EFTA Document EFTA01279007

UBS 065 Fewncial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CNe70056439731115 X2 NI 0 Resource Management Account November 2015 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHIELANE MAXWELL Friendly account name: Indy. MillenriUm Account number: Your financial Advisor. SCOTT STACK MAN/LYLE CASRIEL Phone. 212.821.7000/800.308-3140 Questions about your statement? Value of your account Cat yOa Fir-ran:la Advisor or the RMA itesourceline at 800-emA- I 000, account 025028776 on October al ($) on November 30 (1) Your assets 0.00 250,000.00 Malt our websIte: www.ubscomainancialservices Your liabilities 0.00 0.00 Value of your account $0.00 $250,000.00 Tracking the value of your account S Thousands 250.0 00 002015 Nov 2015 Sources of your account growth duriag 2015 Vague of your account at year end 2014 Net deposits and vvittodraaWS Your investment return Change in market value Valuta of your account on Nov 30.2015 $0.00 $250,000.00 1000 $250.000.00 SDNY GM 00027778 OMmber SIPC CNP7000S00560973 NP70031S0349 COON NIS 030575004 Y128776550010000 Pegs 1 of 6 CONFIDENTIAL EFTA_00138398 EFTA01279007 SUBS Resource Management Account November 2015 Your account balance sheet Summary of your assets Value on November 30 (5) Percentaga of volt XC011at A Cash and money balances aco 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 250,000.00 10000% F Commodities a co 000% G Other 0.00 000% Total assets Value of your account $250,000.00 $250,000.00 100.00% Account name: GHI$LAINE MA,AN ELL Friendly account name. Account number: Your current asset allocation t Eye on the markets Index Percentage change November 2015 Year to date S&P 500 0.30% 3.01% Russell 3000 0.55% 2.58% MSC - Europe, Australia & Far East -1.54% 0.95% Barclays Capital U.S. Aggregate Bond Index -0.26% 0.88% Your Pi Rancid Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308-3140 Interest rates on November 30, 2015 3-month Treasury bills: 0.21% One-month LIBOR: 0.24% 01P70003005613974 NP7003193349 00011 1115 030575004 VI 2877655001 ItiffliyGm0002773/4fi e 2 of 6 CONFIDENTIAL EFTA_00138399 EFTA01279008 SUBS Resource Management Account November 2015 Change in the value of your account Account name: GHISLAINE MAXWELL Friendly account nalyte:Indv Millennium Account number. November 20I Year to date (1) Opening account value 50.00 50.00 Deposits, including investments transferred in 250,000.00 250,000.00 Closing account value Cash activity summary 3250,000.00 $250,000.00 See Account sanity this moron for detiJis Balances in your Sweep Mons are includedln the opening and closing Mantes value. FDIC insurance applies only to deposits at UST Bank USA, not to deposits al UBS AG, Daritced &arch of balk deposits pracedihroug: the OBS International Depce41 Account program SIPC protection clergies to money rmike: sweep fund holdings but rot bare deposit. seeimportant Iniorrnatbn about your ddemer4 on the last two pages d this document for *tills. November 2015 (1) Year to date ($) Opening balances 50.00 10.00 Additions Deposits and other funds credited 250,000.00 250,000 00 Total additions 5250,000.00 5250,000.00 Subtractions Funds withdrawn for investments bought -250,000.00 -250,000.00 Total subtractions -5250,000.00 -$250,000.00 Closing balances 50.00 50.00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fmancial Advisor or Branch Manager. Youcan find a ful description of the ahemative investment objectives in important information about your statement at the end of this document Your Fleandel Advisor: SCOTT STACKMANYLYLE CASNEL 212-821-7000/800-308-3140 Your return objective: Current income &capital appreciation Your risk profile: Primary - Aggressive Investment eligibihty consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out SDNY GM 00027780 rNP70X0305643975NP7003197349 00011 1115 070575004 vt2e776SS0010000 Page 3 of 6 CONFIDENTIAL EFTA_00138400 EFTA01279009 *UBS Yournotes CONFIDENTIAL EFT,00B6,101 EFTA01279010 *UBS Resource Management Account November 2015 Your assets Account name: GHISLAINE MAXWELL friendly account name:Indy Millennium Account number. Some prices, income and current values shown may to approximate. AS a HSU*. gam and losses May not to accurately refkaed. Set wporunt inionnabon about your sceement a the end Of ths documeM fOr more informal ort Non-traditional Neva! eguty funds, Hedge fun% andeeher inhestments are teld in your u8SFinancia Writes ex. OAS FS) brokerage account. The positions reported telex reflect the records of the issuers, and LIES f S does not guaantee the accuracy of lie information. The value shown rs not necessarily the value you would recent from the Issuer if you sddthe assets. funds actively sdd by U8S S are sibject to ongoing due cligence, although the level performed nay vary. A closed fund may be subject to noongdng diligence A fund that you purchased elsewhere may never have been subject to UOS FS dligence. although U8S FS may recent a lee from the funds manager. welch may constitute a rreeonty of the management/ incentive fee. Please contact your Financial Adana with questions • Est value per urcr is an est ride of %aloe supplied by an independent valuation firm and reflects AustereMs for fadors such a the liceadty al the units. Hedge funds Haring ALPHAKEYS MILLENIJM FUND I.L.0 FUNDS TO ESCROW Your total assets Trade Fainter PeeChae once date of stares per share (1) Nov 24, IS Value on Nor 30 DS Your Si sandal Advisor: SCOTT STACKMANLYLE CASFUEL 2124321-7000/800-308-3140 Estimates of value suppled by Issuers of (ertenprograms (which are generaly • net asset value- estawes) are steno as Issuer est. value per um'. for ranee equity funds. ' Est. value per UM' as a value spdated graterty, besecion the Net Asset Value (' NAV') In the fund as of the date specified. adusted by addng capital cats and subtle/alrig dslributions time the NAV date. The NAV is prinuelly based on estimated portfolio values voided by the underlying f urd soorr.or Thera furor/tun may vary because of dfferences in the way they were estimated and because the 'Thkd party est. value per vie* may have been prepared on the basis of f inaxial Information other than yearend Reported estimates may not reflect resale. hquidslat or repurchase value, if any, and may not reflect dstnbaions of captor ureil the next valuation is reported ()merely on an wawa or semi-annual basis. See important infonnation aboutyour steementai the endof this statement COSI DM 10 250,003.00 Pao per unresizeo Hcideng shay (1) Value (1) win Of IOSS(1) period 1.000 250,000.00 ST eercentax of Cost your accord gases (1) Estimated wwerizecl annual inCeme (5) gain or loss (t) Non-traditional Total 8250,000.00 Hedge funds 250,000.00 100.00% 250,000.00 100.00% 8250,000.00 Account activity this month Date Activity Nov 23 Transfer POURNAL RCM Y1 23575GHISLAINE MAXWELL Total deposits and other funds credited DeSCrIptiOn Amount la) Deposits and other funds credited 250=0.00 $250,000.00 SONY GM 00027782 CM, 70X0305643977NPIOCOI97349 M0N i I'S 030575004 Yt 28776SS00I 0000 Page S of 6 CONFIDENTIAL EFIA_00138402 EFTA01279011 UBS Resource Management Account November 2015 Account activity this month contnuedi Investment transactions Account name: GHISLAINE MAXWELL Friendly account namo-Indv Milennium Account number rot more information about the pricef value shown or restricted securities, see Important information about your :tatement at the end of Ow document axe ACtimly Desorption Quantity Vtlue(S) vote (S) Nov24 Bought Your II sandal Advisor: SCOTT STACKMANLYLE CASRIEL 212.82 I-70001800-308-3140 Proceeds iron PuAdS truestment withdrawn la ttoniacticas (S) tnvesItnents bougM (S) Accrued interest (5) ALRHAREYS MILLENILIM FUND LLC FUNDS TO ESCROW SOLICITED INITIAL CUSP: 90293X9GI 250,000.000 100 -250,00000 Total Date Admit). 0a31 Balance forward Money balance activities Nov 24 Nov 25 Withdrawal Deposit Desciplion -S250,000.00 Amount (5) $0.00 UBS BANK USA DEPOSIT ACCOUNT 250900 00 UBS BANK USA DEPOSIT ACCOUNT AS OF 11124/ IS -250.000.00 Nov 30 Closing UBS Bank USA Deposit Account The UBS Cant. USA Depd9t account is your primp/ sweep option $0.00 CNP7C008005643978Ne70C0I50349 000I I INS 030575004 " 28776550 OI CSAY_DM_0002771Bie 6 of 6 End of statement for account number VI 28776 55 CONFIDENTIAL EFTA_00138403 EFTA01279012 Important information about your statement LBS Financial Services M. the F im or UBS Anemia Sentesb is a merrter of all orincisol Nosily, ammo* and colons excharges. UBS Frencial Services and LES Bank USA we rdrect %Midges of LBS AG and affiliates of LBS Saunas U.C. The Fire's Glenda' statement is available upon reoen. The Firm's erceoake on ices are a: Financul Since, M. 1200 Harbor Boatyard Weehawken, NJ 07086 This statement represents the only official record of you 1.85 Financial Services account, Other morek rapt official tar documents. containing ccrdlicling data should rot be relied Ian If you bet. there is an error or emission please repot h irrniediately n wring to the &inch Manager of the &lice seevisg your account. Athaktr al figures shown are mended to be accurate. statement data shmald not be used for tat purposes Rely sae& on makend lax 1OMS, Form 1099, 5498. 10425, etc) whin preprinyour lase return. The Firm required by low to moon to ter IRS all taxabk adders* report** rcntarcable olvidends and tattle inienest eared en mounters I-Edna:our Brow" net proceeds as sae transactors, and cog bum ascertain covered acuities. Conmenications with the Fire • Please re-confirm ant oral corm-encatoons in writing to lusher protect your rij ts. irclafrig your riff* ender the Sautes Investor Protection An (EPA) • t the f inert ial habution on the tcp left of the hint of this statement is not IBS Financial Serstes, LSS Financial Services caves yam account as clearng broker by arm-gerrent war the notated stnituton We iriormed you of this rebnorehP whenyou opened this OCCOJII. In ti cask your Ss& arid seosities are located a UBS financial Services and rot ter irotdaceig broker, and you nut mace a capon of any eras or cminion to both firms. All accent statements shall be deemed conspbte ad accurate t not objected to is *Miro within 60 days. • Please direct customer complaints or kph :es to tie FrmYClim Relations Depavnent a 201.352.1699 or toll-free at 803-3SO-9103, 8:00 A.M. to 6:00 P.M ET Monday through Friday, a in *Miro to 1335 Financial %races hc, Client Relate:Iv DePatmenti P.O. Box 766 Union City, N107087. • h me of errors or mantas about an electronic hods transfer WTbee psyment cc UBS Thia•debit card transactions, call 990-762-1000, a ache to UBS FroncialSenices Ix., 1000 Hater 81sd, 6th floor, Weehawken NI 07086, Agit RIME6A Serums. Cal a watt as soon a You can if you *He your statement or receipt 4 swag or if you need more irkematiri Axon a transfer on the stnement or receipt. The Firm or Card boar (as irpluble)must hear from you no later tan 60 days after tie Fin sent you tie fig statement on Mr* the error or ;robbers appeared. — Froude your name and scare number Of a* — Desote the erra or tie gander you revere star, and explah as clear& as you cal shy you belies t is an error a why you need more information — Fronde the dollar amant oi tie suspected emu. The Firm oe Cad Issuer sea l inaaigate sue cancaarn and MI correct any error promo*. I we take more tan 10 banns days to do *it m wit oval your accoint For the accent you Theis 6 ilea* so tat you will ham the use of the mart dreg the time h takes us to complete Our Men:anion. Plana mak* all cheas *Mole to the km or The Ii-uncial het:Out:on rdcated on tie front of this statement hadditir to regular accost lees. acoints my be subject to maireenrce lees, *toys for late passant for mord* purchases and charges kr unpaid arrants is cash accourits. Accounts that at gardened to other institutions may te subject to a trawler fee UBS Snip Optima LBS offers optim kr sweeping cash belarcek balances to ba-A deposits at UBS Bait USA and UBS AG Stanford branch (Bank Sweep Programs), money market mutual fads (Money Funt) ad the Mast anal Depose Accrue (Okla customers with an international Itecar0. PAngemre Account. Through tie Bank Sweep Programs. cash balances TO swept to 11135 Bale USA up to an esti:Rated knit ad then to UBS AG Stanford Branch a a Money Fund. Deposits at U85 Bank USA are FDIC enured in accordance with FDIC rules. For more irdcrinaticn pease kit vow eidic ga. Deposes at UBS AG Stamford Bra-d) aid shares of Monty Funds at rot insured by the FDIC. Through the Ok arailsbk beady kiln* are mete to depot/ accounts at UBS AG lira Yak Eanchard LBS AGC *run Broth These deposits are not Mired by IherFOC. Balances held at The UM AG Cayinin Brach are temp:wanly noosed to the sovereign risk of the Colman Mends, and there is no garartaa a other clokution of LES AG to repay the balances while as the LES Cayman's Brat's books. Deposits at UMW,* USA and each UM AG Branch are not protected by 5IFC . Money Find shares are protected by SIPC See *LESS Financial Services Accent koterticri- bebw. Upon your reµasl, balances in to Banl. Sweep Pagans a OA may be withdrawn and shares of a Maley Find maymaybe liquidated, ad the proceeds retuned to you a your seam* aco:ert. hasher iriormatOn about available sweep *pions, inckding cement Merest rates and yield , i available at wwweinoorrinveemielt, from your Fruncial Advisor or by callng 800-762-1000. ISI Itantial Service' wan potation The Firm is a member of The Scurries Investor Protection Coma** 151K). which protects securities scant of As masters up to SS00,0:0 (nclAng $29,000 for dams for casts). The SIPC asset protect*, limits apply to all accounts that you hold in a panictar capecity. The Fan, together oath certain andiates, has also purchased o.ppbrnentalmotection. The madman anoura mane to **Babb Mat, colsterThek ader this protection is 1500 millon as of Decanter 10, 2013. kbact rote poky oorditons ad Imitations, oats a the Firm is further protected fa kg to SI 9 million lithe exregate for *your amounts held n a partkular capacity. A full apy of The poi°, wacky) is available Lipti request. The SIPC protect nn and the supplemental protection both irk not apply tor • Certan financial assets controlled by (and ituded n your account value) but held away from MISFinancial Services (e.g., certain 0) cash at LBS MTh (ii cash at LBS AG Stamford branch (id Murarce prischat. including variable annuities, and figsheres of mad finds where such shares are registered drecdy n the nane of ihe account holler on fie bcchs and records of to applicable iaaer a arafer agent). • Certain remanent contracts or irmennent interests kg.. limited pHrtenhix and private placements) teat are rot registered ender the Securities Act of I933; ad • Cornnoditses contracts (e.g, foreign exchange and pc an metal cortratt). inducli-g futures contracts at commodity option COMfaCIS. The SIPC potectan and the supplemental polection do not apply to their asset *end they othatrnse appear on you Materna*. TM SEC paeans ad the sa/Olareental protection do not protect mann changes in the mato vale of gar investments (whether a a result of market mosernent, issuer batruptcy otherwise) More id carution is mutat tom req,ast You may •btan more information about SIC, Mbar* the 51K Brochure, by contacting 51fC at 202-371-8300a by useng the SIC website anwow.alptoop Dividend Retvertment Program (DRIP) The ate reflected is an average price You may obtan the actual pee from you Fnancial Advisor. Orey whole dares re purchnediarder DRIP; partial shires wil be wet rd the cash wn be deposited n your account The dviderd renvestment price suppled byte issuer my Orr (rain the market pice at Much to partial shares at sold Carletelieu Crib, whole units may be held in yoke nova. If you at waked to a partial unit as a result of a rividerd pmnenl • otennise, the Firm *II ether sell panal knits at markt prke a accept an anoint determined by a motto-rad closing agency. and credit *a roam Investment objectives The nvestmere oblate* ad nsk profile at speck to each account and may my between. Please adne the Form porn*/ in snug of are significant change in gar Polaroid situamn or rwestrnert objectives. For each CONFIDENTIAL account hate, you choose one of the following Mesment objectirer • Prootae CrrentIncome. *Min as seang the generation ce income any. • Artiste Capttaf Appraciataa Investments seeking growth of prncpal rather than the generation of no • Prodoce Combination a Moaner and the hemments seekeg both the gereratcn of ncome and growth of prit011. *Wall risk profiles • Consetvake Seeks to maven :kW prirc.pa with bee risk aid *lanky to the a-cou-n weak even 4 cut means the accost does not generate sirad cant Mcrae a returns and may rot keep pact with hflation. • Moderne Wiling to accept scene risk to pincPal arid tolerate sone votataity to seek hg her returns. • Aggressne: Wiling to accept high rise fo phopal and hi* volatility to seek high returns over tint. Statement Ilouseholdne We may consols:lase al related account statements with the sane address n the same envetpe. Accosts may be related It this purpose bettasie they have owners who aka martin Pm accent relationships with other dents at the sank address. This practice 6 known as •howebolirg II you prefer to remise hdisedual statements mated n separate envelppers — you may decline Museholdng by ailing your Fnencial Motor. Friendly octant name The Friend/ *cart name reflects information That you entered en the firm's mine services websee. It a a okatorniuble 'nick-sorra • chosen by yeu to visa yeti wets you recordkeepirg k has no legal effect an your attar. You Ian change your FnenAraccotrit Mann, through Only Services Or by contactrg your Finacial Akita ACOXffilt overview • team *Imo' accountkorttfo. Net of assets and • Asset. Inolas avast* cash balances, rakes lot restricted sear* list), and Global Pine Deposits, u-reatied marts to market, and caftan as not hell by the Fern. Does rot include unpked murkier; assets at the end of the prior and curent statement periods, or prime eveanwas, knvested stock options and estimable stock options • Linares Includes debt balnes outstarding magn Ions, credit roe, don accord balances. • CashAeoney balances. Total of uninvested available cash balances, plus UBS Bat USA deposit bark-es,UBS AG Standord Branch depose balances and money maket itutual lund sweep bilanceis at the axe of the statement period. Nonscarrenodry Vet credit balances in your accouv are rot segregated from other balances ad tie Firm frsi use any of these funds in the ordinary course en its business. these funds at payable upon your demand. This total is included in tie <want period closig value. SDNY_GM_00027784 EFTA_00138404 EFTA01279013 Important information about your statement (CM Issued) Lending information Fre Planed informal ion on the Fins lending practices and Mc Mutt refer to yam Cent Relacrehip As, trawl or A«cm-rit Agnentenl AM the General Terns aid Conditions LOS Staternent of Credit Practices amiable in dr. Imintl ant I Dixtrarres mine tabs romiacceirori . yaw sets You ctmemerd itemises wouritits and other assets held in the mount at the std of the stamens period. You may ask for deli/mid tufty paid securities at any tine. You mai recent seunties used as loan collateral after ppay/ng sayy balance dm on them. Any *cooties Ini Jell! to the Fern d.nng the statement peed are lads snake vale as of the esAl of the statement period. • Cost batik determing the con WAS Of the settees :Model in this statement where indoted owith the nstrbe UPS f inancial Services An relied informatim cbuined from sources other than UBS Fiumial Services, including nf emotion Iran another fins or that you may have provided to you Fnancial Achim. The FM does rot irdimerdety wrey cr paeans the /aura« valdey of a Somation Provided by tames elver LIBS Fioncial Serest h abliat akIneugh LOS Financial Sewn general& updates this infornution as it it received. the Fins does not provide ary assurances tut the inforination under "Cost basis' and "Unealced gad/ loss' is acute as oi the date of this statement. As such please do not net on this information to make ;eschew a sale decisions, for un p-rposes OthKrifir. Acceonts Oast *mod to the fen may ref to garbs Hanna ith ony• for the period of tire they are held a the Mn More historical nionnalien can be adled by your Anoxia Advaor. • Unrealised gent/loges Man data is available. evinced urrealized Gate losses are cautated for individual secure/ lots. The transaction data for skvitsal lots mayor may not /Met ommissions. Man odor security reorganize«, rents. Dildand and otter reinvestment lots and systematic oscines. Ms are each cartned to display one averaged lot. The Trade date colmn presents the croisa tornacton trade date • Callable securities Bends ad preferred stock that the issuer cats for ea reclemplon wit be selected /martial& by lot kern among all Searles of that issue held in our manna «ninon*** name let era client. Call bare Scammicn r obtained from third parties and K aCCLrarr it no guaranteed. Cher call features may vest whch could if ect yield covokle SPYTUICII will be provided upon request. • Certificates of deposit (ma). CO. are 10K inured up to 52%000 in rencjoal and accrued interest per depose« and per depose:gnats-ken in accordance with RAC miss. • Pricevalue Prices displaynd for Annum and olhet pudic% may be Maher a lower than the price that you woulclacuaty men n the market Pnon are obtained from aims thrd nary sources wench ow behave to be reliable, but ow do not %sante they ecru r - We rimy* tee the Cloth.? eke when swarth or the mean of the bid ad ask prices for lined StrifitiEl and colorsor only bd prices I, OTC securitis. — Less acteeb traded securities maybe «icedusing a vakation model or the mon recent prize we obtained and may not reflect an actual ma-ket price vale. — Certain pOlationS may appear wersd a price and will thaw as 'price was not avelable• ft we are unable to obtain a price for a warily — Deposits Cr searkies dencminated in curencies ocher than U.S. dotes are reflected in the exchange rate as of the staternent date. - For «nail searities toeing n nonconforming denaminaime. price and guantitY (face *AN) may have been adeated to facilitsepnciter vabaion. To Mean current ctotaions, Men amiable, contact your f flannel Ad.'s«. • Private thresbnento and structured products. Ornate Oneonta 'scribes (ix Piing dent denotation «loam and real estate investment tam eaten) an! snowed prod/cis are general MS* lipid Case. structured produces haw not been registered with the Securities and Exchaw Commissim a seder erg state securities laws. We provide ea/mated vats ler private rivrillnent steadies and strummed products for intetrafitCrial wows only. AceLtacy is not guaranteed — These vain nsay differ substantial/y1nm prices, if any, at Mils a «Wale iwearneral secuity setraved product my be boxle or sold and do not necessarily represent the mkt. you my Warr Loa, Ikon:lotion. - Thid party estinges of vabe ere as of a certain date and are supplied to UBS Financial Services an a regale bass by an independent yak/aeon I Wm. - Btu, general panne a sponsor estimated values. if any. are supplied to the F im by the our. gneral partner of speed« and may be calculated based on different Sormithen Iran that used by third parties to drive thee esteemed yaks. - You cm °teen addnierul Sonnet:on regarding the nvAinodology used to determine the estimate of value, and the date of the formation that is the bass i« the minate by contacting your Financial Ades«. - Thid arty esteemed vibes may be reflected as 'Not priced' n several Mations: yahoo an independent valuation Inn has not PAO'S or is unable to assir a vabe, when we become awae that a material event has tamed nat may call a peeramsly reported vake So elusion, a Men a value wa.hi be higher specula* due to the ruts a the seculty. - When neither an *sue, general partner a sponsor estimated vela nee a dud-prey estimated valor is Provdcd the value or the security wit bedifferent keen its (Muse price — •Distrinceions to date' may include retumol capital, income Cr both. — 'Chan/dun nut' represents the nittel offering price per une and may not reflect your cost basis • Restricted securities. Resented serarites gweralk re not one*/ eligiblefor public sale. LSS Financed Services uses the Market fire of the unrestricted stock of the same issuer as an invited value let the restricted stock for purposes el this statement ony. To the ',dent that maned parkin' are eligiota fix cab, the value meted may be stbstatelIe less than the eputed value shorn • Eq. (stirneted) income, current 1/Midland feta An estimate of annual income is based on current dnidend and interest rates, awning the ocurkies will be held for cne year from statement date or well maturity. This meme is only a guideline, accuracy and continued Sane we not gueranteed — formed ritual income and current Yield for cerlan types of searities could slide a return Of «castor capital gains in vein case the est. intone OM ones yek0 would be overstated. — farmed antd moan and newt yield and the actual income and yield might be leave at r higher than the estmad amounts — An esunate of avualeed Some (dirdlerd axIter inumi) Mike by the current market vakieravont• balance is bawd on the Ian dividend or clenfr payment made by the issuer and assures the seoseendeones MI be hell for me year torn the statement 43teof VOA massey. Accuracy AM continued yield are not guaranteed • Assets net held by UK Financial Servicet. Certain assets are not held by the Finn and not netin the Fen's possesseth or control. These assets are deployed on yam statement for Sometimal paws only. Positions and values presented are provided by the issuing fem. lin Ftuncial Services is not respreble for dm inf «nut«) and ikieS not guarantee its accuracy. These assets are rot protected by SVC a to Finns smplenental UPC coverage. • Revenue Seering and additional compensation. — In addition to ccamiNsenS on safes and 12b1 lees received n conedon *nth the drantstio of shawl finds to Cu clonts we ands our aflame receive revenue sharing payments from ddtributen and, advisors of the mutual funds that we sell. These arnateds are based on two dIferent components 0 the amount oI sales by US of a Nodule mutual fund family to our dents. and ES the awn value of a particular mutual fund faniys she.r held a the Sim — We and co Abate ate receive netnerkrig and combs processing lees in consideration let transfer agent cervices that we provide tote mutual finds These fengenerally are pad from investor assets in the mutual1/4rd and are a bred doer amount based on the rumber of accounts at the Ismke•idealer holdng mutual lads of that fund family CONFIDENTIAL •• h addko to commesskns received in connections wth the sale or distrtution of nut./ <entracte and tat iwestrnent Kat units to Our clients we ansor Cur affiliate receive Anna sheng conpensmicn from nurry of the insurance con-panes undenweing the annuity covered.. allbates of the insurance (cement or sponsors of the me imminent busts we dna toe. — Cur afl kites alsomen trading ccenrnesicris and other compensaldn from mutual funds and insurance companies Mose products we chtllioult — We receive an areal fee horn LOS Bak USA ad UBS AG Stan-don Brandt of up to $25 per meant sweeping tithe barks under the UBS Bank Sweep Roam Activity ht.:rental regerdng conmssians and other charges incurred n correction with the sexton of bodes. incLdng option transactions has been included en anlienations innOUSPri furnished to you. and yell be provided to you «mollyon re(pet. Sleet selling eou art engaged in shoe servo a security, you may hot a dirge die to (main botrowing costs fa that part kular secure). Open at Regarding open Cr 'crocIfilcyrcollocr ceders that were not mated by the statement date. open buy ad sell stop orders are reduced by the anon of dimlesh or rights on an ex-dividends or (*ei)ts dee unless retracted otherwise by you. You are responsible fa orders that re executed due to your failure to cancel erlrg open orders. Privacy To obtain a copy of out current Cirri rrefacy Notice. please contact your Friancial Mawr ce visit our wobsite at gen! ubtrOnfreiv Moo:oleo UBS bruncial Services is not a bath the RSA, Business Service Account BSA and IRMA are brokerage accounts which provide access to baang smites and products through arra-dements Min ari dated barks and other thrd-party banks, and provides access to reliance and entity products issued by unaffiliated thief-pry Murano companies through Surma agency subsidiaries of UBS Financial Services Inc. Ineeistaint, swum.. ad annuny products: Not FDIC rend • Noted gut/erten May bee value BMA Resource Manage net Account. Business Services Account BSA. AMA and ritemational Resource Management Accost are registered service nuns of UBS fin.kncial Services Inc Vera Sign/tire a a registered stoke met of visa Internationte Medd Signature creek cads and WS Vat debt cards are aped by 1.85 Bred USA with perission from vna u SA incorporated. USS Financial Services Inc Fey 201511 SDNY_GM_00027785 EFTA 00138405 EFTA01279014 UBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 Resource Management Account December 2015 (787008075I 491215at 2 Y1 0 OHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHISLANE MAXWELL Friendly account name: Indy. Millennium Account number: Your Financial Advisor- SCOTT STACK MANILYLE CASRIEL Phone. 212.821 -7000800-308-3140 Questions about your statement? Value of your account Call your Firian:h3 Advisor or the R I4 ReSOurCeline at 800-8MA-1000, account 029028776 on November 30 (S) on December 31($) Your assets 250,000.00 250,000.00 1Asit our website: www.ubscomainancialservices Your liabilities 0.00 0.00 Value of your account $250,000.00 $250,000.00 Tracking the value of your account S Thousands 250.0 250.0 Nov 2015 Dec 2015 Sources of your account growth during 2015 Value of your account at year end 2014 Net deposits and withdrawals Your nwsbnent return Change les market value Value of your account on Dec 31, 7015 $000 S250,000.00 10.00 e750.000.00 SDNY GM 00027786 Lefmber DIM0004038075149 NP70003I1876000I1 1215 030S7SCOr m28776SSO I 10200 ►egs 1 of 6 CONFIDENTIAL EFTA_00138406 EFTA01279015 UBS Resource Management Account Decernb?r 2015 Your account balance sheet Summary of your assets Value on December 31 (14 Percentage of roar account A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 a00% D Fixed income 0.00 0.00% E Non-traditional 250,000.00 10000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $250,000.00 $250,000.00 100.00% Account name: Friendly account name:, Account number: V. ELL Your current asset allocation Eye on the markets Index Percentage change DeCember 2015 Year to date S&P 500 -1.58% 1.38% Russell 3000 -2.05% 0.48% MSC - Europe, Australia & Far East -1.33% -0.39% Barclays Capital U.S. Aggregate Bond Index -0.32% 0.55% Your II noncid Advisor. SCOTT STACK MANLYLE CASR1EL 21242 I 4000800-308-3140 Interest rates on December 31, 2015 3-month Treasury bills: 0.17% One-month LIBOR: 0.43% ENP70004038075150 Ne2C003i 1876 0C0I 1 1215 03057505g Y1 28776650 1 1gfghlyGht00027Ageje 2 of 6 CONFIDENTIAL EFTA_00138407 EFTA01279016 SUBS Resource Management Account December 2015 Change in the value of your account Account name: GHISLAINE MAXWELL Friendly account name: Indy Milenmum Account number. December 2015 (3) Year to date (1) Opening account value 3250,000.00 30.00 Deposits, including investments transferred in 0.00 250,000.00 Closing account value Cash activity summary 5250,000.00 $250,000.00 See ACCOlint KlMTy this month for det IS Baances in your SweePOOtlonS are included i n the epergne and CloSing boancts valtit. CDC insurance apples Only 10 deposits x US$ Bank USA, roll Warp:on at U8S AG. Stau/cod &arch of bank deposits paced t hrougi the UBS intemationa Nome Account program. SPC protection applies to money Mike sweep fund holdings but not bank deposits. SeeImportant Information about your statement on the Iasi two paces d this dccumenl for ,*lads. December 2015 (1) Year to date (1) Opening balances Additions Deposits and other funds credited $0.00 0.00 $0.00 250,000 00 Total additions $0.00 3250,000.00 Subtractions Funds withdrawn for investments bought 000 -250,000.00 Total subtractions 30.00 -3250,000.00 Closing balances 30.00 30.00 Your investment objectives: You have identified the fallowing investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alvernaove investment objectives in Important information about your statement a t the end of this document Your Pi 'sandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 Your m int objective: Current income &<aoital appreciation Your risk profile: Primary Aggressive Investment eligibility ccnspderation - None selected Your account instructions • Vett account cost basis default closing method is FIFO, First In, First Out SDNY GM 00027788 DiP70004C08075151 Pint:00311876 00011 1715 03057503. Y1287765S0 110030 Page 3 of 6 CONFIDENTIAL EFI'A_001384D8 EFTA01279017 *UBS Yournotes CONFIDENTIAL EFT,001.3&409 EFTA01279018 UBS Resource Management Account December 2015 Your assets Account name: CHISLAINE MAXWELL Friendly account name: Indy Millennium Account number. Some ences, income and (orient via ues Shown may teappioximate. ASS HS UR. grins MCI losses may nol be accurately reflected. See miporunt adommaon about your uerenlenr a the end of ths Otturnern for more iniommon. Non-traditional Privat eguty funds, Hedge funds, and Other iniestMents are kid in your U85 Tinarcial Stotts mc. (UBS TS) brokerage account. The positrons reported below reflect the records of the issuers, and UBS Fide.: net guarantee the accuracy of Ile information. The value shown is not necessarily the value you would recent from the Issuer if you soldtheassets. funds actively sdd by Ueda 5 are subject to ongoing due digenu, although the level performedmay vary. Adm.:Ifindma be subject to no onattng diligence A fund that you purchased elsewhere may never have been sulttect to U8S TS diligence. although MS FS may recent a fee from the fund's manager. which may constitute a rattOnly of the management! Incentive fee. Please contact your Financial ~or veth Questions 'Est value per unit' is an estimate of value supolied by an independent valuation firm and reflects attustrnerts for factors such a the Istcdty of the units. Hedge funds Hddng ALPHAKEYS MILLENNIUM RIND LLC INVESTED Your total assets Nontraditional Total Trade Minter PurC hat pore date of steles poi Aare (3) Nov 24, 15 Hedge funds Value on Dec 31 (5) 250,000.00 Your Pi nandd Advisor: SCOTT STACKMAN.LYLE GABRIEL 212-821-7000/800-308-3140 Estimates of value suptaisty Issuers of certa n pr.:grams (MIIM ae genet Sly 'net tact value' Mende» se shown as Issuer eu. value per um'. Pot Private equity funds, ' tsl. value per mat' is a value spclated giadedy, based on the Net And Value (' NAV») In the fund as of the die specified, attested by adding carital cells and subtracting dslabutions since the NAY date. The NAY is remedy based on estimated portfolio values provided by the underlying fun:Isponsor. There Iwo nitres ma/ vary because of dfferences In the way they woe estimated and because ble' Thkd pony est. value (*rune' may have been prePied on the basis of financial Information other thanyear.end Reported estimates may not reflect resale. liquidation or repurchase value, if any, and may not reflect dstnbations of caplet veil the next valuation is reverted, generally on at awed or serni-annuel basis. See Mmorrant !Mona ation aØ Ør you, sr.:Matraal the cm:Jotthis statement COS( Mt per baksti) shier (S) 250,000.00 Percentage of your account 100,00% Unitized Value (5) gain of IOSS(1) Hdding penod 1.000 250,000.00 ST Cost oases (5) 250,000.00 SOMAS Unsealed annual Inccme gain or loss (1) 5250,000.00 100.00% $250,000.00 SDNY GM 00027790 P/P70004C0807S1S3 NV703031187600311 121503057SØ vl 287765S0 I 10M0 Pegs S of 6 CONFIDENTIAL EFTA_00138410 EFTA01279019 *UBS Your notes .P70004006076154 HP7000317876 OCOf 1215 030575. YI 28776SW 1,...' -ovr.Y_GM_0002776fige 6 of 6 End of statement for account numb.' Y1 28776 SS CONFIDENTIAL EFTA_00B841 I EFTA01279020 Important information about your statement U3S Fiuncul Semmes M. the F im or UBS Financial Servos), is a member of all orincaml sxsily, ammo* and colons trehages. 1.036 Financial Minces and LES Bank USA are evince %Midterm of LBS AG and affiliates of LBS Swain U.C. The Finge Gland* statement is available upon ocean. The Fern's goo** ogees ye a: CBS ennui Since, M. 1200 Harbor Etulevard Weehawken, Ill 07086 This statement represents the cod/ official recad of pas LBS Financial Services account. Other stack rapt official to docunerts. coddling col-Midi-9dt; should rot be relied tan t you beret* there is an emm or emission, pease repot h immediately n writing to the erinch Manager et the *lice servng out account. Ablymett al figures shown are 'tended to be accurate. statement data shzuld not be used for to purposes Rely sae& on ma, end lax Ion's, (i.e., Form 1099, 5498. 10425, etc.) whin preparoyour tax return. The Fine it required by law tocopal to to IRS all taxabk di idrnd:, report** re:humble deaden* and tat enema eared an wunties Feld nyoir exert, net proceezb as sale transactors, and cog tom entertain covered teaks. Commtnications with The Fins • Please re-comm any oral cormAntateores in wring to higher protect your rips, ireLdng your refit seder the hoyden Investor Protection Ad (9M). • B thelint-Kiel hi-elution as tie top lets of the front of this statement is not U3S Francid Strikes, LGS Financial Services carries your account as clearng brcker byma-gement well the ticketed insuknon We irIorned you of this relent:trek* when you opened this &Caul. In ti cask your Ards arid startles are located a UBS financial Seneces and rot ter retelicrg broker, ad you nut mace a report of ay error or cminion to both firms. All accent statements shall be downed ccolobtt and accurate t not objected to is wird within 60 days. • Please died customer complaint or Mutesto he Fim'sClern Relations Depavnent a 201.352.1699 or toll-free at 8C0.350-9103, 8:00 AM. to 6:00 P.M FT Monday through Friday, a in weird to U3S Financial Smokes Inc, Client Relations DePamment, P.O. Box 766 Union City, N107087. • ts case of errors or curstins about an electronic fy-els transfer WT bit payment cr UBS Theiredebit card transactions, call 830.762.1000, certif.to UBS FrancialSenices ex., 1000 Hater Blvd., 6th floor, gliehavans NI 07086, WM RIAMBSA Serwes. Cal cr write as won m you cal if you SIM per statement or receipt 4 wird aif you need more rikonaten docut a Manger en the statement or remiss The firm OICard beuer (as epplmbld must hear I rom you no lake tan 60 days deer tie Fine sent you he fig statement an which the wee or prcblern x land. - r na-nr rd s-r np-rhn t — Mate the error or the venter you ere unsure Et0.11, and explah as okay as you cal shy you belie t is an error a why you need more information — amide the dollar amine of the suspected awOr• The Firm or Card Issuer MI imegigge sour cempairt and MI correct any !Ma primp*. I we take mere tan 10 turas: dew to do tit. we wit owed' gout acorns* For the mart you tile a in error, so tat you will have the use of the money tong the tiro* h takes us to complete our hostoation. Plana mak* all *odes payable to the hen or to financial insteurton rdcated on to front of this statement hadditen to regular accost fees, awards my be subject to marten:me lees, *tops for late parme for marhim purchases and charges kr unpaid wants n Cash accants. Accounts that at varderred to other institutions May be subject to a trawler tee UBS Sweep Options LBS offers optent Ice sweeping cash balances, balances to bank deposits at UBS Bak USA and U35 AG Stanford branch (Bank Sweep Programs), money market mutual funds (Money F,nt) the Mena coal Depose Accoun (OA)fa customers with an international Ratan* Management Account. Through fie Bank Swoop Pr.:yarns. cash balances T. swept to 11135 Bak USA up to an esti:asked knit ad then to UBS AG Stanford Brach a a Monty f und. Deposits at U85 Bank USA are FDIC Mired in accordance with FDIC nits. For core Henniker, pease kit wrmidic got. Deposes at UBS AG StanladElra-th and shores of Mosey Fends at rot insired by the f CAC. Through the OA midi* to earn baron are swept to depose accounts at UBS AG Ike York Eanchard LBS AGC awun Branch These deposits are not Posed by the FOC. Balances held at tie UM AG Cayman &arch ate temporally noosed to the sovereign risk of the Cann Islands, and them is no sines, a other dokation of LBS AG to repay de balances while rah, UM Cayman's Brach's books. Deposits at LBS Bait USA and each UM AG Branch are not protected by 511C . Money Find shays are protected by SIPC See *U35 Financial Services Accoug Thotecticri- bebop.. Upon pis reµant, balances in to Bank Sweep Swann or CA may be withdrawn and share, of a Money Fund may be ligadated, ad the premeds returned to you or your seam* accord. Futar dannetion about available sweep *pions, inckezing anent Meng rates and gilds, 6 available at vonvaipmentweepyieds from your Francial Advisor or by rating 800-762-1000. • Nnancial Senior mount protection The Feints a member rte Stosities Investor Protection Caporaten 151K), which protects securities amorits of its members up to SSOO,C00 (noticing $210,000 for dams for cash) The SIPC asset protege* limits apply to all a-ccults that you hold in a panicita capacity. The Frm, together with certain athletes, has also purchased o.pOrnental protection. The nverrim anoint paid* to al •Igisie clones, cottectieek u-der this prommen is 1500 millon as of (*center 10, 2013. Skeet to the policy corditons ad Imitations, cash at the fiem is lunette protected fa to to SI 9 million ri the agg'egae Ice alloy amounts heed is a partkular capxity. A ful apy of tie poky waded is mailable upon retitien. The SIPC putteeen and the supplemertal prolegion both do not apply to' • Crean financial assets controlled by (and kidded n your account value) hit held away from CBSFinaxel Services (e.g., terming/ cash at LBS Batt, (il cab at LBS AG Slammedbranch, (id htur ate magmee, including variable annuities. and 60 sears of rrub.al finds where such shares are registered drectly n the nane of de account holier on the becks ad records of re applicable iaaer a barter awl). • Certain nommen contracts co immanent interests Mg., limited palnenhim and prime placarrents) tat ay rot registered under the Securities Ad of 1933; ad • Commodities contacts (e.g, Icreign exchange and pte lam metal contrattn. including futures antracts ad commodity option contracts. The SIPC potectal and tie supplemental arnectson do not apply to these abet *SI 4 Sty othatrnse appear on yea *garner*. lie SEC peotecien ad the APPlerreentalprotegion do not protect against changes in the manta vabe of your investments (whether as a result of market mosernent, issuer baThruptcy cc Muth* More id arrigion is maid* won moan Yom may obtain more Oft:cm/non about SIC, reldro the 51K Brochure, ty contacting SlfC at 202.371.83004 by useng the SIX website atwow.aptop Dividend Remmertment Program (DRIP) The eke reflected 6 an average prke You may obtan the actual price hem sty Fnancial Advisor. Or whole tare are purchased yearn DRIP; partial shares wil be soli ad the each red be, deposited h your account TM dviderd rerwestment pricesupplied byte csuer may Offer from the market price at witch dm partial shares at sold Cadoieliem Croy whole units may be hello soy account. if you av ended to a paliel Log as a result of a ciriderd pwrnent • otennise, the NM call ether sell panal snits at martet peke a accept an amount determined lea a mgotored closing agency, and credit gar accost Investment objectives The nee-Amer-4 oblectMes ad nsk profile at speck to each account and may my between. Please amme the Firmprompter .n swing of any eicnificart change in you financial situates or ntestmert objectives. Foe each CONFIDENTIAL account MN you choose one of The following Mesment objecliees' • Prague Current/mom.. writhe. as sedng the generation et income crib.. • Mist* Opt*, Approciatan: Inentments seeking yowls of prncpal rather than the proration of • Prodoce Corbin** of Mont ard Capital Appreciation honments sederg both der of ncome aid Towhee plit011. °Wall tisk profiles • Consetvatio Seeks to martin Mill prep* with low risk and volatility to the avarn overall even 4 dui means the accost does not generate signet cant Mane a town and may rot keep pace with hflation. • Modesto Willem to accept scent risk to pinepal and tolerate some votatality to seek hirer returns. • Aggrespie: Wiling to accept hit rise to prinapal ad hits unsay to seek high returns our time. Statement Thouseholdne We may consolidate al related account statements with re sane *dress n the same •nvetce. Accost may be related Ice this purpose became they have owners who also mainain p' int accord relationships with other clones al the sane address. This practice 6 know, as •IThaeholdrig you prefer termite individual statements maltedin stunk envelepes — you may decline Museholdng by callngyour FhancialAddsor. Friendly scorned name The hierdy accost name ref kas idonnition cut you entered en the firm's onine services websie. It it a customizable 'nick-sem • chosen by you to mkt yea wain your recordkeeping It has nO legal effect an your account YOJ can change year RienAtaccowl names, trc.4n Ontre Services or by contactrg gar Finis-Mal Adieux. ACOXffilt overview • Woe Woo' accoolOporehro. Net of assets and • Asset. Includes emerge cash balances, rakes fee restricted seamy lest), and Global tine Def:03itS, u-realred marks to market, and certain assets not hell by the Fim. Does rot include unwired tenths.; assets at the end of the pior and curent statement periods, or prima rareanwas, snorted stock options and estimable stock anions • Lidettes Include, debt baron, outset-ding rna-gn loaf, credit POI account babrices. • CashAeoney balances. Total of uninvested available cash balances, plus UBS Bak USA deposit ban-es, UBS AG Stanford Branch deposit balances and menet market itutual hand sweep balances, at the close of the daemon period. No fret credit balances in your accost are rot segregated from other balances ad the Fins may use any of these funds in the ordinary covese or its business. these funds ate payable upon your domed. This total is included in The <wont period closhg value. SDNY_G M_0002 7792 EFTA_00138412 EFTA01279021 important information about your statement (oda [hued) Lendthg information Fa Maned informatth on the Fim's lending practices and ddelmayes. refer to yew Cent Relatcnthip Agreement or Locum Athement rd the General Team ani Condit ons UBS Reload of Creed Prat kes awitable in Agreements ant 1 Or xfosures al maw atm r mixt cv mtrireksonm Yaw meets You statement athets securities wed other assets held in the acoatht at the and of the statement period. You may ask for dearth of lolly paid securities al an/ time. You may recent securities teed as loan canal after ppaytg sayy balance dim on them. Any seethes In re. PRI to the Fiend-rig the Ohtani pad are Rada market vale as of the al of the staement Pol. • Gest bath- h determining the cost bad of the 'earths a n ted in this statermat, where indcated with the th w LBS f andel Services the relied conformatith attained from sources other than UBS f Sends. mauling nf °ratio% Iron another lid or that you may have provided to yea Fnancial Advisor. The Fim does not irdtpenthely very cr gamed the /oath« oddity of ary dominion «mad by wines Ow than LISS Franc:al Serviced h andleth aalthigh LOS Financial Seethes gtheralb plates this dotal:an as it is received. the Firm ekes not provide at assurances that the informaikin under "Cost basis' and "Urrealced gars Est is accurate as a the date of this statement. As such please do not reb on this donation to make ;eschew a sale decisions, for Is purposes OthKwalt. Accounts transferred to the firm may ref Lea °artless damathn onb for the period et tine they are held a the Mn More historical ntonalien can be added by your Annie Adman. • Unrealised genenones Man data is hobble. thinned urrethed gene kisses are calculated for remand secure/ lots. The transaction data for exkvitaal lots mayor may no rodeo cormassionsi cavnan sacra security reorganitaten thetas. Dithind and other reinveamed lots and systematic reach es. lots are each ccntned to display one averaged lot. The Trade date' colthn presents the original transaction trade date. • Callable securities Bends and pretend stecit that the issuer cats for ta redemption war be selected anal& by lot Iran smog all seethes of that issue held it our none or in north** name let our clients Call loathe inceneticn is obtained from third parties and es accuracy is not guaranteed. Cher call features may exist winch could affect yield corplett dcanalat will be provided upon request • Certificates of deposit (ma). CDs are 10K inured up to $29S.000 n oricial and accrued interest per deposit« aid per depository OnVitlaSOrt in accordance with FOIC rules. • Priathelue Firms displayed for women% and «het prodths may be higher or lower than the price that pu would emu,/ recent n the market ernes an Sailed from val0L6 tined party some, which ow beSeve to be reliable, but we do not guarantee air money. - We fiellwAl see the <loam mice when ward* or the mean of the bid rid ask prices fee listed securities and Gnats or oth bed prices la OTC seethe. — Less actimb traded wcurit in maybe priced using a vakation model or lee mon recent peke we anarvid and may not reflect at actual market Prke or wait - Catlin petition my appear with out a price and will show as 'price was not avalable• Awe re thine to obtain a price I or a warily - Deposits Cr seethes dedmiuted ki currencies ocher than U.S. deems se reflected at the exchange rate as of the statement date. - For ceetan stashes rating it nonconformng darninothe ;eke and assartitY Owe value) ma/ have been adathed to faciltaeprcper vabatian. To obtain Current cantata:els, ran wait*, coma ye« inancialAthisa. • Private threstmene. and structured produas. Private ineetnwa seosilies (ix lading *fit particpation program and real estate imestmera taw securities) and thawed patios are generally hcfity Algid. Centel structured ;redacts have not been regained with the Securities and Exchaw Commas:an a undo any state wcurities laws We provide estimated vas for private inventfnerat width aid Stfurfareel redacts for informatthal purposes only. Accuracy is not guaranteed — Thew Yam naydiffer substantial., then pricey if any at *heti a private itharnere secuty structured pedal may be Ithaeltt a and and do not necessarilyrepresent the vakathicu 'my reran* icon Ikea:tenon. - thid parlyestinges of yak* re as of a torten date and are supplied to UBS Financial Service on a regale bald by an independent vatation I Wm. - btu, general thine. Of spans« thinned values. if any, are supplied to the Filthy the our. wneral earner or spans« and may be calculated based on dfferem nfternation ban that used by third petits to drive they esteemed values. - You can thin addeitrul Woman:in regarding the methodologyused to thiamine the estitha of value and a date of the formation that is the bassi« the thinate by contacting ham F nano& Add«. - Thid arty *stewed vibes may be reflected as 'Not priced' it several stun an independent valuation Inn has nor sualied a is unable to assign a vat*, when we become away that a material event has oared that may call a peeve:may reported an into gumboil, a when a yak. woad be highey swathe* doe to the rare a the seculty. - When neither an muse, general palm a sponsor estimated wake nee a thrdpaty estimated valor is therveled the value of the security wit bedifferent Iron is purchase price — 'Dstattaions to date' may nchade return of capital kora or both. — •Crignaturn we' represents the nitol thorn; price per the and may nee reflect you cost bass • Restricted securities Restrkted Sehrfin generalb ye not current& eligiblefor public sale. LBS Firunciel Service use, the market price of the unrestricted neck of the same issuer as me fl oated value fee the restricted stock few purposes of this statement oth. To the esters that addicted searities' are eiliabb to the, the value received may be stkstatiplk, less than the invited value shown • a hotineted) inceene, coma yields and new. An emanate of crud income 4 based on current &nand and amen rates, awning the securities will be held foe one year from statement date or until mathity. The estinth is only a guanine, accuracy and continued mane ere nol guaranteed — Estimated anal income and cured yield for certain types of washes could ithade a than of «navalor capital gains in ankh case the est. income Grxf cummt yek0 would be overstated. — Initiated anal inane and cumin yield and the actual ithme ridyield might be kith or higher than the estmred amounts. — An estimate of a-tufted loon* (dithend ardor altered) divded by the (trent market vekniamage balance it based on the last dividend or dad payment made by tie issuer and animas the sear bedews., will be hell for one year from the statement data until nabs ay. Accuracy and continued yield aro not guaranteed. • Assets not hat by UK f :uncial Services. Conan assets an not held by the Pim and no weehn the Firm's possessen or control. These assets are deployed on yore statement for intOimalsanel anepoies only. Positions and values presented are provided by the inane Inn. LSS Financial Services is not resperoble for tics intorrnatmin and does nor guarantee its accuracy. These assets are rot protected by SVC a the Finis sidplemental Slit coverage. • Revenue shoring and additional compensation. — In addition10 CC•TeniSSCaS on saes and 12b.I lees received n cariecton doh tie casaba« ot 'natal funds to our elerst re ands cum af f kale Mai" revanur *Win Worts from clinriymon aria advisors of the mutual funds that we sell. Rase amounts are based on two Moen: conpenente (I the amount of sales by LOS of a pankular MIS fund lenity to our Chentf. and 4.) the awn value of a parlicuLe mutual fund I amibrs shyes held ate lint — We and err Abate also receive new:eking aid errnbus processing lees in coroideratkin for transfer agent seethes that we provide tote mutual knit Thew fewgenerally are pad from indictor assets h the mutualhal aid area f teed dollar amount based on the weber of accounts at the brothelealer holding math funds ol that taxi family CONFIDENTIAL - h adthen to commesens received in connecten nth the sale a dinathiOn Of arruey <entracte and tad reetitrnint teal unit to Our Chants, we angle( ea affiliate resew rants tiring ccevoonsaticn iron marry of the durance corrthnirs underwriting the arruity «attracts. all bath of the insura-ce companies or sponsors of the are ineestrnent eats we rasattat — cur affiliates also recent trading coati:Yrs and other compensate: oboist mutual funds and assurance companies yaw products ate cartriarlei — We receive as anneal fee horn LOS Bart USA rd CPS AG Suadth Branch el up to $25 per mead sweeping to the bads tinder the UBS Bank Sweep Progrann. Activity Ithorrutionregardng cayman and other charges incurred n comedian with the exec atcri of trades, hiding opaitin transactions has been included en conlimations venousfai furnished so you. and will be provided to you provenly on re asst. Wart selling f you are engaged it shot selling a security, you my haa chage dm to (email betroth° cons for that pal kular security. Open orders Regrind Wan cc • conclaiacancellee «den that were not <coated by the thwart date. open buy and sell slop orders are refaced by the anoint of dridlends or riths on an hathidends Cr antes date unless instructed otherwise by you. You we responsible fa orders that we executed due to you failure to cancel eMtin9 open orders. Privacy To <Main a copy el our cumin Clara rrnacy Notice. please Called your Fnancial Ades« a vat our websbe at ayerw ohs term/diva-venire UBS rancial Services is Meta* the RMA Busies, Services Account BSA and IRMA are brokerage accounts which provide access to baling smites and products though arra-wants** , at dated barks and other thrd-party banks, and provides access to re( sance and annuty product issued by unaHoliartedthrdbany insurance companies through Murano agency tubs diaries of UBS Financial Services he. Imestment, nsurance. ad nuttyproducts: Not FDIC nand • No bath guarantee* May lose value RMA. Resathe Management Account. Business Services Account BSA, AMA and international aeSOISCe Management Mitosis at registered service marts of UBS Rnancial Strikes PC tha Sign/tux e a registered with mark of Visa Interrotionn lOS Vera Signature code cards and LOS Yea debt cards are axed by LOS Bark LISA with pthission from tha USA thaporned. LBS financial Services Inc. P2v 201511 SDNY_GM_00027793 EFFA_00138413 EFTA01279022 UBS U85 Financial Services tic. 299 Park Avenue 25th Floor New York NY 10171.0002 CNP700569303630116X1 Y1 0 Account name: GHISLANE MAXWELL Friendly account nam I v. Mil nniUm Account number Resource Management Account January 2016 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Your financial Advisor- SCOTT STACK MANILYLE CASRIEL Phone. 212.821.7000'800.308.3140 Questions about your statement? Call yocir Financial Advisor or the Value of your account RMA Resourceune at 800-RMA-1000, account 029328776 on December 31 (1) on .lanUay 29 (8) Your assets 250,000.00 253,155.00 ldslt our %wink': www.ubscomIlinancialserwes Your liabilities 0.00 0.00 Value of your account $250.000.00 $253,155.00 Sources of your account growth Tracking the value of your account S Thousands duriag 2016 Value of your account at year end 2015 S250,00000 Your nvestrnmt return 250.0 253.2 Charge market vaue 13,15500 Value of your account on Jan 29, 2016 5253,15.00 Dec 2015 ran 2016 SDNY GM 00027794 Marabou. SIPC CNP70009305869963 NPI0001$7084 C0011 Oi i6 030575004 )n28776550100380 Page 1 of 6 CONFIDENTIAL EFTA_00I384I4 EFTA01279023 SUBS Resource Management Account January 2016 Your account balance sheet Summary of your assets Value on January 29 a) Percentage of your account A Cash and money balances 0.00 000% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 000% E Non-traditional 253,155.00 10000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 9253,155.00 5253,155.00 100.00% Account name: Friendly account nam Account number: ..ELL Your current asset allocation Eye on the markets Index Percentage change January 2016 Year to claw S&P 500 -4.96% -4.95% Russell 3000 -5.64% -5.64% MSC I - Europe, Australia & Far East -7.22% -7.22% Barclays Capital U.S. Aggregate Bond Index 1.38% 1.38% Your lq Randal Advisor. SCOTT STACK/el/alLYLE CASRIEL 212.821.7000/800308.3140 Interest rates on January 29, 2016 3-month Treasury bills: 0.31% One-month LIBOR: 0.42% CNP7001:6005689964 NP7003107004 0001 0116 030575004 T128776550 loakyGm00027Agge 2 of 6 CONFIDENTIAL EFTA_00B8415 EFTA01279024 (*) UBS Resource Management Account January 2016 Change in the value of your account Account name: GHISLAINE MAtVVELL friendly account name: Indy Millennium Account number. January 2016 ($) Year to date ($) Opening account value $250,000.00 $250,000.00 Change in market value 3,155.00 3,155.00 Closing account value $253,155.00 $253,155.00 Summary of gains and losses vanes reported below exclude products for which ions andlo$SeS are not classified. Realized gains and losses Unrealized January 2016 (V Year TO date IS/ gains and losses (5) Short term aoo 0.00 3,15500 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives m tmportant mfomnation about your statement at the end of this document Your return objective: Current incCme & capital appreciation Your risk profile: Primary Aggressive Investment eligibility consderafion None selected Your account instructions • You account cost base default closing method is FIR), first in, first Out. Your Pinandal Adelson SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 SDNY GM 00027796 C NP7C00930566996S NV7003'87084 00011 0i1603057%CM Y128776S50 mc000 Page 3 of 6 CONFIDENTIAL EFTA_00 I 384 I 6 EFTA01279025 $UBS Your notes 0........................,,.."....._,,,,,,,,,,,.. • a 6 CONFIDENTIAL EFT,00138417 EFTA01279026 *UBS Resource Management Account January 2016 Your assets Account name: CHISLAINE MAXWELL Friendly account name:100v Millennium Account number. Some prices, income and current vdues shorn may te apprOximale. AS a reale. gains andlosses may nos be accurately reflected. Set gm pollen( ingopeebon about your statement a the end of this et closet for more inform, on. Non-traditional Private egilty funds, Hedge funds, an001her uhestments are held in Mix U85 Finarcial flikeS Inc. CUBS FS) tonisia;e account. the positions reported below reflect the records of the issuers, and UBS FS Bees not guarantee the accuracy of the information. I be value shown es rot necescsly the value you would recent from the issuer if you sold the assets. funds a lively sold try UBS FS are subject to ongdng due cilianee. although the level performed may vary A cloned hod may be subject to noono:kg dirigerce A fund that you purchased elsewhere may never have teen sulDieCt to u8S FS bhgence. although UBS FS may recehe a fee Iron the fund's manager. which may constitule a rnaonly of the managerrenelixentive fee. Please contact your knsncia PCINSOf wth Questions • Fa value per unit' is an estinate of willue sumlied ty an independent valuation firm aid reflects acLustrnerts for factors such a the lquxIty of the units. Hedge funds kiddng ALPHAKEYS MILLENNIUM FD LLC BROKERAGE AS OF CECEMBER 31, 2015 Your total assets Teak NbJrntief Pur< hat once date o1 shares Per Share (1) Your Pi nandal Advisor: SCOTT STACKMANYLYLE CASRIEL 212-821-7000/800-308-3140 Estimates of value staled ty Issuers of certain programs (which are genteelly net asset value' 'stoats) se shown as 'Issuer ett. value per unit'. For ravle equty fund., • Est. vaue per unit' n a vaue updated quarterry, tuned on the Net Asset value NAY' ) In the fund as of the date specified, tiClustedty addng capital calls ard subtracting chtributions since the NAV date. The NAY is pamsny based on estimated portfolio values prcnided by the undo/Wino fund sponsor Thine hvovalues may vary because ce dfferences In the way they were estimated and because the 'Third pony est. ',due per one' may have been prepared of the begs Of financial information other than yearend Reported estimates ma/ not reflect resale. liquidation or repurchase value, if a -ry, and may not reflect dstributions cr captal uteri the lien valuation is rePated, gene ray cis an as nut' Or sein-amoral basis. See Oporsof information abaft your f a /entreat the end of this statement Cori Pnce per beva (1) shale (l) Unreal/NI value (14 gan ce toss (S) Hackng period Nov 24, 15 Value on Jan 29 (1) 250.000.00 1000 253.155.00 3,155.00 ST Ft irentage of Cost your account oaks (1) EStiMated Unftæred annual inccMe (1) gan or KM (i) No e-tairtional Total Hedge funds 253,155.00 $253,155.00 100.00% 250,000.00 100.00% $250,000.00 3.155.00 $3,155.00 SDNY GM 00027798 c HP7C009305669967 NV7003187084 00011 0116 030575004 Y128776550100000 Page 5 of 6 CONFIDENTIAL EF1'A_00138418 EFTA01279027 *UBS Your notes ""- r,:r7,:,0677:=7:z"---"- ---6°'' CONFIDENTIAL EFTA_00138419 EFTA01279028 Important information about your statement U3S Firuncial Services tic. the F im or UBS Financial Senges), is a merrter of all orinckel sexily, ammo* and cpteris ealtages. LA36 FrencialSenices and LES Bank USA are rdrect sibsidures of LES AG and affiliates of LBS Searitin U.C. The Pim'. I kande' statement is available upon regal. The Firm's ego** on ices ye a: Financul Seances M. 1200 Harbor Etulevard Weehawken, NJ 07086 This statement represents the all/ official wad of see U3SFrincial Services account, Other march, rapt official to documents. corrtaining cernicleg data should rot be relied Ian If Kuban* there is an error or emission please repot h immediately n writing to the Branch Manager of the &lice sarvig you account. Atrcupt al figures shown are intended to be accurate. statement &lash:Ltd not be used for to purposes Rely soak on wmend tax Icons. Form 1099, Sat 10425, etc.) whin prep:Mgr/a law return. The Fim 6 required by low to report to ttei IRS all ta.abk dividends report** rentacable dui:kinds and *Mk imennt eared en acuities Peking", accent, net prate* an sale transactor., and cog toms an certain covered searities. Coirommications with The Fun • Please reicont km any vat cormxncaborts in wring to further protect your rips, bylaw your mpg seder the Samna Investor Protection An (SrAl • t the f ;nem ial imitation an the top left of to trent of this statement is not UBS Financ41 Straits, LGS Financial Singes caves gas account as cleating brcker by airancerrent well the negated insoknon We rammed you of Ins relgorchn when you opened this attars. In thie cam your lads and startles are keeled a UBS financial Senates and rot tie iromdtag broker, ad you rust mace a report of ay error or cminion to both firms. All accent statements shall be deemed cerryobte and accurate t not objected to in writing within 60 days. • Please dies customer complaint or impliesto he FM'sClem Rattans Deparnent a 201.352.1699 or toll.free at 860.354-9103, 800 A.M. to 6:00 P.M ET Monday through Friday, a in micro to U3S Financial Semites hc, Client Relatimm Deltatmenti P.O. Box 766 Union City, NJ 07087. • in case of errors or pastas about an electronic fads transfer WIT. We payment a UBS VoOdebit card transactions, call 990-762-1000, ornate to UBS Financial Services Inc., 1000 Hater Inca, 6th Boor, Vileehankers NI 07086, Mix RIAM3SA Services. Cal a watt as soon aye can if mu tar ger statement or receipt 4 swag or if you need more incematen daut a transfer en the clamant or receipt The firm or Card !mug (as asplcable)must her from you no Ism than 60 days after tie Fan sent you tie fin statement on which the eta or ;gbh.", gland. — Prorde you- name and accom natter Of tell — Desute the erra or tie Wander you revere $0.1, arldexplah as clerk as you cal shy you belies t is an error a- why you need more nformation — Prorde the dollar amant of n suspected emu. The Firm or Card Issuer a rweoigmeyout compare and MI carect any error promptk. I we take mare tan 10 business days to do thit set wit crock gut acacia* For the mast you hole 6 inerror, so tat you will haw The use of the money axing the tine t takes us to complete Our imestgation. Pleasemake all decks payable to the Ern or The Ihancial institution rdcated on tie front of This statement hag:Mir to regular accost fees, avant, my be subject to magenta lees, charms for bte payment for moritiet purchases and charms kr unpaid amunts n cashaccounts. Accounts that at trarderred to other instingions May be subject to a trawler fee UBS Sweep Options URS offers optim kr naming cash balances, balances to ba-A deposits at UBS Bak USA and UBS AG Warlord branch (Bank Sweep Programs), money market mutual fads 8Acney Fad.) ad the enterut matDepose Acacia" (0A)fa customers with an international Refara Management Account. Through The Bank Sweep Proper" cash balances ac swept to U85 Bak USA up to an esti:bawd knit ad then to UBS AG Stanford Branch a a Money Fund. Deposits at U85 Bank USA are FDIC Mused in accordance with FDIC rules. for mere ilonnaticn pease tat wwwfdic Deposes at LES AG Stmlad Bra*/ and than of Morey Funds at rot inured by the FDIC. Through the Ok agailable tome. balms are met to depose accounts at UBS AG Here Vol. French ard LBS AGC wan Brach. These deposits are not gored by tie FOC. Balances held at The LES AG Cayman Branch ate temporal* noosed to the sovereign rah of the Cann "Iamb and Thero is no warns, a other dokation of LES AG to repay the balances while en the LES Cayman's Brach's books. Deposits at LBS Bait USA and each UBS AG Branch are not protected by 5IFC . Money had shays are protected by SEC See #U35 Fruncial Services Accent kotecticn- bebw. Upon year reµanat, balances in to Bari Sweep Rogan; a OA may be *admen and shares of a Money Fund may be liquidated, ad the proceeds retuned to you a your seam* acceirt. Firths. Hofmann about available sweep onions, adding agent retreat rates and jet*, 6 available at wimmigardsweeprebk from your Financial Advisor or by Feting 800-762-1000. UPS Energise Service' amount protection The FM is a member of The Start* Investor Protection Con/oaten 6IPC). which protects acuities a-corts its members up lo SS00,0:0 (ncladrg 5298,000 for dams for cash), The SIPC asset protect.* limits apply to all a-cants tut you hold in a panicuta capacity. The Ern, togeter with certain affiliates, has also purchased ompbrriental protection. The megrim mount payable to al *Gable clams, coligliak ader this protecticn is 1500 millon as of Demeter 10, 2013. Skeet to Me poky corditons ad Imitations, cash a the Firm is father protected fa bp to SI 9 million el the axregate for all our amounts held in a partkular capacity. A ft/1 atm of Thepoky wadig is mailable seXelfetteSt. The SIPC protect en and the supplemental protection both do not apply b' • Cairn f rennet assets controlled by (and itlxbd n your account value) bat held avaytrorn U8Stingical Services (e.g., certain 0) cash at LBS BaThElcath at LES AG Surnfird bunch (id noon* precticts including variable among. and 60 *gel of mad finds where such shares are registered drecny in the nano of the account holler on the books and records of the applicable Mgr a turafer agent). • Certain rmesimice contracts or immanent interests (eg.. limited partnenhix and private placement.) that ye rot registered under the Securities Act of I933; ad • Cormnodities contacts (e.g, foreign "Marge and erneOs metal centres.) including fumes anracts and commodity option contracts. the SIPC protect.* and tie supptemental protect.* do not apply t0 these asset:lean4 Sty °therms< appear on you Materna*. The SEC protean, ad the sinPlerriental protection do not poled aganst changes in the maim vale of gar instalments (whether a a result of market movement issuer birkruptcy othenwiteg More int arrotion is maid* term reuest You may obtain more information about WPC, ricbdirg the SIPC Brochure, by contacting SlfC at 202-371-8300a by "sag the SIC website arrotw.41perup Dividend Renviertment Program (DRIP) The price reflected is an agape price You mai obtan the actual price from you Financial Advisor. Orly whole gums ate puichased Leda DRIP; pakal litres wit Le sod and the cash wg b. deposited in your gaunt TM dviderd reinvestment pricesuppled byte issuer may caller barnthe market price at which the partial shares at sold CeideMlieu 019 whole unts may be hell in year accour. if you ag Mated to a panial sae as a result of a thiderd pmnenl anywise, the Firm sill either sell palal Was at mann pie cr accept an anoint determined by a motored clash) agency. andcredit goer accost Investment objectives The nvestmere atones ad nsk profile ay speck to each account and rnay tow banyan Please acme the Firmpromptly in Mtn; of any significant change in sar financial steak* or Penmen objectives. For each CONFIDENTIAL account held you choose one Of the following imesment obtains' • Praha"ct amentexome. I,.csb in as seekng the generation d income cribs • Odin* Cape*, approciaten Investments waking yowl/ of prncpal rather than the gel-oration of note w. • Produce Combing.* of arcane Jed Capital Appreciation euesiments 'earn both the generator of noon* aid Torah of pritpll. *Well tisk profiles • Conservative Seeks to maritain nitial prix.pal, with bee risk and volatility to the a-corn overall even 4 tut means the accost does not generate sipileant income a mums and may rot keep pace with inflation. • Moderge. Williw to accept sane risk to pintpal and tolerate some votataity to seek hirer returns. • Agresane: Wiling to accept hip rise to principal aid hip volatility to seek huh returns oar time. Eggnog Irouseholdne We may consolidate al related account statements with the sane address n the sin* envelope. Accosts may be related Ice this purpose bettme they have owner who also maintain Pin mom relationships with other clones at the sane address. This prat*" 6 known as • housel-oldrg. R you prefer to receive rdisedual statements mated 0 separate envelopes— you may decline hauseholding by calling yOur Financial Ackitor. Friendly account name The Fnerdly gaunt name reflects NM °maim That you entered cn the firm's mine services want.. It a a astornitable *nielnarm • chosen by you to ana 1,0J wets your recordkeeping t has 11O legal effect an your account. You tan thaw you Fri amount flan*, thtcup Onfre Services a by contactrg gar Finamial Achisor. ACCOWt overview • Mee of pow Jecomanerforn Net of assets and • Asset. Maas amid* cash balances, gams lot restricted seosey lest 1, and Global Tine Deposit% u-reatied marks to market, and certain mots not hell by the Fim. Does rot include unpked wait" assets at the end of the aim and curent statement periods, or peva* ineestnwes, kr-nested stock °pions and 'accost* stock anions • Ligatnes Includes alba biliron Quit/-.ding Magn hors, credit lie, Oltel Want balances. • Cashanoney balances. Total of mintested available cash balances, plus UBS Bak USA deposit barees,UBS AG SanfordBranch deposit balances and money make) stated fund sweep balancet, at the else of the statement period. Noniceennocity ree credit balances in your accost at rot segregatedfrom other balances a* tie Firn may use any of these funds in the ordnay touts" et its business. these funds ate payable upon your domed. This total is included in tie curing period closig value. SDNY_G M_0002 7800 EFTA_00138420 EFTA01279029 Important information about your statement (CM tinued) Lending information Fre Mated informaldi on She Fins lending practices and doclowe refer to you Cent Relnenthip Asfeernml or Is«ctrit Arenlent end the General Team ani Conditions LOS Slatteneed of Credit Prank,. mailable in 49resterifs and Canckeures mine obi romiacceingrie . 'few sets You stmemeed Onus securities ri d other tees held in the tont at the and o1 the SIMMS% period. You may ask for debeety of lolly paid sourein al ern time. You may remise states used as loan coltral after paying any balance dm on them. Any secants Attie PRI to the FM0ring ter stattnunt period are Medal market vale as of the end of the staemerd Pond • Cost bat In dethroning the cost base of the starts itxtudol n this statement. where induced with the rut. 'I,' CBS f intl. tricot hat on informatim obtained from stem other than UBS tonal Seeks. ridding nip:nation Int another five ce that you may have provided to you Mandel editor. The Fin don not indepenitedy May ce gaunt the onset cr valty of try :damnation periled by sawn odor than 1.66 Financial Services h wilts aeltigh LOS Financial Steel generally plates the information as it it received. the firm does not port at asuances Asa the inforinton cater "Cost basis` and "Urevalced gait loss' is mart as of the date of this statement. As such please do not mei on this *Venation to make ;that a sale decisions, for Is purposes OthKwist. Accounts transf mid to the ft my reflex °artless inform in oribr for the period d tire they are held a the fern Morehistorical nionwalicin can be ailed by your Maxie' Advent. • Urns. Med get/lost Men data is avabble, estimated urrearized gaits losses are calculated for rental searty lots. lthe transaction data for wkriteal Ices mayor may not relied carmessicre. dorm arch tufty reorganitalin erns. Ditind and other reinveament lots and systematic Noted km are each ccertned to display one averaged lot The Trade dale' colmn presents the «ginal transaction rude date • Callable securities Bends and preferred stock that the issuer cats for tab redemption wit be selected /martial& by lot lam among all SeOfireS of that issue held in our rune or entente me* fa ou t clients Call teaks infonnakn ie obtained from third panes and els accuracy is not guaranteed. Other call films may vest whch could afoot yiekt onplete inerrnaltit will be pained upon request • Certificates of deposit (CDs). COs are FOK inured up to $290,000 n princPal and accrued ireeresi per depot.' and per deputy110SX' in accordance with FOIC cubs. • Price/value Prices displayed for wont and othet vett may be hot a lower than the peke that you woulda—wait wen n the market Prom. obtained from Mon thrd pay sources wench We bete to be reliable, but we do not guarantee thee ateu racy. — We fat* use It dosing peke when mato or the mean of the bid and ask prices fee lined securities ad options or onb bed prices ke OTC securities. — Less ecting traded soviet maybe «iced using a vakiation model a the mon mare Facie we obtained and may not reflect an actual market ;We cc van. — Certain positions may appear item a price and will anon as 'peke was not evalable• ft we are unable to obtain a price f or a sootily — Cre/SOSIIS ce setts demmitted in curencies other dun U.S. dotal are reflected a the exchange rate as of the statement date. - Fee certain strikes taxing in nonconforning chnerninanne. pae and OluantitY (lace valve) may havebeen adested to lateen:roper vale on. To Mean cunere ctotakens, when agaiabk, comet patr natal Ad.'s«. • Private kreestmento and structemed preclude. Private tette secesilin (ix Wing Mat partkpatian progiam and real estate imestmerd trim securities)at studied prodats are «rung WV, algid Cense. seructesed «tuts have not been rtgartored with the Securities and Exchaw Corrmissim or ender ay state securities laws. We pond. Minuted vats for private irlytillnern fenfitieS and toted products for inkorreatorul papaws only. Acre-racy is not guaranteed — Thew vats mydiffer substantial/1nm pit if any, at Mitt a private Moment see sty or %waived «odd may be bosifil or sold and do not necessarily represent the vat you Filly rote ten liwifition. - lhid parlyestinges of value aro as °faunal date and are Applied to UBS Fnaxial Services an a regular base by an independent vatestion I Wm. - Issuer, general palm. Of sponsor estimated values. if at are supplied Coln, rot, by the our. 0ntral prey a spans« and may be calculated based on different itematon tan that used by third petits to dew thee Meted mkt. - tauten obtanaddnivW Sarmatian regarding the methodologyused to catmint the estate value and the date of the domain that is the basis for the minute by contacting your Financial Advisee. - Mid party estimated vats nay be reflected as 1.0 ;reed' nseveral simians: vnhen an independent valuation Inn has not SuPftd or o unable to assign a vala when we become aware that a material event has occurred that may call a penkusly repined vallue it quesenn. awhen a van mexf1/41 be highli speculate clue to the nave ad the Sfallity. — When neither an *suer, general partner a' sponsor estimated val. nor a thrd-party estimated value is provided, the wkw of the security nit different Iron as aesthete prig. — 'Distrbscions to date' may include return of capita income cc both. — 'Crignalsrd um' represents the nitol Olean; price per tint and may nee reflect you cost bass • Restided severities. Potted smelts generalb av not dawdle eligble for public sale. CBS Financial Sowed use, the Markel rite d the unrestricted stock of the same eater as en input value la the restricted stock for purposes of the sidemen' onk To the indent that notion markt are Migbia to ride, the wake rected may be se/aslant* less than the krbuied value shut • Est. (tirnetad) income, current yield, and rat An mint of arrual income it based on current dvidend and interest rates, msuning the securities will be held for cr. year from statement date or snit maturity. This taint is only a guideline, accuracy and continued incarre we not gueranteed — Enirmted armn income and curt iteld for cedar types of securities could evade a return of «mewl or Capital gain n shish case the est. income UM anent yek0 would be overstated. — (sated annual income and omit yield and the actual income andyield might be barer or higher than the estemed amounts. — An ensnare of arrualeed income (dividend and« intent) tided by thee...at make ionar avow balance is based on the an dividend a nerd Part made by the issuer and askant the seasthettouts will be hell for one yea from the statement date Or until matudy. Accuracy and continued yield are not guaranteed • Amu net held by UBSFiffifiCial Services. Certain assets are not held by the FM and not even the Fern's possessen or control. These assets are deployed on yds statement for informantal pants only. Positions and values presented are provided by the issuing fem. Lin Financial Services is not resproble for ths jai:mud«) and does not guarantee its accuracy. These assets are not protected by Seta*. Fan's paploneneal SIPC courage. • Revenue Swung and additional compensation. — In addition to commission on sits and 12b1 lees received an cartoon toil the dentin« of rivesul find to our climes we andor our af (nate receive rertnoce sting payments frtnIdigrbuton anew advisors of the mutual funds that we sell. These tosses are baud on two Meant components (R the amount of sales by CBS of a pankula mutual kind ferny to our <lents. and GO the ate valt of a particular mutual fund fangs shye held a the km — We and °a effete ate rece.e netwokng and combs processing lees n consideration lee trader agent cents that we ;note to the mutual finds These f ere generally are pad from investor assets in the mutual fu-d and are a ford dot. amount based on the rumber of accounts at the bthkethleake holding meta lunch of that fund family CONFIDENTIAL - h xenon to comma's«s received in connetn wick the sale or distrbution of aunty contracts and cat erieitrninl Kat units 10 Our thefts, we ant/Cr err affiliate drew remise sting confiensmit Iron merry of the trance corrptin urdenweing the annuity {overacts. all bates of the insurance ccenpanies or sponsors of the on imminent trusts we dm tut — Qtr affiliates also wen tradig ccermosions and other come-oat, from metal kinds and insurance companies whose product we dolaulti — We receive an anneal fee horn LOS Bak USA ad UBS AG Suffield Brandt of up to $25 per account sweeping to the bats undo the UBS Bank Sweep Protrann. Activity Neonatal regardng comets and other charges toured n correction with the newton of lodes, nosing option transactions has been included en conliernations previous)/ furnished to you, ad .WI be provided to you prearestly on reepeSt. Stet selling toy ate engaged in shoe selltg a security, you may incur a large die to cenan bowcwing costs for that papule security. Open aedese Regarding opts. Cr 'gxeddiecancellte «dos that were not matted by the summit date, open buy x 4 sell stop orders are enticed by the snout of didends or rights on an exavidends or weights dote unless instructed otherwise by you You are responsible fa orders that ye executed due to you failure to cancel emAn9 open orders. Privacy To ebtain a copy el our current awn eritscy Notice. please contact your Friartial Aden"- re vier our swine.; al gene ant Onifreivaestolev UBS reword Stites is not at* the RMAv Bushes, Services Account BSA and IRMA are teeter accounts which provide access to bracing services and products through arrargonents win aSI haled barks and other thed-party bares, and provides access to insurance and a-nuty prodects issued by snail dieted thedpany 'mama companies through nuance agency subsidiaries of UBS Financial Services Mc. Irweinnum, nsurance. and arnmy products: Not FDIC reared • No bank guwantem May bat value AMA Restate Managerend Actin. Business Sates Amami BSA AMA ad nternaziceol IleSafre Management Accost are registered sent marts of UBS Manta Stites tie Vasa Sign/tux is a mastered service mark of Visa Intimation. LOS Visa Signature out cards ad tes Visa debt cards are *peed by 1185 Pre USA with omicron horn via U SA Incorporated. USS Financial Services Inc. Poe 201511 SDNY_GM_00027801 EFTA _00138421 EFTA01279030 c;It UBS U8S Financial Services Inc. 299 Park Avenue 25th Floor New York 1W 10171.0002 CNP70057492290216X1 YI 0 Resource Management Account February 2016 Account name: GHISLANE Friendly account name: Account number. Your financial Advisor. SCOTT STACK MANILYLE Phone: 212-821-70001800-308-3140 MAXWELL loth Millennium GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 CASRIEL Questions about your statement? Call your Financial Advisor or the Value of your account RMA ResourCeLine at 800-RMA-1000, account 029028776 on January 29 (S) Co February 29 W Your assets 253,155.00 252,155.00 Visitour websIte: brww.ubs.comilinancialsennces Your liabilities aoo 0.00 Value of your account 5253,155.00 $252,155.00 Sources of your account growth Tracking the value of your account S Lic,anGS during 2016 Value of your account at year end 2015 S25000).00 C 2532 252 2 Your ervestmmt retort • Charge rn market value 32,155.00 Value of your account on Feb 29.2016 $252.155.00 Dec 2015 ion 2016 re0 2016 SDNY GM 00027802 Member SIPC 0070005005719779 Ne7000702277 00011 0216 030575004 Y129776sso wooco Page 1 of 6 CONFIDENTIAL EFTA_00 138422 EFTA01279031 SUBS Resource Management Account February 2016 Your account balance sheet Summary of your assets value on February 29 (I) Percentaga of your account A Cash and rrxmey balances a co 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 G00% D Fixed income 0.00 0.00% E Non-traditional 252,155.00 10000% F Commodities ace 000% G Other a co 000% Total assets Value of your account 6252,155.00 $252.155.00 100.00% Account name: •I Friendly account name- i• • Account number: Your current asset allocation Eye on the markets Index Percentage change February 2016 tear to date S&P 500 -0.13% -5.09% Russell 3000 -0.03% -5.67% MSC I - Europe, Australia & Far East -1.80% -8.89% Barclays Capital U.S. Aggregate Bond Index 0.71% 2.10% Your lq Randal Advisor. SCOTT STACK MAN LYLE CASRIEL 212.821.7000/800.308.3140 Interest rates on February 29, 2016 3-month Treasury bills: 0.32% One-month LIBOR: 0.44% CNP70066005749230NP7CC02022770001I 0216 030575004 T1213776550 100Myy_Gitoco2780yte 2 of 6 CONFIDENTIAL EFTA_00138423 EFTA01279032 (*) UBS Resource Management Account February 2016 Change in the value of your account Account name: GHISLAINE MAXWELL Friendly account n Account number February 2016 (1) Year to date (1) Opening account value $253,155.00 $250,000.00 Change in rnalket value Closing account value -1,000.00 2,155.00 $252,155.00 $252,155.00 Summary of gains and losses Values reported below exclude products 101 which gars MICMO$StS are not classified. Realized gains and losses Unrealized February 2016(1) Year TO date (4) gains and losses (4) Shop term 0.00 0.00 2,15500 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important infonnation about your statement at the end of this document Your return objective: Current inccme & capital appreciation Your Ask profile: Primary Aggressive Investment erigibikty consideration None selected Your account instructions • Your account cost bass default closing method is FIFO, first In, First Out. Your tinandd Advisor: SCOTT STACKMANf LYLE CASRIEL 212-821-7000'800-308-3140 SDNY GM 00027804 CW7030405749731 NP7003707277 00011 0216 030575004 Y128776550 1013000 Page 3 of 6 CONFIDENTIAL EFTA _00138424 EFTA01279033 *UBS Your notes 4 of 6 CONFIDENTIAL EFTA_00B8425 EFTA01279034 *UBS Resource Management Account February 2016 Your assets Account name: Friendly account n Account number. Some prices, income and current vdues ShOwn may to approximate. Asa ream. Cairn and lOsses May not be accurately reflected. Set gmporgamingosegabon arbour your statengete a the end of tats dxumem for more intonnason. Non-traditional Private eguty funds, Hedge funds, WOOther investments are heal in yov UEIS Financial Servsces Inc. CUBS FS) brokerage account. The posmom reported below reflect the records of the rssuers, and UBS ES does not guarantee the accuracy of the information. The value shown is not necessarily the value you would IMO* from the issuer if you sold the assets. funds actively sold try UBS FS are sitoject to ongdng due dirgenee. although the level performedmay vary. A closed fund may be subject to noonce:nodiligence A fund that you purchased elsewhere may never have been subject to U8575 bltgence, although U8575 may receree a fee frcrn the fund's manager. which may consntule a rnaionty of the managerre na Incentive fee. Please contact your rinancia Mosel wth questions • Est value per urut • is an estente of value supplied by al independent valuation firm and reflects a:Octmetes for factors such a the 14pAcIty of the units. Hedge funds Hddng AIPHAKEYS MILLENNIUM FD LLC BROKERAGE AS OF JANUARY 31, 2016 Your total assets Trade Mittel Poor Ate. me dale of slates per share (1) GHISLAINE MAXWELL Your Financial Advisor: SCOTT STACK MAIN/LYLE CASRIEL 212-821-70001800-3C6-3140 Eli males of value suppled by Issuers of certan programs (wench age generally' net asset value' esImates) are shown as -Issuer est. value per tine'. For Payee eguty rune. , Est. vaue per unit' is a value updated Watteity, based on the Net Asset value C NAV' in the fund as of the date specified, adusted by acid ng capital calls and subtracting dslibulicos since the NAV date. The NAV is camera, based on estimated portfolio values ptcnided by the undenying turd sponsor These hub values Mil vary because of dilemma; In the way they were estirreted and because t he 'mini party est. value per urge • may have been prepared co the bard or Irtaxia infoonaion other than year.end Reported estimates may not reflect resale. liquidation or repurchase value, if any, and may not reflect dstnbAions of captal until the nevi valuation is rePOned, gene ray al an atannual or serri-anrea bails. See Imponem infonnepon about yog :fa temeN At the end of this statement Cost ince per bad (5) share (5) Unrealized Value fla 93111 of loss (S) HdPng penal Nov 24, 15 value on Feb 29 (ft 250.000.00 1 000 252,155.00 2,155.00 ST Percentage d Cost your account Oasts (St Estimated umeatized annual income (S) gain or loss (S) Non-traditional Total Hedge funds 252,155.00 $252,155.00 100.00% 100.00% 250,000.00 $250,000.00 2,155.00 $2,155.00 SONY GM 00027806 CNP70303005749233 NP7003702277 00011 0216 030575004 Y128776550100080 Pegs S of 6 CONFIDENTIAL EFTA_00138426 EFTA01279035 *UBS Your notes CW70009005749234 N7703020227700011 02 145 030575004 VI 28776550 ittaltiyGm000278fte I of 6 End of statement for account number Y1 28776 S5 CONFIDENTIAL EFTA_00138427 EFTA01279036 Important information about your statement U3S Financial Senates tc. the F im or UBS Financial Sexing is a merrter of all orinciml Nosily, cannodty and contra wattages. LA36 Financial Services and LEG Sink USA ae rdrect ,.Midterm of LES AG and anilines of LBS Secuitin U.C. The Thri's financial statement is available upon agave The Firm's venire off ices ye a: WS annual Semmes M. 1200 Harbor Elmaleverd Weetutiken, 111 07086 This statement represents the city official tend of pm 1.85 Chitin Services antra Other wards rapt official tar docunents. containing cerillidtg data should rot be relied tan Bycubele. there is an emx or emission please report h immediately n *dam to the Branch Manager el the afire serving mur account. All-cutt al figures show. are ntended to be accurate. statement data shmald not be used ea tat purposes Rely sae& on ma-end tax lams, (i.e., Form 1099, Slat 10425, ex.) whin peeper imyour tax return. The Firm required by law to report to the IRS all ta.abk deaden*, reportthre rantanble chridends and tat Merest eared m moieties held n mu mark net proceeds an sae unactcro, and cost bans at terrain covered mantas. Comartnications with the Tim • Please reconfirm eery oral cormitnatoorts in *Nig to finite( protect your rips, incasing your riles infer the Sautes Investor Protection Ad (SEAT • t the finax ial institution an the tap let of te freed of this simmer* is not UBS Fe-rancid Servkes,L6S Financial Services carries sox account as clearng backer byan-gement rash the extrated insuknon We Wormed you of the relatorchP when you opened this OCCOJII. In Mt can, your S.rds arid searities are keeled a UBS financial Services and net the Percdactg broker, ad you ant mace a repel of ay env or cminion to both firms. All accent statements shall be deemed ccanpbte and accurate t not objected to in writtg within 60 days. • Please died customer complaints or implies to he Tim's C lint Relations Depavnent at 201.352.1699 or toll.free at 8C0.354-9103, 8:00 A.M. to 6:00 P.M ET Monday through Friday, a in wriffro to U3S Fnancial Services Ix., Client Relatimis DePatmenh P.O. Box 766 Union City, ell 07087. • in cm of errors or masters about an electronic fu-ch transfer WM bit payment a UBS Vesedebit card transactions, call 980-762-1000, cc ache to UBS Tioncial Services lx., 1000 Hata Blvd... 6th floor, lAreehavent NI 07086, Attu RIAACESA Senates. Cal a mt. at coon n yea can if mu the+ ya.r statement or receipt 4 warm or if you need more trIcematen stcut a treader an the nement or reap. The firm or Card lower (as applablM must hear from you no later than 60 days der tie Tim sent you tie fin statement on which the ern or pablern xpeami. - NT,de ,9i nnt, nt,-N-or t — Deane the error or tie Mater you ae moire bah, And explah as deay as you cal shy you holism t is an error a- why you need more 1-demotion — FroWde the dollar arrest of the suspected tfrCif • The Firm a Card Issuer wil Menlo. sue canpairt and MI capita any error promote/. I we take mate tan 10 Eosins dam to do Ma we will erode your ascots* For the mart you tills 6 neaps so tat you will haw Meuse of the Morey dteg the tare h takes us to complete OW twestgation. Fleas. make all Mods pay-kb to the Fan or tie Itanctal tat:tut:on ideated on tie from of this statement hadditen to regular accost fees, meant, may be subject to mantentece lees, charges for We pament for cenrhin purchases and charges kr unpaid manes n cash accants. Accounts that at ward erred to other instintions fry be subject to a ender fee UBS Sweep Options UBS offers coin Ice sweeping cash balances. balances to ba-k deposits at UBS Bak USA and UBS AG Mann trench (Bank Sweep Programs), money market mutual fmcb (Macey Rna) the Intent mat Depose Arrant (0A)fa customer with an nternatiznal itTOJX• Management Account. Through tie Bank Sweep Prtgarro, cash balances ae swept to 11135 Bak USA up to an estettshed knit ad then to UBS AG Stanford Branch a a Money Fund. Deposals at 085 Bank USA are FDIC hawed in accordance with FDIC nat. For mere tacrinaticn pease kit romfdic goy Deposts at LES AG Stenlad Barth ad chars of Monty Funds ae rot insured by the FDIC. Through the Ok arailbk to sash batmen are swept to depose accounts at UBS AG New Yak Branched LBS AGCearan Brach These deposits are not Mitred by the FOC. Balances held at the LES AG Cayman Barth are tempaanly exposed to the sovereign Sc of the Cann Mends.. and them is no suararesee a other dsigation of LES AG to repay to balances while cash, Mils Cayman's Brach's books. Deposits at LBS Bark USA and each UBS AG Branch are not protected by SIX. Money kind thaws are protected by SITC See TU35 Ftuncial Services Aceant Protection bear. Upon your reciast balances in to Bank Sweep Prorate or CA may be withdrawn and shares of a Money Fund may be liquidated, ad the premeds returned to you a your searein acccult. FUToa donnetion about available sweep optima, Minna anent Merest rates and yielck, t available at mamba anlsweepyiekts from your Frontlet Advisor or by (sling 800-762-1000. UPS renal Service' account protection the Tim is a member of to Stettin Investor Protection Caporaten (51PC). which protects securities xcomits of Cs matters up to S500,000 (ncladng 42t0,000 for daim for easel. The SIPC asset protection limits aPlif all xamas that you hold in a panicar capacity. The Fin, together with certain Matates, has also purchased ompbrrantal protection. The madman anoura pasta to al •Igbio clones, cola-M.8 trder this protection is 1500 millon a of December 10, 2013. Stbject to the poky corditons ad Imitations, cat a the Tam is father protected fa im to SI 9 million n the aggregate to all sour amounts held n a partkular capacity. A Iii apy of tie poky wading is available upon request. The SIPC protect en and the supplemental protection both do not apply to' • Certan financial assets controlled by (and ticixbd n your account value) bat held away Morn UBS Financial Services (e.g., certain 0 cash at LBS Berk. (i) cab at LBS AG Sumicrd bunch GS i-turamo Froelich, including variable annuities, and On shares od manual finds where such shares are registered drectr n the nane of the account holier on the books at meads of to applicable ismer a hater agent). • Cann rammed contracts or tramnent interests (eq., limited partner:hem and prime placements) tut ae rot registered under the Securities Act of I933; ad • Corneal*, contracts (e.g, foreign exchange and prec ixis metal antradt.). including fana contracts ad commodity option contracts. The SIPC potectal and the supplemental 'menden do not apply to these asset *SI 4 Sty otherwise appear on you Materna*. The SEC protedicn ad the suPPlernental protection do not protect meant changes in the media vabe of your investments (whether a s result of market movement issuer beicruptcycr othentritee More informution is avelnak tear ma nn You may •btain more information about SITC, hdadirg the 51K Brochure, by contacting 51K at 202-371-8300a by twig the SIX website at wow.aliacesig Dividend Renvertment Program (OWE) The tree reflected is an enrage mice You may obtan the actual price from you Fnancial Advisor. Orly whole Mares re purchased infer DRIP; partial awes will be sub ad the each was be deposited n your ecotone The dviderd retwestment pricesuppled byte issuer may Offer from the market pice at which the partial tares are sold Csaletelieu Only whole units may be heed in soy account. if pm me mined to a palial unit as a result of a ciriderd pwrnenl • oterwise, the Firm will ether sell panal Was at mutat rake or accept an amount detemined by a moaned dozing agency, and credit yam mart Investment objectives The rnestmed °boards ad risk profile are specific to each account and may trawbehveren Please Wein the Firm amerce& in mho; of air sitnilkart change in yaw financial situate., or ntestrnera objectives. For each CONFIDENTIAL account Inekl, you choose one of the following Mesment objectises' • Predate amenthecome. I met in as seekng the generation d income any. • Anew. °peal Appreciation: IrbeStrnentt seeking yowl" of prncpal rather than the generation of rno • Prodoce Combineton oilman. and t ie Capial Appreciation Imenments seeking both generator el ncome an: Teethe' pritptl. *flea risk profiles • Conservative. Seeks to maintain initial weeps{ with bee risk and volatility to the accost overall, even 4 taut means the mart does rot generate Mgt cant name a noun and may rot keep pace with lation. • Moderare. Willem to accept sane rids to pintpal and tolerate some volatAty to seek hirer returns. • Aggressam Willem to accept high 6* to panties' ad hitt volatility to she highreturns oar tine. Statement liouseholdims We may contd.te al related account statements with IN Salle address n the sawn erwebpe. Account may be related Ice this purpose becase they have owners who also maimin pit man relationships with other climb at the sane address. This practice 6 known a • haselroldrg t you prefer to receive inditedual statements mated in separate envelopes — you may decline Museholding by haling yOur F hancial Aclator. Friendly anted name The Friendly accent name reflects int amnia, that you entered cel the Firm's onlne senates websie. It a a a/nameable *nielrurne • chalet by you to min 1,0J Will your recordkeeping it ha no legal effect an your account. You can chasm yowl Riendhccotnt flint trough OnlineServices a by contacting yov Fina-cial Masa. ACCIX•lt overview • tratie a cme accountisortfoka Net of assets and • Alma Intlas salads cad, balances, reams fa restricted starry lent and Global tine Def:031tS, streaked marts to make, and censer ants not hell by tie aim. Does rot include unated sear/Mgassets at the end of the prior and curent stalerrea periods, or prvale ireoestnwas, unrested stock options and esercnatle stock options • Liabetios Include, debt balirces, cohla-ding Magri Ions, credit kir, don scant haleness. • CashAmoney balances. Taal of uninvested available cash balances, plus UBS Bak USA deposit ttnrces,UBS AG Stamlord Branch deposit balances and mane/ owlet WOWl land sweep bilencet, at the clate of the staternert period. Norman-no* free credit balances in your accost are rot segregated from other balances ad tie Fern may use any of these funds in the ordinay course ce its tastiness. These funds a* payable upon your domed. This total is included in Me talent period closim value. SDNY_G M_0002 7808 EFTA_00138428 EFTA01279037 important information about your statement (Cal tinued) Lending information Fa (Planed information on the Fim's lending practices and as hares. refer to yea Clem Relatezenhip Agreement a A«ckne Arenas and the General Terms a-d Condit ons ISIS Statement of Credit Practices amiable in drier ens anc Dabsures wow rat rommerwrafrit Yew sets You camera itemizes washes ri d other assets held in the small at the end at the summed period. you may ask for delivery of lugy paid securities at wry time. You may receive satellite toed as loan collateral after paying any balance due on them. Any securers trot, "Ito the Firn casing the statement pared are Rad at musket vitae as of the ad of the staemert reed • Cast bads In detemning the cost bass of the sautes iixtuded in this statement where indoted with the number liEtS inancial Services An relied on 'tiro obtained from sources other than USS FiumialSeraces, adding Mom/aim Irananother lint or thin you may have provided to you Fnancial Mao/. The Firm does not indmeniertly wily a guarani* the accuri a middy of aria nlomution ttrovided by seines oiler LES Financial Strata h add ia\ although LOS Financial Services general& plates this inteerration a it is received. the firm does not ark* any assurances the the informaten under -Cost basis` and "Untalced graloss' is acute as of the date of this statement. As such please do not nay on this Momation to make ware a sale decisions, for No p.rposos otherwise. Accounts transferred to the firm may reflect °artless Stemma, only for the period cf tire they are held a the Mn Mae historical Mensal«, canine added by your Anoxia Advent. • Unrealised gehahmees When data is available. enlisted unsalted gain; bsses are circulated fa individual saucy lots. The transaction data for rdivileal lots mayor may not reign arnmssicra, chars ender security reorganization nerds. Diedmd and other reinvestment lots and systernmk purism lots are each carbined to display one averaged lot The • Trade dam' cotton decants the acrid transaction trade dale. • Celloble securities Bona and preland stock that the issuer oak for ea rederrtation will be selected anal* by lot Iran among all secuses of that issue held in our rime or mon*** nerve la ad clients. Call feasse nfoansikn is obtained from third parties and n accuracy is not guaranteed. Other call teams may host whch could affect yiekt corvette 'iceman will be provided upon request • Certificates of deposit (CDs). COs are FIX Mired up to 5250,000 in princhal and accrued interest per deposta and per depositoryMatta-ion in accordance weh FDIC rules. • Priceivelue Prices displayed for warkes and other ;rodent may be higher a lower than the peke that Au wake awl/ recent n the market Prces we %timed Iran vanes dud peaty sources which we bekive to be reliable, but we do not gamma IN. accuracy. — We fiervw*Me the <lasing price when 'nibble or the mean of the bid and ask pram fa herd securities and colonsor only bid paces la OTC securities. — Less Kay traded amain maybe priced using a vatsation model a the most recent price we Warted and may not reflect an actual market price a vans. — Certain ration may appear mites a price and will show as 'price was not avalable• d we re unit* to obtain a price I or a warily - Deposits a sear Cies deem hated in currencies other than U.S. dears are reflected at the 4:change rate as of the Rotenone date. - ter mean smarties tracing in nenecafeemng derceninaikat, sae and quality Race valve) may have been adasted to f mike*, arty value:an To Milan Ctiffent quotmans, when matt)* coma your financial Achisor. • Private kr/wren* and structured products. Private imistmeat secinfies (ex Loin° drect paroceoation pro a am and real estate Intestmerd trust waren) and strucued prods* are generally WU, squid. Cowan senxtuied prodsts haw not been registered with the Securities and Excha-r Cormissith a under any state securities laws. We preside estimated yaks for private Vivigniefil Seeultiet and strummed products for inform/dome Widows only. Accuracy is not grawanteed. — These vain may differ substantial, from prim if any, at *Nth a private Mestrnerd stony or sautved ;mixt may be bought a seed and do not necesurity :crews the vim you may receive yam lea:titian. - Thad party destines of value as as of a cortan date and me applied to UPS Financial Services on a regular basis by an independent vaLtmion I Ow. - Issuer, general Penner a sponsor marketed values, if any are supplied to the Finn:y[6o our. ordeal parolee a sponsor and may be calculated based on &feet Manuton Iran that used by thirdpities to delve thee encased yaks. - You can °bean additiorul rifornmen regarding the methodology used to dettemine the mina* cf vale and the date of the 'formation that is the bailor the estimate by contacting your Financial Advises - *hid party nursed vales may be reflected as 'Not peed' ri several shrikes Wen an independent satiation lern has not suppled or a undole to assign a vale, when we become aware that a material event has catered that may call a rewash repotted vials :so question, a when a wive wood he hathetspeculathe due to the nave the acuity. - When neither an issuer, general palmy a sponsor estimated vats nor a tined-petty estimated value is Provded the value of the security *a be diffeeent fain its purchase am — Tistrizisions to date may iNlide return Of captor. income or both. — • enrol ad sea • represents the nits& °deem pee pee une and may not reflect you cost bass • Restricted amities Restricted mutes remelt( are not arenaa eligoble for public salt LES financial Sewn uses the motet peke of the unrestricted stock of the same issuer as an Matted value fa the restricted mock ter purposes of ma ann.* wee To theatre that restricted securities are reliable to a the value recened may be substardelE less than the irpuied value shown • Eq. Out: meted) income, cumint yield. arid rata An «rimmed arrual income a based on current &Mend ant merest rates, assuring the securities will be held fa wen from statement date a and maturity. This estimate is only a guideline, accuracy and continued roam me not guwanttect — Estimated arrual 'come and curent yield for eerier types of securities could include a Mum of Pena's' or capital gains in Width case the est income (wafture+, yek0 would be overstated. — Ictimeed anal acorn* and newt yield arid the actual scare and yield night be laver a higher than the 'Vented arrmnts. — An tamest of arrualized :scene (dividend antra interest) ended by the cutest market valetavorar balances based an the an diviimd or Merest payment made by the issuer and assures the secs desideposcs will be held for ore year from the statement date a until maturity. Accuracy aid continued yeld are not guaranteed • Assets not head by UK Fnancial Services Certain assets are not Ineli by the Firn and nu wthn the Frm's possesscn or control. These assets are deplayed on your statement fa informatomi purposes at'. Position and values presented we provided by the swig fan. tin Financial Services is not responsible for des inf council and does not guarantee its accuracy. These assets at rot protected by SVC a the Fires supplemental Slit coverage. • Revenue during and additional compensation. — In addtien to (amassed on as and I 2b. 1 lees received n annecton soh the dant:atm of nvaul lull to our clones we and our off Awe receive revenue shrug payments *ern darbuton antra advisers of the mutual furls that we sell. These amends are bawd on two oil f trent compcnento 0 the amount of sales by UPS of a particular mutual fund lardy to our clients. and GO the asset value of a parlicula mutual fund I amibes shares held at the lint — We and ow afloat. also receive networking and carts processing lees in coraideratian for transfer agent WV Les that ate provide ti the mutual funds Thew fees generally are pad from investor assets n the mutual turd and are a fired doter amount based on tie renter of accounts at the beatedleake holden; mutual funds of that fund fmily CONFIDENTIAL - h xenon to commisserts received n Condor wth de sale or distrbtAion of aunty contracts and tat investment mist units toots dents, we antra our affiliate receive 'eons turnip ccoopernalicn from marry of the insurance corrrnits urderading the annuity contracts. all NM of the Mace (servants or sponsors of the unt ineestinent tams we destitute. — Cur aft Mies alsomei* trading carmine's and other compensate, from travel finds and insurance companies whow addicts we d'Orkult. - We receive an nil fee horn LOS Bark USA ad UPS AG Stamford Brandt of up to $25 per scant sweeping to the bares under the UPS Bank Sweep Program. Activity Meneutionterrang commasizen and other charges aired n comedian with the executor. of Wades, incldng option transactions has been included on confirmations creviousey furnished to you, and ell be provided toyou pronotlyon request Skirt 'Oleg f sit are engaged in shoe selling a security, tau may nor a charge der to «inn barowimg costs for that pal kular security. Open cedars IlMarding open a • roclititcancelled* ceders that were not mead by the statement date. open buy and set stop orders are reduced by the snout of diedemb a rightson an exidwidends ai <wei)ts date unless :smarted otherwise by you. You ate responsible fa orders that we noosed due to your failure to cancel eMting open orders. Privary To <Main a copy of our current Clad Privacy Notice, please contact your Fnancial Adirsce a van nu- website at stew ribs roetIoriv inanity UPS financul Soviets is not the AMA. Business Services Account BSA and IRMA are MacKay account which «aide access to baiting services and products through arrangements with aft Gated bares and other thed-party banks, and provides access to nsisance and annuty products issued by unalloliatedthrdvany Murano companies through Murano* agency subsidiaries of UPS Financial Services hr. Vuwesmxnt ~ante. and aruty products: Not FCC rand • No bank au/tante.. May lobe yaks RMA. Rescace Mannyment Accord. Business Services Account esA, AMA and nee-national kmarce Management Account are termed wince mans of UPS Emanuel Services Inc Visa Signature a a mastered service mark of Vasa Wittimatioral. LEG Visa Signature aedt rads and lEtS Voa debt cards are *sued by LOS Bat USA with perrisson horn vna USA travailed. USS Financial Services Inc Fey 201511 SDNY_GM_00027809 EFI'A_00138429 EFTA01279038 SUBS U8S Financial Services inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70055182270316X13 Y1 0 Resource Management Account March 2016 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHISLANE MAXWELL Friendly account name: Indy. Millennium Account number: Your Financial Advisor: SCOTT STACKMAN1LYLE CASRIEL Phone 212.821.7000'800.308.3140 Questions about your statement? Call your Financial Advisor or the Value of your account RMA ResourceUrie at 80O-RMA-1000, account 029328776 on February 29 (3) on March 31(S) Your assets 252,155.00 645,669.00 task our websIte: www.ubstomainancialservices Your liabilities 0.00 0.00 Value of your account $252,155.00 $645,669.00 Tracking the value of your account Sources of your account growth dialog 2016 Value of your account S Thousands at year end 2015 S25000).00 645.7 Net deposits and withdrawals S*30,000.00 Your nvestmant returrs Change in 2500 2522 market vaue -34.331.00 Yalu* of your account on Mar 31, 2016 5645,669,00 Dec 2015 Ceti 1016 star 2016 SDNY GM 00027810 Member SIPC CuP700301006618227 eleMC0303989 C0009 MI6 030575001 VI 28776550 101000 Page 1 of 6 CONFIDENTIAL EFTA_00138430 EFTA01279039 *DUBS Resource Management Account March 2016 Your account balance sheet Summary of your assets Value on Much 31 ($) Percentage of your account A Cash and money balances 0.00 000% B Cash alternatives 0.00 0.00% C Equities 0.00 a00% D Fixed income 0.00 0.00% E Non-traditional 645,669.00 10000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 1645,669.00 5645,669.00 100.00% Account name: GHISLAINE MAXWELL Friendly account name: Indv.MNennium Account number. Your current asset allocation E Eye on the markets Your Knondol Advisor. SCOTT STACK MANLYLE CASRIEL 212.821.7000/800.308.3140 Index Percentage Change Mardi 2016 Year to date S&P 500 6.78% 1.35% Russell 3000 7.04% 0.97% MSC I - Europe, Australia & Far East 6.59% -2.88% Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2016 3-month Treasury bills: 0.21% One-month LIBOR: 0.44% 0.92% 3.03% CNP70003005519229 NP7003309999 00039 0316 030575004 'el 28776S5010gtoteGm000278iptge 2 of 6 CONFIDENTIAL EFTA_0013843 I EFTA01279040 (SUBS Resource Management Account March 2016 Change in the value of your account March 2016 (S) Year to date (S) Opening account value 3252,155.00 3250,000.00 Deposits, including investments transferred in 403,000.00 400,000.00 Change in market value -6,486.00 -4,331.W Closing account value $645,669.00 3645,669.00 Deposits and other funds credited aocLoacioo 400,000.00 Summary of gains and losses Total additions 3400,000.00 1400,000.00 Writes mooned below exclude products tot which grans andlosses are not classified. Subtractions Realized gains and losses Unrealized Funds withdrawn for investments March 2016 (5) Year to date IV gains and losses (S) bought .400,030 00 -400,000 00 Total subtractions -$400,000.00 -S400,000.00 Short term 0.00 0.00 -4,331 CO Closing balances $0.00 $0.00 Account name: GHISLAINE MAXWELL friendly account neane:Indy.Milenntum Account number. Cash activity summary Your PIsandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 See Account activity tha month for dein is mantes in your Sweep Options are inductedin the openng and closing balances vac*. FDIC insurance /polies only to deposits at u85 Bank USA, not to deposes at u85 AG, Stamford Ranch Of bank deposits placed throush the UBSInternaioncl Deposit Account progam. SiPC potcction applies to money market sweep rind holdingsbut ml bank deposih. Seelmportant Warne:on about your statement on the last Mo pars cf this document for detals Mardi 2016 (S) Year to date (I) Opening balances Add I t 30.00 30.00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manage,. You can find a fur description of the alternative investment objectives in important info/matan about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - Aggressive Investment eligibilty consideration None selected Your account instructions • You' account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00027812 Crif 70303006518229 NV7003309889 00003 0316 03057 9304 Y178776550 101000 Page 3 of 6 CONFIDENTIAL EFTA_00138432 EFTA01279041 *UBS Yournotes CONFIDENTIAL EFTA,BE,433 EFTA01279042 SUBS Resource Management Account March 2016 Your assets Account name: GHISLAINE MAXWELL Friendly account name:Indy Millennium Account number- Some prices, income and current vaues Sherif may to Approximate. AS a recut. gains ardlOsses may mil De accurately refkaed. Set miponant infosmabon about your statement a the end of ths docurneM for more information. Non-traditional Private egtaty funds, sledge funds, WO Cahei investments are held in your MOS Findrcial Services mc. (UBS FS) teokerage account. The partiom reposed below reflect the records of the issuers, and UBS FS does not guarantee the accuracy of the mfonnaion. The yaw shown n rot necessarily the value you would menee from the issuer el you sold the assets. funds actively sdd by UBS FS are subject to ongoing due <lige rice. although the level performed may vary. A closed fund mar be subject to noongoing diligence A fund that you purchased ehewhe re may never have been subi ect to u8S FS dligence. although LOS FS may referee a fee from the fund's manager, which may constitute a rnaconly of the managerne nr/ incentive fee PIMP contact your Financial Achnor wth questions • Est value per unit' is an estimate of value supplied by at independent valuation firm aid reflects adrust me res for factors such a the Imusdry of the units. Hedge funds NdOng ALPHAKEYS M1LLENIUM FUND LLC FUNDS TO ESCROW Trade Minter Purchte pace date of shares pet share (1) Mar 28, 16 ALK4AKEYS MLLENNIUM FD LLC BROKERAGE AS OF FEBRUARY 29, 2016 Total Nov 24, 15 Your total assets Value on Mat 31 (5) Percentage or your account Cost Estimated 0%6 (5) annual inCorti (a) unrealized gan or loss (S) Non-traditional Hedge funds 645,669.00 100.00% 650,000.00 4,331.00 Total $645,669.00 100.00% $650,000.00 -$4,331.00 Your Pi nandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Eli mates 01 value supplied by Issuers of certa if programs (which are generally' net asset value' egmates) are shown as 'Issuer est. value per unit • . For rhyme eqaty fund.. • Est value per unit' is a value updated wanersi, based on the Net Asset value ('NAY') In the fund as of the date specified, adusted by add ng capital cans and subteen rg dsttibutions since the NAY date. The NAY is pin-wily based on estimated portfolio values primickd by the undertying fund sponsor These two values may vary because cf dfferences Mire way they were evinated and because the • Third party est. 'Sue attune' may Nave been prepared on the baser of finaxia infonnaion other than yearend Reported estimates may rot reflect resale. liquidation or repurchase value, if any, and may not reflect donbutions cf septet urea the nee valuation is repotted gene 'sly on an annual a Strew-annual basis. See Important 'Mono 4400n about fl it: fa tertnlot the end of this statement <Olt baaS (5) Price per shale (t) value (1.) Unleaded gam of loss (1) Hddng period 400000.00 1000 400,00000 ST 250,020 00 1000 245,669 00 -4,33100 ST 5650,000.00 1645,669.00 -14,331.00 Account activity this month Date Actiaty Description Mar 23 Transfer AmOunt (5) Deposits and other funds credited JOURNAL FROM Y1 23575GHISLANE MAXWELL 400,00900 Total deposits and other funds credited $400,000.00 SONY GM 00027814 c tropes:0696231 Ny7000309909 COON 0316 030579004 Y128776S50101000 Page S of 6 CONFIDENTIAL EFTA_00 138434 EFTA01279043 4tUBS Resource Management Account March 2016 Account name: GHISLAINE MAXWELL friendly account n • Account number. Account activity this month (continued Investment transactions rot wore information about the price' value shown for repriced securities, see froportant informatixt about your :firemen? at the end of this document QV< ACtimly Oesception Quantity value (S) Pnce (S) Mar 28 Bought Your Anomie! Advisor. SCOTT STACK MANLYLE CASRIEL 212-821-7000/800-308-3 1 40 Proceeds Iron Funds investment withdrawn for transactions (5) InvesIrnents Damp (S) ACCIUtd ernerest (S) ALPHAKEYS MILLENPJM FUND LIC Ft/NOS TO ESCROW SOUCITED SUBSEQUENT CUSP: 90293X9G1 400,000.000 1.00 -400.000.00 Total -M00.000.00 Date Activity Ottani:Won ArrOurIt (S) Money balance activities Feb 29 Balance forward SOAP Mar 24 Deposit UBS BANI: USA DEPOSIT ACCOUNT 250.003 00 Mai 29 Withdrawal UBS BANK USA DEPOSIT ACCOUNT A5 OF 03128115 -250.000.00 Mar 31 Closing UBS Bank USA Deposit Account The UBS Bank USA Deposit A«ount Is your primary sweep colon Feb 29 Balance forward $0.00 30.00 Mar 24 Deposit UBS AG CEPOSIT ACCOUNT 150,053.00 Mar 29 Withdrawal UBS AG CEPOSIT ACCOUNT AS OF 03/28/16 -150.000.00 Mar 31 Closing UBS AG Deposit Account The UBS AG Deposit Account is you seconony sweep option. CNP7C008006518232N1q0C0 00039 0316 030575004 " 20776550 loMiir_GIA_00027elltle 6 of 6 End of statement for account number Y I 28776 55 CONFIDENTIAL EFTA_00138435 EFTA01279044 Important information about your statement U3S Firmed Services to. (the Fern or UBS Fiurcia Strokes). is a menber of all principal sanity, commodey and options exchanges. UBS Financial Senices and U135 Bank USA re rdied subsilones of UPS AG and *briarsof UBS Sautes LLC. The Fin's theme' statement • available upon recited. The Fem. tonna& off Ns we a. UB5 Gina-cal StIVOM lx. 1200 Harbor Boulevard Weehawken, NJ 07086 This clatfalfrit represents the only off icier record of you' LBS Fnancial Sends account. Other records, tape official to. dxunents. contanng coraidng data should rot be relied wen II you beim* there 6 an error a omission please report a errnedialdy n writing to the Branch Manage' of the office wvrg your account Allhaip al 'ivies shown are intended to be accurate, statement ctita +=knot be wed kr tar proposes Rely sciek on yearnd tax km; (le Form 1099. 5498. 10425. etc ) when 'rename your lax return. The Rim required by law to taco to the IRS all actable dividend; reportab yenta able &Mien& and Liable interest erred an securities held in you accost net proceeds on say broadens, ad cote basisoncertain covered salsas. Cceveradatkme widt dm Firm • Please noon/inn iry oral cormoncatons in wring to further protect your rills indudrg your rites under the Seosaes Investor Protection Act (SPA/. • If thefinancial Retiution cn the top let of to ban of this statement isnot UBS Enna' Services, Fhancial Sonia" carries year =aunt as clearing broker by arra-gement with the rdcated nsitution We informed you of this relatonshio 'Ann you opened this accost h the cast your iu-a and leashes we located at UPS financial Services and rot ter koodyci-g broker, and you nut make a facet of dry error or omission to both firm. As descrted in the accent ay' eerrents, you mat notify us of any errors or fraud Oohing decks reflected an your Staarallt witNn 30 days after t was mailed or made avadele. All staterrunts shall be darned complete a-d acarate ti al other respects rot objected ton erring within 60 days. • Please deed creamer complaint or i-euilais to to Finn'sChurl Relations Depatnent at 201352.1699 cr toll-free at 8.20-354-9103, 8:CO A.M. to 609 P.M ET Monday through Frday. a in wring to LBS Fian0al Semites ex., Client Relations Doormen; P.O. Box 766 Union Cky, N1 07037. • h case of errors organ-ins about an electronic fads transfer (EFT}, bi payment or UBS Visedebk card transactions, call WO-762-1000, a mite to UBS Financial Senates Ix., 1000 Harbor 1114, 6th floor, Weehawken NI 07095, Attie RMNBSA Sertoes Cal or write as soon as you can, if you tins yes statement or receipt 6 nag or 4 you need more inknnaton about a transfer on the staternmt or mein The Firm or Card beer (as arckable)must her Iromyou no later dun 60 days alter the F rm sort you the lest statallent on which the erns or Problem aPered. - boned. yotr name ad axon rurricer 6f my) - Ceara the error or tie nosier you nature about, ad oplain as drab as you CT why you believe • is anon a why joy need more information - Provide the dolar anent of the suspected era. The Firm or Card Issuer wil hoestgate your amplan and will coned wry error promptly. For alleged errors roofing UBS stabil cad transact:4N if we take more Mal 10 bra inns days to &this, we will credit yea acorn for the amount you think 6 in error, so that you MI Nye the used the money dunng the tine takes us to complete our investigation. Please mike all checks payable to the Firm or the knurl incaution rocketed on the front of the statement In addition to nrgdar account fees, accounts may be abject to maivona-ce lees. chines for We pa rrunt to- securities trishaws and charges ice unpaid amounts n cash octants Accounts that we transferred to other instatons may be subject to a Wander tee. UBS Sweep Options U65 criers options fa nymph? cash balances, balances to bark &posits at UBS Ba-k UM. and WS AG Stanford branch (Brat Sweep Pregarni), moray maker mutual lards Dewey Ghana-Athe International Depose Accord MAX or customers with an International Crescent Management Account. Through the Bak Sweep Program; cash banes we swept to 1.13S Bank USA op to an established lent rd then to UBS AG Stanford &inch. or a Money Fund. Deposits at LBS Bar USA ere FIX Mud in accordance with FCC rules. For more inf arnatim oievA vet wwwfdic goo. Deposes a WS AG StamfordBranch ad shares of MoneyFords are rot roared by the F . Through tie DA, arildole to cash balaxes are swept to depose axants al UBS AG New Yak Ranch and 1185 AG Cayman Branch These deposits are not insured by the FCC. Balances held at to LBS AG Cayman Branch are temporary wposed to the arraign rick of the Cayman bards, and here is no wane or other otagation of UBS AG to repay the bins while en the LEG Cayman's Brach's books, D•POtk a LES Bark Vat and each UBS AG Enoch are rot protected by 51K. Money Fund shares are protected by SIPC. See 'S. Financial Services Account Protection' below. Upon you request, balances ei the Bank Sweep Programs or DA may be withdrawn, arid shares of a Males Finimity be Roadster and the proceeds returned to you or your SOCLittlba.OLIII. Fester irormalcn about evadable sweep options, nclairg current iroerest rates and yields, is available at yymy.ubscorriNeepyelds, from your Fnancial Adviser or by calling 800762.1000. PBS Paancial Services accost protection the Fim is a member of the Se...rein Fiesta notection Corporation (9PC). which protects seo.reies scoop-9ot as menders up to 59)0.0,3 (including 5250,000 ice dains for cash). The SIPC asset protection knits apply to ace ICCOP-1111 that you hold in a partials capacity. The Finn, together with certain off awn, ha also purchased suppirental protection. The novirran amount parade to of ticlote clente, colecrelyu-dw this protectionis 1500 million as of December 10, 2015. &tent to the poky corditiais and Imkaions cash at the firm is further protected fa up to $1.9 million in the flinger for ennui accounts held h a pa-licubr caucity. A f W copy of tie poky wodi-g 6 emitter upon request. The SIPC protection Ind the applermntal protection both do not aPPIY • Certain ft-uncial assets controlled by (and hclickd in your account value) but held away from UBS Finance' Services (t 9., certain G) cash at UBS Bark USA, lig cash at 185 AG US.brardws. 0.0 insura-co proixt, including variable enmities, and GO shares of filalla funds inter such shares are registered drealy n the name of the account holder an the books ate records of the applKable Suer a transfer agent), • Certain nwffrnere contract a inwstnent interest (e g.. lirNed partnerships ad petite placements) tot we rot registered wider the Securities Act of 1933; and • Commodities contacts (e.g, foreign exchange and proctor metal contracta incluckg futures contacts and commodity option contracls. The SIK proteclon and to proteclon do not apply to these asset event theyotherwise appear on tar statements. TheSVC protester and the copplemental protection do not protect against changes in the motet vain of you investments berether as h result of market movement issuer ba-kruptcycr othernae) More information is avadoeo upon reqrst You may obtain more information about 5K, ixticing the 51K Brochure, by &Florae SIPC at 202-37143300 or by wring the SIC website a t niew.heoto, Dividend Reinatment Program (DRIP) The peke reflected is an average price. You may obtain the actual pt. Man how Marcia Mbar. Orgy whole shares are purchased under DRIP; panel shoeswit be sold ad the cash we be deposited nyour account The dvideni roe-Nano-4 pice toppled byte der ma,' &ler from the market price at *Nth **partial Owes are sold Caaleimlieu Cnk, whole Witt May be held io wit account. If you are entitled to a partial unit a a result of a cfnideni payment or oternese, the FOTO will either sell partial nuts at mad et pate a accept an smart determined by a registered deri-g agency, rod credit yaw accord. Investment objecting The nvestment objectives and risk profile are speck to each account and may very between vas wawa Newt advise the Firm pron.& b in wring of ley CONFIDENTIAL sir:endear change n your thinual situation a imestment dandies For each accord het( yoy choose one of the foltrwrg eminent objectives: • Produce Current Income. pee* in. it seekrg the generation of ix.ome any. • AcAieve Coastal Appeedaton Insestments seeking growth of pmcpal rather than the generation of mcorre. • Produce Combrhation of ?moot and Cork( Appear:anon. Investments seeki-g both d-e generation of ncone ate growth of prixpal. Overall risk profiles • CriOrvativo Seeks to maintain rail pri-cProl with low ark ad volatility to the accord meat even it that mean tie accost does not generate significa-t mane a resins and may not keep pace with inflation. • Moderate Waling to aced some risk to prinopal ad tolerate tone volatility to seek higher returns. • Aggress/re: Wiling to accept hit, risk to principal at high warty to seek high returns pier tint • lneestment ellen* Constitution: If selected a portion oe the porthole for the account may include complex strategies, tinted liquicky and rater volatile?. Sutament •hotweholdher We may consolidate al related account statements with the Wm address in the same ocontope. eq. because they have owners ,she alto maintain joie account rekationshlos web °ter clients at the sane address. If you prefer to receive indisidual statements mailed h separte et...lopes, you may d«lew hornoling by calrg your Financial Ildwror Friendly account name Ti'. Friendly account name is a cusiomeable -niimane chosen by you to assist you with your record; ening has n, legal effect on your account You cr. change your kindly account names, through Online Sereices by contacting yes F franca' Adgsa. ACCOLNI• oversew • Val* of your saorotkorrfacr Net of assets and liailees • asset. Includes available cash balance; alas f or restricted secure), kill and Global Tine Deposits, wreaked marls to market, and oaten :wets not held by the Fin. Does rot include unprical socuSiatascets al the ced oi primand anent staterront prods, a ornate Nesanents. unvested stock ortiOnS and eercoabre sled( options • liaturyoes toloits debt balances, orstardeg nwgn loans, credit line, that account bola-ices. • Oath/money balances. Total of uninvested natal* cash balances, pin depart balances at UBS Bank WA. UBS AG U.S Braxhes and money make; maul fed sweep balances. at the cbse of the steerrem period Non-commodity free ow& banns in you- accost re not sweated from other balances and the Fm. may use any of these finds tithe ordina-y course of its bares, These funds we paythe cps. your demad. This total is ex Lded in the anent period caking robe. SDNY_GM_00027816 EFTA 00138436 EFTA01279045 Important information about your statement (COMIllied) banding information Fa delaimcimloemstion on the FOres lending practices and *down refer to gun Client Relatadm Agreement or Aacest Agreement ad the Geraral Terns and Condirons, ISE Statement of Credit Practices audible in Averment and Disclosures at jure u&kronitarentinteirireinv yes. Yeti nat. Your statement itemices securities ad other assets heti nth* ante at the and of tie stamen period. You may ask for deny of turfy pad Ironies at anytime. You may receive securities end as loan collateral after paying any balance die on them. Art securities transfertei to We Wm dreg the statement period are Ind at market value as of the end ol the Tani period. • Cat bawls. In dotermning the cost basis of the snares included in this Tann where indicated vet the nunter 'I,' LES Fnancial Services has relied conformation drained from sources other than LES Fe-uncial Serfs, including formation from another Inn or that rumw had provided to yam Fina-cial Adrisoc. The Firm does rot indeberelently uerMY Cr grunt.e the acaracy a wanly of ay information provided by soarss other than LESFrontal Semites. h adzifiry About. ISSFinrcel Swats gee rally lidata tris formates as it is received, the Firm does not pewee any entrances tat the ntormation Lasko 'COSI basis' ad "Unitalgedgullose is accurate as ci to date of Si statement. As such pease door rety on this nformation to make rudese cc sale decisions. fa tat ;arose, or °Poloist. Accounts trademed to to Fro, may reflect gars loss alcrinnian only for tie period of tine they in held at iv Fim More hisorical inkrmatin can be added by your Financial Advisor. • UrrealInd ganellosays Mon data s acailiok. *Tined u-rened On-Mosses are calcdated kr incevini stony lots. The transaction data for indvictur bit may or may not reelect commisrons, Ecl= antra security reorganizat cn events. cl and otter reinvestment lob ad systematic purchase lit are each combined to display ce. awraged lot 11• 'Trade date calm° prevents the ceigirel transaction trade date. • Callable securities Bonds and preferred stock that the net cats for early redunion veil be selected impartial& by lot from nag all sedans of that issue held in Our name or in nominee name for ar <lents. Call lease famaten is obtained from third parties and its accuracy is not goranteed. Other call teases nay east which could affect weld complete formai en will be provided upon request • Certificates of deposit (CI)s). CDs are FDIC nand xp to $250,000 ni principal and accrued interest per depositor ad per depository mitt sit nacconine wt FDIC rules. • Prianalue Prces displayed fa securities and oter protests may be higher or borer thin the price that you would suety receive in the man. Prices re obtained from odious third party sources ankh we believe to be reliable, but at do not surintee they accuracy. - We gereraey we tie closig price when avadabe the mean of the bid rid ask prices for listed securities ad options a onay bd prices la OTC — Lass achvek$ *wk./ securities may be priced use.; a valuation model a the most recent price we cbtaned and may not reflect an nail Market price a on - Carta, pavans may appear within a prier rd will Scuts • price was not available 4 we are unable to obtain a price for a seo_rity. - Deposits or securities denominated in <mercies one tan US dollars se reflected at the etchne rate a$ of the statement date. - wain sentries racing ihnowconfoemeg denorneetin price ad busilygate %eke) may have been adjusted to facilitate paper valuator.. To cesuin anent geotations, when nate, contact your Finarcial Athiscr. • Private investments and structured products. Private investment securities (ncieleg clan participation program and real estate investment rut amain) and thustured Front are gcotralb, highly livid. Orlin sinned prodxts have not been registered with the Securities and bashage Con-nasal a Lode.. Wry date Setuntirraid. We provide evened vans for pion investment warn es a-dstnxtured products for nlormatenal purposes only. Accurary isnot guaranteed. — These satin may differ abstirriaty Pan Ines, if any, at which a prwate Maimed Saul a ct Tinured product may be bought or sold and do not neeenibr recreserd the vaitie you may receive Loon liwidaticn. — Third party egmaes of vats are as of a certain date and are supplied to UBS Few-cial Services on a regular ben by an nepenthes volution limn. — kn, general pane orsponox estimated rabies, any, are applied to to Finn by the issuer, general partner or spator and may be tabulated based on clifrent information lean that used by Med petit to dab* Pair estinaled — You can obtain additerel Ha-marts regardig the methodology used to determine the estimate of value ad the date of the formalon that is the basis fa the estimate by contacteg your Financial Advisor. — Third partyeninmed yaks may be reflected as *Pin pnced in several situatimy when an eckgerdent valuation In has not TAOS or unable to assign a vale, mitten we become aware that a nutrias twit hat warred thee my call a prev usty reponed value Into question, or when a alue would be highly speculate, due to he nature of the secunty. — When neither an issuer, general panne or sponsor Mitre/4 value nor • drollery estimated vale is toed the isko of the ;easily wit be diHerent purchase Price. — 'Distributions to date may include ream of capital. Fames or both. — • Orgnat isie see • represent the initial &fern; price per une and may not reflect you cost basis • Restricted nowities Restricted searites generally ice rot crusty efigue lorpublic sale. UBS Finned %nixes uses tie makes price ee the mrestncted stock of the sane issuer as an mputed wine for the restricted stock foe purposes of this statement only To the intent fat rent cued seater?, are Noble fa- sale, the vela refired may be substanoalY less ths the implied value shown • la (eel:mated) non, went yields and rata eninate of anal eon is based on current dnicked ad interest rates, assuming fie searites will be held for one yes from statement date or sera msturity. The estimate is my a gudelne, accuracy and maned income art not au...reef — Estimated anal ixame ad current yield for certain byes of scones card Include a retun of pmcgal or capital gars n fetich case the est income (endCurrent 3414 Would be neared. — Estimated areal km* and cunt Weld and the anal earne ad Tell might be brier or higher than the es-tared amounts. — An eatnate of alit led income anctor interest) divided by the emelt market vatidavrage balancers based on the last dircland or Serest payment madebythe ever and ass.rnes Pe searmesrdenes will be heldfor one year from tie statement date or until maturity. Accuracy ad confirms:IOU am not quaranteed, • AMU not hokl by WS Financial Services. Certain assets we rot held by Se Fm aid no mihn the Firms possession or consul. These awls at thipleyed on yam statement for informational purposes only. Positions and values presented Me provided by to issue.; rem. LaSS Ft-uncial Services is not responsible for he formation and does not guaantee its accuracy. These assets we not protected by SPC or tie Fires supplement.ISIPC coven. • Revenue slung and additional comperdaticen — In addetion to commissions on sales and 12b1 fees received in ccerection well the distribution ca mutual knob to our climb we sea our "Mao Waive revenue during payiTenti fromdistributors at advisers of the SSW funds that we sell. These anon are based on two Severe corrucrients (I the aroant of sales by U85 of a prima mutual fund ferny to our ohne and GO the asset value of a parricula- nue' fund famiVS nen held a the Inn — We and as aflaate ato recta* netwning and ormian processing fees In consideration for ender agent worms the Les nude to the metal heck These fees generally are pad from investor asset n the mutual kind and are a toed dollar nount based on the amber of accounts at the broker dealer holdngmutui funds ol that fund family CONFIDENTIAL — in addition to commissens received h connection with the sale a distribution of amuity contract and ur.t nesanent but units ton clones, at adores affiliate recent reverse Twig compensation from many ot the insuree companies xrderwreeg the annuity C0ntrats, mutates of the inc., rare* cormanin or sponsors of theme iniment tuns cepdistbae. - Our affiliates also receive trading ormnosens and other compensationfrom mutual Vets and inosance companies whose products we daubs. - We receive an eon fee horn UM Bark LEA and UBS AG Stamford Ekanch of tra to 425 per a$0111 Seeetpiv to the bat under the UBS Bark Sweep Aware. Activity Information regardng conksens and oho charges incurred in correction with the eyeball:not wades, inducing option transactions has been included cn confirmations previously I meshed to you, and will be provided to you promptly on redant Short soling II you are engaged in short selleg a securty, you may incur a large dUe to entrain banoweg costs for that articular stoney. Open orders Regarding open or • grotill-CanCeke ads that were not executed by the statement date, open buy and set stop orders re mixed by the amount ot diands or rights on an ex-dividerch a etirghts date unless Mowed atomise by yos Vvare responsble for Orders that are executed tie to you 'elute to cancel reeling clan orders, Privacy To obtan a copy of at current Client BenNotice, please cant guar F nareial Advisor a nit ox finite ed mew. royozoy.bytonowo UBS Funnel Singes is rot a back The RMA, Brines, Services Acaul BSA and IRMA are brokerage a-cants which snit access so baking services EMIproducts through arragsment with al Aged bake and other thirclupsy barks, Jedprovides access to insuran and antsy products issued by unabiliated third-pry instance conpanies through itura-ce agency %friaries of WS Nouncel Services Inc. Investment, instraret ad a-ruky products: Not FDIC insured • No bank qua-ante,. May lose value AMA. Resource Management Any* nt. Business Services Account BSA, IRMA and hientional Resource Managernent Accant a-e registered service marts of UBS Wind Servges lx Visa Soyaturt is a rebuttedorrice murk of Visa Intentional. UBS visa Signaare creek cads and LBS Visa debt cads are issued by UBS Bark LEA with pension from Visa USA Incorporated. U85 Pinaneil genic cue Rev. 20603 SONY_GM_00027817 EFTA_00138437 EFTA01279046 *UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70056751650416 vi 0 Account name: GNISLANE MAXWELL Friendly account name: In& Millennium Account number. Your Nnancial Advisor. SCOTT STACK MAN1LYLE CASRIEL Mona: 212-821-70001800-308-3140 Resource Management Account April 2016 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Questions about your statement? Value of your account Call your Financial Advisor or the RMA aesourceline at 800-RMA-1000, on March 31 (1) On April 29 (1) account 029028776 Your assets 645,669.00 642,969.00 VisItour websIte: Your liabilities aoo aoo www.ubs.corntlinancialseMces Value of your account 5645,669.00 $642,969.00 Tracking the value of your account Thc u$3111:5 Sources of your account growth during 2016 Vzdue of your account at year end 2015 S250.00).00 FAS7 643.0 Net deposits and withdrawn S399999.12 Your 111.40109At return. Dividend and interest income 10.88 2.1O C Change in market value .37031 00 Value of your account on Apr 2t 2016 8642.969.00 Dec 2015 Mal 2016 4011016 SDNY GM 00027818 Momber SIPC CNI103CE005675165 Nr7000191 090 00009 0416 030575004 Y128776550000000 Page 1 of 6 CONFIDENTIAL EFTA_00 138438 EFTA01279047 UBS Resource Management Account April 2016 Your account balance sheet Summary of your assets Value on April 29 Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 000% E Non-traditional 642,969.00 10000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 6642,969.00 5642,969.00 100.00% Account name: .i Friendly account name: ''; • Account number: Your current asset allocation Eye on the markets Your K Randal Advisor. SCOTT STACK MAN LYLE CASRIEL 212-821.7000/800-308-3140 Index Percentage change April 2016 Year to date S&P 500 0.39% 1.74% Russell 3000 0.62% 1.59% MSC I - Europe, Australia & Far East 3.00% 0.04% Barclays Capital U.S. Aggregate Bond Index Interest rates on April 29, 2016 3-month Treasury bills: 0.20% One-month LIBOR: 0.44% 0.38% 3.43% CNP700C6005675166 NP7003191098 00639 0916 030575004 71287765500301wGitow2781fyle 2 of 6 CONFIDENTIAL EFTA_00138439 EFTA01279048 Resource Management Account SUBS i:cic Change in the value of your account April 2016 ($l) Year to date (1) Opening account value $645,669.00 $250,000.00 Deposits, including investments transferred in 0.00 400,000.00 Withdrawals and fees, including investments transferred cut -0.88 -0.88 Dividend and interest income 0.88 0.88 Change in market value -2,700.00 -7,031.00 Closing account value $642,969.00 $642,969.00 Account name: GHISLAINE MAXWELL Friendly account name:Indy Millennium Account number. Dividend and interest income earned roe purposes of iris statement, ta.a)Ay of 'merest ano dolcieno income has been determined from a US tar repotting perspective. eased upon the residence of the account holder, account type, or proluo two. some interest ardor dvidend payments mat not be subject to United States (US) ardor Puerto Rico (K) Income tares. The sent mOnthat statement is not intended lo be used and sanest be seised upon la tar purposes. Chests should refer to the apicdole tar reporting form they recent. Iran 165 annualy, such as the Coons 1099 and the RCM 480. for Intl reporting information It Is the PlaDICe of U85 to Ale the tcylicatse tar reporting forms Wth Ito us interM Revenue Semet and PR Treasury Department and in su h fon accurately (Leafy di dens an* ot interest as tar exempt or tacabk income. Mese commit your includual her prepare( April 2016 (S) Year to date (l) Taxable interest 0.88 0.88 Total current year $0.88 $0.88 Total dividend & interest $0.88 $0.88 Summary of gains and losses Wives reported Glow exclude products for which gam and losses are not classified Realized gains and losses Unrealized April 2016(1) Year to date ($) gains and losses (S) Your limed,' Advisor SCOTT STACKMANSLYLE CASRIEL 212-821-70001800-308-3140 Short term 0.00 0.00 -7,031.00 Cash activity summary See Account early the month f01 dela IS Banes in your SvetDOPtiOnS are includedin the opening and CIOSingbaancts yaw. roc insurance apPleS Only 10 departs a U85 Bank USA, SOt to deposes at U85 AG. Stamford Grand) or bank deposits reared mined, the UBS inteindeona Depose Account progarn. SIPC protection apples to money mslitt sweep fund hddirgs but rot bank deposits. Ste important inlottnetsen about your statement en the lam two pages d this document for deists. April 2016 ($) Year to date (1) Opening balances Additions Deposits and other funds credited $0.00 0.00 $0.00 400,000 00 Dividend and interest income 0 88 0.88 Total ariclitsons $0.88 $400,000.88 Subtractions Other funds debited -0.88 -0.88 Funds withdrawn for investments bought 0.00 -400,000.00 Total subtractions -$0.88 -$400,000.88 Closing balances $0.00 $0.00 SDNY GM 00027820 CelP7C001305675167NP7007191098 00071 0416 03057900t Y128776S5007COOD Page 3 of 6 CONFIDENTIAL EFTA_00138440 EFTA01279049 *UBS Resource Management Account April 2016 Account name: 6HISLAINE MA 111 ELI. friendly account name: Irviv M lenn am Account number. Your 14 nancial Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7CO0R300-308-3140 UBS Bank USA Deposit Account APY Your account instructions • Your account cost basis default closing method is WO, First In, First Out. $0 .00 Interest Period Mar 7 - Apr 6 Opening UBS Bank USA Deposit balance Mar 7 Closing UBS Bank USA Deposit balance Apr 6 $0.00 Number of days in interest period 31 Average daily balance $32,258.06 Interest earned $0 .56 Annual percentage yield earned 002% UBS AG Deposit Account APY Interest period Mar 7 - Apr 6 Opening UBS AG Deposit balance Mar 7 $0 .00 Closing UBS AG Deposit balance Apr 6 $0 .00 Number of days in interest period 31 Average daily balance $19,354.84 Interest earned $0 .32 Annual percentage yield earned 002% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current income 8 capital appreciation Your risk profile: Primary Aggressive Investment eligibility consideration - None selected CHP7C00800S675I68 NP7OCOI9I 098 00009 0416 030575004 7128776550 C0MAYGM000278P1119e 4 Of 6 CONFIDENTIAL EFTA_0013844 I EFTA01279050 *UBS Resource Management Account April 2016 Your assets Account name: GHISLAINE MAXWELL Friendly account n Account number. Sane paces, income and current values shorn may beapprorrtmaie. As a inter. gains and losses may 001 accurately reflected. See important Inforameon about your statement a the end of tuts cbcurnem for more informal°. Non-traditional Private party funds, Hedge funds, and Other insestments are teld in your UBS Financial Services rt. (UBS FS) brokerage account. The positom reported below reflect the records of the issuers, and UBS FS aces net guaantre the accuracy of Itt information. The value ShOnn 6 1101 necessarily the value you would testi* from the issuer if you soldthe assets. funds actively sold bi UBSF S ale object to ongoing due dk)ence, although the level performednay vary. A closed funding be subject to no oagang diligence A fund that you purchased elsewhere may never hare been Tutted to UBS FS diligence. alhough UBS FS may recede a fee from the funds manager. vrtfich trey constitute a nayonty of the management/ incentive fee. Please contact your Branca Adam vnth questions 'Est value per unit • is an eswnae of salsa supplied by an independent valuator firm andreflects alustmerts for factors such a the Kochi of the units. Hedge funds Hefting ALPHAKEYS MILLENNIUM RIND LLC INVESTED ALPHAISEYS MILLENNIUM F0 LLC BROKERAGE NO 03131/16 trade Minter Purchase pace dale of shares per share (S) Mar 28, 16 Your /I nandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Estimates of value supplied by Issues of sena n prcqrams (wild) are generally' net asset value' estirnateS) are shown as 'Issuer est. value per um'. For Pavate equity funds, ' Esl. value per wit' is a value spdated wane's, based on the Net Asset Value (' NAV') In the fund as of the date specified, eluded by tiding capita cats and subverting drtributions since the NAY date. The NAV is primmily based on estimated portfolio values prodded by the underlying fund sponsor. These twoyaws may vary because of offerences In the way they were estimated and because the 'Third party est vat* per une may have been prepared co the bass of f inaxial Informaion other than yearend Reported estimates may rot reflect resale. lquidabon or repurchase value, if any, and may not reflect dstnbytions of capital urea the next valualion is reported. generals, en Si ward d sera-annual basis. See Andorran( intimation about your statement al the ardor this statement. Cost Pam per Dart (S) share (t) 400,000.00 Unteelized value ft) win d loa(S) Hacks; period 1.000 400,000.00 ST Nov 24, 15 250,000.00 1.000 242,969.00 -7,031.00 ST Total Your total assets No n-tra &Donal Total vale on Apr 29 (1) $650.000.00 rescemage cr Cost your account oasn (S) $642,069.00 47.031.00 &Mated annual infam unteatzed gain 04 loss (5) Hedge feeds Account activity this month Date Amish (*archon 642,969.00 $642,969.00 100.00% 100.00% 650,000.00 $650,000.00 Arnotat (5) Dividend end interest income Taxable interest Apt 7 Interest Apr 7 Interest UBS AG DEPOSIT ACCOUNT AS OF 04/06116 0.32 UBS BANK USA DEPOSIT ACCOUNT AS OF 040516 0.56 .7,031.00 -$7,031.00 continued next page SONY GM 00027822 CelP700tE005675‘69 NP700:1I9I 098 COON 0416 030575004 Y178776%0000300 Page 5 of 6 CONFIDENTIAL EFTA _DOI 38442 EFTA01279051 SUBS Resource Management Account April 2016 Account activity this month (contrived) Date Willy Descnpticri Dividend and interestincorra (continued) Taxable interest (oantinued) Total taxable interest S&P Total dividend and interest income $0.$8 Account name: GHIELAINE MAXWELL Friendly account name:Indy Milennium Account number: Your Knew:id Advisor SCOTT STACK MANLYLE CASRIEL 212421•7000/800-308.3140 Anoint (5) Date Actinly 0estnpuon ArTratall Other funds dobitad Apr 12 Transfer JOURNAL TO Y1 23575 GH1SLAINE MAXWELL -0.88 Total other funds debited •5048 CNP70009005675170NP7000191098 00003 0416 030575004 Y12077655000046111y_mt 0002781agif I of 6 End of statement for account number Y1 28776 SS CONFIDENTIAL EFTA_00138443 EFTA01279052 Important information about your statement U3S Fioncial Services M. (the Firm a UBS hurtle! Strokes). is a merrier of all principal ucvily, ccmrrodtv and esti:concha-4es. UB5 Financial &mien and CBS Bat USA ae (died subside: des of UPS AG and aft ihaes of U3S Seattle, U.C. The Fames benne' staternert C available upon regast. The Font exeorice offices we a. CBS Fine-0315mm, Inc. 1200 Harbor Boulevard Weeheween, NJ 07086 This Statement represents the °thy official retard of you' US Financial Services account. Other recalls, mete official ter documents. contanng conflictingdata should rot be relied am II youbane thee e an Weir a OmiSPOn please report it immediately n mites; to the Brand lianasafc of the o f ice serving your accost. Metall a figures shown ere Mended to be accurate. statement ear. *tub not be wed fa to purposes Rely Wet on yesend tax forms. fie , Fom 1099. 5498, 10425. etc ) when 'repast your tax return. The FM required by law town to he IRS all Usable dividends, report/Me ronsauble clatickna and uxtk interest erred on scarifies held hyoid astatine ran sands on see trapaction, aid con basis an certain covered seculie5 Cteralitsedableitle wish the Fines • Pleannercortinn my oral carmine/trans in wring to further protect your rishts. inducing your ektotS ceder the Sectslies Investor Protectron Act (SEA). • d thefine-col institution en the top left of toe tent of this statement isnot U36 F natal ServaLLE6 Firandal Seine carries par accost as clearing broker by arra-gement wen the isitated inslauten We inforrnedym of the 'Vit.:115k, when you opened this axon. h the cast your ara and stories are bated a LOS financial Services and rot the iwodrirg broker, ad you newt make amps of any error or omission to both firms As described Ihe account agreements, yOU must natty US Of Ty errors or fraud Moiety chedcs reflected en your statement wenn 30 cbys alter d was mailed or made available. Alinements shall be deemed complete and accurate n all other spats if not objected to in yeakg within 60 dad • Please deed aaomer complaints or Parnes to to Fleet's C lent Reborn Ottoman at 201.352.1999 a toll roe r. 903.354-9I03, 8:03 A.M. to 600 P.M FT Monday through Friday or in venlig to CBS Financial Services ix., Client Relaticns Department, P.O. Box 766 Union Coy, NJ 07037. • In case of errors or gunfire about an electronic lath trance (ITO bit papist a UBS Voaeckbit card vantactions, call K0.762-1000, a write to UBS Runnel Senices Irc., 1000 aster 814, 6th floor. Weehawken ha 07086, MS 13144865. Sakes. Caller rte as es you can, if you bek yea statement a receipt k man or if you need more Marais tar a transfer on the penmen or receipt. The firm or Card Isom (as spleable)most hear from you no later than CO days slier the Fan sent yOu the Int statenwrd on which the ertCror problem appeared. - Proideyoir rum rd mord number (d arty) - Decals tie error Of the wander you are inure about, and splain as <bait as you cal why ycu believe a is an error a why you need more itanntis - Porde the dolar arrant ct the suspected error. The Firm or Card Issuer era twestiote put compaaht and eel correct ny error picas*. For alleged errors roofing UBS VereAdebil card transact ism if we take more than 10 buskinsdays to der this, we edit credit tar accord for the anoint ytuthink 6 in error, so that you al lave the use of the money during tie tine it takes us to canteen our mitigation. Please mice all checks payee to the Fan or fie financial inste.dis rdated on he Trent of this statement In addition to regular accost fees, accounts may be objet to manterome lees, anon for lee payment for securities purchases and charges for unpaid amounts n cash accents. Accounts that at transferred to other instimans may be subject to a taster tee. UBS Sweep OpAione LEG offers options for seeping cash balancers. balances to teak deposit at UM Bak USA and LEG AG %yoked branch (Bak Sweep Prixfarr4 money meat mutual lads (Money Fang ad the International Deposit Award (DIOloic maned% with in Inuerutionel Resource Llanagernerd Account. Though the Bark Sweep Program cash balms re swept to LESBank USA is to an established teat ad then to UPS AG Stanford Branch. or a Money Fund. Deposits at U26 Bank USA ae FDIC Cared in accorda-te with FCC mule. Format idenatic please visit wwwfdic Deposes at LEG AG Stamford Brach ad shares of Money Fads are rot mitred by the FDIC. Through tie DA, imitable to can balaxes an swept to depose saints at UBS AG New Yak Branch and 185 AG Cayman Ranch Thew deposits arena inured by tit KC Balances held at the UDS AG Caiman Brandi are tempi:airy sposed to the sovereign Ink of the Cann Idadc, and there is no sure lee or other obhgetion of UBS AG to repay d'e brims whilea,the 1.65 Cayman's Brach's books. Deposes at LES Berk USA and each UPS AG Branch are rot protected by SIK. Money Fund shays are protected by SIPC. See 'LOS Financial Services Accost Protection' below. Upsyour rased, balances in tie Bank Sweep Program or DA may be withdrawn and shares of a Mcney Furd may be liquidated, ard the proceeds returned to you or your monies accost. Fier Harman about available sweep °Mem ncladmi caned ironed rates and yields, 5 available at mesas canto...emelt. from your Fnexial Advisor or by calling 8C0-762-1000. UBS Financial Sendai account protection The F,"" rt a manta, Tao< I-vec.tto, retterti7e. Corporal's (UPC), which protects 163-rlieS ACCCcrItS 01 its marten up to $920,000 (including 1250,003 kr dams for cash). The Slit awn protection limn ;SY to all accost; that you hold in a particular equerry. The Flip together with certain aff iliates, has also purchased fopplernentaplOteCtiOn. The madman amount Myatt 10 at *foible diet, CONKlink ade this protection is ZOO milion as of December 10, 2015. Scbpd to the poky ore-dans ad limitations, ash a the km is further protected fa up to 14.9 million n the swept* for all your accounts held n eparticuls mucity. A fii ccpy of thepoky wordixs h anitabb uPon request. The Slit protection ad the supplemental protection both do not apply to • Caton Unsocial assets controlled by (and inclotad n your account value) but hell away from UKFinancial Services (e.g., certain( cash at UBS Bat USA, 60 cash at Les AG U.S.banrhes, (4 Swarm sedum, including variable annuities, and 60 tarn of instal funds where such shares re moistened direct& in the name of the account hobs on the becks and records et the alpha* tux. a transfer agent), • Certain ninbinent contracts a ineessment Merest (e.g.. landed partnniships ad private placements) that are rot regitera wider tee Securities Act of 1933; ad • Commodities contacts (e.g, foreign excha-qe and pricey, metal contracts). includirg futures contacts ad commodity cotes contract,. The SEC prom-inn and dw Supp4Wrientil protection do not apply so these assets then if they otherwise appear on yea statements. The SPC protection aid the 94:Phrnental protection do not protect against changes n the market value of err instilment> (whether as result of market movement, issuer ba-kruptcy a othenrcle) More irtonnabon n ataable idxn request. You may Man more intonnation about SIK, ticludin9 the SIPC Brochre. by contacting SIPC at 202-371 -83C0 or by suiting the SIPC webae ar wnwerptorg Dividend Reiwestment Anacreon pun The ate reflected n an asera3e pike. You may obtain the anal price banns Frecisl Adviser. 0* *hoe sham are purchased under DRIP; partial sham will be sold ad the cash wit be deposited le your scant The &Mtn] reinvestment price applied by the ester may • efer from the market price al which the partial gores are sold Ceetendieu Cnt whole urns may be held n tar accost. If yarn entitled to a petal sit a a weak ol a thiderd moment or otherwise, the Firm will ether sell penal unit at market price a accept an mord determined by a regiaened clearing agency. ad credit tax accord. Investment objectives The eionlmerI objection and risk profile ere spec lc to each account and mar maybetween yam accords Please advise the Firm maudlin wiring of ay sipticant change intros Ioaxua stationer investment objectives For eachmord held, you choose aced the Icabwiu inninment chin-thin. CONFIDENTIAL • Mature Cunene income: hveslments seakng the generation of Moms onbr. • Achim. Cope., Apswedation. Investments seek kg croak of principal rather then the gererafis of ixam. • Produce Combauttio ot babe and Capital Appreoeton. freesentints seen? both the gernsaan of Mane ted gromh of priopal. Overall risk profiles • Case mta Seeks to martin MIN prixipµ with low risk and volatility to the accost overat eon if that means the acccsn does not goyim signdant home or return ad my rot reap pre with inflation. • Moderate. Willing to accept some file to pirtPal and tolerate some stalky to seek higher returns, • Aggresses: Veiling to accept high Mc to pnncpi and high vela lily to seek high returns over time. • bt 'fatten EiSbaby Considefation:t select•P a POliOn of the portloli, f or that account may Male complex stmeges, Meted hardly and rater Statement •hoteeteddar We may ancordas ad related account statements with the sane Miss ii the same enmetve, e.g. because they have Orentrs who also maintain join account relai craps well other ants a the am address. If you prefer to went inchachal 'helmets mailed is separate enselopes, you may decline larreholdno by calling tar financial Achnor Friendly arrant name The Friendly ward natno is a cusicrniz*le nickrome chosen by you to assist you with your recordeeetn0 has no legaleffect Cayes account You can change per firendt aCCOLIII names. though °Sete SerhtKeS a by coned eg your el-initial Adesor Account overview • Value of ear accounerpontio. Net of meets and 'abilities • Aneb tectsies availabfe cash balances, Mues la restrkted warty lest ), and Global Tim Deposit, amazed maks to market, and certain assets not held by the Finn. Does rho include unpriced seositiMassets at the en:lathe exior and arrent statement periods, a prune imornents. invested stock options and enrceable stock options • Lathiletes Includes debit betimes. outstanding margin bans, aedit Ere, tat accord balances. • Cathileoney balances. Total of uninvested saga* cash balances, plus deport telexes at UB5 Bank USA, LES AG U.S Branches ad misty makes mutual fund sweep batons at the c bee of tie starerrent period Nemecenrrodity free creek telances in yea account are rot secogaed from other balances and the FM may sae sty of these lira in the Ordiney course of is bur sinws These funds repayable span your darned. This total is rotated in 11-0 anent period cbsing vaiJt Lending alternation Re cleaned information an the Firm's lerdiu pietas and Masan refer to yen Chem RiAtiontop SDNY_GM_00027824 EFTA_00138444 EFTA01279053 Important information about your statement (0011thitlea) Agennent or ACCOLII Agreerrenl and the General Tarn ad Conditions U3S Statement of Credit Practices available in ayeeements and Disdasures at mar tin nwratery w,lw&w res. Yew masts Your stamens itemises securities and other asset> hell I-. the award at the end of to natenners period. You may ark for dekterY d fUlaisuid seoadies al anytime. You may receise securities tact as loin collateral alter paying any balance de on them. Any securities translated to tie Firm Brig the itslemmt pentad ale Woad market vale as of the ends the staternall period. • Cast bask h detemining the cost basis of the securities incbded in this statement, Were indicated wily the number " l, • .55 F flannel Services has relied al information obtained from sources other than LE5 Ftrencial Semites, including information frcm another rim a that sum./ have prided to yea Finaxial Athisor. The Firm does not irdeperantly verty game* the aco_racy a vaklity dry information provided by was other than LESPi-uncial Sonnet ▪ xklticrt although UPS Finricial Services general& tpiates ft nfcrmatial as it is received, the hem does not provide any assuurces that the it-Mali:el Lahr 'Cost basis^ and *Unrealized gag lose it accurate as of the date of this statement. As wok. please dons rely, on this nfangtion to make puchne ix sale decisions fa tax paposes a otherwise. Accounts owdetred to to Fim may refer gent loss hfamattn only for the period tine they we held at tie Fim More historical tilcrmatcn cube added by you Flax's' Advisor. • Unrealised gas/Iona then data a awilabk, unmated tweeting suinflown at cricsiaird Ice hdfattLial sea" lots. The trans/anon data for havicluil lots may or may not ref en ammissOns, antra security reorganizatcn events deitd and otier reinvestment lots ad systematk pschasie lots are each combined to anal', ale averaged lot. The 'Trade date' coLenn presents the original transaction trade date. • Callable securities Bonds and weltered stock. that We Mon cab for eat redenplen will be selected aflamially by lot from army all manes of that issue held ii our name cell nomhee rime for or clients. Call lease iduirrattn is obtained fromthird patios and its musty it not garaging. Other call hares may wed which toted ailed wolc1compeete idormatian wise t* provided upon request • Certificates of deposit (0.). CDs are FDIC aired tato $29),000 it principal and atoned imam per depoentor ard per depository inaitution in a:cadence wth FDIC riles • Prialvalue Prices diaplawd for secuntes and oter protests may be higher or betel than the price that you would ectualti receive in to make lakes an obtainedfrom wricus hid party sources nhich we teethe to be relable, bit we donor garanee thei accuracy. - We generale use the cloth; price when vs/WA a the mean of the lad and ask prices for listed acuities and option; or only bd prices for OTC searit - Less actrreir traded securities may be priced using a neluathn model ate moss recent ace eve aimed end may not reflect en actual marlin price a vale - Certain posithns may weer vintro_n a pica aid will thee a 'ate was nol sealable' it we an triable to obtain a pace foe a sec et' - Deposal a securities denominated el CUITOWC91 ogler tan U.S dollas are reflected as the enchrige rate a of the statement date. - rove artain startles raying n non-conformrig denornnations, puce and quantity (face iota) may have been adjusted to facilitate proper vatuatirt To obtain &nem gunman when availably, contact sr , arcei ze, vs,' • Prevate investments and otructured peoduaa. nines minima* saunas (ex Lying erect participattn program and realestate investment tug' soothes) and cascara prolocts are lunetalY highly ilia id. Certain stnatrea poach have not been registered with the Securities and E.d.age Commssian ce under any late securetieTain. We amide essmated values for investment searitis ird structured products for trfamatiral purposes cny. Mar ary base guaranteed. - These vitas may differ abstain* km prices, it any, at which a pre*, investment MU smactured produa maybe bought or sold and dp rot necessaly represent the vat* you may receive Lyon liwittatirt - INS pysty enemas of vain are as id a certain date ad we suppled to UBS Inarcur Services on a reglar basis by an independent satiation firm. - baser. go-wanpanne- or sponsor estimated vales. try, are applied to the F me by the issuer, general partner or corner and my be calculated based an afferent information fro, tut used by third parties to &nye teir wagged values. - You can obtain aeditorel information regarded the meth:beady used to determine the estimate d value and the dale of the recemasin Owe is the basis fa the estimate by contactig your Financial Advisor - Third pity 'singed vales may be reflected as 'Not priced' in several SilUalbli: when an 1-dependent valuation lire has not %Wink's' a is welle to assign a vat*. when we become awn that a matenal met has catered tut may call a prewousy repaled vat* Iwo question, or when a value would be highy speculate.* due to tie nature ot the tensity. - When neither an Sauer, general partner or wonsor estimated %glue nor a thrd-paly estimated wig is proncied, the vale d to mosey will teat/entre* ban its caches: price. - •lantributicos to dab' mayinclude ram of capital, ncome orboth. - 'Original unit size' represents fie initial offering price per twit alS may not reflect your Cott bass. - OPP anl wended RUT muses are not listed co a national securities exchange, and an gennaly liquid and own f they can be sod. to peke received may be lee than tie per tore narrated wire provided n the a-cant statement • Restricted securities. Restcled sectrities generals, an not twenty etrable he public sale. UBS Financial Service, uses the mane price d the unrestricted stock of the sane issuer as an inputed value fate restricted stock forooposesolthis statement 0* To the extent tut restrkled secwities are elgble to sale, the vale received may be tbstarnaly less thanthe imbued vake town • En. (estimated) income. arrant yields and rates. M estimate of annual income is based on current dnidend ad interest rates, assuring tie searites will be held for ate yea from statement date or ult.' naivety This elfin*, boast' a gudolne; accuracy ad continued income are not guannteed - Estimated aratil income and curent yield for certain types of leashes could rickide a retain of principalor capital gala in which case the est income (and cumin yell would be ownitated. - Estimated anal income and avert yield and the actual ?cane and yieU micft be lower°, higher than the titillated anbaunte. - An matinee of arrunzed income (drvislend anacr interest) divided by the current market valiti average balance is based an the Inv dividend or bleed payment mode by tie issuer and manes tie sear headed:Os will be held fa ore year from the statement date oar until metre', Accuracy rd continued well we not guiantecd • Assets not held by LIES Financial Services. Certain asset ere rot hell by the Finn NW not wenn the Fern's posarnion or control. These assets ere displayed on yar statement for informational purposes only Positions and values presented an provided by tie twig fern. UBS &uncial i'aces not reucrable for this information and does not guarantee es mangy. Thew assets are not protected by SOC or to Finns flipPlernereal9PC cavern.. • Revenue sharing and adifitional summated's.. — In addition to carmissions on ales and 1.1bi 1 lees received n correction with tie distributim of mutual krds to ow dents we ands our affAate receive revenue shying payments Iran delnbutors ardor salsas of the natal funds that we sell. These arnants are based on two cWerere components (g the mown of YIN by UBS of a Paliculr mutual fund famiY to our clients: and 0) the asset value of aparticular mutual fund fanny's shares held a the Wm — We and ow Aline ako receive networking and orrnbus moaning fees n consideration for transfer agent Seveei that we croak to the mutual lads. These fees generally are pad from investor asses in the maul fund and are a fend dale amount bated an the 'amber of accounts at the broker-dealer holing mutual hands al that fund fancy CONFIDENTIAL — h acklaicn to <brominism received n connection with the sale or destitution d array contracts and trig investment but tnils toot, clients, we andcr our affiliate 'scene owing sharp compensation from many of the instance companies ardente' eh; the annuity Centrals, aft/win d to lawn conganas or sponsors of tie the investment outs we data./ - Our affiliates also receire trading carmen:ins rd other congensalon from maul hands and Swine companies whose Weasels we dart:ult. - We receive en antral fee from UBS Bat USA aml LES AG Stanford Branch dilate $25 per accare sweeping to the barks under the UBS Bank Sweep Programs. Activity Kt:gelation repo:Sag commkstns and ogler charges toured in connecticn with to exewli:n of trades, tracing option transactions has teen incbond on conf anations prenousy furnished to you, ad oval be posited to you pr.:aptly on repast. Short yelling you ate engaged in short sent.; a security, you may ear a charge der to cabin tarnowig costs for that partkulye Open orders Regarding open or *gazdtill-cancelled' orders tut WHO not executed by the sternum date, open buy and sea slop orders are refixed by the mount of dividends or rightson an ex-dividends a exagns date unless reenxled othenvise byyou. You are responsbk for orders that are executed Oa to your blurt to cancel east rig open orders. Murry To obtain a copy of as current Client Primacy Notke. pleat antat you FnarsnalAchiscr or vat our reetnne at tan, oat rrventivniv,Irer 5,85 Financial Savas is not a bank The WA, Business Services Account EGA and IRMA are brdcerage accounts which provide Kass so bring services and wallas thew* arangements wth al f Aided lurks ad other Ihniparty banks, and provides access to instance and root [roars iced by unaHiliatedthid-party insurance ampanes through insurance agency subsdianes of UBS Financial Services Inc. trionmenn, Mace ad a-roily products, Not FOC instred • No bank wanes. May lose vitae RMA. Resource Management ben nt, Business Services Account BSA, IRMA and international Resource Management Accord an registered service mats of 1.85 Fogad Services Fx Vila Sigrubre it a regained Servile Milk of Vial In manna LOS Yu Signature crea cards and IBS Visa debt cm-de an Sneed by UBS Bank USA with permssion fran Visa USA Incorporated. UlSlinsdelSwioee Inc Rev 201604 SDNY_G M_0002 7825 EFTA_00 138445 EFTA01279054 4tUBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York kW 10171.0002 CNP70055831690516 V1 0 Account name: GHISLANE MAXWELL Friendly account n i • ' Ilan Account number. Your Nnancial Advisor: SCOTT STACK MANILYLE CASR1EL Phone: 212-821-70001800-308-3140 Resource Management Account May 2016 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Questions aboutyour statement? Value of your account Call your Anancial Advisor or the RMA ReSOurCeLine at 800-RMA-1000, On April 29 (S) on May 31 (5) account 029328776 Your assets 642969.00 651,695.00 Msit our website: Your liabilities 0.00 0.00 WWW. LbS cornilinanciaservices Value of your account $642,969.00 $651,695.00 Tracking the value of your account S Thc uc,anas €47 0 651.7 Dec a 2015 AV i'016 May 2016 Sources of your account growth during 2016 Value of your account at year end 2015 S250PCO.00 Net deposits and withdrawals $399,999.12 Yaw In sent returrt Dividend and interest income 30.88 Change on markot vaiug 11.69500 Value of your account on May 31. 2016 6651695.00 SDNY GM 00027828 Member SIPC CNP70009305593169 NP7000191995 C0039 0516 030575004 Y128776550 000000 Page 1 of 6 CONFIDENTIAL EFTA_00I38446 EFTA01279055 UBS Resource Management Account May 201 h Your account balance sheet Summary of your assets Value on May 31 ($) Percentage of your account A Cash and money balances 0.00 000% B Cash alternatives 0.00 0.00% C Equities 0.00 a00% D Fixed income 0.00 a00% E Non-traditional 651,695.00 10000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 3651,695.00 $651,695.00 100.00% Account name: G HI R. A INE MA g1A ELL Friendly account name:Indy Milennlurn Account number. Your current asset allocation Eye on the markets Your lq Randal Advisor. SCOTT STACK MAN LYLE CASRIEL 212.821.7000800.308.3140 Index Percentage change May 2016 Year to date SW 500 1.80% 3.57% Russell 3000 1.79% 3.41% MSC I - Europe, Australia & Far East -038% -0.75% Barclays Capital U.S. Aggregate Bond Index Interest rates on May 31, 2016 3-month Treasury bills: 0.34% One-month LIBOR: 0.47% 0.03% 3.45% CNP70003005590170NP7000191995 00603 0516 030575004 T12877655003alyyGht00027stage 2 of 6 CONFIDENTIAL EFTA_00138447 EFTA01279056