EFTA Document EFTA01298715

Deutsche Bank El Account Nader Name Southern Trust Company Malono Management I. Cliettrey Epstein GCIS fr Case rt 4810363/55O331M5225S Regular Remove 1977685 Ifroducds) s i ss,fig atICIi I *AI I FWOCILIC(s Custody generic Account Value Enter Country Entity Type , I a . comments Onneripas 01110( ...___ legal EXISIMIOS other : e Cr °tar) 0 Sate Pnntout Swim" Atilfforty Entity Pamirs/ St:velure tuner S/ uited Approvals/Documents include but not limited to: ABR Approval: non-US clients with mama or US status (nor: us am CnorWri Sys to beano a US person.VS dent cheviry MONT I (sr beCalie it NO0 -US patorii0,4 a authorized agony • 000•US but ni`l • In Ockne0 AFC Reartational Risk Approval (garrOSO9 nexus) MM. Compliance a SRN Appears, fa US persons wet an cleshore RC O Cleent andlor UE10 Ran EU (refer to Tab 3. EU Country List) • add nole to cheat prate (I Client Risk Program (CRP) Form for al new bans (CRPforms are mound at NYC Mom beau*, tend do not po theOlit lode - NON US CUENTS CMLY. 0 Croat Baler Approsel 0 CRPEscalation Body Approval • Exam:Caro to local ea country let perinMed. NO EXCEPTIONS for Clonal exit courdrles (YES) Evidence of source of wealth 0 Evidence Of *WM* of fusee 0 ExCo Approval (Kph Pbs. KYCs For Now Ctonts AND ciente downgraded Prom plon/ored.um to NIGH MO ell Event Omen Reviews) (YES) 'MOM* COO Rule Perm 0 German Bank Separation Ad (OBSA)Cluestionnalit • recruna for ALL newelonts (OSSA debermanien made for clients existing to of 600117 ESA NEEDSIG be reduced lOr Mee 50%. manta owners) and any in between metes aid exlmeily ooh 50% or more or dent (YES) Goeglennternet searches: Client and UBO - at a minimum 0 Group Sustain:tasty Approval /env ironrrentsrsca az rag (TES] ICU Offshore Leaks Database (era./e< bent UFO, initvitaren OntenS ,grater es are rot inns in the Panama Papers detabaSe; Industry Rep Risk Escalation thtlosanpa.nsk Intranet:at comartaappapplitag• defense industry C MO APerOval µan ext,ceom 0e)r - eV nsA totni) 0 NM-target market Approval PEFYnegative media escalator. Approvals - Mead WM MM. Compliance 0 Venezuela. Line of business Approval to commence NYC adoption process (YES) RATIONALE MEMO statng bans ror approving NYC i ri g I i e n +:;, e eii et 2 r •-• 2 X r 1 Vource OPIttalth a i t i i ;2 f 1 Nagel $autilern T nJ et Company Inc SIUZI nglia! X X X x X- X x X X X X X X Zero LLC X Jeffrey Ewan (Sae owner al Saar bust Conveny Inc and Zino tionscrenrnt LLC) X X XXXXXXXXXX Harry Seller X X X X X X X X Uurren K Indyke X X X X I X X X -Nan An ne Brennen Wlebnicht X XXX 2 3 • XX X X XXX x X Brae M Gordon X X X 53 X X X Ilaui S. Barrett X X X X X X X X 1) See GCIS 466405 2) See GCIS 550331 3) See GCIS 487647 1977695 NYC Cambia &ahem Trust Company Cric•Zorro Maroperneet LLC-Jelfey Epsten Fan eternal ua only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SDNY_GM_00063832 DB-SDNY-0026657 EFTA_00174340 EFTA01298715