EFTA Document EFTA01295195

NAME SEARCHED: JEGE, Inc PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Compliance management. Also. all accounts involving PEPs must be escalated. Search: Result: Click here for results: Reviewer Comments (as necessary): RDC No Hit MI Not Required I. RDC Results No RDC alert (Please see attached) H Hit ICR el No lfi re:I t • Not Requi II. PCR Results No KR alert (Please sec attached) H Flit MS III. Negative Media There was no information found ID Yes s No IV. Non-Neptive Media There was no information found • Not Required V. Other Language Media There was no information found D&B VI. Result Found (Please see attached) Results? _1 Yes 0 No No d 0 Not Required Smyth= Results? 0 Yes 0 No VU. Smartliax Result Found (Please see attached) • Not Required Court Cases El Review by Legal May be Required Egi No Results 0 Search not required VIII. Court Cases There was no information found Prepared by: Ahsan Manzoor Date: 10/02/2013 Research Analyst Instructions: I. Review and confirm that all results arc returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We tune attached the web link helms for your convenienee:Martindale-Hubbellhttp:/Nals.martindak.com/xpfalartindale/homeaml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only SONY_GM_00063939 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0016763 EFTA_00164509 EFTA01295195 OFAC RESULTS RDC: 11527223 No Match Found 6851797 JEGE, Inc Cou nt ri: Virgin Islands, U.s. PCR: C20131019065883 JEGE, Inc 6851797 NCA customised Auto-Closed No-Hit 02/10/2013 MS RESULTS Negative Media: There was no information found Non-Negative Media: There was no information found Other Language Media: There was no information found Public Record: 1 OF 3 RECORD(S) FOR INFORMATIONAL PURPOSES ONLY Copyright 2013 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Subject Summary Name Address Phone County/FIPS JEGE INC 103 FOULK RD STE 202 WILMINGTON, DE 198034742 Name Variations/DBAs For internal use only SDNY_GM_00053940 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SDNY-0016764 EFTA_00164510 EFTA01295196 Page 2 # Name Variations 1 JEGE INC Phone Summary -1 records found # Tel hone Number 1. Addresses - 2 records found # Address Dates County MSA 1. 103 FOULK RD 202 9/112001 - NEW CASTLE Wilmington- WILMINGTON. DE 19803 Newark. DE-MD - 9160 8/1/2013 2. 103 FOULK RD 3/12/2004 - NEW CASTLE Wilmington- WILMINGTON, DE 19803 Newark, DE-MD - 9160 1/9/2013 Aircraft -1 records found 1: FAA US Aircraft Registrations Aircraft Number: 908JE Status: Active Date First Seen: 7/1/2013 Date Last Seen: 9/1/2013 Last Action Date: 6/13/2013 Certification: Not Amateur Certification Date: 1/25/2001 Manufacturer: BOEING Model/Series: 727-31 Weight: CLASS 3 Type: Fixed wing multi engine Engine Type: Turbo jet Manufacturer: P &W Model/Series: JT8D SERIES Engine Horsepower: 00000 Engine Fuel Consumption: 007700 Number of Engines: 3 Cruising Speed: 0435 Number of Seats: 134 Category: Land Sources - 3 records found All Sources Business Finder FAA Aircraft Registrations 3 Source Document(s) 2 Source Document(s) 1 Source Document(s) Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly, processed incorrectly and is generally not free from defect This system should not be relied upon as definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary of State documents, the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. Your DPPA Permissible Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyright@ 2013 LexisNexis, a division of Reed Elsevier Inc. All rights reserved. 2 OF 3 RECORD(S) For internal use only SDNY_GM_00053941 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0016765 EFTA 0016451I EFTA01295197 Page 3 FOR INFORMATIONAL PURPOSES ONLY Copyright 2013 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Subject Summary Name Address Phone County/FIPS JEGE, INC. 1290 MARKET ST STE 9 None Listed SAN FRAN, CA 94102-4801 Name Variations/DBAs # Name Variations 1. JEGE. INC. Addresses -1 records found # Address Dates County MSA 1. 1290 MARKET ST 9 9/30/2001 - SAN FRANCISCO San Francisco, SAN FRAN, CA 94102 CA - 7360 7/9/2013 Profile Information - 2 records found 1: JEGE, INC. Company Name: JEGE, INC. Date Of Incorporation: 6/19/1979 State Of Incorporation: CA Charter Number: C0922476 Status Of Incorporation: SUSPENDED Corporation Structure: CORPORATION 2: JEGE, INC. Company Name: JEGE, INC. Date Of Incorporation: 6/19/1979 State Of Incorporation: CA Charter Number: C0922476 Status Of Incorporation: SUSPENDED Corporation Structure: CORPORATION Company ID Numbers - 1 records found Company ID Numbers Sec. of State Charter No(s): CA, C0922476 Sources - 2 records found All Sources Business Finder Corporate Filings 2 Source Document(s) 1 Source Document(s) 1 Source Document(s) Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as definitively accurate. Before relying on any data this system supplies. it should be independently verified. For Secretary of State documents, the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. Your DPPA Permissible Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyright® 2013 LexisNexis, a division of Reed Elsevier Inc. All rights reserved. 3 OF 3 RECORD(S) For internal use only SDNY_GM_00053942 CONFIDENTIAL — PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-00 16766 EFTA_00 I 645 I 2 EFTA01295198 Page 4 FOR INFORMATIONAL PURPOSES ONLY Copyright 2013 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Subject Summary Name Address Phone County/FIPS JEGE. INC. None Listed Name Variations/DBAs # Name Variations 1 JEGE INC Profile Information - 4 records found 1: JEGE, INC. Company Name: JEGE, INC. Date Of Incorporation: 10/14/1977 Charter Number: 0041749100 Duration: PERPETUAL Status Of Incorporation: FORFEITED EXISTENCE Corporation Structure: DOMESTIC FOR-PROFIT CORPORATION 2: JEGE, INC. Company Name: JEGE, INC. Charter Number: 0041749100 Duration: PERPETUAL Status Of Incorporation: FORFEITED EXISTENCE Corporation Structure: DOMESTIC FOR-PROFIT CORPORATION 3: JEGE, INC. Company Name: JEGE, INC. Charter Number: 0041749100 Duration: PERPETUAL Status Of Incorporation: INACTIVE Corporation Structure: DOMESTIC FOR-PROFIT CORPORATION 4: JEGE, INC. Company Name: JEGE, INC. Charter Number: 0041749100 Status Of Incorporation: INACTIVE Registered Agents -1 records found # Name Address 1 JAMES E BAUMANN 306 STAYS ST EL PASO, TX 79901-3095 Company ID Numbers - 1 records found Company ID Numbers Sec. of State Charter No(s): TX. 0041749100 Sources - 2 records found All Sources Business Finder Corporate Filings 2 Source Document(s) 1 Source Documents) 1 Source Document(s) Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as For internal use only SDNY_GM_00053943 CONFIDENTIAL — PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-00 16767 EFTA_00 I 645 I 3 EFTA01295199 Page 5 definitively accurate. Before relying on any data this system supplies. it should be independently verified. For Secretary of State documents, the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. Your OPPA Permissible Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyright® 2013 LexisNexis, a division of Reed Elsevier Inc. All rights reserved. D&B: Copyright 2013 Dun & Bradstreet, Inc Worldbase March 31, 2012 J. VAN GELDER (JEGE) INC. MENDELSSOHNSTRAAT 5 (registered address) WAALWIJK 5144 GD NETHERLANDS REGION: EUROPE COMMUNICATIONS TELEPHONE: COUNTRY CODE: 0031 COMPANY IDENTIFIERS* * * * ****** DUNS: 41-460-0338 NATIONAL: 181275610000-Netherland Chamber of Commerce Number COMPANY INFORMATION FOUNDED: 1991 LEGAL STATUS: Foreign company EMPLOYEES HERE: 1 - Estimated EMPLOYEES TOTAL: 1 - Actual DESCRIPTION ACCOUNTING, AUDITING. AND BOOKKEEPING For internal use only SDNY_GM_00053944 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-00 16768 EFTA_00 I 645 l4 EFTA01295200 Page 2 Worldbase, 03/31/2012, J. VAN GELDER (JEGE) INC. MARKET AND INDUSTRY SIC CODES: 8721 - Accounting/auditing/bookkeeping LOAD-DATE: September 5, 2013 LEGAL RESULTS: Court Cases: There was no information found For internal use only SDNY_GM_00053945 CONFIDENTIAL — PURSUANT TO FED. R.CON(FIDENTIAL DB-SONY-0016769 EFTA_00 I 64515 EFTA01295201