EFTA Document EFTA01279483

UBS November 6, 2019 VIA EMAIL Federal Bureau of Investigation 26 Federal Plaza New York, NY 10278 UBS Group AG Legal-SLG Group Eric J. Ryan 1285 Avenue of the Americas - 12th Floor New York NY 10019 Tel. zacatailscarn Re: Subpoena issued to UBS Financial Services, Inc. dated August 16, 2019; Ghislaine Maxwell Our Matter No.: 43581909-2019-1502 & 43581909-2019-1731 Dea On behalf of UBS Financial Services, Inc. ("UBS" or the "Firm"), this letter is in response to the Grand Jury Subpoena (the "Subpoena") in which you requested information and documentation with respect to the matter referenced above. Pursuant to ow telephone call on September 24, 2019, you agree to accept account opening documents, account statements, copies of checks and wires, OLS Summaries and non-email and email correspondence to fully satisfy UBS's obligations under the Subpoena. Notwithstanding any prior objections the Firm has made to the Subpoena, enclosed please find a CD containing the items described within: Account Records Account Number Descri . lion of Documents XX 1 Copies of Federal Fund Wires XX 1 Copies of Federal Fund Wires XX 1 Copies of Federal Fund Wires XX 1 Copies of Federal Fund Wires XX 1 Copies of Federal Fund Wires XX 1 Copies of Federal Fund Wires XX 1 Copies of Federal Fund Wires XX 1 Copies of Federal Fund Wires XX 1 Copies of Federal Fund Wires Non-Email Correspondence Please note that email correspondence is pending and will be produced to you as soon as it becomes available. UBS requests that, unless otherwise required by law or court order, said documents be kept confidential and not disclosed to any third party outside the context of the above referenced legal proceeding. UBS also requests advance notice of any decision to disclose any of the documents provided pursuant to this request. The WinZip file is password protected. Please use WinZip to unzip and view the documents. UBS Financial Services Inc. is a subsidiary of UBS AG CONFIDENTIAL SONY_GM_00028285 EFTA_00138905 EFTA01279483 * UBS Please email me at UBS Group AG Legal-SLG Group Eric J. Ryan 1285 Avenue of the Americas - 12th Floor New York NY 10019 Tel. utoox..ubscurn pon receipt for the necessary password. If you have any questions, please feel free to contact me. Sincerely, Eric Ryan Ryan Paralegal UBS Financial Services Inc. is a subsidiary of UBS AG CONFIDENTIAL SDNY_GM_00028286 EFTA_00138906 EFTA01279484