EFTA Document EFTA01299239

Classification: For internal use only Hi Amanda, Please find the below approved clearance for Kind regards, Andrew Kisz Andrew Kin Associate I AML Compliance Officer 08 Services New Jersey. Inc. Asset 8 Wealth Management 5022 Gate Parkway. Suite 400. 32256 Jacksonville. USA FJnail PittiitrwerrPerfbent. -- Forwarded by Andrew Kisz/db/dbcom on 12/04/2013 01:58 PM — From: Jacqueline Lightbody/db/dbcom To: Andrew Kisz/db/dbcomGOBAMERICAS. Cc: PWMUS AMLKYC/db/dbcom©DBAmericas Date: 12/04/2013 01:45 PM Subject: Re: (I] Classification: For internal use only Hi Andrew, In reviewing the alert against and the previous attached approval by senior management for Jeffrey Epstein, I agree with your assessment . This alert can be cleared. I also recommend that the relationship be marked as "High Risk" to be consistent with the existing relationship with Jeffrey Epstein. Thanks. Kind regards, Jacqueline Lightbody Jacqueline Lightbody SDNY_GM_00065019 CONFIDENTIAL - PURSUANT TO FED. R.QQA1(f IDENTIAL DB-SDNY-0027844 EFTA_00175519 EFTA01299239 We President I AML Compliance Officer Deutsche Bark Trust Company Americas PWM AML Compliance 23rd Furor 60 WaII Street. 10005-2836 New York. NY. USA Tel. +212(250)2685 Fax (25913255 Email Panitrwitr Pa:Oat From PWMUS AMLKYC/db/dbcom To Jacqueline Lightbody/db/dbcom©DBAMERICAS. Cc PWMUS AMLKYC/db/dbcom©DBAmericas Date 12/03/2013 12:18 PM Subject. Classification: For internal use only Hi Jackie, This is an escalation for negative media pertaining to is a beneficiary of a trust wherein Jeffrey Epstein is the grantor. According to the business, is no account and has no authority on the trust account. The alert involves allegations against ' of being a co-conspirator of several f raj ffen s. The same offenses resulted in Jeffrey Epstein being sent to jail, but the charges against were dropped. The on-boarding of Jeffrey Epstein was previously cleared by Chip Packard (see attached) and subsequently cleared by AML Compliance based on that fact. Accordingly, AML Compliance is comfortable clearing this alert for the following reasons: 1) The account is already marked as high risk: 2) Chip Packard has reviewed and approved the on-boarding of the relationship with Jeffrey Epstein and obtained clearance from a reputational and AML risk perspective. Jeffrey Epstein Clearance. pdf From: PWMUS AMLKYC/db/dbcom To: Jacqueline Lightbody/db/dbcom©DBAMERICAS. Date: 10/0972013 05.53 PM Subject: DRAFT: (I] Classification: For internal use only Kind regards, Andrew Kisz Andrew Kisz Associate I MIL Compliance Officer DB Services New Jersey. Inc. Asset & Wealth Management Chip approval.pdf SDNY_GM_00065020 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0027845 EFTA_00 175520 EFTA01299240 5022 Gate Parkway. Suite 400. 32256 Jacksonville, USA Tel. +1 934 596-0971 Email AusiowtryPeepron From: Amanda Kirby/db/dbcom To: PWMUS AMLKYC/db/dbcom©DBAmericas, Cc: Andrew Kisz/db/dbcom©DBAMERICAS, PWMUS AMLKYC/db/dbcom@DBAMERICAS Date: 10/09/2013 04:50 PM Subject: Re: Fw: RDC ALERT - (I] Classification: For internal use only Hi Andrew, This is part of the Jeffrey Epstein relationship. She is named as one of the beneficiaries of a trust that he is the Grantor of (Butterfly Trust). She is not opening an account and has no authority on the trust account Best, Amanda Kirby Amanda Kirby Associate Deutsche Bark Trust Company Americas 345 Park Avenue. 27th Fl New York. NY, USA, 101540004 Tel +1(212)454-6439 Email RusiewhyPerftrom From: PWMUS AMLKYC/db/dbcom To: Amanda Kirby/db/dbcom@DBAMERICAS, Cc: PWMUS AMLKYC/db/dbcom@DBAmericas Date: 10/09/2013 04:44 PM Subject: Re: Fw: RDC ALERT - Classification: For internal use only Hi Amanda, Is this part of the Jeffrey Epstein relationship or is Kind regards, Andrew Kisz opening a new account? SDNY_GM_00065021 CONFIDENTIAL - PURSUANT TO FED. R.cON(F IDENTIAL DB-SDNY-0027846 EFTA_00175521 EFTA01299241 Andrew Kin Associate I AML Compliance Officer DB Services New Jersey. Inc. Asset & Wealth Management 5022 Gate Parkway. Suite 400. 32256 Jacksonville. USA Ernai Peritrwit Perfbna From: Amanda Kirby/db/dbcom To: PWMUS AMLKYC/db/dbcom©DBAmericas, Cc: Michael Vila/db/dbcom@DBAMERICAS, Andrew Kisz/db/dbcom©DBAMERICAS. Andrea Klingenberg/db/dbcom D Date: 10/08/2013 01:29 PM Subject: Fw RDC ALERT - [II Classification: For internal use only Hi, The attached alert does pertain to our client. was accused as a co-conspirator in a case but was never brought to trial nor ever convicted. She will also never have her own personal account here at DB. The account for which she will be associated is a trust account which names her as a beneficiary. She will have no authority over this account and will not be a client of the bank. Please clear this alert or let me know if you require further information (i.e. trust agreement) Best, Amanda Kirby PI Amanda Kirby Associate Deutsche Bark Trust Company Americas 345 Park Avenue. 27th Fl New York. NY. USA 10154-0004 Tel. +1(212)454-6439 Fax it FJnail pittnincitr pee:fermis Forwarded by Amanda Kirby/db/dbcom on 10/08/2013 01:25 PM -- SDNY_GM_00065022 CONFIDENTIAL - PURSUANT TO FED. R.ctOINE IDENTIAL DB-SDNY-0027847 EFTA_00 175522 EFTA01299242 From: PWM BIS-Research/db/dbcom©DBAPAC To: Cc: PWMUS AMLKYC/db/dbcom@DBAmericas Date: 10/07/2013 03:52 PM Subject: RDC ALERT - [I] Classification: For internal use only Hello, Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. a tachm n ' Alert 1.pdt” deleted by Amanda Kirby/db/dbcom) [attachment Alert. r I t b Amanda Kirby/db/dbcom] [attachment' Alert 1.pdfn deleted by Jacqueline Lightbody/db/dbcom] [attachment Alert.pdr deleted by Jacqueline Lightbody/db/dbcom] Thanks. Ahsan Manzoor SDNY_GM_00065023 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0027848 EFTA_00 I 75523 EFTA01299243