hthothect and the proceeds retuned to you a your Sen.rde$ at Father reamer:in about available weep options, talking Current ;Meant rate and yields, a available wrew ubs corriwnearekle. fromyour Fracial Advisor cc by calling 920.762-1000 Pisancial Services mown prOUCti011 The Firm is a rafter of tie Seardies hate Protection Corporation (SIPC), which math securities oatonws of is members up to 1500,000 gickidina 1250.0X/for thins for cash/. tobnatcry brochse available upon repast or at am six. org The 9PC awn protectcn limits apply to all arises that you hold in a particular capacity. the Finn, together with terminal( Pates, has also port ased mammal innate the marmum amount payable to at thatb clan cohere...fib under this protection is S500 million a of Dicernber 10, 2016. Woad to the poky credittes and Imitations, cash the firm is further protected to up to $1.9 million n the aggegae ball your accounts held n aparikular capacity AM copy of an poky wadi-9 is allele tan request. Neither the SIPC proteclannor the wohrnental potato apply to: • Certain financial eons controlled by (and inclafed your account value) but held away iron, UBSFina-rol Services. For enetple certain (i) insurance praises, including wadable enmities, and 00 shares of math lunch registered in the name of the account holder on the boots of the issuer or transfer agent), • Imeament <retracts or ithenna interests (e 4. limited partnerships and private placements) that are not registered under the Securities Act of 1933; • Commodities contacts (e g. foreign oicharce and mac can metal contracts). including features centrals arid commodity option contracts; and • Doak accounts (except certificates cd deposit) at 1.85 Bali USA. UPS 46 U.S. brioches and banks n the FDIC rased Deposit Program. The SIPC rata on and the suppannal protath do not apply to thew anew even I theyotherwise appea- on you slatemerds. The SRC orotenth and the asokmental protection cis not protect against changes in the tel vale of yes investments bather as a result of morn movement. issuer bankruptcy cr otherwise) Dividend Reinvesbnent Program (CRP) We pike reflected is an average pt. YOu May obtan the actual Frio Irtvn yos Farr Anne Only thole shares are purchased under DRIP; Patel shafts will be soli ad the cash wit be deposited in your account We divided reinvestment price applied by the asue may direr fromthe make wire at which the partial thaw re sold Casthalieu CnN whole urns may beheld n ythr acccunt. If you aft era Med to • pink aril is a result ol • aided pigment a otherwise. the Firm WI either sell partial units at node price a accept an amarn detained by a inland <Nino agency, ad credits:cis accord. Invertment objecting The rwstmere objectives and risk profile are speak to each account and may vay between yes adults. Pftase these the Firm prorrptN in waking day scraicant change in you financial Niacin or investment °bran For each sacra had you choose the of the (plowing investment cbjectia • Produce Currentftwora Investments seetio the genican of no:mealy. CONFIDENTIAL • Ackert CortarAppreciabon: Investments seeking growth d pmcpal rather than the ?wroth of income. • Produce Combination ofincow and Coital Apprece*n. Investments wenng both the generation of nccme and growth of prixiel. Overall risk profiles • Conroe/ea Seeks to marten real pi-coal wth low risk and volatility to the accord meal even it that means the accost does not generate significant income a warns arid may rot keep pace wits inflation. • Moderato Wiling to accept some rids to principal ad tolerate some vOlatiray to Mt higher return,. • Algtvessioe: WON to accept hi") risk to principal and high volatility to seek high retums overtime. • nmestment Elsa* Consdeation: If selected a potion ce the portfolio for that account may include complex strafes*. linked blindly andante.. volatiky. Statement •hwateholding• We may consolidate at related account statements erith the Sann address in the same envelope, eq. because they have others whotake maintain krit acacia relationshlos was oar dents a the sea address. It you peens to receive individual statements mailed 'n stone modonet, you may decline howthcading by calith your Frontal Achoor Friendly account name Ile Friendly account name is a cussomeable vni inane' chosen by you to assist you with your recordkeepith has no legal effect thyme account You crass? your Friendly airmen names, through Caine Services a by antacting yes f financial Adult.% Account overview • Yak" eliour aactinerporntalso Net of assets a-d • Assets_ Includes sealable cash balances, valesfor restricted security (et),and Global Time Deposits, unreezei ads to market, and certain assets not held by the Fins Does not include unpriced [nutria:MUM at the end of the pnor and parent statement paned', a prorate d nowmen u vd stock options and (serenade sledoptions • Oakes alas debt balaxes, astathrg margin loans, credit lint shat award balinces. • Cathay balances. Total of uninvested avalabe cash balances, puts dethot balances al *Misted and nonaff rivaled banks, ininxney matt mutual kid weep balances, at she chose of the karrent period. Nth.cormadity Ire. lea balances in pax accord a not segregated from other balance and tie Firn may use any of these hat nthe ordina-y course of as buses.% These funds wet:04,0* won your derna-d. The total is iaLded in the natant period closing Ws. SDNY_G M_0002 7616 EFTA_00138236 EFTA01278845 Important inform atimi about your statement (03ounuec) • ending informamon foe detailed inl ormat ion cn the Fras lending proton and clakores refer to you- CleM Relatcnship Apvin-ent or Accost Agreement ad the General lento and Conchtons USS Statement of treat hoboes available in Agreements and Orwlosures corw contycourtrAZ ro ta Your assets Your statement demees securities and other assets hekl in the occont al the end of the statement wood You may mt. for *Way of lolly paid :walks al army time. You may receive counties used as loan collateral after paying any balance de an thorn. Ant securities anOerrecl to the Fins daring the statement penod are lied at market vaje as of the end of the statemere gad • Cost booth In Stemming the cod baus of the Parities included Si this areenerd, where indicated wen the ante "I? LES FeancialSovices has riled on information caained from sources other than UBS FinanOal Stokes. aiding dominion Iran analw kin a that you may have provided to you- Finnal Achim,. The Firm does not irdeperderaly way a guarantee the Taney or vaklity of ay elarnthon naiad by saxes other than LOS Pitman Seeman ackftiort ardaugh LEK nanciel Services gene-alto updates this Mama' a esti, received the arm don not provide any assurances that the nformatvn under "Cost base and 'Unrealeed garl loss' 6 accurate as al the date of the statement. As such plate do not rely on this information to motor puthase a sale decisions. fa tax psposes Otherwise. Accounts Menders' s' to the Fin may reflect gari loss Mamma only for the period of tiro they re held at the Frm More historical inkeinalith can be added by yar Financial Acktor. • Unmediated gainsfiones When data a avail** estnnatedutealized gainflosses are calculated fa rovidsal sonny lots. The tansaction data for inchkbal toe may or may not reflect cannissiths, charges anther 'easily POrgatal an events Diedend and Crew reinvestment lots and wstemalk archne lots age each combined to display one averaged lot We • Trade date colunnperwrits the crignsl transaction trade dale • Callable securities Bonds and preferred god that the issuer cats for earE redemption wil be selected nthatalE by lot Iran anong N season of that issue held a our name or in nominee name for as clients Call tense -Somata is obtained from third parties ani es accuracy snot guaranteed. Other call Peons may exist which could affect wail console'. abandon will be provided upon request • Certificates of deposit (CDs). CDs are FDIC inured iv to 5293,000 n principal and accrued ireerest per deposeor and per depository insteincet n accordance with FOIC rules. • Pricarvalue Preps displayed fo SOCuntrt4 and other products may be higher a aver than the once that you would actual/ receive n the market. Prices are obtained hom vincan tied paty sources welch we believe to be reliable, but we do net quarareee tar accuracy. - We generaly use the closing Drib, "then avalablea the mean of the bid and ad pekes for listed sewn Ves and optans a) onty NJ paces for OTC was El its. - Leff affix* traded stoats maybe priced tag a valuation model a the most recent beef we Warned and may not reflect an annual market price a vale. - Certain postern may appear ovillnoul a price arid will show as 'prior was not avelabli• if we re unable to obtain a price for a Sr<unty - Deposes or securrues denominated in currencies other than U.S dollars are nellected at the schen?e rate as 0 the statement date. - Fa certain moat wading in noreconf arring dencenhators price and artilyBarr vela) may have been adjusted to facilitate Proper crustal To abtan anent antra,. when ava table. contact was F Outlast AcMsce. • Privet* invnthwas and *wand products. Private nvestrNed se.O.rditS (fKladtp des partcipascn program and real estate investment bust souriths) and structured prodects are gentealE hoghb Said Co-tan dructued broivets have not bean registered with the Securities and Exchrw Cantata a vide any state securities Was. We proede earneted vacs for private Investment rasa, rid stnxtured products for acme' awl anoves only Accuracy is nor guaranteed - These values may differ abstai'', from ates, if any, al which a was nvestment secuity or structured prodact may be bought oe sold ad do rat ekNinetb. Wawa the paw you may receive upon liquidation. - Third arty estinaies of value re as ol a certain dale and are suppled to UBS Financial Services on a regular bath by an rodependert vatiatica - Mop, glows' pointy or sponsor estimated vales, if any, we supplied to the Firn by the dwarf. general partner or spear and may be alarlated based on off went rdoematon from that used by died parkas to drive then estimated values. ▪ You can obtain additional Hamra:in regarding the methodology used to determine the estimate of value ad the date of the Stomata that is the basis la the estimate by contacting your Financial Advisor. - Third party *shamed vatth may be reflected at 'Not pnced• ix several auationt wean an . . citation Inn has not supplied or n unable to assign a van when we become were that a material event has caned that may call a previously reported value i'40 guava, or when a value would be highly speculate* die to the nature of the worts - When Deter an 6Sutf, general panne a sponsor estinated value nor a thrd-party estimated vela is prowled the salved the sovity wit be alert from its purchase price - 'Distributions to date' may include acorn of Captat. rota of both. - 'Carat unit we represents the initial altering price pr tnft and my not reflect yea cat bast - DTP and unlisted RUT *wiles we not listed on a national washes exchange, and se genteelly Maud and even if they can be cold the price received may be less than the per share estimated wale protract n the Mara% statement. • Reasbisted seetwkies Restricted stones gentralE we not onto* eligble lc( pt.blk sale 1.85Financial kiwis uses the mina price of the telr&AriCted stock 01 the sane issuer as an malted value Ice the ietrcted stock fon the001.1 of this safe/mint only. TO the Orient that retuned securities are *agar la tie, the vales reamed may be matarrialE less than the 'prated value Toren • Est. (enineted) norm anent yields and rates. An emanate 0 actual income is based on tureen dividend and sterol rates, assuning the secures will be held to one year hoed statement date a teal maturity. The estrnate is only a gudelne, accuracy and continued none are not guwarteed - Estimated arwal income and current yield for certain tapes of securities coal include a Plan of pncpala captal glans n which case the est income (Ind (went y*lt would be overstated. - Evolve/id a-nusl exam* and current yield and the awal acme and yield mete be lower a hi a than the intmeed awes - An (amaze ol nuked income (dividend arida interest) dread by the curers maim vabwaywage balance is based on the Int dividend or interest payment made by the issuer and ammo the searres/deasts wall be held I or ore yea ham the statement date or until myttnly. Accuracy and contesutd yield we not guaranteed. • Assets not held by UN Financial Services Certain assets re net hell by the F rm and not within the Fern's possession or control. These assets re displayed on your statement for a °manorial purposes only. Pastas and vans presented we Provided by the issuing Inn UBS Financial SartiCeS if not Placable for this Pformaton and does not guarantee es accvag. lane assets we not protected by STK or the F nos supplemental Slit coverage. • Revenue sharing and additional compensation. • In adelea to commisions on sales and 12bl fees received en connection with the chartuan of mutual funds to ov <tents we set ov afffiate receive novena thatifig payments from clarbdors andor advisors of the mutual funds that we cell These anarts re based on two different conthoreMs: nit the STO-re of Sala. by 1.8$ of a pat cult rrulual kny family to Mir (lens. and 40 the asset PIA oe e particular mutual had fanajs shares held at the fern — We and our affiliate also receive retworkng and omnbus processing lees in cortederinser for transfer agent wan that we park to She (victual funds thew fees rarely re paid from investor assets in the mutual bud and are a heed dolly amount based en the writer of accounts at the broker-dealer honing inetull finds of that fun family CONFIDENTIAL — h addition to commetoons roenad n connection with the sale o distbstin of enraty extracts ad vet invostment trust units tow clients, ow odor of Akre receive reserve sharing conthenation from many of the (nuance compasses underwriting the annuty cortrOttS. ablates ol the mace companies a iceman of the an investment trusts YN distrbute. - Our affiliates also recce...trail-en carerissnins and other compensation Irani-endue' funds arid nsisarce ampsnies whose products we &Prate. - We recent an moat fee Iron 116 Berl USA rd WS AG Stamford Branch of veto $25 per account sweeping to the banks under the U9S Bank Sweep Program. Activity atomisation regardng commissOns and other charges incurred ri correction with tae execution of trades, abiding optien transactions has been raided en confirmations previously fucrashed to you, ad will be provided to mu promptly on request Short selling II you re engaged n short selleg a Party, you may incur a charge die to certainborrowing costs la that palate-smoky. Open orders Regaidng open or • Ted-IvIcancbled* orders that were not executed by the sidemen date, open buy and ul slop ciders we reduced by the artioure of &Ards or rights an an ex-dividends or aced-es date unless amerced otherwise by yos. You are respinsble for ceders that re executed due to yas lalure to cancel thtliN open adept Privacy To obtan a copy of as anent Client Papery Notice. please contest you Fnancial Adroce or vat our mate at WoNv,,A, tow/nein ...worn — 165 Financial Seneca is not a bank. The RAW, Eknrens Services Account BSA and SMA are brokerage accents wrsN provide access to bang serictes red roams through arrangements troth Tinned bras and cents ihicl.party banks, and porno access to issuance and annuity products issued by unaffiliated titd.paly insuranceamain:a Eta* insurance agency subsidiaries 0 WS Financial Services Inc. — hmansert, insurance, end Tway stoats. - Not FOC mind • No bent guarantee. May lase vat* — WA Restart* Management Account, Business Services Account BSA, IRMA and intonational Resource lAanagerneM Account re registered service maks of 185 Financial Services Inc. - VGA is a registered sad mark owned by Visa hternxional Service Association and used under keno The VIP Visa (fedi cads ard the U8S Visa debt cads are issued by 185 Bark USA with permission from Vora U 5.A hooray/died All otter roffinakt registered vaidemerth, lattice mats and registered service main are of their respective companies UPS Financial ServicesInc Rev. 201709 SDNY_GM_00027617 EFTA_00138237 EFTA01278846 ;14) UBS Lies inencial Senices tic. Private wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CW70055036091 117 Yi 0 Account name: GHISLANE MAXWELL Friendly account name: Indy. Millennium Account number. Your financial Advisor- SCOTT STACK MANILYLE CASI0EL Phone: 212-821-70001800-308-3140 Resource Management Account November 2017 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Questions about year itatemeiY2 Value of your account Call your Financial Advisor or the FAA ReSourCeline at 800-RMA-1000, on October 31 (S) on November 30 (S) account 029028776 Your assets 721,906.00 727,134.00 1AsItour websIte: Your liabilities 0.00 0.00 www.ubscomtlinancialservices Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditrepott.com. Value of your account 5721,906.00 $727,134.00 Tracking the value of your account S mounds 721 9 727.1 25)0 Dec 2015 Dec kl 6 ?OK? Nov 2017 Sources of your account growth during 2017 Value of your account at year end 2016 5683,739.00 Your nvestmmt return Change in market value Value of your account on Nov 30, 2017 543395.00 $727.13400 SDNY GM 00027618 Member SIPC CNP70300305550609 NP70001$2673 00005 1117 030575094 v128776550000090 Page 1 of 6 CONFIDENTIAL EFTA_00 138238 EFTA01278847 UBS Resource Management Account Noyernber 2017 Your account balance sheet Summary of your assets Value on November 30 (f) Percentage of your account A Cash and rrxmey balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 727,134.00 10000% F Commodit ies 0.00 000% G Other 0.00 000% Total assets Value of your account 1727,134.00 $727,134.00 100.00% Account name: GHISLAINE MAXWELL Friendly account name Account number: Your current asset allocation Eye on the markets Index Percentage change November 2017 Year tO date S&P 500 3.07% 20.49% Russell 3000 3.04% 19.93% MSC - Europe, Australia & Far East 1.06% 23.61% BarclaysCapital U.S. Aggregate Bond Index -0.13% 3.07% Your N asocial Advisor. SCOTT STACK MANLYLE CASRIEL Interest rates on November 30, 2017 3-month Treasury bills: 1.25% One-month LIBOR: 1.37% CNP70003005560610NP70C0102673 00005 11 17 030575004 v128776550 C0MiyGht 000276inse 2 of 6 CONFIDENTIAL EFTA_00138239 EFTA01278848 SUBS Resource Management Account November 2017 Change in the value of your account Account name: GHISLAINE MAXWELL Friendly account name:Indy Milenntum Account number. November 2017 ($) Year to date (1) Opening account value $721,906.00 $683,739.00 Change in rnaiket value 5,228.00 43,395.00 Closing account value S727,134.00 $727,134.00 Summary of gains and losses VautS reported below exclude products for which gala ancnosses ate not oassified Realized gains and losses Unrealized November 2017 0) year to date (1) gains and losses (S) Long term aoo omo 77,134 00 Your investment objectives: You have identified the following investment objectives far this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in smportanroformation about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary • Aggressive Investment eligibikty consideration None seletted Your account instructions • You account cost bass default closing method is FIFO, First in, first Out. Your Ili sandal Advisor: SCOTT STACKMAN/LYLE CASRiEL SDNY GM 00027620 OW7030405560611 NP70031132673 COCOS 1117 03057'404 Y128776550000000 Page 3 of 6 CONFIDENTIAL EFTA_00 138240 EFTA01278849 *UBS Your notes cNP.aBaalaa0al3 ,,,,,,,..4,424,,a444,,,,, 4.4,,,,,., ,z4"4.44.., Gm ...nog. 4 of 6 CONFIDENTIAL EFTA_00B8241 EFTA01278850 *UBS Resource Management Account November 2017 Your assets Account natty: GHISLAINE MAXWELL Friendly account name:Indy Milennium Account number. Some paces, income and current vaues ShOnn may teepproximene. AS a Intl. gains aid tosses may nal be accurately refkcled. See anporunt infointabon about your statement a the end of ths docurneM more information. Non-traditional Private equty funds, Hedge funds, andOther investments are held in your LISS Finarcial SerMces Inc. (UBS FS) brokerage account. The pootions reported below reflect the records of the issuers, and UBS FS cbes not piarantee the accuracy of the iriomtaton The value shown Is not necessarily the value you would receive from the Issuer it you sof el the assets. Funds actively sdd by UBSFS ate subject to ongoing due digence, athough the level performed rriay vary A closed fund may be subject to no ongoing dligence A fund t ha you purchased elsewhere may never have been suteect to US$ FS cllige nee. all hough U135 FS may receive a fee from I he fund's rawest!, which may constitute a majority of the rnanagernentrincentive lee. Please contact your Anat.:4 Achnor with questions. 'Est value per unit' is an estimate of value supplied by an independent valuation arm and reflects adjustments for factors such as the lquidty of the units. Hedge funds elcidng ALPHAKEYS MILLEN FNO BROKERAGE NO 10,31/17 Trade date: Purchase Olota Number Meier poce or shafts pet Shale (I) Client investment 650,000.00 Your Finandal Advisor: SCOTT STACKMAN/LYLE CASRIEL Estimates of vane suppled by Issuers at Cola n program (who are gene fairy 'net asset vane' estunateS) are shown as 'Issuer est. value per unit'. For Inman equty f unds, 'Est. value per unit • is a ea ue updated quarterly, based on the Net AsSet Value NAV') in the fund en of the date spedfed. Austed by ading cadtal calls and subtracting dstnbaions ante the NAV date The NAY is primarily based on estimated portfolio yaws provided by the underlying fund sponsor These Iwo vat um may vary because of differences In the way they were estimated and because the • Third party est. value per unit' may have been prepared come bass of financial irionnaton other than yearend Repoled estimates may not reflect resale, hquictalon or repurchase vane, if any, and may not reflect dst Muttons of caoital um' the next valuation is retorted, vneraty on an annual or serrtannua basis See knpoaanr inicvntarion at/ouryam statements the end of this statement. Cost Pnce per share basis (S) on Nov 30(f) value on Unrealized Rev) tmestmer4 Holdng Nov 30 (5) con or loss (S) return (5) period 650,000.00 1.000 727 )34.00 77,134.00 Your total assets valve on Nov 30 (f) Percentage at Cost your accent oasts (f) Estimated Uruearzed annual incant (5) gain or loss (I) No n.tra (Rio na I Hedge funds 727,134,00 100.00% 650,000.00 77,134.00 Total 6727,134.00 100.00% 6650,000.00 677,134.00 SONY GM 00027622 CNP7C0033055606I 3 NV7003187673 00035 1117 030579004 Y128776S50 000000 ►ago 5 of 6 CONFIDENTIAL EFTA_00 138242 EFTA01278851 *DUBS Your notes CNP703600055606I 4 NP7003i 82673 00005 I 1 i 7 030575004 Yi 28776550 036MYGM000276/2966 6 of 6 End of statement for account number Y1 28776 SS CONFIDENTIAL EFTA_00138243 EFTA01278852 Important information about your statement 1.85 Famcial Services Pc. (the firm or UBS Fnercial Serval). is a meter of all principal moray, ccmrrodey and option; exchanges. UBS Fitancial Semites and 1.8$ Balk USA ate i-died subsilones of UPS AG and affihaes of 1.85 Sashes LLC. The Files I afloat statemert is available upon recites'. The Fres neat* dirket are at: UB5 Financial StreCeS 1200 Harbor Boulevard Weehawken, RI 07086 This Statement representsthe onN official record of par UBS Financial Semites account. Other feted; eapt official tadxunents. contanng coalingdata should not be relied Lan H youbeat there is an era a omission please report it inmedialy n wrung to the Branch Manager of the office wvig your account Allhoup aligner shovel re Mended to be accurate, statement ditastculd not be used kr to purposes Rey 'SY on yerend tax kirms. (Le , Form 1099. 5498. 10425. etc ) van orepamg your lax return. The Fim required by law to man to he IRS all arable deaths, mportabb rentable anima and tette twist end cot families held n you account, net proceeds on sae bola-las, id con basis:noel-lain covered zanies. Crarearilatkma with the Firm • Please marl rim my oral corriancriont in wring to further protect your rills. indudrg your redis eider the Sto_Mies Investor Protection Act (SPA). • If the financial ithitution cn the top let of to ant of this statement snot LBS Enna Servas,U3S Fancial Sonia carries you =cunt as dearing broker by arra-gement with the ndated insitutors We informed you of this relalcnshin "Alen Si opened this than. h the cast your but aid sear ties a located a LOS financial Services and rot the retodici-g braer. all you ran make a reccei of any error or omission to both firms • As delisted in the account agreements, yw eruct roily us of my ears or fraud nothing checks reflected on you statement within 30 days after e was mailed or made rabble. • Please died nearer complains or apries to the Fines s C lent Rata Department x201.352.1699 or toll-free at 8020-354-9103, 8:CO A.M. to 6 CO P.M. ET Monday through Friday, or in wag to WS Feunual %niece Ix., Client Rakers Depairat P.O. Box 766 Union Cay, NJ 07067. • A 0 staements shall be deemed complete aid acorte if not cbbaid to in meting within 60 days • Fa nv services_ Call 044412.0SW or *cm outside the US.: Cal 201.332-1495 • h ea of ones or dates about en electronic kids Veneto Mk bit pawn a UBS Watratit card transadons, call E03-7C2-1000. Of wile to UBS Sanual awes It,, moo Harbor Blvd, &aloe, We:harden ts3 07086, Atm RIVINEGO. Serval. Cal a mite as soon asyoea can, if you *irk gar stainer* a receipt is wag or 4 you need more I-domain Raul a Order on the statement or recege. The Firm or Cad bar (as applicable)nartt her IroMyOu no later Man 60 ass alter the Frm sent you the ant statelllent on which the erns or Problem inered. - Rade yotr roma ad accant nterter 64 any/ - Costae he error or tie tater )Cu re inure about, rod mita as dearly as you can why you believe • is men a why ip:u need more edorm anon - Providethe doter amo_nt of to suspected era. The Finn or Card Issuer WI :testate your contain and stet coned any war promptly. For alleged eats Molting UBS Viet debit fa-die-oaks-a if we take more than 10 but inns days to a ths, we MOcredit year Maui for the amount you that a in error. Botha you MI brie the use of the money dunng the tine it takes us to complete our iwestiption. Please mike all checks payable to the Firm or the lamsal ioste.eian roasted on tie ant of ht mania In addition to regdar accoat fees accounts may be abject to mai-boa-a tees cages for late Lama der securities purchases and charges kr unpaid Joann n cash accounts Accounts that a transferred to other neatens may be subject to a tale( lee. UBS Sweep Options 1,85 offers options to weang cash balances to ba-k depost accounts al non-affiliated barks aril affiliated banks, money marker mutual f unds (Mcney Funds)and the Herat:nal °Mat Accort (DA) for curtanon will at Internet:on)! Fleenor Management Accost. Depose account al UB5 Bak USA red rim-affiliated banks participeng n the UBSFDIC4nstred Deposit Program are FDIC enured in accordance with FDIC an. Fa more infanata, please visit wewfdk.gay. Depose accounts at UBS AG StamfordBranch and shays of Mcrey ruts are rot tared by the FDIC. Through the DA, cash balances ere swept to deposit accounts at UBS AG New von Brarch a-dUBS AG Canal Branch. These deposits are not raced byte FDC. Balances held at he LES AG Cayman Branch are tenaranN (reposed to the sovereign rat of the Cayman blends id there is no gwrentee or of ere obligati of LDS AGM repay the balances while on the UBS Cayman Branch's books. Bank deposits are not protected by 9PC. Money Fuld shies we panted by 51K. See 'LID Faunal SiteiCt Account Ranier below. Weiyour request, batixes n the bark depositsmai be wthdawn, all shies of a Money Ford may be licnatect and tie proceeds rend to you a your stakes acccita Father iriormatcn about available sweep options, extaing current interest rate. and yields, r available at era ubs cordeneethelth from your rancid Adviser a by calling B20.762-1000 Fisancial Services mown trotwtion The Firm is a rafter of tee Beanies Investor Protection Corporation (SIP°, which exacts aeries oatonws of es metes up to 5500,000 (including 1250.0X/for clains for ma. Eabnatory Podia* avaiale upon newest or at am sic. org The SVC awl protetcn knits apply to all xcouts that you hall in a particular capacity. The Fink together wish certain aff kites. has also Purchased aeplememal innate the ma mum amount swab* to al elegbie dunes, colas/fib /ride' this protection is 1500 million as of Detente 10, 2016. SLIoact to the poky coedit:a and Imitations, cash the firm is further protected to up to $1.9 million n the aggregate kr all you accounts head n a parikubt capacity AM copy of the poky wadi-9 is mailable Won request. Neither the SIPC watch:floor the aparnental protector. wayto: • Certain fancid assets controlled by (and instead n your account value) but hell away from UBSFinancal Services. For evample certain (i) insura-cepralbb including variable ratites, and (i0 shares a mat funds registered in the name of the encase holder on the boots of the issuer or trader agent), • Investment are-acts or hunt/nerd interests (e.9. limited partnerships and private placements) that are not registered under the Securities Act of 1933; • Corrmoditoes contacts (e.9. foreign tiara and /net:usmetal contracts). inducing futons contracts trot commodity *Pan contracts; and • Deposit accounts Incept cm' Cates of deposit) at 1.85 Birk LEA, UBS AG US. arches and banks in the FDIC towed Deposit Praia. The SIPC protection and the supplemental proteacn do not apply to these asset own if they Manta appear on pa statements. 11-* WC protean, ad the appkmertal protection cb not protect against changes en te make vats of you investments (Mahe as a remit of mode movement, issuer bliteptCy cc otherwise) Dividend Reinvestment Pogrom (DRIP) the stk. aided is Jn Jvtfir pike. You may obtain the actual srke teem you Fnrxia Advar . Only Meer shares are purchased under DRIP; Palial shoes wii be soli ad the cash wit be deposited re your account The divided renvestment price applied by the asuer may Offer from the imam price at which the panial tares aso sold Cash-alieu CnN whole urns maybe aid n your acccunt. If you ate entitled to • pin ul Int assault ol • aiderd mart cc atomise. the Finn WI ether sell partial 'nits at none prke a accept an arnarn determined by a registered <Wag agency, aid credit pas accost Investment objectives the raiment objectives and risk profile a-• speck to each account and may vary between you /taunts. Please ease the Finn prorraN in tieing day pp-dant change in you fnaxial sit/manor investment await For each wart held your choose area the 'plowing investment objectives: • ProduceCatentaorec Investments petal the gentraan of ncome only. CONFIDENTIAL • Acta CaptarApprecration: Investments seeking geowth of omega' rather than the generation of income. • Produce Com6nation of/nowt ad Capita/ Apprab*n. Investments seeking both the generation of name ad growthof petal. Overall nick profiles • Conservanve- Seeks to manlin nil al mix pal teeth low FM and volatility to the accord meat even if that meat the ant does not generate significant income a reams and may rot keep pace wits infant. • Madam Wiling to accept some ride to pinupal ad tolerate sense volatity to seek higher return,. • Algyaresshe: Wiling to accept high risk to pincipal ad high volatility to seek high returns overtime. • rnenteent Elgotay Consideration: If selected a portion d the portfolio for tot account may include compare serap e. linked liouickty andante volatiky. Statement amateholdinef We may consolidate at related account statements oath the saw address in the same erreape. eg. beause they have anus whotake manta ant account relationshiss wen oar dents at the sire address. If you pee to mare individual statements mailed 'n sepaute emelcon, you maydecline houwaiding by citing your Financial Advisor Friendly account name The Friendly account moot is a oatmeal* *nanane clown by you to awl you with your retaking's.; It has no legal effect cn your account You can chat? your Friendly account nines, through Dane Services a by contacting yms F hanual Mesa. Alzeket overview • Yet" of Pa eaountlparblb Net of assets ad liAilaas • Asset_ Includes available cash balances, vaLes f or restricted aunty (eat), and Global Tine Defetts, unrerkzei marts to market, and tenon assets not held by the Ftrn. Does nor include unpriced ofturitiodaseets al the end of the pia and amtstatemeM gonads, cr private Sesames u vd stock options ad area* stud options • Li atates abides debt balsas, outsta-dtrg mergn loam, credit shat account Dances. • Ciftrommy balances. Total of uninvested amid* cash balances, at deccot balances al affiliated and noroaff laid banks, rd many make mutual kid weep balances, at die cbse of the stament period. Nthdornnedity free crieSt balances in sax want aro not Ulf tgOed from other balances aid to Ron may use any of these (tab nthe ordina-y course of as buses.% these funds repay** won your dema-d. This total is aLded in the arrest period closing vake. SDNY_G M_0002 7624 EFTA_00138244 EFTA01278853 Importallt informalimi about your statement (Continued) Lendng reformation For detaiseid inf ormt on cn the Fines tenancy pratem and dischseres refs to yea Client Relatemship Acramert or Racers Agreement ad the General In and Conditions. LEG Statement of Cade Praake available in Agreements end Om %mutes at sew ubeceenuareiredechnerat. Yew assets Your statement traces sashes ad other assets held in the accent al the end of the statement penal You may ra for &Way of IS.? paid Sea-flies At any time. You mat °cane munlies used as loan collateral alter parg any balance ds an them. AN secuntes tranderred to the Fim &rig the statement paned are lath at maker value as of the end of the astern° prod • Cost blab. In determining the oat base.of the securities indicted it this Oatemea. where indicated rich the nutter "I,' Lescriancie Sennces has relied m information cbtained from sources other than US$ FinanOal Seniors, reltdirg thamation from another fin or that you ma/ haw provided to you- Financial Adis*. The Firm does rot irdeperdently vedy Cr gamin the accuracy cc validity of any eicienthon provided by sodas other that LEG Filmy* Senate. In *Wort aethugh LEG F eureka Semices perorate updates this Mama ion 'see received, the Cm does not prow* any *seances that* nformaton under "Cost base and -Unrealced gas-floss' 6 accurate as of the date of the statement. As such pease do not nay en the information to maw purchase cr sale decisions, fix taa paposes ce immt... Accounts teadared tot e Fine may reflect garfloss Mental cn only fix the period of time they a' had at the Fine More histoical reormation can be added by time Financial Advisor. • Urrutind gaits/losses WV., data is sealable, eOnuadurreathed gardlosses are calculated fa exiviedal save/ lots the transacteen data fix nand.* lots may or ma, not reelect commoicee, charges ardor security reagent:aten rants Di/bend and other renvearnent lots and systematic purchase bus we each cal:tied to display one averaged lot The • trade date coksmn presents the original transaction trade date • Callable searkies Bonds and preferred stock that the issuer cats for tab redemption ail be selected ethereally by lot 'rem among all sashes of that issue held n our name or n none name for as clam Call lease Monaco is Maned from third • ••• dorateed Other call • • - aid Elect *RI. complete upon request. • Le tittrotte of depose (Ws). COs at FDIC nsured .3 • . -•.„ r • ...tut and acthed intent per deposit« ad per depository inslesat naccordaree with FDIC riles. • Pricelvalue Prices displayed fa seethes and other products may be higher or tower than the price that you would actually mem in the make. Pekes se cbuirsed from exam teed paly sources ranch we blame to be relabb, hid we do not pax** thei accuracy - We generally use the closing price meta amiUbk or the mean of the bid and ale prices ler kited securities and options or ony bed prices la OTC wadies. - Less *they traded secures maybe priced usthg a valuation model a the most mem price we cblaned and may not reflect an actual market price a vale - Certain pose :ens may types without a price and will Mow ar 'vice was not avalabl el il we we unable to obtain a price for a secksety. - Deposes or smokes denominated thaunercies other tun U.S dollen are relkcled at the eichenge rate as of the statement date — For (elan securities traing in nonce/Ili:MN denomiutern, patted quaaily (lace yaks) may hove been adfusted to facilitate prize wham. TO obtain current tentative. Men available, contact you Fruncial Addict • Private ifwestments and rased products. ?mate rroartIname wades (re Lacing drat ponce:mat program and teal estate imminent trust "post's) and sena at predsts are genealy hglay Aided Certain aructired ;reduces have not been registered with the Securities and Exchange Cawnssizn a under any state securities Was. We prom* *emoted vales fa private nveltityM securities and structured products for chimaera p.n.s al/ Accuracy is not guaranteed — These values may differ sdostanlialty from prices, d any, al Mirth a aerate 'reorient security a structured induct my be aerie or sold and do not nOcessarib' rocresall the value you may receive .OC0 licuidaticn. - Thfd party emanates of vale xe as of a aeon date and are suppled to MG Financial Services on a regular bass by an independent °Law I'm. - Mute areal armee or sponsor estimated vales if try, are oppled to the Finn by the issuer, general pane or sponsor and may be cathlated based an afferent nil °matron Iran that used by third pates to dense their elinewed values - You can obtain additional ielamatean regarding the methodology used to determine the estimate of value and the date of the ilermalion that tithe basis la the estimate by contacting your Financial Advisor. — TWO party estnused vases may be reflected as 'Nee priced' in several Matthew when an indeperdere valuation km has not suppled a is unable to assign a va... when we become aware that a material event has occurred Mot my call a IreW3U0rr reported vakie into Question, cc when a value would be highy speculate due to the nature or the secunty. - When nether an issue, genera/ partne or 'Dakar estimated valor nor att.-misery estimated wake is poskted„ the value of the seesaw win be deferent Rai its purchase price. - • Disteibutions to dale' mat mix* return of capita name or both. - '0rignal unit size" represents the initial offering price per unit and may not reflect you cost basis. — DPP and tainted REIT secuans ate rot listed on a national satiates exchange, and are generally Aped and then If trey can be sold, the ;Moe moved may be less than the per share estimated value provided et the:ease slalomed. • Res-bicted securities Restricted wanton peneralkr are rot curraly ebgble for pkblic sale LOS Financial Services uses the Main price of the unrestricted oak of the sere csuer as an rnputed value foe the restricted stock !or purponn of thia statement on4r. To the went that restrkted seciames are arable lot sale, the vibe receivedmay be stbstantolSt less than the 'noted vale shown • Est. (estinated) income, Gareth yields and rates. Am ea Mute of avual income is baled on current dniderd and Meet rates, assuming the secure*c will be held for one yea from statement date or urea maturity This estimate a any a gudethe. accuracy and continued near* are not gummed — Estimated areal income and current yield for certain taxes of seosioes coed mold. a :elan of ancpalor °pealgain n ...tech case the est mom (ad current yield would be overstated. — Estimated anal income an/ current yield and the actual income andyield rnight be lower or hater than the estimated mares — An estimate of revalued income (dividend arida interest) dirded by the current mai* °Waverer balance is based an the Lao dividend or theme payment roadie by the issuer and asesnes the securithedeposes will be held for one year km the statement date ce vote maturity. Accuracy and continued yell a not guaranteed. • Asset not heal by Unfitted/el Services. Certain assets are not held by the f rrn and not wain the Fan's possession or cent. These assets are depbyed on you newt for informational purposes may. Positens and wens presented are prowled by the issuing fern USS inmost' Serwes is not responsble for the riformaton ad does not '..✓ante as accuracy. these assets we not protected by SrIPC or the Fret's SuPplOrnOntal WC coverage. • Revenue during arid additional componsatian. — h actincn to commissions cm sales and 12th l fees received n connedkm with the doebson of mutual funds to ha dents we axle- our at Male resent revert?, Sharhl payments from distrieelers ardor advisors of the mutual funds that we sell. These s' nares are based on two different cooporents. (0 the nay of sales by WS &swear rnsual knd family to our clients, and 60 the asset value a a Particular ,unseal fad (web° sham hal* the en — We and our affiliate also receive reteackng and annbuS processing tee) in comic* shoo for transfer agent services that we provide to the mocha funds Thew fees amid& we paid from Mester assets n the mutual fend and are a feed dollar arrant bawd on the torte, ol accounts at the broker-duke holcSng nuual lunds of that bad rawly - In adiersi to ea-emits:tins nxeived in can with the sae or cestrbutcn of arnitycomacts and unit investment trust tents to our clients. we ardor as all Mee receive teeme sharing careternaten from nay of the iltul aXt <cmpalies tarderme Cited CONFIDENTIAL the amity threats, Allows ol the mune ccmpanies or authors of the unit invenent truth we detriaute. - had:Skin to caremseons received than the caches* aid sale of NemSkores fade we at os all ilute recewe en athet•based revenue awing perm from NoxiSharos dittrimeors, as en as fading fee exhnotow aveinere training and nation. - Our if dales ate raermthading comnssions ad *the <anytime:on Rom tessual funds and thane ampthies ,hose products we cambia. - We recent as a-maifee from LEIS Bank USA ad LEG AG Stamford Branch of up to 125 per account sweeping to the banks ender the US$ Bari Sweep Program Activity Informatem regathIng CCO1M6SCCTS and otter dines nosed in connection with the executon of trades, letedng option transactions hat been teethed m conf eon; mammy furnnhed to you, and will be provided to you pamtly on reddest. Short sating If you ate engaged em short selling a secures,, you my iNur a charges die to certainboning cons fa that pat kJ, searity. Open orders Reaming open or • gthelidaanceled• ceders that wife not wreath by the slammed date, open buy and sal step orders ye reduced by the amuse of deaden,* argilsonan tsekvidends a makhh doe unless tinted othenvese by you. reel are respanbb for orders that are executed die to you lalure to cancel "'fling then ordes. Primacy To dean a copy of our Current Client Privacy Wet please context your Financial Atheist or vise as web°e at pmsv ees dareneventare. - Financial Strikes is ',Nebel*. The BMA, Bosoms Seences Account BSA and SMA are brokerage accounts which prole access to bank fig Ssvicts and products thrmacest a-renamed& with affiliated bans and other thid.party banks, and penes access to °tram and arrenty products issued btu-offhand Ihed•party roan companies thrcuas advance agency °Sektoren a IBS Fironcol Senses Inc. - huntmere, 63101,te, and arnuity prodxts — Not CDC Mad • No bans guarantee* May Sae rata — PMA. ReSOSCP Management Account. Business knees Account BSA. IRMA aid international Resource Management ken are repel seed service marks of 1.85 Fr actal Serves hi. — VISA is a registered raceme* owned by Visa hterrathrol SenxtAssoccation ad used under kerne. TIN. 18$ Visa credt cards ad the LEG Visa debt cards are Med by UBS Sant VA with permission from visa U S.A Incorporated All ocher trademarks, registered trademarks, service marks ard registered same "narks are 01 their emplane ewe:Ones UBS Fhwancial Services Inc Rev 201711 SDNY_GM_00027625 EFTA_00138245 EFTA01278854 443UBS Lies Financial Services Inc Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70080137851217 X123 Y1 0 Account name: GHSLANE MAXWELL Friendly account name: In& Millennium Account number. Your Nnancial Advisor- SCOTT STACK MANILYLE CASRIEL Phone 212-821-7000'800-308-3140 Questions about your statement? Call your Financial Advisor or the RMA aesourceUne at 800-RMA-1000, account 029028776 Value of your account Resource Management Account December 2017 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 on November 30 ($) on December 29(S) Your assets 727,134 00 726,413.00 %isle our website: Your liabilities 0.00 0.00 www.ubs.comainancialservices Items for your attention . Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free crecht report annually from WWW.annuakreditreport.com. Value of your account S727,134.00 S726,413.00 Tracking the value of your account S The Lnands 683 7 T7 i 726.4 0 25)0 Dec 2015 Ott kin N0r 2017 Dec 2017 Sources of your account growth during 2017 Value of your account at year end 2016 $683,739.00 Your Investment return Change in market value 142,674.60 Value of your account on Dec 2A 2017 5726,413.00 SDNY GM 00027626 Member SIPC CNP70310008013785 NP7003313143 COCOS 1217 030575004 Y128776550111000 ►age 1 of 6 CONFIDENTIAL EFTA_00 138246 EFTA01278855 SUBS Resource Management Account December 201 7 Your account balance sheet Summary of your assets Value on December 29 (8) Account name: Friendly account name:1r 1. Account number: Percentage of your account C. ELL Your Finandal Advisor —I STACK MANLYIF CASRIEL A Cash and rrxmey balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% Total assets $726,413.00 100.00% Value of your account $726,413.00 Eye on the markets Index Percentage change December 2017 Year to date S&P 500 1.11% 21.83% Russell 3000 1.00% 21.13% MSC - Europe, Australia & Far East 1.62% 25.62% Barclays Capital U.S. Aggregate Bond Index 0.46% 3.54% Interest rates on December 29, 2017 3-month Treasury bills: 1.32% One-month LIBOR: 1.56% CNP70010008013786NP7003313143 COCOS 121 7 03057 CONFIDENTIAL 5°G. GM 00027 2 of 6 EFTA_00138247 EFTA01278856 SUBS Resource Management Account December 2017 Change in the value of your account Account name: GHISLAINE MAXWELL Friendly account name:Indy Millennium Account number. December 2017 (3) Year to date (I) Opening account value 3727,134.00 3683,739.00 Change in market value dosing account value -721.00 42,674.00 $726,413.00 $726,413.00 Summary of gains and losses values reported below exclude products lot which gam am:mosses are not dassified Realized gains and losses Unrealized December 2017 ($) Year TO date 11) gains and losses (1) Long term 0.00 omo 76,413 00 Your investment objectives: You have dentified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Fnancial Advisor or Branch Manager. You can find a ful description of the alternabve investment objectives in important information about your statement at the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary Aggressive investment eligibility consideration None selected Your account instructions • You account cost basts default closing method is FIFO, First In, First Out, Your PI sandal Advisor: SCOTT STACK MANLYLE CASR1EL 'Y GM 00027628 CW70310003013797 NP70033 1 3143 COCOS 1217 030579004 CONFIDENTIAL ►ap 3 of 6 EFTA_00138248 EFTA01278857 $UBS Your notes v_Gni_aconew • o s CONFIDENTIAL EFTP.,BE209 EFTA01278858 *UBS Resource Management Account December 2017 Your assets Account name: GHISLA1NE MAXWELL friendly account name: Indv.Milennrum Account number. Some pnces, income and current va ues Shown may teapproxiinene. ASS intl. gains aid losses May nal be actoalely reflected. Set Assonant intomasen about your statement a the end of ths OxurneM fOr more infornason. Non-traditional Private equty funds. Hedge fundS, andOther inveStrments are held in yOur Ufl5Finarcia Ser tteS Inc. (Urn FS) troterage account. The Donbass reported below reflect the records of the issuers, and UPS FS does not guarantee the accuracy of the IrIomiation The value shown is not necessarily the vaue you would receive ficm the Issuer if you sddthe assets. Funds acutely sdd by OBSFSale subject to ongoing due digence, dthicands the level perforrnedmay vary A dosed fund may be subject to noongoing digence A fund the you nuOwed elsewhere may never have been subject to UBS FS cllige me. although 085 FS may receive a fee from l he fund's manager, which may constitute a maprIty of the rnanagemeneincentive fee. Meese contact your Anancid adasor wth questions • Est value per ulit' is an estimate of value supplied by an independent valuation arm and reflects adjustments for factors such as the Iquidty of the units. Hedge funds Hokin° ALPHAKEYS MILLEN FND BROKERAGE NO 11130' 17 Trade date: Purchale PIO& Number Average once of stores per share (S) Client investment (S) 650,000.00 Your financial Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 Estimates Of vat* Sippned by ISSuers of (Wan programs (which are generaly 'net asset vaue' estrnateS) are shown as ' issuer est. value per unit'. For Private equty I unds, 'Est. value per unt' is a vaue updated quarterly, based on the Net Asset value maw) in the fund a of the date specified edusted by 'ding ca:ital calls and subtracti rg dsl nbutions Once the NAV date The NAV is primarily based on estimated parHolio vd ties provided toy the underlying fund sponsor These two values may vary because of differences In the way they were estimated and because the • Third party en. value per UM' may have been prepared cod* Oasis of financial irionnaton other than year.end Repdled estimates may not reflect resat., liquidation or repurchase vaue, I any, and may rot reflect dst ebutions of capital until the next valuation is tettotted nerdy on an annual or serrtannua basis See important oblomsaban about your statement en the end or the statement. Cost Price per share basis (S) on Dec 29(1) value on unrealized dad investment Hddng Dec 29 IS) 9310 or loss (1) return (5) period 650,000.00 1.000 726,413.00 76,413.00 Your total assets No n 4ra "glen& Value on Dec 29(1) Hedge feeds 726,413.00 Percentage d your account 100.00% Cost Estimated basis (5) annual income (5) 650,000.00 Unrearzed gain or loss (1) 76,413.00 Total 3726,413.00 100.00% $650,000.00 376,413.00 SDNY GM 00027630 CelP7Oomo03013789 NV7003313143 00005 l2t 703057`004 Page 5 of 6 CONFIDENTIAL EFTA_00 138250 EFTA01278859 *UBS Your notes -- "="7:Z=ZZ'y'77— CONFIDENTIAL YGLI0002.9. 6 of 6 EFIA_00138251 EFTA01278860 Important information about your statement Fr racial Services Pc. (the Fern or OBS Fnarcial Strube°. is a merrber of all principal away, ccmrrodey and optima 'whelps. UBS Financial Seniors and 1.85 Bank USA ore i-died substiones of UPS AG and affihaes of UES Secuthes LLC. The Fun's Inanpal statement a available upon recheck The Fem. executhe bakes a-. at: UBSFina-col Sante, It. 1200 Harbor Boulevard Weehawken, NJ 07086 This statement representsthe only official record of you' LBS Fhancial Services account. Other recads, eat official tm.dxunents. contanng coriliong data should rot be relied wan R youbeen* there is an ena or omission please report a immediately n witng to the Branch Mango of the office wvim your account. Attce4' tailgate tenon ae minded to be accurate. statement ctstatkukf not be used kr tie purposes Rely stay on yerend tax kerns. (Le , Form 1099. 5498. 10425. etc) when prepamg your lax return. The Fim required by law to repon to he IRS all taxable derider-Ica wportabb nortutubh anima and taxable Merest eared on secants held n you. woo" net proceeds on see tranaklimo, ad con basis on certain covered zanies. Onvaremlatknswididn Firm • Please reconfirm any oral cormunoahans in wring to further protect your rites. indudro your nines utter the Seosiies Imenor Protection An (SPAT • If the finirtchl he-Mutton an the top telt of the trent of this slams isnot LBS Enna' %Nees, LBS Piandel &mien carries you itocarnt as *raring baker by arrangement wth the rdcated esteution We informed you of the relalcnshio nben you opened this axon. h the cast your h it and muskies are located aims financial Service, and rot the eitoaceg braer. and you nut make a cowl of any error or omission to both firms • Asdesisted the accoun agmements, you must readyus of arty errors or Laud nearing decks retlecied an you statement within 30 days Andras mailed or made :milk**. • Plenadna amorrer complains or impries to the Pim% C fent Relattns Department x 201.352.1699 or tolUree at 800-354-9103, 8:CO A.M. to 6 CO P.M. ET Monday through Friday, or in wing to WS Faunal Semites ex., Client Rebhan Depoimat P.O. Box 766 Union fey, W 07067. • A II rtaxemerds shall be deemed complete rd acarae it not objected to hi welting within 60 days • Fa TN services. Call 044612.0986 or from outside the US.: Cal 201.352-1495 • h um of *mars or dank:re about in chthonic knit transfer (EFT). bil payment or UPS Visa•chbil card transactions, call KO-Mg-1000. or wile to UPS Franca' %nines Ix., 1000 Harbor Blvd, 60, 1100r, Weehawken NI 07086, Ate, MAMMA %Nees Cal a mite as soon asp* can, if you thee& yes statement a receipt is wing or 4 you need more nlonmati:n tat a transfer on the statement or recePt. The Film or Card boar (as amicable) must her Iromyou no later then 60 days alter the F rm um you the list statement on which the erns or Problem XPered. - posed. yow name ad accent Metter aT any) - Cesabe the error or tie brander you am inure about, ad erplarn as chary as you can why you believe a is men a why cat need more Sam anon - Provide the dolor anent of the suspected era. The Finn or Card Muer wi Seagate your complain and will coned any error promptly. For alleged error& imolvng UBSVaa•dabil ca-dtransaelira if we take more than 10 bannsdays to do ths, we will credit yes &coax for the amount you thick is in error. Botha you wee haw the use of the money dunng the tine n takes us to complete our iwestiptien. Please mike all checks payable to the Fern or the lemma' msttacn fidgeted on the front of th6 statement In addition to *oder arson leek accounts may be abject to mane:ma-co lees, (haves for late parnent kr securities purchases and charges kr unpaid arrests n cash accouns Accounts that are transferred to other inshulans may be subject to a Pander lee. UBS Sweep Options 1,65 offers options kr sweepng cash balances to bale depose accords al non-aff diked bales and affiliated banks, rnsley owlet mutual f unds (Money Fin:Wend tht nwnatiarolDePoort Accort (DA) for cuttanon win n International Resource Management Accost Deposit account al UB5 Irk USA and non-affiliated banks panicipatng n the UBSFOIC4nared Deposit Program are FDIC.imured in mead:axe with (DIC ales. For more narration, plea* vise wwwfdk.gay. Depose accounts at UBS AG Stanf ord Brand, and shays of MangFut/ are rot tared by the FDIC. Through the DA, cash balsam ere swept to deposit accounts at UBS AG New von Brass, a-d UBS AG Cana) Branch. These deposits are not inured byte FDIC. Balances held at the LES AG Cayman Brandt are temp:only ("posed to the sovereign role of the Cayman blindk ad there is no guarantee or other °blows of UBS AG to repay the balances while on the UBS Camnan Branch's books. Bank deposits are not protected by 9PC. Money Fund shires are protected by 51K. See "125 Financial Sent., Accant Protection' below. Loan your request, batixes n the bare depositsmaw be withdrawn, and chats of a Macey Red may be hopechtect and tie proceeds retuned to you a your sentries aoccknt krther inamatcn about available sheep options, calming amen it crest rat. and yields, i available at www ubs corrihneetheelM from your Primers' Advisor a by calling 800762-1000. UM Paginate' Services accown protection The Finn is a meirter of the Seardies Investor Protect*, Corporation (SIPC), Mich protects securities oatonws of es menten up to 5500,000 (including 1250,OOOfor thins for milk &phaeton brochse available upon newest or at to spc.org The SVC awn protector, renal apply to all xcarts tut you hold in a particular y. the Fem. together meth certain aff Ares, has also Pschased apPlarramtal inmate The marmum amount payable to al ekgbk clients. collechwy tridg• this protection is S500 million as of Decerther 10, 2016. SkloOct to the poky ardeirs and Imitations cash a the firm is further protected to up to $1.9 million n the aggregate kr ensue accounts held n sash:Liar capacity MO copy of dm poky wording is nibble upon request. Neither the SIPC pretence, nor the omphrnental protenon apply to: • Certain framers' assets controlled by (and exacted n your account value) but held away from UBSFinancol Senecas. For enerplecertain insuraxe [roans, including variable enmities, rid 00 shares of mat funds registered ig the name ol the moan holder on the boots of the issuer or transfer agent), • Imeament contracts or nvermwett Merest; (e a. limned partnerships and private placements) that are not registered under the Securities Act ol 1933; • Commodities contacts (e g, foreign *chars* and pre< cos metal contracts), includirg future contract, ad commodity opticn contracts; and • Deposit accounts (except cenificates cd deposit) at I.135 Bat USA. UPS 46 U.S. branchesand banks n the FDIC Mani Deposit Program. The SIPC protect on and the suppimental protection do not apply to thew assets event they appear on yes slatemeres. The SaC on:tenon and the sekokmereal protection do not protect agaett changes in the mental vale of your investments (whether to a resin of moat movement. issuer 1,01kIllpICy otherwise) Dividend /enmeshment Program (00%) she dap reflected 0 J11 Jverage pig< YOU may obis)) the actual prke hem yos relax Athetor . Only ?thole shares are purchased under DRIP; partial shams wil be soli ad the cash wit be deposited tar your account The dividerd I:enmeshment prise applied by the dsum may Oiler from the market pica at which the panial shares are sold Cadetylieu Cnb whole urns may beheld n your account. If you am entitled to • part ul knit se a result ol • draderd payment a otherwise. the Firm well either sell partial ,nits at market price a accept an arnard detemined by a imiginered cleatg agency, ad credit you accord. Invanewent objecting The enntmere objectives rid risk profile ant specie to each account and may varybetween you' account Please advise the Firm prorrptb in wining day hydrant change in you: Immoral stiabon or investment <boohoos For each award held you choose ale of the (plowing investment objectives: • Produce Cterentrearome: Investments *MSc the gereratcn of nccme only. CONFIDENTIAL • Acker* CaprearApprecUton: Investments seeking growth oe emcees' rather than the generation of meant • Paola. Com(s0satran of Moan. and Capera Aporecia*n. Investments seeki-g both the generation of nccme and growthof price:al. Overall risk profiles • Conservative Seeks to marlin nary Fri-opal wth low ride rd *Wiley to the accord overall even 4 that meals the accuse does not generate significam income a reams and may rot keep pace with inflater. • evfederafe. Willing to accept some ride to pinata nil tolerate some volatility to seek Fisher return,. • Aggrieve: Wiling to accept hip risk to pincipal and high volatility to seek high returns over time. • (nonevent Elgikkey Consideration: If selected a portion oe the portfolio for that account may include conplrx strafes*. larked lictieidty andante.. vobtiky. Statement •housahroldigg• We may consolidate al related account statements with the Wm address in the same envelope, eq. because they haw ohnes whotake maven join accost relationshim wth other clerks at the hire address. II you prefer to ewer* indiedual statements mailed 'n sepaate ernelcpet, yw may decline houwholding try Nang your Fnancial Achnor Friendly account name the Friendly account none is a customizable 'nianane chosen by you to hest you with your reccedkeepin has no legal effect an your account You can &have your kindly account names, through Onine Services a bycontacting year f eurioal 'Wino% Account overview • Yak" 0/Mmir accountraoniolo Net of assets ad lithilites • Assets_ Includes available cad, balances, yawsfor restricted security lest), and Global Tine Deposits, unrciPzed Mill1.110 market, andcanon assets not held by the Tim. Does not include unpriced ufturitieslaseets at the end of the prior and orrent statement genets, or prune Puesenentku ed stock options ad corosabre stod: options • Ciathaties hcbdes debt balaxes, oasta-di-g margn loan, credit lint shot meant ',Minces. • CashMeomy balances. Total of uninsested avalabb cash barges, pin depout balances al al hated and non-affiliated banks, ininxney mean mast al Ltd sweep balances, a M cbse of the statement peeled Nal.cormiodity free awk balances in you sawn ire not segregated from other balances and tea Firn ray use any of these hits tithe ordina-y course of its busness These funds are 'myth.* won your derna-d. The total is &Leld in the want period closing mere. SDNY_G M_0002 7632 EFTA_00138252 EFTA01278861 Important information about your statement (Continued) Lendng information Fs Means inlornut on on the Finis lending phattin and draburec refer to war Client Relaranship Agreement or Acttunt Agreement ad the General leans and Conditions LEG Materna-1 of Credit Practices nettle in Agreements and Oudouares at zwv., ob. eM.net. Yew assets Your gatemen, lemees securities and other assets hell is the actin al the end of the statement period You may me. for &Moly of My paid swain at arty time. You may receive securities used as loan collateral after payig any balance Os an them. Arty securities Iran/erred to the Fires &ring the statement pined are fisted at trinket vale as of the end of the staternert period • Cost basis. In determining the cog bays of the scant:es included n this taximem, where indicated rich the nuttier Lescriancie Services 'pled on information obtained from sources other than UPS Fismoal Seniors. relralirg nfamation from another inn or that you may haw provided to Kra Firing' Ackisor. The Firm does not independently verity cr gmantee the accuracy a validity of any alocrinnon voided by sons other than LEIS Fianna' Sewn. h ackflion, Plough LEK F ?uncial Semen gene-alb updates this Marro' less avers received. the Jim does not von* any assures that the nformation seder 'Cost basis' and Marealeed gaff loss' 6 accurate M of IM date of the statement. As such, please do not rely on this efainution to mike purchase cr sale decisions. for tax pa:poses of ote minis.. Accounts Pandered to the Fin may reflect gar/ loss nfixenai on only fix the period of erne they se head rit the ism More hitorical ?Ion/talon can be added by ya,f Financial Advisor. • Urrutind gaits/losses YAW data is eatable, •Mnraredurreafized gain:losses recalculated for smarty lots. The transactian data for retinal lots may or may not reflect commonceis. charges ardor security reorganisation rents Dividend and other renvestment lots and systernalk purchase lots are each conai-ed to clispW one assayed lot. The • trade date cobra presents the aging transaction trade date • Callable securities Bonds and vehrred stock that the nine oak for web, redemption wit be 'elected ?martially by lot train among at serrates of that issue heid n our name or n nominee name IoW clients. Call lean Mannar:nil obianed from third parties a-4 es accuracy is riot garanteed Oiler call features may exist which [aid affect Wekt complete tacemalen will begot(ed upon request • to et depositCDs). COs are FIX nsured up to $250,0)0 n and accrued interest per depositor and per depository instMenes in accordant* wit, FDIC nips. • Pricelvalue Prices displayed for sectratis and other products may be hgher or brier than the pee that you wined actually receive in the marks Pekes se obtainedfrom vans tad paly sources *Fish we bolos to be rekabb, burl we do not guarantee thei accuracy - We generally use the closing price Mtn araibble ce the mean of the bid and ad prices for kited securities and opttee or ony bid prices Is OTC mantas. - Less veiny traded securities maybe priced using a valuation model our the mot recent price we obtained and may not reflect an actual market price a mks. - (erten posterns may appear without a price ins will now as 'vice was not evadable' il we we Viable to obtain a once for a security. - Deposits or securities denominated ?invent one then U.S deices se reelected at the ethane rate as of the statement date - For olefin securities rainy in nonconforming donontahons. Prxe and wavily(lete value) may have been adjusted to facilitate proper vabacci To obtain mint quotations. when avatabre, contact your Fi-uncial Ada's. • Private investments and mowed products Private nwslmere seardies (roladt-g deed part <mat on program and Mal (Mate iniestment trust securities) and stnamed palaces are generally hey &gala Canaan an Lured croduns have not been registered with the Sena-dies and Exchange Cawnssion a under any crate secunues laws. We provide *stained vales for private meiltilynt securities and structured products for Normal true minxes only Accuracy is not guaranteed - These values may differ sLbstantiaby from prom, d any, al which a poise immanent Security a structured product may be bouda a sold and do not necessarily represent the value you may receive term liouidation. - Ihind party emanates of obe are as of a certain date ad are applied to Uri Financial Sakes on a regular base by an independent meat Un Sm. - Issuer, general banner or sponsor estimated raker, ay, ate emptied to the Fin by the issuer, general paint* or sponsor and may be caktIated based on deferent information mom that used by It'd polies to derive their eilmated values. - You can obtain additional information regarding the methodology used to &termite the estimate of value and the date of the ida-maton that tithe basis la the estimate by contacting your Financial Advisor. - Thrd party estimated relies may be reflected as 'KIX priced' in several situations when an ndeperdere valuation Inn has not smoked a is unable to assign a vale, teen we become aware that a material event has vaned that may call a Ireoromb mooned value no question, or when a value would be highly speculative due to the nature or the secunty. - When nether an 'Mute, general partner or sponsor estimated value net a thidthety estimated cake ir pro‘liecl, the vabe of the seasky willbedeferent from its cenhase price. - •Dranbutions to dale nay nCludt return of capitat name or both. - -Orignal unit vie moments the initial offering price per unit rod may not reflect you cost basis. - OPP and tainted REIF secuntas arc net tiled on a national unwires exchange, arid are generally 414:4-14 and even It limy can be sold the vice t rend may be less than the per snare estimated vain provided n the scan sl element. • Restided securities Restricted sectrilm generafft am rod tummy ebgble for pity sale LEIS Financial Services uses the make price of the istleftrated stock of the 42110 644Jer as an imputed value fee the restricted stock !or purpow: of tha statement one To the mint that restrktecl securities are etijble is sale, tee mkt. receivedmay be stbstantalp kiss that the Maned vat* shown • Eel (rotinted) incomw current yield' and rates An minute of anal income is bawd an currem clnider4 and Merest rates, assuming the sectaries will be held for one year from statement date or until maturity This mimes is any a gradethe. accuracy and continued infirm are not guaranteed — Estimated anal ixorne ad extent yield for titan byes of secutes toad ock.de a return of pinealor opts; gans n which case the est oncixne (and current ywl would be overstated. — Estimated annual income and current yield and the actual income and yield night be lower or hips than the eistmited amounts — An esenme of arrualted neon* (dividend ands interest) divided by the current made vaberaverage balance is based an the Can dividend or rnerest payment modebythe issuer and darneS tie sewribeadeposts will be held for one year from the statement date or until mama/ Accuracy and continued yell are not guaranteed. • Assets not held by UBS Fine/Kiel Seoticea Certain assets are not held by the in, and not wenn the Firm's possession or control. These assets are depbyed on na statement for infortnallanal purposes only. Positions and values presented are prov4ed by 'he issuing form UPS instal Services is not responsible for Ow normabon and <a not guarantee its accuracy. these assets we not protected by SWC or the FIM'S supoleawall SIPC corner. • Revenue shoring and additional coenpenration. — n addition to cornmeffuns at sales an I201 lees teemed n cornea in with the dub-baton of maul' finds to our <lents we am our algole teem revenue Maim payments from dOrknacrs ands advisors 01 the n‘ausl funds that we sell. These norm are based on two different comperems: (0 tie snare of sates by IBS of a particular timbal had family to our clam, and 60 the asset value of a PartrUlar mutual find famiy's sham held at the lam — We and our affiliate also receive networkreg and minims processing fees n comoderation for transfer aged services that we prove* to the mutual funds These fees generally are paid from inestor assets n tie mutual find and ate a fend dolls. amount based an the rumba' of accounts at the brae-deals Viking mania hinds of that lad faintly - h at/Seine° ccennrasions received in connection with the sate or dustrbuton of arruity overacts and unit vestment trust 1.1eO3 to Pa clients. we ands W Abate receive rewire sharing compensation from note of the 4,4441.1eKt <cmpalies tedmwit aid CONFIDENTIAL the smutty comets, allautes of the muscat companies or sporran of the rain *vestment mate we drartute. - In addition to commissions received frcen the purchase and sale of NextShwes lads, we at rat affilute reeve an amet.based revenue sharing pmment from NexitSlures diartuffes, as well as firding fa technology devekiornent. training and education. - Our affiliates ato reeve tradng corn-mums and corer compensation fromamuse funds and casino rannenies what products we dr/dm& — We recent an a-matfee from LOS Bank USA axl LEIS AG Stamford Branch of up to $25 per account sweeping to the banks under the (EIS Bark Sweep Program Activity Information regadng COTIMSSOIS and other charges incurred en acumen on with the execution of trades, ixrang option transactions has been included oh COohcmstiOns previously honked to you, and will be Provided to you promptly on reramst. Short piing If you se engaged 4, that selling a smutty, youmay incur a charge die to certainborn:meg cons for that patrol, searity. Open orders Regarding open Or • Toilloricanceikicl' ceders that Were not earand by the summed date, open buy and sat stop Freers are reduced by the amount of dmdenck dripson an ex-dividends or monk date unless narrated °newt* by you. var se responsbk for orders that we executed due topes brae to cancel .."0"3 open orders. Primacy To anon a copy of our current Client Primacy ltesoe, please cornett your Financial Advisor or visit as imbuee at ge,w444 rtietornsimny. - LOS Financial Senates is riot a bark. The RMA, Bosoms Seniors Account SSA and BMA ate brokerage aCCossItS Mach pond access to bank rig services Yid products Primp bemire-ft with affiliated barks and other Ihidirortybanlit, and provides access to insane and aviary products issued btu-affiliated lhed.party Mace Companies thromyh inskranre ageing? sLbsiduries of IBS Financial Services Inc. ▪ thellmetnl. 4,11141,4e. nit smuCy products — CDC named • lb bank guaraMem May keg rata — IVA ReSCVM Learopenent AMMO!. Busness *vices Account BSA. IRMA a-d international Resource Management Avant se regalsued seine marks of UPS Fs-uncial Services bc — VISA kerne:toted racket-in owned by Visa hticncerial 54wri? Association ad used sander kerne The LOS thsa ctedt cads arid the LEIS Visa debt cards are issued by WS Bank USA with permission from visa U S. A Incorporated Al Other wad/ marks. registered trademarks, sentke mats and registered service inns are of their respective “IFOXfies UPS 'Mandel Services Inc Rev 20171 SDNY_GM_00027633 EFTA (H) 135253 EFTA01278862 *UBS U85 Financial Services tic. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70057465.31 0118 Y1 0 Resource Management Account January 2018 GNISLAINE MAXWELL P.O. BOX 308 TEANECK NJ07666-0308 Account name: GhliSLANE MAXWELL Friendly account name: In& Millennium Account number. Your linancial Advisor- SCOTT STACK MANLYLE CASRIEL Phone: 212-821-70001800-308-3140 Questions aboutyour statement? Call your Financial Advisor or the Value of your account RMA aesourceline at 800-KMA-I000, account 029328776 on December 29 (5) on January 31 (9) Your assets 726,413.00 731,244.00 Visitour webslte: www.ubscomffinancialsemces Your liabilities 0.00 0.00 Value of your account S726,413.00 $731,244.00 Items for your attention . Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditrepost.com. Tracking the value of your account S Thc uc,and$ during 2018 V zdue of your account at year end 2017 5726A13.00 Your insestenent return. 893. 7 7464 731.2 Charge in market vaue $4,831.00 • 2S) Dec 2015 Dec 2016 Dec 2017 Mn 2018 Value of your account on Jan 31, 2018 $73124400 Member SIPC CNP70008305746531 NP7000197165 00005 0118 030575004 CONFIDENTIAL SDNY GM 00027634 ►age 1 d 6 EFTA_00 138254 EFTA01278863 *DUBS Resource Management Account January 2018 Your account balance sheet Summary of your assets Value on January 31 0.) Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 a00% D Fixed income 0.00 000% E Non-traditional 731,244.00 100 00% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $731,244.00 $731,244.00 100.00% Account name: rL, Friendly account name Account number: Your current asset allocation E Eye on the markets Index Percentage change January 2018 Year to date $&P 500 5.73% 5.73% Russell 3000 5.27% 5.27% MSC I - Europe, Australia & Far East 5.02% 5.02% Barclays Capital U.S. Aggregate Bond Index -1.15% -1.15% Your Nnancial Advisor. Scrrf STACY !AA Nil YIP recetei Interest rates on January 31, 2018 3-month Treasury bills: 1.45% One-month LIBOR: 1.58% CAP700C6005746532 NP7003197165000:6 0118 030575004 Ilay_Gis_00027ebyle 2 of 6 CONFIDENTIAL EFTA_00138255 EFTA01278864