EFTA Document EFTA01281966

KYC Print Page 1 of 43 DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01977698 One sheet must be established per relationship - list all accounts included in the relationshi 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL FtELATIONSHIP Booking Center: New York Relationship Manager: Stewart Oldfield K New PWM Relationship n Existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: *** 2018 Periodic Review *** IZ Client Referral • RM Prospect K Intermediary/F1M 0 Other Source (C18, etc.) HOw Was the Olent(s) Introduced? How long has the RN personally known the client? Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein reached out to Stew Oldfield on 3/7/17 to have a new acct opened under this relationship.. last Approved KYC # - - ; Butterfly Trust - ; Neptune, LLC - Does Deutsche Bank pay a retrocession or similar • Yes 2 No compensation to a third party for the introduction of this relationship? (If yes, describe) List all existing and new accounts involved In this relationship Legal Entity Account(s) Account Name I Number Opening Date (intended/actual) 1 • & Karyna Shuhak- 12/13/2013 2 rA Butterfly Trust - 1/24/2014 3 F Neptune LLC - 10/18/2013 Who is the primary contact person for the RM? (Note: ThiS person needs to have signatory rights and/or information right for the accounts.): Preferred method of contact (indicate phone no., fax no., e-mall address, etc.): Status : 6. Approved SDNY_GM_00037218 CONFIDENTIAL- PURSUANT TO FED. R. tONFIDENTIAL oB-SONY-0000042 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&eid=5000e00001N... 7/10/2019 EFTA_00147831 EFTA01281966 SON,M,a37219 CONFIDENTIAL EFTA,107832 EFTA01281967 SONV,M_000,7220 CONFIDENTIAL EFTA,107833 EFTA01281968 SON,M,037231 CONFIDENTIAL EFTA,107834 EFTA01281969 SONV_GN,a37212 CONFIDENTIAL EFTA,I47835 EFTA01281970 SONV_GN,a37233 CONFIDENTIAL EFTA,I47836 EFTA01281971 SONV_GN,a37231 CONFIDENTIAL EFTA,I07837 EFTA01281972 SON,M,037235 CONFIDENTIAL EFTA,I0783E EFTA01281973 SONV_G1,00697238 CONFIDENTIAL EFTA,147839 EFTA01281974 SONV_GN,a97221 CONFIDENTIAL EFTA,107340 EFTA01281975 SON,M,037228 CONFIDENTIAL EITA,1072.41 EFTA01281976 SONV_GN,a3R39 CONFIDENTIAL EFTA,107342 EFTA01281977 SON,M,a372,0 CONFIDENTIAL EFTA,1072.43 EFTA01281978 SON,M,0372I1 CONFIDENTIAL EFTA,1072,14 EFTA01281979 SON,G,A,MRI1 CONFIDENTIAL EFTA,1072.43 EFTA01281980 SONV_GN,a37213 CONFIDENTIAL EFTA,1072,16 EFTA01281981 SON,M_000,7211 CONFIDENTIAL EITA,107847 EFTA01281982 SONV_GN,a972. CONFIDENTIAL EFTA,107348 EFTA01281983 SON,M_000,72. CONFIDENTIAL EFTA,I 478. EFTA01281984 SONV_GIA,MRI) CONFIDENTIAL EFTA,I07850 EFTA01281985 SONV_GN,a972I8 CONFIDENTIAL EFTA,10785I EFTA01281986 SON,G,A,a972N CONFIDENTIAL EFTA,I07852 EFTA01281987 SON,,000,7.0 CONFIDENTIAL EFTA,I07853 EFTA01281988 SON,M,a3R11 CONFIDENTIAL EFTA,I07850 EFTA01281989 SON,G,A,MR. CONFIDENTIAL EFTA,I07853 EFTA01281990 SON,M,037.3 CONFIDENTIAL EITA,107856 EFTA01281991 SONV_GN,a3R11 CONFIDENTIAL EFTA,I07857 EFTA01281992 SONV_GIA,MR. CONFIDENTIAL EFTA,107858 EFTA01281993 SONV_GIA,MR. CONFIDENTIAL EFTA,I07859 EFTA01281994 SON,M,a37.17 CONFIDENTIAL EFTA,147860 EFTA01281995 SONV_GN,a37218 CONFIDENTIAL EFTA,I078fi I EFTA01281996 SON,M_000,72. CONFIDENTIAL EFTA,1471162 EFTA01281997 SONV_GN,a37230 CONFIDENTIAL EFTA,107863 EFTA01281998 SON,M,037251 CONFIDENTIAL EFTA,I078. EFTA01281999 SON,M,037251 CONFIDENTIAL EFTA,1078E5 EFTA01282000 SONV_GIA,MR. CONFIDENTIAL EFTA,107866 EFTA01282001 SON,M,037250 CONFIDENTIAL EFTA,10780 EFTA01282002 SON,I,A,antss CONFIDENTIAL EFTA,107868 EFTA01282003 SONV_GIA,MR. CONFIDENTIAL EFTA,107869 EFTA01282004 SONV_GN,a3723.1 CONFIDENTIAL EFTA,I07870 EFTA01282005 SONV_G1,0069n. CONFIDENTIAL EFTA,10787I EFTA01282006 SONV_GIA,MR. CONFIDENTIAL EFTA,107872 EFTA01282007 SON,M_000,72. CONFIDENTIAL EFTA,107873 EFTA01282008