EFTA Document EFTA01282339

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In- Wealth Manager Services Custody New Account Opening Form Deutsche Bank Private Wealth Management Account # 0 External Custody 8701 PERSONAL CUSTODY 0 Account MIA Type 0 Acct Short/Long Name Enter Name for Sorting: Date Opened 0 Branch 0 State Domicile Acct Legal Name Next Fiscal 0 Is Owner a US Tax Payer? 0 Federal Tax ID (SSN/TIN/EIN) JEFFREY EPSTEIN JEFFREY EPSTEIN 4/10/2014 38: DB NY DOMESTIC - CUSTODY ACCT [E214730 54 U.S. Virgin Islands 0 Administrative Law 132 New York JEFFREY EPSTEIN 12/31 of the current year OR If ERISA Account Enter Plan Year End For Client Service Use Only Tax Prep Service Tax Servicer 2 Production Group 5 OCountry of Residency 0 Acquired by 0 Account Capacity Fee Agrmt Date 0 Group Code 0 Team Code 0 Base Currency 209 United States 20 CUSTODIAN 4/10/14 0 Date of Agreement 4/9/14 1 1 DEUTSCHE BANK TR CO AMERICAS 5 DOMESTIC CUSTODY 22 US DOLLAR 0 Date of Apptment 419/14 0 Premium Tax Service Client? 0 If an ERISA Account is 5500 Reporting Required? 0 Is account owner a tax exempt recipient? 0 Is this an IRA Account? Yes No No No Tax Record 1 US RESIDENT (TAX DUTY) 209 United States 54 U.S. Virgin Islands 0 US Tax Class 0 Country Situs 0 State Situs Valid Forms W-9 w-8 Form 1001 Foreign Tax Class I 0 Status 2 certified 0 Start Date 4/10/2014 (mm/dd/yyyy) (mm/dd/yyyy) (mrnMd/yyy-y) Treaty Eligible Field 6 Special Withholding Instruction field should only be used for NRA clients submitting W-8Ben forms Treaty Eligible? INo Withholding Special Instructions if Not Using Treaty Eligible Rates CONFIDENTIAL JUIN T.:JAW-KA/Jr /RC CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000566 EFTA_00 I 48351 EFTA01282339 Tax Record Address The following address must be added to Global Plus for the official mailing address of the client If the account owner is a non US taxpayer, enter the address to which the 1099, 1042 or other mailings should be sent. For US taxpayers this may or may not be the same as the owner affiliation address. 0 Client Name 0 Street Number 0 City 0 Zip Code 0 IRS Control Name JEFFREY E. EPSTEIN 6100 Street Name Red Hook Quarter, B3 St. Thomas 0 State 0 Country 54 U.S. Virgin Islands 00802 209 United States EPST Affiliation - Owner If owner has an existing client record on Global Plus select Yes in the option below and provide the existing Internal client #. No other Information Is required. If No Is selected owner Information will populate based on tax record Information provided. This address Information below should reflect the legal/permanent address of the account owner. May be different than mailing address above. 0 Is the owner an existing client record on Global Plus No If new client complete the appropriate information for the owner affiliation: Individual Client Name Name Extension Field or Corporate Name Street # Address Line 2 Mailing Info City Zip Code Name Type Date of Birth First Name JEFFREY 'EPSTEIN 6100 I Street NamelRed Hook Quarter, B3 St. Thomas 'state Country SSN or TIN 54 U.S. Virgin Islands 00802 I 209 United States 7 individual Internal Client # Client Title Last Name 0 Mandatory for IRA Account 0 Select Yes to also use this owner for the following account affiliation types. These are mandatory affiliation setups except for Daily Advice Recipient If not the owner, complete the additional affiliation setup section. These affiliations types will be setup using the tax record address/mailing address. If that address should not be used select No here and setup in the affiliation section. Yes Yes No 0 Affiliation Type ClienVEE Number Affiliation Type Client/EE Number 0 Affiliation Type ClienVEE Number 0 Affiliation Type Client/EE Number 0 Affiliation Type ClienVEE Number 56 - Proxy Voter 137 TAX LETTER RECIPIENT 1042S Recipient (applicable to non-domestic accounts only) Account Affiliations - Internal If Daily Advice is to be setup, select which type: J36 - Advice Recipient 152 - Corporate Action Representative Arthur Tendler EMP #01001.1 r #N/A 200 - Strategic Wealth Advisor Paul Morris EMP# 228 - Custody Officer Arthur Tendler EMP # 2 - Investment Officer Arthur Tendler EMP # 4 - Account Assistant Katy cheng EMPIRE. CONFIDENTIAL SDNY_GM_00037743 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000567 EFTA_00 148352 EFTA01282340 0 Affiliation Type Client/EE Number 23 - Tax Officer State Street [E:TAXST] Affiliation Type Client/EE Number Affiliation Type CiienVEE Number Affiliation Type Client/EE Number Affiliation Type Client/EE Number Currency Type of Portfolio Portfolio Name Alt Portfolio # Type of Portfolio Portfolio Name Alt Portfolio # Date Opened Capacity Code 0 Investment Authority 0 Investment Objective 0 Voting Authority 0 Taxlot Sale Method Setup Sweep 0 Sweep Strategy 218 - Employee Account I 260 - Interested Party I 270 Hirtle Callahan Affiliation 'Mandatory if opening a Hirtle Account 22 USD US DOLLAR Principal JEFFREY EPSTEIN P CUSTODY USD USD P 199 I N/A JEFFREY EPSTEIN N CUSTODY USD USD N 199 I 4/10/2014 21:21 20 CUSTODIAN 6 NO RESPONSIBILITY 199 - CUSTODY 2 CUSTOMER VOTES 4 highest cost (maximum loss) l /f #1 selected, do not add Proxy affiliation Acct Code Exten 199 Yes 143 • DWS GOVT CASH FUND [999010GC1] Affiliation Adds Affiliation Type 1251 MUTUAL FUND REPORT RECIPIENT Is the affiliation an existing client record on Global Plus INo (Internal Client # I If new client complete the appropriate information for the owner affiliation: Individual Client Name Name Extension Field or Corporate Name Street # Address Line 1 Mailing Info City Zip Code Name Type Date of Birth Branch Identity any other affiliati client may be on this acc Fist Name SAME AS OWNER I Street Name' I State I Country SSN Mandatory for IRA Account n types this unt: 38: DB NY DOMESTIC - CUSTODY ACCT [E214730] 231 MUTUAL FUND PROXY RECIPIENT 252 CORPORATE ACTION RECIPIENT CIINIV COLA IlillY177ALL Client Title Last Name CONFIDENTIAL CONFIDENTIAL — PURSUANT TO FED R. CRIM. P. 6(e) DB-SDNY-0000568 EFTA_00148353 EFTA01282341 Affiliation Adds Affiliation Type Is the affiliation an existing client record on Global Plus I No 'Internal Client # I If new client complete the appropriate information for the owner affiliation: Individual Client Name Name Extension Field or Corporate Name Street # Address Line 1 City Zip Code Name Type Date of Birth Branch Identify any other affiliation types this client may be on this account: Fist Name Client Title Last Name Street Name! State Country SSN Mandatory for IRA Account Affiliation Adds Affiliation Type Is the affiliation an existing client record on Global Plus I No 'Internal Client # If new client complete the appropriate information for the owner affiliation: Individual Client Name Name Extension Field or Corporate Name Street # Address Line 1 Mailing Info City Zip Code Name Type Date of Birth Branch Identify any other affiliati client may be on this ac Affiliation Type Is the affiliation an existing Fist Name Street Name' 'State Country 1 SSN Mandatory for IRA Account n types this unt: Affiliation Adds lient record on Global Plus I 'Internal Client # I Client Title Last Name If new client complete the appropriate information for the owner affiliation. Individual Client Name Name Extension Field or Corporate Name Street # Address Line 1 Mailing Info City State Zip Code I Country Name Type CONfrIDENTIX CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Fist Name Client Title Last Name (Langer Street Namel SDNY_GM_00037745 DB-SDNY-0000569 EFTA_00148354 EFTA01282342 Date of Birth Mandatory for IRA Account Branch Identify any other affiliation types this client may be on this account: Affiliation Type Is the affiliation an existing client record on Global Plus I "Internal Client # I If new client complete the appropriate information for the owner affiliation: Client Title Fist Name Last Name Individual Client Name Name Extension Field or Corporate Name Street # Address Line 1 Mailing Info City Zip Code Name Type Date of Birth Branch Identify any other affiliation types this client may be on this account: Street Name' State Country SSN Mandatory for IRA Account Affiliation Adds Affiliation Type Is the affiliation an existing client record on Global Plus I 'Internal Client # If new client complete the appropriate information for the owner affiliation: Client Title Fist Name Last Name Individual Client Name Name Extension Field or Corporate Name Street # Address Line 1 Mailing Info City Zip Code Name Type Date of Birth Branch Identify any other affiliation types this client may be on this account: Street Name' I State Country SSN Mandatory for IRA Account CONFIDENTIAL SDNY_GM_00037746 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000570 EFTA_00 I 48355 EFTA01282343 Affiliation Adds Affiliation Type Is the affiliation an existing client record on Global Plus "Internal Client If new client complete the appropriate information for the owner affiliation: Client Title Individual Client Name Name Extension Field or Corporate Name Street # Address Line Mailing Info City Zip Code Name Type Date of Birth Branch Identify any other affiliation types this client may be on this account: REVIEWED By mahpras at 11:57 am, Apr 10, 2014 • PRASHANT MAHENDRU 4/10/2014 Name Date APPROVED By yadadhr at 9:25 pm, Apr 10, 2014 DHRUV YADAV 4/10/2014 Name Date Fist Name ast Name Street Name' State Country SSN Mandatory for IRA Account SDNY_GM_00037747 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000571 EFTA_00 I 48356 EFTA01282344