EFTA Document EFTA01290724

Deutsche Asset & Wealth Management P.O. Boy 1776, Banimore. MD 21203 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & DARREN K INDYICE TIMES 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Your Client Advisor: DANIEL SABBA Orriu•e PAM Mweets Ontia °sap Devileht kn. Mee ISA 011, ltfrant Ann*. 10th,lccr *no WA, JIY ICIVA P1,)4M7S13.0111/114:11 Account Number: Statement Period:1211112015 - 1213112015 Portfolio at a Glance This Period Year-to-Date Beginning Account Value $63,511,037.61 $02,302,676.21 Net Cash Deposits and Withdrawals 41,812.57 151,909.90 Adjusted Previous Account Value 63,626,450.08 62,467,586.11 Dividends. Interest and Other Income 12,818.20 1,124,687.70 het Change in Portfolio 3,724.50 60,718.97 nclino Account Value S63.642 ^ S63 .342 992 72 Accrued Interest 577,194 44 Estim ated Annual hewn e 51.069.317.68 Asset Allocation Prior Year-End LW Period This Period % Allocation USD Cash. Money Funds and Bank Deposits 43,922,855.89 17,556,338.54 17,601,124.92 74.80% LSD Fixed Income 11,100,200.52 8,778,908.91 8,650,927.88 13.59% L SD Equities 6 979 820 00 7,251,590.00 7,390,940 00 1161% Account Total (Pie Chart) 962,302,676.21 $63,6111,837.61 563,642,902.711 100.00% See the Asset Alocabon Disclosure and Footnotes secton for trnponant informatonregartimgyotrAsset Abortion. OSAN 'IOU CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CON Fl ErOrfisA L B0097580CSF30024 P ease review your allocation cer coca y wth your Client Adviser. Page lof 10 Railed excellent, Lvery v«. Late 2007 DAL BAR RA T ED COMMUNICATIONS rxesturtaer a...8,A= —.flak MR. ,.< SDN Y_GM_00048087 DB-SDNY-0010911 EFrA_00158696 EFTA01290724 Asset Allocation Disclosure and Footnotes Fixed Income contains Fixed Income Mutual Funds. Summary of Gains and Losses Realized Unrealized Ibis Period Year.to•Date Shon•Term Gain/Loss 0.00 0.00 -5.208.74 Long-Term Gain/Loss 0.00 36,988.03 -270.930.88 Net GoIn/Lou 0.00 36,988.03 ,276,130.40 This summary excludes transactions where cost basis information is not available. Money Market Fund Detail Date Activity Type Descriptioe Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Account Number: 0000001492 Current Yield: 0.13% Activity Ending: 12131/15 Amend Balance 12/01115 Opening Balance 12/31115 Depotit INCOME RBN VEST 47,558.338 54 3,173.81 47,556,338 54 47,559.512 35 12131115 Closing Balance $41,569,512.35 Total All Money Market Funds Income and Expense Summary DJ rrent Period Year-to-Date $41,559,512.35 Taxable Non Taxable Taxable Non Taxable Dividend Income Equities 0.00 0.00 425)81.40 0.00 Money Market 3,173.81 0.00 Matins 0.00 Other Dividends 9,644.39 0.00 571,222.51 0.00 Interest Income Bond Interest 0 00 0.00 108,897.67 0.00 Total Dividends, Interest, Income and Expenses 412,818.20 $0.00 11,124,619.69 $0.00 Distributions Long • Term Capital Gain Distributions 0 00 0.00 68.01 0.00 Other Distributions 0.00 0.00 0.00 8.097.09 Total Distributions 40.00 $0.00 $60.01 48,097.09 Account Nun be °RAS ROLL Go paperless Tr- E FAZE TO RLST N F I Ora/1AL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Page 2 of 10 !Mud Ramollenti Even. V... Lowe 2007 DALBAR RATED COMMUNICATIONS rxenurner SDNY_Gfut_00048088 DB-SDNY-00 10912 EFTA_00158697 EFTA01290725 Deutsche Asset & Wealth Management Oat 1770, Balamore, MD 21203 Portfolio Holdings 0nto< Ram Pr'ftle *mall PI Manapnad Wnets Cowan Gto.p Dettscht la* Sewnes c ',- Mn Mt* 14, PIA Mist lkh I ber Newlin* we 1011.4 aln 454.711119. (MI 78/...M. Sccs.-1 Wray Opening Opening Date Daintily `lumber Endes Balance Cash, M oney Funds, and Bank Deposits 75.00% of Portfolio Cash Balance 0.00 Money Market DEUTSCHE GOVT CASH INSTL 12101115 17,559,512.350 0000001/92 12131115 47856.338.51 Total M oney Market 117 556 338.51 Total Cash, M oney Funds, and Bank Deposits 541,556,336.61 kfiuded Date Acquired Ountity Uait Cod Cod BMA Market Nice Fixed Income 10.00% of Portfolio (In Melutity Date Sequence) Corporate Bonds IPAYMENT INC GTD SR NT Security Identifier: 4$382EAE5 10.250% 05115/18 B/E DID 11115/11 CALLABLE 12/31115 Q 105.125 Moody Rating CAA3 S & P Rating CCC 10/02/12 ',12,13 500,000.000 94.3810 471,806.62 98.7500 Original Cost Bans: 5445.000.00 PM ORGAN CHASE & CO DEP SHS REPSTG Security Identifier: 46625HHA1 1110TH FED SER 1 FIXED TO FLTG RT BO 7.900% 0/1291/9 B/E DID 04/23/08 Moody Rating BAA3 S P Haling BBEI- 05/10/11 '.12,13 3,000,000.000 111.2650 3,337,958.33 101.8000 Original Cost Bator 53,337,958.33 BANK AMER CORP PERP NON COM ULMIVE DEP Security Identifier: 060605DT8 SHS FIXED TO FLOAT 8.125% 04/30/58 8/E DTD 0/130108 CALLABLE 05/15/18 Moody Rating BA2 Sb P Rating BB+ 05/10/11 3,000,000.000 112.9870 3,389,620.83 101.7500 Statement Period: 1210112015 • 1 2131/2015 Closing Balance Acaued Income hose nis Year 31.Day Current Yield Yield 11,812.57 47,559,512.35 0.00 18,918.11 0.08% 0.13% $47 569 612.36 $0.00 $18,918.11 $47,101,121.92 $0.00 $18,918.11 Unrealized kaued Estimated Edimated Mullet Value Gainlloss Interest kneel Income Yield 493,750.00 21,943.38 6,518.81 5t,250.00 10.31% 3,051,000.00 ,283,958.33 39,500.00 237,000.00 7.76% 3,052,500.00 -337,120.83 31,145.83 243,750.00 7.98% Account Num be !mos:Incur- : MIAS 9Oll paperless ThE S CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) FAZE Tb TO N F I DAENTIAL Page 3 of 10 IM ed tscolleria (very Year Woo. 2007 DALBAR RATED COMMUNICATIONS I)(mune, .11:7=7:6====rd= re...rum —.-••••••orynn SDNY_GM_00048089 OB-SDNY-001O913 EFTA_00 158698 EFTA01290726 Portfolio Holdings (continued) Adjusted Unrealized Interest Acuue d Estimated Estimated Date Acquired Quantity Unit Cod Cod Basis Market Price Martel Valve Gail Loa Mnual Income Yield Fixed Income (conunued) Corporate Bonds (continued) BANK AM ER CORP PERP NON COM ULADVE DEP (continued) Original Cod Basis: 53,389,620.83 Total Corporate Bonds $7,199,385.78 $8,800,250.00 -$599,135.78 $77,194.44 $532,000.00 8,500,000.000 Total Fixed Income 8,500,000.000 $7,199,385.78 $6,600,250.00 -$599,135.78 $77,194.44 $532,000.00 Unrealized Date Acquired Quantity Unit Cod Cod Basis Market Price Market Value Gall Loss Estimated Estimated Mnual Income Yield Equities 12.00% of Portfolio Preferred Stocks (Listed by expiration date) CITIGROUP INC DEP SKS REPSTG 1/1000TH PFD SER K DIV CM% PERPETUAL MATT PERPETUAL CALL 11/15/24 25.00 Dividend Option: Cash Security Identifier C PRK CUSP:172967341 02103114 79,000.000 25.3090 1.999.418.90 27.8800 2,200,940.00 201,521.10 135,781.25 6.16% CITIGROUP INC DEP MS REPSTG 111000 Seomity Identifier: C PRC PFD SER C DIV 5.8% PERPETUAL MATT CUSP: 172967366 PERPETUAL CALL 04/22/182)25.00 Dividend Option: Cash 10/28114 49.033.000 24.0810 1,180,739.16 25.9500 1,272,408.35 91,667.19 71,097.85 5.58% 10/29114 150,967.000 24.3130 3,670,430.48 25.9500 3,917,593.65 247,163.17 218,902.15 5.58% Total Covered 200,000.000 4,851,169.04 5,190,000.00 338,830.38 290,000.00 Total 200,000.000 $4,851,169.84 $5,190,000.00 $338,830.36 $290,000.00 Total Preferred Stocks $8 850 688.54 $7,390,940.00 $540,351.46 $425,781.25 Total Equities $8,850,688.54 $7,390.940.00 $540,351.48 $425,781.25 Unrealized Estimated Estimated Date Acquired Quantity Usk Oast Cost Basis Market Price Market Value Gall Loss Mnual Income Yield Mutual Funds 3.00% of Portfolio M ORGAN FLOATING RATE IN COME FUND SELECT SI-ARES Open End Fund Dividend Option: Reinvest, Capital Gains Option: Reinvest 01/22113 198,216.056 10.0900 2,000,000.00 9.1000 1,803,788.12 -196,233.88 81.466,79 4.51% 02101113 630.057 10 0670 6.342.92 9.1000 5.733.51 -609.41 258 95 4.51% 03101/13 'ra 711.578 10.0600 7,158.48 9.1000 6,475.36 -683.12 292.46 4.51% 04/01/13 789.547 10.1100 7,982.33 9 1000 7.184.88 -797.45 324.50 4.51% 05/01/13 er3 751.550 10.1300 7,613.21 9 1000 6.839.11 -774.10 308.89 4.51% Security Identifier: PHSX CUSP: 481211510 B0097 8007 F ()SAN ROI I CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) HAZE TeO N F i Account Mum be Go paperleSS Page < of 10 I:YEN-NAL 14100 taceliora Veer laws 2007 DAL BAR RATED COMPAUPOCATIONS rxesturrier SDNY_GM_OOO48O9O OB-SDNY-0010914 EFIA_00 158699 EFTA01290727 Deutsche Asset & Wealth Management P.O. Ban 1776, Skidmore, MD 21203 Portfolio Holdings (continued) Orals.. Rant Pnwair vieunalWernall Pdaeals CodrageGnat) Dettsch4 WA Smoot, %lc Mee yen Mar HI Part 4..y.Ita I ter War RA 101E 01114:44414. MAI 7144,91, Statement Period: 12/01/2015 - 12131/2015 Date Acquired Quantity Unit Cod Cost Basis Market Price Market Value Unrealized Gainfloss Estimated Estimated Annual Income Yield Mutual Funds (continued) P MORGAN FLOATING RATE INCON E FUND (continued) 06103/13 '. 3 757.380 10 0900 7,641.77 9.1000 6,891.98 •749.79 311.28 4.51% 07101113 t 3 668.131 9.9700 6.661.27 9.1000 6.07919 -581 28 274.60 4.51% 08101113 '. 3 704109 10 0600 7,08137 9.1000 6,411.94 476.43 289.59 4.51% 09103113 1,3 109.175 10 0300 7,11103 9.1000 6,453.48 459.55 291.47 4.51% 10101113 712.100 10 0210 7.137.85 9.1000 6,480.10 457.75 292.67 4.51% Total Noncovered 201,660.163 2,061,739.23 1,552,315.17 412,422.75 11,111.20 Reinvestments to 2%689.052 91210 203,293.71 9.1000 188,361.39 -14,932.32 8,507.32 4.51% Date Total Covered 20,699.062 203 293.71 118,361.39 41,932.32 8,507.32 Total 226,319.216 12,268,032.91 $2,060177.85 4217,355.08 $92,818.52 Total Mutual Funds 12,268,032.94 12,060177.55 4217,356.08 192,618.52 Unrealized Accrued Estimated Cost Basis Markel Value Gain/ Loss Interest Annual Income l Total Portfolio Holdings $63,919,132.18 $63,542,992.15 4276,139.10 177,194.44 11,069,317.88 Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC") (incorporating amendments enacted by P.L.110-34 3, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered? under the new cost basis reporting rules, and marked or denoted as such. Al other securities in this section are securities %filch are 'covered under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting Ivies are defined as nonretnement, US taxpayers securities which have been acquired on or after their 'applicable date(sF at which they are subject to the cost basis repelling rules and the adjusted basis will be reported to the IRS on form 109943 for the appbcable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected unti the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those invoking foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. Account Number ROI 1 paperless Th cti,‘L n CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE TbsTO NI F I DA Page 5 of 10 Rawl tacollone t very Vs. Siva 2007 DAUM. RATED COMMUNICATIONS rxatL,Ncr aut SDNv_GM_00048O91 DB-SDNY-00 10915 EFTA_00158700 EFTA01290728 Portfolio Holdings (continued) 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering firm or transfening agent and Pershing makes no representation as to the accuracy of this information. Messages Although a money market mutual fund seeks to preserve the value of your Investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Please note the foVoi4ing information for Pershing's 2015 IRS Forms 1099 03, Dill INT, 010 and WC ): Your form 1099 will be delivered as early as possible, beginning January 31, 2016. By February 16. you will be mailed either your 1099 form ore special Pending 1099 Notice. The Pending 1099 Notice will be sent if issuers of securities you hold have not yet provided their final tax information. It will inform you of the securities that are pending final reporting, and will provide the anticipated mail date of your 1099 form. Your 1099 nil be mailed no later than March 17, 2016. Activity Sum m a ry (All amounts shown are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year•to•Date Securities Secunbes Bought 000 9.64439 . -9.644.39 0.00 4.256.852.04 .1 256 852 04 Secunties Sold 0.00 0.00 000 2.329 942 58 000 2.329 942.58 Total Securities $0.00 -99,644.39 -$9,644.39 $2,329,942.58 -$1,256,852.04 $1,073,090.54 Dividends and Interest $12,818.20 $0.00 $12,818.20 $1,124,619.69 $0.00 $1,124,619.69 Distributions $0.00 $0.00 $0.00 $1,325,849.10 $0.00 $1,325,849.10 Cash Deposits 4I 612 57 000 ll 612 57 154 909 90 0 00 154 909 90 Total Cash $41,612.57 $0.00 $41,612.57 $154,909.90 $0.00 $154,900.00 Money Market Funds $0.00 $0.00 $0.00 $0.00 •$2,843,785.83 •$2,843,785.83 Totals $54,430.77 •$9,644.39 $44,786.38 $4,935,321.27 -$4,100,637.87 $834,883.40 Transactions by Type of Activity Process! Settlement Date Activity Type Securities Bought and Sold 12(30115 REIN VEST CAS1- IN CO ME YM °RCM FLOATIAG RATE INCOME FLA D SELECT SPARES 1,060149 9.644.39 LSO PH SX 224288,2260 SFRS SFRSKRCH. AT 59.09000 RD 12128 PO 12130115 Description Quantity Price Accrued Interest Amount Currency Total Securities Bought and Sold • UNITED STATES DOLLAR liilAtt .0II ME CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) E TCF4TO N F I DarrIA L I-AZ 0.00 -9,644.39 Page 6 of 10 Account Number. co paperless Rasa tacelbra (very Vow' Siva 2007 DALBAR RATED COMMUNCATIONS rxournser SDNY_GM_00048092 DB-SDNY-00 10916 EFTA_00i5870 I EFTA01290729 Deutsche Asset & Wealth Management P.O. Boa 1778, Babimore, MD21203 ONIN Manair-wan Maroets Ww 4.0.p De.tic la eau Yin bete Mar iiltatit Itnit noct tine tn.. nr IOVA I) 1,14M-.7.13. lilt I >arc's Transactions by Type of Activity (continued) Process/ Settlement Date Activity Type Description Quantity Statement Period: 12101/2015 - 12/31/2015 Price Accrued Interest Amount Carrency Dividends and Interest 12130115 CASH DIVIDEND RECBVED PM ORGAN FLOATING RATE INCOME FUND SELECT SHARES 9.644.39 USD .PF SX 224288.2260 SHRS RD 12128 PD 12130115 12131(15 MONEY MARKET FUND DEL TSCFE GOVT CASH 3,173.81 USO INCOME RECBVED 233993682 Total Dividends and Interest. UNITED STATES DOLLAR 0.00 12,818.20 Cash Withdrawals and Deposits 12131(15 FEDERAL FLNDS FECEIVED FSBC BANK USA. NATIO 47744 41,612 57 USD L S0999997 Total Cash Withdrawals and Deposits • UNITED STATES DOLLAR 0.00 41,812.57 Total Value of Transactions 0.00 44,788.38 USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENUE, 26TH FLOOR NEW YORK NY 10154.0003 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds. FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestment Flan: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Am culla premium on taxable bonds based on Constanl Yield Method: Yes Accrual market discount method for all other bond types Constant Yield Method Include market discount in income annually: No Pape 7 of 10 Account Number. Raked Excellent, Go paperless Unn Ven Slab 2007 THE FAZE DAL BAR RAT ED COmmuNCATIONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Te ra°O N F I Drwri A L rxciumer ie.:4=7= SEIY_GM_00048093 OB-SDNY-0010917 EFrA_001 58702 EFTA01290730 Your Account Inform ation (continued) Electronic Delivery You have not selected any account corn in unications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more inform alion. Important Information and Disclosures Pricing This section indudes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services. which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked NIA" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS MIEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to YAW pershing.cornibusiness_continuky.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income. or dividends for other securities shown on your statement may have been reinvested. You wil not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously famished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself of others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) wit be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Pools. Reproducing and distributing any information received from Standard & Pools is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pools is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content Standard & Pools makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Page of 10 Account Num DOAN 9OL1 Go paperless THE TEAL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) FAZE tr ON Fl D-EN tacellordi (very Year Woes 2007 DAL BAR RAT CD COMMUNICATIONS rximartraer r:. —"1= SDNY_GM_00048094 OB-SDNY-0010918 EFIA_00158703 EFTA01290731 Deutsche Asset & Wealth Management P.O Box 1778, Bahimore, MD 21203 Important Inform ation and Disclosures (continued) Oralsre Mn, oonievets•nmanirera Pdven 4.p..p Destuht Stwnermc lire bet Oiler 341 Pant Ammo. 160. Me, N'n' lot hY 10114 01114:44414. mfl 741.4,91, Statement Period: 12/0112015 .1213112015 The Role of Pershing • Pershing tames your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitabEty of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its own operations and the supervision of your account. its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, n certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice. if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-3333. Al other inquiries regarding your account or activity should be directed to your financial intik:hon. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possite circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC brags. For more detailed information please vist vniwpershing.corn/about/strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your tights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 4133330. Errors and Omissions excepted. Important Arbitration Disclosures • AU parties to this agreement are giving up the right to sue each other 0 can, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally Mal and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award. unless. n an eligible case. a joint request for an explained decision has been submitted by alt parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typicaly include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed. and any amendments thereto, shall be incorporated into this agreement Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)4134330. Account Numb TPE FAZE TRL CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 9 of 10 ...........,. perless ,i te, I.—fly—es..20w DAL BAR RATED COMMUNCATIONS TEA L %C.c.. r CI' a m UN I- IUE SDNY_GM_00048095 OB-SDNY-0010919 EFTA_00158704 EFTA01290732 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT MID RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL, SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. IF SO, THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES N YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCE!. INSTITUTION F YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: IF YOU MAINTAIN A MARGN ACCOUNT. THIS IS A CONFINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MANTANED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TM INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITES AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU; USE THAT STATEMENT TO PREPARE YOUR TM FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. MEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS Cl ASSEICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE NDEBTED TO PERSHING LLC (*PERSHING') FOR ANY AMOUNT. ALL SECURITES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHNG MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS: ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE NDEBTW TO PERSHNG FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY 8E. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WLL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABLMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER. BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FWWICLAL INSTITUTION OR PERSHNG MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVALABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT CRONE AT WWW.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WLYVV.PERSHNG.COM/DISCLOSURES • THIS STATEMENT SHOULD BE RETANED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION NES- RULE /307(AX1)-(2)] PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHNG RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST IMECIIIION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW, PERSHNG SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER.THE. COUNTER AND EXCHANGE-LISTED SECURITES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (N880). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS ANO THEIR ABILITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSHNG ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F ANY OF ME ABOVE TERMS AIM CONDITIONS ARE UNACCEPTABLE TO YOU. PLEASE NOTWYPERSIING IMMEDIATELY IN WRITING DT CERTIFIED MAIL TO ONE PERSHNG PLAZA JERSEY CITY. NJ 07399. ATTN' LEGAL DEPT DRAB RC>Ll Account Ku TFE FAZE CONFIDENTIAL — PURSUANT TO FED. R GRIM. P. 6(e) Page10010 noted ta DA .coNera Go paperless 4 .. , very Vset Woe, 2'007 ' LIMII MU COMM D UNICATIONS ON FIDAENTIAr rX""Ner SDNY_GM_00048096 OB-SDNY-0010920 EFTA_00 158705 EFTA01290733 Deutsche Asset & Wealth Management PO Occt 1778, Bahimore. MD 21203 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & DARREN K INDYICE TTEES 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Your Client Advisor: DANIEL SABBA DnaIsre Kam Ws all PI Minets CoetrarG.p.p °tour* UM Sec,dnes Rapart 011ao 341Part 4+~. It" I ter N.. wet, 1,tt 101E IMPI:444$11. m117$1.•,91, Asset Allocation Prior Year-6d last Period LSD Cash. Money Funds. and Bank Deposits 13,922,655.69 17,373,332.90 LSD Fixed Income 11,10(200.52 8,835,110.55 LSD Equities 6 979 820 00 7,193,610.00 Amount Total (Pie Chart) 162,302,878.21 383,102,113.45 Seethe Asset A:beaten Cisctosure and Footnotes secton for mportant inforrnaton regarding yotsAsset Aloe:Sion. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number: Statement Period:11/01/2015 - 11130/2116 Portfolio at a Glance This Period Year-to-Date Beginning Account Value 363,102,113.15 $62,302,175.21 Net Cash Deposits and Withdrawals 0.00 113,297.33 Adjusted Previous Account Value 63,402,113.15 82,116,173.64 Dividends. Interest and Other Income 190,826.17 1,111,869.50 Net Chan e in Portfolio -8.102 11 56 994 47 ncling Account Value 563 584 837.51 563,584,837.51 Accrued Interest 532.041 67 Estimated Annual Income 51.067.053 74 This Period % Allocation 17,558,338.54 71.80% 8,776,908.97 13.80% 7,251.590 00 1110% 163,68037M 100.00% 5009 9020CSF300 GO paperless CON Fl DAENTIAL P ease renew your allocation cer cdca y ugh your Clent Adviser. Page 1 of 10 Rated [nation, (very V.A. Woe, 2007 DALBAR RATED COMMUNICATIONS rxenurnaer SDNY_GM_00048097 OB-SDNY-0010921 EFTA_00158706 EFTA01290734 Asset Allocation Disclosure and Footnotes Fixed Income contains Fixed Income Mutual Funds Summary of Gains and Losses Realized Unrealized This Period Year.to•Date Short•Term Gain/Loss 0.00 0.00 .4,173.78 Long•Term Gain/Loss 0.00 36,988.03 .274.849.62 Net Gain/Lou 0.00 36,988.03 ,279,023.40 This summary excludes transactions where cost basis intimation is not available. Money Market Fund Detail Date Activity Type Deariptioa Mood Bahr. Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Account Num ber: 0000001492 Current Yield: 0.04% Activity Ending: 11/30115 10131/15 Opening Balance 47,254,832.90 47,254,832 90 11102/15 Deposit MONEY FUND PURCHASE 118,500.00 47,373,332 90 11/17115 Deposit MONEY FUND PURCHASE 181,445.35 47.554,778 25 11130/15 Deposd INCOME Rea VEST 1.560.29 47.558.338.54 11130115 Closing Balance 147,551,336.54 Total All Money Market Funds 147,666,338.54 Income and Expense Summary Cumuli Period Year•to•Date Taxable Nom Taxable Taxable Non Taxable Dividend Income Equities 33,945.35 0.00 425,781.40 0.00 Money Market 1.560.29 0.00 15,744.30 0.00 Other Dividends 129,695.53 0.00 561,578.12 0.00 Interest Income Bond Interest 25,625.00 0.00 108,697.67 0.00 Total Dividends. Interest, Income and Expenses $190,826.17 10.00 11,111,801.49 $0.00 Distributions Long • Term Capital Gan Distributions 0 00 0.00 68.01 0.00 Other Distributions 0 00 0.00 0.00 8.097.09 Total Distributions 10.00 10.00 168.01 18,097.09 Ment, 1.O1 Account Number THE FAZE T CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Cio ON Fl Erelaa sA L Page 2of 10 Rasa t swami t smy Tom MAST 2907 DAL BAR RATED COMMUNICATIONS rxestmier SDNY_GM_00048098 OB-SDNY-0010922 EFTA_00 158707 EFTA01290735 Deutsche Asset & Wealth Management P.O Oat 1770, Bahimore, MD 21203 Portfolio Holdings Acca:-.; Activity Opening Date Quantity 'lumber &Oleg Cash, M oney Funds, and Bank Deposits 7 5.00% or Portfolio Cash Balance IA on ey II ark et DEUTSCHE GOVT CASH INSTL 10131115 47,556,338.540 0000001492 11130115 Total Money Market Total Cash, M oney Funds, and Bank Deposits Adjusted Date Acquired Cleaatdy Veit Cod Cod Bans Fixed Income 11.00% of Portfolio fhi Mutably Dare Sequence) Corporate Bonds IPAYMENT INC GTO SR NT Security Identifier: 16282EAES 10.250% 05/15/18 B/E DTD 11/15111 CALLABLE 12102115 Q 105.125 Moody Rating CAA3 S & P Rating CCC 10/02112'.12,18 500,000.000 94.1930 170,966.12 98.7500 anginal Cost Bass. 5445.000.00 PM ORGAN CHASE & CO DEP SHSREPSTG Security Identifier 46625HHA1 1/10TH PFD SER 1 FIXED TO FLTG RT BO 7.900% 04129/49 WE DID 01/23/08 Moody Rating BAA3 S & P Rating 813B- 05110111 ..I2.13 3,000,000.000 111.2650 3,337,958.33 103.0000 Original Cost Bans: $3,337,958.33 BANK AMER CORP PERP NON COM ULMIVE DEP Security Identifier: 050605DT8 SHS FIXED TO FLOAT 8.125% 04130158 8/E DTD 04130108 CALLABLE 05115118 Moody Rating 8A2 S8 P Rating BB+ 05110/11 ',12,11 ',12,11 3,116,250.00 3,000,000.000 112.9870 3,389,620.83 103.8750 Gnaw< Mn. , O.,re Missal n Manaluntm Pints Conran Comp 00004 Mai Se0n30 Ac. binv 000, HI Pon 00~.16011b0 Deno IDA. 10114 0 0/ 04.040.1201 7811470 2209 20207.12,, : DRAB 901.1 Account Num be ME FAZE TRLS CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Opening Balance Closing Balance Statement Period: 11/0112015 • 11/30/2015 Accrued Income 30-Day Cured Income This Year Yield Yield litsoo.00 17,251,832.90 0.00 47,556,338.51 0.00 15 ,741.30 0.04% 0.04% $17,251,832.90 847,568,338.54 MOD $15,714.30 S47,373,33210 Markel Price $47,556,331.54 Markel Value Interest $0.00 Unrealized Gain! Loss $15,714.30 Accrued Edisaled Entreated Annual Income Yield 493.750.00 22,783.88 2,135.12 51,250.00 10.37% 3,090,000.00 -217,958.33 19,750.00 237.000.00 7,66% -273,370.83 10,156.25 243.75000 7.82% Page3010 ON F I 1319)1)e'rfisA L Rawl toconond [very Vs. Siva 2007 DAL BAR RATEOCOMMUNICATIONS excrustier :re =Zs SDNY_GM_00048099 OB-SDNY-0010923 EFIA_00158708 EFTA01290736 Portfolio Holdings (continued) Adjusted Unrealized Accrued Estimated Estimated Date Admired Quantity Unit Cod Cost Bads Market Price Market Value Gain, Loss Interest Annual Income Yield Fixed Income (continued) Corporate Bonds (continued) BANK AM ER CORP PERP NON COM ULADVE DEP (continued) Original Cost Bads 53,389,620.83 Total Corporate Bonds $7,198,545.28 6,500,000.000 $8,700,000.00 -$498,545.28 $32,041.67 $532,000.00 Total Fixed Income $7,195,615.21 6,500,000.000 $6,700,000.00 .$498,545.21 Unrealized Date Acquired Quantity Unit Cod Cod Basis Market Price Market Value Gain/ Loss 132,011.67 $532,000.00 Estimated Estimated Mnual Income Yield Equities 11.00% of Portfolio Preferred Stocks (Listed by expiration date) CMGROUP INC DEP MIS REPSTG 111000TH PFD SER KDIV6.875% PERPETUAL MAN PERPETUAL CALL 11/151230 25.00 Dividend Option: Cash Security Identifier: C PRK CUSP: 172967341 003114 79,000.000 25.3090 1,999,418.90 27.2100 2,119,590.00 150,171.10 135,781.25 6.31% CITIGROUP INC DEP SHS REPSTG 111000 Security Identifier: C PRC PFD SER C DIV 5.8% PERPETUAL MAN CUSIP. 172967366 PERPETUAL CALL 04/22/18625.00 Dividend Option: Cash 10128114 49.033.000 24.0810 1,180,739.16 25.5100 1,250,831.83 70,092.67 71,097.85 5.68% 10129114 150,967.000 24.3130 3,670,430.48 25.5100 3,851,168.17 180,737.69 218,902.15 5.68% Total Covered 200,000.000 42851069.64 5,102,000.00 250,830.36 290,000.00 Total 200,000.000 $4,651,169.84 55,102,000.00 $250,830.36 $290,000.00 Total Preferred Stocks $6 850 688.54 67,251,590.00 $101,001.16 $425,761.25 Total Equities 56,850,686.54 $7,251,590.00 $101,001.46 $425,761.25 Unrealized Estimated Estimated Date Acquired Quantity Unit co Cost Basis Market Price Market Value Gad Loss Mnual Income Yield Mutual Funds 3.00% of Portfolio S M ORGAN FLOATING RATE IN COME FUND SELECT SHARES Open End Fund Dividend Option: Reinvest: Capital Gains Option: Reinvest 01122113 '.3 198,218.056 10.0900 2,000,000.00 9.2600 1.835.480.68 ,164,519.32 82,656.10 4.50% 02101/13%4 630.057 10 0670 6.342.92 9 2600 5.834 33 -508.59 262 73 4.50% 03101/13 '.3 711.578 10.0600 7,158.48 9 2600 6.589 22 •569.26 296.73 1.50% 04101/13 ..3 789.547 10.1100 7,982.33 9 2600 7,311 20 -871.13 329.24 4.50% 05!01!13'•4 751.550 10.1300 7,613.21 9 2600 6.959 35 -653.86 31340 4.50% Security Identifier: PHSX CUSIP 48121L510 90099020CSF•' OPAL, Itc>1. Account Number THE HAZE T CONFIDENTIAL — PURSUANT TO FED. R CRIN7 P. 6(e) UNE Go paperless DAENTIAL Page 4 of 10 Rated [atelier. Ivry V... Swots 2007 DALBAR RATED COMMUNICATIONS rxeramsser .717.1,=.... reTttl=r at= SDNY_GM_00048100 OB-SDNY-0010924 EFIA_001 58709 EFTA01290737 Deutsche Asset & Wealth Management PO &a 1778. Ballimore, MO 21203 Portfolio Holdings (continued) °rain Rana Pnnle vkanParagenan Pdaeat$ Caen., 00.10 Des-b1h4 Sat selvnts•mc lira VertMc* Hann Asa*. AM' kw New lot WI 10154 inn 4:4.78411. OM) 'WU% Statement Period: 11/01/2015 - 11/30/2015 Date Acquired Quantity Unit Cost Cost Basis Market Price Markel Valle Unrealized Gainl Loss Estimated Estimated Annual Income Yield Mutual Funds (conformed) P MORGAN FLOATING RATE IN CONE FUND (continued) 06103113 ' . 3 757.360 10 0900 7,641.77 9 2600 7.01316 62861 315.82 4.50% 07101113 ' . 3 688131 9.9700 6.661.27 9 2600 6.186.88 .474 39 278.61 4.50% 08101113 •.3 704109 10 0600 7,08137 9.2600 6.524.67 563 70 293.82 4.50% 09103113 ' . 3 709.175 10 0300 7,113.03 9.2600 6,566.96 .546 07 295.73 4.50% 10101113 ' . 3 712.100 10 0240 7,137.85 9.2600 6.594.04 54381 296.95 4.50% Total Noncovered 204,650.163 2,064,739.23 1,895,060.49 -169,678.74 86,339.13 Reinvertmenls to 19,638.063 9.8610 193,649.32 9.2600 181,848.48 -11,80084 8,189.06 4.50% Date Total Covered 19,838.063 193 84912 181,84816 -11,800.84 8,189.06 Total 224.288.226 62,258,388.55 62,076,908.97 .6181,479.68 HUH 19 Total Mutual Funds $2,258,388.55 $2,076,908.97 -6181,479.58 393,528.19 Unrealized /cued Estimated Cod Basis Markel Valle Gain/ Loss Interest Annual Income Total Portfolio Holdings $63,863,860.91 $63,584,837.51 .$279,023.40 $32,041.67 $1,067,053.74 Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended (1RC") (incorporating amendments enacted by P.L 110-343, the Emergency Economic Stabilization Act of 2008) and are. therefore, considered "noncovered.' under the new cost basis reporting rules, and marked or denoted as such. Al other securities in this section are securities %filch are 'covered under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as non-reteement, US taxpayers securities which have been acquired on or after their 'applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1999-6 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple feted payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. Cost Basis on feted income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those invoMng foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. Account k um be tHIAN ROLL Ao paperless Th) FAZE Tai..1 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) UUN I U TIAL Page 5 of 10 Rated tacelloni Lyon. Vest since 2007 DAL BAR RAT CO COMMUNCATIONS rxerturnaer SDNY_GM_00048101 DB-SDNY-00 10926 EFTA_OO1 58710 EFTA01290738 Portfolio Holdings (continued) 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this intonation. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivenng firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Messages Please note the fo'lowing information for Pershrng's 2015 IRS Forms 1099 (8. DN. INT. 010 and MISC ): Your form 1099 will be delivered as early as possible. begnning January 31. 2016. By February 16. you will be mailed either your 1099 form on special Pending 1099 Notice. The Pending 1099 Notice will be sent if issuers of securities you hold have not yet provided their final tax information. It will inform you of the securities that are pending final reporting, and will provide the anticipated mail date of your 1099 form. Your 1099 will be mailed no later than March 17. 2016. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual funds prospectus or the bank deposit products disclosure document or contact your advisor for additional information. Activity Summary (AM amounts shown are in base currency) Credits This Period Debits This Period Net This Period Credits Year•to•Date Debits Year-to-Date Net Year-to-Date Securities Secuntles Bought 0 00 .7.820 53 .7.820 53 0.00 .1,247.207.65 .1,247,20715 Secunlies Sold 0.00 0.00 0 00 2,329,942.58 0.00 2,329,942.58 Total Securities $0.00 -$7,820.53 -$7,820.53 $2,329,942.58 -$1,217,207.85 $1,082,734.93 Dividends and Interest $190.828.17 $0.00 $190,828.17 $1,111,801.49 $0.00 $1,111,801.40 Distributions $0.00 $0.00 $0.00 $1,325,819.10 $0.00 $1,325,849.10 Cash Deposits 0 00 0 00 0 00 113,297.33 0.00 113.297.33 Total Cash $0.00 $0.00 $0.00 $113,297.33 $0.00 $113,297.33 M oney Market Funds $0.00 $0.00 $0.00 $0.00 -$2,813,785.83 -$2,813,785.83 Totals $190,826.17 -$7,8I0.53 1183,006.84 91,880,890.50 -$1,080,993.18 $789,897.02 Transactions by Type of Activity Process? Settlement Date Adivity Type Securities Bought and Sold 11127115 REINVEST CASK INCOME JaH SX Description Quantity Prim Awned liters Moist 01 ring MORGAN FLOATING RATE INCOME FUND SELECT SHARES 223113.8780 SIAS ShRSPURCH. AT $9.28000 RD 11121 PO 11127/15 841.550 .7.820.53 USD Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 .7,820.53 Page6 of 10 Account Number Rated excelleria WeAkl ROLL GO paperless L very Yew Woes 2007 DAL DAD RA T COMMUNICKRONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) THEHATONFIDEErriA rxantmer SDNY_GM_00048102 DB-SDNY-00 10926 EFTA_00 [5871 I EFTA01290739 Deutsche Asset & Wealth Management P.O. Ba 1778, Babimore, MD 21203 Transactions by Type of Activity (continued) Process/ Settlement Date Activity Type Descriptioa Quantity Pro Accrued Interest Amonat Corning Dividends and Interest 11116115 CASH DIVIDEND RECEIVED BANK AMER CORP PERP NON COMULATIVE DEP SHS FIXED 060505DT8 TO FLOAT 8.125% 0/130158 B/E RD 11/13 PO 11/15/15 DIV PAID AT 10.62S 3000000 11116115 CASH DIVIDEND RECEIVED 79000 SH RS CITIGROUP INC DEP Sh S REPSTG 1/1000TH PFD C PRK SER K DIV 1875% PERPETUAL MATT PERPETUAL CALL 11115123© 25 00 RD 11/05 PO 11/16115 11/16115 BONO INTEREST RECEIVED 500000 'PAYMENT INC GTD SR NT 10250% 05115118 B/E 16262EAE5 DTD 11115/11 CLB RD 11113 PD 11/15115 11/27115 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME FUND SELECT SHARES .P1-SX 223113.6760 SHRS RD 11121 PD 11127115 11130115 MONEY MARKET FUND DEUTSCHE GOVT CASH INCOME RECEIVED 233993682 Total Dividends and Interest - UNITED STATES DOLLAR Dralsre Rant Pnwair Wolin Paptagenan Weals Coon., 6 ,0.1) °tout* math %wort w Mee Ion Mar la bn4wy.l*utcr War wet 11Y 10114 Innit4.711A.11141701.09.1 Statement Period: 11/01/2015 • 11/30/2015 121/7500 USD 33.945 35 USD 25125 00 USD 7,820.53 USD 1,560 29 USD 0.00 190,026.17 Total Value of Transactions The price and quantity displayed may have been rounded. Client Service Information 0.00 183,005.61 USD Your Client Advisor: DAN DANIEL SABBA 305 PARK AVENUE. 26TH FLOOR NEW YORK NY 10151.0003 littAit aOR Account Num TI- E FAZE TA CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) page I en0 paperless 'UNFIDASTriA Rasa tacolloni (very Vs, Since 2007 DAUM. RATED COMMUNCATOONS rxciurnser SONY GM 00048103 DB-SDNY-00 10927 EFTA 00155712 EFTA01290740 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds. FIRST IN FIRST OUT Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN RRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Conant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No Electronic Delivery You have not selected any account comm unications for electronic delivery. To register and turn off paper con m unications, log in to your account or contact your Client Advisor for more inform ation. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis. including short positions, at the close of the statement period. The market prices. unless otherwise noted. have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'WA" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to vnwv.pershing.corn/business_continuity.htni for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You MI not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously !wished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in Mien of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available icon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge. or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Pools is not permitted without prior written authorization from Standard & Poor's. Standard & Paces does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pools is not responsible for any errors or Page 8 off0 I `Ft...., Account Numb TI•E HAZE T CONFIDENTIAL — PURSUANT TO FED. R CRINI P. 6(e) Go paperiess Paned excellent, ',erg Va. Late 2007 L T 0A BAR RATED COMMUNICATIONS U IN 1- DAENTIA rxert urtaer SDNY_GM_00048104 OB-SDNY-0010928 EFrA_001 58713 EFTA01290741 Deutsche Asset & Wealth Management P.O. edit 1770, Banimore. MD 21203 Important Inform ation and Disclosures (continued) Dean Sim P01.410 VmalinManapnerd Mangt$ Coon,. Comp °taunt sank sew net •ac. Mar *4 Oat* SO Pan AMINO, 26% I ber Mrs** NY 1011.4 Il VI 4S44,18.111417811471S Statement Period: 1110112/15 • 11/3012015 Ratings (continued) omissions, regardless of the cause, or for the results of using such content Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. 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Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-3333. Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of every possble circumstance, but as a general disclosure. 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Please be advised that any oral communication should be re-confirmed in writing to further protect your rights. including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • At parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is Ned. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generaly more limited in arbitration than in cowl proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by al parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typicalty include a minority of arbitrators who were or are afNiated with the securities industry. • The rules of some arbitration forums may impose time knits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement Account Nu® Der ()PAN MOIL (so paperless ME FAZE Tt CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) IN 1- I DAENTIAL Page 9 of 10 PMW excellent, Leery Vs.. Slate 2007 MUM. RA T ED COMMUNICA T1ONS rxest ur NCI aware ua —0-•••••. ...v3 SDNY_GM_00048105 OB-SDNY-0010929 EFTA_00158714 EFTA01290742 Important Information and Disclosures (continued) Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to artktration, nor seek to enforce any predispute arbitration agreement against any person who has ciliated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until: (I) the class certification is denied: (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 10010 Account Numbs (i t ; rimed I , F 1/41t 1 Go L1SI paperless Event Year Siva 2007 D IA TP E HAZE t DALBAR RAT (0 COMMUN CATIONS CONFIDENTIAL - PURSUANT TO FED. R P. 6(e) CWIFI A T rxesurraer ..- ctraerzt—a •.=., ...•••"•••kinit •OC SDNY_GM_00048106 OB-SDNY-0010930 EFrA_OOI 58715 EFTA01290743 Deutsche Asset & Wealth Management P0. 80.• 1778. Bs!wore. MD 21203 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & DARREN K INDYKE TIMES 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Your Client Advisor: DANIEL SABBA Ora Pr Ff.le Won PaamOnt. Pdynt% firer... 4.p. p Des-004 ',- Mn C Vert Pik* Na Mn 4.00•0.1601b0 New** nv 1004 1/1004.7101.11110178•470 Asset Allocation Prior Year-Fed Ltd Period USD Cash. Money Funds and Bank Deposits 43,922,655.69 47,180,729.13 LSD Fred Income 11,400,200.52 8,821,065.64 LSD Equities 6.979.820 00 7,088,930.00 Account Total (Pie Chart) 362,302,878.21 3133,098,724.77 See the Asset Mattoon Disclosure and Footnotes moon tor important mformaton regardeig yots Asset Abortion. CONFIDENTIAL — PURSUANT TO FED. R CRINI, P. 6(e) Account Number: Statement Period: 1010112015 -1013112015 Portfolio at a Glance This Period Year-to-Date Beginning Account Value 363,096,721.77 $62,302,671.21 Net Cash Deposits and Withdrawals 0 00 113,291.33 Adjusted Previous Account Value 63,098,724.77 62,416,073.64 Dividends, Interest and Other Income 201,060.11 921,043.33 Net Change in Portfolio 101,328 21 65,096 58 nchng Account Value 3 402 113.45 $63 402 1 13 45 Accrued Interest 3136.027 77 Estim ated Annual Income 51.064.694.38 Ibis Period % Allocation 47,373,332.90 74.71% 8,835,140.55 13.94% 7,193,040.00 1135% $63,402.113.45 100.00% CONFI Dg (t. )fgfisA L 2014031$252300/0 P ease review your allocabon cer cdca y wth you' Cleft Acl.osco. Pate 1 of 10 Rapid facelloni Ivory Ve SSW, 2007 0ALBAR RATED COMMUNICATIONS rxeiartraer SDNY_GM_00048107 OB-SDNY-0010931 EFTA_00158716 EFTA01290744 Asset Allocation Disclosure and Footnotes Fixed Income contains Fixed Income Mutual Funds. Summary of Gains and Losses Realized Unrealized This Period Year*Date Short-term Gam/Loss 0.00 0.00 •3.287.38 Long-Term Gain/Loss 000 71.585.86 -266,802.45 Net Gain/Loss 0.00 71,586.86 ,270,089.81 This summary excludes transactions where cost basis information is not available. For Your Information Please note that the Veruation at a Glance section on page one of your account statement nil be updated and renamed Portratio at a Glance beginning with the October 2015 statement This change does not apply to accounts which display only opening and closing balances on page one. Money Market Fund Detail Date Activity Type Description Amount Balance Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Account Num her: 0000001492 Count Yield 0.04% Activity Ending: 10130/15 10101115 Opening Balance 47.180.729 13 47,180,729.13 10123115 Deposit MONEY FUND PURCHASE 72.500.00 47,253,229.13 10/30115 Deposit INCOME REINVEST 1,603 77 47,254,832.90 10130115 Closing Balance 147,254,83210 Total All Money Market Funds $47,254,832.10 Income and Expense Summary Current Period Year-to-Date Taxable Nom Taxable Taxable Von Taxable Dividend Income Equities 72,500.00 0.00 391,836.05 0.00 Money Market 1,603.77 0.00 14,184.01 0.00 Other Dividends 126.95617 000 431.882.59 0.00 Interest Income Bond Interest 000 0.00 83.072.87 0.00 Total Dividends, Interest, Income and Expenses 9101,060.44 10.00 1920,975.32 HA Page 2 of 10 OBALI ROLI. Account Nun ber TFE FAZE TRLSI CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) ON Fl dEWfisA L Rabid [nailer.' Lowy Vs.. SOSO, 2007 DAUM. RATED COMMUN CATIONS rxesturnaer SDNY_GM_00048108 DB-SDNY-00 10932 EFTA_00158717 EFTA01290745 Deutsche Asset & Wealth Management P.O. Boa 1770 Balamoro, MD 21203 Draft.' Um PonirVOtiah mvvic-.M maws forme Gowo DerbON Sew nes Lac Nos Teri Oat* SO Pia itoodmi. 26th I Wei mews* NY 1011.4 Up/ 49147/18. OM)) 78114,9S Statement Period: 1010112015 • 10/3112015 Income and Expense Summary (continued) Current Period Year-10-Date Taxable Noe Taxable Taxable Non Taxable Total 0istri actions Portfolio Holdings Opening Date Cash, Money Funds, and Bank Deposits 75.00% of Portfolio Cash Balance 0.00 0.00 68.01 0.00 0.00 0.00 0.00 8 097 09 90.00 $0.00 $88.01 $8,097.09 Amorist Adivity °peeing goalie Acaued Income 30-Day Current Quantity Number Didion Baboon Balance Income This Year Yield Yield 0.00 118,500 00 Money Market DEUTSCHE GOVT CASH INSTL 10101115 47.254.832 900 0000001492 10130115 47.180.729.13 47.254.832.90 51.79 14184.01 0.04% 0.04% Total Money Market 347080,729.13 $47,264,632.90 551.79 Total Cash, Money Funds, and Bank Deposits $47,180,729.13 $47,373,332.90 551.79 $14,114.01 $14,18.1.01 Adjusted Unrealized Amued MIM&Sated Estimated Dale Acquired Quantity Vail Cod Cod Balls Market Price Markel Value MU L0N I hum Yield Fixed Income 11.00% of Portfolio (In lialanlyDate Sequence) Corporate Bonds IPAT M ENT INC GTD SR NT Security Identifier: 48212EAE5 10250% 05/15/18 WE DTD 11/15111 CALLABLE 10/30115 6 105.125 Moody Rating CM3 S & P Rating CCC 10/02112 'atm 500,000.000 940270 170,134 64 98.7500 493,750.00 Gilpin& Cost Basis: 5445.000.00 PM ORGAN CHASE & CO DEP MIS REPSTG Security Identifier: 466291HA1 1/10TH RFD SERI FIYRI TO FLTG RT BO 7.900% 04129/49 WE DTD 04/23/08 Moody Rating BAA3 S P Rating BBB- 05110111 '.11.1) 3,000,000.000 111.2650 3,337,958.33 103.9000 Original Cost Basis: 53,337,958.33 I RAI, ROI Account Numb THE HAZE TTbI CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) 3 117.000 00 FIF ONFID A L 23,615.36 23,631.94 51,250.00 10.37% -220.95133 0.00 237.000 00 7.60% Page 3 of 10 Mated tacelle Event Year since 2007 DAL BAR RATED COMMUNICATIONS rxenurner .—,N Y4 —.ens-kw*, •re SDNY_GM_000413109 OB-SDNY-0010933 EFrA_00 I SUB EFTA01290746 Portfolio Holdings (continued) Ode Acquired Fixed Income (continued) Corporate Bonds (continued) BANK AN ER CORP PERP NON CUMULATIVE DEP 918 AXED TO FLOAT 8.125% 04130158 WE DID 0413&08 CALLABLE 05/15118 Moody Rating BA2 SE P Rating 681 05110/11 '.11.13 3,000100.000 112.9870 Atusted Quantity Unit Cod Cod Bass Madre Price Markel Value Unrealized Accrued Estimated Estimated Gain, Loss Interest Mnual Income Yield Total Corporate Bonds 6,500,000.000 Security Identifier: 0605050Th 3,389,620.83 104.1340 Odlpnal Cod Buis: $3,389,620.83 $7,197,713.80 3 124.020 00 ,265,600.83 112,395.83 243,750.00 7.80% 16,734,770.00 -1462,04310 9136,027.77 $532,000.00 Total Fixed Income $7,197,713.80 6,500,000.000 16,734,770.00 .$162,943.80 Unrealized Date Acquired Quantity Unit Cod Cod Bads Market Price Market Value Qua! Lots Equities 11.00% of Portfolio Preferred Stocks (Listed by expiration date) CMGROUP INC DEP 5115 REPS761/100079 Security Identifier: C PRK PR SER K DIV6.875% PERPETUAL MATT CUSP. 1729673/1 PERPETUAL CALL 111151230 25.00 Dividend Option: Cash 02/03/11 79,000.000 25.3090 1,999,418.90 275400 2,175,660.00 176,241.10 135,781.25 6.24% CMGROUP INC DEP Sid REPSTG If 1000 Staidly Identifier: C PRC PFD SER C DIV 5.8% PERPETUAL 14 ATY CUSP 172967355 PERPETUAL CALL 01/22118025.00 Dividend Option: Cash 10118111 19.033.000 21.0810 1,180,739.16 1,230,233.01 49,493.91 25.0899 71,097.85 5.77% 10129114 150,967.000 21.3130 3,670,430.48 25.0899 3,787,746.93 117,316.45 218,902.15 5.77% Total Covered 200,000.000 4,851,169.64 5,017,980.00 166,810.36 290,000.00 Total Total Preferred Stocks Total Equities $136,027.77 $532,000.00 Edimated Estimated Mnual Income Yield 200,000.000 51,851,169.64 $8,850,588.54 66,850,588.54 $5,017,980.00 $7,193,640.00 $7,193,610.00 Account Nun Oz- OBALI ROI I (so paperless Tt• E TCO N F I DAENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE RLsr $166,810.36 $313,051.16 $343,051.16 5290,000.00 $425,781.25 $425,761.25 Rated excellent [very V.. Lace 2007 DALOAR RATED COMMUNICATIONS rxestmser Page 4 of to w a r 14L errilav vs, ;.....••••••••••ft ma* SDNY GM 00048110 DB-SDNY-00 10934 EFTA_00158719 EFTA01290747 Deutsche Asset & Wealth Management PO. Bca 1778. Baltimore, MO 21203 Portfolio Holdings (continued) Dale Acquired Mutual Funds 3.00% of Portfolio P MORGAN FLOATING RATE INCOME FUND SELECT SNARES Open End Fund Dividend Option: Reinvest: Capita Gains Option: Reinvest Security Identifier: PHSX CUSP. 481211510 01122!13'•3 198,216.058 10 0900 2,000,000.00 9.4000 1,863,230.92 -138,769.08 82,25918 4.41% 02101113 '.3 630.057 10 0670 6.342.92 9.4000 5.922.54 -420.38 261.47 4.41% 03101113 '.3 111.578 10.0600 7,158.48 9.4000 2888.84 •48914 295.31 4.41% 04101113'.3 789.547 10.1100 7.982.33 9.4000 7,421.74 •580.59 327.66 4.41% 05101/13'.3 751.550 10.1300 7,613.21 9.4000 7,084.58 -548.63 311.89 4.41% 06/03113 '.3 757.360 10.0900 7,641.77 9.4000 7,119.18 .522.59 314.30 4.41% 07!01!13'.3 08101113 '.3 09103!13'.3 10101113'.3 868.131 704.609 109.175 712.100 9.9700 10 0600 10 0300 9.4000 10 0240 6,661.27 7,088.37 1,113.03 7,137.85 9.4000 9.4000 9.4000 6,280.42 6,623.33 6,666.24 6,693.73 -380.85 -465.04 -446.79 -444.12 277.27 292.41 294.31 295.52 4.41% 4.41% 4.41% 4.41% Total Noncovered 204,850.163 2,084,139.23 1,923,711.52 ,141,027.71 64,92920 Reinvestments to 18,793.513 9.8880 185,828 79 9.4000 176,659.03 -9,169.78 7,709.32 4.41% Date Total Covered 18,793213 185,828.79 176.659.03 .9,169.78 7,799.32 Total 223,443.678 $2,250,568.02 62,100,370.55 -$150,197.47 $92,729.12 Total Mutual Funds $2,250,568.02 52,100,370.55 -$160297.47 $92,729.12 Onto< Ram 10•410 "mall nmamapnein Wnets Cowan4'0.p Dettscht ML Sec•onts Ac. Mn 1,4 Mt* 14 PIA Mist lkh I to Newlin* 7tt 10114 1/121454.71119. (MI 78/...M. Statement Period: 10/01/2015 • 10131/2015 Unrealized Quantity Unit Cod Cost Bids Market Price Market Value Win! Lop Estimated Estimated Annual Income Yield Cost Basis Market Value Unrealized kaued Estimated Gain/ Loss Interest Animal Income Total Portfolio Holdings $63,672,203.26 $63,402,113.45 2270,089.81 $132027.77 61284,894.38 Footnotes • Noncovered under the cost basis rules as defmed below. Securities acquired before 2011 or in retirement accounts are generally net subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC)(incorpoiating amendments enacted by P.L.110•34 3, the Emergency Economic Stabilization Act of 2008) and are. therefore, considered "noncovered.- under the new cost basis reporting rules. and marked or denoted as such. Al other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are 'covered" under the new cost basis reporting rules are defined as non-cerement US taxpayers securities which have been acquired on or after their 'applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Account Num tier.- MIAS you GO paperless ThE MAL hLST ON FIDA MS CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) FAZE TC Page 5 of 10 rata. tacellenil [very Year Since 2007 DAUM. RATED COMMUNCATIONS rxesurner r..t="=====rt. SDNY_GM_00048111 OB-SDNY-0010935 EFTA_001 58720 EFTA01290748 Portfolio Holdings (continued) Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1.2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debi Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1. 2014. Cost Basis on fixed income securities may be adjusted for amortization. accretion. original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of food income security, and certain attributes. obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those iwolving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. t The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering fern or transferring agent and Pershing makes no representation as to the accuracy of this intonation. M essa es Please note that the Valuation at a Glance section on page one of your account statement will be updated and renamed Portfalio at a Glance beginning with the October 2015 statement This change does not apply to accounts which display only opening and closing balances on page one. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Activity Summary (All amounts shown are in base currency) Credits This Period Debits This Period Net This Period Credits Year-loBate Debits Year-to-Date Net year-to-Date Securities Securities Bought 0 CC 8.45667 8.45667 0 00 -1.239.387.12 -1.239.387.12 Secunues Sold 0 CO 0 00 0 00 2.329 942 58 0.00 2,329,942.58 Total Securities 10.00 48,156.67 .18,456.67 $2,329,942.58 .$1,239,387.12 81,010,655.46 Dividends and Interest 1201,060.44 $0.00 3201,060.44 $920,975.32 $0.00 3020,0/5.32 Distributions 10.00 $0.00 30.00 31,325,849.10 $0.00 61,325,849.10 Cash Deposits 0 CC 0.00 0.00 113 297 33 0.00 113,297.33 Total Cash 10.00 $0.00 $0.00 5111,297.35 moo $113,297.33 Money Market Funds 10.00 $0.00 $0.00 WOO -$2,1143,185.83 .22,843,785.03 Totals $201,060.44 48,456.67 $192,603.17 54,690,084.33 -54,083,172.96 5606,891.38 Page 6 of 10 1, HAe .01 Account Nunbe paperless TI• E 'Is EV/ CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE T O N F I D .- L.1A L Rabid excellent, L very Viw SOSO, 2007 CALMAR RATED COMMUNICATIONS rxesturner SDNY_GM_00048112 DB-SDNY-OO1O936 EFTA_OO158721 EFTA01290749 DOLOSCE, O (Inc it PO 0o. 1776, Baltimpre ND 212C Oruisre Rant Prmair. %Wolin Papmgenan Pdaeals Coon., 6 ,0.4) Dests0,4 Baia %twos 'ac Ile V.4 001c• HI Pan Ammo. Ita I ter War int Irt 10114 01))4,A411A.11111171.4:91, Transactions by Type of Activity Process/ Settlement Date Adivi De= Nan Statement Period: 1010112015 • 10/3112015 Price Accrued Interest Amain Cane Securities Bought and Sold 10129115 REINVEST CAST INCOME P MORGAN FLOATING RATE INCOMEFUND SELECT SPARES 899 846 4456.67 USD SX 222544.0300 SHRS SHRS MACH. AT 59.10000 RD 10127 PD 10129/15 Total Seallillt$ Bought and Sold - UNITED STATES DOLLAR 0.00 -8,156.67 Dividends and Interest 10122115 CASH DIVIDEND RECEIVED 200000 SH RS CITIGROUP INC DEP 51- S REPSTG 111000 PFD 72,500 00 USD C PRC SERC DIV 5 8% PERPETUAL MATY PERPETUAL CALL 04122/18Q 25 00 RD 10/09 PD 10/22115 10129115 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 8,456.67 USD SX 222511 0300 SHRS RD 10127 PD 10129115 10130115 M ON EY MARKET FU ND DEUTSCHE GOVT CASH 1,603.77 USD INCOME RECEIVED 233993882 10130115 CASH DIVIDEND RECEIVED ,PMORGAN CHASE 8 CO DEP SHS REPSTG 1/10TH PFD SER 118.500 00 USD 466251-HAl 7.900% 0/129149 BlE RD 10129 PD 10130115 DIV PAID AT 39.50 3000000 Total Dividends and Interest - UNITED STATES DOLLAR 0.00 201,080.44 Total Value of Transactions 0.00 192,803.77 USD The price and quantity displayed may have been rounded. Cash Not Yet Received Security Interest DANK AMER CORP PERP NON CO M LLATiVE DEP SI- S FIXED TO FLOAT IPAYM ENT INC GTD SR AT 10150% 05115/18 B/E Total Cash Not Yet Received ' , NAO.( Gorr THE HAZE Tt CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Record Date Payable Dale 10130115 11/15115 10130115 11/15115 Cleaathy Held Rate 3.000.000 000 0.040625 500.000.000 0.051250 Dividend Optioe Mount of Payment Cash Cash Account Numbe Rioted Excellent GO paperless ONFID=iAL L very Van Lace 2007 DALIMI1 PAVED COMMUNKATIONS exesamer 121,875 00 25.625 00 5117,500.00 Page 7 of 10 SDNY_GM_00048113 DB-SDNY-0010937 EFTA_00 158722 EFTA01290750 Client Service information Your Client Advisor: DAN DANIEL SAHA 315 PARK AVENUE, 26TH FLOOR NEW YORK NY 10151.0003 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds FIRST lk FIRST OUT Default Method for Socks in a Dividend Reinvestment Ran: RRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Amortize premium on tumble bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No Electronic Delivery You have not selected any account corn m unications for electronic delivery. To register and turn off paper con m unications, log in to your account or contact your Client Advisor for more inform ation. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis. including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'WA" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.comilbusiness_conbnuity.html for specific detais as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this Information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action Page 8 of 10 Account Num be, Rad twalloni OlitAkl ROLL Lvery VS, SOSO, 2.007 THE It ON F PaPe.rless 4.; DALOAR RATED COMMUNCATIONS rxesturtraer CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) -at tra:t.t.raltfu-th.r" -= SDNY_GM_00048114 DB-SDNY-0010938 EFTA _00158723 EFTA01290751 Deutsche Asset & Wealth Management P.O Box 1770, Ba!ammo, MD 21203 Important Inform ation and Disclosures (continued) Dram.* Ram 10•410 WtYn Ma fr-wtm I I ent% CpetrarGtp.p Des-b04 mai Se4•0,3e1 v.4 Mt* 14, PIA Ass.. lkh I ber New*** 1tY 1011A 454.71119.11141 78/14MS Statement Period: 10/0112015 • 10/3112015 Foreign Currency Transactions (continued) transactions unless you instruct your financial organization otherwise. Pershing's curtency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the pnor business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & P00I'S. Reproducing and distributing any information received from Standard & Pooes is not permitted without prior written authorization from Standard & Pooes. Standard & Pooes does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Pooes shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts: are not recommendations to purchase, hold or set securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Cash Not Yet Received Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information. The Rote of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions conceming your account Pershing is not responsible cr liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitabdity of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for hinds and securities you may deposit with it directly or through your financial institution or that it receives as the resuk of securities transactions it processes. • Your Mandel institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitabiky of those transactions, where appkcable; the rendering of investment advice, if any, to you and in general. for the ongoing relationship that it has with you. • Inquiries conceming the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consuk the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC`') Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: vnwr.pashing.com/aboutfstrength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in vatng to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza. Jersey City, New Jersey 07399; (201) 4134330. Errors and Omissions excepted. Important Arbitration Disclosures • Al parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is fled. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. DOAN 'it'll Account Numb ThE FAZE T CONFIDENTIAL —PURSUANT TO FED. R CRIM. P. 6(e) Page 9 oft0 Raoul tacellerigi aamerles van since 2007 DAUM* RATED COMMUNICATIONS ONFIDn\MAL - r )(MUM" SDNY_GM_00048115 OB-SDNY-0010939 EFrA_00 158724 EFTA01290752 CONFIDENTIAL - PURSUANT TO FED. R CRINI P. 6(e) Important Information and Disclosures (continued) Important Arbitration Disclosures (continued) • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators vnl typically include a minority of arbitrators 40 were or are affiliated with the securities industry. • The rules of some arbitration forums may impose tine limits for bnngmg a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is fled, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza. Jersey City, New Jersey 07399: (201) 413-3330. Page 10 of 10 TF E FAZE T ta4o Account Nun ber paperless ON FIDAENTIAL Rated tscollenti [very Year Since 2007 DALBAR RATED COMMUNICATIONS rxenurtrier SDNY_GM_00048116 OB-SDNY-0010940 EFrA_00 158725 EFTA01290753 Deutsche Asset & Wealth Management P.O. Boa 1778, Baltimore, MO 21203 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & DARREN K INDYKE TTEES 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Your Client Advisor: CAMEL SABBA Dralsov Rant km,. Weahn Papmgenan Manes CodragreG,o‘P Destutg lank %woe+ Ac lire wan Mkt lab * Annvet I *xi /M RA /WY 10114 inn 4914M 1.14178114:011 Asset Allocation Prior Year-End Lad Period LSD Cash. Money Funds and Bank Deposits 43.922.655.69 47179.177.86 LSD Axed Income 11.400.200.52 8.920.698.99 LSD Equities 6,979,820.00 7.027.720.00 Account Total file Chart) 962,307,676.21 $63,127,596.67 See the Asset Mocation Disclosure and Footnotes section lor important information regarding your Asset Allocation. ORAN ROI:. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Valuation at a Glance Beginning Account Value het Cash Deposits and Wilhdrawals Adjusted Previous Account Value Dividends. Interest and Other Income Is et Change in Portfolio Account Number: Statement Period: 0910112015 - This Period $63,127,596.87 0 00 63,127,596.81 8.648.68 -39.520 78 Year-to-Date 962,302,676.21 113.297 33 62,415,973.54 719.982 89 -39,231 66 ncling Account Value Accrued Interest Estimated Annual Incom e $63 096 724.77 S63 096 7 2 4 7 7 This Period % Allocation 47,180,729.13 74.77% 8.827.065.64 13.99% 7.088.930 00 11.24% $63,096,774.77 100.00% 5209.375 00 51.062.494.71 Please review your allocation penodicalty web your Cbent Admix. Page 1 of 11 66NFIDIVisAL listed tacelbra (very V••• Since 2007 0ALBAR RATO2COMMUNICATKINS rxerturmet SDNY_GM_00048117 DB-SDNY-0010941 EFTA 00155726 EFTA01290754 Asset Allocation Disclosure and Footnotes Fixed Income contains Fixed Income Mutual Funds. Summary of Gains and Losses Realized Unrealized ibis Period Year4o-Date Short-Term Gam/Loss 000 0.00 127.513 98 Long•Term Gain/Loss 000 71:585.88 -501.101 48 Net Galn/Lou 0.00 71,586.86 ,373,595.50 This summary excludes transactions where cost basis information is not available. For Your Information Please note that the Valuation at a Glance section co page one of your account statement will be updated and renamed Portratio at a Glance beginning with the October 2015 statement This change does not apply to accounts which display only opening and closing balances on page one. Money Market Fund Detail Date Activity Type Description Amount Balance Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Account Number: 0000001492 Current Yield: 004% Activity Ending: 09/30115 09101115 Opening Salute 09130/15 Deposit INCOME REIN VEST 47,179,177.81 1.551.25 47,179.177 88 47.180.729.13 09130115 Closing Balance 947,180,729.13 Total All Money Market Funds 147,180,729.13 Income and Expense Summary Curren) Period Year•loOate Taxable Non Taxable Taxable Non Taxable Dividend Income Equities 0 00 0.00 319,336 05 0.00 Money Market 1.551.25 0.00 12.580 24 0.00 Other Dividends 7:097 43 0.00 304.925 92 0.09 Interest Income Bond Interest 0 00 0.00 83.072 67 0 00 Total Dividends, Interest, Income and Expenses 18,648.88 60.00 $719,914.88 60.00 Account hum be Lt01 Go paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE ONFI DEN 1A L TI-E Page 2 of 11 Rsd tocelleni beefy V.A. Woes 2007 CALMAR RAT ED COMMUNICATIONS rxesumer :sr .zit SDNY_GM_00048118 DB-SDNY-0010942 EFTA 00158727 EFTA01290755 Deutsche Asset & Wealth Management PO llo‘ 1778. Baoliimore. MO 21203 Income and Expense Summary (continued) ()PASO( Pnwair Vhaiin waren Pewees <wrap Gw..p ontsciv let setwnet Mw.* Oma, HS Pan Ammo. /Mb Mcr New leek 11Y 101'I (1p/ 4544814. MIS) 7.14:31 Statement Period: 0910112015 • 09130/2015 Current Period Year-to-Date Taxable Non Taxable Taxable Non Taxable Distributions Long • Tern Ca: tal Gain Cistr bu:ions Other DistribJtions Total Distributions Portfolio Holdings Opening Date Cash, Money Funds, and Bank Deposits 75.00% of Portfolio Money Market DEUTSCHE GOVT CASH INSTL 09/01115 47.110/29.130 0000001492 09130115 47.179.177.88 47.180.729.13 0.00 12.580 24 0 04% 004% Total Money Market 847,179,177.88 $47,180,729.13 Total Cash, Money Funds, and Bank Deposits $47,179,177.88 847,180,729.13 $0.00 $0.00 812,580.24 812,580.24 Adjusted Unrealized Accrued Estimated Estimated Dale Acquired Quantity Unit Cost Cost Basis Market Price Markel Value Gain/ Loss Interest Annual Income Yield. Fixed Income 1 1.0 0% of Portfolio (In Malign)? Date Sequence) Corporate Bonds IPAYM ENT INC GTD SR NT Security Identifier: 48282EAES 10250% 05115118 B/E DTD 11/15/11 CALLABLE 09/30115 O 105.125 Moody Rating CM3 Si P Rating CCC 10102112'.12,13 500.000.000 93.8620 PM ORGAN CHASE a CO DEP SliS REPSTG 1110TH PFD SER 1 FIXED TO FLT6 RT BD 7.900% 04129/49 WE DTD 04/23/08 Moody Rating 8AA3 S P Rating BBB- 05110/11 '.17.13 3.000.000.000 111.2650 0.00 0.00 68 01 000 0.00 0.00 000 8 097 09 $0.00 $0.00 888.01 88,097.09 Account Mirk Opening Closing Awned Income 30-Day Current Quantity Number Ending Balance Balance Income This Year Yield Yield 469.312.09 95 0000 475.000.00 5.687.91 19.218.75 51,250.00 1078% Origins Cost Basis: 5445.000.00 Security Identifier: 4882SHHAI 3.337.958.33 103.8750 3,116,250.00 -221.708.33 98.750.00 237,000.00 7.60% Original Cost Bair 33,337,958.33 Page 3 of It Account N e t :. Rated tmalkinfl inAS Rat Go paperless (very Year Sante 2007 TI-E HAZE DALBAR RATEOCOMMUNCATIONS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) ONFIDArErriA rxestimer O a ts= a .0•4=o . SDNY_GM_00048119 DB-SDNY-0010943 EFTA 00155728 EFTA01290756 Portfolio Holdings (continued) Date Acquired Fixed Income (continued) Corporate Bonds (continued) BANK AM ER CORP PERP NON COM ULATIVE DEP PS FIXED TO FLOAT 8.125% 04130158 WE DTD 04130108 CALLABLE 05/15118 Moody Riling BA2 SE P Rating B8• 05110111 '.12.13 3,000,000.000 112.9870 Adjusted Ounthy Unit Cost Cod Basis Market Price Market Valve Unrealized Accrued Estimated Estimated Gain, Loss Interest Annual Income Yield Total Corporate Bonds 6,500,000.000 Security Identifier: 0605050Tb 3,389,820.83 101.5000 Original Cost Buis: 53,389,620.83 $7,196,891.26 3,135.000 00 ,254,820.83 91,406 25 213,750.00 1.77% $6,726,250.00 -$470,841.25 9209,375.00 $532,000.00 Total Fixed Income $7,196,691.25 6,500,000.000 $6,726,250.00 -$470,641.25 Unrealized Date keened Quantity Vail Cod Cod Bads Market Price Market Value Gain! Loss Equities 11.00% of Portfolio Preferred Stocks (Listed by expiration date) CMGROUP INC DEP SHS REPSTG 111000TH Security Identiler:C PRK PFD SER K DIV6.815% PERPETUAL MATY CUSP:172967341 PERPETUAL CALL 11/15123025.00 Dividend Option: Cash 02103114 79,000.000 25.3090 1,999,418.90 26.6700 2,106,930.00 107,511.10 135,781.25 6.44% CIT1GFIOUP INC DP SHS REPSTG 111000 Seaulty Mender: C PRC PFD SER C DIV 5.8% PERPETUAL MATY CUSP: 172967366 PERPETUAL CALL 04/22118025.00 Dividend Option: Cash 10/28/14 49.033.000 24.0810 1,180,139.16 24.9100 1,221 412.03 40,672.81 11,097.85 5.82% 10129114 150,967.000 24.3130 3,670,430.48 24.9100 3.760.587.97 90,157.49 218,902.15 5.82% Total Covered 200,000.000 4,851,189.44 4,982,000.00 130,630.36 290,000.00 Total 200,000.000 $4,851,169.61 $4,982,000.00 $130,830.38 $290,000.00 Total Preferred Stocks $6,650,588.54 $7,088,930.00 $238,341.48 $425,761.25 Total Equities $8,850,518.54 $7,086,930.00 9231,341.48 8425,781.25 $209,375.00 $532,000.00 Estimated Estimated Annual Income Yield '02/230CSF ' Account Numb THE FAZE T CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) UN I— I U EPTli sA Page 4 of 11 Itatod Excellent [very Yew Sine, 2007 DAL BAR RATE000MMUNICATIONS rxerimier SDNY_GM_00048120 OB-SDNY-0010844 EFrA_00 I 58'729 EFTA01290757 Deutsche Asset & Wealth Management PO 13o.‘ 1776. Ilahimore MD 21203 Portfolio Holdings (continued) Date Acquired 0ediSre RIM Pr. Mr W. 4I P. &tamale,. Pant% I peva,.G to.p Des-b04 sai ',- Mn %A Mt* Na PIA Mist MOWS New** nv 1011.4 inn 454.71119.1115178•471S Statement Period: 09/01/2015 - 09/30/2015 Unrealized Quantity Unit Cod Cod Basis Market Price Market Value Gain/ Loss Estimated Estimated Annual Income Yield Mutual Funds 3.00p/ of Portfolio P MORGAN FLOATING RATE INCOME FUN SELECT SNARES Open End Fund Dividend Gillian: Reinvest Capita Gains Option: Reinvest Security Identifier: PHSX CUSP. 181211510 01/22113 '.3 198,216.058 10 0900 2,000,000 00 9.4400 1,871,159.56 ,124,840.44 62,061.44 4.38% 02101113 ..3 630.057 101670 6.342.92 9.4400 5.947.75 -395.17 260.84 4.38% 03101113 '.3 711.578 101600 7,158.18 9.4400 6,717.29 411.19 294.59 4.38% 04101113 '.3 789.547 10.1100 7,982.33 9.4400 7.453.32 -529.01 326.07 4.38% 05101113 '.3 751.550 10.1300 7,613.21 9.4400 7,094.62 .518.59 311.14 4.38% 06103113 '.3 757.360 10.0900 7,641.77 9.4400 7,149.47 492.30 313.55 4.38% 07101113 '.3 688.131 9.9700 6,661.27 9.4400 6,307.15 -354.12 276.61 4.38% 08101113'.3 704.609 10 0600 7,088.37 9.4400 6,851.52 436.85 291.71 4.38% 09/03/13 '.3 709.175 10 0300 7,113.03 9.4400 6,694.61 -418A2 293.60 1.38% 10101/13 '.3 712.100 10 0210 7,137.85 9.4400 6,722.23 415.62 294.81 4.38% Total Noncovered 201,660.163 2,064,739.23 1,931,697.52 ,132,641.71 81,725.16 Reinvestments to 17,893.867 9 9120 177,372.12 9.4400 168,918.12 .8,454.00 7,108.06 4.38% Date Total Covered 17,693.467 177,372.12 168,918.12 .6,454.00 7,408.06 Total 222,511.030 $2,242,111.35 $2,100,815.61 -$141,295.71 $92,133.22 Total Mutual Funds $2,242,111.36 $1.100,815.64 -6141,296.71 $92,133.22 Unrealized Jr:trued Estimated Cod aids Market Value Gain/ loss Interest Anneal Income Total Portfolio Holdings 663,470,320.27 83,088,724.77 -$371;5116.60 $209,375.00 61,062,494.71 Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally n4 subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC*) (incorporating amendments enacted by F.L 110-343, the Emergency Economic Stabilization Act of 2008) and are. therefore, considered "noncovered.- under the new cost basis reporting rules, and marked or denoted as such. Al other securities in this section are securities which are 'covered" under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as non-retrement, US taxpayers securities which have been acquired on or after their 'applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. 1,fren.i, .01; Account Numb THE FAZE TRL CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) ON Fl )!ffiL2PisA L Page 5 of 11 Rated Excellent beefy v«. Slate 2007 CALMAR MUD COSVAUNICATDONS rxestirtraer , w•-.0-o. SDNY_GM_00048121 OB-SDNY-0010945 EFEk_00 158730 EFTA01290758 Portfolio Holdings (continued) Reporting requirements generally will be phased in over a three-year period, as fclows: • Stock in a corporation acquired on or after January 1.2011 • Mutual funds and dividend reinvestment plan (CRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple ked payment schedule for which a yield to maturity can be easily determined acquired on or after January 1. 2014. Cost Basis on fixed income securities may be adjusted for amortization. accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of food income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those iwolving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. f The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous dent brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering fin or transferring agent and Pershing makes no representation as to the accuracy of this intonation. M essages Please note that the Valuation al a Glance section on page one of your account statement will be updated and renamed Portfolio at a Glance beginning with the October 2015 statement This change does not apply to accounts which display only opening and closing balances on page one. Pursuant to the Securities Exchange Act of 1934, Pershing LLC (Pershing), a BNY Mellon company, provides individual investors with certain financial information on a semi-annual basis. Pershing's June Statement of Financial Condition is now available. On June 30. 2015, Pershing's net capital of $2.179 billion was 10.78% of aggregate debit balances and exceeded the minimum requirements by $1.77 billion. Pershing is also requited to provide the most recent financial information as of this statement mailing. In accordance with this requirement, note that on July 31. 2015. Pershing's net capital of $2.163 billion was 11.55% of aggregate debit balances and exceeded the minimum requirement by 51.79 billion. A copy of the June 30. 2015. Statement of Financial Condition is available at www.pershing.cornistatement-of-financial-condition. You may also request a free, printed copy by calling (888) 860-8510 or (201) 413-4200, option ft5 Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. NOW ti Account Numb Go paperless RLST CONFIDENTIAL — PURSUANT TO FED. R P. 6(:Am b oNFIDAENTIAL Rated facellene (very Vs, Since 2007 DALBAR RATED COMMUNICATIONS rxciturnaer Panne LW mamas. 01101... 'ha SC SDNY_GM_00048122 DB-SDNY-0010946 BM:4_00159731 EFTA01290759 Deutsche Asset & Wealth Management PO Be 1778. Ballimore, MA 21203 Onto< Rana Pnwair Wain Papmgeneit wrens <Dome 6 ,..• oftisch4 opt secte*es a. iiv.v.4 Pasco 141PIA Ass,. 114h I ber New Vest II 1011A 1/121454.71114.1115178/.4,91, Activity Sum m a ry (Alf amounts shown am in base currency) Credits This Period Debits This Period Net This Period Statement Period: 0910112015 • 0 9/3012015 Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Securities Securites Bought 000 -7.09743 -7.097 43 0.00 -1.230.930.15 -1.230.930.15 Securities Sold 000 000 000 2 329.942 58 0.00 2,329,912.58 Total Securities $0.00 -$7,097.43 -$7,097.43 $2,329,942.58 -$1,230,930.46 11,099,012.13 Dividends and Interest 0,848.88 $0.00 $8,648.88 $719,914.88 $0.00 $719,914.88 Distributions $0.00 $0.00 $0.00 $1,325,849.10 $0.00 $1,325,849.10 Cash Deposits 000 0.00 0.00 113,297.33 0.00 113 297 33 Total Cash $0.00 30.00 $0.00 $113,297.33 $0.00 $113,297.33 Money Market Funds $0.00 $0.00 $0.00 $0.00 -$2,843,786.83 -52,843,785.83 Totals $8,648.88 .67,097.13 $1,551.25 $4,489,003.89 .81,071,718.28 $111,287.61 Transactions by Type of Activity Process/ Settlement Date Activity Type Desaiptioa Quantity Price Accrued Interest Amount Cartel, Semidries Bought and Sold 09129115 REINVEST CASI- INCOME ..P MORGAN, FLOATING RATE INCOM E FUND SELECT SHARES 749 465 -7.09743 LSD PI-SX 221794.5650 SHRS SHRS PURCH. AT $9.47000 RD 09125 PD 09129115 Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 4,097.43 Dividends and Interest 09/29115 CASH DIVIDEND RECEIVED ,P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 7.09743 LSD PN SX 221794.5650 SHRS RD 09125 PD 09129/15 09130115 MONEY MARKET FUND DEU TSCHE GO VT CASH 1.551 25 LSO INCOME RECEIVED 233993682 Total Dividends and Interest - UNITED STATES DOLLAR 0.00 8,648.68 Total Value of Transactions 0.00 1,551.25 USD The price and quantity displayed may have been rounded. Account Numbs V:0 ,- ;:,CCF; 1):21 °SAO ROLL Go paperless TFE LST cPI oNFIDAEN11)°kL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) FAZE T Page 7 of 11 Raked tamale nd Every Van Same 2007 OMANI RAT ED COMMUNICATIONS rxesur NCI SDNCGM_00048123 DB-SDNY-0010947 EFTA_00 158732 EFTA01290760 Client Service Information Your Client Advisor: DM, DANIEL SABRA 345 PARK AYES bE, 267F FLOOR NEW YORK NY 10154.0003 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds FIRST lk FIRST OUT Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Treat al interest as origins issue discount (OID): No Amortize pram ium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No Electronic Delivery You have not selected any account corn m unications for electronic delivery. To register and turn off paper Comm unications, log in to your account or contact your Client Advisor for more inform alien. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to vAwitpershing.comibusiness_continuity.htrrit for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You vnll not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing km. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Pape of 11 MIAN ROIL Account Numb FMET CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) ON F I TIAL kited tsallerril [very Vest Since 2007 DAL OAR RATED COMMUNICATIONS rxciurtraer SDNY_GM_00048124 OB-SDNY-0010948 EFTA_00158733 EFTA01290761 Deutsche Asset & Wealth Management P.O Om 1778, Ba!ammo, MD 21203 Important Inform ation and Disclosures (continued) Oralsre Mn, 00,410 VrIflan Ma ma funurr Pants Cowan Gtca, Dettuht M Sew net 77 lire Vert 07Ii• 141Part Anceet 16%1747 New*** 1011.4 Inn .84.7111. 7884,11, Statement Period: 0910112015 • 09/3012015 Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Poo(s. Reproducing and distributing any information received from Standard & Poor's is not perritted without prior written authorization from Standard & Poor's. Standard & Pooes does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or emissions, regardless of the cause, or for the results of using such content Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and de not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. The Rote of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account Pershing is net responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and. in certain instances. execution of securities orders; the assessment of the suitability of those transactions, where appbeable, the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (291)413-3333. Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC`) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit vernv.pershing.comraboutistrength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in igniting to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Deparbnent, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Enors and Omissions excepted. Important Arbitration Disclosures • Al parties to this agreement are giving up the right to sue each other in court, including the tight to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents. witness statements and other discovery is generally more limited in arbitration than in court proceedings. VU„ Account Numb THE FAZE TRI. CONFIDENTIAL — PURSUANT TO FED. R MM. P. 6(e) paperless UM- 1UL TIAL Page 9 of 11 Rated to...SS L very Vest Woes 2007 DAL OAR RATED COMMUNICATIONS rxesturner 0.-17.2=72.rne...D.r= SDNY_GM_00048125 OB-SDNY-0010949 EFIA_001 58734 EFTA01290762 Important Information and Disclosures (continued) Important Arbitration Disclosures (continued) • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators wil typically include a minority of arbitrators into were or are affiliated with the securities industry. • The rules of some arbitration forums may impose hme limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed. and any amendments thereto. shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has nitrated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any clans encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing lit, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)1134330. Page 10011 OSAB ROLL Account Numb IFS FAZE I CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) rerless et ) UlNriUtl\MA Rated tacellordi Lvery V.A. Late 2007 DAL OAR RATED COMMUNICATIONS rxesus NCI SDNY_GM_00048126 DB-SDNY-00 10950 EFTA_00 [587 35 EFTA01290763 TERMS ANDCONDEMNS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE. OF THE FNANCUU. INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL, SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. IF SO, THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION P YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: IF YOU MAINTAIN A MARGN ACCOUNT. THIS IS A COM3NED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MANTANED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TM INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHNG WILL PROVIDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU; USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TM RETURNS. • DIVIDENDS. MEREST MID OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS ro ASSFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHNG IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE NDEBTED TO PERSHING LLC (*PERSHING') FOR ANY AMOUNT. ALL SECURITES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHNG MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE N DEEDED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABLMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT" AS A MARKET AMER, SPECIALIST, ODD LOT DEALER. BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FNANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETAILS AVALABLE UPON REQUEST • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT PERSHING'S OFFICES. A COPY OF [TWILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWWPERSHING COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW.PERSHIPIG.COM/DISCLOSURES • THIS STATEMENT SHOULD BE RETANED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION NMS - RULE 607(A)(1)-(2)) PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW, PERSHNG SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-LISTED SECURITES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NERO). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSHNG ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. IF ANY OF ThE ABOVE TERMS AND CONDITIONS ARE UNACCEPTABLE TO YOU. PEASE NOTKYPERS-ING DAMMAM), III WRITINGS,' CERTFED MAIL TO ORE PERSHNG PLAZA JERSEY CITY. NJ 07399, ATOP LEGAL DEPT Account Amin ME FAZE TRia CONFIDENTIAL — PURSUANT TO FED. R GRIM. P. 6(e) Page11011 4 o paperless DAUM. RATTED COMMUNICATIONS rffn A rxemmer oantr•=2=== 1". = SDNY_GM_00048127 OB-SDNY-0010951 EFrA_00158736 EFTA01290764 Deutsche Asset & Wealth Management PO Boo 1778. Bellmore. MD 21203 (Misr. Rana Pnwair wean Papmgenan meats tone Gee, Coeur* lank Salons ec No. Ise 0111e HI Pan Aserao. Ikh I ter War wet Irt 10114 01114:44414.1115.17144,91, Account Numbe Statement Period:0810112011MM THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & Valuation at a Glance This Period Year-to-Date DARREN K INDYKE TTEES Beginning Account Value 963,325,039.49 962,302,676.21 6100 RED HOOK QUARTER B3 het Cash Deposits and Withdrawals 000 113.297 33 ST THOMAS VI 00802 Adjusted Previous Account Value 63,325,039.49 62,415,973.54 Dividends. Interest and Other Income 43.282.11 711,334.21 het Chan re in Portfolio -240.72473 289 12 nchng Account Value 563 127 596 87 $63,127,596.87 Accrued Interest 6165.86111 Your Client Advisor: Estim ated Annual Income 51 061 963 95 CAMEL SABBA Asset Allocation Prior Year-End Last Period This Period % Allocation LSD Cash. Money Funds. and Bank Deposits 43,922,655.69 47,143,63026 47,179,177.88 74.74% LSD Fixed Income 11,400,200.52 9.019.229.23 8,920,698.99 14.13% LSD Equities 6.979,820 00 7.162.18000 7.027.720 00 1113% Account Total (Pie Chart) $62,302,676.21 963,325,039.49 $63,127,596.87 100.00% See the Asset okocabon Disclosure and Footnotes section for important information regardng your Asset Mocahon. DRAB Roll CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 8009812SCSP30011 Go paperless CONFIDENTIAL P ease review your allocation cer coca y wth your Clem Maw. Pop 1 of 9 Rated Excellent (very Ve sante 2007 DAUM. RATED COMMUNICATIONS rxesurtraer SDNY_GM_00048128 DB-SDNY-00 10952 EFTA_00158737 EFTA01290765 Asset Allocation Disclosure and Footnotes Fixed Income contains Fixed Income Mutual Funds. Summary of Gains and Losses Realized Unrealized Ids Period Tema,.Date Shod-Term Gain/Loss 0.00 0.00 66.401.47 Long•Term Gain/Loss 0.00 71185.86 499.662.47 Net Gain/ Lou 0.00 71,586.86 -333,261.00 This summary excludes transactions where cost basis information is not available. Money Market Fund Detail Date Activity Type Description Monet Babece Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Account Number 0060001492 Current Yield: 0.04% Adis*/ Ending: 08131/15 08101(15 Opening Balance 47,143,630.26 47,14313126 08118(15 Deposit MONEY FINO FtIRChASE 33,94535 47,17157511 0813105 Deposit INCOME REINVEST 1.602.27 47,179.17718 08/31/15 Closing Balance $47,179,177.88 Total All Money Market Funds $47,179,177.98 Income and Expense Summary Current Period Year•to•Date Taxable Nos Taxable Taxable NOB Taxable Dividend Income Equities 33,945.35 0.00 319,336.05 0.00 Money Market 1.602.27 0.00 11,028.99 0.00 Other Dividends 7,734.49 0.00 297,828.49 0.00 Interest Income Bond Interest 0.00 0.00 83,072.87 0.00 Total Dividends, Interest, Income and Expenses $43,282.11 $0.00 1711,20.20 $0.00 Distributions Long • Term Capital Gain Distributions 0 00 0.00 88.01 0.00 Other Distributions 0 00 0.00 0.00 8.097.09 Total Distributions $0.00 $0.00 $68.01 58,097.09 7.,:.098.125CSF33 OKA', YOU Account Numb TFE FAZE T CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Gao Paperless U IN ri ENT1AL Rated [mailer. Lvery yea. Slate 2007 DALBAR RATED COMMUNCATIONS rxciurnaer Page 2 of 9 nvivieetic SDNY_GM_00048129 DB-SDNY-00 10953 EFTA_00 I 58738 EFTA01290766 Deutsche Asset & Wealth Management P.O. Bc 1778, &admire, ND 21203 Portfolio Holdings Adivay Opening Date Quantity 'lumber Fidleg Cash, Money Funds, and Bank Deposits 7 5.0 0% of Portfolio Money Market DEUTSCHE GOVT CASH INSTL 08101115 47,17%177.880 0000001492 Total Money Market Total Cash, Money Funds, and Bank Deposits Oralsre Ram 10.410 V.I.1004.1111`, 114 Pen t% Cowan fr op. p Des-b04 Mani St4wri AC. lire %A Cali* 341 Part •Seel. Ikh I to New** /IT 10114 Inn 4544,111.11/517.114,9% Opening Balance Closing Balance Statement Period: 08/01/2015 • 0813112015 Accrued Income Income Tkis Year 30.Day Current Yield Yield Date Acquired Quantity Unit Cost Fixed Income 1 1.0 0% of Portfolio fin Maturity Date Sequence) Corporate Bonds IPAYM ENT INC GTO SR NT 10.750% 05115118 EUEDTD 11/15/11 CALLABLE09/02/15 fa 105.125 Moody Rating CAA3 S P Rating CCC 10102112 ' . 11,13 500,000.000 93.7000 08131115 17,113,630.26 147,143,630.25 $17,143,830.26 Adjusted Cost Basis Market Puce 47,179,177.88 547,179,177.88 $17,179,177.68 Market Value 0.00 11,028.99 $0.00 $11,028.99 $0.00 $11,026.99 0.04% 0.04% Unrealized Accrued Estimated Estimated Gain/ Lou Merest Annual Income Yield .PM ORGAN CHASE & CO DEP SHS REPSTG 1110TH PFD SERI/MT TO FITG RT BO 7.900% 04129149 WE DID 04/23/08 Moody Rating 8M3 S P Rating 880- 05110111 3,000,000.000 111.2650 BANK AM ER CORP PERP NON COM ULATWE DEP SHS EDS TO FLOAT 8.125% 01130158131E DTD 04/30/08 CALLABLE 05115118 Moody Rating 8A2 St P Rating BB+ 05110111 3,000,000.000 112.9810 Total Corporate Bonds 6,500,000.000 $7,196,077.53 6,500,00%000 Security Identifier: 46262EAE5 46%498.37 95.8750 Original Cost Basis. $145.000.00 Security Identifier: 46625HHA1 3,337.958 33 105 0000 0 nral Cost Bass 83 337 958 33 Security Identifier: 0605050 T8 3,389,620.83 105.6250 Original Cost Bats: 53.389.620.83 17,196,077.53 179,375.00 3,150,000.00 3,161,750.00 $6,798,125.00 Total Fixed Income 04'09!:25CSF3 ,' l) OAP 'it'll Account Numb THE FAZE TRI. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) $6,798,125.00 ONFI O ffisA L 10,876.63 15,090.28 51,250.00 10.69% ,187,958.33 79,000.00 237,000.00 7.52% -220,870.83 71,770.83 213,750.00 7.69% -$397,152.53 $165,861.11 $532,000.00 -$397,152.53 $165,661.11 $532,000.00 Page 3 of 9 Rated t.cotiona Every VIND. woo, 2007 DAL BAR RATED COMMUNICATIONS rxentrnaer .11.11=1.7tt..."; r4t.. ert ins •oc SDNY_GM_00048130 OB-SDNY-0010954 EFrA_00158739 EFTA01290767 Portfolio Holdings (continued) Cate Aadred Quality Uoit Cog Cod Basis Market Price Market Value Unrealized Gala/ Loss Estimated Estimated Annual Income Yield Equities 1 1.0 0% of Portfolio Preferred Stocks (listed by expiration date) CMGROUP INC DEP MS REPSTG 111000TH PFD SER K DIV 6.875% PERPETUAL MATT PERPETUAL CALL 111151230 25.00 Dividend Option: Cash Security Identifier: C PRK CUSP. 172967341 02/03114 79.004.000 25.3090 1.991416.90 26.6800 2,107,720.00 108,301.10 135.781 25 6.44% CITIGROUP INC DEP MS REPSTG 111000 Security Idatlller. C PRC PFD SER C 0IV 5.8% PERPETUAL MATT CUSP: 172967366 PERPETUAL CALL 04122/180 25.00 Dividend Option: Cash 10128/14 19,033.000 24.0810 1,180,739.16 21.6000 1,208,211.80 25,472.64 71,097.85 5.89% 10129114 150,967.000 24.3130 3,870,430.48 24.6000 3,713,188.20 43,35712 218,902.15 5.89% Total Covered 200,000.000 415106914 4,920,000.00 68,830.36 290,000.00 Total 200,000.000 $4,881,169.114 $4,920,000.00 $66,830.36 $290,000.00 Total Preferred Stocks $6,850,688.54 37,027,720.00 3177,131.40 $425,781.25 Total Equities $8,850,688.51 $7,027,720.01 8177,131.18 8425,781.25 Uarealized Estimated Estimated Date Acquired Quantity Usk Cost ant Basis Market Price NadelValle Gals/ Loss Annual Income Yield Mutual Funds 3.00% of Portfolio P M ORGAN FLOATING RATE INCOME FUND SELECT SNARES Open End Fund Dividend Option: Reinvest, Capital Gains Option: Reinvest Security Identifier: PHSX CUSP. 481211510 01122113 '.3 198,216.056 10.0900 2,000,000.00 9.5700 1,898,927.65 -103,072.35 83,250.74 4.38% 02101113'.3 630.057 10.0670 6.342.92 9.5700 8.029.64 •313.28 264.62 4.38% 03101113'.3 111.578 10.0600 7,158.48 9.5700 6,809.81 •348.67 298.86 4.38% 04101113'.3 789.517 10.1100 7,982.33 9.5700 7,555.96 426.37 331.61 4.38% 05101113 '.3 06103/13 '.3 07101113'.3 751.550 757.360 668.131 10.1300 10 0900 9.9700 7,613.21 7,641.77 6,661.27 9.5700 9 9.5700 7,192.34 7,247.93 6,394.02 .420.87 393.84 •-236973.254 315.65 318.09 280.62 4.38% 4.38% 4.38% 08101113'.3 704.609 10.0600 7.088.37 9.5700 8,743.10 -345.27 295.94 4.38% 09103113'.3 709.175 10.0300 7,113.03 9.5700 6,786.80 •32623 297.85 4.38% 10101113 '.3 712.100 10.0240 7,137.85 9.5700 8,814.80 •323.05 299.08 4.38% Total Noncovered 204,650.163 2,004,739.23 1158,502.05 4011,237.18 85,953.06 Reinveslin ents to 17,144.402 9.9320 170,274.69 9.5700 164,071.94 4,202.75 7,200.65 4.38% Date Total Covered 1/.111.102 170 271.19 181,071.91 -6,202.75 1,200.85 Total 221.791.585 $2,235,013.92 82.122.873.91 4112,439.93 $93,153.71 Total N utual Funds 32,235,013.92 32,122,573.91 4112,439.93 893,153.71 Paget of 9 Account Numb Bin?! I nano '17 OMAR ROLL paperless TbE URLs CONFIDENTIAL - PURSUANT TO FED. R CRINI. P. 6(e) FAZE T rO N F I D AENTIAL Rated tmolleM Every 'Van Same 2'007 DALOAR RATEDCOMMUNICATIONS rxesurnaer ...a SDNY_GM_00048131 OB-SDNY-001O955 EFTA_00 I 58740 EFTA01290768 Deutsche Asset & Wealth Management PO Oox 1776, Balbmore. M021203 Portfolio Holdings (continued) On'sofRota Pnwiln weYn Pawiene* ravens Oserapee,o..• MAUI math smonet %lc lire Ion Olk• Hann Ammo. 160. I 774r War lot hY 10114 01/).7.4.7414. mat 71474791, Cost Bails Market Value Statement Period: 0810112015 • 08/3112015 Unrealized Accrued Estimated Gain/ Loss Interest Annual Income Total Portfolio Holdings $63,480,857.67 163,127,596.87 .1333,261.00 $165,661.11 11,061,983.95 Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended (' IRV') (incorporating amendments enacted by P.L.110.343. the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered." under the new cost basis reporting rules, and marked or denoted as such. AI other securities in this section are securities which are 'coverer under the new cost basis reporting rules. Securities which are 'covered" under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their 'applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-6 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations wall not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. The cost basis of this security has been provided to us by you or your introducing kin and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Messages Although a money market mutual fund seeks to preserve the value of your Investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Account Nun be OBAN ROLI Go paperless TI• E FAZE T CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) IJ ONFIDAENTIAL 14LOoft' lila. Excellent, Every Veit Sin07 2007 DAL BAR RATED COMMUN 'CATIONS rxertur NCI SDNCGM_00048132 DB-SDNY-0010956 EFTA_D0 I5874 I EFTA01290769 Activity Su m m ary qv( arnounts shown are In base currency) Credits This Period Debits This Period Net Ibis Period CreditsYear-to-Date DebitsYear-to-Date Net Year-to-Date SecurlUes Securities Bought 0.00 -7,734.49 .7,734.49 0.00 -1,223,833.02 4,223,833.02 Securities Sold 0 00 0.00 0.00 2,329,942.58 0.00 2,329,942.58 Total Securities $0.00 -$7,734.49 -$7,734.49 $2,329,94238 -$1,223,833.02 $1,106,109.56 Dividends and Interest $43,282.11 $0.00 $43,282.11 $711,286.20 $0.00 $711,286.20 Distributions 20.00 $0.00 $0.00 $1,326,849.10 10.00 $1,326,649.10 Cash Deposits 0 00 0.00 0.00 113,297.33 0.00 113,297.33 Total Cash Woo $0.00 $0.00 5113,297.33 $0.00 $113,297.33 Money Market Funds $0.00 $0.00 $0.00 $0.00 .$2,843,786.83 •$2,843,786.83 Totals $43,282.11 -$7,734.49 635,547.82 $4,480,355.21 .54,087,818.85 $412,738.36 Transactions by Type of Activity Process/ Settlement Date Activity 1).rie Description Quantity Price Maud literal Ammon Currency Securities Bought and Sold 08128115 REINVEST CASH INCOME .P MORGAN FLOATING RATE INCOME RAO SELECT SHARES 801.047 -7.734A9 USD Pri SX 220985.5180 SIRS SHRS PORCH. AT 59.56000 RD 08126 P0 08128115 Total Securities Bought and Sold - UNITED STATES DOUAR 0.00 -7,734.49 Dividends and Interest 08117115 CASH DIVIDEND RECBYEO 79000 SIRS CMGROUP INC DEP SHSREPSTG 1/1000TH PFD 33,915.35 USD C PRK SER K DIY 6.875% PERPETUAL MATT PERPETUAL CALL 11115123.25.00 RD 08105 PD 08117115 08128/15 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 7,731.49 USD PHSX 220985.5180 SIRS RD 08126 PD 08128115 08/31/15 MONEY MARKET FUND DEUTSCHE GOUT CASH 1,602.27 USD INCOME RECEIVED 233993682 Total Dividends and Interest • UNITED STATES DOLLAR 0.00 43,282.11 Total Value of Transactions 0.00 35,547.62 USD The price and quantity displayed may have been rounded. Page 6 of 9 Account Numl Go paperiess THE it° CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) FAZE T O N F I DAENTIA L kilted Excellera (very Vs, Sinop 2'007 DAL BAR RATED COMMUNICATIONS rxenurnaer rettrire:Zer.=....."""ra SDNY_GM_00048133 OB-SDNY-0010957 EFTA_00158742 EFTA01290770 Deutsche Asset & Wealth Management PO Liox 1778, Salismore MD 21203 Client Service Information Deco,* boa PR.. vieon minim <Dome 6,..• Denscht Sam SeCteifes Lin Vart Onto 141 Parl •••••••.16th I ter Herr Vest 1RI 1011.4 I/ CLILMIL (SW 78114,91, Statement Period: 0810112015 • 0813112015 Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENUE. 26TH FLOOR NEW YORK NY 10154.0003 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Socks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Treat all interest as original issue discount (0'0): No Amortize premium on taxable bonds based on Constanl Yield Method: Yes Accrual market discount method for all other bond types Ratable Method Include market discount in incom e annually: No Electronic Delivery You have not seceded any account totem unications for electronic delivery. To register and turn off paper communications, log in lo your account or contact your Client Advisor for more information m portant Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including shod positions, at the close of the statement period. The market prices, unless othervrise noted, have been obtained horn independent vendor services. which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked NIA' and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WIEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future resuls. These figures are computed using information from providers believed to be reliable: however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change al any time. and may be affected by current and future economic, political and business conditions, they should not be retied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and pikes remain constant A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to vetm.pershing.comibusiness_confinuity.html for specific details as to formulas used to calculate the Sgures. Accrued interest represents interest eamed but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You wig not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confrmations previously furnished to you. A summary of this Pager of 9 (HIAW ROIL Account Nu TH E FAZE T CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Rated tacollenli Go paperless Yen Slate 2007 COmmI DALBAR RATED UNICATIONS ON F I DAENTIAL: "MUM" SDNY_GM_00048134 DB-SDNY-0010958 EFTA_00158743 EFTA01290771 Important Information and Disclosures (continued) Options (continued) information is available to you prorptty upon your written request directeo to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance With the tens outlined in the Marge' Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaler number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions convened by agents (such as depositories) win be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Pooes makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poets shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it Babe for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel_ Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries conceming the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)4134333. Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC1. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.corrilaboulfstrength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (includes) unauthorized tradiig) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact intonation can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 4133330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other n court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very finked. • The ability of the parties to obtain documents. witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to Paget of 9 Account Nun be ItaKedtwcollen. 08.41 MOIL paperless I- vwf V.. W.:* 2007 ME FAZE TRLS ON F I DE TIAL gglt igt:E"°"4"mr-"T°6 CONFIDENTIAL - PURSUANT TO FED. R CR[6,1 P. 6(e) SDNY_GM_00048135 OB-SDNY-0010959 EFrA_00158744 EFTA01290772 Deutsche Asset & Wealth Management PO Pox 1778, 18•11imore. MD21203 Important Inform ation and Disclosures (continued) 0ralsre Rani ...tin w,Yn Manale,tat Pant% COMfar 4.p.p Des-WM M. SCIVri MC. Omar in Po% &Swot Ikh I ber NM 1rt 1011A 454.71114. rns)78/.4MS. Statement Period: 0810112/15 • 08/3112015 Important Arbitration Disclosures(continued) the first scheduled hearing date. • The panel of arbitrators will typicaly include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time hinds for bringing a claim in arbitration. In some cases. a claim that is ineligible for arbdralice may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any damns encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shag not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pushing's contact information is as follows Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)113.3330. Account .umber Tr- E FAZE T CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) ON Fl Dag efisAL Page 9 09 Rated excellordi L....my Year Lace ZOO7 DAL MY RA TED COMMUNOCATIONS rxestmier 1•••••11. ISO —rw wet. MC SDNY_GM_00048136 OB-SDNY-0010960 EFIA_00158745 EFTA01290773