EFTA Document EFTA01298370

Deutsche Asset & Wealth Management +11 c.1" Opp DBTCA Deposit Account Opening Application Private Wealth PremiumTM Elite Personal Accounts O Checking Acct. # O Elite Checking with Interest Acct. # APY O Elite Money Market Deposit Acct. # APY O Certificate of Deposit Acct. I APY Tenn O DB AG NY Preferred Certificate of Deposit Acct. I APY Term Promo term (DBTCA deposit account required. along with a DB AG Preferred Terms and Conditions) Private Wealth PromiumTm Internet Banking Services I3I4Et Private Wealth Online Plus [Link to Existing Online Relationship (User/Co. ID Number) Client Relationship O Individual Account O Joint Tenants with Right of Survivorship O Joint Tenants in Common K In Trust For/Payable on Death/As Trustee for CI Trust O Estate Private Wealth Premium TM Elite ,Business Accounts Checking Acct. 0 O Elite Checking with Interest Acct. N PY Elite Money Market Deposit Acct. N APY O Certificate of Deposit Acct. X APY Term O DB AG NY Preferred Certificate of Deposit Acct. f/ APY Term Promo term (08TCA deposit account required. along with a 06 AG Preferred Terms and Conditions) O Cash Master Sweep Account Checking Acct. Private Wealth Premiumn" Banking Services O Consumer Debit Card # O Joint Applicant Debit Card # Business Debit Card # E17 0 eine ClItipkbpok Sly? , L001(41,-.45 Coon F. O Name Onlr0CR) se Name and Address TeAllsolf La IC O Duplicate Statement -a C.Dior we Addr City State Zip Code O Mailing address (if different) Name Addr City State Zip Code Elite Money Market Deposit Acct. # APY Target Amount Trigger Amount K Custody under NY UTMA O Foundation O Non Profit Organization O Attorney Trust Escrow O Landlord Master Escrow PACcWNEMT O Corporation O Limited Liability Company O Partnership O Limited Liability Partnership 13.AWM-0101 NAOSOD00015602-000104611 010959.001610 SDNY_GM_00062715 CONFIDENTIAL - PURSUANT TO FED. RWINF ,IDENTIAL DB-SDNY-0025540 EFTA_00 173223 EFTA01298370 5l7b#1Ai1 Accou Title and Joint Application Information • kintLA sk- Li-c i5 Name of m Tole (last nem Social §ecurny N.ymber or Taxpayer 1 Number Address 120t0").--- City, S Hon ads Ti elephOne umber r — ..„,/a)971 2-7\ 27,-. 2( ... Horne Telephone Number "VP- Business Telephone Number Joint Applicant (last name, first name, middle initial) Social Security Number or Taxpayer ID Number Address City, State and Zip Cade Business Telephone Number Date of Binh Name of Employer Address at b a of Binh Name of Employer Address Not app eablit City. State and Zip Cod* City, State end Zip Code Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities. Federal law requires all financial institutions to obtain, verity, and record information that identities each person who establishes an account, investment or other business relationship with a financial institution. This means that we will ask for your name, address, and other information that will allow us to identity you. We may also ask to see identifying documents such as 8 certiticatb of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the light against money laundering and terrorist financing: these rules call for an active involvement of both asset management firms and their clients. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities. addresses, source of funds and. if necessary. legal representatives. authorized signatories. beneficial owners or control structures and to collect requisite documentation to substantiate the information. Also. enhanced anti-money laundering requirements require that should any of the above personal or institutional information change. our clients would be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verity these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email regarding the above captioned account(S) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal Instructions being given by person or persons purported to be yoo is your own. Absent the gross negligence or willful misconduct of Deusche Bank Trust Company Americas (OBTCA). you agree to indemnify and hold harmless DBTCA for any claims, losses. expenses, costs or attorneys' fees resulting from DBTCA's acting upon such misunderstood and unauthorized Verbal Instructions. Yon understand that DBTCA may. but shall not be required to, seek verification of your verbal, facsimile or email instructions by call back. In case of doubt. OBTCA may in its sole discretion refuse to execute your Verbal Instructions or any pan thereof, without incurring any liability. OBTCA is under no obligation to execute your Verbal Instructions to transfer funds or securities to any accoum(s) without written instructions bearing your original signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit and any additions to the account shall become the property of each owner as mint tenants, and DBTCA may release the entire account to any owner during the lifetime of all owners. OBTCA may honor checks. orders or withwavtal requests born any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds held in the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA may honor checks. orders or withdrawal requests from the survivor(s) alter the deatn of any owner(s) and may treat the account es the sole property of the survive:1s) after the death of any owner(s). Unless DBTCA receives written notice signed by any owner not to pay or deliver any joint deposit or addition or accrual. DBTCA shall not be liable to any owner for continuiog to honor checks. orders or withdrawal requests from any owner. After the receipt of the notice referred to en the previous sentence. OBTCA may require the written authorization of any or all joint owners for any further payments or deliveries. 2 134,w/40101 013959032613 SDNY_GM_00062716 CONFIDENTIAL - PURSUANT TO FED. RWINIlf ) IDENTIAL DB-SDNY-0025541 EFTA_00 173224 EFTA01298371 ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to enter into a separate Internet Banking Services Agreement with DBTCA before you can aocess the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to you in any relevant jurisdictions that may arise in connection with assets. income or transactions in your accounts) and your business relationship with DBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets. income or transactions in your accounqs) and your business relationship with DBTCA Furthermore. you confirm that the necessary information (to the best of your knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s). seltIONS). beneficiery(ieS). partner(s). etc. to enable him/her/ thorn to fulfill any respective tax obligations that may arise for him/Ter/ them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. In addition, you agree to notify us immediately of any material change to the information provided by you on this Application. You represent and warrant that allot the information provided by you on this Application is araitete. The Terms and non for Deposit Accounts are Acceptance You • nderstead that this a m Holder's Signature tante by OBTCA. Joint Account Molder's Signature "403 Date Date t.-244,,kwArracrrietnt ei • For.Banle. ii:RoySed • prp: 3:4 iv s riteX r is a t W. fieliAit.gare , :"&•••kt ' Lymetta 1$2.g.a.. SFS Zot'eit,r 4.Ta . !:Stflka9iverie >air/ iiz zlravizia3.4r. ..47.4ffn3e$11.'.5trit.a.Vriair :0Y6rt. ternititv.4:140440 ia laStStka. Ata§Paia tqAtekta , r- ..mingiingtagiSa inta rt ..- ' 1" 1 "". " 71' nrl:M.441 ' ' Nel'ac mt "paYcm'.t"....cim,n-gy' rf'r, 4iikAyt >,. ,...,.. . . :lava .v.. • • ' ''' avow '..tcriit-xt 4 tr i Pa .. A I. t 1-; • 4;jii . 4. SOO at.ti. ;;:1; ,p . CzAr" tit ("engor '4 5SPIM:Effineesogac.scfratasS;. ''",ten-tr.: • ' oc A7Sy.i f -(aesto..fl SIPS tti5. &fa: "xs4gsrii I lAVVIAO101 3 013959.032613 SDNY_GM_00062717 CONFIDENTIAL - PURSUANT TO FED. RcQNf IDENTIAL DB-SDNY-0025542 EFTA_00 173225 EFTA01298372 IN WITNESS WHEREOF, the undersigned. by and through its authorized officer, has caused this instrument to be executed on the date listed below. ,FOR BUSINESS USERS, Dustless lite Nam ej " roW Air U-L. In °nature DEUTSCHE BANK 'MUST COMPANY AMERICAS P//‘03 Date By . M. 4.O.A.AAI" Print Name/Title ( (3 Date (FOR ALL OTHER USERS' Account Name Name/Title Signature Date wm134667 21 010198 080613 SONY_GM_00062718 CONFIDENTIAL - PURSUANT TO FED. RctONF ,IDENTIAL DB-SDNY-0025543 EFTA_00 173226 EFTA01298373