EFTA Document EFTA01299292

Vikram-D Singh From: Claudia Wollmann on behalf of NLS Confirmation Sent: Thursday, May 31, 2018 7:42 PM To: Vikram-D Singh Cc: NLS Confirmation Subject: RE: FIRCOSOFT Alert_ Indyke, Darren K [C] Classification: Confidential Hi Vikram, regarding the above case, we can provide the following information: G0024236 True match, due to the same name and DOB Please note: A reference is on file in PCR. For details, please contact via email: AML Compliance New York ([email protected]). Please collect the available information first and contact the responsible Compliance Officer. 11/10/2016 11/10/2016 07/09/2026 1016480 Kind regards, NLS Team Anti Financial Crime (AFC) Otto-Suhr-Allee 16, 10585 Berlin, Germany Email nIs.confirmation®db.com Working hours: Monday to Friday 6 am to 10 pm CET Deutsche Bank Anti-Financial Crime Name List Screening (NLS) 1 SDNY_GM_00065138 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SONY-0027963 EFTA_00 175638 EFTA01299292 From: Vikram-D Singh On Behalf Of PWM BIS-Research Sent: Thursday, May 31, 2018 4:05 PM To: NLS Confirmation <[email protected]> Cc: PWM BIS-Research <[email protected]>; Vijay-A Sawant Subject: F I RCOSOFT Alert_ Indyke, Darren K Hello Team, Can you please advise on below records as we need to close KYC review asap 1. Record id_ 12593920 WR_125939202182 INT- CILTMEDRI Thanks!! V ikram S ifigh Analyst I PWM US Operations DBOI Global Services Private Limited COO Wealth Management Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahlndra World City - SEZ, 302029 Jaipur, India sA Please consider the environment before printing this e-mail 2 SDNY_GM_00065139 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0027964 EFTA_00 175639 EFTA01299293