EFTA Document EFTA01298886

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V.i1a rsc (21,- ;Xs: aCtet SDNY_Glil_00064271 CONFIDENTIAL - PURSUANT TO FED R.QP AKE I DENTIAL DB-SDNY-0027096 EFFA_OO174777 EFTA01298886 Fax Fax ;or 16 2014 09;3dan P003/004 Mar fi 2314 11:29 ex P004/004 la FI tat lotOtstowkiolotionoeciisiohioattiametaitOsitainty,iatationikasilas, ANDLeSsieketliNOWSWOWNOW . NO AMOR ha hoar Oaten Rs remind a mind sed MAWS. and !MY ere POW 1.4 ILA tart ant elites. Na one Out fall Ow CaparatOR sit* have rereinterest fte ay ocean opeted na nutotahoci in Sc name ee 7w Corpcmatita Tilt TERMS MID CONIXTICT4S ONTHeleri TWO PAGES CaNTAIN Plif4S3Pliff ARBITRATION CLAUSEAT I'MAdfnli IN UTNESS %%OMB:C. I Ion.. hereunto eFirerl ny herd and tha uS dthe SEAL raw,r6.404...a_witakah ttAit**.tatitittiow . Lee. AlikiWCOIRIS14940 tif Pfe csakkev—t— lilatiSteAldetAill*takbaiiiistewirtemeigliiiiteiaaientiaSimitgait99404t pinnumotssoola ccrtyto asses Nome Swami Ca*, Ofecor • Compacts TM at$acced Conftne °Rico It Tat CLIENT is IsCORPORATED NAME THE UNITIO STATT3. TIT WENT MUST COP-Wan AND RETURN A KAM W-2 "'LONG MTN n<ti OffiCEWS CEJTTIiRCAT€ COratbIA-01$ Cot Iut tarth ATM Rt12)COPP CO(42C422211 SDNY_GM_00064272 CONFIDENTIAL - PURSUANT TO FED- R.QP AKE I DENTIAL DB-SDNY-0027097 EFTA 00174778 EFTA01298887 Fax Aar 16 201d 09:11an :=0CdiDed Deutsche Asset Internal Use Only & Wealth Management PCS High Risk Media Communication Sheet This form must be completed by the Employee speaking to Clients. LOA must be attached with other supporting documents. Type of Account Change C) Address of Record Change Li Telephone Number Change C) Email Change Type of Asset Movement (Select One): o.,WIRE it NON-USO WIRE O ACH O CHECK 7: JOURNAL 0 DTCJEUROCLEAR REG E Wire r2 Yes C No (If yes, complete and attach additional documentation requited.) Standing Instructions (Select One): Initial Setup 3 Pre'Established [rccount Numbetis): IVerification of Contact with lient By signing below. I am certifying the following; ;Method of Callback (Select One): Ir. Callback not required (for pre-established standing instructions or same name Internal asset transfers) KJ verbally confirmed (via inbound or outbound call for asset movement < S50,000 — of pre-established standing instructions) I Performed Callback ifor account changes, AU. intemationaUnon-USDIFX requests. initial standing instructions or asset movements z $50,000) Callback must be performed by a porton not on the Client's sales torn when verve of asset movement exceeds S1.000,000. t4orificallorVAuthentication: recognized the Client's voice based on prior conversations confirmed acoJrato responses to three authentication questions it also confirm! I— Signers) isfare authorized to act on account Indemnification language is on file — I have completed signature verification I have reviewed this transaction for consistency with Clients historicallempected account activity nikyzer Geireints ; lAdtraionel information. if naiad: Taptilt becusedb, pate a time of al bask Of inWuAlt ps 15 I ML ye comocebng Aos-n,c,,on CU.k— Daw Branch Management Approval IBY signing below, I am certifying the following: I have reviewed this Communication Sheet and confirm that it has been tufts completed in accordance with the HRNI I also confirm: — Signers) ware authorized to act on account — indemnification language is on file I — I have completed signature verification BSO Approval if Necessary (Select One and Attach E-mail Approval) Asset movement > $10 million (BSO or heed of Middle Office or delegated officers) iD Any exception to HRM Policy p change of Country of Owkik) (for address or phone number change/ *The term 'diger ram to the woman holler or any individual who has been authonzed ty Client to transfer assets or provide charge of contact intonation. pit:mender to the High Risk Media pcticy-ima, US-PCS for more information httWitiftMetieyPorteLintrenetdb.comtepailpdf/0901 bealf12dMilememe ;train' SDNY_Gtki CONFIDENTIAL - PURSUANT TO FED R.c1;?N(F IDENTIAL DS-SDNY-0027098 EFTA_00174779 EFTA01298888