EFTA Document EFTA01299223

Deutsche Bank El Account Holder Name GCIS if Case 4 a Type of KYC Productis) Banking products Account Value <$1 MM Enter Country USA Entity Type LLC comments Ownership Articles of Association/Inc./Org. other: Operating Agreement Articles of tirganization • Filing Receipt and EIN Confirmation Letter Legal Existence Articles of Associationlinc./Org. other: Operating Agreement Certificate of Good Standing Articles or Organization - Filing Receipt and EIN Confirmation Letter Signing Authority Articles of other: Operating Agreement Articles dt Organization - Filing Receipt and EIN Confirmation Letter Entity Powers i Structure Articles of Associationtinc.lOrg. other: Operating Agreement Articles of Organization - Filing Receipt and EIN Confirmation Letter Reviewed By. KYC Checklist New Relationship Name Account Holder Member ≥ 25% Member < 25% Managing Member Manager Other Signatory Source of Wealth It B R al O Street Address Photo ID ¢ nt el & e r.)i cc 05 cii Internet Searches—Clei x x x x x n/a x x x y x 2 x x y /W0% owner soe member) x x x x x Richard Kahn (Manager) x x x x x 2 2 x y meets receivedComments e.c. • existing client 11 Richard Kahn has been KYCds please refer to KYC #01133377 and #01133113 for more information. 2) When doing searches for Richard and we received PCR and ROC Alerts that are false positives and have been cleared by AML Compliance. Please refer to the attachments on the KYC Case for more information. 3) Ran internet searches on all parties involved. Nothing indicating money laundering, tax evasion, fraud, financial or other criminal activity was uncovered and there was nothing that indicated a significant reputational risk which may lead to a bar of client adoption or further escalation Melisa Venegas CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) For use only CONFIDENTIAL Approval Date: December 2. 2014 SDNY_GM_00064P99 DI3-SDNY-0027824 EFTA_00 II 75499 EFTA01299223